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Risk Management Presentation Monday February 18 2013

Risk Management Presentation Monday February 18 2013

Ratings: (0)|Views: 6|Likes:
Published by George Lekatis
International Association of Risk and Compliance Professionals (IARCP)
http://www.risk-compliance-association.com

Every Monday
Top 10 risk and compliance management related news stories and world events
Do you want to receive (at not cost) every Monday the Top 10 risk and compliance management related news stories and world events that (for better or for worse) shaped the week's agenda, and what is next?
You can register at:
http://www.risk-compliance-association.com/Top_10_Risk_Compliance_Management_Stories_Events.html

Receive the New Member Orientation Newsletters
You will have the opportunity to learn (at not cost) what members registered before you have already learned. Understand better risk and compliance management, projects, careers, challenges and opportunities.
You can register at:
http://www.risk-compliance-association.com/New_Member_Orientation_Newsletters.html
International Association of Risk and Compliance Professionals (IARCP)
http://www.risk-compliance-association.com

Every Monday
Top 10 risk and compliance management related news stories and world events
Do you want to receive (at not cost) every Monday the Top 10 risk and compliance management related news stories and world events that (for better or for worse) shaped the week's agenda, and what is next?
You can register at:
http://www.risk-compliance-association.com/Top_10_Risk_Compliance_Management_Stories_Events.html

Receive the New Member Orientation Newsletters
You will have the opportunity to learn (at not cost) what members registered before you have already learned. Understand better risk and compliance management, projects, careers, challenges and opportunities.
You can register at:
http://www.risk-compliance-association.com/New_Member_Orientation_Newsletters.html

More info:

Categories:Types, Business/Law
Published by: George Lekatis on Jun 14, 2013
Copyright:Attribution Non-commercial

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04/19/2014

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International Association of Risk and ComplianceProfessionals (IARCP)
 
1200 G Street NW Suite 800 Washington, DC 20005 -6705 USA 
 
 
Top 10 risk and compliance management related news storiesand world events that (for better or for worse) shaped the week's agenda, and what is next
 
Dear Member,
 
I will be the chairperson for the plenary sessionsduring the upcoming Strategic Risk &Compliance 2013 conference (from MarcusEvans) in Hyatt Regency Dubai, 20-21 May 2013
 
I look forward to meeting some of you and learn what you do and whichare the challenges and opportunities in your region.
 
I also love to visit Dubai one more time.There is a 10% discount for members:
 
 
 ____________________________________________________________
 
I always read the papers that
monitor the impact of Basel iii
carefully. But,don
t be surprised, we still have Basel iii monitoring with
Basel i figures
!
 
The Basel Committee on Banking Supervision ismonitoring the impacto
Basel III:A global regulatory framework for more resilient banks andbanking systems
and
Basel III: International framework for liquidity riskmeasurement, standards and monitoring
on a sample of banks.
 
What is interesting
 
The monitoring exercise is targeted atboth banksunder the Basel II/III frameworks and at those still subject to Basel I.
 
 ____________________________________________________________International Association of Risk and Compliance Professionals (IARCP)www.risk-compliance-association.com
 
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However, as outlined in the remainder of these instructions some parts othe questionnaire are only relevant for banks subject to Basel II or tobanks applying a particular approach.
 
If Basel I figures are used, they should be calculated based on thenational implementation,referred to as
Basel I
 in this document.
 
In some countries supervisors may have implementedadditional rules
beyond
the 1988 Accord or may have mademodifications to the Accordintheir national implementation, and these should be considered in thecalculation of 
Basel I
 capital requirements for the purposes of thisexercise.
 
To make a long story short:we still have regulatory arbitrage (andregulatory shopping).
 
I have just heard (again) that we live in the financial times
 
well, we arealmost there.
 
Read more at Number 1 below.
 
Also
 
In the National Banking Era, the law provided that in the event theComptroller found that a Nationalbank was deficientin its reserve, thebank could be required to cease making loans andstop paying dividendsuntil the amount of the reserve was restored.
 
What is the National Banking Era?
 
From 1863 to 1913
 
Read more at Number 2 below, an excellent paper from Mark A. Carlson,Federal Reserve Board, Washington D.C.
 
Welcome to the Top 10 list.
 
 ____________________________________________________________International Association of Risk and Compliance Professionals (IARCP)www.risk-compliance-association.com
 
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Basel iii monitoring, still with
Basel i figures
 
Basel III monitoringQuestionnaire and instructions
 
The Basel Committee on Banking Supervision ismonitoring the impactof Basel III: A globalregulatory framework for more resilient banks andbanking systems and Basel III: Internationalframework for liquidity risk measurement, standardsand monitoring on a sample of banks.
 
Finance and Economics Discussion Series,Divisions of Research & Statistics and
 
Monetary Affairs, Federal Reserve Board, Washington, D.C.
 
Lessons from the Historical Use of Reserve Requirements in theUnited States to Promote Bank Liquidity
 
Mark A. Carlson
 
Anti-Money Laundering: Strongerules to respond to new threats
 
The European Commission has adopted
 
two proposals to reinforce the EU's existing rules on anti-moneylaundering and fund transfers.
 
 ____________________________________________________________International Association of Risk and Compliance Professionals (IARCP)www.risk-compliance-association.com

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