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Perioperative Considerations and Anesthetic Management of the Morbidly Obese PatientThomas J. Ebert, M.D., Ph.D. Milwaukee, Wisconsin
309Page 1Obesity is a national epidemic with major health consequences. The morbidly obese (MO) patient only has aone in seven chance of a normal life expectancy (1). The cost of health care treatment for the obese population is 5-9% of national health care expenditures and is approaching $100 billion per year (2). Based upon NIH guidelines, body mass index (BMI) (kg/m
2
) is used to classify adult obesity into three classes: Class I = BMI 30-34.9, Class II =BMI 35-39.9, and extreme obesity, Class III, with a BMI > 40 kg/m
2
(3). Most consider morbid obesity to refer to patients with a BMI
35 kg/m
2
. Morbid obesity is associated with an increased prevalence of physical ailments,including hypertension, coronary heart disease, congestive heart failure, stroke, osteoarthritis, type II diabetes,insulin resistance, glucose intolerance, hypercholesterolemia, gallstones, cholecystitis, cholelithiasis, and obstructivesleep apnea. The frequency and severity of co-morbid conditions increases proportionally to weight of the patient.The preoperative evaluation of the MO patient must consider how the additional ailments may add to the risk of anesthetic management. Typically underlying conditions including cardiac disease and angina must be stable andoptimally managed either medically or via surgical or cardiologic interventions. Similarly, pulmonary function,diabetes and glucose levels should be addressed and optimized. Once pre-operative conditions are addressed, theimmediate perioperative management of the MO patient must be carefully planned. The choice of anesthetic drugsand monitors should optimized to the patient condition. One challenging issue presents early - the placement of anIV. Extra adipose tissue often hides superficial veins, thereby requiring alternative approaches in the antecubitalspace or in the internal or external jugular vein.The blood pressure (BP) cuff is commonly an oversized cuff and, due to the shape of the arm, often does not fitcorrectly. The length of the cuff bladder should equal at least 80% of the measured arm circumference and thewidth should equal at least 40% of the measured arm circumference at the midpoint of the upper arm. Cuffs that aretoo small will overestimate the true BP. There should be a low threshold for placing an arterial line for accurate andinstantaneous BP readings and for easy access to blood sampling to determine hemoglobin content and the partial pressures of oxygen and carbon dioxide. The arterial line provides an additional benefit in the post-operative periodas a means to monitor these variables.In further planning of the perioperative management of the MO patient, additional issues must be considered to provide optimal care and these are reviewed below.Full Stomach: Need for Rapid Sequence IntubationMany consider MO patients to be at risk for acid aspiration syndrome, a serious cause of anesthesia-relatedmorbidity and mortality. Risk for this syndrome occurs when there is 1) low pH of gastric contents, 2) increasedgastric volume, and/or 3) gastroesophageal reflux, from an inadequate esophageal to gastric barrier pressure.Despite a high prevalence of risk factors, acid aspiration syndrome has been reported as a rare event, occurring in1:3216 anesthetics (4), and is not uniquely associated with a BMI
35 kg/m
2
. However, aspiration could beassociated with gagging and vomiting in 67% of the cases, with laryngoscopy in 33%, and with extubation in 36%.Then why consider obese patients at increased risk for acid aspiration syndrome? Perhaps because there areconflicting data on gastric pH, volume and barrier pressure in MO patients. Most anesthesiologists consider agastric pH < 2.5 and residual gastric fluid volume of 
25mL to be critical factors in the risk for pulmonaryaspiration and lung injury. In patients, Vaughan observed that more than 70% of obese individuals had acombination of gastric volumes
25 mL and pH
2.5 compared to only 5% in non-obese individuals (5).Readdressing this issue 23 years later, Harter found a substantially lower incidence of combined high gastric volumeand low pH in fasted, obese patients compared with lean patients (6). They explained the lower incidence of “atrisk” patients compared to earlier work as a difference in preoperative medicines. Vaughan et al. used Innovar®,containing fentanyl and droperidol and diphenhydramine while Harter provided none. Additional work suggests nocorrelation between gastric volume and fasting duration (7). Morbidly obese patients given 300 ml of clear fluid prior to surgery had similar ranges of gastric volumes and pHs to those who fasted longer than six hours (8). Thesefindings are supported by studies of gastric emptying rates that indicate no difference between obese and non-obese patients (9).Various studies in non-obese patients have reported resting intra-gastric pressures to range from 5 to 11 mm Hg,and increases in intra-gastric pressures to 25 mm Hg during succinylcholine-induced fasciculations. Barrier pressurehas been shown to be the same in obese and non-obese individuals (10). Although these data are interesting, there isinsufficient evidence to implicate barrier pressure as a causal link to aspiration.One common technique to lessen the chance for pulmonary aspiration is to apply cricoid pressure, but the protection this affords is questionable. Properly applied pressure presumably compresses the esophagus against thevertebral body. In an observational study using MR imaging, the cricopharyngeal muscle, rather than theesophagus, was lying posterior to the cricoid in 18 of 19 subjects. During cricoid pressure the esophagus was
 
 309Page 2displaced laterally in 90% of the subjects (11). They also found the airway was displaced in 67% of patients withcricoid pressure and the diameter of the airway was compressed at least 1 mm in 81%. Considering that theesophagus proper was usually 10 mm below the cricoid and often displaced laterally, cricoid pressure has not been proven to prevent aspiration. In an elective, fasted, obese patient with no other risk factors, the need for rapidsequence induction (RSI) with cricoid pressure due to a presumed risk for regurgitation and aspiration is debatable.A preliminary study on 78, fasted, obese patients, nearly half with gastroesophageal reflux, reported gastricvolumes and pHs to be no different than those in lean patients (12). Further preliminary work found gastric volumeand pH to be the same in ambulatory surgery patients with and without gastroesophageal reflex disease (13). Theauthors argue that RSI is not needed. We concur since committing to early paralysis combined with the evidence for a lack of effectiveness of cricoid pressure and the low incidence of “at risk” gastric contents is outweighed by thesafety of controlled induction and airway evaluation before paralysis. Nonetheless, we do pretreat the stomachsimply and cheaply with IV metoclopramide (10 mg) and ranitidine (50 mg) when at least 30 minutes are available before anesthetic induction and/or sodium citrate by mouth when less time is available.Positioning and Anesthetic InductionThe anesthetic induction period is far more complex in the MO than lean patient. A variety of factors should beconsidered and optimized, including position of the patient, pre-oxygenation, induction agent(s), intubation device,choice and dose of relaxants, and knowledge and availability of alternate airway devices. Proper positioning of theMO patient requires supporting the patient behind the upper back and head to achieve the anatomical position wherethe head is above the horizontal plane of the upper chest, or a horizontal plane between the sternal notch and theexternal auditory meatus is established (14). This positioning not only improves pulmonary mechanics, but alsoimproves the alignment from mouth to glottic opening. There have been reports of various other types of  positioning of the patient, including the lateral position, but we contend that maintaining the position that isroutinely practiced in the non-obese patient for intubation should be preferred; i.e., supine, with support under theupper back and head.Ulnar neuropathy can occur in any surgical patient; it does not seem to be related to obesity and it occursdespite conventional methods of positioning and padding (15-17). Nonetheless, careful padding of the arms andavoiding traction on the brachial plexus are important precautionary measures that should be documented on theanesthesia record.PreoxygenationPreoxygenation is vitally important since the MO patient has a reduced functional residual capacity (FRC),often falling below the closing capacity of the small airways, leading to atelectasis, increased intrapulmonaryshunting, and impaired oxygenation. FRC is further reduced in the supine position and after induction of anesthesia(18). Conventional techniques to denitrogenate the lungs apply, including at least three minutes of breathing 100%oxygen or five vital capacity breaths of 100% oxygen. When this is done in the 25 degree head-up tilt position,PaO
2
was increased by 82 mmHg and the apnea time to desaturate to 92% was increased nearly a minute (19).Another promising technique has been described in which patients are administered oxygen via 10 cm H
2
O of continuous positive airway pressure (CPAP) for five minutes prior to inducing anesthesia. This is followed by 10cm H
2
O positive end-expiratory pressure (PEEP) via mask prior to intubation (20). This approach, or somereasonable modification of it, adds up to one minute of additional time before significant desaturation occurs. In aseparate study the effectiveness of CPAP and PEEP was studied in a non-obese population and atelectasis wasdetermined with CT scanning. The nearly 4% increase in atelectasis after induction and intubation was eliminatedin this CPAP/PEEP group. This resulted in over a 140 mm Hg increase in the PaO
2
.Mask Ventilation and IntubationA BMI > 26 kg/m
2
results in a 3-fold increase in difficult ventilation via mask (21). The five independent risk factors for difficult mask ventilation are age older than 55, BMI > 26 kg/m
2
, lack of teeth, presence of beard, andhistory of snoring (21). Several investigators have suggested that the difficult intubation rate is from 2- to 10-foldhigher in the MO patient (22,23). Not all agree. In the MO population there were only two correlates of difficultintubation; Mallampati > 3 and neck circumference > 40 cm. These authors noted that neither absolute weight nor increasing BMI were associated with difficult intubation (24).Historically, the successful intubation of the MO patient with the suspected difficult airway was approachedwith an awake, fiberoptic technique. However, recent studies have described the highly successful use of analternate airway device called the intubating laryngeal mask airway (ILMA). In MO patients, successful trachealintubation was achieved 96% of the time through this device on first attempt (25). In a separate report, acomparison was made of the success rate of intubating the trachea with the ILMA in a morbidly obese group vs. alean control group (26). There were several important findings. The first was that 100% of the patients weresuccessfully ventilated through the LMA device prior to intubating the trachea. This means that the potential airway
 
 309Page 3collapse after induction and the difficulty with mask ventilation in the MO patient could be avoided with this device.Secondly, the study confirmed the 96% success rate of intubating the trachea through this device.Rapid Emergence and Return of Protective Airway ReflexesAfter successful intubation, an anesthetic maintenance regimen must be chosen. When choosing a volatileanesthetic, much focus has been given to the speed of emergence, with little mention of other characteristics of theanesthetic that might be beneficial to the patient, such as its effect on the heart, blood pressure, lungs, liver, etc.Desflurane is one of the newer anesthetic gases, introduced in 1993, and it has a very low solubility in blood. Thisadds to the speed of emergence with this particular anesthetic agent. In fact, a meta-analysis of published literatureindicates that emergence after desflurane is nearly two minutes faster than its closest competitor, sevoflurane (27).However, it is well known that titrating down the concentration of an anesthetic near the end of the case can result inwake-up at the end of surgical dressing application with any of the inhaled (or intravenous) anesthetics used inclinical practice today. So this advantage is relevant only to those who do not titrate their drugs. Desflurane hasanother favorable attribute: it has the lowest fat:blood solubility (approximately 50% lower than that of isoflurane or sevoflurane), which implies it may be uniquely advantageous in the obese population. This potential advantage hasnever been validated and, in fact, has been refuted by work from our laboratory.We have demonstrated the titration of volatile anesthetics with different blood and fat solubilities eliminatesemergence differences between drugs in long duration surgery in the MO population (28). We compared two of thenewest volatile anesthetics, sevoflurane and desflurane, in MO patients. To manage the anesthetic drugs during theintraoperative period and during the weaning period, we employed an additional monitor, the BIS monitor (AspectMedical Systems, Natick, MA), and targeted a BIS number between 45 and 50 during surgery. The average caselength was three hours. During the last 15 minutes of the case, the anesthetic concentration was gradually decreasedto achieve a BIS of 60 at the end of the surgical procedure. There were equivalent wakeup times betweensevoflurane and desflurane, averaging from four to seven minutes.There are a couple of salient points. One is the choice of the volatile anesthetic probably makes little differencein the management of the MO patient, particularly if one attempts to maintain a moderate level of sedation andhypnosis rather than the deep level common to many practices. Furthermore, the gradual titration of the anestheticto a lesser concentration near the end of the case can produce excellent emergence characteristics. We stronglyrecommend the aid of a processed EEG monitor to achieve these goals.Predictable Neuromuscular BlockadeFull neuromuscular blockade is generally desired to get adequate relaxation and exposure for surgicalinterventions. Thus, the anesthesia provider uses a non-depolarizing neuromuscular blocking drug for maintenanceof relaxation throughout the surgical procedure. One problem that has been identified with some of the older neuromuscular blocking drugs has been the unpredictability of their duration of action. For example, pancuroniumis associated with more post-operative respiratory problems than newer agents, such as vecuronium and rocuronium(29). If paralysis cannot be fully reversed at the end of the case, then sustained intubation and mechanical or assisted ventilation would be required.Pharmacokinetic studies in obesity show that the behavior of molecules with weak or moderate lipophilicity,such as vecuronium or rocuronium, are distributed mainly to lean tissue so dosing to ideal body weight is preferredrather than to real body weight. It has been shown that dosing rocuronium to real body weight doubled the durationof action and substantially increased the variability of the duration of action compared to dosing to ideal bodyweight (30). The duration of atracurium was not prolonged in the obese, probably because of its organ independentelimination via Hoffman degradation (31). Cisatracurium, dosed to real body weight at 0.2 mg/kg, had a duration of action of 74 minutes (range 61-88 minutes) compared to 45 minutes (range 34-56 minutes) when dosed to ideal body weight in a MO population (32).Control of VentilationThe control of ventilation during surgery, specifically during laparoscopic surgery in MO patients has beencarefully evaluated. It is well known that closing volumes can exceed functional residual capacity, causing airwayclosure and resulting in an increased alveolar/arterial difference in oxygen tension in MO patients under anesthesia.Using PEEP slightly improves PaO
2
(from 110 to 130 mm Hg) (33). Arterial oxygenation during laparoscopy wasaffected by body weight; it could not be improved by increasing either tidal volume or respiratory rate. PaO
2
wasnot affected by the Trendelenburg position. Increasing the inspired oxygen concentration was the most reliabletreatment for hypoxemia (34). During surgery, the reverse Trendelenburg is appropriate for obese patients becauseit causes minimal arterial blood pressure changes and improves oxygenation during laparotomy or bariatric surgery.Prior to emergence and extubation, added attention should be given to extubation criteria. Ideally the TOF ratio of 0.9 or greater is achieved and a 5-second head lift is performed. If extubation is not planned or criteria not met,sufficient sedation should be provided to prevent “bucking” on the tube, thereby lessening the likelihood of negative
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