• Embed Doc
  • Copy Link
  • Readcast
  • Collections
  • 1
    CommentGo Back
Download
 
For an audio version of this presentation, please go towww.forexregistration.com
Forex Registration
How to Register as a Forex CTA, Forex CPO andForex IB
By Bart Mallon, Esq.www.forexregistration.com
 
Overview
•
Definition of Forex
•
Background & Jurisdiction
•
Regulatory Regime
•
Registration Requirements
•
Series 3 Exam
•
Series 34 Exam
•
Forex Disclosure Documents
•
Forex IB Requirements
•
 Timeline
•
Compliance Rules
•
Questions
•
Disclaimer
© www.forexregistration.com
Page 1 of13
 
Definition of Forex
•
Forex
 –
Spot Forex
 –
Leveraged off-exchange foreigncurrency transactions where one party isa retail customer
•
Does not include transactions that result inactual delivery within two days or thatcreate an enforceable obligation to deliverbetween parties who are capable of makingand taking delivery for business purposes.
© www.forexregistration.com
Page 2 of13
of 00

Leave a Comment

You must be to leave a comment.
Submit
Characters: ...
MarkAndy

Thanks for the awesome info! I appreciate it. Here is another great find that I'd like to share. It's called The Robin Hood Mechanical Forex Trading System. I got an email about this the other day and right now, its COMPLETELY FREE. I believe they are going to convert it into a paid system soon. So download it while it's free even if you aren't going to use it right now. >>> http://www.RobinFX.com

reply05 / 31 / 2009
You must be to leave a comment.
Submit
Characters: ...