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Received Mar. 4, 2 0 0 3
Abstract
We present lotoer and upper bounds for the box dimension of the graphs of certain nonaffine fractal interpolation functions by generalizing the results that hold for the aflint case.
Key Words
AMS(2000)
subject classification
41A 17
Introduction
There has been great interest in the calculation of the box dimension of fractal interpolation functions because of their potential utility in approximation theory and in computer graphics. In the case of equally spaced interpolation points, Hardin and Massopust rT3computed the box dimension of certain self-affine functions in one dimension. Later, Barnsley et. al. in [-3] showed how the class of one-dimensional interpolation functions can be usefully widened by considering the projections of the graphs of higher-dimensional self-affine functions, which he named hiddenvariable fractal interpolation functions. The construction of space-filling curves using these hidden-variable fractal interpolation functions is considered in I-6~. The determination of the conditions that a vertical scaling factor must obey to effectively model an arbitrary function and the introducton of the polar fractal interpolation functions as a fractal interpolation method of a nonaffine character are consid-
221
Here our aim is to estimate the box dimension of the graphs of certain nonaffine functions in one dimension so as to generalize the results in [ 3 ] to the nonaffine case. Finally, some examples of how one can use the proposed bounds to estimate a n d , in some cases, to compute the box dimension of the fractal functions mentioned earlier are given.
Within Fractal G e o m e t r y , the method of iterated function systems introduced by Hutchinson Egl and popularised by Barnsley et. al. ~z~and Demko et. al. Es~, provide a framework for encoding and generating a large class of fractal images. Let X , Y C R '~. A function f . X - - ~ Y is called a Lipschitz function if [f(x)--f(y)l for all x , y E X
~c[x--y[
and for some constant c ~ 0 . A Lipschitz function is a contraction with conT h e function f is called a bi-Lipschitz function if
tractivity factor c, if c ( 1 .
c l [ x - - y[ ~ I f ( x ) - - f ( y ) [
for all x , y E X
~c2]x--y[
s h o r t , may be considered as a pair consisting of a closed subset X of R a and a finite collection of continuous mappings w, : X'-~X, n = 1,2, "'", N. It is often convenient to write an IFS formally as { X ; w l , w z , " ' , w N } or, somewhat more briefly, as {X;wl_u}. We introduce the associated map of subsets W.,~'(X)---,',~e~'(X), given by
N
W(E) = Ow.(E)
n= 1
for
E E ~ff'(X),
where ~ " ( X )
is the metric space of all nonempty compact subsets of X endowed with the
Hausdorff metric. T h e map W is called the collage map to alert us to the fact that W ( E ) is formed as a union or collage of sets. Sometimes , ~ ( X ) is referred to as the "space of frac-
tals in X " (but note that not all members of X are fractals). If w, are contractions with corresponding contractivity factors s., n = 1 , 2 , " " , N , the IFS is termed hyperbolic and the map W is itself a contraction with contractivity factor s = max {sa,s2,'",s~} (ref.
El-I,
T h e attractor of a hyperbolic IFS is the unique set A for which l i m W * ( E ) = A for every starting set E. T h e term attractor is chosen to suggest the movement of E towards A under repeated applications of W. Note that A is also the unique set in ~/'~(X) which is
222
19: 3, 2003
3[;]+ [3
T h e code of w is the 6-tuple ( a , b , c , s , d , e ) , and the code of an IFS is a table whose rows are the codes of w l , w 2 , " " ,wu. We refer the interested reader to [-1] or [-8].
Let f be a continuous real function defined on the real closed interval I - - [ 0 , 1 - ] . Furt h e r , let 0 = x 0 < x l < " " <xN_~'<x~r = 1 be a partition of I , where x0, x~, ".., xN are N-k- 1 distinct points. It is not assumed that these points are equidistant. T h e funciton f is called an interpolation function corresponding to the set of data { (x~,y~) E I R 9 i = 0 , 1 , ' " , N }, if f ( x i ) =y~ for all i = 0 , 1 ,... ,N. We shall write for brevity f ( x l ) = f i , i = 0 , 1 ,.." , N . The
points (x~,fi) are called the interpolation points. We say that the function f interpolates the data and that (the graph of) f passes through the interpolation points. Let us denote by G i = { ( x , f ( x ) ) : x E I } the graph of a function f o n f. T h r o u g h o u t this section we will with respect to the Euclidean or to some other
Let N be a positive integer greater than 1. Set I . = [-x.-~ ,x.-] and define L. :1--~I. by
L . ( x ) = a.x + d.,
where the real numbers a . , d . , for n = l , 2 , ' " , N , T h u s , for n - - - - 1 , 2 , " ' , N ,
.T. a. ~ XN -XO
--
,T._ 1 ~ x.
--
X._ 1 ~
O,
dn
INXn-
1 - - XOXn
Xo ~ X n _ 1.
XN --
, N with contrac-
M . ( x , y ) = c . g . ( x ) + s.h.(y) + e.,
where g.:I--.-R and h.:R---R are continuous functions such that
223
l . [ y - - y' [ ~ [ h . ( y ) - - h . ( ' ) [
~r.[y--
y'],
where x , x ' E I , y , y ' E R and l . , r . ~ O are constants for n ~- 1 , 2 , ' " , N. The real constants c. and e. depend on the adjustable real parameters s. and chosen so that
M . ( x o , f o ) = .f._,,
Thus,
f. f._, h.(f,,)
M.(x^,,fN) = f..
-- h.(fo)
c.
g.(xN) -- g.(xo)
-- g.(x0)
s . g . ( x u ) -- g.(xo) g . ( x N ) h . ( f o ) -- g . ( x o ) h . ( f ~ )
- - s. g.(xN) -- g.(xo)
g.(xN)f._~ -- g . ( x o ) f ,
e. = g..(xu)
for n = 1 , 2 , " " , N. T h e mapping M., n-----1 , 2 , " " , N are Lipschitz with respect to the first variable, with Lipshitz constant Ic. [ and bi-Lipschitz with respect to the second variable, with constants Is. ]l., Is,, Ir.. Now define the functions w.:K--'*'K by w. for all ( x , y ) E K and n - - l , 2 , - ' - , N .
[;?=
F L"(x) 1 LM.(x,y) J
c . g . ( x ) + s.h.(y)
and a . , c . , s . , d . ,e. are real numbers for n = 1 , 2 , ' " , N . factor of the transformation w . , which must obey w.
0
=
n-I
and
w.
N
T o assure that the IFS { K . w l - u } constructed above is hyperbolic, we need the following Theorem 1.
forn=l,2,"',N.
# on K , eqivalent to the Euclidean metric, such that the IFS {K; wl_ u} is hyperbolic with respect to p.
T h e o r e m 2.
The hyperbolic IFS {K~ wl_tr defined above has a unique attractor G E
~9~(K). Furthermore, G is the graph of a continuous function f ;I-'~R which obeys f(xD = f,,
i = 0,1,...,N.
The proofs of T h e o r e m s 1 and 2 follow closely those of T h e o r e m s 2.1 and 2.2 in [-1]
224
19z 3, 2003
1.
Main
Result
The main idea behind all the dimension calculations is to define the right covers for the graph G of the fractal function. Let us now define a class of covers that will allow to relate covers of different sizes (see also [-3]).
Definition
2.
1. r j E ( - - e / 2 ,
1), f o r j = O , 1 , . . . , m .
{r~ }~'-o i f there are positive integers no, n a , " ' , nM and real numbers 8o, 81 , ' " , ~., such that C(e) = {[-r~,rb + e] X [ ~ + (j -- 1)e,t:~ + j e ] : j = 1 , 2 , ' . ' , n , ; k = 0 , 1 , . " , m } . The class of all such covers of G is denoted by qr Note that a cover C(e)EqC(e) con-
sists of 2 n b closed eXe squares arranged in m + l columns. Let IC(e) I denote the cardik--0
IC(e) I : C ( e ) E C ( e ) } .
3.
number o f (closed) squares o f side e which can cover F. The lower and upper box-counting dimensions o f F are defined respectively as
I f these are equal we refer to the common value as the box-counting or box dimension o f F
The next result shows that for the calculation of the box dimension of G it suffices to consider e-column covers. Lemma 1.
Proof.
Lemma 2.
~=fi O. Let 9" R-'~R be a function which satisfies [q~(x~ ) -- q~(x2) [~ l [xl -- xz [ f o r aci, at2 E R
L. Dalla et al: On The Box Dimension for a Class o f Nonaffine Fractal and some l ~ O . T h e n , i) i f 9 i s increasing, concave and 6 ~ 0 ,
225
ii) i f 9 is increasing, concave and 6 > 0 , w e have 9 ( Y l ) - - ( 1 - - , i ) 9 ( y ) - - , i q ~ ( y z ) ~ 1 6 ; iii ) i f 9 is linear, w e have ]9(yl ) -- ( 1 -- ,i) 9 ( Y ) -- ,ig(yz ) ]~ l [3 [. Proof. Let / " = 9(Y~) - - (1 -- ~ ) 9 ( y ) - - ,i9(Y2) ----- Eq~((1 -- ~)Y + ,iYz + 6) -- 9 ( ( 1 -- ~l)y + ~Yz)] + [-9((1 - - 2 ) y + 2yz) -- (1 -- J ) 9 ( y ) i) Since 9 i s i n c r e a s i n g , c o n c a v e , and 6 ~ 0 , ii) Since 9 is i n c r e a s i n g , c o n v e x , and 3 ~ 0 , - - '~9(Y2)-] ~--- A + B. and F ~ A = IA ]/>16;
we have A , B ~ O
we have A , B ~ . O and
r<~A=-- IA I ~ - - 1 1 3 ] =16;
iii) Since 7,is l i n e a r , we have I F I = 19(6)I~ll31. T o s h o w t h a t the t e r m 1/r b e c o m e s negligible we need the following L e m m a 3. Let { ( x ~ , f ~ ) : i = O , 1 , . . . , N } be given p o i n t s a n d V k = ( f , - - f k _ l ) - - ( f , + l - f o r all n
and "'" , N to
i) i f there exists a k E { 1 , 2 , "'" , N - - 1 } such that V , > O , choose s.h. f o r n = 1 , 2 , be increasing and concave;
ii ) i f there exists a l E { 1 , 2 , " ' , N - - 1 } such that V ~ ( O , choose s.h. f o r n = 1 , 2 , " " , N to be increasing and convex; iii) i f there exist k , I E { 1 , 2 , ' - - , N - - 1 } such that V , V t ~ O , choose s.h. f o r n = 1 , 2 , " " to be (all) increasing and concave or (all) increasing and convex.
N
,N
Then, ifT, =
"~,l. ls.I
n=l
> 1,
lim e . / ~ " ( e ) = oo.
r +
We shall p r o v e only the first case; the o t h e r t w o can be p r o v e d using similar Let x ~ = ( 1 - - 9 . ) x ~ _ l + A x , + 1 for s o m e ,iE ( 0 , 1 ) . l(a)). }. T h e n 0 < a ~ 1, b e c a u s e N ~ 2 . Since f is c o n t i n u o u s Then, f,=(1--~)f,-l+2fb+~
Fig.
Let a = min { 2a. :n = 1 , 2 , ' " , N and the points (x,_ l , f , - l ) , (x,,f,),
(x,+l , f , + l ) E G we o b t a i n
we have t h a t M . ( x k ,
226
19: 3, 2003
(f,-z)--~.h.(f,+z)~l.
Since w . ( G ) C G for n = l , 2 , - - - , N ,
the
points w . ( x , - i , f , - l ) = ( L . ( x , - l ) , M . ( x , - i , f , - a ) ) , w . ( x , , f k ) = ( L . ( x , ) , M . ( x , , f , ) ) , w .
M.(x,,f,)
= (1--a)M.(x,_,
,f,_,) +ZM.
(x,+t , f ~ + ~ ) + m Is. (I.V, E f ( L . ( [ O , 1 ] ) ) for some/.,.>11 and L . ( x D = (1--,DL. (x,_~) +,LL. N (x,+~). Hence, to cover U L . ( [ 0 , 1 ] ) X f ( L . ( [ 0 , 1 ] ) ) we need
..~-"
for all
0<r
w.(~k, A)
w.(x~_1
" d l ; n
Iv~
(Xk+ 1, A+I)
(Xk-1, A - l )
Ln(xk-t)
Ln(xk+t)l (b)
(a)
Figure 1
(El.Is.I)
m--| /q .gl
- Vh
for
0<e<a
" + x a n d m E N.
Since ~-~1. ms. I ~ i and V , ~ 0 the lemma is proved. The next theorem serves as a generalization of Theorem 4, p. 1236 of [3] to the case of nonaffine fractal functions, which are more flexible, since they can deal with a wider (than in the affine case) range of applieations. Theorem 3.
{K;w,_~}.
Let f be the function with the graph G generated by the hyperbolic IFS
(a) I f
227
Let O < e < a be given and C(e) a minimal e-column cover of G with associat-
ed e-partition {rj}7_0. For n E {1,2,"" , N } , let [-rb,rl-be-] be the Smallest interval that covers I.--[-x._~,x.]. Denote by C.(r ---- {fro,r, + e~ X E~, -+- (j - 1)e,gj + je-l:j -- 1 , 2 , - " , n , ,
typical column --~ in C.(e) that consists of n0eXe squares. Obviosuly .~ has the width e and height hoe. Since w . ( G ) C U -.~, we have G C U w~-l(.~). If ( x , y ) , ( x ' , y ' ) E
a d___~. x_ ~
]]
,
21 y -- c . g . ( x a" d") -- e.
$,,
a. y,
e.
(y--
)--c.
g.(
x--d.)a.
--
g.(
x' a.--d")l
1 a. and height/.--[s-~. [ n~
En 0 ~ ~
a. c.
+ --m. /.Is.I
'c"]
+ 1
squares o[ the side e/a. as in Fig. 2, where [" ~ "] denotes the integer part of a number. Since there are at most 2 a . / e + 2 columns in C . ( e ) , .2a.
..~C2C ( , )
U w 2 1 ( ~ ) can be covered by a. A.
228
19: 3, 2003
An
I-4""
n--I aR a n
(1)
I
I
nl
w~-
i
t l
e/am
i
i D
Xn--1
~n
Figure 2
The rectangle .~ and its image under the map w: -~ Let D. be a mini-
Next an upper bound for .A/'" (e) is obtained. Fix an n E { 1 , ' " , N } . mal
squares. Note that w . ( . ~ ) is a set that is inside a parallelogram of width e and height Is. I
r.no a .
[.o
e squares as in Fig. 3. This way a cover
a. a. E
'::'re.I+
C.(r of wz(G) consisting of E
squares is can be covered by
a.
B. + -
229
Therefore
;?
Wn
F " ISn]l"nn 0
e l an"~
'
Xn-1
Xn
Figure 3
N
because the columns of C.(e) may not join up properly with those of C.+~(e)~ h o w e v e r , an
N
e-column cover C ( e ) can be constructed from U C. (e) by replacing at most two columns from C . ( e ) U C . + l ( e ) with at most two properly spaced columns. T h u s , there exists a positive constant flz such that
n=l
an
an
F r o m (1) and (2) we have established that .Ar" (e) satisfies the functional inequality
g. l s . t w . (
n~l an an
an
an
~"
1 -- 7e
(3) where A = m a x { a . . n - = l ,
If Aeo~.r162
19: 3, 2003
and thus
jr
+k2(
.~
)n.
r. ls.l( Z--L"
= r
/~2
a.
/~-]~.ls. laf+p~e_,
r.
+ k2r
for Aeo~E(Eo. The preceding argument serves as an induction step: Suppose that for AJr
~<r
k6 N
..4/'"(,) ~<
for all r (0,to]. Therefore,
_~
log.A/'" (E)
logkz
--logt
which implies that d i m s G ~ D .
~D+_logr
(b) By Lemma 3 there exists (~o>0 so that F...4r" (r > / 2 ~ 71 -- 1 Then for 0 < ~ ~< 8o/a.
1 + d---''
8, for 8o~<E~<-~ ~ -1. Working in an analogous way, we finally have a and 0<kl<~'--~-v~, Ii--.t kl~-~ ~< 71 -- I
for all cE (0,(?o]. Therefore, dimaG~d. -
The proof of the theorem is complete. The following corollary is, in turn, a generalisation of Theorem 5, p. 1240 of [ 3 ] , because it does not confine the functions g, only to the case g . ( x ) = x , but permits freedom
231
(a) i f ~
nxl
Is. I ~ 1 and the interpolation points do not all lie on a single straight line,
ls.I la.I
(b) i f in addition the conditions o f Lemma 3 are satisfied, the box-counting dimension
Els. lla. l~
Example 1.
Let I = [ - 0 , 1 ] , Y = R a n d l e t { ( 0 , 0 ) , ( 1 / 2 , 1 ) , ( 1 , 0 ) } be a given set of data. Define the functions L . . I - ~ I by 1 L.(x) = y(-1)"-'x + (n -- 1), n = 1,2. Fig. 4
log([st[ + log2
Iszl)
15-
05
I
I
025 OS
0.?~
Figure 4
Example 2.
be
(n
--
1)],
n ----- 1,2,3.
232
19: 3, 2003
=1,2,3.
Fig. 5(a) shows the graph of such a fractal interpolation function for
gx(x) = gz(x) = g3(x) = x, hi(y)
= yZ, h 2 ( y ) = h s ( y ) ~- y
and st = 1/16, s2 = 1/2 and s3 = 3/4, the upper box-counting dimension of which satisfy 1.29-~ 1 + l o g ( i l / 8 ) ~< dimn(G) ~< i ~ n ( G ) log3
log3 - - i. 63.
'!I'
45. 4. 3.5.
3. 252q |5I.
05-
05.
& Figure 5
6 (a)
ok
t (b)
Figure 5 ( b ) shows the graph of an affine fractal interpolation function using almost the same parameters as before except that hi (y)----y, which has a box-counting dimension of dim~(G) = 1 + Acknowledgements log( Is11 + Is21 + Is21 ) _ 1.248. log3
References
[-1"] Barnsley, M. F. , Fractals Everywhere, 2nd ed. , Academic Press Professional, San Diego, CA, 1993. [2] Barnsley, M . F . and Demko, S . , Iterated Function Systems and the Global Construction of Fractals, Proc. Roy. Soc. London, Set. A399(1985), 243--275. [-3"] Barnsley, M.F. , Ehon, J. H. , Hardin, D. and Massopust, P. , Hidden Variable Fractal Interpolation Functions, SIAM J. Math. Anal. , 20(1989), 1218--1242. [-4-] Dalla, L. and Drakopulos, V. , On the Parameter Identification Problem in the Plane and the
233
Polar Fractal Interpolation Functions, J. Approx. Theory. , 101(1999), 289--302. [5] Demko, S. , I-lodges, L. and Naylor, B. , Construction of Fractal Objects with Iterated Function Systems, Comput. Graph. , 19(1985), No. 3. 271--278. [6] Drakopoulos, V. and Dalla, L. , Space-Filling Curves Generated by Fractal Interpolation Functions, in Iliev O. , Kaschiev M. , Margenov S. , Sendov BI. and Vassilevski P. (eds), Recent Advances in Numerical Methods and Applications, World Scientific, Singapore, 1999. I-7] Hardin, D.P. and Massopust, P. R. , The Capacity for a Class of Fractal Functions, Comm. Math. P h y s . , 105(1986), 455--460. [-8] Hoggar, S.G. , Mathematics for Computer Graphics, Cambridge Univ. Press, London/New York, 1992. I-9] [10] Hutchinson, J. E. , Fractals and Self Similarity, Indians Univ. Math. J. , 30(1981), 713-747. Massopust, P. R. , Fractal Functions, Fractal Surfaces and Wavelets, Academic Press, San Diego, CA, 1994.