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 Tuesday, August 6, 2002
Part IV 
Department of Education 
34 CFR Part 668 et al.Student Assistance General Provisions,Federal Perkins Loan Program, Federal Family Education Loan Program, and  William D. Ford Federal Direct Loan Program; Proposed Rule
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51036
Federal Register
/Vol. 67, No. 151/Tuesday, August 6, 2002/Proposed Rules
DEPARTMENT OF EDUCATION34 CFR Parts 668, 674, 682, and 685
RIN 1845–AA23
Student Assistance GeneralProvisions, Federal Perkins LoanProgram, Federal Family EducationLoan Program, and William D. FordFederal Direct Loan Program
AGENCY
:
Office of PostsecondaryEducation, Department of Education.
ACTION
:
Notice of proposed rulemaking.
SUMMARY
:
The Secretary proposes toamend the Student Assistance GeneralProvisions, Federal Perkins Loan(Perkins Loan) Program, Federal FamilyEducation Loan (FFEL) Program, andWilliam D. Ford Federal Direct Loan(Direct Loan) Program regulations. TheSecretary is amending these regulationsto reduce administrative burden forprogram participants, to provide benefits to students and borrowers, andto protect taxpayers’ interests.
DATES
:
We must receive your commentson or before October 7, 2002.
ADDRESSES
:
Address all comments aboutthese proposed regulations to Ms. GailMcLarnon, U.S. Department of Education, P.O. Box 33076, Washington,DC 20033–3076. We encouragecommenters to use e-mail because papermail in the Washington area may besubject to delay, but please use onemethod only to provide your comments.If you comment via e-mail, we will senda return e-mail acknowledging ourreceipt of your comments. If you chooseto send your comments through theInternet, use the following address:
LoanNPRM@ed.gov 
 You must include the term ‘‘Team ILoan Issues’’ in the subject line of yourelectronic message.If you want to comment on theinformation collection requirements,you must send your comments to theOffice of Management and Budget at theaddress listed in the PaperworkReduction Act section of this preamble.You may also send a copy of thesecomments to the Departmentrepresentative named in this section.
FOR FURTHER INFORMATION CONTACT
:
Ms.Gail McLarnon, Telephone: (202) 219–7048 or via the Internet:
gail.mclarnon@ed.gov.
 If you use a telecommunicationsdevice for the deaf (TDD), you may callthe Federal Information Relay Service(FIRS) at 1–800–877–8339.Individuals with disabilities mayobtain this document in an alternativeformat (
e.g.,
Braille, large print,audiotape, or computer diskette) onrequest to the contact person listedunder
FOR FURTHER INFORMATION
 
CONTACT
.
SUPPLEMENTARY INFORMATION
:
Invitation To Comment
We invite you to submit commentsregarding these proposed regulations.To ensure that your comments havemaximum effect in developing the finalregulations, we urge you to identifyclearly the specific section or sections of the proposed regulations that each of your comments addresses and to arrangeyour comments in the same order asthey are discussed in the SignificantProposed Regulations section of thisdocument.Section 482(c)(1) of the HigherEducation Act of 1965, as amended(HEA) provides that in order for aregulatory change to be effective for thestart of an award year on July 1, it musthave been published in final form in the
Federal Register
no later than thepreceding November 1. The Secretary’sintent is to publish final rules resultingfrom this NPRM by November 1, 2002,making the new rules effective on July1, 2003. However, section 482(c)(2) of the HEA allows the Secretary todesignate regulatory provisions that anentity subject to the provision may, atits option, choose to implement earlier.Therefore, we are seeking suggestionson which of the proposed regulatoryprovisions in this NPRM, if finalized,should be so designated.We also invite you to assist us incomplying with the specificrequirements of Executive Order 12866and its overall requirement of reducingregulatory burden that might result fromthese proposed regulations. Please let usknow of any further opportunities weshould take to reduce potential costs orincrease potential benefits whilepreserving the effective and efficientadministration of the programs.During and after the comment period,you may inspect all public commentsabout these proposed regulations at1990 K Street, NW (8th Floor),Washington, DC, between the hours of 8:30 a.m. and 4 p.m., Eastern time,Monday through Friday of each weekexcept Federal holidays. If you want toschedule an appointment to inspect thepublic comments, please contact theperson listed under
FOR FURTHER
 
INFORMATION CONTACT
.
 
Assistance to Individuals WithDisabilities in Reviewing theRulemaking Record
On request, we will supply anappropriate aid, such as a reader orprint magnifier, to an individual with adisability who needs assistance toreview the comments or otherdocuments in the public rulemakingrecord for these proposed regulations. If you want to schedule an appointmentfor this type of aid, please contact theperson listed under
FOR FURTHER
 
INFORMATION CONTACT
.
 
Negotiated Rulemaking
Section 492 of the HEA requires theSecretary, before publishing anyproposed regulations for programsauthorized by Title IV of the HEA, toobtain public involvement in thedevelopment of the proposedregulations. After obtaining advice andrecommendations from individuals andrepresentatives of groups involved inthe Federal student financial assistanceprograms, the Secretary must subject allproposed regulations to a negotiatedrulemaking process. All proposedregulations that the Departmentpublishes must conform to agreementsresulting from that process unless theSecretary reopens the process orprovides a written explanation to theparticipants in that process stating whythe Secretary has decided to depart fromthe agreements.We developed a list of proposedregulatory changes from advice andrecommendations submitted byindividuals and organizations inresponse to a May 24, 2001, request forrecommendations on improving theTitle IV student assistance programsfrom Representative Howard P. ‘‘Buck’’McKeon and Representative Patsy Mink,the Chairman and Ranking Member,respectively, of the Subcommittee on21st Century Competitiveness of theEducation and the WorkforceCommittee of the U.S. House of Representatives.On December 5, 2001, we publisheda notice in the
Federal Register
(66 FR63203) announcing our intent toestablish two negotiated rulemakingcommittees to develop proposedregulations. One committee (CommitteeI) would address issues related to theTitle IV student loan programs. Theother committee (Committee II) wouldaddress all other Title IV student aidissues. The notice requestednominations of individuals formembership on the committees whorepresented key stakeholderconstituencies that are involved in thestudent financial assistance programs,with preference given to individualswho are actively involved inadministering the Federal studentfinancial assistance programs or whoseinterests are significantly affected by theregulations. In the notice, we identifiedthe constituencies with interests that are
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Federal Register
/Vol. 67, No. 151/Tuesday, August 6, 2002/Proposed Rules
significantly affected by the subjectmatter of the negotiated rulemaking andannounced that we expected thatrepresentatives of each of thoseconstituencies would likely be selectedas members of one, or both, committees.This Notice of Proposed Rulemaking(NPRM) is the result of the deliberationsof Committee I.The members of Committee I were:
Corye Barbour and Ellynne Bannon(alternate), representing students,including the United States StudentAssociation and the State PIRGs (PublicInterest Research Groups) HigherEducation Project;
Deanne Loonin and Amy Marshall(alternate), representing legal assistanceorganizations that represent students;including the National Consumer LawCenter and Community Legal Services;
Irv Bodofsky and Virginia Foster(alternate), representing financial aidadministrators at institutions of highereducation; including the NationalAssociation of Student Financial AidAdministrators;
Alisa Abadinsky and Laurie Quarles(alternate), representing businessofficers and bursars at institutions of higher education, and institutionalservicers; including the Coalition of Higher Education AssistanceOrganizations and the NationalAssociation of College and UniversityBusiness Officers;
Reginald T. Cureton and William
‘‘
Buddy
’’
Blakey (alternate),representing institutions of highereducation eligible to receive assistancefrom programs authorized under TitlesIII and V of the HEA; including theUnited Negro College Fund and theNational Association for EqualOpportunity in Higher Education;
George Chin and Patricia Smith(alternate), representing four-year publicinstitutions of higher education;including the American Association of State Colleges and Universities;
William Schilling and Maureen R.Budetti (alternate), representing private,non profit institutions of highereducations; including the NationalAssociation of Independent Collegesand Universities and the Association of American Jesuit Colleges andUniversities;
Ray Testa and Nancy Broff (alternate), representing for-profitpostsecondary institutions; includingthe American Association of Cosmetology Schools and the CareerCollege Association;
Scott Miller and Elise Nowikowski(alternate), representing guarantyagencies and guaranty agency servicers;including the National Council of Higher Education Loan Programs, theStudent Loan Servicing Alliance, theGuaranty Agency CEO Caucus, theNational Association of Student LoanAdministrators, Sallie Mae (USAEducation, Inc.), and the NationalAssociation of State Scholarship andGrant Programs;
 Jane Stewart and Gail Somerville(alternate), representing lenders,secondary markets, and loan servicers;including the Consumer BankersAssociation, the Education FinanceCouncil, the Student Loan ServicingAlliance, the National Council of HigherEducation Loan Programs, ELMResources, and Sallie Mae;
Dan Madzelan, representing theU.S. Department of Education.At its first meeting, Committee Ireached agreement on its protocols andagenda. During later meetings, theCommittee reviewed and discusseddrafts of proposed regulations. TheCommittee met over the course of several months, beginning in January2002.In addition to the proposedregulations discussed under the sectionof this document called SignificantProposed Regulations, Committee Idiscussed other issues related to theadministration of the Title IV loanprograms. One of these issues, whichrelated to late disbursements of Title IVaid, was referred with recommendationsto Committee II for disposition. Anotherissue that would have changed theregulation that provides that any singleinstallment payment in a graduated orincome sensitive repayment schedulecannot be more than three times greaterthan any other payment could not beaddressed since there would besignificant budgetary implications to thesuggested change. One of the principlesthat the Secretary placed around thisregulatory process was that no proposedchange could have cost implications.In order for the committee to havereached consensus, no member of thecommittee could dissent on theproposed regulations.Consensus was reached by themembers of Committee I on all of theproposed regulations in this document.
Significant Proposed Regulations
The following discussion of theproposed regulations begins withchanges that affect more than one of theTitle IV student loan programs.This is followed by separatediscussions of changes that affect onlyone of the three programs
the PerkinsLoan Program, the FFEL Program, andthe Direct Loan Program. Generally, wedo not address proposed regulatoryprovisions that are technical orotherwise minor in effect.
Perkins Loan Program, FFEL Program,and Direct Loan Program Changes
Rehabilitation of Defaulted Loans(Sections 668.35, 674.39, 682.405, and 685.211)Current Regulations:
Section 668.35 of the current regulations allows a borrower who is in default on a Title IVloan to regain eligibility for additionalTitle IV assistance by either repayingthe loan in full or by makingarrangements to repay the loan that aresatisfactory to the holder of the loan andin accordance with the individual TitleIV loan program regulations. Inaddition, the borrower must, as part of those satisfactory arrangements, make atleast six consecutive monthly payments.The regulations do not explicitlyaddress defaulted loans on which ajudgment has been obtained by aPerkins school lender, a guarantyagency, or by the Department.Sections 674.39 and 682.405 of thecurrent regulations require schools andguaranty agencies to make a loanrehabilitation program available to alldefaulted Perkins, and FFEL borrowers,respectively, as required by the HEA.Section 685.211 implements therehabilitation program for the DirectLoan Program. Sections 674.39 and682.405 of the regulations also require a borrower who wishes to rehabilitate aloan on which a judgment has beenobtained to sign a new promissory note.We also apply this requirement whenrehabilitating a defaulted Direct Loan.
Suggested Change:
Many schools thatparticipate in the Perkins Loan Programsuggested that rehabilitation should not be available to a borrower who had aPerkins Loan on which a judgment has been obtained. As a result of thissuggestion, we included this issue onthe negotiated rulemaking agenda andexpanded the discussion to include theFFEL and Direct Loan programs.Those schools that suggested thechange for the Perkins Loan programand the negotiators representing theirinterests argued that requiring schoolsto offer rehabilitation to borrowersagainst whom they have secured ajudgment is not in the best interests of the Perkins Loan Program. They notedthat Perkins schools are required by theregulations to litigate in certaincircumstances to collect a defaultedloan. They stated that the considerableamount of effort and financial resourcesspent on litigation to obtain a judgmentis wasted when the school is laterrequired to vacate that judgment uponreceipt of the borrower
s 12 consecutivemonthly payments, as part of arehabilitation plan. They also noted that by the time a school is required to
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