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Rowan Macrae
NZX Communications
5KIWISAVER-AMEANINGFULPOLICYPLATFORMTHATCANMAKEADIFFERENCE
MarkWeldonCEO,NewZealandExchangeLimited
8GETTINGBACKINTOTHEHABITOFSAVING
HughBurrettManagingDirector,ASBBank
10WITHOUTUNDERSTANDINGWECAN’TASSESS
KerryPrendergastMayoroWellington
12PATERNALISTICGUIDANCE
RogerKerrExecutiveDirector,NewZealandBusinessRountable
14WHAT’SNEEDEDTOMAKEKIWISAVERFLY
AlasdairThompsonCEO,Employers&ManuacturersAssociation
16ABUILDINGBLOCK
SamKnowlesCEO,Kiwibank
17NETWORTHINASINGLEASSET
ScottStJohnCEO,FirstNZCapitalSecuritiesLimited
18SAVINGISUNFASHIONABLE
TimBrownExecutive,HRLMorrison&Co.
20AFOGOFSTATISTICS
LanceJenkinsCEO,GoldmanSachsJBWere
22KIWISAVERACT-WHATITMEANSFOREMPLOYERS
RichuardUpton,SeniorAssociateoMackinnon&Associates
24FROMTHEOUTSIDELOOKINGIN
WilliamBuechlerPresidentoBarclayPartners,UnitedStatesoAmerica
26ADVANCINGTHESCIENCE,TECHNOLOGYANDKNOWLEDGEECONOMY
SaraVelasquezListedProducts,NZX
27SMARTSHARES28MARKETUPDATE
Agintrapisasymboloabestial,unortunatelynotbygone,age–onewheretheorestloorwaslitteredwithvicioussteeljawstotraptheunwary.Theywereaimedatintroducedpests:opossums,stoats,eralcats.Buttheybrutalisedournocturnal,bumblingbirds–theverycreaturestheyweremeanttoprotect.Theylettheluckyonescrippled.Wechosethisimagepartlybecauseagintrapisashorttermixthathaslongtermconsequences.Andpartlybecauseitletusponderingwhatwillsavethekiwi?IsKiwiSaverthepanaceaorthepalliative?Ordoesitrepresentunnecessaryinterventionwherenorealproblemexists?Perhapsit’salittlelikeclimatechange:wecangoondebatingthescienceoraewmoregenerations,butinthemeantimeprecautionarymeasuresmaybeappropriate.Onethingisorsure:wearecommittedtoacourse.Isitdraconianordoesitnotgoarenough?Thoseissuesareexploredintheollowingpagesbyarangeocontributorswhoseviewsspringromavarietyoinluences,romthepurelyproessionaltotheabsolutelyaltruistic.Allarewelcomedinanenvironmentwheretheeectsodecisionsmadetodaywillbeeltlongintotheuture.
 
Context
New Zealand has been distinctive among OECD countries over the past 15 years with its utter absenceo policies directly aimed at encouraging household savings. Conversely, successul countries, with theeconomic perormance and standard o living improvements to which we aspire, have widely recognisedthe importance o personal savings to both individuals and the country, and have consistentlyimplemented, and then expanded, policies to encourage savings.It’s no coincidence that New Zealand, with the most hands-o policy approach to savings amongstcountries usually thought o as our OECD peers, has the worst household savings outcomes in theOECD, and amongst the most ragile capital markets.It’s not only in absence o savings, but in the presence o taxation around savings that New Zealand isdistinctive. The ollowing quote appeared in the Financial Times 18 months ago: “Australia is unusualin taxing retirement savings three times – at the contributions stage, on the earnings that accumulateeach year and on the nal benets. The only other developed country that taxes contributions is NewZealand.” However, there is a critical dierence between our two countries: Australia has a mandatorysavings programme; New Zealand does not.
Australian comparison
The Australian experience is instructive. Their policies have created substantial net new savings, andhave resulted in signicant improvements in individual wealth, capital market strength, and businessinvestment. As New Zealand is in an intensiying competition with Australia or people and commerce,our relativities to our nearest neighbour cannot be ignored. I this saving dierential is not addressed,our destiny is as a ull branch economy. Accordingly, the KiwiSaver developed policy setting and any
KIWISAVER
- A MEANINGFUL PLATFORM
 
THAT CANMAKE ADIFFERENCE
 
MARK WELDON
, CHIEF EXECUTIVE OFFICER, NZX
 
that ollow it, cannot be conducted through a “New Zealandonly” lens.Superannuation savings represented by unds undermanagement in Australia are estimated to be between25 to 30 times larger than in New Zealand, despite theAustralian population being only about ve times as large.To provide additional context or the rapid divergence o thetwo economies in this area: the increase in superannuationunds in Australia in 2005 was about our times the sizeo the total superannuation unds in New Zealand. Thesize and acceleration o this imbalance in the savings pool,and hence overall capital market development, and rateso business investment, is the single biggest threat to NewZealand’s uture as anything but a branch economy. Therate and scale o ownership transer is increasing.This is not the time to be timid. These issues have beendiscussed or a long time, and we have not taken advantageo previous opportunities to address them. In this century,wealth, and standards o living, will fow to ownership, notproduction or service centres. Without a deep savings andinvestment pool, New Zealanders will not achieve or retaina meaningul ownership stake in the New Zealand economy,and our standard o living and global competitiveness willnever rise in any sustainable way. There is a clear needor bipartisan support to turn the current situation around.This is appropriate because savings is a long-term policyarea, and needs to be addressed as such.In this context, KiwiSaver is a very welcome addition tothe New Zealand policy landscape. The introduction o the KiwiSaver legislation marks a very important shit roma 100% passive approach to household savings. It’s a longoverdue step toward changing our nation’s “direction o travel”in the area o savings policy. The recent changes announced,including incentives, are very welcome and good policy.However, although KiwiSaver is a step in the right direction, itis unlikely to generate an increase in the savings rate that issucient to address the challenges described above.The general policy statement that preaces the KiwiSaver Billstates that “The purpose o KiwiSaver is to encourage a long-term savings habit and asset accumulation by individualswho are not currently saving enough, with the aim o increasing individual well-being and nancial independence,particularly in retirement”.
Retirement outcomes
Another strange and bad eature o KiwiSaver, however, is theability to withdraw or a deposit on a rst home. While thismay increase the attractiveness o the scheme to youngerNew Zealanders who may not have participated had it beensimply a retirement savings vehicle, it is likely to prove adouble-edged sword. The risk here is that many people willcontribute solely or the purposes o home ownership andthen may not contribute thereater. Given the unhealthyskewedness in New Zealander’s asset allocation in avouro the (non-productive) real estate sector, KiwiSaver could,under current parameters, simply become a means o urtherincenting home purchase over other asset investments thatare more appropriate than housing to provide income streamsupon retirement.Taking out a reverse mortgage over a amily home, or sellingit and moving into a smaller residence, is not the answer.However, repeated surveys have dened this as the singlegreatest expectation or retirement provision outsidegovernment superannuation. This scenario will see a lot o hungry elderly New Zealanders. As the pundits have said,you can’t eat the house.
Capital markets and growth vs.hollowing out
I New Zealand’s saving policy and record were aShakespearean tragedy, the refecting pool would be ourattendant, and ragile, capital markets. Our savings pool issmall, and with many cracks. So is our capital market. It isa act that, along with savings, capital markets have neverbeen a policy priority, nor o national or political importancethe way they are in many top quartile OECD countries. Whilea chorus is starting to gather around our capital markets,KiwiSaver represents the most meaningul policy platormthat can make a dierence. Healthy capital markets areundamental to economic perormance, the ability or thebenets o ownership to stay resident, and are directlyrelated to GDP and standard o living outcomes. There isa demonstrated link between the strength and vitality o acountry’s capital markets and economic perormance. Strongcapital markets enable growing companies to ecientlyaccess the capital they need to grow.Indeed, Australia’s capital market strength is widelyrecognised to have been one o the most important drivers o its strong economic perormance over the past decade. NewZealand’s long-term cycle o spending acilitated by oreigncredit will, unless addressed, soon become very vicious.New Zealand’s policies are in sharp contrast to those inAustralia. Again, make no mistake – New Zealand is in anaccelerating competition with Australia or ownership o productive assets and companies – and we are losing. A boldmove in this area is, along with taxation policy, one o only twopossible ways in which our policy settings can meaningullyimpact these outcomes. Because o the importance o our settings relative to Australia, the Australian example isdiscussed in detail below.Where there is a large and growing pool o capital as aconsequence o its compulsory superannuation scheme, thegreater savings in Australia, together with the associatedeects o larger and more liquid capital markets, haveresulted in a lower cost o capital. As is obvious, thehigher the cost o capital, the lower the level o businessinvestment that occurs. This makes it harder or NewZealand companies to compete in international markets,and in turn, reinorces the tendency or New Zealandcompanies to relocate to markets like Australia, hollowingout our skill, productivity and tax base.Ownership, and hence the fow o wealth, will thus inexorablybe rom New Zealand to Australia, unless meaningulintervention via savings policy is made.“Hollowing out”, where New Zealand companies aresystematically purchased by Australian companies, and theirlisting and top people transerred to Australia, is alreadyhappening at pace. Hollowing out means that the NewZealand economy will be gutted o the skilled proessionalswho provide companies with capital market services (e.g.,bankers, brokers, and lawyers), as well as top qualitymanagement, and less obviously, marketers and othercreatives, who will also locate to where the real decisionsare made.Conversely, a signicant New Zealand savings scheme willresult in an increased weight o New Zealand capital, whichwill in turn allow companies to use New Zealand as the baserom which to take on the world, and will help to counteractthe pressure to move to markets like Australia.New Zealand deserves to triumph. For that to happen,KiwiSaver needs to be ramped up to a level where oursettings are competitive with Australia.
“As New Zealand is in an intensiyingcompetition with Australia or peopleand commerce, our relativities to ournearest neighbour cannot be ignored. I this saving dierential is not addressed,our destiny is as a ull branch economy.
Our savings pool is small, and with manycracks. So is our capital market. It isa act that, along with savings, capitalmarkets have never been a policy priority,nor o national or political importance
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