theme_banner

The Goldman Sachs Mortgage Investigations

DealBook's collection of documents related to investigations by the Securities and Exchange Commission and the Senate Permenant Subcommittee on Investigations into the firm's mortgage-trading activities before and during the financial crisis.

5 p.

Prepared Remarks of Goldman Sachs' Michael Swenson

Written testimony of Michael Swenson, an executive in Goldman Sachs's now-controversial mortgage trading unit. He is set to testify on April 27 before a Senate panel.

From: DealBook

  • 2,780
  • 33
  • 04 / 27 / 2010
5 p.

Prepared Remarks of Goldman Sachs' Fabrice Tourre

Written testimony of Fabrice Tourre, the Goldman Sachs executive at the center of allegations that the firm defrauded investors in a mortgage-linked security. He is set to testify on Apri...

From: DealBook

  • 3,034
  • 39
  • 04 / 27 / 2010
4 p.

Prepared Remarks of Goldman Sachs' Craig Broderick

Written testimony of Craig Broderick, Goldman Sachs's chief risk officer. He is set to testify on April 27 before a Senate panel.

From: DealBook

  • 1,981
  • 20
  • 04 / 27 / 2010
6 p.

Prepared Remarks of Goldman Sachs' David Viniar

Written testimony of David Viniar, Goldman Sachs' chief financial officer. He is set to testify on April 27 before a Senate panel.

From: DealBook

  • 1,905
  • 16
  • 04 / 27 / 2010
3 p.

Prepared Remarks of Ex-Goldman Sachs Executive Joshua Birnbaum

Written testimony of Josh Birnbaum, a former executive in Goldman Sachs's now-controversial mortgage trading unit. He is set to testify on April 27 before a Senate panel.

From: DealBook

  • 2,262
  • 15
  • 04 / 27 / 2010
4 p.

Prepared Remarks of Ex-Goldman Sachs Executive Dan Sparks

Written testimony of Dan Sparks, a former executive in Goldman Sachs's now-controversial mortgage trading unit. He is set to testify on April 27 before a Senate panel.

From: DealBook

  • 2,294
  • 17
  • 04 / 27 / 2010
2 p.

Blankfein's Prepared Testimony for Senate Hearing

The prepared testimony of Lloyd C. Blankfein, chief executive of Goldman Sachs, for Tuesday's hearing of the Senate Permanent Subcommittee on Investigations.

From: DealBook

  • 1,724
  • 24
  • 04 / 26 / 2010
89 p.

Goldman Sachs' Response to Senate Document Release

Goldman Sachs documents released by the firm in response to a Senate panel's publication of e-mails from executives. Goldman says its documents provide a fuller picture of how the firm pe...

From: DealBook

  • 8,357
  • 195
  • 04 / 25 / 2010
8 p.

Issa's Letters About S.E.C.'s Handling of Goldman Case

Representative Darrell Issa's April 23 letter to the S.E.C. inspector general about the commission's handling of the Goldman Sachs securities fraud case, along with a copy of an April 20 ...

From: DealBook

  • 1,352
  • 14
  • 04 / 23 / 2010
6 p.

Republican Letter to the S.E.C. About Goldman Case

Letter by House Republicans to Securities and Exchange Commission Mary Schapiro implying political motives were behind the Goldman Sachs case.

From: DealBook

  • 2,955
  • 12
  • 04 / 21 / 2010
49 p.

Goldman Sachs's 1st Response to SEC Wells Notice

Goldman Sachs's first response to the Securities and Exchange Commission's Wells notice, sent Sept. 10, 2009.

From: DealBook

  • 7,226
  • 52
  • 04 / 19 / 2010
20 p.

Goldman Sachs's 2nd Response to SEC Wells Notice

Goldman Sachs's second response to the Securities and Exchange Commission's Wells notice, sent Sept. 16, 2009.

From: DealBook

  • 2,595
  • 40
  • 04 / 19 / 2010
2 p.

Goldman Sachs's 3rd Press Release re SEC Complaint

Goldman Sachs's lengthiest public defense yet against the Securities and Exchange Commission's lawsuit against the firm over a mortgage investment named Abacus.

From: DealBook

  • 5,127
  • 12
  • 04 / 19 / 2010
22 p.

S.E.C.'s Civil Lawsuit Against Goldman Over C.D.O

Civil lawsuit by the Securities and Exchange Commission against Goldman Sachs over a mortgage-backed security that the agency contends was designed to fail.

From: DealBook

  • 4,404
  • 35
  • 04 / 16 / 2010