Case 1:10-cv-03229-KBF Document 439

Filed 08/01/13 Page 1 of 2

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ---------------------------------._--------------------------SECURITIES AND E}(CHANGE COMMISSION,

)(

10 Civ. 3229 (KBF) Plaintiff,

-v-

FABRICE TOURRE, Defendant. --------------------------------------------------------------

)(

VERDICT
1. With respect to the SEC's claim that defendant Fabrice Tourre violated

Section 17(a)(1) of the Securities Act, we, the jury, find defendant Fabrice

Tourre:

/
Not Liable _ __

Liable _ __

2. With respect to the SEC's claim that defendant Fabrice Tourre violated
Section 17(a)(2) of the Securities Act, we, the jury, find defendant Fabrice

Tourre: Liable_

/'

V __

Not Liable _ _ __

3. With respect to the SEC's claim that defendant Fabrice Tourre violated
Section 17(a)(3) of the Securities Act, we, the jury, find defendant Fabrice

Tourre:

/
Not Liable _ _ __

Liable _ __

Case 1:10-cv-03229-KBF Document 439

Filed 08/01/13 Page 2 of 2

4. With respect to the SEC's claim that defendant Fabrice Tourre violated
Section lO(b) of the Securities Exchange Act and Rule lOb-5(a), we, the

jury, find defendant ~hce Tourre: Liable

,V

Not Liable _ __

5. With respect to the SEC's claim that defendant Fabrice Tourre violated
Section lO(b) of the Securities Exchange Act and Rule lOb-5(b), we, the

jury, find defendant Fabrice Tourre: Liable

Not Liable _ __

6. With respect to the SEC's claim that defendant Fabrice Tourre violated
Section lO(b) of the Securities Exchange Act and Rule lOb-5(c), we, the

jury, find defe7brice Tourre:

Liable Not Liable _ __

7. With respect to the SEC's claim that defendant Fabrice Tourre, violated
Section 20(e) of the Securities Exchange Act, we, the jury, find defendant

Fabrice Tourre:/ Liable _ __ Not Liable _ __