NATIO ONAL STOCK S EXCHA ANGE OF INDIA A LIMITE ED

Depart rtment : SB BU-Educatio on NCFM M COURS SE OUTLINE

Capital l Market (D Dealers) Mo odule (CMD DM)

An Overvie ew of the In ndian Secu urities Mark ket Market seg gments, Key y indicators of securitie es market, Products P an nd participan nts, Market segments and a their pro oducts, Ref forms in Ind dian securities markets s Trading Me embership p p, Suspension & expul Stock broke ers, NSE membership, m , Surrender r of trading membership m lsion of members ship, Declaration of de efaulter, Aut thorised per rsons, Sub-brokers, Br roker-clients s relations, Sub-broker-c S clients relat tions, Invest tor service cell and arb bitration, Co ode of advertisement Trading Introduction n,NEAT sys stem, Marke et types, Tra ading system users hie erarchy, Loc cal databas se, Market pha ases, Loggin ng on, Log o off/exit from m the application, Neat screen, Inv voking an t, Limited p inquiry scre een, Order manageme m nt, Trade managemen m physical mar rket, Block trading ses ssion, Retail l debt marke et (RDM), Trading T information dow wnloaded to o members, Internet bro oking, Wireless applica ation protocol (wap), Co omputer to computer li ink (ctcl) fac cility Clearing and Settlem ment Introduction sed in clear n, Key terminologies us ring and set ttlement pro ocess, Tran nsaction cyc cle, Settlement agencies, Clearing C an nd settlemen nt process, Securities a and funds settlement, s Shortages handling, Risks R in settllement, Ris sk managem ment, Intern ational securities identificatio on number, Data and re eport downl loads Legal Fram mework er trading) regulations, SEBI (inter rmediaries) regulations s, 2008 , SE EBI (prohibit tion of inside 1992, SEBI (prohibition of fraudullent and unf fair trade pr ractices rela ating to, Securities mar rket) regulations s, 2003, The e depositorie es act, 1996, Indian co ontract act, 1872, Incom me tax act, 1961 ntal Valuation Concep pts Fundamen Time value e of money; Understand ding financial statemen nts.

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