Literaturrecherche: Innovation Policy (Seminar) 1 Techno-economic paradigms and paradigm shifts Development Centre Studies The World Economy

y Historical Statistics: Historical Statistics Maddison Angus OECD Publishing, 31.10.2003 - 274 Seiten Following his The World Economy: a Millennial Perspective, Angus Maddison here offers a rare insight into the history and political influence of national accounts and national accounting. He demonstrates that such statistical data can shed light on the analysis of economic phenomena such as growth, market formation and income distribution. This approach is particularly interesting for developing countries often lacking the expertise or data to produce good national accounts. It also serves as a reminder for OECD countries that effective policy making depends on verifiable economic data. This book includes tables showing Maddisons estimates for the world and its major regions from as early as the year 1000. It is intended as a research guide for future comparisons of economic performance in space and time. It is for scholars and students of economics and economic history as well as for statisticians. Journal of Evolutionary Economics January 2000, Volume 10, Issue 1-2, pp 131-157 Capitalism, profits and innovation in the new techno-economic paradigm John Cantwell, Grazia D. Santangelo Abstract. Innovative profits (of the kind conceptualized by Schumpeter) are today being increasingly created through international corporate networks for technological development. Such profits through innovation are encouraged by newer more flexible organizational forms, and further encouraged (unlike in the conventional perspective on profits and on the incentive to innovate) by knowledge flows between firms. Our empirical evidence, based on US patent data, shows that multinational companies are currently more likely to develop abroad technologies which are less science-based, and less dependent upon tacit knowledge. However, within the science-based industries firms may generate abroad some technologies which are heavily dependent on tacit knowledge, but normally in fields that lie outside their own core technological competencies. We find some evidence of a convergence in corporate technological diversification across large firms, facilitated by the now common spread in the use of information and communication technologies (ICT) as an integrator of formerly separate technological systems. This has led smaller firms to diversify, but giant firms to consolidate activity around those technologies that have become most interrelated. Journal of Evolutionary Economics 1991, Volume 1, Issue 2, pp 119-144 Techno-economic paradigms as typical interfaces between producers and users E.S. Andersen Abstract

In this paper it is suggested that techno-economic paradigms should not only be considered as means of coordination among the producers of technological knowledge but also as means of coordination between groups of producers and users of specific types of artefacts, as shared specifications of typical interfaces between the two parties. If such interfaces are simplified and standardized, the information needs of the parties will be delimited (and this is necessary in the worlds of bounded rationality la Simon and Hayek). However, successful product innovation will often presuppose an information-rich interaction and thereby often presuppose non-standardized interfaces. In the paper these two conflicting principles are developed in order to clarify several controversial issues within the theory of innovation and evolution. The construction of the techno-economic: networks vs. paradigms Green, Ken / Hull, Richard / McMeekin, Andrew / Walsh, Vivien, Research Policy, 28 (7), p.777-792, Sep 1999 doi:10.1016/S0048-7333(99)00021-9 Abstract This paper discusses the literature on `techno-economic networks' (TENs) and `technoeconomic paradigms' (TEPs). The object of study in both literatures is some form of combination of the `technical' and the `socio-economic'; the phrase `techno-economic' thus points to the need to see that the widest variety of `actors' may be of significance for particular innovations. The literature on TENs has focused mainly on describing the emergence and stabilisation of specific innovations; the literature on TEPs has focused more on the issues and problems arising from the diffusion of highly `pervasive' generic technologies. The two perspectives thus constitute different ends of a spectrum regarding the formulation of research and policy issues. The central concern of this paper is to illustrate that, by maintaining a focus on innovation and by shifting theoretical registers between the TEN and TEP perspectives, a number of issues emerge around what we call the `meso-level techno-economic': at the level of the nation, of national governments, of specific firms and organisations of particular scientific and technological disciplines, or of particular market arrangements and patterns of consumption. The paper explores some of the applications of the approaches to technological development in relation to the environment and constructive technology assessment (CTA); it concludes by presenting a possible framework for analysis of the meso-level. Technological revolutions and techno-economic paradigms [13K] Carlota Perez, Jan 2010 Abstract This paper locates the notion of technological revolutions in the neo-Schumpeterian effort to understand innovation and to identify the regularities, continuities and discontinuities in the process of innovation. It looks at the micro- and meso-foundations of the patterns observed in the evolution of technical change and at the interrelations with the context that shape the rhythm and direction of innovation. On this basis it defines technological revolutions, examines their structure and the role that they play in rejuvenating the whole economy through the application of the accompanying techno-economic paradigm. This over-arching meta-paradigm or shared best practice common sense is in turn defined and analysed in its components and its impact, including its influence on institutional and social change.

2 Long waves and the clustering of innovations Breaking the waves: a Poisson regression approach to Schumpeterian clustering of basic innovations G Silverberg, B Verspagen - Cambridge Journal of Economics, 2003 CPES Are there Schumpeterian waves of innovations? A Kleinknecht - Cambridge Journal of Economics, 2008 - ideas.repec.org Innovations in Fuzzy Clustering: Theory and Applications von Mika Sato-Ilic Agglomeration economies, knowledge spillovers, technological diversity and spatial clustering of innovations S Breschi 1998 Wave trains, innovation noise, and long wavesFranke, R., Journal of Economic Behavior & Organization, 45 (1), p.49-68, May 2001 doi:10.1016/S0167-2681(00)00167-0 Long waves and evolutionary chaos in a simple Schumpeterian model of embodied technical change Silverberg, Gerald / Lehnert, Doris, Structural Change and Economic Dynamics, 4 (1), p.9-37, Jun 1993 doi:10.1016/0954-349X(93)90003-3 Endogenizing technical change: Uncertainty, profits, entrepreneurship. A long-term view of sectoral dynamics Fusari, Angelo / Reati, Angelo, Structural Change and Economic Dynamics, 24, p.76-100, Mar 2013 doi:10.1016/j.strueco.2012.06.004 Long Waves, Kondratieff [12K] Dec 2006 Technological transformations and long waves. Part I Ayres, Robert U., Technological Forecasting and Social Change, 37 (1), p.1-37, Mar 1990 doi:10.1016/0040-1625(90)90057-3 TECHNOLOGICAL TRANSFORMATIONS A N D LONG WAVES R.U. Ayres... [PDF-3MB] Apr 2007

3 Selected key innovations A general-purpose technology at work: The Corliss steam engine in the latenineteenth-century United States N Rosenberg, M Trajtenberg - The Journal of Economic , 2004 - Cambridge Univ Press The dynamo and the computer: an historical perspective on the modern productivity paradox PA David - The American Economic Review, 1990 JSTOR

Mastering the dynamics of innovation JM Utterback - 1996 - books.google.com [BUCH] The social shaping of technology D MacKenzie, J Wajcman - 1999 - eprints.lse.ac.uk [BUCH] Managing innovation: integrating technological, market and organizational change J Tidd, J Bessant - 2011 - books.google.com [PDF] Disruptive innovation explored P Thomond, F Lettice - Cranfield, England. Presented at: 9th IPSE , 2002 insightcentre.com [BUCH] The printing press as an agent of change EL Eisenstein - 1980 - books.google.com Information technology and economic change: the impact of the printing press JE Dittmar - The Quarterly Journal of Economics, 2011 - qje.oxfordjournals.org

4 Who rewards the innovator Rewards versus intellectual property rights S Shavell, T Van Ypersele - 1999 - nber.org The private and social value of information and the reward to inventive activity J Hirshleifer - The American Economic Review, 1971 - JSTOR Innovate to Accumulate G West - World Class Design to Manufacture, 1994 - emeraldinsight.com [PDF] Purpose and Innovation N Mourkogiannis - 2006 - strategy-business.com Role of the Venture Capital Company in Innovation, The L Barton - Can.-USLJ, 1989 - HeinOnline

5 Competition and innovation: static versus dynamic efficiency Feed in or certificates, competition or complementarity? Combining a static efficiency and a dynamic innovation perspective on the greening of the energy industry A Midttun, K Gautesen - Energy Policy, 2007 The static and dynamic efficiency of instruments of promotion of renewables D Finon, P Menanteau - Energy Studies Review, 200 The static and dynamic mechanics of competition: a comment on Hunt and Morgan's comparative advantage theory PR Dickson - The Journal of Marketing, 1996 Matthew McCartney, "Dynamic versus Static Efficiency", Post-Autistic Economics Review, issue 26 [61K]

Jun 2005 The Static and Dynamic Efficiency of Instruments of Promotion of Renewables [PDF448K] Apr 2006 Competition, Innovation and Productivity Growth: A Review of Theory and Evidence [26K] Sanghoon Ahn, Jan 2002 The resource-advantage theory of competition: dynamics, path dependencies, and evolutionary dimensions SD Hunt, RM Morgan - The Journal of Marketing, 1996 - JSTOR Innovation and inter-firm linkages: new implications for policy B Nooteboom - Research policy, 1999 - Elsevier [BUCH] Dynamic capabilities and strategic management: organizing for innovation and growth DJ Teece - 2009 - books.google.com Book Reviews : Monopoly and Competition Policy. F.M. Scherer. Aldershot, Hants, U.K.: Edward Elgar, 1993. 2 vols. 516 and 667 ... Perelman, M., Review of Radical Political Economics, 28 (1), p.131-132, Mar 1996 doi:10.1177/048661349602800110 The Activities of a Monopoly Firm in Adjacent Competitive Markets: Economic Consequences and Implications for Competition Policy Rey, Patrick / Seabright, Paul / Tirole, Jean, preprint, Jan 2001 Monopoly and competition policy: F.M. Scherer volumes I and II (Edward Elgar Publishing Limited, Aldershot, 1993) pp. 516 (plus 24 pp. introduction) and 675 Hviid, Morten, International Journal of Industrial Organization, 13 (2), p.305-306, Jun 1995 doi:10.1016/0167-7187(95)90013-6

6 The incentive to innovate from a monopolists point of view Incorporating dynamic efficiency concerns in merger analysis: The use of innovation markets RJ Gilbert, SC Sunshine - Antitrust LJ, 1994 - HeinOnline [PDF] The timing of innovation: Research, development, and diffusion JF Reinganum - Handbook of industrial organization, 1989 - edegan.com Innovation, technological opportunity, and market structure PA Geroski - Oxford economic papers, 1990 - JSTOR [BUCH] Market structure and innovation MI Kamien, NL Schwartz - 1982 - books.google.com Process and product innovation by a multiproduct monopolist: A dynamic approach

Lambertini, Luca / Mantovani, Andrea, International Journal of Industrial Organization, 27 (4), p.508-518, Jul 2009 doi:10.1016/j.ijindorg.2008.12.005 Monopoly Innovation and Welfare Effects by Shuntian Yao, Lydia Gan :: SSRN [43K] Yao, Shuntian / Gan , Lydia, Dec 2010

7 Basic research and applied research What makes basic research economically useful? K Pavitt - Research Policy, 1991 - Elsevier Spinal cord injury. Review of basic and applied research. JC De La Torre - Spine, 1981 - ukpmc.ac.uk [BUCH] Business research methods WG Zikmund, BJBJC Carr, M Griffin, BJ Babin, JC Carr - 2000 - cengagebrain.co.uk [HTML] Basic and applied research on choice responding. WW Fisher, JE Mazur - Journal of Applied Behavior Analysis, 1997 - ncbi.nlm.nih.gov Analysing the economic payoffs from basic research PA David, D Mowery - Economics of innovation , 1992 - Taylor & Francis Hierarchical Growth: Basic and Applied Research by Hans Gersbach, Gerhard Sorger, Christian Amon :: SSRN [48K] Gersbach, Hans / Sorger, Gerhard / Amon, Christian, Sep 2009

8 Development of key technologies TinyPK: securing sensor networks with public key technology R Watro, D Kong, S Cuti, C Gardiner, C Lynn - Proceedings of the 2nd , 2004 dl.acm.org Political losers as a barrier to economic development D Acemoglu, JA Robinson - The American Economic Review, 2000 - JSTOR Making sense of diversity: public-private sector research linkage in three technologies W Faulkner, J Senker - Research Policy, 1994 Elsevier Development of Key Technologies for White Lighting Based on Light-Emitting Diodes (LEDs) Werner Goetz / Bill Imler / James Kim / Junko Kobayashi / Andrew Kim / Mike Krames / Rick Mann / (...) / Jonathan Wierer, Mar 2004 Analysis of New Developments and Key Technologies of Autonomous Underwater Vehicle in Marine Survey Tang, Minqiang / Zhang, Zhiqiang / Xing, Yuqing, Procedia Environmental Sciences, 10 (Part C), p.1992-1997, Jan 2011 doi:10.1016/j.proenv.2011.09.312

9 Technology and trade Technology and trade GM Grossman, E Helpman - Handbook of international economics, 1995 - Elsevier Technology, trade, and growth: A unified framework J Eaton, S Kortum - European Economic Review, 2001 - Elsevier Technology and trade: empirical evidences for the major five industrialized countries A Magnier, J Toujas-Bernate - Review of World economics, 1994 - Springer A model of innovation, technology transfer, and the world distribution of income P Krugman - The Journal of Political Economy, 1979 - JSTOR Technology, trade and factor prices PR Krugman - Journal of International Economics, 2000 - Elsevier Increasing returns, monopolistic competition, and international trade PR Krugman - Journal of international Economics, 1979 - Elsevier [BUCH] Strategic trade policy and the new international economics P Krugman - 1986 - books.google.com [BUCH] The spatial economy: cities, regions and international trade M Fujita, PR Krugman, AJ Venables - 1999 - Wiley Online Library What will make China an innovation-oriented country? W Xie, R Li-Hua - of Knowledge-based Innovation in China, 2008 - emeraldinsight.com China as an innovator, not just an imitator AK Gupta, H Wang - Business Week, 2009 - gettingchinaandindiaright.com China and Europe: The scramble for Europe? | The Economist [108K] Jul 2011

10 Patents on medicine Patents, profits & American medicine: conflicts of interest in the testing & marketing of new drugs M Angell, AS Relman - Daedalus, 2002 JSTOR Strong Medicine: Patents, Market, and Policy Challenges for Managing... [PDF-2MB] Oct 2008 Arguably the greatest challenge for policy makers is how best to secure affordable prescription drug in the name of welfare and equity, without trammelling innovative medicine. [http://www.law.cf.ac.uk/researchpapers/papers/4.pdf] Patents, medicine, and the interests of patients: applying general principles to gene patenting.

American College of Obstetricians and Gynecologists, International journal of gynaecology and obstetrics: the official organ of the International Federation of Gynaecology and Obstetrics, 80 (1), p.93-98, Jan 2003 New technologies and the translation of research into clinical medicine are essential to patient care. Those who develop useful drugs, diagnostic and screening tests, and medical technologies have the right to expect a fair return for their efforts and ... The Medical Monopoly: Protecting Consumers or Limiting Competition? | Sue Blevins | Cato Institute: Policy Analysis [32K] Dec 1995

11 Genetically modified crops [BUCH] Genetically modified crops NG Halford - 2003 - World Scientific [PDF] Genetically modified crops L Fresco - Spotlight: Issues in World Agriculture. , 2001 gmocontroversycommunication.com [BUCH] The politics of precaution: genetically modified crops in developing countries. RL Paarlberg - 2001 - cabdirect.org The release of genetically modified crops into the environment AJ Conner, TR Glare, JP Nap - The Plant Journal, 2003 - Wiley Online Library Unintended effects and their detection in genetically modified crops F Cellini, A Chesson, I Colquhoun, A Constable - Food and Chemical , 2004 Elsevier [PDF] Genetically Modified Crops E Glaser - Research in Natural Resources Management - roberts.cmc.edu [BUCH] Genetically Modified Crops S Smith, NS Wales - 2003 - 143.119.255.92 The governance of corporations, technological change, and risk: examining industrial perspectives on the development of genetically modified crops - Open Research Online [27K] Tait, Joyce / Chataway, Joanna, Jan 2007 The Anthropology of Genetically Modified Crops [PDF-281K] Dec 2010 Conservation Ecology: The Risks and Benefits of Genetically Modified Crops: A Multidisciplinary Perspective [46K] Garry Peterson / Saul Cunningham / Lisa Deutsch / Jon Erickson / Allyson Quinlan , Oct 2009

12 The case of Aaron Swartz 'Hacktivist' or Thief?: What the Aaron Swartz Case Means to the Open Access Movement [63K] Oct 2012 Aaron Swartzs Web Activism May Cost Him Dearly - NYTimes.com [PDF-649K]

Jul 2011 13 Public funding for different energy sources [BUCH] Renewable energy: sources for fuels and electricity AD Poole, RL Bain, A Cavallo, ED Larson, IC Macedo - 1992 - books.google.com Technology policy and renewable energy: public roles in the development of new energy technologies JM Loiter, V Norberg-Bohm - Energy Policy, 1999 Elsevier On public attitudes towards wind power S Krohn, S Damborg - Renewable Energy, 1999 Elsevier Green energy market development in Germany: effective public policy and emerging customer demand R Wstenhagen, M Bilharz - Energy Policy, 2006 - Elsevier The private provision of public goods: tests of a provision point mechanism for funding green power programs SK Rose, J Clark, GL Poe, D Rondeau - Resource and Energy , 2002 Elsevier Clean energy funds: An overview of state support for renewable energy Bolinger, Mark / Wiser, Ryan, Apr 2001 doi:10.2172/783499

14 Partitioning and transmutation [PDF] Partitioning and transmutation C Ekberg, Enarsson, C Gustavsson, A Landgren - 2000 - skb.se Development of partitioning and transmutation technology for long-lived nuclides T Inoue, M Sakata, H Miyashiro, N Yoshiki - Nuclear Technology;( , 1991 - osti.gov [PDF] Partitioning and transmutation S Andersson, C Ekberg, JO Liljenzin, M Nilsson - 2004 - skb.se [PDF] Impact limits of partitioning and transmutation scenarios on the radiotoxicity of actinides in radioactive waste J Magill, V Berthou, D Haas, J Galy - Nuclear Energy- , 2003 - nucleonica.net Nuclear fuel cycle strategies including partitioning and transmutation M Salvatores - Nuclear Engineering and Design, 2005 Elsevier Status of the French research program on partitioning and transmutation D Warin - Journal of Nuclear Science and Technology, 2007 - Taylor & Francis [PDF] Partitioning and Transmutation C Fazio, JU Knebel, W Tromm, A Geist - NACHRICHTEN- , 2006 - bibliothek.fzk.de

15 Electric cars and other vehicles Assessing the potential demand for electric cars S Beggs, S Cardell, J Hausman - Journal of econometrics, 1981 Elsevier Escaping lock-in: the case of the electric vehicle R Cowan, S Hulten - Technological forecasting and social change, 1996 Elsevier The electric vehicle:: Patent data as indicators of technological development A Pilkington, R Dyerson, O Tissier - World Patent Information, 2002 Elsevier Energy-management system for a hybrid electric vehicle, using ultracapacitors and neural networks J Moreno, ME Ortzar, JW Dixon - Industrial Electronics, IEEE , 2006 - ieeexplore.ieee.org [BUCH] Cost-benefit analysis of plug-in hybrid electric vehicle technology A Simpson - 2006 - epiphergy.com Forecasting new product penetration with flexible substitution patterns D Brownstone, K Train - Journal of econometrics, 1998 Elsevier

16 Embryonic stem cells Embryonic stem cells HJ Rippon, AE Bishop - Cell proliferation, 2004 - Wiley Online Library Embryonic stem cells AE Bishop, LDK Buttery, JM Polak - The Journal of pathology, 2002 - Wiley Online Library Embryonic stem cells A Biswas, R Hutchins - Stem cells and development, 2007 - online.liebertpub.com Core transcriptional regulatory circuitry in human embryonic stem cells LA Boyer, TI Lee, MF Cole, SE Johnstone, SS Levine - Cell, 2005 Elsevier

17 Proliferation of nuclear weapons The Correlates of Nuclear Proliferation A Quantitative Test S Singh, CR Way - Journal of Conflict Resolution, 2004 - jcr.sagepub.com [BUCH] How Nuclear Weapons Spread: Nuclear Weapon Proliferation in the 1990s F Barnaby - 1994 - books.google.com [BUCH] The European Union and the non-proliferation of nuclear weapons C Grand - 2000 - peacepalacelibrary.nl The causes of nuclear weapons proliferation SD Sagan - Annual Review of Political Science, 2011 - annualreviews.org

18 Other selected technologies (PID, cloning) 19 How to promote the diffusion of (various technologies)

Pro-Competitive Measures under the Trips Agreement to Promote Technology Diffusion in Developing Countries Correa, Carlos M., The Journal of World Intellectual Property, 4 (4), p.481-496, Nov 2005 doi:10.1111/j.1747-1796.2001.tb00123. Chronic cholinergic imbalances promote brain diffusion and transport abnormalities. Meshorer, Eran / Biton, Inbal E / Ben-Shaul, Yoram / Ben-Ari, Shani / Assaf, Yaniv / Soreq, Hermona / Cohen, Yoram, FASEB journal : official publication of the Federation of American Societies for Experimental Biology, 19 (8), p.910-922, Jun 2005 Development of a diffusion based ethanol delivery system to promote reducing environments for the bioremediation of ... Grassi, Michelle Elenore , Jan 2005 Use of lay opinion leaders to promote diffusion of health innovations in a community programme: lessons learned from the North Karelia project. Puska, P / Koskela, K / McAlister, A / Myrnen, H / Smolander, A / Moisio, S / Viri, L / (...) / Rogers, E M, Bulletin of the World Health Organization, 64 (3), p.437-446, Jan 1986