NATIO

ONAL STOCK
S EXCHA
ANGE OF INDIA
A LIMITE
ED

Depart
rtment : SB
BU-Educatio
on

NCFM
M – COURS
SE OUTLINE

Capitall Market (D
Dealers) Mo
odule (CMD
DM)
 An Overvieew of the In
ndian Secu urities Mark ket
Market seg
gments, Keyy indicators of securitie
es market, Products
P annd participan
nts, Market
segments and
a their pro oducts, Refforms in Inddian securities marketss

 Trading Me embershipp
Stock broke ers, NSE membership,
m , Surrenderr of trading membership
m p, Suspension & expullsion
of membersship, Declaration of de efaulter, Autthorised perrsons, Sub--brokers, Brroker-clientss
relations, Sub-broker-c
S clients relattions, Investtor service cell and arbbitration, Co
ode of
advertisement

 Trading
Introductionn,NEAT sysstem, Marke et types, Traading system users hieerarchy, Loccal databasse,
Market pha ases, Logginng on, Log ooff/exit from
m the application, Neat screen, Invvoking an
inquiry scre
een, Order manageme
m nt, Trade managemen
m t, Limited pphysical marrket, Block
trading sesssion, Retaill debt marke
et (RDM), Trading
T information dow wnloaded to
o members,
Internet bro
oking, Wireless applicaation protocol (wap), Co omputer to computer liink (ctcl) faccility

 Clearing and Settlem ment

Introductionn, Key terminologies ussed in clearring and setttlement proocess, Tran
nsaction cyccle,
Settlement agencies, Clearing
C annd settlemen nt process, Securities aand funds settlement,
s
Shortages handling, Risks
R in settllement, Ris
sk managem ment, Intern ational securities
identificatio
on number, Data and re eport downlloads

 Legal Fram mework

EBI (prohibittion of insideer trading) regulations,
SEBI (interrmediaries) regulationss, 2008 , SE
1992, SEBI (prohibition of fraudullent and unffair trade prractices relaating to, Securities marrket)
regulationss, 2003, The
e depositoriees act, 1996, Indian coontract act, 1872, Incom me tax act,
1961

 Fundamen ntal Valuation Conceppts

Time value
e of money; Understand
ding financial statemen
nts.

 
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nge Plaza, Ba
andra Kurla CComplex, Bandra (E), Mu
umbai – 400  051                Page 1 of 1