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Table Of Contents

Introduction
1 System Overview
1.1 Objective
1.1.1 Technical and organizational overview of the system
1.1.2 Clarity of the system for the auditor/auditing task
1.1.3 Defining the scope of the audit
1.2 Requirements
1.3 Risks
1.4 Audits
1.4.1 Responsibilities
1.4.2 Systems in use (testing, ..., live)
1.4.3 Authorization and user menu for the auditor
1.4.4 Recording the business structure
1.4.5 Release versions
1.4.6 Components/functionality
1.4.7 Modifications
1.4.8 Update termination
1.4.9 Data flow plan
1.5 Proposed auditor authorizations
1.6 Complete overview of customer name ranges
2 Security and Access Protection
2.1 Objective
2.2 Requirements
2.3 SAP facts
2.3.1 Basics of the authorization model
2.3.2 Authorization structures
2.3.3 Separating maintenance and activation
2.3.4 User master
2.3.5 Password protection and logon
2.3.6 Customer-specific authorization checks
2.3.7 Upstream security systems
2.3.8 TABLE TSTC – "SAP Transaction Codes"
2.3.9 Customizing
2.4 Risks
2.5 Audits
2.5.1 User management
2.5.2 Security and access protection
2.5.3 Important individual authorizations
3 Workbench Organizer and Transport System
3.1 Objective
3.1.1 Functional Integrity
3.1.2 Traceability
3.2 Requirements
3.2.1 Job submission
3.2.2 Implementation of a change
3.2.3 Acceptance and production transfer
3.3 SAP facts
3.3.1 Purpose and structure
3.3.2 SAP systems
3.3.3 Correction and repair
3.3.4 WBOT settings
3.3.5 Conducting transports
3.4 Risks
3.4.1 Validity of ODEs
3.4.2 Incorrect CTS settings
3.4.3 Access to operating system level
3.5.4 Concrete auditing steps
4 Accessing and Logging Tables
4.1 Objective
4.2 Requirements
4.2.1 Logging
4.2.2 Customer-specific tables
4.2.3 Access protection
4.2.4 Work and organization instructions
4.2.5 Safeguarding the information flow
4.3 SAP facts
4.3.1 Purpose and structure of tables
4.3.2 Table access and logging
4.3.3 Validity range and customer tables
4.3.4 ABAP reports
4.3.5 Examples of important tables
4.4 Risks
4.5 Audits
5 Job Request Procedure/Documentation and System Logs
5.1 Objective
5.1.1 Procedure for requesting jobs
5.1.2 Job documentation
5.1.3 Job logs
5.2 Requirements
5.2.1 Procedure for requesting jobs
5.2.2 Job documentation
5.2.3 System logs
5.3 SAP facts
5.4 Risks
5.5 Audits
5.5.1 Recording existing procedures
5.5.2 Checking procedural models
5.5.3 Checking adherence to procedure
5.6 Documenting SAP jobs (suggested format)
5.6.1 General items
5.6.2 Requirements for starting the job
5.6.3 Post-processing requirements after the job run
5.6.4 Measures for restarting a job
6 Batch Input Interfaces
6.1 Objective
6.2 Requirements
6.3 SAP facts
6.3.1 Introduction
6.3.2 Authorizations
6.3.3 Run modes
6.3.4 Session logs
6.3.5 Analyzing sessions
6.4 Risks
6.5 Audits
7 Master Data Changes
7.1 Separation of functions
7.1.1 Objective
7.1.2 Requirements
7.1.3 SAP Facts
7.1.4 Risks
7.1.5 Audits
7.2 Traceability
7.2.1 Objective
7.2.2 Requirements
7.2.3 SAP facts
7.2.4 Risks
7.2.5 Audits
8 Reconciling Posting Data Closings
8.1 Objective
8.2 Requirements
8.3 SAP facts
8.3.1 Reconciling posting data
8.3.2 Periodic closing
8.3.2.1 Day-end closing
8.3.2.2 Month-end closing
8.3.3 Year-end closing
8.4 Risk
8.5 Audits
8.5.1 Reconciliation
8.5.2 Periodic closing
8.5.3 Year-end closing
9 Invoice Checking and Payment Run
9.1 Objective
9.2 Requirements
9.3 SAP facts
9.3.1 Vendor master data
9.3.2 Special fields
9.3.3 Prerecording documents
9.3.4 Posting accounts using the net amount procedure
9.3.5 Amount limits and tolerances
9.3.6 Payment programs
9.3.7 Authorizations
9.4.3 Payment proposal, payment run
9.5 Audits
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Sap Audit

Sap Audit

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Published by Jafar Khan
Audit
Audit

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Published by: Jafar Khan on Feb 18, 2013
Copyright:Attribution Non-commercial

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10/13/2013

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