_____________________________________________________________ International Association of Risk and Compliance Professionals (IARCP) www.risk-compliance-association.com
The award recipient in this matter submitted a tip concerning the fraudand then provided documents and other significant information that
allowed the Commission’s
investigation to move at an accelerated paceandultimately led to the filing of an emergency action in federal court to prevent the defendants from ensnaring additional victims and furtherdissipating investor funds.
The whistleblower’s assistance led to the court ordering more than $1
million in sanctions, of which approximately $150,000 had been collectedby the end of the fiscal year.In accordance with the 30 percent award determination, on August 21,2012, the whistleblower was
paid nearly $50,000.”
Who said that? We can read it at the Annual Report on the Dodd-Frank WhistleblowerProgram, from the staff of the U.S. Securities and Exchange CommissionRead more atNumber 1. Also, atNumber 8you can read a really interesting speech from Jaseem
Ahmed, Secretary General, Islamic Financial Services Board (IFSB). AlthoughI confess I did not fully understand his first sentence
“Assalamu’alaikum warahmatullahi wabarakatuh and a very good
morning to all of you
I found the content very interesting.
For example: “
Islamic finance offers a major opportunity for diversifyingthe investor base, and raising investor interest in Africa.
following the pioneering efforts of countries such asSudan,Bahrain and Malaysia, governments are integrating Islamic financeinstruments into their public finance and expenditureframeworks
through sovereign Sukūk issuance programmes”
Welcome to the Top 10 list.