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Preemption, Iraq, and International LawAuthor(s): William H. Taft IV and Todd F. BuchwaldSource:
The American Journal of International Law,
Vol. 97, No. 3 (Jul., 2003), pp. 557-563Published by: American Society of International LawStable URL:
Accessed: 27/04/2009 13:19
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AGORA:FUTURE IMPLICATIONSOF THEIRAQCONFLICTGORA:FUTURE IMPLICATIONSOF THEIRAQCONFLICT
Charter'snormsandreform of itssystemicfeatures.Afirstreasonthat she finds itprema-ture topronouncethedeathof Charter law isthat thelegalcaseforthe use offorceagainstIraqis much closerthanthe criticsacknowledge:in Resolution1441,SecurityCouncil mem-bers leftopenthepossibilityofmilitaryactionwithout asubsequent authorizingresolution,or at leastagreedtodisagreeonthispoint.Second,the coreof theCharter remainsviable,because allstates andtheir informedpublicscontinue toplaceaheavyburdenofjustifica-tionintermsoftheCharter on those who use orproposeto use force.Third,theChartersys-temis flexibleenoughtoevolve to meetchangingconditions. Stromseth then turns to con-creteproposalsforaddressingthedaunting challengesof thepresentandfuture,includingterrorism andweaponsof massdestruction.Inplaceof the Bushadministration'sopen-endedpreemptiondoctrine,Stromseth recommends intensified effortstoenlist collectivesupportfor U.S.initiatives,inthe first instancethroughregionalself-defenseorganizations.She alsomakesspecificproposalsforrevitalizingtheSecurityCounciltoimproveitscapabilitiestomeetthreats topeaceandsecurity.Weencourageour readers tocarryon thisdebateinclassroomsofinternationallaw,inthepress,intheircommunities,and incommunications withtheirelectedrepresentativesand otherpublicofficials.
LORIFISLER
AMROSCHANDBERNARD
H.OXMAN"
PREEMPTION,IRAQ,ANDINTERNATIONALLAWPreemptioncomes inmanyforms and what we think of itdependson the circumstances.One statemaynot strike anothermerelybecause the secondmight somedaydevelopanabilityand desiretoattackit. Yet few wouldcriticizea strikein themidst of anongoingwaragainsta secondstate'sprogramtodevelopnewtypesofweapons.Between thesetwo exam-pleslie countlessfactpatterns.In theend,each useofforcemust findlegitimacyin the factsandcircumstances that thestate believeshavemade itnecessary.Eachshouldbejudgednot onabstractconcepts,butontheparticulareventsthatgaverise to it.Whilenationsmust not usepreemptionas apre-text foraggression,tobefor oragainstpreemptionintheabstract is amistake.The use offorcepreemptivelyissometimeslawful andsometimesnot.1OperationIraqiFreedomhas been criticized as unlawful becauseitconstitutespreemption.Thiscriticisms unfounded.OperationIraqiFreedom was andis lawful.An otherwise awfuluseofforcedoes not become unlawfulbecause it can be characterizedaspreemption. OperationIraqiFreedomwas conductedin aspecificcontext thatframes thewayit should beanalyzed.This contextincluded the nakedaggressionbyIraqagainstitsneighbors,its efforts to obtain
*Editorsin Chief.Thelegalbasisfor the doctrine ofpreemptionis setoutinPresidentBush'sNationalSecuritytrategy:Forcenturies,internationallawrecognizedthat nations neednot suffer an attack beforetheycanlawfullytakeaction todefendthemselvesagainstforcesthatpresentanimminentdangerof attack.Legalscholarsandinternationaljuristsoftenconditionedthelegitimacyofpreemptiononthe evidenceofanimminentthreat-mostoftenavisiblemobilizationofarmies, navies,andair forcespreparingto attack.
THENATIONALECURITYTRATEGY FTHEUNITEDSTATESOFAMERICA5(Sept17,2002),availableat<http://www.
whitehouse.gov/nsc/nss.pdf>.The notionofpreemptionisinherent in therightofself-defense,recognizingthe needtoadapttheconceptof imminence tothecapabilitiesandobjectivesoftoday'sadversaries.The useofforcepreemp-tivelyin self-defenseistherightofeachstateand does notrequireSecurityCouncilaction. Incalculatingwhetherthe test ofimminencehasbeenmet,itwould beirresponsibletoignorethatthese adversaries"relyonacts of terrorand,potentially,the useofweaponsof massdestruction-weaponsthatcan beeasilyconcealed,eliveredcovertly,ndused withoutwarning."d.(emphasisadded).In the case ofIraq,PresidentBushmade clearthatthe UnitedStatescouldalwaysproceedinthe exerciseof its inherentrightof self-defenserecognizedinArticle51 ofthe UnitedNationsCharter.SeeReportin ConnectionwithPresidentialDeterminationUnderPublicLaw107-243,reprintedn149
CONG.
REC.H1957,H1958(dailyed. Mar.19,2003)(onresolutionauthorizinguse offorceagainstIraq).
Charter'snormsandreform of itssystemicfeatures.Afirstreasonthat she finds itprema-ture topronouncethedeathof Charter law isthat thelegalcaseforthe use offorceagainstIraqis much closerthanthe criticsacknowledge:in Resolution1441,SecurityCouncil mem-bers leftopenthepossibilityofmilitaryactionwithout asubsequent authorizingresolution,or at leastagreedtodisagreeonthispoint.Second,the coreof theCharter remainsviable,because allstates andtheir informedpublicscontinue toplaceaheavyburdenofjustifica-tionintermsoftheCharter on those who use orproposeto use force.Third,theChartersys-temis flexibleenoughtoevolve to meetchangingconditions. Stromseth then turns to con-creteproposalsforaddressingthedaunting challengesof thepresentandfuture,includingterrorism andweaponsof massdestruction.Inplaceof the Bushadministration'sopen-endedpreemptiondoctrine,Stromseth recommends intensified effortstoenlist collectivesupportfor U.S.initiatives,inthe first instancethroughregionalself-defenseorganizations.She alsomakesspecificproposalsforrevitalizingtheSecurityCounciltoimproveitscapabilitiestomeetthreats topeaceandsecurity.Weencourageour readers tocarryon thisdebateinclassroomsofinternationallaw,inthepress,intheircommunities,and incommunications withtheirelectedrepresentativesand otherpublicofficials.
LORIFISLER
AMROSCHANDBERNARD
H.OXMAN"
PREEMPTION,IRAQ,ANDINTERNATIONALLAWPreemptioncomes inmanyforms and what we think of itdependson the circumstances.One statemaynot strike anothermerelybecause the secondmight somedaydevelopanabilityand desiretoattackit. Yet few wouldcriticizea strikein themidst of anongoingwaragainsta secondstate'sprogramtodevelopnewtypesofweapons.Between thesetwo exam-pleslie countlessfactpatterns.In theend,each useofforcemust findlegitimacyin the factsandcircumstances that thestate believeshavemade itnecessary.Eachshouldbejudgednot onabstractconcepts,butontheparticulareventsthatgaverise to it.Whilenationsmust not usepreemptionas apre-text foraggression,tobefor oragainstpreemptionintheabstract is amistake.The use offorcepreemptivelyissometimeslawful andsometimesnot.1OperationIraqiFreedomhas been criticized as unlawful becauseitconstitutespreemption.Thiscriticisms unfounded.OperationIraqiFreedom was andis lawful.An otherwise awfuluseofforcedoes not become unlawfulbecause it can be characterizedaspreemption. OperationIraqiFreedomwas conductedin aspecificcontext thatframes thewayit should beanalyzed.This contextincluded the nakedaggressionbyIraqagainstitsneighbors,its efforts to obtain
*Editorsin Chief.Thelegalbasisfor the doctrine ofpreemptionis setoutinPresidentBush'sNationalSecuritytrategy:Forcenturies,internationallawrecognizedthat nations neednot suffer an attack beforetheycanlawfullytakeaction todefendthemselvesagainstforcesthatpresentanimminentdangerof attack.Legalscholarsandinternationaljuristsoftenconditionedthelegitimacyofpreemptiononthe evidenceofanimminentthreat-mostoftenavisiblemobilizationofarmies, navies,andair forcespreparingto attack.
THENATIONALECURITYTRATEGY FTHEUNITEDSTATESOFAMERICA5(Sept17,2002),availableat<http://www.
whitehouse.gov/nsc/nss.pdf>.The notionofpreemptionisinherent in therightofself-defense,recognizingthe needtoadapttheconceptof imminence tothecapabilitiesandobjectivesoftoday'sadversaries.The useofforcepreemp-tivelyin self-defenseistherightofeachstateand does notrequireSecurityCouncilaction. Incalculatingwhetherthe test ofimminencehasbeenmet,itwould beirresponsibletoignorethatthese adversaries"relyonacts of terrorand,potentially,the useofweaponsof massdestruction-weaponsthatcan beeasilyconcealed,eliveredcovertly,ndused withoutwarning."d.(emphasisadded).In the case ofIraq,PresidentBushmade clearthatthe UnitedStatescouldalwaysproceedinthe exerciseof its inherentrightof self-defenserecognizedinArticle51 ofthe UnitedNationsCharter.SeeReportin ConnectionwithPresidentialDeterminationUnderPublicLaw107-243,reprintedn149
CONG.
REC.H1957,H1958(dailyed. Mar.19,2003)(onresolutionauthorizinguse offorceagainstIraq).
2003]003]55757
 
THEAMERICANJOURNALOFINTERNATIONALLAW
weaponsof massdestruction,its recordofhavingused suchweapons,SecurityCouncilactionunderChapterVII ofthe UnitedNationsCharter,andcontinuingIraqidefiance oftheCouncil'srequirements.OnAugust2, 1990,Iraqinvaded Kuwait. ItiseasytoforgetthewantonnessofIraq'sinva-sion,which wasunprovokedandcarriedoutwithparticularcruelty,and the horrorwithwhichthe world received newsof it. Thatinvasionrightlyshaped,foreverafter,thewaytheworldwould look at SaddamHussein'sIraq;and theUnitedStates,its alliesandfriends,andtheinternationalcommunityas awhole came torealize that thiswasa menace fromwhich theworld neededspecial protection.Inthemidstof over a dozenyearsofanessentiallyongoingconflict,conducted atdifferenttimesatdifferent levels ofintensity,theIraqiregimecom-mitted itself tocomplywith conditions thatwouldhavebroughtthestoryto a close.Butitcould neverbringitselfto fulfillits commitments.Virtuallymmediately,theSecurityCounciladoptedUNSecurityCouncil Resolution660,thefirstofmanyresolutionscondemningIraq'sactionsanddemandingwithdrawalfromKuwait.2Additional CouncilactionsweredesignedtoapplyfurtherpressureandbringaboutIraq'swithdrawal.3 heCouncil'sactionsparalleledstepstakenbytheUnited Statesandotherspursuantto the inherentrightofcollective self-defenserecognizedinArticle51 of the UNCharter. TheUnitedStates movedforces to thePersian Gulf and then commencedmaritimeinterdiction effortsinresponseto theIraqiattack.4ButIraqwasintransigent.Eventually,inNovember1990,theCounciladoptedResolution678,which authorizedtheuse of "allnecessarymeans"toupholdandimplementResolution660andsubsequentrele-vantresolutions,and torestoreinternationalpeaceandsecurityinthearea.5TheresolutionprovidedIraqwith "onefinalopportunity"tocomplywith the Council's earlierdecisionsand authorized the useofforce"unlessIraqonor before15January1991fullyimplements"theCouncil's resolutions.ItspecificallyinvokedtheauthorityofChapterVII of theCharter,whichpermitstheSecurityCouncil torespondtoeither a threatto,orabreachof,thepeacebyauthorizingtheuseofforcetomaintain orrestoreinternationalpeaceandsecurity.Iraqrefused tocomplywith theresolutionsby theJanuary15deadline,andcoalition forcescommencedmilitaryoperationsthenextday. Significantly,heSecurityCouncildid not makeafurther determinationpriortoJanuary15 asto whether ornotIraqhad takenadvantageofthe "one finalopportunity"it hadbeengiventwo months earlier. Memberstatesmadethatjudgmentthemselvesandrelied ontheSecurityCouncil's November decisionasauthorityto useforce.
2SC Res. 660(Aug.2,1990),29ILM1325(1990).3Amongotherthings,Resolution 661(Aug.6,1990),29ILM1326(1990),imposedbroad sanctions onIraq;Resolution662(Aug.9,1990),29ILM1327,decided thatIraq'sannexation ofKuwaitwas "nullandvoid" and de-manded thatIraqrescind itsactionspurportingtoannexit;Resolution 664(Aug.18,1990),29ILM1328,reaffirmedthosedecisions,demandedthatIraqrescind its order thatforeigndiplomaticandconsularmissions inKuwaitbeclosed,facilitatedepartureandconsular accessfor nationals of thirdstates,and take no actiontojeopardizetheirsafety,security,orhealth;Resolution 665(Aug.25,1990),29ILM1329,calleduponmember states touse such mea-surescommensurate to thespecificcircumstances asmaybenecessaryto ensureimplementationof traderestric-tions;Resolution 667(Sept.16,1990),29ILM1332,demandedthatIraqreleaseforeignnationals thatit had ab-ducted;Resolution670(Sept.25,1990),29ILM1334,imposedrestrictionson airtraffic;Resolution 674(Oct.29,1990),29ILM1561,invitedstatestocollate and makeavailable to theCouncilinformationongravebreachescom-mittedbyIraq;andResolution 677(Nov.28,1990),29ILM1564,condemnedIraqi attemptsto alterKuwait'sdemo-graphiccompositionanddestroythe civilrecords ofthelegitimate governmentofKuwait.
4
SeeLetterDated9August1990fromthePermanentRepresentativeofthe United States ofAmerica totheUnitedNations,UNDoc.S/21492(1990)(reportingthat UnitedStates "hasdeployed militaryforces tothe Per-sian Gulfregion.... inexercise of theinherentrightof individualandcollective self-defence ... inresponsetodevelopmentsandrequestsfromGovernments intheregion");LetterDated 16August1990fromtheCharged'Affairesa.i.of theUnitedStatesMission,to theUnitedNations,UNDoc.S/21537(1990)(reportingthat U.S.forces "at therequestoftheGovernment ofKuwait,havejoinedtheGovernmentofKuwait intakingactionstointerceptvesselsseekingtoengageintradewithIraqor Kuwait inviolationof themandatorysanctionsimposedinSecurityCouncilresolution661").
5
SCRes. 678(Nov.29,1990),29ILM1565(1990).
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