Send an e-mail to firstname.lastname@example.org. Please include File Number S7-02-13, andFile Numbers S7-34-10 (Regulation SBSR) and/or S7-40-11 (registration of security- based swap dealers and major security-based swap participants), as applicable, on thesubject line; or •
Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities andExchange Commission, 100 F Street, NE, Washington, DC 20549-1090.All submissions should refer to File Number S7-02-13, and File Numbers S7-34-10 (RegulationSBSR) and/or S7-40-11 (registration of security-based swap dealers and major security-basedswap participants), as applicable. This file number should be included on the subject line if e-mail is used. To help us process and review your comments more efficiently, please use onlyone method. The Commission will post all comments on the Commission’s Internet website(http://www.sec.gov/rules/proposed.shtml). Comments also are available for website viewing
and printing in the Commission’s Public Reference Room, 100 F Street, NE, Washington, DC20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All commentsreceived will be posted without change; we do not edit personal identifying information fromsubmissions. You should submit only information that you wish to make available publicly.
FOR FURTHER INFORMATION CONTACT
: Matthew A. Daigler, Senior SpecialCounsel, at 202-551-5578, Wenchi Hu, Senior Special Counsel, at 202-551-6268, Richard E.Grant, Special Counsel, at 202-551-5914, or Richard Gabbert, Special Counsel, at 202-551-7814,Office of Derivatives Policy, Division of Trading and Markets, regarding security-based swapdealers and major security-based swap participants; Jeffrey Mooney, Assistant Director,Matthew Landon, Senior Special Counsel, or Stephanie Park, Special Counsel, Office of Clearance and Settlement, Division of Trading and Markets, at 202-551-5710, regardingsecurity-based swap clearing agencies, security-based swap data repositories, and the security- based swap clearing requirement; David Michehl, Senior Counsel, Office of Market Supervision,Division of Trading and Markets, at 202-551-5627, regarding security-based swap reporting;Leah Mesfin, Special Counsel, at 202-551-5655, or Michael P. Bradley, Special Counsel, at 202-551-5594, Office of Market Supervision, Division of Trading and Markets, regarding the tradeexecution requirement and swap execution facilities; Securities and Exchange Commission, 100F Street, NE, Washington, DC 20549-7010.
: The Commission is proposing new rules andinterpretive guidance under the Exchange Act relating to the application of Subtitle B of TitleVII of the Dodd-Frank Act to cross-border activities and re-proposing Regulation SBSR andcertain rules and forms relating to the registration of security-based swap dealers and major security-based swap participants.