• Embed Doc
  • Readcast
  • Collections
  • CommentGo Back
Download
 
 5HSXEOLFRIWKH3KLOLSSLQHV&RQJUHVVRIWKH3KLOLSSLQHV 0HWUR0DQLOD7KLUG5HJXODU6HVVLRQ
%HJXQDQGKHOGLQ0HWUR0DQLODRQ0RQGD\WKHWZHQW\ILIWKGD\RI-XO\QLQHWHHQKXQGUHGDQGQLQHW\IRXU
>5(38%/,&$&712@
$1$&772675(1*7+(17+(5(*8/$7,21$1'683(59,6,212)7+(35$&7,&(2)7($&+,1*,17+(3+,/,33,1(6$1'35(6&5,%,1*$/,&(1685((;$0,1$7,21)257($&+(56$1')2527+(5385326(6
 %HLWHQDFWHGE\WKH6HQDWHDQG+RXVHRI5HSUHVHQWDWLYHVRIWKH3KLOLSSLQHVLQ&RQJUHVVDVVHPEOHG
6(&7,21
6KRUW7LWOH²
7KLV$FWVKDOOEHNQRZQDVWKH³3KLOLSSLQH7HDFKHUV3URIHVVLRQDOL]DWLRQ$FWRI´6(&
6WDWHPHQWRI3ROLF\
² 7KH 6WDWHUHFRJQL]HVWKHYLWDOUROHRIWHDFKHUVLQQDWLRQEXLOGLQJDQGGHYHORSPHQWWKURXJKDUHVSRQVLEOHDQGOLWHUDWHFLWL]HQU\7RZDUGVWKLVHQGWKH6WDWHVKDOOHQVXUHDQGSURPRWHTXDOLW\HGXFDWLRQE\SURSHUVXSHUYLVLRQDQGUHJXODWLRQRIWKHOLFHQVXUHH[DPLQDWLRQDQGSURIHVVLRQDOL]DWLRQRIWKHSUDFWLFHRIWKHWHDFKLQJSURIHVVLRQ6(&
2EMHFWLYHV
 ² 7KLV$FWKDVWKHKHUHLQREMHFWLYHVD7KHSURPRWLRQGHYHORSPHQWDQGSURIHVVLRQDOL]DWLRQRIWHDFKHUVDQGWKHWHDFKLQJSURIHVVLRQDQGE7KHVXSHUYLVLRQDQGUHJXODWLRQRIWKHOLFHQVXUHH[DPLQDWLRQ6(&
 'HILQLWLRQRI7HUPV
 ² )RU SXUSRVHVRIWKLV$FWWKHIROORZLQJWHUPVVKDOOPHDQD³7HDFKLQ±UHIHUVWRWKHSURIHVVLRQFRQFHUQHGSULPDULO\ZLWKFODVVURRPLQVWUXFWLRQDWWKHHOHPHQWDU\DQGVHFRQGDU\OHYHOVLQDFFRUGDQFHZLWKWKHFXUULFXOXPSUHVFULEHGE\WKH'HSDUWPHQWRI(GXFDWLRQ&XOWXUHDQG6SRUWVZKHWKHURQSDUWWLPHRUIXOOWLPHEDVLVLQWKHSULYDWHRUSXEOLFVFKRROV
 
5HSXEOLF$FW1R
E³7HDFKHUV´±UHIHUVWRDOOSHUVRQVHQJDJHGLQWHDFKLQJDWWKHHOHPHQWDU\DQGVHFRQGDU\OHYHOVZKHWKHURQIXOOWLPHRUSDUWWLPHEDVLVLQFOXGLQJLQGXVWULDODUWVRUYRFDWLRQDOWHDFKHUVDQGDOORWKHUSHUVRQVSHUIRUPLQJVXSHUYLVRU\DQGRUDGPLQLVWUDWLYHIXQFWLRQVLQDOOVFKRROVLQWKHDIRUHVDLGOHYHOVDQGTXDOLILHGWRSUDFWLFHWHDFKLQJXQGHUWKLV$FWF³%RDUG´±UHIHUVWRWKH%RDUGIRU3URIHVVLRQDO7HDFKHUVGXO\HVWDEOLVKHGDQGFRQVWLWXWHGXQGHUWKLV$FWG³&RPPLVVLRQ´±UHIHUVWRWKH3URIHVVLRQDO5HJXODWLRQ&RPPLVVLRQ$
57,&/(
,,%
2$5'
)
25
3
52)(66,21$/
7
($&+(56
6(&
&UHDWLRQDQG&RPSRVLWLRQRIWKH%RDUG
²7KHUHLVKHUHE\FUHDWHGXQGHUWKLV$FWD%RDUGIRU3URIHVVLRQDO7HDFKHUVKHUHLQDIWHUFDOOHGWKH%RDUGDFROOHJLDOERG\XQGHUWKHJHQHUDOVXSHUYLVLRQDQGDGPLQLVWUDWLYHFRQWURORIWKH3URIHVVLRQDO5HJXODWLRQ&RPPLVVLRQKHUHLQDIWHUUHIHUUHGWRDVWKH&RPPLVVLRQFRPSRVHGRIILYHPHPEHUVZKRVKDOOEHDSSRLQWHGE\WKH3UHVLGHQWRIWKH3KLOLSSLQHVIURPDPRQJWKHUHFRPPHQGHHVFKRVHQE\WKH&RPPLVVLRQ7KHUHFRPPHQGHHVVKDOOEHFKRVHQIURPWKHOLVWRIQRPLQHHVVHOHFWHGE\WKHDFFUHGLWHGDVVRFLDWLRQRIWHDFKHUVZKRGXO\SRVVHVVDOOWKHTXDOLILFDWLRQVSUHVFULEHGLQ6HFWLRQRIWKLV$FW7KHFKDLUPDQDQGWKHYLFHFKDLUPDQRIWKH%RDUGVKDOOEHDSSRLQWHGIURPWKHVHILYHPHPEHUVE\WKH3UHVLGHQW
 3URYLGHG 
7KDWWKHPHPEHUVRIWKHILUVW%RDUGDSSRLQWHGXQGHUWKLV$FWVKDOOEHDXWRPDWLFDOO\UHJLVWHUHGDVSURIHVVLRQDOWHDFKHUVDQGLVVXHGZLWKWKHFHUWLILFDWHRIUHJLVWUDWLRQDQGSURIHVVLRQDOOLFHQVHXSRQSD\PHQWRIWKHIHHVIRUH[DPLQDWLRQUHJLVWUDWLRQDQGRWKHUIHHVSUHVFULEHGE\WKH&RPPLVVLRQ6(&
 'XWLHVDQG)XQFWLRQVRIWKH%RDU
² 7KH%RDUGVKDOOKDYHWKHIROORZLQJGXWLHVDQGIXQFWLRQVD3URPXOJDWHDGPLQLVWHUDQGHQIRUFHUXOHVDQGUHJXODWLRQVQHFHVVDU\IRUFDUU\LQJRXWWKHSURYLVLRQVRIWKLV$FWLQDFFRUGDQFHZLWKWKHFKDUWHURIWKH3URIHVVLRQDO5HJXODWLRQ&RPPLVVLRQE'HWHUPLQHDQGIL[WKHIUHTXHQF\GDWHVDQGSODFHVRIH[DPLQDWLRQDSSRLQWVXSHUYLVRUVSURFWRUVDQGRWKHUSHUVRQQHODVQHHGHGZKRVKDOOEHHQWLWOHGWRD GDLO\DOORZDQFHWREHIL[HGE\WKH%RDUGIRUHYHU\H[DPLQDWLRQGD\DFWXDOO\DWWHQGHGXVHEXLOGLQJVDQGIDFLOLWLHVRISXEOLFRUSULYDWHVFKRROVIRUH[DPLQDWLRQSXUSRVHVF,VVXHVXVSHQGRUUHYRNHWKHFHUWLILFDWHRIUHJLVWUDWLRQIRUWKHSUDFWLFHRIWKHWHDFKLQJSURIHVVLRQ
 
5HSXEOLF$FW1R
G3UHVFULEHDQGFROOHFWH[DPLQDWLRQDQGRWKHUIHHVDVLWPD\GHHPSURSHUH3UHVFULEHDQGRUDGRSWDFRGHRIHWKLFDODQGSURIHVVLRQDOVWDQGDUGVIRUWKHSUDFWLFHRIWKHWHDFKLQJSURIHVVLRQ6XFKHWKLFDOVWDQGDUGVUXOHVDQGUHJXODWLRQVWRWDNHHIIHFWVL[W\GD\VDIWHULWVSXEOLFDWLRQLQWKH
2IILFLDO*D]HWWH
RULQDQ\QHZVSDSHURIJHQHUDOFLUFXODWLRQI$GPLQLVWHURDWKVLQFRQQHFWLRQZLWKWKHDGPLQLVWUDWLRQRIWKLV$FWJ6XSHUYLVHDQGUHJXODWHWKHUHJLVWUDWLRQOLFHQVXUHDQGSUDFWLFHRISURIHVVLRQDOWHDFKHUVLQWKH3KLOLSSLQHVK$GRSWDQRIILFLDOVHDORIWKH%RDUGL/RRNLQWRWKHFRQGLWLRQVDIIHFWLQJWKHSUDFWLFHRIWKHWHDFKLQJSURIHVVLRQDQGZKHQHYHUQHFHVVDU\DGRSWVXFKPHDVXUHVDVPD\EHGHHPHGSURSHUIRUWKHHQKDQFHPHQWDQGPDLQWHQDQFHRIKLJKSURIHVVLRQDODQGHWKLFDOVWDQGDUGVRIWKHSURIHVVLRQ M(QVXUHWKDWDOOHGXFDWLRQDOLQVWLWXWLRQVRIIHULQJHOHPHQWDU\DQGVHFRQGDU\HGXFDWLRQFRPSO\ZLWKWKHHVVHQWLDOUHTXLUHPHQWVIRUFXUULFXODIDFXOW\DQGIDFLOLWLHVIRUWKHHOHPHQWDU\DQGVHFRQGDU\OHYHOVN,QYHVWLJDWHVXFKYLRODWLRQVRIWKLV$FWWKHUXOHVDQGWKHFRGHRIHWKLFDODQGSURIHVVLRQDOVWDQGDUGVIRUSURIHVVLRQDOWHDFKHUVDVLWPD\FRPHWRWKHNQRZOHGJHRIWKH%RDUGDQGIRUWKLVSXUSRVHWRLVVXH
VXESRHQD
DQG
VXESRHQDGXFHVWHFXP
WRVHFXUHWKHDSSHDUDQFHRIZLWQHVVHVDQGWKHSURGXFWLRQRIGRFXPHQWVLQFRQQHFWLRQWKHUHZLWKDQGO'LVFKDUJHVXFKRWKHUSRZHUVGXWLHVDQGIXQFWLRQVDVWKH%RDUGPD\GHHPQHFHVVDU\IRUWKHSUDFWLFHRIWKHWHDFKLQJSURIHVVLRQDQGWKHXSJUDGLQJHQKDQFHPHQWGHYHORSPHQWDQGJURZWKRIHGXFDWLRQLQWKH3KLOLSSLQHV6(&
7HUP RI 2IILFH
 ² 7KHPHPEHUVRIWKH%RDUGVKDOOKROGRIILFHIRUDWHUPRIWKUHH\HDUVIURPWKHGDWHWKH\DVVXPHRIILFH
 3URYLGHG
7KDWWKHILUVWDSSRLQWHHVWRWKH%RDUGXQGHUWKLV$FWVKDOOKROGRIILFHDFFRUGLQJWRWKHIROORZLQJWHUPVRQHPHPEHUVKDOOVHUYHIRURQH\HDURQHPHPEHUIRUWZR\HDUVWKHFKDLUPDQYLFHFKDLUPDQDQGRQHPHPEHUIRUWKUHH\HDUV9DFDQFLHVVKDOOEHVHUYHGIRUWKHXQH[SLUHGWHUPRQO\1RSHUVRQZKRKDVVHUYHGIRUWZRFRQVHFXWLYHWHUPVVKDOOEHHOLJLEOHIRUUHDSSRLQWPHQW$SSRLQWPHQWWRILOODQXQH[SLUHGWHUPVKDOOEHFRQVLGHUHGDQDSSRLQWPHQWWRDFRPSOHWHWHUP7KHFKDLUPDQRUDQ\PHPEHUVKDOOWDNHKLVRDWKRIRIILFHSULRUWRWKHSHUIRUPDQFHRIKLVGXWLHV
of 00

Leave a Comment

You must be to leave a comment.
Submit
Characters: ...
You must be to leave a comment.
Submit
Characters: ...