CERTIFICATE AS TO PARTIES, RULINGS, AND RELATED CASESA. Parties and Amici.
The parties who have appeared before the district courtare: Securities and Exchange Commission, Applicant, and Securities Investor Protection Corporation, Respondent. Richard R. Cheatham moved to intervene inthe district court and the district court denied his motion to intervene. No
appeared before the district court. The parties in this Court are: Securities andExchange Commission, Appellant, and Securities Investor Protection Corporation,Appellee. No
have appeared before this Court.
B. Rulings Under Review.
he United States District Court for the District of Columbia, Judge Robert L. Wilkins, issued the order under review,
SEC v. SIPC
,872 F. Supp. 2d 1 (D.D.C. July 3, 2012).
C. Related Cases.
Except for the proceedings below leading to the order under review, the case on review was not previously before this Court or any other court.Richard Cheatham’s appeal from the district court’s denial of his motion tointervene is No. 12-5304 in this Court. Counsel for the Commission are not awareof any other related cases currently pending in this Court or any other court.
USCA Case #12-5286 Document #1414830 Filed: 01/11/2013 Page 2 of 78