BMarston FINRA Report

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BrokerCheck Report

MATTHEW BRADBURY MARSTON

CRD# 1084630

www.finra.org/brokercheck ©2009 FINRA. All rights reserved. MATTHEW BRADBURY MARSTON

Dear Investor:

FINRA has generated the followingBrokerCheck report for

MATTHEWBRADBURY MARSTON

. The informationcontained within this report has been providedby a FINRA member firm(s) and securitiesregulators as part of the securities industry’sregistration and licensing process andrepresents the most current informationreported to the Central RegistrationDepository (CRD

®

) system.FINRA regulates the securities markets for theultimate benefit and protection of the investor.FINRA believes the general public shouldhave access to information that will help themdetermine whether to conduct, or continue toconduct, business with a FINRA member orany of the member's associated persons. Tothat end, FINRA has adopted a publicdisclosure policy to make certain types ofinformation available to you. Examples ofinformation FINRA provides on currentlyregistered individuals and individuals whowere registered during the past two yearsinclude: actions by regulators, investment-related civil suits, customer disputes thatcontain allegations of sales practice violationsagainst brokers, all felony charges andconvictions, misdemeanor charges andconvictions relating to securities violations,and financial events such as bankruptcies,compromises with creditors, judgments, andliens. FINRA also provides certain informationon individuals whose registrations terminatedmore than two years ago.The information in this report is not the onlyresource you should consult. FINRA recommendsthat you learn as much as possible about theindividual broker or brokerage firm from othersources, such as professional references, localconsumer and investment groups, or friends andfamily members who already have establishedinvestment business relationships.FINRA BrokerCheck is governed by federal law,Securities and Exchange Commission (SEC)regulations and FINRA rules approved by the SEC.State disclosure programs are governed by statelaw, and may provide additional information onbrokers and firms licensed by the state. Therefore,you should also consider requesting informationfrom your state securities regulator. Refer towww.nasaa.org for a complete list of statesecurities regulators.

Thank you for using FINRA BrokerCheck.

Using this site/information means that youaccept the FINRA BrokerCheck Terms andConditions. A complete list of Terms andConditions can be found atbrokercheck.finra.orgFor additional information about the contents ofthis report, please refer to the User Guidance orwww.finra.org/brokercheck. It provides aglossary of terms and a list of frequently askedquestions, as well as additional resources.For more information about FINRA, visitwww.finra.org.

www.finra.org/brokercheck ©2009 FINRA. All rights reserved. MATTHEW BRADBURY MARSTON

MATTHEW BRADBURYMARSTONCRD# 1084630

This individual is no longer registeredwith FINRA. The individual’s registrationwith FINRA was terminated prior toAugust 1999 when the enhanced CRDsystem was implemented. As a result,since the individual was not required toupdate their CRD record via thesubmission of a Form U4 to CRD sinceAugust 1999, BrokerCheck contains onlylimited information about this individual.

Report Summary for this Broker

The report summary provides an overview of the broker’s professional background and conduct. The individualbroker, a FINRA-registered firm(s), and/or securities regulator(s) have provided the information contained in thisreport as part of the securities industry’s registration and licensing process.

Broker Qualifications

This broker is not currently registered with aFINRA firm.This broker has passed:



1 Principal/Supervisory Exams

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1 General Industry/Product Exams



1 State Securities Law Exams

Registration History

This broker was previously registered withthe following FINRA member firms:

GRUNTAL & CO. INCORPORATED

CRD# 372NEW YORK NY06/04/1993 to 01/11/1994

LEHWALD, OROSEY & PEPEINCORPORATED

CRD# 16677BOCA RATON FL02/27/1991 to 05/03/1993

TUCKER, ANTHONY & R. L. DAY, INC.

CRD# 837BOSTON MA03/27/1989 to 03/19/1990

Disclosure of Regulatory Events

This section includes details regarding finalregulatory events reported by or about this brokerto CRD as part of the securities industryregistration and licensing process.Are there events disclosed about this broker?

YesThe following type of disclosure was reported:

Regulatory EventFor additional registration details as reportedby the individual broker, refer to theRegistration History Section of this report

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