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Verbal Canons and Notational Complexity in Fifteenth-Century Music

Emily Carolyn Zazulia


A DISSERTATION in MUSIC Presented to the Faculties of the University of Pennsylvania in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy 2012

Emma Dillon, Professor of Music Supervisor of Dissertation

Guthrie Ramsey, Edmund J. and Louise W. Kahn Professor of Music Graduate Group Chairperson

Dissertation Committee Emma Dillon, Professor of Music Lawrence Bernstein, Emeritus Rose Professor of Music Jesse Rodin, Assistant Professor of Music, Stanford University

VERBAL CANONS AND NOTATIONAL COMPLEXITY IN FIFTEENTH-CENTURY MUSIC

COPYRIGHT 2012 Emily Carolyn Zazulia

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To my mother and to the memory of my father

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Acknowledgements
One of the greatest pleasures of completing a project such as this is the opportunity

to thank all the individuals who have made it possible. The seeds of this project began before I ever planed to pursue a graduate degree in musicology. It was at Sean Gallaghers suggestion that I embarked on a study Antoine Busnoyss mensural usage. I did not know what I was getting into, but the glint in his eye suggested to me that Professor Gallagher did. Years later I continue to reap benefit from lessons he imparted. I had the great fortune of absorbing the knowledge of the Harvard early music community. In addition to Isham Library, which felt like a musicological candy store, courses with Thomas Forrest Kelly, Mauro Calcagno, Jeffrey Hamburger, and Hugo van der Velden indulged my growing interest in late medieval music and culture. A confluence of budding scholars taught by example. Evan MacCarthy has been a sounding board for all manner of topics. Michael Scott Cuthbert has provided feedback and advice on both sides of the Atlantic. Anna Zayaruznaya has been extremely generous, offering advice and feedback, as well as perfectly timed encouragement. From memorizing Bach chorales to completing dissertations, Emily Richmond Pollock has been all one could want in a friend and colleague. She always manages to see exactly how I need to streamline my argument, what book I should read, and how it will all get done, while remaining warm, thoughtful, and reliable. I thank also Michael Givey, David Kronig, Dan Chetel, and Cara Lewis for making my early music(ologic)al study so enjoyable.

v The music department at Penn has been a wonderful home for the last six years. Seminars with Jeffrey Kallberg, Carol Muller, Tim Rommen, and Gary Tomlinson, as well as Ann Matter and Robert Maxwell helped turn me into the thinker I am today. Emily Dolan has shared her wisdom on teaching, scholarship, and professional development, and coached me through preparing my first conference paper. From my first year at Penn, Kevin Brownlee has gone out of his way to be welcoming and generous. Listening to him read from and then discuss Dantes Commedia was one of the great pleasures of my graduate career. Roger Mathew Grant, Darien Lamen, Deirdre Loughridge, and Peter Mondelli read and helped advance parts of this study. They, along with Suzanne Bratt, Jessamyn Doan, Glenn Holtzman, Ian MacMillen, Ruthie Meadows, Elizabeth Mellon, John Meyers, Evelyn Owens, Tony Solitro, Gavin Steingo, and Lee Veeraraghavan have been the best of colleagues and friends throughout my time at Penn. I am especially grateful for the support and good humor of classmates Lauren Jennings, Matt Valnes, and Thomas Patteson. I also thank the 201011 Penn Humanities Forum and to the Medievalists at Penn, who provided lively conversation, shrewd feedback, and a welcome respite from the throes of dissertation writing. The research presented here was supported by a dissertation completion fellowship from the American Council of Learned Societies, an Alvin H. Johnson AMS 50 Fellowship from the American Musicological Society, and a Benjamin Franklin Fellowship from the University of Pennsylvania. My work would have been impossible without the assistance and expertise of many librarians. Richard Griscom of the Penn Music Library and Sarah Adams of Isham Library

vi at Harvard University have been steady reliable resources for many years. Research abroad was made infinitely smoother by the help of the staffs of the Biblioteca Estense in Modena, the Vatican Library, the Biblioteca Capitolare in Verona, and the Museo Internazionale e Biblioteca della Musica in Bologna. In Bologna I particularly thank Alfredo Vitolo. In the age of the internet, DIAMM (the Digital Image Archive of Medieval Music) reduces the number of costly (though enjoyable) trips across the pond. I acknowledge and thank Julia Craig-McFeely and the staff of DIAMM for the service they provide. I express my special thanks to Villa I Tatti, Harvard Center for Italian Renaissance Studies, where I spent spring of 2010. My time at I Tatti was one of the most intellectually fertile periods I have had the fortune to experience. I extend my thanks to Joe and Franois Connors, Kathryn Bosi, and other members of the staff who were so welcoming. Amy Bloch, Claudia Chierichini, Una DElia, Jesse Howell, Ann Moyer, Marc Schachter, and Carlo Taviani shared of their deep wisdom, providing feedback, references, and encouragement for the present study. I thank Lorenzo Calvelli for his additional help with Latin and Greek (and Italian). Above all I thank Thomas Forrest Kelly, without whose support my time in Florence would never have been possible. Within the field of early music, numerous colleagues and friends have provided inestimable support. Margaret Bent kindly allowed me to sit in on her seminar on Bologna Q15, which provided impetus for several valuable conversations. Bonnie Blackburn generously shared materials from her own research on verbal canons. Rob Wegman allowed me to join his seminars on medieval counterpoint. Discussions both in and out of class have stuck

vii with me through the writing of this dissertation. Jeffrey Dean shared materials in advance of publication. I offer my heartfelt thanks to Jane Alden, Benjamin Brand, Carolann Buff, Theodor Dumitrescu, Richard Freedman, James Haar, Leofranc Holford-Strevens, John Ndas, Joshua Rifkin, Alejandro Enrique Planchart, Anne Stone, and Ron Woodley. I owe the greatest debt to my dissertation committee. I could not have asked for a better set of minds with which to work through the wilds of late medieval notation. Jesse Rodin was largely responsible for introducing me to 15th-century music. With no hint of exaggeration, I would not be in the field were it not for his early and continued support. Our conversations have been the best motivation to mentally store as much information as possible, since I never know when (or how quickly) I will be moved to recall it. I am grateful to Professor Rodin for holding me to such a standard. Additionally, without his meticulous research, trips abroad would be infinitely less triumphal. Lawrence Bernstein has brought clarity and correctness to many passages of this dissertation and forced me to contend with difficult issues. I am especially grateful that he agreed to join my committee despite having just entered the realm of emeritus. Professor Bernstein embodies what it means to be an honorable, magnanimous scholar. To my advisor, Emma Dillon, I am indebted for giving me the tools to think broadly. She has been a true mentor throughout my graduate career, nurturing my development as a scholar and leading me to productive paths I would not have taken otherwise. The fruits of our discussions will serve me well beyond the pages of this dissertation.

viii Many friends with no ties to musicology in have supported this work more than they know. I particularly thank Katrina Bartow Jacobs, Maggie Sieleman-Ross, Kerry Krauss, Amanda Freedman, Abby Baker, and Becca Evans for their continued support and friendship from the beginning to the end of this process. Other friends came along later in the dissertation process; Marc and Amy Hoffmann, in particular, opened their hearts (and their kitchen) over the last years. Emma Budwig has been my most trusted, consistent, mindful friend for many years. Her sensitivity to matters both academic and personal have given me perspective when I could not muster it myself. More than anyone, Max Merkow has seen me through the dissertation process. He has been a model of facing challenges and triumphs alike with grace and mindfulness. His words of wisdom, words of anti-wisdom, and the sense of balance he has brought to my life have meant the world to me. Without encouragement of my family, biological and otherwise, I would never have completed this study, nor so many other things. I particularly thank Courtney, Jake and Colette Zeiders, Bill Wahl, and my brother Nicholas for all they have given me. Finally, I wish to thank my parents, Judy and Irwin, without whose support, encouragement, and love, I would not be who I am today.

ix A bstract

Verbal Canons and Notational Complexity


in

Fifteenth-Century Music
Emily Zazulia Emma Dillon

The notation of 15th-century music often features curious inscriptions that prescribe transformations of written counterpointfrom simply slowing down a given line to singing it at a different pitch, or even turning it backwards or upside-down. Such intricate notation, which can appear by turns unnecessary and confounding, challenges traditional conceptions of notation itself. My dissertation describes the intellectual underpinnings of late medieval music writing through the lens of this curious notational device. I trace the use of verbal canons from their beginnings in the 14th century through the earliest prints in the 1510s. Over this span, canons go from serving as explanatory notes to being elaborate cryptic literary inscriptionsand an integral part of many compositions. Throughout this study I pay particular attention to the ways preexisting material is presented visually, as it often retains aspects of its original source. 15th-century composers so valued the visual appearance of their music that it informed the act of composition; for them, musical notation assumed a significance that would not be matched until the 20th century. For a long time, interest in musical notation has extended only as far as practical knowledge demanded. It is not enough to know the content of what is conveyed: understanding

x how composers and scribes transmitted some of the most complicated polyphonic music of the period stands to change our ontological conception of this repertory. By regarding musical notation as a complex technology that did more than record sound, my dissertation offers a new approach to the literate traditions of music in the early Renaissance.

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Contents

Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv List of Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiv List of Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xvi Manuscript Sigla . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xvii

Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
What is a Canon? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 What is Notation? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Notation and Textual Criticism: Notes on Methodology. . . . . . . . . . . . . . . . . . . . 14 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

1. Simplifying the A rs Subtilior: The Role of the Early Verbal Canon . . . 22


Why Use a Canon? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Coloration Codified . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 Mensuration and Proportion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 Whose Hand? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 Early Verbal Canons in Music Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 Subtilitas et utilitas? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Appendix 1.1. Verbal Canons that treat Coloration . . . . . . . . . . . . . . . . . . . . . . . 70 Appendix 1.2. Canons that Define Mensuration Signs and Other Figures. . . . . . . . 75

2. Homographism from Motet to M ass Cycle . . . . . . . . . . . . . . . . . . . . . . . . . . . 83


Being Careful with Words . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 Notions of Rhythm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 Rhythm and Taleae . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 Competing Notational Aesthetics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110 The Homographic Motet after 1400 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 Homographism Across Genres . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118

3. The Same but Different: On Notational Consistency . . . . . . . . . . . . . . . 133


Cantus planus, vel figuratus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Visual Citation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Notation Augmentation in the Missa Gross senen . . . . . . . . . . . . . . . . . . . . . . . . . . Theorists on Diminution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 147 153 167

xii Notational Manipulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175 Quod brevius fit, melius fit. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 193

4. Notational Reference in the A rmed M an M asses . . . . . . . . . . . . . . . . . . . 204


Notational Consistency in Ockeghems Missa Lhomme arm . . . . . . . . . . . . . . . . . . 212 Busnoys and Notational Reference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 220 Tinctoris the Reader . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223 Obrechts Adaptations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245 A Paragon of Visual Integrity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 258 Appendix 4.1. The transmission of verbal canons in the Lhomme arm masses . . 271

5. Realizing Canons: On the Performance of Canonic Notation . . . . . . 283


Performance Practice Were canonic parts sung or played? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . What text did tenors sing? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Read and Remembered . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Becoming the Performer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . For Whom Did the Composers Write? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 285 288 297 305 310

Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 314

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List of Tables

1.1 3.1 3.2 4.1 4.2 4.3 4.4 5.1

Figures and the proportions they signal, arranged by manuscript Cantus firmus treatment in the anonymous Missa Gross senen Compositions that exhibit extreme conciseness Freeing and constraining parameters in 15th-century Lhomme arm masses Masses that notate the Lhomme arm tune in minims and semibreves Relative durations of cantus-firmus material, rests, and free tags A Comparison of Busnoyss and Tinctoriss Lhomme arm masses Texting of retrograde lines in pieces in which the other voices are texted

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List of Figures

0.1 0.2 1.1 1.2a 1.2b 1.3 1.4 2.1 2.2

Busnoys, Anthoni usque limina, end of superius and tenor canon (BrusBR 5557, fol. 49v) Busnoys, Anthoni usque limina tenor notations: a. BrusBR 5557, fol. 48v b. Rending of Warmingtons Resolution Philippe de Vitry, Garrit gallus/In nova fert (ParisBNF 146, fol. 44v) Zacara, Credo Cursor, tenor (BolC Q15, fol. 19v) Zacara, Credo Cursor, contratenor (BolC Q15, fol. 20r) Anonymous, Sur toute fleur la rose est colourie, verbal canon (TurBN J.II.9, fol. 137r) Ciconia, Quod jactatur (ModE M.5.24, fol. 20v)

Egidius, Portio nature/Ida capillorum, tenor (Ivrea 115, fol. 6v) Anonymous V, Example from Ars cantus mensurabilis mensurata per modos iuris demonstrating color with the tenor of Portio nature/Ida capillorum 2.3 Tenor repetitions of Portio nature/Ida capillorum from Strohm, The Rise of European Music, 4041 2.4 Anonymous, Alpha vibrans/Coetus venit/Amicum querit, tenor (Chantilly, fol. 64v, annotated) 2.5 Du Fay, Nuper rosarum flores, tenor (ModE X.I.II, fol. 68r) 2.6ai Du Fay, Missa Se la face ay pale, tenor, all movements (TrentC 88, fols. 97v105v) 3.1 Josquin, Missa Lhomme arm super voces musicales, Agnus Dei III, superius (VatS 197, fol. 10v) 3.2 Josquin, Missa Lhomme arm super voces musicales, Agnus Dei III, superius (UppsU 76c, fol. 16v) 3.3a Anonymous, Missa Fuit homo, tenor (TrentC 90, fol. 176r) 3.3b. Fuit homo chant (PerBC 2801, fol. 158v) 3.4a. Du Fay, Se la face ay pale, tenor (OxfBC 213, fols. 53v54r) 3.4b. Du Fay, Missa Se la face ay pale, tenor (VatS 14, fol. 30v) 3.5 Anonymous, Missa Gross senen, Qui tollis (TrentC 89, fol. 30r) 3.6 Anonymous, Missa Gross senen, tenor a. Et in terra (TrentC 89, fol. 29r) b. Patrem (TrentC 89, fol. 32r) 3.7 Mensural augmentation between c and Z 3.8 J. S. Bach, Well Tempered Clavier II, Fugue II in C minor (mm. 13, 1415) 3.9 Anonymous, Nusmido organum (FlorL Med. Pal. 29.1, fol. 150v) 3.10 Anonymous, Missa Lardant desir, modified tenor archetype (based on VatS 51, fol. 98v) 3.11anAnonymous, Missa Lardant desir, tenor, reconstructed original notation and as it appears in VatS 51

xv 3.12 de Orto, Missa Petite camusette, Agnus Dei III, tenor (VienNB 1783, fol. 153v) 3.13 Anonymous, Missa Lhomme arm V (NapBN VI.E.40, fol. 42v) 4.1 4.2 4.3 4.4 4.5 4.6. 4.7. 4.8 4.9 4.10 4.11 Ockeghem, Missa Lhomme arm, Credo (VatC 234, fol. 36v) The Lhomme arm tune presented in both mensural (a) and written-out (b, c) augmentation a. Ockeghem, Missa Lhomme arm, Gloria (VatC 234, fol. 36v) b. Basiron, Missa Lhomme arm, Kyrie (VatS 35, fol. 110v) c. Du Fay, Missa Lhomme arm, Suscipe (VatS 14, fol. 104v) Busnoys, Missa Lhomme arm, Kyrie (VatS 14, fol. 106v) Mensural augmentation in Busnoyss Missa Lhomme arm Tinctoris, Missa Lhomme arm, Kyrie I (VatS 35, fol. 86r) Busnoys, Missa Lhomme arm, Kyrie (VatS 14, fol. 106v) Obrecht, Missa Lhomme arm, Kyrie (VienNB 11883, fol. 52v) Retrograde in Obrechts Missa Lhomme arm, Agnus Dei Obrecht, Missa Lhomme arm, Agnus Dei I, written and sung versions of the tenor Josquins version of the Lhomme arm tune (VatS 197, fol. 6v) Josquin, Missa Lhomme arm super voces musicales, Kyrie I, mensuration canon

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List of Examples

2.1

Anonymous, Alpha vibrans/Coetus venit/Amicum querit, tenor, first section in its three repetitions Ockeghem, Missa Lhomme arm, Tu solus Busnoys, Missa Lhomme arm, Confiteor Tinctoris, Missa Lhomme arm, Confiteor Busnoys, Missa Lhomme arm, Kyrie, mm. 18 Tinctoris, Missa Lhomme arm, Sanctus, mm. 716 Josquin, Missa Lhomme arm super voces musicales, Christe, mm. 1940 Hypothetical mensuration canon beginning with one semibreve rest Hypothetical mensuration canon beginning with one breve rest

4.1 4.2 4.3 4.4 4.5 4.6 4.7 4.8

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Editions
CMM Corpus Mensurabilis Musicae. 111 volumes. American Institute of Musicology, 1947. 1. Heinrich Besseler and David Fallows, eds. Guillaume Du Fay: Opera omnia 1. Motetti, ed. Besseler, 1966. 3. Missarum pars altera, ed. Besseler, 1951. 6. Cantiones, ed. Fallows, 2006. 18. William Melin, ed., Johannes Tinctoris: Opera omnia, 1976. 21-3. Richard H. Hoppin, ed.. The Cypriot-French Repertory of the Manuscript Torino, Biblioteca Nazionale, J.II.9. III. Ballades. 1963. 46-3. Andrew Hughes and Margaret Bent, eds., The Old Hall Manuscript, commentary. 85. Judith Cohen, ed., The Six Anonymous Lhomme arm Masses in Naples, Biblioteca Nazionale, MS VI E 40, 1981. PMFC Polyphonic Music of the Fourteenth Century. Leo Schrade, Frank Ll. Harrison, and Kurt von Fischer, general editors. 25 volumes (122, 23a, 23b, 24). Monaco: ditions de lOiseau-Lyre, 19561991. Volumes cited: 1. Leo Schrade. Roman de Fauvel; works of Philippe de Vitry; French cycles of the Ordinarium Missae. 1956. 23. . The Works of Guillaume de Machaut. 1956. 5. Frank Ll. Harrison. Motets of French Provenance. 1968. 13. Kurt von Fischer and F. Alberto Gallo, Italian Sacred and Ceremonial Music. 1987. 18. Gordon K. Greene. French Secular Music (part 1), 1981. 19. . French Secular Music (part 2). 1982. 20. . French Secular Music: Ballades and Canons. 1982. 24. Margaret Bent and Anne Hallmark. The Works of Johannes Ciconia. 1984. Volumes cited:

Manuscript Sigla
I have generally followed the sigla used by the Census-Catalogue of Manuscript Sources of Polyphonic Music 14001550. Where a manuscript is not included, generally because it predates the Catalogs scope, I have used the Catalogs library sigla with the shelf number of the source in question. In some cases, manuscripts go by names that bear little resemblance

xviii to the Census siglafor example the Chantilly Codex (ChantC 564) or the Old Hall Manuscript (LonBL 57950). To spare the reader the need of returning to this page too often, I have continued to use the more common name. AostaS D19 BarcBC 454 BarcOC 5 BerkU 744 Aosta. Biblioteca del Seminario Maggiore. MS A1D19 Barcelona. Biblioteca Central. MS 454 Barcelona. Biblioteca de LOrfe Catal. MS 5 (shelf mark: 12-VI-12) Berkeley. University Library. Music Library MS 744 (olim Thomas Phillippss Library, no. 4450)

Ascoli Piceno 142 Ascoli Piceno. Archivio di Stato. Notarile mandamentale di Montefortino, vol. 142

BerlS 40021 Berlin. Staatsbibliothek Preussischer Kulturbesitz. MS Mus. 40021 (olim Z 21) BerlPS 40634 Berlin. Former Preussische Staatsbibliothek. MS Mus. 40634 BolC Q15 BolC Q16 Bologna. Civico Museo Bibliografico Musicale. MS Q16 (olim 37) Bologna. Civico Museo Bibliografico Musicale. MS Q16 (olim 109)

BrusBR 5557 Brussels. Koninklijke Bibliotheek. MS 5557 BrusBR 19606 Brussels. Koninklijke Bibliotheek. MS 19606 (Brussels rotulus) ChantC 564 Chantilly. Bibliothque du Muse Cond. MS 564 (olim 1047) ChiN 54.1 DijBM 517 Chicago. Newberry Library. MS 54.1 Dijon. Bibliothque Municipale. MS 517 (Dijon Chansonnier)

EscSL IV.a.24 Escorial. Real Monasterio del Escorial, Biblioteca y Archivio de Msica. MS IV.a.24 FlorBN Magl. 178 Florence. Biblioteca Nazionale Centrale. MS Magliabechi XIX. 178 FlorBN Panc. 26 Florence. Biblioteca Nazionale Centrale. MS Panciatichi 26 FlorL 666 Florence. Biblioteca Medicea-Laurenziana. MS Acquisti e doni 666 (Medici Codex)

FlorL Med. Pal. 29.1 Florence. Biblioteca Medicea-Laurenziana. MS Mediceo Palatino 29.1 FlorL Med. Pal. 87 Florence. Biblioteca Medicea-Laurenziana. MS Mediceo Palatino 87 (Squarcialupi Codex) FlorL Redi 71 Florence. Biblioteca Medicea-Laurenziana. MS Redi 71 FlorL Plut. 69,27 Florence. Biblioteca Medicea-Laurenziana. MS Plut. 69,27 FrankSU 2 Frankfurt am Main. Stadt- und Universittsbibliothek. MS Mus. fol. 2

xix Ivrea 115 JenaU 4 JenaU 8 JenaU 20 Ivrea. Biblioteca Capitolare, MS CXV Jena. Universittsbibliothek. MS 4 Jena. Universittsbibliothek. MS 8 Jena. Universittsbibliothek. MS 20

LeidUB 342a Leiden. Universiteit Bibliothek. MS fragment in group Ltk 342a, from the binding of MS Ltk 342 LonBL 40011B London. British Library, Reference Division. Department of Manuscripts. MS Additional 40011B (Fountains Fragments) LonBL 57950 London. British Library Reference Division, Department of Manuscripts. MS Additional 57950 (Old Hall Manuscript) LonBLLA 462 London. British Library, Reference Division. Department of Manuscripts. MS Lansdowne 462 LonBLLA 763 London. British Library, Reference Division. Department of Manuscripts. MS Lansdowne 763 LucAS 238 ModAS s.s. Lucca. Archivio di Stato, Biblioteca Manoscritti. MS 238 (Lucca Choirbook) Modena. Archivio di Stato, Biblioteca. MS s.s.

ModE M.1.2 Modena. Biblioteca Estense e Universitaria. MS a.M.1.2 (Lat. 457; olim VI.H.1; ModF) ModE M.5.24 Modena. Biblioteca Estense e Universitaria. MS a.M.5.24 (Lat. 568; olim IV.D.5; ModA) ModE X.I.II MunBS 53 Modena. Biblioteca Estense, MS a.X.I.II (Lat. 471; olim VI.H.15; ModB) Munich. Bayerische Staatsbibliothek, Musiksammlung, Musica MS 53 (olim H.C. 49)

MunBS 3154 Munich. Bayerische Staatsbibliothek, Musiksammlung. Musica MS 3154 (Chorbuch des Nikolaus Leopold) MunU 239 NapBN 40 NHavY 91 OxfBC 213 Munich. Universittsbibliothek der Ludwig-Maximilians-Universitt. MS 2o Art. 239 Naples. Biblioteca Nazionale. MS VI E 40 New Haven, Yale University, Beineke Library for Rare Books and Manuscripts. MS 91 (Mellon Chansonnier) Oxford. Bodleian Library. MS Canonici Miscellaneous 213 (=MadanSC 19689)

OxfBRL d.3 Oxford. Bodleian Library. MS Rawlinson Liturgy.d.3

xx PadU 1106 PadU 1475 Padua. Biblioteca Universitaria. MS 1106 Padua. Biblioteca Universitaria. MS 1475

ParisBNF 146 Paris. Bibliothque Nationale, Dpartement des Manuscrits. Fonds Franais MS 146 (Roman de Fauvel) ParisBNF 15123 Paris. Bibliothque Nationale, Dpartement des Manuscrits. Fonds Franais. MS 15123 (Pixrcourt Chansonnier) ParisBNF 22546 Paris. Bibliothque Nationale, Dpartement des Manuscrits. Fonds Franais MS 22546 (Machaut MS G) ParisBNN 22069 Paris. Bibliothque Nationale, Dpartement des Manuscrits. Nouvelles Acquisitions Franaises. MS 22069 ParisBNF 23190 Paris. Bibliothque Nationale, Dpartement des Manuscrits. Nouvelles Acquisitions Franaises. MS 23190 (olim Angers, Chteau de Serrant, Duchesse de la Trmolle) PerBC 2801 Perugia. Biblioteca Comunale Augusta. MS 2801 PisaBA s.s. Pisa. Biblioteca Arcivescovile Cardinale Pietro Maffi. MS s.s. (Lucca Choirbook) Segovia. Archivio Capitular de la Catedral. MS s.s.

RomeC 2856 Rome. Biblioteca Casanatensea. MS 2856 SegC s.s. SienaBC K.I.2 Siena. Biblioteca Comunale degli Intronati. MS K.I.2 StrasBM 222 Strasbourg. Bibliothque Municipale (olim Bibliothque de la Ville). MS 22.C.22 (now destroyed facsimile of Coussemakers transcriptions of some pieces available in Vander Linden, Le manuscrit musical ) ToleBC 16 TrentC 87 TrentC 88 TrentC 89 TrentC 90 TrentC 92 TrentM 93 Toledo. Biblioteca Capitular de la Catedral Metropolitana. MS B. 16 Trent. Museo Provinciale dArte, Castello del Buon Consiglio. MS 87 Trent. Museo Provinciale dArte, Castello del Buon Consiglio. MS 88 Trent. Museo Provinciale dArte, Castello del Buon Consiglio. MS 89 Trent. Museo Provinciale dArte, Castello del Buon Consiglio. MS 90 Trent. Museo Provinciale dArte, Castello del Buon Consiglio. MS 92 Trent. Museo Diocesano. MS BL

TurBN J.II.9 Turin. Biblioteca Nazionale Universitaria. MS J.II.9 TurBN T.III.2 Turin. Biblioteca Nazionale Universitaria. MS T.III.2

xxi UppsU 76b UppsU 76c VatB 307-II VatC 234 VatS 14 VatS 15 VatS 21 VatS 23 VatS 35 VatS 36 VatS 41 VatS 51 VatS 63 VatS 197 VatSM 26 VatSP B80 VerBC 761 Uppsala. Universitetsbiblioteket. MS Vokalmusik i Handskrift 76b Uppsala. Universitetsbiblioteket. MS Vokalmusik i Handskrift 76c Vatican City. Biblioteca Apostolica Vaticana. MS Barberiniani Latini 307 (fols. 19r20v) Vatican City. Biblioteca Apostolica Vaticana. MS Chigi C VIII 234 (Chigi Codex) Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 14 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 15 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 21 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 23 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 35 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 36 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 41 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 51 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 63 Vatican City. Biblioteca Apostolica Vaticana. MS Cappella Sistina 197 Vatican City. Biblioteca Apostolica Vaticana. MS Santa Maria Maggiore 26 (olim JJ.III.4) Vatican City. Biblioteca Apostolica Vaticana. MS San Pietro B 80 Verona. Biblioteca Capitolare. MS DCLXI

UtreR 1846 Utrecht. Bibliotheek der Rijksuniversiteit. MS 1846 (olim 6 E 37)

VienNB 1783 Vienna. sterreichische Nationalbibliothek, Handschriften und Inkunabelsammlung. MS 1783 VienNB 11778 Vienna. sterreichische Nationalbibliothek, Handschriften und Inkunabelsammlung. MS 11778 VienNB 11883 Vienna. sterreichische Nationalbibliothek, Handschriften und Inkunabelsammlung. MS 11883 WashLC L25 Washington D.C. Library of Congress, Music Division. MS M2.1.L25 Case (Laborde Chansonnier) WolfA 287 Wolfenbttel. Herzog August Bibliothek. MS Guelferbytanus 287 Extravagantium (Wolfenbttel Chansonnier)

xxii

Prints
Petrucci, Misse Brumel (1503) Petrucci, Misse Josquin 1502 (J666) Petrucci, Misse Obrecht 1503 Petrucci, CantiC Petrucci, Fragmenta missarum, 1505 Grapheus 15392

Introduction

uring his time as director of the Brussels Conservatory in the 1830s, FranoiseJoseph Ftis did something unthinkable by modern standards: he emended the

inscription that accompanies the unique copy of Antoine Busnoyss motet Anthoni usque limina in the manuscript Brussels 5557.1 This unusual piece calls for a bell pitched on D to be rung at specified time intervalsbut a secure realization of those time intervals has eluded scholars for more than two centuries. No notes, as such, are given; instead, the manuscript includes a drawing of St. Anthonys bell with a ribbon or scroll behind it, bearing the following inscription: Monostempus silens Sit tot anthipsilens Modi sine me non Nethesinemenon

Brussels, Bibliothque royale de Belgique, MS 5557. Ftiss addition was first documented by Flynn Warmington in A Busnois-Ftis Collaboration: The Motet Anthoni usque limina, paper read at the annual meeting of the American Musicological Society, Cleveland, November 1986. I have not had access to the full paper, but Richard Taruskin summarizes her main argument in the commentary to his edition, which he says draws heavily on Warmingtons interpretation. See Antoine Busnoys, Collected Works: The Latin-Texted Works, Part 3: Commentary, ed. Richard Taruskin, Masters and Monuments of the Renaissance 5 (New York: Broude Trust, 1990), 67.
1

2 The canon tells the bell playerperhaps the bassus, labeled Barripsalitesto wait one tempus (monostempus, one breve) before ringing a bell pitched to D (Nete synemmenon, the highest note of the Greek Lesser Perfect system). 2 The question remains: wait one tempus after whatthe beginning of the piece, or the entry of the bassus? Ftiss solution that the bell should be rung in alternating measures has since been superseded. Indeed, it seems this solution troubled even Ftis himself, who introduced his own inscription to avoid several improbable dissonances in the secunda pars. In the second half of the motet, the singer was originally instructed: Canon ubi supra, telling them to continue to follow the canon from the prima pars. Feeling the need to reconcile his solution for the first halfitself not free of problemswith Busnoyss indication that the same canon applies in both partes, Ftis added the words usque ad + and went so far as to insert two signs into the manuscript itself: a + over the 12th note of the superius part on fol. 49v of the Brussels MS and a signum congruentiae over the eighth note of the line below (see Figure 0.1 below). Though the script of these added words mimics that of the first half of the canon, it is smaller and less confident, betraying its status as a later addition. Furthermore, the original words are underscored in red, while Ftiss additions are not. Richard Taruskin calls Ftiss intervention a forgery, but we might consider the possibility that Ftiss motives were not so sinister. Bonnie Blackburn and Leofranc Holford-Strevens note that the canon is beyond literal translation, but it puns on sine me non (not without me) and nete sinemenon. They also explain that anthipsilens is a corruption of , meaning to play or sing in answer. See Junos Four Grievances: The Taste for the Antique in Canonic Inscriptions, in Musikalische Quellen Quellen zur Musikgeschichte, Festschrift fr Martin Staehelin zum 65. Geburtstag, ed. Ulrich Konrad (Gttingen: Vandenhoeck & Ruprecht, 2009), 15974, at 173.
2

Figure 0.1. Busnoys, Anthoni usque limina, end of superius and tenor canon (BrusBR 5557, fol. 49v)

If we think of Ftiss role in altering Brussels 5557 as that of a scribe more than a scholar, the picture looks rather different. Faced with music notation that he found lacking, Ftis clarified it as best he could. While 19th-century views of scholarship and forgeries deserve fuller treatment than is possible here, let us simply consider what harm Ftiss interpolation caused. We sense that some violence has been done because we intuitively recognize that Anthoni usque limina is more than its sound. When we describe this motet as

4 the one with the bell, we are surely referring to two bells: one sounding, the other written. Beyond Ftiss emendations, our sense of Anthoni usque limina would be differentand less colorfulif, as Flynn Warmington and Taruskin suggest, the written tenor consisted merely of three longae alternating with longa rests. For the purposes of comparison, I have juxtaposed the notation in BrusBR 5557 with a hypothetical version in straightforward notation:3

Figure 0.2. Anthoni usque limina tenor notations:


a. BrusBR 5557, fol. 48v

b. rendering of Warmingtons resolution

. O
It is hard to believe these two notations would produce the same sound, so different are their effects on the viewer. Figure 0.2b is musically sufficient, in that it tells the performer what to play and when. Busnoys could have indicated the musical result he desired (assuming Warmington has correctly understood his canon, that is) by writing three longae separated by
3

Hypothetical notation adapted from Taruskin, ed., Antoine Busnoys: Collected Works, Part 3, 69.

5 longa rests. But he didnt.4 Instead, he provided an icon showing the bell, framed by a curled banner that resembles those that sometimes appear in paintings and manuscript illuminations. 5 The bell is topped with the tau-shaped crutch, an attribute of St. Anthony, Busnoyss namesake and the addressee of the motet text.6 This presentation draws together the performance instructions, Christian iconography, and the most characteristic feature of this piece in a single, emblem-like imagefar more than is expressed by a series of longs and rests. Late medieval scribes balanced the separate agendas I have associated with Busnoys and Ftis. They were careful to render music notation intelligible for their singers and readers while also exploiting the possibilities inherent in the visual presentation of a sonic medium. Busnoys was not alone in imbuing his notation with rhetorical punch. As we shall see, late medieval composers were concerned with how their notation looked, not only with its Whether aspects of notation stem directly from the composer or are the product of the scribe is an issue that permeates this dissertation. We have reason to believe that Busnoys was particularly close to the production of BrusBR 5557. Throughout this choirbook, Busnoyss motets appear as filler pieces that span gatherings. Rob Wegman has suggested that Busnoys himself may have supervised their copying, since the composer was active at the Burgundian Court at the time of the manuscript was prepared. Wegman suggests that the copy of Anthoni usque limina in BrusBR 5557 was almost certainly copied by Busnoys himself. See Wegman, For Whom the Bell Tolls: Reading and Hearing Busnoyss Anthoni usque limina, in Hearing the Motet: Essays on the Motet of the Middle Ages and Renaissance, ed. Dolores Pesce (Oxford: Oxford University Press, 1997), 12241, at 124.
4

Although such banderoles became increasingly uncommon in northern Renaissance painting over the course of the 15th century, they do appear in paintings by Busnoyss contemporaries. Among many examples, see Robert Campins The Nativity (Dijon, Muse des Beaux-Arts), Roger van der Weydens Altarpiece with the Nativity (New York, Metropolitan Museum of Art), or the exterior of Jan van Eycks Ghent Altarpiece (Ghent, Church of St. Bavo). An insightful study of these and other visual representations of speech is Holger Schott Syme, The Look of Speech, Textual Cultures 2 (2007): 3460.
5 6

See Taruskin, ed., Antoine Busnoys: Collected Works, Part 3, 66.

6 capacity to express an intended meaning. Although few went to such lengths as Busnoys, who here combines visual imagery, verbal virtuosity, and symbolic sound, the notion that how music is expressed is inseparable from what is expressed flows from most of the examples considered in this study. This notion is particularly potent in pieces that feature verbal inscriptions, such as the ones found in Busnoyss motet. Inscriptions such as these, known as verbal canons, take many forms in the 14th and 15th centuries. Some are banal, others baffling; some are unica, others traveled widely, passing through many hands and before many more eyes; but all provide a point of access into musics creation and reception, sometimes at several hundred years remove. As the example of Busnoyss bell shows, verbal canonsand notation more generallycan serve many functions. This dissertation presents a series of case studies, all centered on verbal canons and the visual appearance of musical notation, aimed at addressing the different personae that create and consume written music. Over the course of this study, I shall reconsider compositions from the late 14th through the early 16th centuries through the lens of notation to account for the ways in which visual concerns shape aural results. I also use this barometer of aesthetic priorities to probe relationships between music and intellectual history.

What is a Canon?
To medieval ears, canon would have had a legalistic ring, since it most often referred to canon lawthe laws of the church. Even the musical use of the word conveys a sense of

7 obligation. Inscriptions labeled canon in music manuscripts tell the singer how to interpret the notation they accompany when that notation is incomplete, ambiguous, or intentionally complicated.7 The word originates with the Greek , and since the early Middle Ages had enjoyed many applications, referring to canon law, cloistered clergymen who follow the rule, a collection of things judged to be genuine or of the highest quality (e.g. saints, books of scripture, and, later, literary and musical works), the words of the mass relating to the consecration of the Host, general rules or standards by which something is judged, and, beginning in the 15th century, a firearm so large it must be mounted.8 The famous composer and music theorist Johannes Tinctoris provides the first definition in a musical context: Canon est regula voluntatem compositoris sub oscuritate quadam ostendens.9 Willi Apel, in his still-influential handbook on early musical notation, Modern scholars use the retronym verbal canon to distinguish written rules from other musical meanings the word canon has accumulated. In the 15th century, canon did not refer to the imitative counterpoint for which it is most often used today. A piece featuring such imitation would have been called a caccia, chace, rondellus, catch, or round, depending on their specific musical features and geographic point of origin. Fifteenth-century musicians would have used fuga to refer to the imitative counterpoint for which we most commonly use canon or imitation. Modern scholars have also developed the terms imitation canon (often at a specified interval), mensuration canon, retrograde canon, crab canon, and mirror canon, all of which stem from the wording of verbal canons. A verbal canon accompanying a crab canon (retrograde), for instance, might read cancrizans (like a crab) or simply retrograde or retrograditur.
7

Only beginning in the 17th century was this last use regularly spelled cannon, as it is today. See Alfred Ernout, Canon, in Dictionnaire etymologique de la lange latine, histoire des mots, nouvelle edition (Paris: C. Klincksieck, 1939), 145; and Canon, Oxford English Dictionary Online March 2012, Oxford University Press, http://proxy.library.upenn.edu:2266/view/Entry/27 148?rskey=HZUvnk&result=3&isAdvanced=false (accessed 6 February 2012).
8

Johannes Tinctoris, Dictionary of Musical Terms: An English Translation of Terminorum musicae diffinitorium Together with the Latin Text, ed. and trans. Carl Parrish (New York: Free Press of
9

8 translates this definition as: A canon is a rule which shows the intention of the composer in an obscure way.10 Apels treatment of obscurity in this translation is understandable, for his primary focus was on the riddle canons from about 1500, canons that were deeply laden with quotations, which were often enigmatic. But this is not what Tinctoris had in mind. His definition might more appropriately be translated: a canon is a rule that makes clear the composers intention from beneath a certain obscurity. In other words, they serve to relieve obscurity, not to introduce it.11 Tinctoriss dictionary was most likely written in the 1470s, at a time when the use of verbal canons was shifting. The earliest verbal canon dates from the middle of the 13th century, in the famous rota Sumer is icumin in. In this round, textual instructions indicate a flexible number of singers and describe how the single notated melody can be repeated to produce multi-voice counterpoint.12 This rather anomalous early canon predates later Glencoe, 1963), 1213. Willi Apel, The Notation of Polyphonic Music, 9001600, 5th ed. (Cambridge, MA: The Medieval Academy of America, 1961), 180.
10

This is, in fact, how Tinctoris himself uses verbal canons. Chapter 4 of this dissertation features a full discussion of Tinctoriss views on clarity and consistency in the verbal canon, as well as on the appropriate use of such canons in general.
11

An unusual and striking piece, Sumer is icumin in has received considerable scholarly attention. See Manfred Bukofzer, The Sumer Canon: A Revision, University of California Publications in Music, vol. 2, no. 2 (Berkeley, 1944), 79113; Nino Pirrotta, The Problem of Sumer is icumen in, Musica disciplina 2 (1948): 20516; Bertram Schofield, The Provenance and Date of Sumer is Icumen in, The Music Review 9 (1948): 8186; Jacques Handschin, The Summer Canon and Its Background, Musica disciplina 3 (1949): 5594; Shai Burstyn, Gerald of Wales and the Sumer Canon, The Journal of Musicology 2 (1983): 13550; Wolfgang Obst, Svmer is icumen in A Contrafactum? Music & Letters 4 (1983): 15165; Ross W. Duffin, The Sumer Canon: A New Revision, Speculum 63 (1988): 121; David Wulstan,
12

9 examples by about a century. When they begin to appear with some frequency in the mid14th century, canons tend to be fairly straightforward. These early inscriptions generally clarify ambiguous notation, especially regarding proportional relations signified by changes in mensuration and coloration. The canons of the next generation, from the final decades of the 14th century, continue to pursue clarification as their primary objective, notwithstanding the notational and rhythmic complexity of the ars subtilior. Even in the trickiest of ars subtilior pieces, it is the notation and not the canon that is puzzling. By the turn of the 15th century, a shift had taken place: verbal canons increasingly instruct the transformation of preexisting musical material rather than clarify notation that might otherwise stand alone. These directions range from simple inscriptions (e.g., crescit in duplo, a signal to double the duration of the written notes) to elaborate puzzles that prescribe various transformations including reading a line backwards or upside-down, singing it at a different pitch, or even omitting written notes or rests. Here the singer must realize the written music in performance so that what he sings differs, sometimes dramatically, from what is notated on the page. Such notation leads us to question why composers and scribes cultivated obscurity by using canons to render parts in a more complex manner than might otherwise have been achieved. Many 16th-century scribes, composers, and theorists had this very reaction, renotating pieces (sometimes erroneously) to resolve enigmas, while criticizing older composers for these archaic practices. Often these resolutiones (resolutions) appear alongside the Sumer is icumen in a Perpetual Puzzle Canon? Plainsong and Medieval Music 9 (2000): 117.

10 original canonic notation.13 In these cases, the unresolved notation is redundant from a practical standpoint. Thus its inclusion hints that canons and notational puzzles have much to tell us about the aesthetic and conceptual priorities of composers and scribes. We no longer dismiss such notational superfluity as mere jokes or games. On the contrary, scholars increasingly suggest that wit and cleverness held an important place in 15thcentury court culture.14 Fifteenth-century composers took particular delight in exploiting the indefinite nature of notational signs. It is often overlooked with reference to the widespread interest in transformations of this sort that they are made possible only by virtue of writing. Indeed, many compositions discussed below would be conceptually impossible without writing. In one extreme example, an anonymous Missa Lardant desir preserved in VatS 51, the chanson tenor is transposed, inverted, subject to mensural and proportional transformation, read as if it had no stems, and, in Agnus Dei III, subject to rhythmic inversion (minims become maximas, semibreves become longs, and vice versa).15 While transformations such as proportional augmentation could take place conceptually (i.e., in the mind of the reader) as well as practically (i.e., on the page), singing the cantus firmus as if it had no stems depends entirely upon its graphic casting. Throughout this dissertation, I shall use the term canonic notation to refer to notation that requires resolution, most commonly by following verbal instructions or realizing mensural augmentation or diminution.
13

See, for example, Cynthia Jane Brown, The Shaping of History and Poetry in Late Medieval France: Propaganda and Artistic Expression in the Works of the Rhtoriqueurs (Birmingham, AL: Summa Publications, 1985); and Jane Taylor, The Making of Poetry: Late-Medieval French Poetic Anthologies (Turnhout: Brepols, 2007).
14 15

See Rob C. Wegman, Another Mass by Busnoys? Music & Letters 71 (1990): 119.

11 The 15th century saw a confluence of these two traditions: verbal inscriptions accompanying purely musical notation and the strict treatment of cantus firmi. Manipulating musical material externally allowed composers to maintain the integrity of their borrowed melodies while achieving a host of musical transformations. This focus on transformation, on realizing the varied musical potential of a single notated line, engendered new modes of composition, in which formal decisions became localized constraints.

What is Notation?
Attempting to define canon leads us into precarious territory: the pursuit of a definition of musical notation more generally. At its most basic level, musical notation is a written record of something that is heard. It may either serve as a set of instructions for performers or document a sound that is heard or envisioned.16 When music is notated, it undergoes a transformation of its statea shift from sound to writing. Most significantly, music engages different senses when it is seen rather than heard. Several scholars have sought to account for the visual aspect of the representation of sound. James Haar asks when musicians, specifically composers, first saw musical notation as meaningful or capable of affecting the music it represents in ways beyond its symbolic representation of sound.17 As Perhaps more accurately: enheard. Would that we had an analogous word to describe the process of engaging the minds ear.
16

James Haar, Music as a Visual Object: the Importance of Notational Appearance, in LEdizione critica tra testo musicale e testo letterario: Atti del convegno internazionale, Cremona 1992, ed. Renato Borghi and Pietro Zappal (Lucca: Libreria Musicale Italiana Editrice, 1995), 97 128, at 98.
17

12 Haar notes, late medieval interest in the visual appearance of music was not limited to mirror canons and heart-shaped pieces. Instead, Haar suggests that the mise-en-page affects how one reads a piece of music, and he implores his readers to look longer and more sympathetically at early music in the visual form in which it has come down to us.18 Margaret Bent presents us with a dilemma of translation, asking what notation is when it is translated into modern editions.19 Over the last two decades there has been a trend toward less cluttered scores, reflecting an attempt at faithfulness to the original manuscript copies, which were freer of auxiliary signs. Bent suggests, however, that there is a danger in equating the two. She explains that [W]e cannot transfer a clean original text to modern notation, with its very different connotations, and assume that it means the same thing, any more than we can translate a sentence from a foreign language simply by substituting individual words without regard to different grammatical and semantic structures.20 Not all editions are created equal: with most music, a good edition should provide the information necessary to reconstruct the original notation. But even this is not enough to represent all the information inherent in the original. Indeed, the chasm between the original and even a very good edition is particularly wide with respect to music cast in abstruse canonic notation, since the whole aspect of performative transformation is lost. Still, I find Bents analogy with language useful. It warns of the conceptual shift that takes place when taking early music out
18 19

Ibid., 98.

Margaret Bent, Editing Early Music: The Dilemma of Translation, Early Music 22 (1994): 37392.
20

Ibid., 382.

13 of its original garb and scoring it in modern fashion. Editing is an act of balancing, which necessarily involves a hefty dose of subjective decision-making. Both Haar and Bent allow that scoring a piece is tremendously useful analytically (and not wholly anachronistic, as Jessie Ann Owens has shown). 21 Doing so, however, might cause us to over-emphasize vertical sonorities at the expense of the trajectories of individual lines. Modern and original notation support different types of analysis; both have a place in this dissertation. The benefits of modern notation are clear enough. Having recognized, however, that original notation conveys a differentand not merely less convenientsense of a piece, we are poised to consider what we can learn about early music upon reading it in its native tongue. Musics editors are not all modern. As examples throughout this dissertation will show, late medieval composers and scribes alike continually made notational choices that reflect the conceptual basis of an individual composition and the needs of their intended reader. There is a lot of give and take in this work. As we seek to understand individual compositions, they may alter our view of notation more broadly; and, as that view is adapted to fit different contexts, so are our tools for probing individual pieces. Above all, music that is self-conscious about its Owens documents many situations in the 16th century in which score format was used, including performance, study, and composition. Even so, one of her main contributions is that surviving compositional manuscripts, by and large, do not use score format, attesting to composers preference for laying out parts individually. This discovery is a sobering indication that our modern paradigms for interfacing with written music differ fundamentally from those of our forebears. See Jessie Ann Owens, Composers at Work: The Craft of Musical Composition, 14501600 (Oxford: Oxford University Press, 1997), esp. 47, 4245, and 98101; see also eadem, The Milan Partbooks: Evidence Concerning Cipriano de Rores Compositional Process, Journal of the American Musicological Society 37 (1984): 27098.
21

14 own visuality asks us to consider notation, in addition to sound, as an aesthetic realm in its own right. Along the way, we will be forced to question the very nature of notation itself.

Notation and Textual Criticism: Notes on Methodology


For those who work on musical notation, the question of where in the creative process a given notation originates is ever-present. At 500 years remove, we have virtually no autograph manuscripts; moreover, scribes at times took significant initiative in recopying repertoire. These issues of transmission necessarily play an important role in this project. Notation need not be authorial to be revealing. It matters little whether the earliest verbal canons, those that clarify potentially ambiguous notation, originated with the composer or a scribe. Because music notation sits at the nexus between composer, scribe, and singer, compositional intent is but one object of investigation. The verbal canon is an ideal locus for studying notation in both concept and practice, creation and reception. Because our knowledge of the music of the 15th century is at the mercy of a great many textual intercessors, it will be important in some cases to focus on individual manuscript iterations as well as considering the piece as a single entity. As regards manuscript transmission, one finds a spectrum of scribal initiative, ranging from the scribe who strives to provide a graphical copy of his exemplar to one who is knowledgeable and willful enough to edit as he copies. The scribe of the earliest manuscript to preserve Josquins Missa Lhomme arm super voces musicales (VatS 197), for example, takes such care in the presentation of visual elements of the notation that are critical for the performance of the mass that one feels that Josquin himself must have been

15 close at hand.22 By contrast, many of the choirbooks that emerged from the so-called Alamire workshop show evidence of significant scribal initiative, with scribes changing mensuration signs and clefs, introducing ligatures and coloration, altering or adding text underlay, even introducing new verbal canons.23 The potential for textual intervention at many points along the line of transmission demands that consideration of manuscript versions should serve a foundational role in this study. Unfortunately, many of the compositions in this study survive as unica. Still, where possible I have reported on all surviving readings of a given canon. Although the wording of verbal canons is generally less stable textually than the notation of notes and rests, certain types of canonic notation are actually more resistant to change than non-canonic notation. While canons are often resolved, either in addition to or in place of the original notation, there is otherwise less notational intervention than one might expect. 24 For pieces that play with the visual consistency of the cantus firmus, See Jesse Rodin, Josquins Rome: Hearing and Composing in the Sistine Chapel (New York: Oxford University Press, 2012), chap. 6. My thanks to Professor Rodin for making this chapter available to me prior to its publication. For a detailed discussion of these visual elements in Josquins mass, see Chapter 4 of this dissertation.
22

We must also allow for the possibility that the scribes of the Alamire workshop had inadequate or ambiguous exemplars. Bonnie Blackburn documents many cases in which the Alamire scribes added elaborate canons where they could have written simply tacet. Because these inscriptions appear uniquely in the Alamire sources, Blackburn concludes that they are the work of the scribes in this workshop. See Blackburn, The Eloquence of Silence: Tacet Inscriptions in the Alamire Manuscripts, in Citation and Authority in Medieval and Renaissance Musical Culture: Learning from the Learned, ed. Suzannah Clark and Elizabeth Eva Leach (Woodbridge: Boydell Press, 2005), 20623. See also Zoe Saunders, Anonymous Masses in the Alamire Manuscripts: Toward a New Understanding of a Repertoire, an atelier, and a Renaissance Court (Ph.D. diss., University of Maryland College Park, 2010), 32123.
23

By way of example, see Appendix 4.1, which lists every verbal canon I have been able to find in the repertory of Lhomme arm masses. Within this sample, the resolution of canonic
24

16 few notational changes are possible without a full resolution. Furthermore, altering canonic notation requires a deep level of understanding of both obscure aspects of the mensural system and the contrapuntal fabric. I therefore suggest that canonic notation is resistant to scribal intercession in a way that straightforward notation is not. 25 In some cases, the canonic notation is so fundamental to the conception of a composition that it is possible to reconstruct an earlier state of notation that does not survive solely based on musical evidence. For example, Bonnie Blackburn has posited an unrecoverable original notation for several pieces, including the Missa Je ne demande attributed to Obrecht and Josquins Missa Hercules dux Ferrarie. 26 Rob Wegman has done the same for the anonymous Missa Lardant desir, as has Jeffrey Dean for the Credo of Du Fays Missa Lhomme arm. 27 notation is by far the most common variant. While the process of resolution is revealing, it is worth noting that this sample shows virtually no examples of new elements of complexity or expressive inscriptions (i.e., verbal inscription that are not straightforward) introduced at a later state of composition. Manuscripts from the workshop of Petrus Alamire often include fanciful canons in place of tacet indications that were not original to individual compositions, but rather added in manuscript production. As Blackburn notes, however, Some singers would not have known exactly what these inscriptions meant, and even if they understood the Latin, how the saying applied to a tacet voice was not always straightforward. But that was not a concern: there was no need to understand the inscription because it was superfluous: if there was no music there was nothing to sing. Blackburn, The Eloquence of Silence, 208. It is also worth noting that, statistically speaking, we find relatively few variants even in non-canonic notation.
25

Bonnie J. Blackburn, Obrechts Missa Je ne demande and Busnoyss Chanson: An Essay in Reconstructing Lost Canons, Tijdschrift van de Koninklijke Vereiniging voor Nederlandse Muziekgeschiedenis 1 (1995): 1832; and Masses based on Popular Songs and Solmization Syllables, in The Josquin Companion, ed. Richard Sherr (Oxford: Oxford University Press, 2000), 5187.
26

See Wegman, Another Mass by Busnoys?; and Jeffrey Dean, The Far-Reaching Consequences of Basirons Lhomme arm Mass, paper read at the annual meeting of the American Musicological Society, Philadelphia, 2009.
27

17 In addition to manuscript sources, I call on contemporary theorists throughout this study for perspective on issues of notation and attempt to square their claims with what one finds in the surviving repertory. Their perspectives are not only important for the substance of their writing, but also because, as I suggest, canons have a certain kinship with music theory in that they present instructions or definitions to the singer in prose. Rarely does the theoretical literature present the whole story, however, in part because theorists are never unbiased witnesses. Still, notation was a pressing issue for late medieval theorists. After all, the most contested issuesabove all, rhythmwere coterminous with notation, the language through which they were both conceived and expressed.

Overview
The first half of my dissertation traces the role of notation in the borrowing of preexisting material and the use of verbal canons, from their beginnings in the 14th century to their more expressive use by the mid-15th century. Building something new out of something old is a hallmark of late medieval constructive practice, the treatment of borrowed material well-trodden territory. But the relationship between notation and borrowing is surprisingly neglected. As I have noted, verbal canons that accompany music of the late 14th and early 15th centuries mainly clarify otherwise ambiguous notation. While it is tempting to focus only on those canonic instructions that are most interesting (walk like a crab, quack like a duck), more straightforward instructions are more common in the years around 1400.

18 And these are equally telling, if not more so, with respect to the development of notation. Chapter 1 begins by addressing the early history of verbal canons, which were called upon to describe the significance of coloration and signs of proportion within the shifting landscape of late 14th century notational practices. Even within the ars subtilior, canons aim to forestall confusion rather than introduce it. Using the same language and vocabulary as the music theoretical literature of the day, these canons bring music theory out of the treatise and place it alongside the music. This affinity with contemporary theoretical writing suggests that the earliest verbal canons acted as a sort of localized music theory, providing rules for the symbols they accompany. These rules may apply only to the composition at hand or they may extend beyond it, adding to the theoretical discourse. In Chapter 2, I further consider 14th- and early 15th-century motets that take a short excerpt of plainchant as their tenor and either set the chant to repeated rhythmic gestures or call for the exact or modified repetition of a single tenor. Bent has recently called attention to a tendency to lump these procedures together under the general heading of isorhythm.28 Her main objective is to reclaim the specifically aural understanding of repeated rhythmic patterns and to cleave the homographic tenor, with its variable auditory manifestations from this label. I take up the other strand of this argument and investigate the practice of homographism as setting the stage for some of the most prominent cases of musical borrowing of the 15th century. Margaret Bent, What is Isorhythm? in Quomodo cantabimus canticum? Studies in Honor of Edward H. Roesner, ed. David Butler Cannata, Gabriela Ilnitchi Currie, Rena Charnin Mueller, and John Ndas (Middleton: American Institute of Musicology, 2008), 12143.
28

19 Chapter 3 tracks the trends of homographism and notational fixity in the early cyclic mass. This new large-scale form, which emerged in the 1440s, challenged composers to reconcile the desire for musical variety with a newly perceived need for unification. A popular solution was to maintain the visual appearance of the borrowed material through notation while transforming it in the act of performance: what is seen on the page stays the same, but what is heard changes. By considering the place of the visual within late medieval aesthetics, I show that these notational choices are as much aesthetic as practical. Some of the most involved treatments of preexisting material are found within the famed masses based on the popular melody Lhomme arm (the Armed Man); no other corpus of pieces based on a single preexisting melody is as variedor sizeable. Some 39 mass cycles based on this tune survive, and many are rife with dazzling devicesthe armed man is presented forwards, backwards, upside down, inside out, dismembered, reassembled, and multiplied. Many Lhomme arm masses exhibit self-conscious awareness of other masses in the corpus through clear examples of emulatio. In Chapter 4, I contribute to our understanding of this intertextual tradition by considering the role of notational reference, arguing that notation is essential to the conception of these works. For example, I argue that Tinctoriss Missa Lhomme arm responds to that of Busnoys, not through direct citation, but in the handling of notational challenges. Canonically notated tenors pose challenges to the performer not encountered elsewhere. In Chapter 5, I account for how canonic notation was used in practice. Requiring the singers to realize a line in retrograde, for example, brings up questions of performance

20 practice such as how they are to underlay the text. When a line is notated forward but read in reverse, the scribe cannot underlay text so that it aligns vertically with its corresponding note. This chapter is but a first step toward addressing a complex issue with which the surviving historical record offers little help; canonic notation viewed from the perspective of the subjective experience of performance. Inevitably in an arena such as this one, a dose of speculation is necessary if we are to move forward at all. To gain entry into this subject, I conducted a bit of fieldwork, singing from especially challenging canonic notation with a group of students at Princeton University. Our experience suggested that singing from canonic notation engages different areas of ones musical experience, memory, and understanding. Remarkably, the modern singerslike their medieval counterparts, one presumeshandled obscure notation with the utmost dexterity; the difficulty of the notation, I argue, seems, in this light, to have been a productive, purposeful aspect of performativity. 29 For a long time, interest in musical notation has extended only as far as practical knowledge demanded. Because this music is preserved exclusively in written form, however, we cannot ignore the subtler mechanisms that underlie these written forms. It is not enough merely to know the content of what is conveyed: understanding how composers and scribes transmitted some of the most complicated polyphonic music of the period by drawing upon an exquisite interaction of musical notation, verbal canons, and visual citation stands to change our ontological conception of this repertory. By regarding musical notation as more
29

Jesse Rodin broaches these issues in Unresolved, Music & Letters 90 (2009): 53554.

21 than the mere recording of sound, but, rather, as a complex technology that draws upon words and notes, and the manner in which they are both seen and heard, my dissertation offers a new approach to the literate traditions of music in the early Renaissance.

22

CHAPTER 1

Simplifying the Ars subtilior: The Role of the Early


Verbal Canon
Now it is necessary for me to compose with the new figures, which displease everyone. -Guido, Or voir tout

usical notation is a form of communication, and sometimes communication breaks down. At the end of the 14th century, musical notation was in a state of

flux. Enthusiasm for rhythmic innovation was answered with a rush of new symbols vying to express these new ideas. With this push, the notation that made its way into manuscripts exploded beyond what the theoretical literature had previously codified. This must have occasionally caused miscommunications between composers and singers (as it has occasionally between composers, scribes, and modern-day editors), since even innovative composers need to get their intentions across. The study of musical notation is essentially the study of how musicians thought and communicated. The 14th century is well known for its notational innovations: for creating new note shapes, incorporating different ink colors, and making unprecedented use of widely varied proportions. With all this rapid notational change, there must have been some growing pains. After all, new ideas must circulate; they do not instantly gain widespread understanding.

23 This notational proliferation spurred a new notational device that served as a stopgap measure against possible confusion. Occasionally, composers or scribes would include prose descriptions next to notation they felt might be confusing for the singer. These indications were generally in Latin, the language of scholarly and ecclesiastical communication, and they clarified aspects of the notation, such as the purpose of coloration or the proportion intended by a given symbol. Composers or scribes headed these instructions by the word canon, which meant to convey to the singer that the subsequent rule was in place for the piece it accompanied. Verbal canons eventually became common enough to be recognized as a category unto themselves, but at first they were simply marginal instructions.

Why Use a Canon?


To understand this move, imagine a hypothetical composer or scribe. He is writing a piece that makes uses of coloration, for example, but worries that his singers will not understand what it means, for it is still a novel device. What can he do? Would it be realistic for him to hope that the singers are able to deduce its meaning from contextual clues? The most practical solution is one we still use: to include a line of text alongside the ambiguous passage in order to clarify its intent. This kind of annotation might be seen as analogous to a marginal note or gloss; both are attractive for their flexibility. In considering the early verbal canon as a makeshift solution, we might make a comparison with ubiquitous tempo and expression markings throughout the 19th and 20th centuries. While certain common terms, such as andante, adagio, and presto, expressed

24 guidance on both tempo and affect, composers often created their own inscriptions to convey more accurately their intended message.1 This practice has been taken even further in the 20th and 21st centuries, as composers ramp up their use of verbal indications. Scores of avant-garde art music are full of textual annotations. They may also augment more traditional notation, as in Steve Reichs Violin Phase, which is headed by the instruction: Repeat each bar approximately [the] number of times written.2 (This same instruction is also printed in German and French.) Reichs text smacks of 14h- and 15th-century canons in that it specifies a given number of repetitions. But whereas Reichs use of textual instructions in a score is unremarkable because such instructions are now so common, 14th-century examples were novel. 3 Ars antiqua notation had relied entirely on the relationship between notes or neumes and the sung text. The beginning of textual annotation in music scores may be seen in ars nova canons.
1

On tempo and expression marks, see David Fallows, Tempo and expression marks, Grove Music Online, Oxford Music Online, http://www.oxfordmusiconline.com/subscriber/article/ grove/music/27650 (accessed March 29, 2012); Herv Lacombe, Le Mouvement en musique a lpoque baroque (Metz: Editions Serpenoise, c.1996). Of course, tempo is a more subjective matter than whether a note is perfect or imperfect. The history of tempo and expression markers is complex in its own right, being tied to character and Affektenlenre in the 18th century and various trends within Romanticism in the 19th century. Even as the use of expression and tempo markers allowed for more and more precise instruction, this precision is due largely to the flexibility of language. Steve Reich, Violin Phase ([London]: Universal Edition, [c.1979]). Reichs score also includes two pages of prose before the music,which describe several performance scenarios and instructions for each.

The aspect of this instruction worthy of remark may be the indeterminate number of repetitions it orders. The desire to leave open-ended the number of repetitions presumably adds to Reichs rationale for using verbal instructions instead of repeat signs.
3

25 Canons in 14th- and early 15th-century manuscripts fall into three categories. The first two, which are the subject of this chapter, concern notational issues: coloration and the use of mensuration and proportion signs. These were the aspects of notation that changed most over the course of the 14th century. In the appendices to this chapter I have collected as many of verbal canons from ca. 1350 to ca. 1420 as possible. (Appendix 1.1 lists canons that address the meaning of coloration; Appendix 1.2, those that define mensuration and proportion signs.) The third principal way in which composers used verbal canons was to instruct singers to repeat a given line, often changing the way they read the music on subsequent repetitions. This last category is the subject of Chapter 2. Taken together, these collections of inscriptions give a sense of how 14th-century composers employed verbal canons. This chapter considers the earliest uses of verbal canonsbefore they were even recognized as such. I shall focus in particular on the relationship between canon and notation. Asking what composers and scribes felt compelled to clarify will shed light on notation itself, in terms of both what and how notation communicates. Fourteenth-century music was witness to great musical and notational changes. These early verbal canons can help pinpoint where the complexity for which this music is widely recognized originated. Furthermore, they invite us to consider notation as an essential tool of composition. Not only does notation allow for music to be written downan obvious advantagebut it also defines the very theorized grammar of music. As I shall show, verbal canons play a crucial role in bridging music theory, composition, and performance.

26

Coloration Codified
Western musical notation experienced a watershed moment when Franco of Cologne introduced the principle that individual note shapes should be capable of expressing specific rhythmic values.4 No longer was rhythmic notation wholly context dependent; there were now different types of notes, with their own names and corresponding symbols. Still, the fact that each of these note values could be either perfect or imperfect retained an aspect of contextuality, which would remain present in western musical notation for several hundred years. Francos system contained shapes for the long, breve, and semibreve, which, although it seemed sufficient, at least for a time, eventually expanded, offering new rhythmic possibilities. Simply adding an up-stem to a semibreve created the first of these new note shapes: the minim. 5 This note valuethe shortest one at the timeallowed both for greater rhythmic intricacy and greater precision. The expanded rhythmic palette ushered in a new manner of Franco de Colonia, Ars cantus mensurabilis, Corpus scriptorum de musica I (Rome: American Institute of Musicology, 1974).
4

Before the creation of the minim, semibreves with downward stems indicated major semibreves. See Willi Apel, The Notation of Polyphonic Music, 9001600 (Cambridge, Mass: Medieval Academy, 1961), 3023. Coussemakers Anonymous I credits the invention (or at least authoritative approval) of the minim to Philippe de Vitry. The relevant passage reads: Master Franco in fact does not mention the minim in his ars, but only longs, breves and semibreves. But the minim was invented in Navarre [sic] and was approved and used by Philippe de Vitry. (De minima vero magister Franco mentionem in sua arte non facit, sed tantum de longis et brevibus ac semibrevibus. Minima autem in Naverina inventa erat, et a Philippo de Vitriaco.) Charles Edmond Henri de Coussemaker, ed., Scriptorum de musica medii aevi novam seriem a Gerbertina alteram collegit nuncque primum III (Paris: Durand, 186476), 336b337a; Translated in Sarah Fuller, A Phantom Treatise of the Fourteenth Century? The Ars Nova, The Journal of Musicology 4 (19851986): 2350, at 40, n. 62.
5

27 motet composition. This new note shape first appears in some motets of the Roman de Fauvel (ParisBNF 146) and is firmly established in the Brussels rotulus (BrusBR 19609).6 In the Roman de Fauvel we find another first in the history of notation: the use of colored ink to signal rhythmic change. The idea of using red ink to specify a different status of the written text was hardly a novel idea by about 1320. After all, for centuries scribes had used red ink for titles and initials, as well as liturgical designations and instructions, which they marked in red to distinguish them from said or sung texts. In fact, the process of rubrication takes its name from the ink color.7 In music, colored ink had been used for staff lines to indicate pitch, either in addition to or instead of a clef.8 But with the introduction of red notes, composers and scribes had at their disposal a new method of further fixing rhythmic values and otherwise On the notation of these two sources, see Richard Hoppin, A Musical Rotulus of the Fourteenth Century, Revue belge de musicologie 9 (1955): 13142; and Ernest H. Sanders, The Early Motets of Philippe de Vitry, Journal of the American Musicological Society 28 (1975): 2445.
6

The issue of rubrucation comes up frequently in the history of the book and in manuscript studies, but, to my knowledge, no major study has focused primarily on rubrics. Scholars have undertaken studies of the rubrics in manuscripts of various literary works, including the Roman de la Rose, Piers Plowman, and the Canterbury Tales. A brief overview of rubrics in religious manuscripts can be found in Andrew Hughes, Medieval Manuscripts for Mass and Office: A Guide to their Organization and Terminology (Toronto: University of Toronto Press, 1982).
7

Although the use of different colors for lines of the staff is often credited to Guido, the practice goes back at least as far as the Musica enchiriadis, which notes that each line of the staff should have its own color. See Hans Schmid, ed., Musica et scolica enchiriadis, una cum aliquibus tractatulis adjunctis: recensio nova post Gerbertinam altera ad fidem omnium codicum manuscriptorum (Munich: Verlag der Bayerischen Akademie der Wissenschaften, 1981), 14; Nancy Phillips, Musica and Scolica enchiriadis : The Literary, Theoretical and Musical Sources (Ph.D. diss., New York University, 1984); and John Haines, The Origins of the Musical Staff, The Musical Quarterly 91 (2008): 32778.
8

28 drawing attention to specific notes and passages. Two Fauvel motets, Garrit gallus/In nova fert and Thalamus puerpere/Quomodo cantabimus, contain the earliest surviving use of coloration.9 (The full page containing Garrit gallus/In nova fert is shown in Figure 1.1.) In this context the red notes are visually striking, standing out from a sea of black. Although the red ink clearly calls attention to itself, it does not readily communicate its purpose. What did the first singers faced with these colored notes think? In Garrit gallus the tenors might have been able to infer that red ink indicates a shift from perfect to imperfect time, since the black longa rests go through three spaces but the red ones only two.10 Quomodo cantabimus puts coloration to an entirely different use, related to form and repeat structure rather than perfection or imperfection.11 The tenor of Quomodo cantabimus may be modeled on a virelai, and the final statement of the refrain is curtailed. It is at the beginning of this truncated statement that the red notation appears, calling attention to the variation in the otherwise strictly repeated refrain. If this tenor is a preexistent melody, then this use of coloration may further indicate deviation from the cited material.12
9

The motets are edited in PMFC 1, at 6870 and 5153, respectively.

See Apel, The Notation of Polyphonic Music, 32930. For several generations following, rests are often a godsend for deciphering difficult notation, since they cannot be imperfected or altered, and their precise value is always reflected in their notational shape, unlike notes, which remain contextually dependent. For example, in the early 15th century, modus is often indicated using double- or triple-long rests.
10 11

See Edward H. Roesner, Franois Avril, and Nancy Freenman Regealado, Le Roman de Fauvel in the Edition of Mesire Chaillou de Pesstain: A Reproduction in Facsimile of the Complete Manuscript, Paris, Bibliothque nationale, fonds franais 146 (New York: Broude Brothers, 1990), 3132.

Edward Roesner makes this suggestion, expanding on Ernest Sanderss idea that this use of coloration may be related to the suggestion in the Ars nova treatises that coloration
12

29

Figure 1.1. Philippe de Vitry, Garrit gallus/In nova fert (ParisBNF 146, fol. 44v)

can distinguish plainchant- from non-plainchant-derived notes. The relevant section of the treatise is cited below. See Ernest H. Sanders, Vitry, Philippe de, in The New Grove Dictionary of Music and Musicians, ed. Stanley Sadie, vol. XX (London: Macmillan Publishers Ltd., 1980), 25; and Roesner, Introduction to Le Roman de Fauvel: Facsimile, 3132.

30 Shortly after Fauvel , coloration would become much more widespread and varied in its application. The first treatise to discuss red notes specifically is one from the group of treatises that attest to an ars nova.13 Significantly, it mentions many different uses for red notes. The chapters concerning red notes read as follows: We must briefly investigate the reasons for using red notes in motets. It must be observed, thus, that they are used principally for two reasons. For instance, red notes are sometimes performed in a mensuration different from that of the black notes, as in Thoma tibi obsequia, where the red notes in the tenor are sung in perfect tempus and imperfect modus, the black notes vice versa. Or they are sometimes used to indicate some sort of reduction of their values, as in the motet In arboris. In the tenor of this motet, three tempora of red notes, but only two of black ones constitute a perfection. Red notes are occasionally used here and there in ballades, rondelli, and motets to indicate that the notes have been rearranged in order that they might be fitted in alternation with those of other perfections, as in Plures errores. Red notes are used in a second way, to indicate that they are sung an octave from the pitch at which they appear, as in Gratia miseri and in the motet called Quant amors. In the tenors of these motets, thus, all the red notes are sung at the octave. Sometimes red notes are used to differentiate the proper chant, i.e., the simple or plainsong, because it is indistinguishable from that which is not plainsong or proper chant, as in Claerburg. Red notes are sometimes used to indicate that a long before a long is not worth three tempora, or that the second of two breves situated between longs is not altered, as in the tenor of In nova fert animus. Or, they are also used in order that a long before a long may be worth three tempora, and a breve before a breve, three semibreves, as in In arboris. Red notes are also used occasionally to indicate change of tempus and modus, as in the tenor of Garison. In the tenor of this motet the black longs are worth three perfect tempora, the Vitrys authorship of a treatise called Ars nova has been discussed extensively. This group of treatises was long considered a single treatise by Vitry that survived only in fragments. Sarah Fuller argues instead that these treatises gather many of Vitrys teachings, but that they are neither by Vitry, nor fragments of a single treatise. These writings are related to a number of other treatises through shared material and networks of borrowing, as outlined by C. Mathew Balensuela. See Fuller, A Phantom Treatise? 2350; and Balensuela, The Borrower is Servant to the Lender: Examples of Unacknowledged Borrowings in Anonymous Theoretical Treatises, Acta musicologica 75 (2003): 116.
13

31 red ones, two imperfect tempora. And occasionally the converse is true, as in the tenor of the motet called Plures errores sunt.14 Such a description is daunting in the sheer number of possibilities it proposes for a single visual marker. According to this author, when a 14th-century singer encountered red notes, he might be asked to imperfect or not alter them, change mensuration (in an unspecified fashion), sing them in octave transposition, or be warned of notes that are not part of the source chant. Such extensive and widely varied implications must have caused confusion. Qua de causa note rubee in moctectis ponantur breuiter uideamus. [Note rubee m.rec. in marg.] Dicendum est igitur quod duabus de causis principaliter uel quia rubee de alia mensura quam nigre cantantur ut in Thoma tibi obsequia. Quare in tenore illius moctecti rubee cantantur ex temporibus perfectis de modo imperfecto nigre uero e conuerso. Vel rubee aliquotiens ponuntur quia reducuntur sub alio modo ut in motecto In arboris in tenore illius moctecti de rubeis tria tempora pro perfectione sunt accipienda de nigris uero duo uel de rubeis aliquando huc illuc et in balladis rondellis et moctectis ponuntur. quia reducantur id ad inuicem operantur ut In plures errores. Secundo modo apponuntur rubee quia cantantur in octaua nature loci ubi sunt site ut in gratia miseri. et in moctecto qui uocatur Quant amors. In horum etiam moctectorum tenoribus omnes rubee note dicuntur in octaua Aliquando rubee ponuntur ad differentiam proprii id est simplicis et plani cantus quia sicut non de plano id est de proprio cantu ut In Claerburg ibi aliquotiens rubee ponuntur ut longa ante longam non ualeat tria tempore uel ut secunda duarum breuium inter longas per omnia non alteretur. Vt in tenore In noua sit animus uel etiam ponuntur ut longa ante longam ualeat tria tempora et breuis ante breuem tres semibreues Vt In arboris. Rubee etiam ponuntur aliquando quia tempus et modus uariantur ut in tenore de Garison In tenore enim illius moctecti longe notule nigre tria tempora ualent perfecta. rubee uero duo tempora inperfecta et aliquando e conuerso ut in tenore moctecti qui uocatur Plures errores sunt. These passages come from the manuscript VatB 307-II, fol. 20r. Several other of the ars nova treatises mention red notes but describe their use less fully. Edited in the Thesaurus musicarum latinarum, <http://www.chmtl.indiana.edu/tml/14th/VITANV_MBAVB307. html>. Translated in Leo Plantinga, Philippe de Vitrys Ars Nova: A Translation, Journal of Music Theory 5 (1961): 20423, at 21718. For details of the manuscripts and their interrelations, see Fuller, A Phantom Treatise.
14

32 This passage does not seem to prescribe all the potential uses of this new notational technology, but reads like a compendium of current applications; the mention of specific examples enhances this impression. The passage also gives a sense of the authors ambivalence, since he refrains from advocating any particular usage. If the ars nova treatises indeed offered the first theoretical treatment of coloration, then its uses in the repertory must have preceded theoretical codification. The possibility that practice preceded theory is neither surprising nor unusual, but it does raise questions about the uses of coloration by practicing musicians. Upon surveying the right-hand column of Appendix 1.1, which indicates what purpose the red ink serves, one quickly sees that these inscriptions ascribe to coloration a great many uses. Its applications include both perfection and imperfection at various mensural levels, sesquialtera (3:2 proportion; which can have the same musical effect as a change of imperfection), duple proportion, and, in one late and anomalous example (Antonio Zacara da Teramos Credo Cursor), an entirely non-mensural meaning. One piecean anonymous Credo preserved in the Old Hall manuscriptuses blue as well as red ink coupled with an elaborate canon describing how the colors should be interpreted in each voice. The earliest compositions on this list include canons that directly contradict each other with respect to the meaning they attach to coloration. For example, compare Philippe de Vitrys Tuba sacre fidei/In arboris, which includes the canon Nigre notule sunt imperfecte et rube sunt perfecte (Black notes are imperfect and red [ones] are perfect) to Guillaume de Machauts Felix virgo/Inviolata genitrix/Ad te suspiramus (motet 23), which warns: Nigre sund

33 perfecte et rubee imperfecte (Black [notes] are perfect and red [ones are] imperfect.)15 Both of these canons are as straightforward as possible, but they assign opposite meanings to the use of red and black ink. Machauts use of red to indicate imperfection in an otherwise perfect context was, by far, the more common meaning. Indeed, if there were a default understanding of coloration during the ars nova, it would be as an indicator of either sesquialtera or imperfection. While these two uses often yield the same musical result, Margaret Bent reminds us that they emanate from different processesone mensural, the other proportional.16 Intuition suggests that only non-normative uses of coloration would need such clarification, but perhaps the canon in Felix virgo indicates this practice was less codified than we might think. Toward the end of the century, moreover, the implications attached to coloration grow even more diverse, as the considerable variety in the inscriptions in Appendix 1.1 attest. This inventory includes only pieces that include a canon, but many more works employ coloration.17 A full survey of all instances of coloration might show that it had a preferred meaning, even very early on. Regardless, coloration could still act as a multi-purpose sign, since its default meaning could be (and often was) overridden by a verbal canon. Tuba sacre fidei/In arboris is edited in PMFC 1, 3234; an edition of Felix virgo/Inviolata genitrix/Ad te suspiramus appears in PMFC 3, 2633. See also Laurence Earp, Guillaume de Machaut: A Guide to Research (New York: Garland, 1995), 321.
15

Margaret Bent presents a comprehensive study of these mechanisms as they appear in the Old Hall Manuscript in a yet unpublished paper stemming from her doctoral dissertation. Bent, Principles of Mensuration and Coloration: Virtuosity and Anomalies in the Old Hall Manuscript, unpublished paper.
16

In his dissertation, Jason Stoessel compiles a helpful list of instances of four primary uses of coloration. See, The Captive Scribe: The Context and Culture of Scribal and Notational Process in the Music of the Ars subtilior (Ph.D. diss., University of New England, 2002), 194203.
17

34 As Anne Stone and Yolanda Plumley have observed, within the Chantilly codex alone, red ink is used for a multiplicity of reasons: to indicate major prolation, to signal visuallybut not definemensural change, to set off a musical quotation, and to reflect an aspect of the text, in addition to its more common usage of imperfection or sesquialtera .18 The varied ends to which coloration is deployed, are just as as often extra-musical in intent as they are musical, though only the former are ever explicated by means of a verbal canon. In the motet Alpha vibrans monumentum/Cetus venit heroycus/Amicum querit, the canon specifies that black notes be sung in perfect modus, red notes in imperfect modus.19 By contrast, no explanation is provided when coloration signals the citation of one piece within another, as Plumley suggests is the case in Matheus de Sancte Johannes Je chant ung chant and Philippus de Casertas En attendant souffrir not even to warn that more normative uses such as imperfection are not at play. 20 Not surprisingly, unusual usages such as these have inspired much debate; it

Yolanda Plumley and Anne Stone, eds., Codex Chantilly: Bibliothque du chteau de Chantilly, Ms. 564: Facsimile (Turnhout: Brepols, 2008). See also Stoessel, The Captive Scribe, 194203.
18 19

Edited in PMFC 5, 13640.

See Yolanda Plumley, Citation and Allusion in the Late Ars nova: The Case of Esperance and the En attendant Songs, Early Music History 18 (1999): 287363; Plumley and Stone, Codex Chantilly Facsimile : Introduction, 156. In Chantilly, En attendant souffrir is ascribed not to Philippus de Caserta, but to Johannes Galoit. The case for Philippuss authorship is based largely on a citation in Ciconias Sus une fontayne, which also quotes En remirant and De ma dolour, compositions most likely intended to honor Philippus. See Ursula Gnther, Zitate in franzsischen Liedstzen de Ars nova und Ars subtilior, Musica disciplina 26 (1972): 5368; Plumley, Ciconias Sus une fontayne and the Legacy of Philipoctus de Caserta, in Johannes Ciconia, Musicien de la transition, ed. Philippe Vendrix (Turnhout: Brepols, 2003), 13168; Anne Stone, A Singer at the Fountain: Homage and Irony in Ciconias Sus une fontayne, Music & Letters 82 (2001): 36190; and Stoessel, The Captive Scribe, 4951.
20

35 remains unclear whether or not these examples of coloration have mensural significance. 21 At all events, that those uses of coloration that directly affect the performance of a piece are the only ones to be explained with a verbal canon supports the view that canons from this period are mainly pragmatic. Johannes de Januas Une dame requis presents an example of coloration used for two different purposes within the same piece. 22 A verbal canon instructs the superius to read the red notes in proportio dupla, while the lower voices are to sing them in sesquialtera . In the lower voices, coloration introduces triplets at the tempus level, in a wholly straightforward application. The top voice only uses red ink for minims, which with proportio dupla effectively become semiminims. This is not to say that the top voice doesnt also use sesquialtera it does. Instead of red notes, the top voice shifts into different mensurations (c and

O, from the

prevailing C). It is unclear why the composer or scribe chose to notate the values in this way, since they could have been written more easily with flagged minims, as one finds in the very next piece in the manuscript, Antonius de Casertas Du val prilles. 23 Whatever the motivation for using coloration for duple proportion, the verbal canon is likely intended to prevent the top voice from misinterpreting its coloration as sesquialtera . Guides for interpreting red notation were by no means limited to verbal canons: See Stone, Writing Rhythm in Late Medieval Italy: Notation and Musical Style in the Manuscript Modena Alpha.M.5.24 (Ph.D. diss., Harvard University, 1994), 14052; and Plumley, Citation and Allusion, 317.
21 22 23

Edited in PMFC 20, 5053.

Edited in PMFC 20, 1417. Both pieces are copied by the main scribe of the manuscript; see Stoessel, The Captive Scribe, 3035.

36 several other late 14th-century treatises discuss the issue. The Libellus cantus mensurabilis attributed to Johannes de Muris does not mention the use of red ink to designate perfection in an imperfect context, but several of the treatises based on it do. The Ars cantus mensurabilis mensurata per modo iuris states that whenever black notes are perfect, red or hollow notes will always be imperfect, and whenever black notes are imperfect, red or hollow notes are imperfect for the same reason.24 The Berkeley Treatise (1375), a significant revision of Muriss writings, similarly allows for coloration to indicate either perfection or imperfection, depending on the context. 25 It seems that coloration was, at least at first, something of an all-purpose sign, as the range of applications found in both the theoretical sources and verbal canons attest. Contemporary theorists disagree or, at best, are ambivalent about the particular effect of coloration. The possibilities mentioned in the theory of the day are more extensive and varied than one finds in the surviving repertorythough some of the pieces the theorists cite are now lost. Perhaps these now-lost examples won mention in the theoretical literature precisely because they were anomalous, but the theorists fail to tell us what is normative and what is exceptional. Quod quandocumque nigre sunt perfecte, rubee vel vacue semper erunt imperfecte Quod quandocumque nigre sunt imperfecte, rubee vel vacue sunt perfecte propter eamdem rationem. See C. Matthew Balensuela, trans., Ars cantus mensurabilis mensurata per modos iuris (Lincoln: University of Nebraska Press, 1994), 22023.
24

See Oliver B. Ellsworth, ed., The Berkeley Manuscript: University of California Music Library, Ms. 744 (olim Phillipps 4450), Greek and Latin Music Theory (Lincoln: University of Nebraska Press, 1984), 17273. In his introduction to the edition Ellsworth outlines the similarities between the Berkeley Manuscript, the Ars contrapuncti secundum Johannem de Muris, and the Libellus practice cantus mensurabilis secundum Johannem de Muris.
25

37 One composition that comes late in this period uses coloration for an altogether different purpose. The contratenor of Zacaras Credo Cursor gives certain notes in red, but they are not proportionally changed, as in the earlier examples; instead, red ink singles out notes that are sung only on certain repeats of the linein others they are omitted. 26 On the first manuscript opening of the motet, a canon instructs the contratenor: the first [time] without red notes, the second [time] with red notes, the third [time] as the first, and it is always sung with rests; on the second, the first [time] with red notes and always with rests; the second [time] without red notes.27 The tenor, meanwhile, likewise repeats his line five times, alternately with and without rests. 28 The first openings of both voices are shown in Figure 1.2.

Figure 1.2a. Zacara, Credo Cursor, tenor (BolC Q15, fol. 19v)

26 27

Edited in PMFC 13, 3441. All measure numbers cited below refer to this edition.

Primo sine rubeis, secundo cum rubeis, 3o converso et dicitur semper cum pausis, and primo cum rubeis et semper cum pausis, secundo sine rubies. The omission of rests in the tenor clarifies why it was necessary to indicate in the contratenor canon that rests always be observed.
28

38

Figure 1.2b. Zacara, Credo Cursor, contratenor (BolC Q15, fol. 20r)

The omitted notes and rests always correspond, which is to say that they occur in the same place in both voices, thereby always making the same counterpoint. Both of the longalength omissions occur directly after a major cadence in each section of the motet (mm. 33, 127, and 221). The first major cadence of each contra/tenor repetition is to D; omissions occur following this cadence in the first, third, and fifth repetitions (the cadences are in mm. 18, 79, 112, 194, and 206). Although Zacara was clearly quite careful in the arrangement of this tenor-contratenor pair and its omitted sections, the omissions are so short that there is no clear rationale for their inclusion, nor for their effect on the counterpoint. 29 The canon does reveal one interesting point regarding the relationship between the piece and its material transmission: although the canon refers to the number of times the tenor or contratenor is sung on a given opening, it does not acknowledge that both tenor Additionally, there is a great deal of repetition between sections in the upper voices, with the result that the same motives are often set against a given tenor-contratenor figure. These repeated melodic sections are not always heard in the same voice from repeat to repeat: a gesture that appears in the top voice might come back in the second voice on a subsequent statement, but aligned with the same section of the tenor. This sort of upper-voice repetition is not unusual in late 14th-century music featuring lower-voice repetition schemes, but its pervasiveness over so many repetitions is noteworthy.
29

39 and contratenor are visually identical on both manuscript openings. (That is, the tenor on fol. 19v looks exactly the same as it does on fol. 20v.) They could each have been written only once, with a canon indicating that rests or red notes are omitted on the first, third, and fifth repetitions but included on the second and fourth. While we may observe this overarching structure, the canons appear to have been geared solely toward performance and not analysis. 30 It is not uncommon for rests to be omitted in certain repetitions, especially in motets where initial rests in the lower voices make space for an introductory duo in the upper voices. To effect this textural layout, a composer would need only to instruct the singer to omit rests on repetitions only. This is what Guillaume Du Fay does in O gemma lux and Apostolo glorioso.31 Designating certain notes to be avoided in certain repetitions is quite unusual, though not altogether unknown. I know of no examples of this procedure that predate its use in Zacaras Credo Cursor. In the mid-15th century, Firminius Caron would order that colored notes be It is also possible that the motet was once written on a single opening, and, in being adapted to the format of BolC Q15, it had to be split over two openings. A large-format manuscript, such as one similar in format to Chantilly and the Squarcialupi Codex, could likely have accommodated the entire motet on one opening. If this were the case, the scribe who adapted the motet to two openings may have adjusted the canon to reflect its new physical format.
30

In Nuper rosarum flores, by contrast, Du Fay retains the introductory tenor rests in each section, alternating between full and reduced scoring. This could have been the case in the Credo Cursor. Zacara begins the piece with a nine-breve introductory duo in the top two voices, but rather than include nine breves of rest in the lower voices, he (or the scribe of BolC Q15) signals the start of the main body of the piece with vertical red strokes in each voice. Du Fays motets are edited in CMM 1-1. Alejandro Planchart is preparing a new edition of Du Fays collected works; at the time of writing, the volume containing these motets was not yet available.
31

40 omitted on certain tenor repetitions of his Missa Jhesu autem transiens.32 Even later, in Constanzo Festas Magnificat octavi toni the singer is instructed to ignore all black notes and rests.33 Here, as in Zacaras Credo Cursor, red notation accomplishes something that no other visual indication can do: it singles out specific notes or rests that otherwise have nothing in common. Other later examples call for the omission of all rests or notes of a certain value, 34 but red notation allows the composer to single out visually specific notes and rests that are not of the same value. Zacaras use of coloration is thus musically integral but not mensural; it is a visual marker with a meaning that requires explication.

Mensuration and Proportion


Coloration was not the only notational feature to be treated in verbal canons; even more commonly, such inscriptions dictate how mensuration signs or numerical figures are to be interpreted. Such canons usually describe the sign in question and specify what proportional relationship it implies. The interpretation of these signs is more circumscribed than with respect to coloration; they almost always define a change of mensuration, proportion, or

The mass is edited with idiosyncratic barring according to rhythmic gesture rather than mensuration in Philippe Caron, Les oeuvres completes de Philippe(?) Caron, ed. James Thompson, 2 vols. (Brooklyn: Institute of Mediaeval Music, 19716), 1:6799.
32 33

VatS 21, fols. 50v56r.

34

The Agnus Dei III of Josquins Missa Lhomme arm super voces musicales uses the canon clama ne cesses (sing without ceasing) to indicate omit all rests. The Kyrie of Moulus Missa Alma redemptoris mater/A deux visages can be sung with or without rests. The Agnus Dei I of Josquins Missa Malheur me bat and the Agnus II of Jo. de Pratiss Missa Allez regretz have the singer omit all notes smaller than a semibreve.

41 both. Still, signs can be variable in their meaningsindeed, composers often turn to verbal canons to clarify their intentions. The four main mensuration signs,

O, C, P, and c, had

specific mensural meanings as described in the ars nova treatises. At the beginning of a work, such signs pose no ambiguities. Difficulty arise when these and other signs appeared in the middle of pieces to signal proportional changes. As I shall show, the link between each sign and the proportions it was meant to express could be quite slippery. As with coloration, verbal canons were used to rectify such ambiguities fill in this interpretive gap. The content of these canons, the signs they define, and their language links them generically to the theoretical literature of the time. The French notational system was built on a foundation of minim equivalence. Rather than introduce new note shapes, as the Italians frequently did, French composers and scribes continued to use the established symbols, subjecting them, however, to various additional modifiers in order to alter their length proportionally. Within this system, the mensuration signs themselves did not signal proportions. For this reason, composers had to combine mensuration signs with canons, with colored or void notes (or with both) in order to subject the minim to proportional change. Canons, therefore, were a way for composers to override the overriding French principle of minim equivalence. The majority of these early canons actually mirror the language of the music theory of the time. They are almost exclusively in Latin, even when they accompany a piece in the vernacular. 35 They also employ the same technical, if varied, vocabulary for indicating
35

One notable exception is Senlechess La harpe de melodie, notated on the strings of an illustrated harp in its primary source (ChiN 54.1). The song is a virelai and has what we

42 proportions as do the contemporary treatises. Most use Latin terms like sesquialtera and sesquitertia, but some give the Greek terms also used in contemporary theoretical literature: emiolia and epitritum. Viewed as brief theoretical statements, these canons can serve to document the development of notational practice and its theoretical codification. Taken as a group, they present a view of music theory as it attempts to adapt itself to perceived needs for change. Appendix 1.2 gives a selection of these canons, again drawn from manuscripts from the late 14th and early 15th centuries. These canons verbally describe signs used to indicate proportions. The canons in Appendix 1.2 define a wide range of symbols: O, C, P, R, Q, c,
O , and every one-digit Arabic numeral except for 1. In two principal manuscripts, T, C . ., U, V, O

Chantilly and ModE M.5.24, most proportions are signaled with either one number or two (a fraction). Fractions are never glossed with verbal canons, but single numerals usually are. 36 Often the link between the sign and the proportion is not clear, as in Hasproiss, Ma douce

could consider a canon (though it is not labeled as such in either of its surviving sources) in the form of a rondeau. The rondeau gives the starting pitch and time interval of the derived voice and relates that notes are placed only on the lines (which represent the strings of the harp) and not on the spaces between. In Chantilly, the songs only other surviving source, the piece is written on the six-line staff common in Italian sources of the time, though the rondeau-canon still reflects an original notation in the form of a harp. On this remarkable piece, see Reinhard Strohm, La harpe de mlodie oder Das Kunstwerk als Akt der Zueignung, in Das musikalische Kunstwerk: Geschichte, sthetik, Theorie: Festschrift Carl Dahlhaus zum 60. Geburtstag, ed. Herman Danuser, Helga de la Motte-Haber, Silke Leopold, and Norbert Miller (Laaber: Laaber-Verlag, 1988), 30516. See Anne Stones discussion of the use of numerals to indicate proportions in Writing Rhythm in Late Medieval Italy, 8792.
36

43 amour, which uses 4 to indicate tripla proportion. 37 The figures used to signal proportional and mensural change in Appendix 1.2 have not always been standardized, though they are often derived from the four principle mensurations. 38 Neither are all signs used in a given piece necessarily mentioned in the canon. In Hasproiss Puisque je suis fumeux, for example, the canon only specifies that C signals sesquitertia proportionbut the song also includes switches from

P to O. The sesquitertia

proportion takes place only at the level of the minim, so that four minims of C take the time of three in P. Because of the mensuration change (from P to C), the proportion at the level of the semibreve and breve is 2:1. (Three minims under

P constitute one semibreve, while

four minims in C yield two semibreves.) The shifts from P to O and back are not described in the canon, presumably because no proportional change takes place. Minim equivalence is maintained; the change is only one of mensuration, which is adequately expressed by the change of mensuration sign. There are examples in which the use of proportion is even more extremepieces that employ so many proportions that they require the creation of new signs. The manuscript TurBN J.II.9 contains several pieces that take the spirit of the ars subtilior to a new level, creating some of the most involved rhythms and notation of the age. Among these works, three ballades and one virelai use verbal canons toward this end in a manner that can only be described as extreme. These compositions feature exceptionally long canons that pair as

37

Edited in PMFC 18, 2830. On late medieval use of the term figura, see Chapter 2.

38

44 many as eleven proportions with their notational signsa combination of Arabic numerals and mensuration signsas they appear in the superius. See, for example, Figure 1.3, which shows the canon that appears below the ballade Sur toute fleur la rose est colourie.39 It reads: Canon balade talis est: The canon of the ballade is as follows: ad figuram 9am in proporcione epogdoa at the figure 9, in epogoda proportion (9:8) ad 3am in emiolia at the 3, in emiolia (3:2) ad 4am in epitrita at the 4, in epitrita (4:3) ad circulum cum puncto in supsexquialtera at the circle with a dot, in supsexquialtera (2:3) ad circulum cum duobus punctis in supsexquitercia at the circle with two dots, in supsexquitercia (3:4) ad figuram 5am in dupla emiolia at the figure 5, in dupla emiolia (5:2) ad figuram 7am in tripla emiolia at the figure 7 in tripla emiolia (7:2) ad circulum duplicem in dupla sexquitertia at the circle within a circle in dupla sexquitertia (7:3) ad circulum cum tri punctis in tripla sexquitercia at the circle with three dots in tripla sexquitercia (10:3) et ad figura 2am in super biparciens tercias and at the figure 2 in super biparciens tercias (5:3)

Figure 1.3. Anonymous, Sur toute fleur la rose est colourie, verbal canon (TurBN J.II.9, fol. 137r)

This canon features an overwhelming number of proportions, and difficult ones at that. One cant help but wonder how a performer would react in the face of it. Would the singer be expected to memorize the meaning of each sign before performing the piece? Would he revolt? (You want me to sing 5 in the time of 3?) And could he actually do so for every one of the proportional relationships embodied in the canon? Unfortunately, all of these pieces from TurBN J.II.9 are unica so we have no recourse to concordant readings in a clearer notation. Moreover, the proportions used in these pieces and the symbols with which they
39

The ballade is edited in CMM 21-3, 169.

45 are matched are sufficiently uncommon that they may represent an insular practice in the Cypriot-French repertoire that is even more extreme than anything found in continental music.40 Yet, even if these examples lie on the peripheries of mainstream notational practice, they are still related to that practice, and they can be uniquely illuminating precisely because of their extreme attributes. As with many inscriptions addressing proportional changes, the canon from Sur toute fleur applies only to the superius, the only voice in which these symbols appear. The tenor, by contrast, is straightforward and uncomplicated rhythmically. The presence of a clear and unambiguous tenor line provided a measure of stability for the interpretation of the novel, involved, and challenging notation in the upper voices. This is not unusual. Shielding the tenor voice from the more extreme complexity in the other voices is not uncommon in the music of the ars subtilior. This practice differs markedly from that of motets of the same period and from that of many long-note tenor pieces in the 15th century. In these pieces, the more challenging proportional manipulations usually take place in the tenor part.41 Such canons may help, but are they necessary? The answer to this question inevitably will depend on the details of both the piece and the notation it employs. Many, if not most, of On this remarkable manuscript, see Ursula Gnther and Ludwig Finscher, eds., The CypriotFrench repertory of the manuscript Torino J.II.9: report of the International Musicological Congress, Paphos 20 25 March, 1992 (Neuhausen-Stuttgart: American Institute of Musicology, Hnssler-Verlag, 1995).
40

One mid-15th-century counterexample that may exhibit vestiges of the ars subtilior is the Confiteor of the anonymous Missa Lardant desir, on which see Chapter 3 and Stoessel, Looking Back over the Missa Lardant desir: Double Signatures and Unusual Signs in Sources of Fifteenth-Century Music, Music & Letters 91 (2010): 31142.
41

46 the figures defined in these canons assume unorthodox, usually proportional meanings. The canons in Appendix 1.2 describe many different figures, of which most are used to indicate different proportions in different compositions. Table 1.1 gathers each figure defined by a canon in Appendix 1.2 and aligns it with the proportion it indicates. We may observe that the main mensuration signs (C,

O, P) usually indicate a single proportion. Indeed,

their mensural meaning determines the proportions they can plausibly indicate. More ad hoc symbols like
O , and C and U are less standard in the meaning they convey. Most Q, O

surprising is the degree of variability among the proportions conveyed by numerals. Using 2 for duple proportion and 3 for either tripla or sesquialtera makes intuitive sense since they are numerically related to the fraction-expression of the proportion. But we find a range of other meanings attached to these symbols, most dramatically in TurBN J.II.9, but also in Chantilly, OxfBC 213, and ModE M.5.24. As Anna Maria Busse Berger has noted, proportions expressed with numbers (either a single figure or a fraction) always relate to the preceding mensuration sign and are not cumulative over the course of a piece. That is, every proportion refers to the last mensuration sign encountered, even if several other proportional changes have intervened.42 While remain contextual differences can affect the reading of these signs beyond what can be represented in Table 1.1 (for example, a numeral paired with coloration or referring back to a different original mensuration), such situations occur only rarely. This table suggests, therefore, that
42

Anna Maria Busse Berger, Mensuration and Proportion Signs Origins and Evolution (New York: Oxford University Press, 1993), 18283. Busse Berger also reports that, for Tinctoris, proportions were always cumulative, though he seems to be the first to promote this practice.

47

Table 1.1. Figures and the proportions they signal, arranged by manuscript
Figure Proportions
TurinBN J.II.9 ModE M.5.24 TurBN T.III.2 FlorBN Panc. 26 UtreR 1846 4:3, 4:3 3:2 [red/black], 2:1 [void] 9:4 9:8 3:2 9:8 3:4 4:3, 10:3 2:1, 4:1, 7:3, 10:3 2:1 3:2, 5:2 3:2 2:1 2:1, 2:1, 4:3, 4:3 3:1, 3:2, 3:2, 3:2 2:1, 2:1 3:1 4:3 3:2 2:1 2:1, 2:1, 3:2, 3:2 3:1, 2:1, 4:3, 3:1, 3:2, 3:2 2:1, 2:1, 3:1 3:2 2:1, 3:4, 5:3 3:1, 3:2, 3:2, 5:3 4:1, 4:3, 4:3, 4:3, 5:2 5:2 7:2 7:2 3:2, 7:3, 8:3 9:8, 9:8 9:4 2:3, 2:3 OxfBC 213 ParisBNN 22069

Chantilly [4:3], 4:3 3:2

C O c P T R Q O O Z U V C
2 3 4 5 6 7 8 9

4:3 3:2 3:2

7:3

48 there is some measure of stability in proportions signaled especially by the main mensuration signs. As with coloration, the use of canons in context may result from an effort to clarify, while symbols used in a conventional manneri.e., without the use of canonsare simply not present in this set. Returning to the question of whether these canons are necessary, one might suggest that, given the variability in use, an explanatory canon is always helpful and sometimes indispensable.43 In the 14th and 15th centuries, mensuration signs were sometimes called on to perform the double duty of defining mensuration and indicating proportional relationships. For the main signs, the mensural part of this meaning was fixed. Even so, figures sometimes enjoyed the same flexibility of meaning that coloration did. While there usually seems to be some relationship between the sign and the proportion it signals, there are significant exceptions, as in the Turin manuscript. The figures in Turin seem almost to resemble the signes de renvoi used in manuscripts to signal where a line of music continues after it has reached the end of a page. Sometimes this task is given to disembodied hands with pointing fingers, but, just as often, pairs of shapes, geometric figures, or even doodles direct the singers eye. These

For a helpful overview of early proportion signs, as well as their appearance in theoretical treatises of the time, see Anna Maria Busse Berger, The Origin and Early History of Proportion Signs, Journal of the American Musicological Society 41 (1988): 40333. Several of Busse Bergers tables list pieces that indicate specific proportions and the signs with which they do so. She also indicates which pieces use a canon and which do not. This is particularly illuminating in the case of using U to indicate sesquitertia (see her Table 4), a situation in which almost no pieces in the repertory include a canon. This can be contrasted with examples of sesquialtera at the level of the semibreve (Table 2), of which about half of the examples use a canon, and dupla sesquiquarta (9:4; Table 5) and sesquioctava (9:8; Table 6), both on the minim level, all of which include explanatory canons.
43

49 reading aids have little or nothing to do with the content of the music; they are arbitrary markers that take on meaning only for the given manuscript opening. Many of the figures in the Turin manuscript resemble signes de renvoi in that they have no connection with the proportions they signal. In the case of an arbitrary relationship between sign and meaning, a verbal explanation was absolutely necessary. Although mensuration signs and figures may perform the same function, they differ essentially from coloration in how they operate. The variety of uses cited above suggests that coloration is the more flexible signal. While coloration affects individual notes, mensuration signs govern discrete sections. These sections, however, can be quite short; indeed, ars subtilior music is known for its frequent shifts of mensurationsometimes as often as every few notes. Mensuration signs and figures are limited to mensural or proportional changes or both, but the proportions they indicate are almost unfathomably varied. Jason Stoessel proposes that we return to the views of several late medieval music theorists who, building on Aristotles doctrine of being, separate mensural notation into intrinsic and extrinsic modes of signification.44 Figures and mensuration signs are considered extrinsic since they are, to rely on the words of Prosdocimus, totally extraneous and extrinsic to the song and not the essence of the song;45 whereas coloration and the voiding and filling Stoessel, The Captive Scribe and idem, The Interpretation of Unusual Mensuration Signs in the Notation of the Ars subtilior, in A Late Medieval Songbook and its Context: New Perspectives on the Chantilly Codex (Bibliothque du Chteau de Chantilly, Ms. 564), ed. Yolanda Plumley and Anne Stone (Turnhout: Brepols, 2009), 179202.
44

totaliter cantui extranea et extrinseca et non de essentia cantus. See F. Alberto Gallo, ed., Prosdocimi de Beldemandis Opera 1: Expositiones tractatus practice cantus mensurabilis magistris Johannis de Muris, Antiquae musicae italicae scriptores (Bologna: Universit degli Studi di Bologna,
45

50 of noteheads are intrinsic. Intrinsic elements of music notation, Stoessel writes, include the properties of the notes themselves, while extrinsic elements are exterior to, but give additional meaning to, those note shapes.46 He notes that mensuration signs were quite rare until the end of the 14th century; until that time, mensuration was usually inferred from intrinsic elements such as groups of notes and dots. Stoessel tracks the increased use of extrinsic signs toward the end of the 14th century and uses this distinction to differentiate notational practices of different scribes and regional schools. Despite Prosdocimuss assertion that coloration is part of a songs essence, I question whether this view was actually held in regard to much of the ars subtilior repertory. There are examples where the same music is expressed by both intrinsic and extrinsic signs in different sources; many pieces combine the two modes of signification.47 I wonder if Prosdocimus was making a simpler distinction: that the color of a note is a property of that note, while external operators such as mensuration signs are not. This would have been a distinction worth making, since coloration, like the shape of a note, is properly part of that note, and all such features may alter the effect of a mensuration sign. Even here we risk putting too fine a point on this distinction, given the flexibility we find in contemporary musical practice. The view of coloration as part of the essence of a song, and, indeed, the more Instituto di Studi Musicali e Teatrali, 1966), chap. LVII.
46 47

Stoessel, The Captive Scribe, 186.

Among the examples of music in which the two modes of signification are combined are those pieces that exhibit what Stoessel calls substitute coloration, in which scribes or composers use frequently changing mensuration signs to express something that might otherwise be articulated with coloration. See ibid., 203.

51 fundamental question of the essence and identity of a song all told, applies more forcefully to the repertory of homographic piecesmusic that is invested in maintaining the visual appearance of a melodic line, coloration and all.48 Such pieces, which are the subject of Chapters 2 and 3, draw a sharp distinction between intrinsic and extrinsic elements, fixing all intrinsic elements while changing extrinsic features such as clefs, mensuration signs, and verbal canons. Such changes yield different musical results, even though the essence of the song is maintained. What are we to make of the verbal canons that define both mensuration signs and coloration? Does the latter type of canon threaten the intrinsic signification of coloration? No mention is made anywhere of the verbal canon as a category of sign of any type, but as I shall demonstrate, however, 14th- and early 15th-century verbal canons function in a manner that is essentially extrinsic to the piece. They are variable, may as readily be added by a scribe as by a composer, and are often unique to the piece they accompany. And yet it is precisely these canons that endow both figures and colorationand therefore, both extrinsic and intrinsic signswith an extraordinary measure of flexibility. With the rise of the ars subtilior style, the use of mensuration signs increased enormously, rapidly, and to a degree that their meaning was not always consistent and unambiguous. The use of mensuration signs at this junction, was proportional as often as it was mensural.49 Margaret Bent proposes the term homographic to refer to compositions that derive different musical readings from the same notation. She coins the term to separate out this meaning from other meanings grouped under the term isorhythm. See What is Isorhythm? 122. See also Chapter 2 of this dissertation, where I take up this issue at length.
48 49

On the proportional use of mensuration signs in the ars subtilior, as well as ars subtilior

52 What precisely is the function of the verbal canons that define figures such as these? Are they meant to provide information that the singer otherwise lacks? Or do they serve as a memory aid, so the singer can have internalized the function of a sign before performing? Are they intended to help fix a single meaning? The varied usage of the signs presented in Table 1.1 suggests that, at the very least, they provided guides for reading a single piece. That these signs seem not to add up to a standardized usage suggests that even singers well acquainted with current mensural theory, which one presumes was necessary to sing music as intricate as this, would use the signs as a guide to the notationone that, even if it were not absolutely necessary, would certainly have saved the singers time. It was sometimes possible for the same music to be written with different notations. Several examples of this practice can be found in the ars subtilior repertory. Stoessel points to the example of Matheus de Sancto Johanness Inclide flos, of which the redaction in ModE M.5.24 is written entirely in black notes with various mensuration signs indicating both major and minor prolation, while the concordance in Chantilly indicates major prolation almost exclusively with coloration and uses the signs

O, C, and U to indicate tempus.

50

It

notation in general, see Stoessel, The Captive Scribe. The idea of a multi-purpose notational sign is familiar from scholarship that investigates the use of the stroke. Adding a stroke to a mensuration sign was a way of speeding up the music that followed, though the precise degree of acceleration has been the subject of considerable debate. The degree of variability in notational symbols in the late 14th- and early 15th-century strengthens the view that the stroke, along with other notational signs, could embody different meanings. Admittedly, however, 15th-century notation was generally far more standardized than that of the late 14th century. For an account of this view, see Margaret Bent, The Early Use of the sign o, Early Music 24 (1996): 199226. Stoessel notes that the same practice of using mensuration signs for tempus and coloration for prolation is found in Sus une fontayne as well as a few other works. Stoessel, The
50

53 is highly unlikely that the composer conceived of two different ways of notating the same piece; oneif not bothof these copies has been altered by scribal preference. In a related example, the only surviving copy of Hasproiss Puis que je suis fumeux (in Chantilly) includes the canon: notule vacue balade in proporcione dupla cantetur (the void notes of the ballade are sung in duple proportion). In the accompanying music, however, there are no void notes; the notes in question are instead written in red ink. There are several ways this may have come about, and all involve some scribal agency, whether willful or due to an error or misunderstanding.

Whose Hand?
When dealing with non-autograph sources, the question of authenticity and authorial intent inevitably arises. With respect to music notation, this question takes the form of inquiring when in the creative processbroadly speakingthe surviving notational form originates. The ability to answer this question depends on both the sources and the music under consideration. With some works it is possible to posit authorial intent. 51 This, however, is not true of 14th-century canons. The functions of these canons fall into two main categories: those that clarify notation, and those that provide instruction that could not, or at least was not, indicated in another way. Even though many of the canons listed in Interpretation of Unusual Mensuration Signs, 19092.
51

In Chapter 4, for example, I address several pieces from the Lhomme arm repertoire, for which there is evidence, I believe, that many crucial features of their notation resulted from choices attributable to the composer. This is particularly important in Tinctoriss Missa Lhomme arm.

54 Appendix 1 seem indispensable, the singers of this music can be said to have had a reasonable chance of deducing the intended meaning even of the woollier notation simply through trial and error. Regardless, canons could have originated as easily with a scribe as with a composer. One can imagine a case in which a certain scribe anticipated the singers difficulty interpreting the symbols, and, after puzzling it out himself, provided the key. It is also possible that certain notational symbols do not specify a single reading, but are instead a way of flagging entry into a zone where multiple options exist. Coloration, for example, may not necessarily specify an exact proportion, but, rather, simply indicate that there is something for the singer to think about in the flagged passage. 52 Other surviving pieces imply that singers were able to tell, for example, whether a colored minim was to be imperfected, sung in sesquialtera, or read as a semiminim. That the singers could infer such specific intent from a sign of coloration suggests that it is not that farfetched to reason more generally that notation could call upon them to engage certain relatively broad dimensions of their musical experience, rather than prescribe precisely what is to be sung. This may account for the variability in the meaning of canons, as well as for the lack of uniformity in those passages that are glossed by a verbal canon and those that are not. Because these inscriptions might have originated at several stages of production, we should not presume to make statements about pieces that seem to need canons but lack themthat is, compositions that yield their secrets slowly, or for which a reasonable solution is apparently impossible. Indeed, there are many ars subtilior compositions for which we would This might be the case in pieces where coloration is thought to indicate citation of chant or of another piece, as in the motet Thalamus puerpere/Quomodo cantabimus, mentioned above.
52

55 be grateful to have an explanatory canon. Much like the singers of the 14th century, we must decipher the varied symbols to unlock a plausible reading. And yet, it appears that to some who encountered this music, the notation itself was sufficient. We must remember that, despite appearances, this notation is not complex the sake of complexity, and a lack of explanatory canons does not reflect such willful difficulty. In spite of a proliferation of notational signs, the impulse at this time is not toward notational complexity, but toward musical or rhythmic complexity; whether these instructive inscriptions originated with the composer or scribe may not always be knowable. Still, something does not have to be authorial to be revealing. A composer might include clarifying inscriptions because he is consciously using or copying notation in an unorthodox manneras Zacara did the Credo Cursor we considered above. The use of red notes in non-mensural fashion was sufficiently beyond the norms of notational usage to warrant a canon that explains the conceit of the piece. Haucourts Se doit il plus, uses

T to

indicate sesquioctava proportion (9:8), but the proportion must be understood vertically instead of horizontally. The sole surviving copy in Chantilly includes the instruction At a semicircle with two dots, it is sung in proportion sesquioctava, but one can imagine the singers figuring out the intended notational interpretation empirically, even in the absence of an explanatory canon. 53 The signs alone c against

Ucould suffice in providing a

solution, particularly because the voices clearly come to a cadence together. We cannot know whether the composer or the scribe provided the singers with this extra note of caution, but,
53

Edited in PMFC 18, 3436.

56 in this case, the canon is not fundamental to the conception of the piece. Instead, it aids the reader in interpreting notation that could conceivably stand on its own. An even stronger example whose notation is revealing regardless of whether it originates with the composer or scribe is the verbal canon in Ciconias Doctorum principum/ Melodia Suavissima/Vir Mitis in BolC Q15. This inscription tells the singer always to alter the second semibreve in a string of two-note c.o.p. ligatures. 54 According to French notation, in

O, the second semibreve would only be altered when a pair of semibreves was followed by
a breve, but the canon overrides this rule. As Margaret Bent suggests, this notation signals that the composition was originally conceived in Italian notation, rather than French, and this copy shows one scribes attempt to adapt the original Italian notation to a French presentation. 55 The canon of Doctorum principem is probably not authorial, since it caters to a particular group of readers. Whether or not a musical or notational reading is authorial, it embodies and reflects the form in which someone is likely to have read it, and that, itself, is amply informative. The scribe in question makes a tremendous difference. In some cases, we have evidence that the scribe was himself sufficiently fluent in late-fourteenth century notation to amend and alter the pieces he copied. The scribes of ModE M.5.24 and BolC Q15, for example, liberally recast the notation of the contents of their manuscripts. It is easy to imagine such

Edited in PMFC 24, 8993. The canon reads: Et dicitur primo imperfecto maioris, 2o perfecto minori, semper ultima semibrevis alteratur, 3o imperfecto minoris. [Emphasis mine]
54

Margaret Bent, Bologna Q15: The Making and Remaking of a Musical Manuscript, 2 vols. (Lucca: Libreria Musicale Italiana, 2008), II:228.
55

57 scribes adding verbal instructions in a given piece, just as they might alter or correct other aspects of the musical reading or layout. 56 Whether it was the scribe or the composer who added such instructions, the surviving verbal canons support an image of a notational culture attempting to reconcile complexity with clarity. Furthermore, these examples reinforce the sense that the scribal act is often a singerly act. Canons serve as the verbalization of singers (and composers) activities as they deduce possibilities inherent and implicit in the notation.

Early Verbal Canons in Music Theory


It is apparent from the wording of the canons we have been considering that whoever was responsible for them must have been both familiar with contemporary music theory and proficient in Latin. The open-ended purposes to which the canons are often directed and the ad-hoc manner in which they are applied suggest that the principles that underlie them preceded formal codification in the theoretical literatureif they were ever codified at all. Theorists do not explicitly address the use of verbal canons until the 15th century. The third treatise preserved in the Berkeley Manuscript indirectly addresses the issue and serves as a jumping-off point for understanding theoretical attitudes toward canonic inscriptions as well as the role and interaction of theory and notation more generally. 57 While this treatise closely follows sections of the Libellus cantus mensurabilis secundum Johannem de Muris, the section in question is one of the few that were newly added with the Berkeley version around 1375. The

56 57

For one such example, see ibid., vol. 1, chap. 5. Ellsworth, ed., The Berkeley Manuscript, 17073.

58 passage on verbal canons appears in a section devoted to the various means of distinguishing modus, tempus, and prolation: But since, as given above, there are two types of modus, tempus, and prolation, it is expedient to see how they may be distinguished from one another. In short, I say that the perfect can be distinguished from the imperfect by colors, written directions (or canons), rests, and signs. By written directions: whatever is given in the written directions must be so sung, even if it may be against art (contra artem). Canons are commonly placed when it is not possible to proceed properly in some manneraccording to art (secundum artem)in the song; or if it is possible, when the course is obscure. 58 The author explains that written directions trump the default interpretation of the notation. Furthermore, this authors allowance that something beyond art (that is, beyond theory) can be conceived reveals his view of the notational system as not comprehensive, but rather everexpanding. He acknowledges the struggle between innovation and communication, saying that verbal instructions can help clarify a given situation. This definition resembles one given a century later by Tinctoris, who defined canon as a rule that shows the composers intention behind a certain obscurity.59 Indeed, Tinctoriss definition may more applicable to

Cum autem, ut superius habetur, duplex sit modus, tempus, et prolacio, videre expedit per que ab invicem discernuntur. Unde dico breviter quod coloribus, subscripcionibus seu canonibus, pausis, et signis perfectum discernitur ab imperfecto Subscripcionibus: unde qualitercumque in subscripcionibus habetur, ita est cantandum, eciam si fuerit contra artem. Nam communiter canones ponunt quando commode taliter secundum artem non posset in cantu procedi, etsi posset tamen hoc latet. BerkUL 744. Ibid., 17073.
58

Canon est regula voluntatem compositoris sub obscuritate quondam ostendens. Johannes Tinctoris, Dictionary of Musical Terms. An English Translation of Terminorum musicae diffinitorium Together with the Latin Text, trans. Carl Parrish (New York: Free Press of Glencoe, 1963), 1213.
59

59 the canons of the late 14th century than those of his own day.60 The author of the Berkeley manuscript opens a loophole through which composers or scribes (or both) can override the normative meanings of the notation (the very meanings whose definition was the central objective of a great portion of the treatise). This represents a marked change from earlier in the century, even from Muriss treatisethe model for the Berkeley treatisein that it acknowledges that the notational system it describes is not comprehensive, and issues will inevitably arise that have not been addressed. Given that the approach of the Berkeley treatise appears to bestow upon composers the latitude to override default notational meanings, we might pursue why they would opt to do so, and, at the same time, examine the specific ways in which they stepped outside the normative notational practice. In doing so we should bear in mind that these moments of stretching possibilities also delineate what cannot be done within the current theoretical ambit. Every verbal canon defines a theoretical context in which the notational symbols of a given piece are to be read. Often, it is as though the relevant passage from the theoretical literature had been copied and pasted alongside a song that might require it. This is especially so in canons that define figures, but also in those that deal with coloration. Even the term canon, in the sense of law or rule, resonates with overtones of theoretical authority. Perhaps less than prescribing procedures that are contra artem, as the author of the Berkeley treatise suggests, these early verbal canons represent a sort of localized music theory, which expands codified theory, if only for a single piece. They bring music
60

For more on Tinctoriss use of verbal canons, see Chapter 4.

60 theory out of the treatises and onto the pages of music manuscripts, next to the pieces they describe.61 For the modern reader, these explanatory canons help determine, even if not definitively, which aspects of notation were understood and which were in flux at the time the canons were written. They can suggest the existence of an earlier, lost notational form, and they can help us to trace the transmission of a given composition.62 Just as important, however, is how they instruct. The nature and use of language in these canons has often been overlooked, since the Latin (and Greek) in which they are cast is fairly straightforward; it is, in fact, the language we know from theoretical treatises. Thus, when pieces with canons are imperfectly understood, it is not because of the complexity of the canons themselves, but because of the complexity or ambiguity of the notation the canons accompany. While verbal canons of later generations often take on an enigmatic character, the early uses of the device serve to clarify. In the process, they actually contribute to the course of music theory, helping A survey of the appendices to this chapter provides examples of the technical vocabulary employed by 14th-century canons. As we have seen, they speak of perfection and imperfection, modus and tempus, and they use Greek and Latin names for proportions. In some sense they surely use this language because it is how technical matters are discussed. The conventional nature of the language, however, in no way diminishes the comparison with contemporary theoretical literature.
61

For canons to provide information about the transmission of a piece, we must have multiple concordances. Since only a few 14th-century works with canons survive in multiple copies, variants in canons are more likely to yield information about transmission with respect to 15th-century pieces. For example, in the Qui tollis and Et incarnatus of Josquins Missa Lhomme arm super voces musicales, the canons indicating retrograde instruct either cancrizat or the abstruse verte cito (turn quickly, an instruction normally used to mean turn the page). This variant helps to establish two distinct branches of the stemma. See Appendix 4.1 for details of these readings.
62

61 to shape it from the bottom up. By sharing their language and vocabulary with contemporary music theory, these canons, in essence, are music theory. Because they fill a need created by an unstable notational system, they help define the boundaries between what this system can do, what it cannot, and what it strives for. Interpreting the verbal canons as music theory also suggests that theory itself in the late 14th century was a particularly reactive medium. It was forged and expanded in the context of what singers can and cannot deduce from the visual system alone. We have already seen this reactive quality in the way theorists treats both coloration and verbal canons, essentially by collecting and describing practices after the fact.

Subtilitas et utilitas?
The distinction between willfully complex music and willfully complex notation is essential. Sometimes, complex ideas (or, for our purposes, rhythms) can only be communicated with difficult notational syntax. The repertory contained in ModE M.5.24, Chantilly, and related manuscripts is famous for its rhythmic intricacies. I follow convention in referring to this movement as the ars subtilior. Many scholars have reflected upon this designation and its implications for how we understand the repertory that falls under its rubric. Ursula Gnther, who coined the term, argued that the rhythmic complexities of the late14th century warranted consideration as a discrete style period (in the process, she rejected Willi Apels term mannerist).63 Gnthers focus on complexity has colored the discourse on this
63

Ursula Gnther, Das Ende der Ars Nova, Die Musikforschung 16 (1963): 10521.

62 period, and, indeed, it finds its way into my own discussion. Anne Stone, however, calls for us to understand the term not as suggestive of greater complexity, but, rather, of greater precision.64 Stones redefinition prompts us to shift our focus from rhythmic complexity per se to the problem of representing those rhythms in musical notation. The view that emerges from verbal canons of the period is perfectly in accord with Stones shift in emphasis. As we have seen, the verbal canon first came into use as a clarifying agent, aimed to stave off confusion rather than introduce it. Before returning to the question of subtilitas in music, related examples of matters obscured and revealed will help give context to the role of verbal instructions. Laurence de Looze traces shifts in authorial self-naming, arguing that during the course of the 14th century, authors begin to embed their names in their works with devices such as anagrams or hidden syllables. Rather than leave these encrypted messages to be uncovered, he suggests, they explicitly draw attention to them by including within the text itself instructions for revealing the supposedly concealed message. Authors, de Looze suggests, ask the reader to author the author out of an anagram.65 These puzzles, however, rely on prior knowledge of the correct answer; the reader must know what he is looking for. In the process, emphasis shifts from the message itself to its method of encoding. With Anne Stone, Che cosa c di pi sottile riguardo lars subtilior? Rivista italiana di musicologia 31 (1996): 331.
64

Laurence de Looze, Signing Off in the Middle Ages: Medieval Textuality and Strategies of Authorial Self-Naming, in Vox intexta: Orality and Textuality in the Middle Ages, ed. Alger Nicolaus Doane and Carol Braun Pasternack (Madison, WI: University of Wisconsin Press, 1991), 16278.
65

63 regard to the literary work of Machaut, for example, de Looze writes: the complexity of these instructions is designed precisely to make the reader forget that the search is entirely circular; in the cutting and pasting required of the reader one has the impression of a difficult quest.66 Machaut also composed the textbook analogy in music: Ma fin est ma commencement.67 This piece, as is well-known, requires two singers to read a single line forwards and backwards simultaneously, while a third sings a separate part once forwards, then in retrograde. While cleverly constructed, this chanson is hardly a true enigma. No verbal canon is needed, for the text of the piece itself provides the clue: My end is my beginning and my beginning my end, and the tenor [is sung] in the normal way. My end is my beginning. My third voice three times only turns back on itself and thus ends. My end is my beginning and my beginning my end. Ma fin est mon commencement is one of a few 14th-century works the texts of which provide instructions for their performance.68 Ascertaining how the counterpoint of these pieces works requires a measure of intellectual ingenuity that is fairly involved for their time; it ranges from the fairly straightforward (as with Ma fin est mon commencement) to more cryptic examples. Baude Cordiers Tout par compas, which was added to Chantilly along with the famous heart-shaped Belle bonne sage, also includes instructions for performance in its text:
66 67

Here de Looze is discussing Machauts Confort dami and La founteinne amoureuse. Ibid., 172.

PMFC 3, 2633.

Ursula Gnther addresses this topic, though the list of pieces she discusses is both debatable and incomplete. Gnther, Fourteenth-Century Music with Texts Revealing Performance Practice, in Studies in the Performance of Late Mediaeval Music, ed. Stanley Boorman (Cambridge: Cambridge University Press, 1983), 25370.
68

64 Tout par compas suy composes en ceste rode proprement. Pour moy chanter plus seurement Regarde com suy disposes, Compaing, je te pri chierement. Tout par compas suy composes Trois temps entiers par toys poses chacer me pues ioyeusement sen chantant as vray sentement. Tout par compas suy composes en ceste rode proprement pour moy chanter plus seurement. All with a compass I am composed Into this round, fittingly, To sing me more assuredly See how I am written down. Companion, I pray you earnestly. All with a compass I am composed Placed three tempora wholly by you, You can chase me joyfully If in singing youre true to me. All with a compass I am composed Into this round, fittingly, To sing me more assuredly.

Beginning with the seventh line, the performers sing out their instructionsto enter successively after three tempora. This piece has two canonic voices paired with a single tenor (not unlike the disposition of Ma fin est mon commencement or various Italian caccie). The tenor itself includes the simple note Tenor cuius finis est 2a nota (the tenor, whose end is the 2nd note). Like Ma fin, the text of Tout par compas is also playful, self-reflexively remarking on how its physical form reflects its musical form. Toute par compas also engages in authorial self-naming in a supplemental text included with the rondeau. Three additional rondeaux fill out the folio, two of which mention the composer in their refrains: Seigneurs ie vous pri chierement / pries pour celi qui ma fait, (Lords, I beseech you kindly, pray for the one who made me) and later, Maistre Baude Cordier se nomme / cilz qui composa ceste rode (Master Baude Cordier is the name of he who composed this round). Perhaps the most enigmatic of all such piecesindeed, one for which a solution has yet to be proposedis Ciconias Quod jactatur. The sung text of this piece declares: the virtue that is proposed is not demonstrated by the work, like water for fish, is often denied through

65 science.69 So far, little sense has been made of these lines, except to note that they call attention to the obfuscation inherent in the music of this three-voice canon. By contrast, the verbal canon that accompanies the piece is as straightforward as any from the 14th century: The tenor with the contra tenor and the triplum fuga at five [tempora].70 This canon would suggest that the three voices enter successively at a distance of five breves. The interval of imitation, however, is suggested enigmatically by a series of clefs and accidentals, as shown in Figure 1.4. It is a singularly cryptic piece, but even here the enigma resides in the challenge of resolving the musical puzzle and the sung text that self-consciously refers to this difficulty; the verbal canon is the one spot of clarity in otherwise murky waters. Unexpectedly, then, Quod jactatur confirms that verbal canons in this period are not intended to obscure, but to clarify.

Quod jactatur et virtus opere non demonstratur. Ut aqua pissis saepius scientia denegatur. I thank Lorenzo Calvelli for help with the translation and Michael Scott Cuthbert for sharing his thoughts on its meaning. Luciano Chessa translates this enigmatic line La virt di ci che mostrato non manifesta nellopera. Spesso la scienza nascosta come il pesce sottacqua as The virtue of that which is shown is not manifested in the work. Often science is hidden underwater like fish, which makes better sense; however, the translation is rather free. See Luciano Chessa, La scienza sommersa: I due canoni di Johannes Ciconia, Musica e storia 10 (2002): 40533, at 421.
69

Many attempts have been made, but none has yielded a workable solution. Anne Hallmark and Margaret Bent propose that the tenor begin on F, the contratenor follow at the fifth above (on C), five breves later, and the triplum enter on G, another fifth higher, at five breves distance. This solution works well for the first two voices, but the entry of the third introduces significant problems. See PMFC 24, 17576. Chessa, La scienza sommersa: I due canoni di Johannes Ciconia. Chessa argues that Ciconia intentionally cultivated enigma in Quod jactatur ; however, I must note that it is not the canon, as Chessa asserts, but the (presumably) sung text of the song that introduces what appears to be willful obfuscation. Michael Scott Cuthbert and I have been working on this problem with the aid of his software Music21, but while we have ruled out many possible solutions, we have yet to uncover one that improves significantly on Hallmark and Bents.
70

66

Figure 1.4. Ciconia, Quod jactatur (ModE M.5.24, fol. 20v)

Why might this come as a surprise? That is, why are we geared to expect complexity and enigmas from late 14th century music in the first place? In part, this reflexive posture arises from the complex and, at times, convoluted notation that is characteristically found in music manuscripts, ca. 1400. So-called ars subtilior notation assaults the eye in a way that no notation would again until the mid-20th century. Marked by a profusion of signs, colors, and rapid changes in mensuration, ars subtilior notation makes creating a mental image of the music especially difficult (or at least one that involves more than a confused jumble of imprecise proportions). Singing these pieces is not easy either. It is almost as hard to locate the difficulty in this music as it is to perform it. In his guide to music notation in the Middle Ages and the Renaissance, which remains a standard text to this day, Willi Apel writes of ars subtilior notation (which he refers to as mannered) as follows: Frequently these elaborations of notation are mere tricks of affected erudition, since the effects desired could be represented in much simpler ways. In other cases they are indispensable, leading then to a product of such rhythmical complexity that the modern reader may doubt whether an actual performance was ever

67 possible or intended.71 Apels characterization puts so much weight on notation that it understates the element of complexity in the music that notation records. It is true that certain pieces, such as Sur toute fleur la rose est colourie engage such a variety and complexity of proportions that performance of them may have been out of reacha result of which the composers must have been aware. On the other hand, the attitude of the theorists along with the instructive canons we have been considering is suggestive of a very different objective: a desire to record extremely complex music clearly, rather than to overwhelm the performer in the name of notational artifice. The label ars subtilior has undergone considerable scrutiny in recent years, with many scholars questioning the appropriateness of the term and attempting to ascertain the biases it has engendered.72 Even since the label ars subtilior supplanted Apels somewhat pejorative Apel, The Notation of Polyphonic Music, 9001600, 403. Our understanding of music notation between the ars nova and the early works of Du Fay has deepened substantially even since the last edition of this text, but some ideas die hard. Apel suggests that the complexity of this music may have been so great as to preclude performance. Apel suggests that the complexity of this repertory may have been so great as to preclude performance. This is probably overstated. Indeed the virtuosic repertory from the 19th century offers two important reminders: professional musicians are capable of amazing feats, and performances do not have to be mathematically precise to be viable and affecting.
71

In addition to studies already mentioned, see Dorit Esther Tanay, Noting Music, Marking Culture: The Intellectual Context of Rhythmic Notation, 12501400, Musicological Studies & Documents 46 (Hnssler-Verlag, 1999), chap. 7. Thomas Patteson calls on Jacques de Liege for insight into the term subtilias, noting that the term had been used earlier in the 14th century to describe the ars nova. As Jacques writes: To some, perhaps, the modern art will seem more perfect than the ancient, because it seems more subtle and more difficult. It appears to be more subtle because it reaches out further and makes many additions to the old art, as is evident in the notes and measures and modes (for the word subtle is used for that which is more penetrating, reaching out further). [] When it is said that the new art is more subtle [ars nova subtilior est] than the ancient, it must be said also that, granting this,
72

68 mannerist, music of this style continued to be characterized as overwrought, needlessly complicated, and existing purely for the sake of notation. The more recent reappraisal not only of the term ars subtilior, but also of the movement itself concludes strikingly that 14thcentury musicians actually sought clarity at every turn, rather than intentional obscurity. Concerning the proliferation of new symbols for notating rhythm, Dorit Tanay argues: Far from being products of a mannerist or decadent musical community, these apparently bizarre representational practices in fact display the new attentiveness of the age to clear, efficient, and unambiguous language.73 In the same vein, Anne Stone warns that the visual impact of the notation is so powerful that it has drawn our attention away from what was surely its primary function: to represent sounding music.74 In the face of the reputation of this music for being exceptionally complex, as well as that of the verbal canon for introducing deception, the original elucidary function of the verbal canon is instructive. While I will argue that the notation of certain later repertories was conceived with concerns that surpass clear communication, the canonic inscriptions in this period accompany notation that was

it is not therefore more perfect. For not all subtlety is proof of perfection, nor is greater subtlety proof of greater perfection. Jacques of Lige, Speculum musicae, Book VII, in Oliver Strunk and Leo Treitler, ed., Source Readings in Music History (New York: W. W. Norton and Company, 1998), 27172. Quoted in Thomas Patteson, Musica secundum imaginationem: Notation, Complexity, and Possibility in the Ars subtilior, unpublished paper completed at the University of Pennsylvania in 2008. Jason Stoessel, on the other hand, proposes to retain the term subtilior, applying it to a style of pieces, rather than an era outright. Stoessel, The Captive Scribe, 1024.
73 74

Tanay, Noting Music, Marking Culture, 235.

Anne Stone, Glimpses of the Unwritten Tradition in Some Ars Subtilior Works, Musica disciplina 50 (1996): 5993, at 60.

69 not complex for the sake of notational complexity, but for the sake of sounding complexity. The relationship between music and notation runs in both directions. While the motivations for complex ars subtilior notation were sonic in nature, they could never have been written down if notation did not rise to the challenge. This complex notation simultaneously stems from and allows for more involved music to be written. Clarity and precision were prized, even as musicparticularly rhythmbecame increasingly intricate. The next chapter deals with the other main type of verbal canonthe kind that prescribes repetitions of the tenor. These canons do not clarify in the same manner as those discussed above; rather, they instruct. They supplement musical notation not as music theory, but as an integral part of the composition. This second category of verbal canon exhibits an altogether different relationship with the notation it accompanies. From it emerges a different but still deeply visual aesthetic as well as a competing view of the role of notation in compositional conception.

Appendix 1.1. Verbal Canons that Treat Coloration1


Composer Vitry Piece Tuba sacre fidei/in arboris Machaut Ad te Suspiramus/ Inviolata genitrix/ Felix Virgo Anonymous Alpha vibrans monumentum/ Cetus venit heroycus/Amicum querit Source Ivrea, fols. 15v16r ParisBNF 22546 124v125r Chantilly 64v65r Canon Nigre notule sunt imperfecte et rube sunt perfecte Nigre sund perfecte et rubee imperfecte Rubee dicuntur modo perfecto, nigre imperfecto. Et in qualibet talia antequem pausetur retroeatur per semi ab ultima ad primam ipsius tallie notam. Et iterum eodem modo diminuendo a prima ad notam ultimam eiusdem tallie rediatur. Canon balade tenor et contratenor cantetur ad figuram binariam in proporcione ses qui tercia; ad quaternariam in dupla; ad terciam in ses qui altera et alie note rubee in ses qui octava [recte: sesquialtera] Ad semicirculum punctuatum huius Balade figure tam rubee quam nigre in proportione emiola, vacue vero in dupla, et relique in e(?) Translation Black notes are imperfect and red [notes] are perfect Black [notes] are perfect and red [notes are] imperfect Red notes are declaimed in perfect modus, black imperfect [modus]; and in each talea, before pausing, one should go back by half, from the last to the first note of that same talea, and one should go back again reducing in the same way (i.e. by half) from the first to the last note of the same talea. Canon of the ballade: the tenor and contratenor should be sung at a binary figure in sesquitertia proportion (4:3); at a 4 figure in dupla proportion (2:1); at a 3 in sesquialtera (3:2), and the other red notes in sesquialtera (3:2). At a semicircle with a dot of this ballad, both red and black figures are in proportion emiola (3:2), while void [notes] are in dupla (2:1), and the remaining in Notes/Effect Red: perfect Black: imperfect Red: imperfect Black: perfect Red: perfect modus Black: imperfect modus

J.O.

Lorques Arthus

Chantilly, fol. 40v

Anonymous Les gent deduit

UtreR 1846, fol. 19r

Red: sesquialtera, only at the level of the minim. It must apply to all three voices despite specifying only tenor and contratenor. Severely damaged. Also includes a theoretical discussion drawing on Guidos, Micrologus

70

Note: canons may be duplicated in the appendices if they apply to more than one type

Composer Philipus de Caserta

Piece Source Par les bons Gedeon Chantilly, fol. 45v

Johannes de Une dame requis Janua

Translation These should be sung as follows: void black notes in dupla proportion (2:1). And red both full and void in sesquialtera proportion (3:2), et cetera. And in the tenor line, other notes with tails on both sides in proportion dupla sesquiquarta (9:4). And all the others are sung as they lay. Canon ballate: Red notes are sung in ModE M.5.24, ballate: Note rubee cantantur in fol. 31r proportione sexquialtera. Note sesquialtera proportion. And notes with tails on both sides should be sung in caudate ab utraque parte in sexquiquarta cantentur [dupla] sexquiquarta (9:4). Canon. This ballata is sung as TurBN T.III.2, Canon. Ista ballata cantantur sic fol. 5v videlicet. Nocte nigre vacue cantantur follows: Void black notes are sung in proportione dupla; [red] notes, both in proportione dupla; [rubee] tam full and void, in proportione sesquialtera, plene quam vacue in proportione even in the tenor. Some black notes sexquialtera, etiam in tenore. Alie nocte nigre caudate ab utraque parte with tails on both sides are sung in proportione dupla sesquiquarta and others cantantur in proportione dupla as they lie. sexquiquarta et alie sicut iacent. ModE M.5.24, Canon ballate: Traitur sub una omnis Canon of the ballade: It is drawn fol. 12r cantus huius mensura. Superius nota under one mensura in the whole song. In the superius, note: the red notes rubee proportio dupla. Qui tenet inferius sexqui altera putet are in proportio dupla (2:1). The one who sings the lower part: keep in mind sesquialtera (3:2).

Canon Ista cantetur sic note vacue nigre in proporcione dupla. Et rubee tam plene quam vacue in proporcione sesquialtera. Et cetera. In tenore alie note caudate ab utraque parte in proporcione dupla sesquiquarta et cantatur alie sicut iacet.

Notes/Effect Black: dupla Red: sesquialtera Dragma: 9:4

Red: sesquialtera Dragma: 9:4

Black void: duple Red: sesquialtera Dragma: 9:4

Red (sup.): proportio dupla Red (lower vv.): sesquialtera breve equivalence, not minim

71

Composer Senleches

Piece La harpe de melodie

Source ChiN 54.1

Canon Se tu me veuls proprement prononchier Sus la tenur pour mieux etre d'acort Diapenthe te convient comenchier, Ou autrement tu seras en discort. Par blanc et noir per [se?]my sans oblyer lay le tonant ou tu li feras tort. Se tu me veluz proprement pronunchier Sus la tenur pour mieux etre d'acort Puis va chassant duz temps sanz temps fourvoyer, Proimere note en .d. prent son ressort. Harpe toudiz saunz espasse blecheir Par sentement me peuls doner confort Se tu me veulz proprement pronunchier

Chantilly, 43v

Se tu me veulz proprement pronuncier, sus la tenur pour miex estre de cort Diapenthe te co[n]vient comenchier. Ou autrament tu seras en discort. Pars blanc et noir per mi sans oublier lay le tonnant ou tu li feras acert. Se tu me vaulz etc. Puis va cassant duz temps sans fourvouer proimire note en .d. pren son ne sort harpe toudis sans espasse blechier. Par sentement me puis donner confort. Se te me vaulz etc.

Notes/Effect Black notes in the upper voice are half the length of red notes in that voice. Canonic voice begins on d, a fifth above the tenor. The second canonic voice begins two If you want to sing me properly, Above the tenor, for me to be in accord, tempora behind the first. Then go chassing at two tempora The notation utilizes Without getting sidetracked. only lines, not the The first note takes off on d The harp plays without using spaces between. spaces, With feeling, you can give me satisfaction If you want to sing me properly. see above Newberry version has the music written on the harp strings. The canon reading is also superior to that in Chantilly.

Translation If you want to sing me properly, Above the tenor, for me to be in accord You will have to begin at the fifth, Or else you'll be in discord. Let the white and black notes sound by half without forgetting, Or you will do them wrong.

72

Composer Piece Anonymous Credo

Source Old Hall 63r

Canon Rubie note ante figuram in primo cantu cantentur per proportionem duplam sesquiquartam. In secundo cantu sunt de tempore imperfecto perfecti. Tertio cantentur per proportionem subduplam sesquinonam [recte: sesquiquartam] Blodie notule cum pausis ubicunque inveniantur cantentur secundum proportionem duplam. Rubie note tam vacue quam plene post figuram in primo cantu per proportionem sesquialteram: in secundo vacue per proportionem duplam et plene sicut in primo cantu: in tertio vacue per proportionem triplam et plene sicut in primo secundo.

Translation Red notes in the first voice before the figure should be sung in proportio sesquiquartam (9:4). In the second voice they are sung in imperfect tempus, major prolation. In the third voice, they are sung in the proportio subduplam sesquiquartam (4:9). Blue notes and rests, wherever they occur, should be sung in proportio dupla.

Notes/Effect Red notes: 1st v.: sesquiquartam (9:4) 2nd v.: imperfect tempus, major prolation 3rd v.: subduplam sesquiquartam (9:4) Blue: dupla

Item tenor et contratenor sunt de tempore imperfecto perfecti. Notule rubie in tenore et contratenore per proportionem sesquialteram. Et tam rubie quam nigre in contratenore prefiguras [recte: per figuras?] per eandem proporcionem, secundum exigenciam figurarum.

Red notes, whether full or void, after the figure are sung in proportio sesquialtera (3:2) in the first voice. In the second [voice], void red notes are sung in dupla proportion and full in the same way as in the first voice (3:2). In the third [voice], void red notes are sung in tripla proportion, and full [red notes] as in the first and second [voices] (3:2). In the same way, the tenor and the contratenor are in imperfect tempus and minor prolation. Red notes in the tenor and contratenor are in sesquialtera proportion (3:2). And whether red or black you figure the notes by the same proportions according to the demands of the mensuration sign.

Red notes: 1st v.: sesquialtera 2nd v.: dupla 3rd v.: tripla

Red: sesquialtera Transcription adapted from Hughes and Bent, CMM 46-3.

73

Composer Antonio Zacara da Teramo

Piece Credo Cursor

Johannes Ciconia (?)

Padu... sernans

Translation Contratenor [singing] Factorem: first without red notes, second with red notes, and third the opposite (i.e. again without red notes) and is always declaimed with rests. BolC Q15, fol. Contratenor Et in Spiritum primo Contratenor [singing] Et in cum rubeis et semper cum pausis, Spiritum: first with red notes and 20r secundo sine rubeis always with rests; the second time without red notes PadU 1106, Canon tenorum: Rubee dicantur de Canon of the tenors: Red [notes] fol. 1v modo perfecto et tempore e converso, are declaimed in perfect modus and nigre vero e contra opposite tempus, while the black ones in the opposite way OxfBC 213, fol. 82v nigre cantantur in proportione sexquialtera Black notes are sung in sesquialtera proportion (3:2)

Source BolC Q15, fol. 19r

Canon Contratenor Factorem primo sine rubeis secundo cum rubeis 3o converso et dicitur semper cum pausis

Notes/Effect Red notes are used in a non-mensural fashion to indicate which notes are to be omitted on subsequent repetitions

Haucourt

Se jestoie aseure

Red: perfect modus, imperfect tempus Black: imperfect modus, perfect tempus Canon damaged Notation is otherwise void, not black.

74

Appendix 1.2. Canons that Define Mensuration Signs and Other Figures
Composer Haucourt Piece Se doit il plus Source Chantilly, fol. 15v Canon Ad semicirculum cum duobus punctis in proporcione sesquioctava cantatur Notes/Effect The 9:8 proportion indicated is vertical, not horizontal, so that 9 = 8 Ubi signum perfectionis reperitur When a sign of perfection is Mensuration signs cantetur in emiolia perfectione found, it should be sung in emiola coincide with change to [recte: proportione] proportion (3:2) coloration Ad semicirculum in proporcione At a semicircle, [sing] in all cases In Chantilly these are sex qui tertia ubique et notule in proportion sesquitertia (4:3) and written as red, not void, vacue balade in proporcione dupla the void notes of the ballade are and appear only in the cantetur. Et observatur modus sung in duple proportion. And top voice. perfectus in primo cursu balade. perfect modus is observed in the first cursus of the ballade. In proportione epitriti ad cemi At a semicircle, it should be sung in proportion epitrita (4:3). At the circle circulum cantetur. Ad circulum cum duobus punctis in proportione with two dots, in proportion emiola emiolii. Et ad circulum cum tribus (3:2). And at a circle with three in proportione epogdoii. [dots], in proportion epogdoa (9:8). Canon of the balad: 2 as it lies, 3 Canon balade 2 pro ut iacet, 3 in The duration of notes figuris .1. Tenor .1. de modo semper in figures, .1. Tenor .1. always with in various repetitions maiori. Contratenor .2. superior .3. major modus. Contratenor .2. above must be diminished, but per tertiam decantetur. Per medium .3. by a third is sung. By half .3. .2. the canon is not clear .3. .2. .1. .1. enough to be sure of the details. The ballade uses fractions not as proportions, but to indicate mensuration. Canon not included in ParBN 6771. Translation At the semicircle with two dots, it is sung in sesquioctava proportion

Matheus de Sancto Johanne Hasprois

Je chant ung chant

Chantilly, fol. 16r Chantilly, fol. 34v

tT M U M

Puis que je suis fumeux

Galoit

Le sault perilleux

Chantilly, fol. 37r

Goscalch

En nul estat

Chantilly, fol. 39v

75

Composer J.O.

Piece Lorques Arthus

Source Chantilly, fol. 40v

Canon Canon balade tenor et contratenor cantetur ad figuram binariam in proporcione ses qui tercia; ad quaternariam in dupla; ad terciam in ses qui altera et alie note rubee in ses qui octava [recte: sesquialtera]

Translation Canon of the ballade: the tenor and contratenor should be sung at a binary figure in sesquitertia proportion (4:3); at a 4 figure in duple proportion (2:1); at a 3 in sesquialtera (3:2), and the other red notes in sesquialtera (3:2). Canon of balade: [the cantus] and contratenor should be sung at a reverse dotted semicircle in sesquialtera proportion (3:2); at the numeral 2 in dupla proportion (2:1); at a dotted circle in dupla sesquiquarta proportion (9:4) and at the figure 3 in tripla proportion (3:1). Canon of the virelai: at a figure 2, it should be sung in dupla proportion (2:1); at a 3, in emiola proportion (3:2). The canon of this virelai: whenever you arrive at a sign of imperfect [tempus] and minor [prolation] it should be sung in proportion epitrito (4:3)

Notes/Effect Most proportional changes take place in the cantus and contratenor; the tenor is in except for a short stretch in 2, which makes the specification of tenor et contratenor odd.

J. C.

Se Geneine, Tristan Chantilly, fol. 41v

Bartolomeo da Bologna

Que pena maior

canon balade: [cantus] et contratenor cantetur ad semicirculum reversum punctuatum in proporcione ses qui alteram, ad figuram binariam in proporcione dupla, ad circulum punctuatum in proporcione dupla ses qui quarta et ad figuram trinariam in proporcione tripla. ModE M.5.24, canon virelarie: ad figuram .2. in fol. 37r dupla proportione cantetur. Ad .3. vero in proportione emiolia.

Anthonello de Caserta

Tres nouble dame

ModE M.5.24, Canon: Canon virilarie. Ubicumque in veneris signum fol. 28v imperfecti minoris cantetur de modo epitrito

76

Composer Hasprois

Piece Ma douce amour

Source Canon ModE M.5.24, Canon ballate. ad figuram ternariam in proporcione sexquialtera cantetur. fol. 28r ad binariam dupla. ad quaternariam vero tripla cantetur.

Chantilly, fol. 34r

Canon ad figuram ternariam cantetur in proporcione sexqualtera ad binariam in proporcione dupla. Et ad quaternariam in proporcione tripla. Jo. simonis de apre

OxfBC 213, fol. 123

Canon ad figuram 3am cantetur in proportione sesquialtera. Ad figuram 2am in dupla; ad 4am in tripla Canon. Figure huius balade semicirculum non punctuatum sequentes in epitrita pronunciantur proporcione, cetere sunt Contratenor la grant etc. pronunciatur ad semicirculum in sesquitercia et ad circulum in (eque) Ad semicirculum punctuatum huius Balade figure tam rubee quam nigre in proportione emiola, vacue vero in dupla, et relique in e(?)

Anonymous En un gardin

UtreR 1846, fol.21v

Anonymous La grant douour

UtreR 1846, fol. IIIAr UtreR 1846, fol. 19r

Anonymous Les gent deduit

Translation Canon of the ballade: at the ternary figure it should be sung in proportion sesquialtera (3:2), at the binary [figure] in dupla (2:1), while at the quaternary it should be sung in tripla (3:1) Canon: at the ternary figure it should be sung in sesquialtera proportion (3:2); at the binary [figure] in dupla proportion(2:1); and at the quaternary [figure] in tripla proportion (3:1). Jo. Simonis de Haspre Canon: at the figure 3 it should be sung in sesquialtera (3:2) proportion; at the 2 in dupla (2:1); at the 4 in tripla (3:1) The notes of this ballade which follow an undotted half circle are executed in epitrita proportion (4:3), the others are Contratenor la grant etc.: is sung at a semicircle in sesquitercia (4:3) and at a circle in At the semicircle with a dot of this ballad, both red and black figures are in proportion emiola (3:2), while void [notes] are in dupla (2:1), and the remaining in

Notes/Effect

Composer name is included directly after the canon as well as at the head of the page.

End of canon is damaged, rendering it unreadable Damaged.

Severely damaged. Also includes a theoretical discussion drawing on Guidos, Micrologus

77

Composer Piece Anonymous

Source Ascoli Piceno 142

Canon Canon tenoris. Modus talearum distinguitur in figuris. Primo ut iacent, secundo recte per medium ut sunt figure cantabis de imperfecto maiori, adendo post vacuas figuras nigras ut iacent.

Suzoy (?)

Pytagoras, Jabol, et Orpheus

TurBN T.III.2, fols. 4v5r

Chantilly, fol. 30v ParisBNN 22069 Franchois Lebertoul Depuis un peu un joyeux OxfBC 213, fol. 122v

Anonymous Se jay perdu tout ma part

OxfBC 213, fol. 114r

Canon iste ballate videlicet ad semicirculum et sursum in proportione dupla et alique prout iacent tam in cantu quam in tenore. hec cantetur per medie ubsque ad signum [Everist 2009 reports that the canon is as in Chantilly. I was unable to consult the source myself.] Canon: Ad circulum perfectionis cantetur in emiolia proportione, ad semicirculum percussum in proportione dupla Canon sub una mensura totum sed per medium quodlibet circulorum minimas equaliter cantabis Canitur per 9/3. figure allegorisimi ponuntur pro modis necnon circuli pro temporibus

Translation Canon of the tenor: the manner of the taleae is distinguished through figures. First as they are, second you will sing in imperfect [tempus] and major [prolation] [reduced] by half as the figures are, adding, after the void figures, the black ones as they are written. The canon of this ballade: namely that the upward-facing semicircle in duple proportion, and everything else exactly as they lie, in both the cantus and the tenor. This is sung by half at the sign

Notes/Effect It is difficult to be certain of the reading without checking it against the music, most of which is now lost.

Damages to the manuscript make the reading of this canon unclear.

Johannes de Verbum patris Sarto

OxfBC 213, fol. 12v

Canon: at a circle of perfection it should be sung in proportion emiolia (3:2); at a cut semicircle in dupla proportion (2:1). Canon: under one whole mensura, but by half. Wherever there is a circle you will sing minims equally. It is sung in 9/3. The Arabic figures denote modus and the circles, tempus

Stone and Plumley 2008 suggest the per medium is akin to a cut sign

78

Composer Johannes Cesaris

Piece Source Se par plour ou par OxfBC 213, dueil mener fol. 110r

Anonymous Ay mare, amice mi care

ParisBNN 22069

Anthonello de Caserta

Du val prilleus ou pour pris de jennesse

TurBN T.III.2, fols. 4v5r

Canon Canon ad figuram .6am in proportione sesquialtera. Ad. 4am in proportione dupla et ad .3am in proportione tripla cantetur Iste rondellus in prima sui parte cantetur prout figuratur, in secunda vero de binario numero, contra ternarium dupplicato et diminuto in quaternarium et octonarium. Ubi fuerit circulus rotondus sine puncto cantetur sub proportione sesquialtera; ubi vero fuerit circulus cum puncto cantetur et nonario ad quaternarium sub quo tonus impletur et sic de contrario. Canon. Ubicumque invenies signum minoris tam perfectionis quam imperfectionis signum est vacue, dicatur augmentando per tertiam partem et omnes prolaciones secundo imperfecto minori prose curare

Translation Canon: at a figure 6am it should be sung in sesquialtera proportion (3:2); at a 4am in dupla proportion (2:1), and at a 3am in tripla proportion (3:1). This rondeau in its first part should be sung as it is notated. While in its second part, [it should be sung] with the binary number doubled against the ternary and diminished into quaternary and eightfold. Wherever there is a round circle with no dot, it should be sung under sesquialtera proportion (3:2); while wherever there is a circle with a dot, it should be sung at nine to four under which the tone is filled and vice versa. Canon: whenever you find a sign of minor [prolation] either with perfect or imperfect [tempus], void figures are sung augmented by a third part and all prolations in the second minor are perfected

Notes/Effect

Transcription from Everist 2009. Meaning opaque in places.

Stoessel 2002 notes that the canon may suggest that the full red notation was originally void black notation such as found in Pn 6771.

79

Composer Piece Anonymous Medee fu

Source Chantilly fol. 24v

OxfBC 213, fol. 116v117r

FlorBN Panc. 26, fols. 107v108r

Anonymous Puisque am sui

TurBN J.II.9, 107r

Canon Canon ad figuram 3 in preporcione sexquialtera, a binariam in preporcione sexquitercia, ad quaternariam in proporcione dupla, cantetur relique pro ut iacent Canon ad figuram 3am in proporcione sesquialtera; ad figuram .2am. in proportione sesquitertia; ad figuram .4am. in proportione dupla. Canon ad figuram ternariam in proportione sesquialtera, ad binariam in proportione sesquitertia, ad quaternariam in proportione dupla: cantentur reliquae pro ut iacent. Canon balade cantus et contratenor talis est: Ad circulum trium punctorum in epitritam proportionem Ad semicirculum retrogradum per emyoliam Ad 8am figuram in dupla super bipartiens tercias Ad circulum duplicem in dyapason Ad figuram 4am in dupla emyolia Et ad semicirculum in dupla sexquitercia Residuum vero sicut iacet

Translation Notes/Effect Canon: at the figure 3 in sesquialtera proportion (3:2); at the binary [figure] in sesquitertia proportion (4:3); at the quaternary [figure] in proportione dupla (2:1); the remaining should be sung as they lie Canon: at a figure 3am in sesquialtera proportion (3:2); at a figure 2 in sesquitertia proportion (4:3); at a figure 4 in dupla proportion (2:1). Canon: at a ternary figure in sesquialtera proportion (3:2); at a binary [figure] in sesquitertia proportion (4:3); at a quaternary in dupla proportion (2:1); the remaining should be sung as they lie. The canon of the ballade for the cantus and contratenor is as follows: At the circle with three dots in epitrita proportion (4:3) At the reverse circle in emiola (3:2) At the figure 8 in double super bipartiens tercias (8:3) At the double circle [a circle inside a circle] in dyapason (2:1) At the figure 4 in dupla emiolia (5:2) At the semicircle in dupla sexquitercia (7:3) The rest, however, as it lies.

80

Composer Piece Anonymous En ravisant vostre beau

Source TurBN J.II.9, fol. 124v

Canon Canon ballade talis est. Ad circulum duplum in proporcione quadrupla. Ad figuram 4am in epitrita et ad figuram 3am in emiolia. Residuum vero sicut jacet Canon huius balade talis est: nam ad figuram 2am cantatur in dyapaso Ad 4am in epitrita ad 3am in dyapason dyapente Et ad 8am in hemiolia Residuum sicut jacet Canon balade talis est: ad figuram 9am in proporcione epogdoa ad 3am in emiolia ad 4am in epitrita ad circulum cum puncto in supsexquialtera ad circulum cum duobus punctis in supsexquitercia ad figuram 5am in dupla emiolia ad figuram 7am in tripla emiolia ad circulum duplicem in dupla sexquitertia ad circulum cum tri punctis in tripla sexquitercia et ad figura 2am in super biparciens tercias residuum sicut iacet

Anonymous Celle en qui iai

TurBN J.II.9, fol. 131r

Anonymous Sur toute fleur la rose est colourie

TurBN J.II.9, fol. 137r

Translation Notes/Effect The canon of the ballade is as follows: At the double circle, in quadruple proportion (4:1). At the figure 4 in epitrita (4:3) and at the figure 3 in emiolia (3:2). The rest, however, as it lies. The canon of this ballade is as follows: For at the figure 2, it should be sung in dyapason (2:1), at the 4 in epitrita (4:3), at the 3 in dyapason dyapente (3:1), and at the 8 in hemiolia (3:2). The rest, as it lies. The canon of the ballade is as follows: At the figure 9 in proportion epogoda (9:8) At the 3 in emiolia (3:2) At the 4 in epitrita (4:3) At the circle with a dot in supsexquialtera (2:3) At the circle with two dots in supsexquitercia (3:4) At the figure 5 in dupla emiolia (5:2) At the figure 7 in tripla emiolia (7:2) At the double circle in dupla sexquitertia (7:3) At the circle with three dots in tripla sexquitercia (10:3) And at the figure 2 in super biparciens tercias (5:3). The rest, as it lies.

81

Composer Piece Anonymous Je prens damour noriture

Source TurBN J.II.9, fol. 154r

Anonymous Tousiours servir ie veuil

TurBN J.II.9, fol. 158v

Canon Canon ad figuram 9am in proporcione epogoda ad 4am in quadrupla ad 3am in superbipartiens tercias ad cemicirculum in dupla emiolia ad 6am in tripla emolia a circulum cum puncto in supsexquialtera ad 8am in dupla epitrita ad circulum duplum in tripla epitrita Et ad figuram 2am in supsexquitercia residuum vero sicut iacet Canon Se vous vols ce rondellet chanter A quatre, le chants sans oblier, Fuiant de trois tans et non plus; Ainci sers de ce fait au dessus.

Translation Notes/Effect Canon, at the figure 9 in epogoda proportion (9:8) At the 4 in quadrupla (4:1) At the 3 in superbipartiens tercias (5:3) At the semicircle ( ) in dupla emiolia (5:2) At the 6 in tripla emiolia (7:2) At the dotted circle in supsexquialtera (2:3) At the 8 in dupla epitrita (7:3) At the double circle in tripla epitrita (10:3) And at the figure 2 in supsexquitercia (3:4) the rest, however, as it lies. Canon: If you want to sing this rondeau with four voices, sing without forgetting, going after three tempora and no more, So you will therefore be above.

82

83

CHAPTER 2

Homographism from Motet to Mass Cycle

he use of verbal canons to clarify such aspects of notation as coloration and mensuration and proportion signs eventually receded. As it did, the function of the

verbal canon shifted to offer instructions regarding the repetition and transformation of a single notated line, usually the tenor. This treatment generally occurred in motets, which, in the early 15th century, were conceived in larger dimensions and contained longer tenors than before. In this context, the verbal canon assumes a dynamic, essential role, initiating musical processes rather than merely explaining otherwise complete notation. In a survey of verbal canons from the first decades of the 15th century, Charles Turner produced a taxonomy of effects.1 The clarifying function of canons continues during this period: they could be used to describe an anomalous notational usage or to indicate modus, tempus, or prolation. Often this could have been indicated with mensuration signs, Charles Turner, Sub obscuritate quadam ostendens : Latin Canon in the Early Renaissance Motet, Early Music 30 (2002): 16587. On the topic of early 15th-century motets, which I will not extensively discuss here, see Julie E. Cumming, The Motet in the Age of Du Fay (Cambridge: Cambridge University Press, 2003); J. Michael Allsen, Style and Intertextuality in the Isorhythmic Motet, 14001440 (Ph.D. diss., University of Wisconsin at Madison, 1992); and idem, Tenores ad longum and Rhythmic Cues in the Early Fifteenth-Century Motet, Plainsong and Medieval Music 12 (2003): 4369.
1

84 but widespread use of these signs was so new as to suggest that this use of canons might be considered a form of clarification. Canons could be used to relate the mensuration sign of the tenor to that of the other voices. Far more common in this period were canons dealing with the repetition of a given line. Most often, canons used in this way aimed to indicate transformed repetitions (e.g., through transposition, retrograde, and/or inversion), to specify the omission of rests during certain statements, or to describe proportional transformation on certain repetitions. This durational manipulation took three main forms: indicating duration relative to the integer valor, duration relative to the preceding tenor statement, or tempo relative to the integer valor. These motets, based on the repetition of preexisting tenors, which may or may not include manipulations of the sort Turner catalogued, have for much of the last century been designated isorhythmic motets. The term isorhythm, however, now stands on shaky ground. Unlike talea and color, which date back to the 14th century, isorhythm is a modern term, coined by Friedrich Ludwig in 1904. 2 Julie Cumming notes that different scholars use the term isorhythm in different ways. This imprecision, she argues, does a disservice to the variety of rhythmic structures found in works considered isorhythmic and nonisorhythmic alike. 3 Margaret Bent recently challenged its increasingly broad use, arguing that it now encompasses musical procedures that exceed its original meaning.4 The various cantus Friedrich Ludwig, Studien ber die Geschichte der mehrstimmigen Musik im Mittelalter. II. Die 50 Beispiele Coussemakers aus der Handschrift von Montpellier, Sammelbnde der Internationalen Musikgesellschaft 5/2 (1904): 177224, at 22324.
2 3 4

Cumming, The Motet in the Age of Du Fay, 82. Margaret Bent, What is Isorhythm? in Quomodo cantabimus canticum? Studies in honor of Edward

85 firmus procedures loosely referred to as isorhythmic are intimately tied in with questions of notation and manipulation by verbal canon because the ways in which composers represent these structures reveal how they think about the procedures themselves. Just as notation and theory shape the music they preserve, the terms we use to describe this music reveals a great deal about both the music observed and the observers. Bents reconsideration is therefore as important for what it says about the music as for its historiographical inquiry into how a set of musical qualities came to define a genre that would go on to assume considerable importance. In this chapter I explore the consequences of the labels we assign for our view of early 15th-century repertory. I aim to replace taxonomic labeling with descriptions of musical practices, in the hope of identifying some of the biases that obscure attempts, however inadequate, of understanding the music on its own terms. (This is not to say that I see no value in anachronistic analytical methods, which can be tremendously useful. It is crucial, however, that they not be passed off as historical.) This reconsideration has two main thrusts, from which the structure of this chapter will emerge. The first is the problem of the term isorhythm itself, which is ill-suited to the manner in which it is currently used. This results, as Bent suggests, in an overemphasis on rhythm when, in fact, other factors actively shape this repertory. But beyond the emphasis on rhythm at the expense of other musical parameters, the manner in which rhythm is usually treated is anachronistic, for it focuses on absolute durations rather than on individual notes. For the repertory at hand, H. Roesner, ed. David Butler Cannata, Gabriela Ilnitchi Currie, Rena Charnin Mueller, and John Louis Ndas (Middleton, Wis.: American Institute of Musicology, 2008), 12143.

86 these distinctions are not merely semantic; they introduce ideas that impede the clarity with which we view this music and establish and cement expectations that are incompatible with the repertory itself. The second problem that must be addressed is the genre of the isorhythmic motet and the looming prominence it assumed. Since the term isorhythm has had a rather wide application, it has been applied to motets with a spectrum of musical features. Over the course of the 20th century, the isorhythmic motet ascended to the apex of late medieval musical achievement and, in the process, inappropriately became the measuring rod against which other music would be judged. Furthermore, the term isorhythm has not only hampered productive comparison among motets, as Cumming asserts, but it has also hampered the effective evaluation of the relationship between the motet and later repertoriesprimarily the cyclic mass. That many aspects of cantus-firmus treatment were carried over from the motet into the cyclic mass is recognized, but inappropriate terminology has hindered the discussion of these similarities and of the differences prompted by other features of each genre. The hegemony of the isorhythmic motet downplays the centrality of notation to the creation of many pieces that are commonly called isorhythmic. This chapter builds on Bents call to reevaluate this repertory and, with the air cleared, assess how late 14thcentury musical procedures were carried into the generation of Guillaume Du Fay and his contemporaries.

87

Being Careful with Words


Bent notes that isorhythm is problematic as a determinant of the motet genre.5 Related to the problem of ill-fitting terminology are the value judgments that have gone along with the creation of the monolith of the isorhythmic motet. The difficulty is compounded when complex proportional schemes and elaborate manipulations are held up as the pinnacle of sophistication within the genre. This estimation is problematic because the procedures deemed so sophisticated should not properly be considered isorhythm at all. Bent calls for limiting the scope of the term isorhythm to the original sense in which Ludwig coined it: those few pieces in which a rhythmic pattern is repeated exactly (that is, not augmented or diminished, either proportionally or mensurally), and in which the rhythmic repeats occur independently of melodic repetition. She argues that the term isorhythm has come to encompass a variety of cantus-firmus procedures, including things which are either not equal or do not refer to rhythm.6 Ironically, she notes, transformative procedures such as successive diminution came to dominate the isorhythmic motet genre, sometimes at the expense of music that is truly isorhythmic. She attributes this largely to a celebration of intellectualism and increasingly complex structures.7 What are the consequences of allowing the term isorhythm to expand to a point at which it covers a wider range of musical procedures than the term itself describes? One problem is that the term has come to include so many different musical procedures that
5 6 7

Ibid., 138. Ibid., 122. Ibid., 127.

88 it no longer has a specific meaning. The terms we use inherently create taxonomies, so by lumping together pieces that exhibit different musical procedures, one downplays the variety of compositional approaches found in these pieces. The term isorhythm suggests that the heard series of durations (rhythm) was a chief organizing feature of these pieces, when, in fact, melodic repetitions (isomelism) are far more common. Even more common than true isorhythm or isomely are pieces that feature tenors comprised of the repetition, and, often, reinterpretation of a single notated line. I follow Bent in adopting the term homographic to refer to such works.8 I believe this term appropriately shifts emphasis to the primary musical feature explored in these pieces: writing. The centrality of notation to homographic pieces and these compositions importance for later repertories cut to central concerns of this dissertation. Allowing homographic pieces to be subsumed under the label isorhythm inappropriately shifts the emphasis from writing to rhythm, a problematic term in itself. This distinction is not merely semantic. Truly isorhythmic compositions feature precise rhythmic repetition, while the point of homographic works that feature mensural reinterpretation (which most do) is rhythmic difference. The way that 14th-century motets have been understood has cast a shadow over our understanding of 15th-century pieces that adopt similar procedures. Furthermore, verbal canons and the potential inherent in a written line are central to the creation of homographic works, but they have virtually no place in truly isorhythmic ones. Almost all isorhythmic motets composed after 1400 are really homographic, including some paradigmatic examples
8

Ibid., 122 and n. 10.

89 such as Du Fays Nuper rosarum flores. Until Bent sounded a note of caution, the umbrella term isorhythm subsumed all of these pieces, even privileging them for structural designs that went beyond mere repetition. The label homographic is quite broad and may encompass many different procedures, but all of them are achieved by variously reading a single notated line. These procedures include mensural reinterpretation, mensural augmentation or diminution, or proportional augmentation or diminution. They also include any procedure that can be expressed by a verbal canon, such as retrograde, omission of notes or rests (used often to omit initial rests that accommodate an introductory duo in the upper voices), or, more rarely, inversion. Because the term is broad, it includes pieces that have little in common aside from their repetition of a line that is notated only once. The great variety of compositional procedures that can be derived from a single written line speaks to the flexibility of the late medieval notational system. Beyond terminological issues, an overemphasis so-called isorhythmic procedures has encouraged us to downplay or even apologize for truly fascinating compositions simply because they are not isorhythmic, and to overlook other important similarities among such pieces. Even an account of the cantus-firmus repertory as extensive and detailed as Edgar Sparkss shares in this exaggerated view of the centrality of isorhythm. For example, Sparks identified what he called incidental isorhythm to describe pieces with framework tenors that bear resemblance to isorhythmic construction but are not based on exact rhythmic

90 repetition.9 Under this heading Sparks includes Dunstaples motet Veni sancte spiritus/Consolator optime/Sancte spiritus. This motet is remarkable for its structural organization, which employs both inversion and retrograde in its tenor transformations; it is one of the earliest surviving pieces to feature melodic inversion.10 Dunstaple notates the tenor once and includes a verbal canon that governs its transformations: Canon primo directe secundo subverte lineam, Tercio revertere removendo terciam partem et capias diapenthe si vis habere tenorem. Sancti spiritus. The tenor is to perform his music first as written, then inverted, then in retrograde at the lower fifth. With the retrograde statement of the tenor, the rhythmic pattern changes Edgar H. Sparks, Cantus Firmus in Mass and Motet 14201520 (Berkeley: University of California Press, 1963), 8789.
9

Another contemporary piece that feature inversion is an anonymous Gloria in LonBL 40011B (fol. 10r). Here the contratenor is not written out but is derived from the tenor by means of the canon: hic tenor es arsis et contra sit tibi thesis/Tenor et contratenor/Ad finem quod brevis sol discat et advenit hac sis The contratenor therefore reads the tenor voice in inversion at the fifth below (this is arsis becoming thesis and vice versa). Manfred Bukofzer notes that the folio contains traces of an erased resolution and concludes that somebody must have written out the puzzle and that he or a later user must have thought better of it and erased it again so as to make the other singers use not only their throats but also their heads. See Manfred Bukofzer, The Fountains Fragment, in Studies in Medieval and Renaissance Music (London: J. M. Dent & Sons, 1950), 86112, at 108. Dating of these fragments is problematic, since they were rebound in a memorandum book of Fountains Abbey between 1446 and 1460, but likely date from much earlier. Margaret Bent proposes a date of around 1400 for the musical fragments. One unusual feature of these fragments is that the music they contain features void notation, rather than the full black notation more commonly found in British manuscripts of the early 15th century. Margaret Bent, The Fountains Fragments, Musical Sources 26 (Clarabricken, Kilkenny, Ireland: Boethius, 1987). The second line of the canon appears in a different ink from the first line and is difficult to read with certainty. Our sense of the design of this Gloria is based on the edition by Edward Kershaw in The Fountains Fragments: Late-Fourteenth-Century Polyphony for the Mass from a Fountains Abbey Memorial Book, Medieval Church Music 2 (Newton Abbot: Antico Edition, 1989).
10

91 such that it is no longer strictly isorhythmic. (On the other hand, the inversion leaves the rhythmic values intact.) Sparks writes: The color is not broken into taleae, and rhythmic repetition occurs between the first and second statements only because melodic inversion does not interfere with the rhythmic values. The third statement, in retrograde motion, gives a different succession of note values, showing that Dunstable did not consider repetition of rhythmic pattern the basis of the structure.11 He goes on to observe that Dunstaple could have worked around this solution by making the rhythm a palindrome, which would yield the same pattern when read forward and backward. In fact, we have no reason to expect Dunstaple to write a palindromic tenor. To characterize the failure of this example to adhere strictly to the rubrics of isorhythm as a shortcoming or missed opportunity is clearly to overvalue the procedure. Dunstaples motet is founded on a different albeit related structure, and its central compositional conceit is based on a single written line, not a series of durations. The repetitions of Dunstaples tenor all derive from a single written line, and, unlike the underlying process of isorhythm, which is founded on similitude, his transformational scheme emphasizes the differences in both rhythm and pitch that result from the transformational processes. A few pieces that feature retrograde, such as Du Fays Balsamus et munda cera/Isti sunt agni novelli, do go out of their way to ensure that the performed rhythm is the same backwards as forwards. Others, however, like Vitrys Garrit gallus/In nova fert, ensconce their use of retrograde in a concern for visual symmetry, as opposed to the rhythmic symmetry traditionally associated with

11

Sparks, Cantus Firmus in Mass and Motet, 88.

92 isorhythm.12 Viewing Dunstaples motet against the backdrop of a transformational scheme based on a single written line raises serious questions about the more traditional view of the work reflected in Sparkss analysis. Rather than view deviations or variations from a strict isorhythmic structure as deficits, we might see them as features to be investigated or even celebrated, in their own right. The elevation of one musical feature above all others in this manner seems to lead to a set of expectations that is incompatible with the musical procedures underlying this repertory.

Notions of R hythm
Reconsideration of the term isorhythm raises a host of related questions centered on the term rhythm itself. I suggest that what we mean by rhythm today has no real equivalent in late medieval thought. In the 14th and 15th centuries, the idea of rhythm was inseparable from notation. The concept of absolute durations as we know it today did not come into consideration then; the conceptual focus was directed, rather, to the flexible and context-dependent notes of mensural notation.13 Any attempt to differentiate between the note and its related duration that can be identified would be hampered by the fact that notation is discussed in the same language as theory. The motet repertory offers the most Virginia Newes, Writing, Reading and Memorizing: The Transmission and Resolution of Retrograde Canons from the 14th and Early 15th Centuries, Early Music 18 (1990): 218 34.
12

Rob C. Wegman, Petrus de Domartos Missa Spiritus almus and the Early History of the Four-Voice Mass in the Fifteenth Century, Early Music History 10 (1991): 235303, esp. 24448 and 26769.
13

93 compelling evidence of the thoroughgoing reliance on mensural concepts that pervades late medieval rhythm. This fundamental difference from the modern conception of rhythm has profound consequences for the analysis of late medieval music, particularly of works that feature rhythmic repetition. The term rhythm was not used in the 14th or 15th centuries in the same way it is today. The conceptualization of rhythm was not posited on an abstract series of durations; instead, written figures served as an interpretive baseline. Indeed, Bent notes that the 14th-century theorists [Johannes de] Muris and [Johannes] Boenboth use a common notational touchstone of comparability, figura or corpora, and not the criterion of similarity in realized results that underlie most diagnoses of isorhythm.14 The visual focus inherent in the language Muris and Boen use to describe rhythm comes to the fore. Charles Atkinson remarks that it is odd that the word figura would be used for a note at all: The most common use of the term figura in earlier treatises on music is to indicate a diagram, he notes, although it is sometimes used to designate pitches, particularly in conjunction with measurement of the monochord.[T]he earliest use of figura as a term designating practical notational signs seems to be in the thirteenth century, in treatises dealing with mensural music. Although it is sometimes equated with nota, as in both Anon. VII and Anon. IVfigura especially when used by itselfcarries with it the connotation of a precise, measurable value.15 The term figura addresses the shape of the note, which is the aspect that conveys information
14

Bent, What is Isorhythm? 130.

The essay from which this comment is drawn includes a detailed discussion that accounts for the use of the term figura in many medieval theoretical treatises. See, Charles M. Atkinson, Franco of Cologne on the Rhythm of Organum Purum, Early Music History 9 (1990): 126, at 14.
15

94 about rhythm: describing rhythmic patterns as figurae shifts the emphasis from the purely sonic to the written. This suggests that, for the medieval theorist, sounding and written rhythm were not easily disentangled. Of course, both theoretical writings and surviving musical repertory reveal that late medieval musicians had to have been attuned to performed durations as a specific valence of rhythm. Johannes de Muris, for example, writes that a figure is a sign, the musical object[,] that which is signified. (Figura autem signu est, res musicalis significatum.)16 This statement comes in the midst of a particularly thorny section of the treatise Notitia artis musicae, in which the theorist grapples with the application of semiotic theory to musical notation. In it we see Muriss attempts to distinguish between the res musicalis and the language through which it is expressed. Dorit Tanay has contributed a beautiful discussion of the struggles of 14th-century theorists (and of Muris, in particular) with the relationship between notational signs and their referents. She reports that Muris recognized that note shapes were arbitrary signs, and that each shape was but one form a given figure could assume. He writes: A note includes two forms: the quadrilateral figure, which is the primary one, and the signification, which is the secondary one. (Notula ergo duas includit formas: figuram quadrilateram, quae primaria est, et significationem, quae secundaria est.)17 The fact that the language of notation
16

Johannes de Muris, Notitia artis musicae, 75; cf. p. 91. Quoted and translated in Dorit Tanay, Noting Music, Marking Culture: The Intellectual Context of Rhythmic Notation, 12501400, Musicological Studies & Documents 46 (Holzgerlingen: Hnssler-Verlag, 1999), 57.

17

Muris, Notitia artis musicae, 71; cf. p. 91. Quoted and translated in Tanay, Noting Music, Marking Culture, 57. The full passage quoted at the beginning of this paragraph reads: The diversity of the figure is no objection, for a figure does not imperfect a figure, since every figure is formally perfect. But that which is signified by the name of one figure imperfects

95 is the language of theory frustrates or at least confuses Muriss attempt to provide nuance in his discussion of the semiotic system. As we shall see, these distinctions are more clearly demonstrated through music than described in words. Indeed, even the music of the period itself may be considered a sort of theoretical practicum. Given how many theorists of this period illustrate their points about notation with reference to specific pieces, there is a way in which theory flows directly from the repertory. Muriss problem may be recast, not as one of linguistic shortcoming, but instead as an individual struggling to theorize and characterize the overriding order governing the body of music he is faced with. Beyond the canonic examples alone, virtually all polyphony of this period is evidence of theoretical grappling, and the actual notation was to medieval writers and musicians a theoretical text. For all the emphasis on specific rhythmic information they contain, figurae are not completely specific. A figure must be read within a mensural context in order to convey a particular rhythm, since no specific rhythmic value is intrinsic to the figure. The majority of that which is referred to by the name of the other. For a figure is a sign, the musical object that which is signified. (Nec obstat figurae diversitas, quia figura figuram non imperficit, cum omnis figura sit formaliter perfecta. Sed illud, quod nomine unius figurae significatur, imperficit illud, quod nomine alterius importatur. Figura autem signum est, res musicalis significatum.) This passage is revealing, for Muris refers to the note as the name of one figure, highlighting that the name of the figure (the sign) and the name of the concept are one and the same. The difficulty for Muris here is the difference in medium of the sign and its signified; a figure (the conventional sign) cannot be formally imperfect, but the musical object to which it refers can. Though Muris does not go into it, this is also consistent with the figural identity between an imperfect and a perfect breve, for example. Nothing may be done to that written note to imperfect it, for it is by nature formally perfect, but the concept to which it refers may be so imperfected. Thus imperfection is not indexed in the written sign.

96 transformations used by homographic pieces demonstrate a common interest in exploiting the ambiguity inherent in these figurae, since the same sign can generate different meanings. It comes as no surprise, therefore, that the emphasis in medieval music theory on note shapes, rather than on the rhythms they produce, helped to give rise to the predilection for rhythmic ambiguity we have described. Like Muris and Boen, Anonymous V equates the concept of rhythm with notation in his Ars cantus mensurabilis. In his discussion of talea he writes: Quod talla dicitur quando repetuntur eedem note sub eisdem figuris sub diversis tamen vocibus. The Grove dictionary entry on talea translates this passage as: [W]hen the same note shapes [i.e. rhythms] are repeated, but with different pitches, this is called talia.18 The ease with which note shapes takes the place of rhythms glosses over an important distinction. Rather than describe the repeated entity in terms of abstract rhythm, Anonymous V emphasizes written expression. In fact, the translation quoted here attempts to reverse the real meaning of the passage by shifting emphasis back to the modern understanding of rhythm by glossing the word figure with i.e. rhythms. C. Matthew Balensuela, who edited and translated the entire treatise, translates the sentence in question as: That it is said to be talla when the same notes are repeated under the same figures but under different pitches.19 It is precisely this distinction to which I want to call attentionthat note shapes in the music under consideration do not
18

Ernest H. Sanders, Talea, Grove Music Online, Oxford Music Online, n.d., http://proxy. library.upenn.edu:4124/subscriber/article_citations/grove/music/27414?q=talea&search=q uick&pos=1&_start=1, (accessed August 4, 2011).

C. Matthew Balensuela, ed. and trans., Ars cantus mensurabilis mensurata per modos iuris (Lincoln: University of Nebraska Press, 1994), 24849.
19

97 always correspond exactly with (heard) rhythm. The question of what is meant by the word talea is one to which we shall return. One early example of a motet featuring a homographic tenorand a popular one, to judge from its wide transmission, is Egidius de Pusiexs Portio nature/Ida capillorum. 20 The motet tenor is comprised of a variant form of the antiphon Ante thronum Trinitatis, disposed in four statements, each consisting of two taleae (Figure 2.1).

Figure 2.1. Egidius, Portio nature/Ida capillorum, tenor (Ivrea 115, fol. 6v)

The tenor includes a rhythmic pattern: B B L B B L B-rest B L B B L B B L B-rest B L, which is repeated twice for each statement of the color. Though this tenor is written only once, it must be sung four times, undergoing both mensural reinterpretation and diminution, so that each repetition looks the same but sounds different. In this motet, Egidius exploits the flexibility inherent in the shapes of breves and longae. By redefining them with external parameters (in this case, a verbal canon), he extracts Edited in PMFC 5, 2435. This volume includes separate editions of the motet in its versions from Ivrea 115 and Chantilly. Sources for the motet include Ivrea 115 (fols. 6v7r), Chantilly (61v62r), StrasBM 222 (74v75r), LeidUB 342a (part of triplum only), and ParisBNF 23190 (lost). Ivrea, Chantilly, and Stras all have similar notation of the tenor, except Chantilly has the sixth note as c rather than c, as it is in Ivrea. Chantilly also includes one sharp in the signature where Ivrea does not. The readings in Stras match those of Ivrea down to the ligatures.
20

98 different temporal values on each pass. In Ivrea 115 (fols. 6v7r), repetitions are signaled with the verbal canon: primo dicitur perfecte, secundo imperfecte, tertio sese [cise?] per semi de primo, quarto de secundo (it is first to be sung in perfect [modus], second in imperfect [modus], third, cut by half of the first, the fourth [cut by half] of the second). 21 Here Egidius combines mensural reinterpretation with proportional diminution. The contratenor bears the inscription dicitur ad modum tenoris (it is to be sung in the manner of the tenor). When this rhythmic pattern is read in perfect tempus, every breve preceding a longa is altered according to the rule similis ante similem perfecta est. In imperfect time, no breves are altered, and longae are imperfect. Bent would remind us that, although this piece is frequently referred to as isorhythmic, the only true isorhythm is this twice-repeated rhythmic pattern that comprises a single color. 22 Fourteenth-century theorists never discuss rhythm as an exclusively heard phenomenon. Their discussion is necessarily tied to note names, which are also the names of note shapes. As I have noted, they were nonetheless aware of the potential disconnect between the written and the sounding. Indeed, this can be said to constitute a semantic loophole the early theorists were keen to explore, as motets like Portio nature/Ida capillorum attest. They Often, canons indicating diminution will use only the words per semi or per medio, but this one, along with a few others, notably Du Fays Fulgens Iubar, includes the word cise. This canon is discussed in Turner, Latin Canon in the Early Renaissance Motet, 16587; and Ruth DeFord and Charles Turner, Du Fays Canons, Early Music 30 (2002): 65354.
21

Rhythmic repetition in Portio nature/Ida capillorum is not limited to the tenor. As Anna Zayaruznaya shows, the upper voices of this motet feature supertaleae that align with the four main sections of the motet. See Form and Idea in the Ars nova motet (Ph.D. diss., Harvard University, 2010), 12426.
22

99 could (and sometimes did) distinguish between perfect and imperfect notes. Anonymous V mentions Portio nature/Ida capillorum in the chapter on talea and color in his treatise Ars cantus mensurabilis mensurata per modos iuris, in which he uses the tenor to illustrate the principle of color. 23 Color, he writes, is when the same pitches are repeated but under different figures;24 he includes the following example as a counterpoint to the definition of talea, already discussed:

color with the tenor of Portio nature/Ida capillorum (taken from Balensuelas edition, 259)

Figure 2.2. Anonymous V, Example from Ars cantus mensurabilis mensurata per modos iuris demonstrating

Tenor as written in manuscript sources

Tenor diminished per semi to demonstrate second color

On comparing this figure with Figure 2.1 above, it becomes immediately apparent that Anonymous V does not quote the tenor of Ida capillorum exactly; instead, he constructs a variant of it. The two halves of this example correspond to a statement of the tenor ut iacet (though perfect or imperfect modus is not specified), followed by a diminished statement in which each note has been replaced with one of the next lower form (long by breve, breve by semibreve; again, tempus is not designated as perfect or imperfect). 25 If we ignore instances
23

Balensuela, ed., Ars Cantus Mensurabilis Mensurata, 25657.

Quod color est quando repetuntur eedem voces sub diversis tamen figures, ut habetur in tenore Portio nature vel Ida capillorum ut hic, per exemplum. Ibid.
24 25

In order to sing the tenor of Portio nature/Ida capillorum from this notation, one would have to sing the first half in perfect and then imperfect modus, followed by the second half first in perfect, then imperfect tempus.

100 of melodic variation from the versions preserved in music manuscripts, it becomes clear that Anonymous V is using the diminished repetition of the melodic pattern to demonstrate the concept of color. The second statement is written under different figures but with the same melodic pattern. In this example, Anonymous V writes out the diminution specified by the canon but ignores the mensural reinterpretation. Part of my point in this section is there would be no simple way for him to write out the mensural reinterpretation specified by the canon, but he does not even mention that the tenorthat is, the first half of his figureis repeated in perfect then imperfect time before being diminished. He makes no mention of the rhythmic relationship between these two halves. And although this example directly follows one demonstrating the concept of talea, he gives no indication that he sees the diminished version of the Portio nature/Ida capillorum tenor as related to that discussion. In addressing this same motet some six hundred years later, Reinhard Strohm focuses not on the repeated melodic (or rhythmic) patterns, but on the rhythmic transformations arising from the verbal canon: In this work, the tenor periods relate in the ratio of 6:4:3:2 in length, but only one period is actually written out. By applying four different mensurations to this basic series of note-shapes, the composer not only changes the total length of the period, but also its internal rhythm.What appears to be a single series of signs has to be read in four different ways to produce the structure of the whole work.26 Strohms accompanying example, reproduced as Figure 2.3, is rather different than that of Anonymous V: Strohm writes it out in modern, reduced values, making explicit the absolute durations resulting Reinhard Strohm, The Rise of European Music, 13801500 (Cambridge: Cambridge University Press, 1993), 4041.
26

101 from the prescribed tenor readings. Because his focus is on the reinterpretation of a single line, melodic repetition is implicit, shown in the vertical alignment of the repetitions.

Figure 2.3. Tenor repetitions of Portio nature/Ida capillorum from Reinhard Strohm, The Rise of
European Music, 4041

Even if he had wanted to, Anonymous V would have had difficulty explaining these mensural reinterpretations with the same clarity that Strohm does. This can be attributed, in part, to the very durational ambivalence of signs that allowed such a work to have been written in the first place. Mid-14th-century rhythmic notation was better suited to creating such tenors than to analyzing them. Indeed, they exist in their own medium and really resist translation. Perhaps this is why no theorist attempts to explain the possibilities inherent in the various manifestations of homographic tenors. The tenor of Portio/Ida capillorum highlights notations generative function: it comprises four readings of the same notated line. Not every series of note shapes can be read

102 in both perfect and imperfect time, nor does every series of note shapes result in durational variants when transformed from triple to duple. 27 The Ivrea notation of the tenor Ante tronum emphasizes notational parity (Egidiuss touchtone of comparability), while Strohms writtenout versionor that found in most modern editionsemphasizes difference. Both present essential aspects of the composition, highlighting how the simultaneous presence of sameness and difference makes homographic notation so compelling.

R hythm and Taleae


The anonymous motet Alpha vibrans/Coetus venit/Amicum querit preserved in Chantilly (fols. 64v65r) also features a verbal canon that specifies the repetition of its tenor. This repetition scheme is, however, much more involved than that of Portio/Ida capillorum. The tenor is instructed: Red notes are declaimed in perfect modus, black imperfect [modus]; and in each talea, before pausing, one should go back by half, from the last to the first note of that same talea, and one should go back again reducing in the same way [i.e., by half] from the first to the last note of the same talea .28 That the motet uses coloration in a less common manner (i.e., red for perfect, black for imperfect values) is but one of the anomalous notational features found in Alpha vibrans. First, the motet is structured by the repetition of sections that Daniel Leech-Wilkinson explains this point in more detail in Compositional Techniques in the Four-Part Isorhythmic Motets of Philippe De Vitry and His Contemporaries, Outstanding Dissertations in Music from British Universities (New York: Garland, 1989), 179.
27

Rubee dicuntur modo perfecto, nigre imperfecto. Et in qualibet talia antequem pausetur retroeatur per semi ab ultima ad primam ipsius tallie notam. Et iterum eodem modo diminuendo a prima ad notam ultimam eiusdem tallie rediatur.
28

103 are read in retrograde as well as in diminution. Figure 2.4, which shows an annotated image of the tenor, illustrates its somewhat complex structure.

Figure 2.4. Anonymous, Alpha vibrans/Coetus venit/Amicum querit, tenor (Chantilly, fol. 64v, annotated)
I. Rhythmic pattern II. Repeated rhythmic pattern, (both notated and realized)

{
a b a ut iacet dim. & retro. diminished 1 2 3

{
b

The tenor first sings the initial nine notes as written (bracketed and labeled Ia), then repeats the same section in retrograde with diminution per semi, and finally repeats the section a third time, with forward motion but still diminished. This threefold repetition scheme is then followed for each of the subsequent bracketed sections. In the figure, repetitions are numbered: arrows show direction and the presence or absence of diminution. Because each section undergoes the same repetition structure, the realized rhythm of the first half of the motet is exactly the same as that of the second half. Alpha vibrans realizes the retrograde of these segments in an unusual manner. Rather than read each section of the notated tenor in reverse on his second pass through it, the singer must sing the notes from right to left while performing the rhythms, in twofold diminution, from left to right, as is shown in Example 2.1. This will seem strange because in the examples

[ [
4 5 6 7 8 9

[ [
10 11 12

104 of retrograde we know, the notation itself is generally read backwards. We must bear in mind, however, that this motet is one of the earliest surviving pieces to feature retrograde; normative ways of indicating it came into being only later.

Example 2.1. Anonymous, Alpha vibrans/Coetus venit/Amicum querit, tenor, first section in its
three repetitions

V V w.

ut iacet

w w

w w

w w w

w w w

w w w

w w

w w

Retrograde per semi

Forward per semi

w.

Example 2.1 shows how the written statement gives rise to the realized form; the second repetition reverses the first, halving its values, and the third statement follows in exact reversal of the second. The first pass, therefore, determines the rhythmic value of each note. This notational decision presumably stems from the ambiguities one would encounter from all the ligatures and stems when reading the notation literally in reverseambiguities that would force the singer to make decisions about the notes to which the stems apply. 29 The same procedure applies to subsequent tenor sections and their repetitions. Many other examples of retrograde avoid such ambiguity by eschewing stems and sometimes ligatures altogether. Du Fays Balsamus et munda, for example, includes ligatures without stems, which makes it easy to sing them from right to left. The tenor of Loquevilles Virginia Newes discusses this motet in a study of pieces from around 1500 that incorporate retrograde motion. Newes highlights the problems of transmission that surround retrograde technique. See Writing, Reading and Memorizing.
29

105 O flos in divo (BolC Q15, fols. 283v284r) has only one ligature, and it has no stem. The anonymous motet Gratiosus fervidus/Magnanimus opere (PadU 1475, no. 10; ModE M.5.24, fol. 50v) uses no ligatures whatsoever. It seems that when composers wanted singers to read their figures literally in reverse, they were often careful to avoid notational ambiguity. The notation Alpha vibrans might therefore have profited from a note of caution. On the other hand, it may just seem to need this warning because the realization of retrograde in Alpha vibrans differs from what is more familiar to us from later examples. Still, the notation of these later examples is far more intuitive than that of Alpha vibrans. The canon of Alpha vibrans quoted above uses vocabulary from the treatises discussed above, specifically instructing repetition and a change of a talea . Were we to parse the isorhythmic character of this motet according to Bents revised view, there would be only two taleae those sections contained under the large braces in Figure 2.4 (repetitions 16 and 712). The verbal canon, however, uses the word talea to refer to the subsections that are repeated and transformed (designated by brackets in the figure). The composer apparently is not using talea to refer to a repeated rhythmic pattern, but rather in the original sense of the word, to refer to segments (cuttings) of a tenor. The anonymous author of the Notitia del valore attests to this usage, suggesting: When used in artificial [preexisting] tenors, it divides the tenor into some parts, as in the tenors of certain motets, such as Luce Clarus or Sub Arturo or Omni Habenti.30 Thus in the canon of Alpha vibrans, the word talea refers to a discrete section Ma usasi ne tenori artificiali, partendo il tinore in certe parti, si come el tinore di certi motetti, cioe LUCE CLARUS o SUB ARTURO o OMNI HABENTI. This passage is followed by examples of the tenors mentioned, with the number of repetitions spelled out. Since only Sub Arturo plebs is known to us, we cannot compare the treatise with the surviving
30

106 of music, encompassing both rhythmic figures and pitch. Anyone who expects medieval writers to be consistent in their terminological usage will be disappointed. In the case of the word talea, meanings bleed into one another. We have already seen Anonymous V use it to mean the series of note shapes repeated independently of pitch. Others understood talea and color interchangeably. Still othersnotably Johannes de Murisused color, not talea, to refer to the rhythmic identity of a section of music that repeats.31 The usage intended in Alpha vibrans emphasizes the notated line, as in Ida capillorum/ Portio nature; but whereas in Ida capillorum it refers only to figures, in Alpha vibrans it encompasses the whole line, including pitch and rhythm. In Alpha vibrans, the tenor is divided into segments. This segmentation is based on the tenors notated manifestation, and the presence of the tenor on the folio invites us to imagine the parchment itself being similarly divided, its line physically rent. Indeed, all the terms I have discussed thus fartalea, figura, color emphasize the song as notation. Particularly with respect to the motet, it is important to note that in the 14th century, the concept of rhythmand, therefore, of rhythmic repetitionwas inseparable from the written note shapes used to represent it. motets in the other two cases. Notably, in the first two cases the author writes that the tenors have three taleae, which are differentiated in voce. This seems to call attention to the threefold performance of the written tenor. This short treatise is written in Tuscan dialect, though it unequivocally transmits French notational theory and includes little related to the Italian tradition. It is preserved in a single manuscript, FlorL Redi 71, copied ca. 1400. See Armen Carapetyan, ed., Notitia del valore delle note del canto misurato ([Rome]: American Institute of Musicology, 1957), 57.
31

Sanders, Talea.

107 Part of the difficulty inherent in making this distinction is that modern rhythmic notation is predicated on note shapes containing stable numbers of beats. The way we understandand writerhythm today is as a timeline with regularly spaced tic marks, and individual symbols written upon that timeline in a way that represents distinct shares of real time. In aligning parts, we take care to space items so that the unfolding of the piece over time is (at least) as clear visually as it is aurally. Thus, rhythm is represented both by different note shapes and their placement within regularly spaced measures. As noted above, this is precisely the sort of translation Reinhard Strohm uses in discussing Portio nature/ Ida capillorum. While 14th- and 15th-century rhythmic notation was also essentially built on a succession of equal beats, neither the notation nor the theory of the time draws attention to this framework. Instead, quite sensibly, contemporary theorists discuss rhythms as a series of note shapes, because the names of the shapes were inseparable from their conceptual labels. They did not discuss rhythm explicitly in terms of the number of beats each note was to be held, but in terms of class (e.g., breve, long), which provide a stable, though still contextual, temporal value. It might seem pedantic to draw a distinction as subtle as this, but this is actually a fundamental difference that has profound consequences for the type of music that might be conceived with recourse to one or the other notational system. Understanding the differences in how rhythmboth sounding and writtenare characterized also helps us understand the biases that can arise in conducting musical analysis. Specified rhythm is, at its core, a written phenomenon. While composers and singers

108 in the later Middle Ages could undoubtedly sing rhythmicized lines without recourse to written music, they needed a common vocabulary in order to discuss or theorize rhythm. The available language consisted of note shapes. Rob Wegman has described this aspect of the mensural system with remarkable clarity: By the value of a note was understood the number of next-smaller notes to which it was equivalent. The value was not an intrinsic quality of the note (as it is now), but a variable property: any note could assume several different values. Therefore, a given series of notes signified nothing if that property was not defined in advance (i.e. by a mensuration sign). It is important to stress that mensural theory avoided speaking of relative duration; this was an irrelevant pragmatic concept, not synonymous with either note or note value. 32 Modern scholars and analysts, this author included, draw attention to the distinctions between the written and the sounding. Indeed, this is one of the most fascinating aspects of this repertory and something in which many late medieval composers seemed to delight. But evidence of this interest comes from the surviving repertory rather than theoretical sources. As Wegman suggests, the theorists of the time do not often discuss relative duration. Because singing is an act that requires no signification, singers could repeat a given rhythmic or melodic line by ear. In order to theorize rhythm, however, signification is necessary. Note names and the conceptualization of rhythm were inseparable; the language of theory was the language of notation. Nonetheless, the system of rhythmic signification adopted by medieval theorists and composers did not endow a given shape with a single absolute value. The lack of a one-to-one relationship between signified and signifier left open a potent contextuality that composers were keen to exploit.
32

Wegman, Petrus de Domartos Missa Spiritus almus, 268.

109 As with the highly involved, rhythmically intricate music discussed above, homographic pieces could not be composed without recourse to writing, though the relationship between written and sounding music is different in this music than in its counterparts from the ars subtilior. While some saw the imprecision of rhythmic shapes as a problem, many turned this so-called problem on its head and took advantage of it. This notational mutability, moreover, was not limited to rhythm, for transposition, retrograde, and inversion are all pitch-based. But rhythmic reinterpretation was more common than that of other parameters, at least in the 14th century.33 As Anna Maria Busse Berger writes: [We] have within less than a hundred years of the invention of a system of rhythmic notation musical compositions that could not have been created without the very notation in which they were conceived and written.34 Because modern rhythmic notation does endow each note with an intrinsic quality, it sometimes results in subtle distinctions in different incarnations of a single notational archetype. As a result, the original notation of a given work is often more eloquent than its

Notwithstanding the emphasis on rhythm as writing-dependent, it is worth noting that there were several ways of discussing pitch that did not require recourse to a four-to-six-line staff. The most famous example is the system of solmization and its associated visual scheme of the Guidonian Hand. Using the Hand, whether ones own or one copied and annotated in a book, one could chart a melody without writing it down or referring to pitch names. Although pitch names sometimes were and continue to be synonymous with solmization syllables, more common was the system of mutation by which a pitch (designated with a letter) could be paired with up to three syllables, depending on which of the three hexachords it was a part. In this way, rhythm can be seen as significantly different beast from pitch, both practically and notationally.
33 34

Anna Maria Busse Berger, The Evolution of Rhythmic Notation, in The Cambridge History of Western Music Theory, ed. Thomas Street Christensen (Cambridge: Cambridge University Press, 2002), 62856, at 639.

110 modern transcription, in which important elements can sometimes be lost. 35 And although the modern notational system can provide a powerful analytic tool for explicating the often productive distinction between written and sounding rhythm, an equivalent simply was not in place in the 14th century.

Competing Notational Aesthetics


Homographic motets are made possible by the context-dependency of note shapes. While many composers took advantage of this ambiguity in order to generate new musical material, others avoided such ambiguity in favor of extreme specificity where rhythm is concerned. In Chapter 1, I argued that the complexity (subtilitas, if you will) of the late 14th century is found not in notation, but in the music it records. The notation is generally only as intricate as it needs to be to reflect the desired rhythm accurately. This is certainly true of verbal canons, which are uniformly straightforward across the examples discussed in this chapter. Complexity appears instead in the profusion of notational devices. This stands in marked contrast to the semiotic foundations and resultant aesthetic products of homographic motets. The drive toward precision seen in many examples from the ars subtilior runs parallel to the pleasure composers, scribes, and singers alike must have taken in the ambiguity of the note shapes exploited in the motets with homographic tenors. How are we to reconcile these
35

This is especially true of ars subtilior compositions. Long strings of triplets and tuplets, rhythmic organization that does not match between voices, and frequent ties in syncopated sections often clutter the page in modern transcriptions of this music. Moreover, longnote tenors throughout the Middle Ages and early Renaissance look elegant and concise in manuscript, while seemingly endless ties and unduly long note values in modern editions appear awkward by comparison.

111 apparently competing qualities of rhythmic notation? In a sense, a homographic motet like Portio nature/Ida capillorum is the conceptual antithesis of a piece like Sur toute fleur la rose est colourie (discussed in Chapter 1), which practically overflows with novel notational symbols in order to express on paper rhythms and proportional relationships that had not previously been written down. The composer of Sur toute fleur uses as many different symbols as he needs in order circumvent potential ambiguity. By contrast, Portio nature/Ida capillorum exploits notational ambiguity to produce disparate musical readings. It derives different musical results from the mutability inherent in a figure such as a long, which can be worth anywhere from four to nine minims depending on the mensuration sign under which it is read. Although these two aesthetic stances exist side by side, we never find both in the same piece, since the more extreme examples of the ars subtilior approach may be filled with specific note shapes but generally do not have homographic tenors. Indeed, interest in homographism seems to have bypassed the ars subtilior. The tenors of these motets often abstain from the rhythmic flights of fancy found in the other voices, but neither are they subject to manipulation. Homographic pieces, on the other hand, began subjecting entire voice parts to proportional change. The tenors of both Portio nature/Ida capillorum and Alpha vibrans are subject to diminution per semi, which results in the halving of note values. It is worth noting that although Strohm states that the tenor of Portio nature/Ida capillorum is presented in 6:4:3:2 proportion, no 14th-century theorist would ever have made this claim. The 6:4 and 3:2 parts of this proportional statement arise not from proportional diminution, but from

112 mensural reinterpretation. It is true that the overall length of each statement, measured in semibreves, does reflect a 6:4:3:2 proportion, as Strohm suggests, but within those statements, the relative duration of notes may change, according to the dictates of the mensuration (e.g., alteration and imperfection). Ars subtilior pieces use proportions on a localized level. Proportions apply to one melodic segment, often only a few notes, in one voice at a time. Where we find them in homographic tenors (and this will become more common at the start of the 15th century), they apply to the whole line at once: the result is structural and procedural. Structural here should not be read in opposition to musical; a structural decision is a subset of all musical decisions. When it comes to the setting down of notes, one may do so voice by voice, perfection by perfection, or one may create entire voice parts by means of a process. After the first voice is determined, the others must accommodate its constraints. It is in this sense that I refer to the former as a structural voice. The power of proportions to expand rhythmic possibilities fascinated 14th-century composers. Proportions, of course, go back to Pythagoras and to musics founding myth; they were at the forefront of 14th-century mathematical inquiry. 36 Jason Stoessel singles out the organizational role of proportions as a defining feature of the ars subtilior. He notes in particular their ability to overcome the French principle of minim equivalence. 37 See, for example, Anna Maria Busse Berger, The Origins and Early History of Proportion Signs, Journal of the American Musicological Society 41 (1988): 40333; and eadem, Mensuration and Proportion Signs: Origins and Evolution (Oxford: Clarendon Press, 1993).
36

Jason Stoessel, The Captive Scribe: The Context and Culture of Scribal and Notational Process in the Music of the ars subtilior (Ph.D. diss., University of New England, 2002), 2223.
37

113 While the profusion of note shapes that marked the ars subtilior subsided after about 1410, the interest in multiple readings of a singly notated line intensified at that juncture. At first, this fascination remained concentrated in motets, like the ceremonial compositions of Du Fay and contemporaries, but soon it was to enjoy renewed and reinvigorated energy in the expanded dimensions of the cyclic mass. Indeed, the genre of the cyclic mass was a venue in which interest in homographism and the visual aspects of musical notation flourished. Continuities with the 14th- and early 15th-century motet will become apparent as we consider this genreespecially in the early mass cycles, the main transformations of which were exact repetition and rhythmic reinterpretation. The principle of generating new music by rereading a single line in multiple ways remains the core procedure of these later pieces. Scope, notation, manipulations employed, wording of the accompanying verbal canons, and the discourse surrounding the whole enterprise all develop together and reflect changing attitudes toward composition, the status of the work, and both musical and visual aesthetics.

The Homographic Motet after 1400


Moving into the 15th century, we find that composers were more likely to use stacked mensuration signs, as opposed to a verbal canon, when indicating mensural reinterpretation. Recall how Portio nature/Ida capillorum described its repetitions verbally (It is first to be sung in perfect [modus], second in imperfect [modus], third cut by half of the first, fourth [cut in half] of the second). Let us compare this with a famous homographic motet from the

114 early 15th century: Du Fays Nuper rosarum flores, based on the mass introit Terribilis est locus iste. This chant segment is repeated four times, using mensural reinterpretation: Du Fay vertically stacks four mensuration signs, under which the singers successively reads his line. 38 They are

O C Z o, meaning that the tenors sing the line first with perfect tempus,

second with imperfect tempus, third diminished by half of the second statement, and fourth diminished by half of the first. Du Fays tenor is reproduced as Figure 2.5. Setting aside the substitution of tempus for modus (Du Fays motet also uses smaller note values), Nuper rosarum flores follows the same repetition scheme as Portio nature/Ida capillorum, except the third and fourth statements are swapped. (I point this out not to draw any significant link between the two pieces, but simply to compare their methods of notating mensural and proportional reinterpretation.)

Figure 2.5. Du Fay, Nuper rosarum flores, tenor (ModE X.I.II, fol. 68r)

This mensural reinterpretation happens identically in both the tenor and the contratenor voices.
38

115 As the 15th century went on, mensuration signs became increasingly standardized and, as a result, assumed an increasingly important role in mensural reinterpretation. Because they can fulfill the same function, mensuration signs and verbal canons may be seen as complementary. For proportional diminution and augmentation, however, verbal canons were perceived to be the easiest method of notation for a longer time than was the case for other kinds of mensural reinterpretation. Cut signatures were used vertically to indicate diminution by half, as one finds in Nuper rosarum flores, but not all proportional relationships could be expressed with mensuration signs alone. We find Du Fay making use of verbal canons for proportional augmentation in his (much later) Missa Se la face ay pale, a homographic mass whose cantus firmus, the tenor of Du Fays own chanson, is subject to three levels of augmentation. Throughout the mass, Du Fay is equally faithful to his model each time he quotes it. (This melody is written eight times in VatS 14, the masss main source; these repetitions are virtually identical, as one can see in Figure 2.6ai.) All that Du Fay changes is the number of rests at the beginning and between the two halves of the song, as well as short melodic tags at the end of the Kyrie I, Sanctus, and Agnus Dei. Otherwise it is as if he had cut and pasted the chanson tenor into the manuscript source of the mass again and again. Still, Du Fay is not content simply to repeat the tenor this may times. Instead, he subjects it to three levels of augmentation. The tenor retains the small note values and

mensuration of the original chanson, but its sounding values vary proportionally according

116

Figure 2.6ai. Du Fay, Missa Se la face ay pale, tenor, all movements (TrentC 88, fols. 97v105v)
a. Kyrie I and II - full tenor
b. Et in terra - full tenor

c. Qui tollis - full tenor

d. Patrem - full tenor

e. Et iterum - full tenor

f. Sanctus and Osanna I - first half of tenor

g. Osanna II - second half of tenor

h. Agnus Dei I - first half of tenor

i. Agnus Dei III - second half of tenor

117 to Du Fays instructions.39 In the Kyrie, Sanctus, and Agnus Dei, the tenor sings the Se la face ay pale tenor in twofold proportional augmentation, doubling the written note values relative to the other voices. Du Fay indicates this augmentation with the verbal canon crescit in duplo. In the Gloria and Credo, the tenor is sung three times, first with tripled note values, then doubled, then as written. He achieves this with the canon: Tenor ter dicitur primo quilibet figura crescit in triplo 2o in duplo 3o ut iacet. (The tenor is sung three times: first all notes grow threefold, second twofold, third [they are read] as they lie.) Although the mechanisms of augmentation differ between these two examples, both maintain visual consistency. This points up a crucial aspect of late medieval attitudes toward notation. In all homographic pieces, the figures remain constantwhether or not they are writte more than once. They are transformed by changes of mensuration sign, clef, or verbal canon. We might therefore see notation as having two distinct parts: the notes and the operators that work upon them. Although homographic procedures are also aligned with the 14th- and early 15thcentury motet, they do not define the genre. Uncoupling homographism from the weight of the generic label isorhythmic motet allows us to track musical procedures across different genres. Doing so can also help us avoid characterizing generic differences as deficiencies. Nonetheless, genre is tremendously important in shaping how musical procedures in this case, homographismare expressed. Homographic tenors proved important in the cyclic mass from its inception. That much has been generally accepted. Formal features of
39

For more on the relationship between the Missa Se la face ay pale and the original chanson, see Chapter 3.

118 the mass cycle affected the application and adaptation of homographism and set the stage for the expanded palette of transformations upon which composers of the mass would draw.

Homographism across Genres


Though the principle of homographism is bound up in the development of the cyclic mass, the cyclic mass has arguably obscured the history of homographism. Before fully considering the role of homographism in this new genre, it will be important to consider the early history of this genre. Not surprisingly, the early cyclic mass did not emerge fully formed. Instead it existed alongside motets as well as individual and paired mass movements, which shared the same generic classification and exhibited the same spectrum of musical features. One unfortunate consequence of having linked the practice of isorhythm (and homographism) so completely with the motet is that it has resulted in the establishment of artificial boundaries that cut off early procedures from later adaptations of these practices. This is clearest with respect to the 15th-century mass and motet. Many discussions of isorhythm and homographism in these repertories are couched as applications of something from another time and as self-consciously archaic.40 Such characterizations are unnecessarily apologetic about the ways in which later examples diverge from the isorhythmic motets. By reframing isorhythm and homographism as practices rather than genres, we may be able to trace a real and important continuity from the 14th-century motet to the cyclic mass. For example, see Thomas Brothers, Vestiges of the Isorhythmic Tradition in Mass and Motet, ca. 14501475, Journal of the American Musicological Society 44 (1991): 156
40

119 While homographic procedures were indeed applied to the cyclic mass and even to the 15th-century tenor motet differently from the ways in which they were used in the 14thcentury motet, many of these differences owe more to genre than to homographic practices themselves. I therefore find it more useful to define these genres in terms of text, length, and function, rather than the musical procedures featuredin this case, the presence (or absence) of isorhythmic/homographic procedures. The transfer of homographic practices to the cyclic mass reflects a growing concern for the visual appearance of the cantus firmus and continued interest in the use of cantus firmi more generally. I argue, furthermore, that the demands as well as the opportunities posed by the cyclic massits scope, fixed text, and multi-movement formataffected how composers employed homographism. Terminological inconsistencies across the literature complicate the discussion of isorhythm and homographism in the 15th century. Because scholars have employed the term isorhythm to refer to several phenomena, one must proceed carefully in untangling their arguments. Outside of direct quotations, I will attempt to use the two terms in the way I have described them here. Although scholars have not shied away from using the term to describe 15th-century music, I know of no 15th-century mass or motet that features strict isorhythmic organization. Where isorhythm has been applied to this repertory, it is used as an umbrella term that can, in almost all cases, effectively and more accurately, be replaced by homographism. The latter term is itself a similarly inclusive designation that can encompass a variety of procedures, including repetition, mensural reinterpretation, augmentation and diminution,

120 retrograde, and more unusual manipulations indicated by a verbal canon. These disparate procedures are held together by their origins in a single notated line, whether it is truly written just once or written multiple times in exactly the same way. Sometime around 1440, English composers began to seek musical linkage of the five movements of the ordinary of the massthe Kyrie, Gloria, Credo, Sanctus, and Agnus Deiby basing all five movements on the same musical material. These masses take either entire plainchants or a section of a chant and use it in each of the five movements of the mass.41 Such early English works include Leonel Powers Missa Alma redemptoris mater and the anonymous masses Caput, Fuit homo, and Salve sancta parens. Power provides the Alma redemptoris mater chant with a new rhythm each time he repeats it, so we might consider this mass an example of isomelism. The Missa Fuit homo and Missa Salve sancta parens repeat the melody and rhythm of the cantus firmus in each movement. Soon composers began writing cycles that did not merely repeat the cantus firmus from movement to movement, but began subjecting it to various transformational operations. The earliest of these were likely taken over from the early 15th-century motet. Let us return now to the Missa Se la face ay pale. Du Fay is unusual in that his long career spanned several generations and stylistic periods. In the early part of his career, Du Fay was a leading composer of homographic motets, while also producing a significant body of songs, The fuller history of the early cyclic mass is well described elsewhere. See, for example, Manfred Bukofzer, Caput: A Liturgico-Musical Study, in Studies in Medieval and Renaissance Music (New York: W. W. Norton & Co., 1950), 217305. On the historiography of the cyclic mass, see Andrew Kirkman, The Invention of the Cyclic Mass, Journal of the American Musicological Society 54 (2001): 147.
41

121 hymns, and Ordinary and Proper mass sections.42 He is the only significant composer of homographic motets also to have composed mass cycles.43 Indeed, he seems to have been among the earliest composers to adopt the English practice of unifying the movements of the Mass Ordinary musically. The Missa Se la face ay pale may even be Du Fays first composition of this type.44 Regardless of whether it was as path-breaking as is often suggested, this mass is a Most of Du Fays motets commonly referred to as isorhythmic are, in fact, homographic. These include Apostolo glorioso, Balsamus et munda cera, Ecclesie militantis, Fulgens iubar, Magnanime gentis laudes, Moribus et genere, O gemma lux et speculum, O sancte Sebastiane, Rite maiorem, Salve flos tusce gentis, and Supremum est mortalibus. Among these motets one finds other procedures that show attention to repetition of rhythmic and melodic patterns. For example, the tenor of Balsamus et munda cera is read forward and in retrograde, both in values as written and reduced per semi. The tenor is constructed with a perfect rhythmic palindrome, such that on retrograde statements, only the pitches are reversed, not the rhythm. Du Fays early motet Vasilissa ergo gaude is truly isorhythmic; it consists of a single color based on the gradual Concupivit rex decorum, which is rhythmicized such that the rhythm of the first half is identical to that of the second. Notably, the rhythms of the other voices also repeat in the second half of the motet. Rite maiorem consists of two halves, each of which is independently isorhythmic in the manner of Vasilissa ergo gaude. That is, each half of Rite maiorem consists of a single color and two taleae. The taleae of parts I and II are not strictly the same, however, since they are produced by a homographic rereading of the single line in c followed by O. This motet, therefore, mixes true isorhythm with homographism. On Vasilissa ergo gaude and Rite maiorem, see David Fallows, Dufay (London: J. M. Dent, 1982), 10413.
42

Here I refer to homographic motets written primarily before 1440. I acknowledge that other composers wrote homographic tenor motets, but these are stylistically distinct from the pre-1440 motets.
43

The dating of specific compositions from this period is often fraught, and the Missa Se la face ay pale is no exception. The mass is generally accepted as an early mass cycle and perhaps as Du Fays first. Alejandro Planchart has connected its composition to the 1452 wedding of Duke Amadeus IX of Savoy to Yolande of France. Anne Walters Roberson rejects this suggestion, noting that hardly any masses can be securely connected to late medieval and Renaissance nuptials. She instead proposes that Du Fay wrote this mass to celebrate the arrival in Savoy of the holy relic now known as the Shroud of Turin. Robertsons suggestion, however, is also problematical. Most of her evidence rests on the appropriateness of the cantus firmus Se la face ay pale to that occasion. But Du Fay wrote
44

122 notable example, given Du Fays experience writing motets that feature homographic tenors. It shows a single individual adapting practices established in the motet to the new formal requirements of the mass cycle. It is even possible that the successive diminishing of the Se la face ay pale tenor is a notion Du Fay drew from his earlier motets. He was a master of the homographic motet, having composed several works in which tenor voices are read under several mensuration

the ballade Se la face ay pale some twenty years before the arrival of the relic in 1453; it seems inconceivable that he would have composed a song so perfectly suited to an occasion that would not take place for two decades. (The earliest sources for the chanson date from the 1430s.) See Alejandro Enrique Planchart, Fifteenth-Century Masses: Notes on Performance and Chronology, Studi musicali 10 (1981): 329; Anne Walters Robertson, The Man with the Pale Face, the Shroud, and Du Fays Missa Se la face ay pale, The Journal of Musicology 27 (2010): 377434. On the sources for Se la face ay pale, see David Fallows, A Catalogue of Polyphonic Songs, 14151480 (Oxford: Oxford University Press, 1999), 36263. Extramusical associations aside, the manuscript tradition for the Missa Se la face ay pale begins with the copy in TrentC 88, which dates from 145660. Because it is notoriously difficult to confidently connect a piece of 15th-century music to a specific event, manuscript evidence might seem a more reliable method of dating. But this approach is also fraught with difficulties, since pieces may well have been copied decades after their composition. Indeed, the two later copies of the Missa Se la face ay pale are in VatS 14, which has a terminus ante quem of 1488, and SienaBC K.I.2, likely copied in the early 1480s. From the perspective of musical style, a date in the early 1450s would make sense, though from manuscript evidence alone, the mass could date from the late 1450s. See Rebecca L. Gerber, ed., Sacred Music from the Cathedral at Trent: Trent, Museo provinciale darte, codex 1375 (olim 88), Monuments of Renaissance Music XII (Chicago: Chicago University Press, 2007); Adalbert Roth, Studien zum frhen Repertoire der ppstlichen Kapelle unter dem Pontifikat Sixtus IV (14711484): Die Chorbcher 14 und 51 des Fondo Cappella Sistina der Biblioteca Apostolica Vaticana, Cappellae Apostolicae Sixtinaeque Collectanea Acta Monumenta 1 (Vatican City: Biblioteca Apostolica Vaticana, 1991), 233388; Frank DAccone, ed., Siena, Biblioteca comunale degli Intronati, MS K.I.2, Renaissance Music in Facsimile: Sources Central to the Music of the Late Fifteenth and Early Sixteenth Centuries 17 (New York: Garland, 1986); and Timothy J. Dickey, Rethinking the Siena Choirbook: A New Date and Implications for its Musical Contents, Early Music History 24 (2005): 152.

123 signs. The majority of homographic motets with rhythmically reinterpreted tenors feature successive diminution (i.e., accelerating cantus-firmus presentations). Although some of these motets combine augmentation with diminution (e.g., Du Fays Nuper rosarum flores), most feature only successive diminutiononly getting faster without ever getting slower.45 Though the procedure is the same, the aesthetic motivations for successive diminution change over the course of the 14th and 15th centuries. Given Du Fays prominence as a composer of homographic motets, it is not surprising that he would transfer certain procedures from the motet to his mass cycles.46 Du Fays This is confirmed by a survey of the motets in Charles Turner, Proportion and Form in the Continental Isorhythmic Motet c. 13851450, Music Analysis 10 (1991): 89124, at 11012.
45

More than most mid-15th-century composers, Du Fay also employed transformative procedures in his chansons. For example, in Bien veigns vous amoureuse Du Fay instructs that the tenor sing in twofold augmentation at the lower fifth; in Par droit je puis bien complaindre cantus II is derived from cantus I at a distance of two tempora, according to the canon Fuga duorum temporum. (The canon appears in OxfBC 213 but not in BolC Q15.) Early in his career Du Fay employed homographic procedures that closely resemble those of the Missa Se la face ay pale in his rondeau Je ne puis plus ce que yai peu/Unde veniet auxilium mihi. In this chanson the tenor sings the written line three times, as indicated by the following canon: Canon: 1o in dupla 2o in tripla > proportione 3o in sextupla The tenor of this rondeau is uncharacteristically simple for a chanson tenor, comprising only breves and the occasional longa. The tenor must first be read with the same values of the other voices, not halved. Ruth De Ford suggests that Du Fay meant for the upper voices to be in o, so they correspond with the duple proportion of the tenor. See The Mensura of o in the Works of Du Fay, Early Music 34 (2006): 11136. This song might fit with the small corpus of so-called motet-chansons, which combine attributes of both genres, particularly the use of a cantus firmus. Honey Meconi suggests that the decreasing note values coupled with the tenor text whence cometh my help may be understood as a lament for a lack of sexual potency. See Ockeghem and the Motet-Chanson in Fifteenth-Century France, in
46

124 unusually long career allowed him to work in both genres in a way that would not have been possible for his contemporaries earlier in the century. That is to say, Du Fays role in adapting homographic procedures to the cyclic mass may be attributable as much to chronological accident as the composers inventiveness. The Missa Se la face ay pale is Du Fays only homographic mass. The mass cycle would prove to be the most fertile ground for all sorts of musical transformations. Early cycles were certainly shaped by developing generic conventions and liturgical demands, but this genre, in turn, shaped the adaptation of homographic and increasingly transformative procedures. Although homographic mass cycles form but a small percentage of all mass cycles composed over the course of the 15th century, they set the stage for transformations that take place in non-homographic pieces, even as they initiated a new visual aesthetics of musical notation. In large part, these developments came about because of the multi-movement form and multi-sectional nature of the mass cycle.47 Polyphonic settings of the Mass Ordinary were, of course, not new. Composers had been regularly setting these texts as individual or paired movements for over 100 years

Johannes Ockeghem: Actes du XLe Colloque international dtudes Humanistes, Tours, 38 Fvrier 1997 (Paris: Klincksieck, 1998), 381402. The piece is edited in CMM 1-6, 5354. I use the word genre in this discussion with caution; there are many ways in which a genre can be characterized. While musical conventions developed within the repertory of mass cycles, defining features of these cycles are primarily nonmusical (besides their being set polyphonically, that is). By definition, mass cycles set the Mass Ordinary text; at least in the 15th century, they were intended for performance in the liturgical setting of the celebration of the mass. They follow the liturgical conventions of the ordinary of the mass, including its specific text, the possibility for troping, and standard formal textual breaks.
47

125 and sporadically for much longer.48 The earliest cyclic masses were not immediately seen as constituting a genre, at least to those singing and copying these new pieces, and perhaps to their composers as well. The genre was still in its infancy throughout the second quarter of the 15th century; it likely took time before it was seen as a musical genre. As Andrew Kirkman writes: The use of a borrowed melody in five movements rather than one is the only structural feature that distinguishes [Leonels Missa Alma redemptoris mater] from some of the same composers single isorhythmic mass movements. Though crucial from a modern historical perspective, this discrimination might have appeared quite arbitrary to the masss original usersthere are good grounds to propose that at this early stage isorhythmic motets, single isorhythmic mass movements, and the individual movements of a cantus firmus massfor us distinct genres were, to their users, all simply motets.49 With pieces like Leonel Powers Missa Alma redemptoris mater, the anonymous Missa Caput, or Petrus de Domartos Missa Spiritus almus, to name just a few early cycles, the connection with the motet is easy to see. In each of these masses the composer bases each successive movement on a single bit of chant. Had just one or two movements from any of these masses survived alone, we would have classified them as isolated or paired mass movements based on chant. The continuity of procedure, as well as length and number of voices, caused motets, individual mass movements, and mass cycles to be classified under a single blanket term. Indeed, the earliest manuscripts to transmit mass cyclesAosta, TrentC 87, and TrentM 93, plus the See James W. McKinnon, et al., Mass, in Grove Music Online, Oxford Music Online, http:// www.oxfordmusiconline.com/subscriber/article/grove/music/45872 (accessed January 16, 2012).
48

Kirkman, The Invention of the Cyclic Mass, 40. Kirkman argues that the historical differentiation of the isorhythmic motet from the cyclic mass stems from the need of some scholars to distinguish medieval glossing of a plainchant melody from the emerging Renaissance striving for unity. As Kirkman points out, Bukofzer emphasized the continuity between early 15th-century motets and early mass cycles.
49

126 earliest layers of TrentC 90continue to group settings by text rather than by cycle. 50 None of this lasted very long. By mid-century, mass cycles were consistently copied together, increasingly in manuscripts dedicated solely or primarily to masses: a material acknowledgment of the new genre. 51 The nature of these cycles changed rapidly as well. While the earliest tenor masses consisted of five movements of the Mass Ordinary based on the same cantus firmus, by about 1450 (perhaps beginning with the Missa Se la face ay pale?), they were employing different tenor treatments in different movements. Attitudes toward preexisting material changed, too. No mass from after about 1450 uses a cantus firmus without either embellishing it or schematically transforming it in at least one movement. The

Although these manuscripts persist in the older manner of organization, they generally copy individual movements in the same order within each section. It is also notable that these sources contain a significant number of individual mass movements, not just cycles, which may have influenced decisions regarding organization. The later layers of TrentC 90, as well as a late addition to TrentC 87, copy cycles together.
50

By the 1460s, scribes almost invariably copied mass movements together as units. Early examples include TrentC 88, TrentC 89, VatSP B80, and BrusBR 5557. Kirkman claims that historical evidence points to a general lack of a sense of the mass as an integrated, composite work, at least until around the mid-fifteenth century. Scribesto the extent that such questions of genre would have impinged on them at allseem most likely to have viewed complete mass settings as aggregates of individual motets rather than as cyclic multipieces. Indeed, the historical record suggests that the genre of the cyclic mass was not immediately conceived as such as soon as composers began musically linking movements of the Mass Ordinary. This is hardly surprising considering the long tradition of individual mass movements that were considered simply motets. It is also not surprising to find individuals slow to adopt the vocabulary that eventually develops for discussing these pieces. It is possible, if not likely, that just as composition of what we retroactively refer to as cycles preceded their generic labeling, so too might have the transmission of masses preceded the discourse surrounding the new practice. See Kirkman, The Invention of the Cyclic Mass, 11.
51

127 composition of individual mass movements does not stop, but it does fall off dramatically. 52 There is no convincing reason to separate the mass and motet on grounds of the musical procedures they employ. As Edgar Sparks noted: It is convenient to discuss the Mass and the motet separately, although the differences between them result chiefly from differences in size Every procedure found in the Mass, whether it applies to the c.f. or to the free parts, can be found at some point in the motet.53 While this may be a bit of an exaggeration, Sparkss point is well taken. One can locate most of the procedures found in the mass in the motet at some point. His point about size, however, has implications for how these procedures are applied. By about the final third of the 15th century, it would do both genres a disservice to say that masses are simply large motets. The opportunities and constraints afforded by the dramatically increased length, fixed text, and standard segmentation of the mass cycle shaped conventions concerning the application of these procedures (and this applies to both cantus-firmus procedures and those found in freely composed parts). Length, it turns out, proved immensely significant for the form these pieces adopted. Many of the reasons for this reduce to common sense, but that does not decrease their The exception to this rule is Credos, many of which are copied at the end of mass manuscripts (e.g., VatS 51, VerBC 761, VienNB 11778, VatS 41, ToleBC 16, JenaU 4 and 8, as well as VatS 36, all of which begin and end with independent Credo settings, sandwiching the full cycles between). Several manuscripts and early prints devoted to individual movements survive. For example, MunBS 53 contains 18 polyphonic Credos, mostly by Isaac, but also ascribed to Brumel, La Rue, Compre, and Josquin. Likewise, Petruccis Fragmenta Missarum of 1505 includes individual movements, mostly Credos. Petrucci called this volume Fragmenta, implying that full mass cycles were otherwise expected. This would not have been the case 75 years earlier.
52 53

Sparks, Cantus Firmus in Mass and Motet, 191.

128 importance. Mass cycles had more time to exhibit greater variety. Indeed, in his Liber de arte contrapuncti, Tinctoris notes that, [A] chanson cannot bring together so many and such types of variety as can a motet, just as a motet cannot bring together so many and such types of variety as can a mass.54 If we take Tinctoriss comments at face value, we arrive at a common-sense truth: more music allows for more different things to happenand they did. It seems paradoxical at first, but linking mass sections with identical musical material allowed for, or even called for, greater musical variety. One further change that accompanied the new genre was that instead of being copied on one or two manuscript openings, mass cycles spanned between least five and twenty-five openings. This change is related to the issue of length but also relates to the medium by which music was transmitted. Even in homographic pieces, where the tenor stays notationally constant, the other voices have new music that required new manuscript openings and page turns. In fact, the need to turn pages was particularly important for homographic tenors, since page turns built in visual repetitions, which in turn became a vehicle for establishing a notational identity, through sheer force of repetition. Thomas Brothers has described 15th-century uses of homographism in conjunction with other musical features as vestiges of the isorhythmic tradition.55 The vestiges of the Nec tot nec tales varietates uni cantilene contruunt quot e quales uni moteto, nec tot e tlaes uni moteto quot e quales uni misse. Tinctoris, Liber de Arte Contrapuncti, III.8:7, ed. in Tinctoris, Proportionale Musices; Liber de Arte Contrapuncti, trans. Gianluca dAgostino (Florence: Edizioni del Galluzzo per la Fondazione Ezio Francheschini, 2008), 378.
54

For Brothers, [i]sorhythmic technique, as practiced in the French motet from Philippe de Vitry through Du Fay, had three essential componentsa repeated pattern of pitches, a repeated pattern of rhythms, and some kind of transformative process. The transformation
55

129 isorhythmic pieces Brothers identifies include strict diminution, numeric ratio layout, and an attention to modus. Although he does not explicitly mention it, strict diminution relies on an unchanging, homographic cantus firmus, as is the case in his primary example, Guillaume Du Fays Missa Se la face ay pale. Brotherss discussion focuses perhaps undue attention on the burdensome nature inherent in the continued use of the term isorhythm. Even though Brothers is ostensibly attempting to bridge the gap between the isorhythmic motet and the cyclic mass, his use of the term vestiges further cements the idea that there is a chasm between the two genres that requires such a bridge. His very first sentence enforces this point: The legacy of the isorhythmic motet can be heard in fainter and fainter echoes throughout the second half of the fifteenth century.56 The correction I would suggest with respect to Brotherss argument is that Du Fay did not intend for his Missa Se la face ay pale to sound archaic, nor did he want to ally the piece with a bygone isorhythmic tradition. Instead he was using features of homographism and transformations, which he had previously used in his motets, to fashion a large-scale mass. This is easier to see once we cease to allow the monolith of the isorhythmic motet to cast its shadow over our understanding of late medieval music. When we view motets that employ homographism might be a repeat of the color that does not coincide with the beginning of the talea, in which case individual pitches receive different durations, but the talea still controls the piece. In the last phase of its history, isorhythmic technique had been simplified to the point where color and talea were coextensive; transformation was achieved by leading successive cursus through changes in mensuration or by strict diminution. In linking the 15th-century mass cycles he discusses with earlier practices, Brothers refers primarily to late 14th-century and early 15th-century homographic motets, rather than the longer tradition. Brothers, Vestiges of the Isorhythmic Tradition; cf. Margaret Bent, What is Isorhythm?
56

Brothers, Vestiges of the Isorhythmic Tradition, 1.

130 and transformative procedures for the musical features they contain, it is easier to perceive Du Fays mass procedures as a continuation. The Missa Se la face ay pale is part of that same tradition, not a revival or trace of it. For this reason, it does not suffice simply to change the label from isorhythmic to homographicor to anything else, for that matter. We are not dealing with a question of labeling so much as one of musical workings. This is where Brotherss observations are especially useful. The musical features he identifies that link certain late 15th-century pieces with early 15th-century ceremonial motets can help us trace how specific musical procedures change with the generic transfer from motet to mass. The disposition of modus is a musical feature central to many later homographic pieces, though the reasons for its widespread use may be more complicated than simply being a compositional choice. When a tenor is subjected to two- or threefold augmentation, its tempus organization becomes akin to modus organization within the prevailing mensuration. Motets before about 1440 more often use long note values for their tenors, which were then diminished (Du Fays Nuper rosarum flores is a prime example). These pieces often feature explicit modus organization because of their long note values. When a composer used many longs, he had to specify whether they were perfect or imperfect. But mass cycles that employed augmentation did not use as many longs; instead, they used augmented breves, which were equivalent to longs in non-augmented voices. Sparkss characterization of the Missa Se la face ay pale emphasizes continuities with procedures of earlier motets while noting important distinctions between its organization and that of true isorhythm:

131 While there is a clear relationship to the isorhythmic structure, Dufay has selected from it only those elements which suit his purposes. He makes use of the possibilities of extension afforded by the augmentations and repetitions of the precomposed melody, which allow a short chanson tenor to support a lengthy movement, and he exploits also the integrative value of direct repetition and the climactic effect of progressive shortening of the note values. Otherwise there is no relation to the older form. The tenor is not organized into taleae, nor can it be, because its rhythmic patterns stem directly from the chanson. 57 Here Sparks draws an important distinction. Calling the Missa Se la face ay pale isorhythmic obscures the important distinction between chant and chanson cantus firmus. Most socalled isorhythmic motets (even those that may not now strictly be called isorhythmic) are chant-based. Because the preexistent melody is rhythmically free, the composer had to rhythmicize it. In some cases, this supplied rhythm became its own graphic entity, subject to repetition independent of the chant-derived color ; in all cases its rhythmic identity was something over which the composer had control. The Missa Se la face ay pale is among the first pieces in the homographic tradition to use a preexistent secular tenor, and, by extension, to use a model with specified rhythm as well as melody, fixing the element of rhythm before composition proper had begun. 58 Saying that the progressive shortening of note values is all that relates the Missa Se la face ay pale to homographic motets is to take so narrow view of the procedure as to obscure commonalities that reveal a continuous intellectual tradition. It would be more productive to account for differences owing to genre (such as length, predetermined segmentation, and

57

Sparks, Cantus Firmus in Mass and Motet, 12122.

The citation of secular material is, of course, much older. The troubador and trouvre repertory, for example, frequently features citation in its refrains.
58

132 text) and cantus-firmus choice (such as rhythm and the relationship to the original chanson) against a backdrop of conceptual constancy than to allow these differences to overshadow such continuity. Accounting for practices borrowed from the earlier motet is as important as noting changes that take place in the emergent genre. It is worth noting that those pieces that share common practices with the homographic motet are but one subsection of the cyclic massjust as homographism is a feature of some, but not all, early 15th-century motets. By clinging to the terminology of isorhythm, we have obscured the similarities between homographic motets and later piecesspecifically mass cycles. Shifting the point of comparability from isorhythm to homographism alleviates these concerns; what they share is an interest in exploring the possibilities offered by a single line of music. Viewed within a history that emphasizes continuity of musical procedure, there remains little reason to consider these later examples as vestiges at all. By shifting our attention back to notation, we may recognize how homographic motets set the stage for more expansive mass cycles. Through a series of case studies, the next chapter will explore how composers of cyclic masses applied homographic procedures. These masses took the rereading of a single line to new levels of complexity. As we shall see, verbal canons gave them the flexibility to introduce new transformations. Even as they invent more fanciful cantus-firmus manipulations, the principles of homographism remain intact. The composers of these pieces share a common, foundational understanding of the relationship between music and its notation. Moreover, they all reveal this understanding by using notation not only to record, but also to create it.

133

CHAPTER 3

The Same but Different: on Notational Consistency

ing without ceasing is an odd thing to tell a singer. But when Josquin des Prez wrote this instruction in his Missa Lhomme arm super voces musicales, he meant

something very specific. Clama ne cesses, the quotation from the book of Isaiah that appears in the last section of Josquins mass, instructs the superius to omit all written rests. This phrase, shown in Figure 3.1, governs internal as well as initial rests. One might rightly ask why, if they were going to be omitted in performance, Josquin would bother to write these rests at all.

Figure 3.1. Josquin, Missa Lhomme arm super voces musicales, Agnus Dei III, superius (VatS 197, fol. 10v)

Many later scribes, composers, and theorists apparently had precisely this sort of reaction, and they re-notated pieces (sometimes erroneously) to resolve enigmas. That is, they re-transcribed them into straightforward notation, criticizing older composers for having

134 engaged in these archaic practices. In fact, some later copies of this Josquin mass resolve his notation into a version that can be sung exactly as it is written.1 The mid-16th century copy from Uppsala shown in Figure 3.2 supplements the original notation (identical to that in VatS 197) with a resolution. 2

76c, fol. 16v)

Figure 3.2. Josquin, Missa Lhomme arm super voces musicales, Agnus Dei III, superius (UppsU

This resolution spares the singer the trouble of figuring out how the rhythm is affected by the omitted notes and writes out the augmentation implied by the mensuration signs. In the Sometimes later editors did more than resolve these parts, practically rewriting them to suit a simpler mensuration or even changing stylistic tastes. James Haar has discussed several examples, including Josquins Missa Lhomme arm super voces musicales, from the editorial workshop of the Nuremburg printer Johannes Buechmaier in Josquin as Interpreted by a Mid-Sixteenth-Century German Musician, in The Science and Art of Renaissance Music, ed. Paul Cornelison (Princeton: Princeton University Press, 1998), 17697.
1

Josquins Missa Lhomme arm super voces musicales appears in Petruccis Misse Josquin of 1502. Petrucci includes both the original notation with the canon Clama ne cesses and a resolutio; but instead of omitting all rests, Petrucci understands the canon as calling for the omission of rests longer than a minim. Several later manuscript concordances of Josquins mass were copied from Petrucci. Jesse Rodins edition of Josquins two Lhomme arm masses is forthcoming in Josquin des Prez: New Edition of the Collected Works (New Josquin Edition), 29 vols. (Amsterdam: Koninklijke Vereiniging voor Nederlandse Muziekgeschiedenis, 1987 ), vol. 6.
2

135 copy shown below, the singer can choose the version from which to sing. This example raises several questions that address the motivations that underlie this sort of musical notation. Why require the singer to omit rests in performance? Why not simply leave the rests out of the written version? If the composer or scribe has deemed a resolutio necessary, why continue to copy the canonic version? These questions, of course, extend beyond Josquins mass to virtually all canonically notated music from the period. The great variety of forms that canonic notation assumes prevents an easy answer to such questions, but a subset of these pieces helps in struggling with them. Turning back to Josquins mass, we can begin to make sense of some of these unintuitive notational decisions. Agnus Dei III quoted above was the last of ten times Josquin notated the Lhomme arm tune over the course of his Missa Lhomme arm super voces musicales.3 Flipping back through the manuscript, ones eyes meet the same bit of music written exactly the same way on every folio; all that changes are the verbal canons and the clefs, owing to the transposition scheme.4 No note, no dot, no rest is changedon the page, at least. It was apparently very important to Josquin that his cantus firmus always look almost exactly the same, even though he instructed the singers to apply all sorts of manipulations to ensure that it rarely sounded the same. Because they need the rests in other sections of the mass, Josquin The statements of the Lhomme arm tune in the Sanctus and Agnus Dei I are incomplete, including only the A and B sections of the cantus firmus. In this way the appearance of the tune is not literally identical to elsewhere; it is truncated, but not otherwise altered.
3

The only exception occurs in the Kyrie, in which, owing to a series of mensuration canons, there is no independent tenor part. Instead, the tenor must read along with the other voices in turn. Nonetheless, all notational details are the same as in later movements. Additionally, a flat signature appears in the Sanctus and Osanna, allowing the tune to be presented on F.
4

136 instructs the singers to ignore them in Agnus Dei III by way of a verbal canon, instead of by actually omitting them. Rests that are notated but omitted by direction, can be said to be simultaneously present and absent. 5 Josquins mass is a late example from a group of 15th-century masses that go out of their way to preserve the visual appearance of their borrowed materialan aesthetic I call notational fixity. Within the repertory of 15th-century mass cycles, composers fixed notational symbols (note shapes and placement, rests, and dots) even as they changed the symbols that defined a context for reading those note shapes (as mensuration signs, verbal canons, and occasionally clefs). Because of their position on the literal and figurative margins of notation, verbal canons and mensuration signs allow for the manipulation of musical material without disturbing its graphic identity. Fifteenth-century composers took great interest in complicating the relationship between what is seen and what is heard. By changing mensuration signs and verbal canons while maintaining notational fixity, singers were instructed to transform the notation before them in order to sing it. These transformations ranged from simply doubling the duration of the written notes to highly enigmatic puzzle canons that prescribe elaborate transformations like reading a line backwards or upside-down, singing it at a different pitch, or even omitting written notes or rests, as we have already seen. In such situations, the notation required the singer to realize the written music in performance so that what he sings differs, sometimes dramatically, from what is notated on the page. At times, composers delighted in seeing how
5

For a fuller treatment of the notational choices that shaped Josquins Missa Lhomme arm super voces musicales, see Chapter 4.

137 many different sounds they could conjure out of a single written line of music. This practice became so common that, in pieces that elsewhere engage in such transformations, scribes sometimes felt the need to call attention to their absence, specifying when a line was to be sung as written with the canon ut iacet or as it lies. As we shall see in Chapter 4, Josquins Missa Lhomme arm super voces musicales is one of the most precise examples of notational fixity in any 15th-century mass. It offers a reminder that the desire to maintain the visual appearance of cited material could push composers toward unintuitive notational choices. The myriad musical transformations that notational fixity enablesalong with the resulting disconnect between the seen and the heardbecome a defining feature of 15th-century compositional aesthetics. Of course, composers arent the only individuals to shape the manuscript copies that have come down to us. We have hardly any autograph manuscripts; most copies of this music pass through at least one set of scribal hands in its journey from the composer to us. The VatS 197 copy of Josquins Missa Lhomme arm super voces musicales is an exception. Jesse Rodin has proposed that someone very close to Josquin prepared this copy.6 The resolution in the Uppsala copy was almost certainly added after the original copying of that manuscript, judging by its comparatively messy hand and cramped spacing.7 We can therefore feel secure See Jesse Rodin, Josquins Rome: Hearing and Composing in the Sistine Chapel (New York: Oxford University Press, 2012), ch. 6; and idem, New Josquin Edition, vol. 6.
6

Rodin suggests that the UppsU 76c copy, which transmits only Agnus Dei III of Josquins mass, is related to the VatS 197 copy, and not, like many 16th-century copies of the mass, to Petruccis 1502 printing. The UppsU 76c resolutio (correctly) omits all rests, while Petruccis version, and those copied from it, omit only those larger than a minim. Rodin, ed., New Josquin Edition, vol. 6.
7

138 that the notational choices in the Missa Lhomme arm super voces musicales stem from Josquin himself. The same cannot be said of every composition; indeed, several that I discuss in this chapter show significant scribal activity. The Missa Gross senen, for example, includes resolutions provided by the scribe that show him struggling to interpret what was likely originally an incomplete exemplar. Visual citation depends on the relationship between verbal canons and mensural solutions, and the Missa Gross senen demonstrates just how complicated this relationship can become. The Missa Lardant desir is such an extreme example of notational consistency that we are able to look beyond the fact that its tenor survives only in resolved form. The cantusfirmus manipulations are so elaborate and unusualbut also so strictthat not only can we be certain of the tenors original notational form, but we can also confidently attribute that form to the anonymous composer. As I shall show, it would have been impossible for a mass that demonstrates this type of mensural intricacy to have been conceived without notational fixity and the correlation between visual and aural phenomena it affords. This interest in maintaining the visual appearance of borrowed material did not emerge spontaneously. As I suggest in Chapter 2, it has important links with the homographic motet and is enmeshed in the early history of the cyclic mass. Concern for the visual appearance of notation is not limited to long-range, multi-movement pieces such as Josquins mass. It also extends to the notational appearance of the borrowed material. The mass cycle in particular offers the opportunity for numerous repetitions over the course of its many sections, which,

139 in turn, allows the composer to establish a single notational form of a cantus firmus through repetition. Several examples discussed below deal with pieces that borrow not only a melody but also its notation. Such exceptional faithfulness to both the aural and material dimensions of melody inevitably complicates the citation by involving both aural and visual elements. Notational consistency and devotion to the visual appearance of a model, particularly chant, is not strictly new in the 15th century. What is new is, first, the scale of repetition made possible by the emergent genre of the cyclic mass, and second, the variety of manipulations to which composers subjected notationally consistent material. Verbal canons, mensuration signs, and clefs emerge as context-defining features, categorically distinct from the notes themselves. This manner of notation is conceptually distinct from the one we commonly use today; a full appraisal of its intellectual underpinnings is essential for the understanding of the music conceived in it.

Cantus planus, vel figuratus


As I reported in the preceding chapter, the earliest mass cycles were based on plainchant and seem initially to have been written in England.8 Though English sources from the mid-15th century have not survived in great numbers, some of these pieces made their way to continental Europe and are preserved in manuscripts such as the early Trent codices and the Aosta Codex.9

Andrew Kirkman, The Transmission of English Mass Cycles in the Mid to Late Fifteenth Century: A Case Study in Context, Music & Letters 75 (1994): 18099.
8

See Charles Hamm, A Catalogue of Anonymous English Music in Fifteenth-Century Continental Manuscripts, Musica disciplina (1968): 4776.
9

140 These pieces provide the linchpin connecting the homographic motet of the first decades of the 15th century to the expansive mass cycles that emerged around 1450. Although these early English cycles contain little by way of the complex manipulations one finds in later cycles, they do play an important role in establishing notational principles of citation and preservation. The anonymous Missa Fuit homo is one of the earliest cyclic masses with a visually consistent tenor.10 It is based on a gradual for the feast of St. John the Baptist. This chant is given once in each movement in the simplest form possible, untransposed and unembellished. Owing to this simplicity, the Missa Fuit homo may seem an inauspicious forerunner of later, more complex mass cycles. As Alejandro Planchart has noted, One can think of nothing less promisingthan the opening of the gradual Fuit homo missus a deo, particularly as treated by the composer of the anonymous Mass on that plainsong as a series of even, perfect breves.11 However unambitious, this series of even, perfect breves is perfectly effective at revealing and preserving the tenors plainchant origin. In each movement the chant is written in exactly the same way, in a manner that takes over aspects of the chant notation. Although we cannot identify with certainty the specific chant manuscript that served as the model for the composer, chants identical to the one used in the Missa Fuit homo appear in several surviving chant sources. One of these is the 14th-century choirbook PerBC 2801. Figure 3.3 juxtaposes the appearance of the gradual
10

The mass is edited by Margaret Bent in Four Anonymous Masses, Early English Church Music 22 (London: Stainer and Bell, 1979), 134.

Alejandro Enrique Planchart, Parts with Words and without Words: The Evidence for Multiple Texts in Fifteenth-Century Masses, in Studies in the Performance of Late Mediaeval Music, ed. Stanley Boorman (Cambridge: Cambridge University Press, 1983), 22751, at 243.
11

141 Fuit homo from this chant source with the mass tenor. Comparison reveals that the mass tenor retains the ligatures of its source with few deviations. This parity in appearance is striking. By following the appearance of his model so closely, the composer projects a sense that the identity between the chant and the tenor of the polyphony embraces not only melody but also notation.

Figure 3.3a. Anonymous, Missa Fuit homo, tenor (TrentC 90, fol. 176r)

Figure 3.3b. Fuit homo chant (PerBC 2801, fol. 158v)

The most important adaptation a composer must make when incorporating plainchant into a polyphonic mensural context is to rhythmicize the plainchant, which does not itself have defined rhythm. In order to use Fuit homo as a mass tenor, the composer therefore had to endow

142 the chant with rhythm.12 Composers generally accomplished this in one of two ways: by setting the chant melody in a newly created rhythm; or, more rarely, reading the original chant notation as if it were mensural.13 The composer of the Missa Fuit homo essentially followed the latter approach, reading the ligatures of the chant according to mensural rules, even interpreting the stems of porrectus and clivis as downstems, which would prevent the initial descending notes of a ligature from being read as longs. The reason composers were able do this is that mensural music took over most of its note shapes from plainchant. This shared visual language led to slippage between mensural and non-mensural notation (cantus figuratus and cantus planus, respectively). Music in which the note shapes (or figures) carried significance was known by this defining feature, so even the terminology emphasizes the written form of a song. The term figura was commonly used to This problem goes back to the beginning of polyphonic plainchant elaborations. The earliest polyphonic music based on chantorganum, like that preserved in the Magnus liber organi actually bypasses this need to an extent, since the upper voices are not strictly rhythmicized. Coordination of the parts did not happen entirely through metric coordination, but was ensured by vertical alignment in score format on the page (or perhaps more precisely, the notes of the tenor were to be held for longer than could be indicated with a single note shape; as Jerome of Moravia puts it, they are ultra mensuram). The notes of the source chant are aligned beneath the upper voices. The added parts are often written on a five- or six-line staff, or else one large staff. The chant-based tenor, meanwhile, continues to be written on a four-line staff, as it is in chant manuscripts. It is not practical to maintain ligatures in this setting, since notes are aligned vertically with the upper parts and must therefore be separated.
12

Tinctoris attests to this practice in his Liber de arte contrapuncti (Book II, Chapter XXI). Johannes Tinctoris, Proportionale musices; Liber de arte contrapuncti, trans. Gianluca dAgostino (Florence: Edizioni del Galluzzo per la Fondazione Ezio Francheschini, 2008), 31623. See also Richard Sherr, The Performance of Chant in the Renaissance and its Interactions with Polyphony, in Plainsong in the Age of Polyphony, ed. Thomas Forrest Kelly (Cambridge: Cambridge University Press, 1992), 178208.
13

143 refer to music that had a specified rhythm.14 Tinctoris contrasts the two, defining cantus planus as a melody that is made up of notes of indefinite value, as in Gregorian chant and cantus figuratus as a melody that is composed with notes of definite value.15 Of course, cantus planus is still written with neumes, but the emphasis on figures in cantus figuratus indicates that the figures themselves convey information. This distinction was equally important in the 14th century. Theorists discussing isorhythmic motets speak of taleae as having the same figurae. Thus, the way in which theorists address rhythm implies that it is all but inseparable from the way it appears visually or, one might add, from the act of writing it down. What these treatises do not emphasize is that rhythmic notation has two essential components: note shapes and the context in which those shapes are understood. Just as notes on a staff have only relative meaning until they are preceded by a clef, a series of note shapes only has a definite rhythm when defined by a mensuration sign (or some other indication of mensuration). The Fuit homo chant moves from cantus planus to cantus figuratus by endowing its figures with meaning. In the Missa Fuit homo, the notation of the borrowed material takes on new meaning by defining its context. Striking adherence to the visual appearance of a model like that of the Missa Fuit homo
14

On the term figura, see Chapter 2.

Cantus simplex planus est qui simplicibus notis incerti valoris simpliciter est constitutus, cujus modi est gregorianus. Cantus simplex figuratus est qui figuris notarum certi valoris simpliciter efficitur. Johannes Tinctoris, Dictionary of Musical Terms: An English Translation of Terminorum musicae diffinitorium Together with the Latin Text, trans. Carl Parrish (London: The Free Press of Glenncoe, 1963), 12. See also the more recent edition and Italian translation: Johannes Tinctoris, Diffinitorium musice: Un dizionario di musica per Beatrice dAragona, ed. Cecilia Panti, Studi e testi FEF-SMMFA 6 (Florence: SISMEL Edizioni del Galluzzo, 2004).
15

144 can be found in several other early English masses based on plainchant. The anonymous Missa Salve sancta parens, for example, preserves visual elements of its plainchant model and retains them through each movement.16 Within this group of early masses, the Missae Fuit homo and Salve sancta parens display the greatest sensitivity to the notational facet of their cantus firmi, but several later chant-based masses follow their lead in this regardin particular several masses of Jacob Obrecht. Obrecht shows a tendency to preserve the visual appearance of plainchant in his masses, including his Missae De Sancto Martino, Beata viscera, Petrus apostolus, and, to some degree, the Missa Libentur.17 In the Missa De Santo Martino, for example, Barton Hudson suggests that Obrechts use of the cantus firmi gives the impression that he adhered to the actual appearance of the melody in the chant book available to him.18 Hudson points to cases in which ligatures in the mass tenor follow those found in the chant sources, in the same manner as we saw in the Missae Fuit homo and Salve sancta parens. In the early 14th century Pope John XXII (12441334) set down the first papal bull

The ligatures closely follow the 15th-century gradual of the Salisbury use (as in LonBLLA 462). It deviates more significantly from the chant in the Graduale Romanum; the version preserved in another manuscript in Oxford (OxfBRL d.3) is dramatically different. See Bent, Four Anonymous Masses, 181.
16

Obrechts masses are exceptional among later 15th-century cycles in that, toward the end of the century, plainchant masses more often featured free cantus-firmus treatment; most strict cantus-firmus treatment was found in chanson-based masses. The masses mentioned above are edited and discussed in the New Obrecht Edition (Utrecht: Vereiniging voor Nederlandse Musiekgeschiedenis, 198399): vols. 2 (ed. Thomas Noblitt, 1984), 3 (ed. Barton Hudson, 1984), 6 (ed. Noblitt, 1986), 8 (ed. Hudson, 1986).
17 18

Hudson, ed., New Obrecht Edition, vol. 3, xxvii.

145 to deal explicitly with music. (It was also the last until the 17th century).19 This document laid out a series of tenets concerning, among other things, the embellishment of plainchant. John was especially concerned with embellishment so extensive that it clouded the chant itself: But some disciples of the new school, concerned with dividing the beat, fabricate new notes which they prefer to sing more than the old ones [and thus] ecclesiastical song is sung in semibreves and minims and is choked with notes. They dismember melodies with hockets and sing lubricious discants, frequently inserting second and third voices in the vernacular. And in so doing they turn their backs on the fundamental things of the antiphoner and the gradual, and they know not upon what they build. 20 We do not wish to prohibit, especially not on feasts and solemn festivals at Mass or the aforesaid divine offices, any consonances which enhance the melody, as for example at the octave, fifth, fourth, and others of this sort, which may be
19

Helmet Hucke, Das Dekret, Docta Sanctorum Patrem Pabst Johannes XXII, Musica disciplina 38 (1984): 11931.

Sed nonnulli novellae scholae discipuli, dum temporibus mensurandis invigilant, novis notis intendunt, in semibreves et minimas ecclesiastica cantatur, notulis percutiuntur. Nam melodias hoquetis intersecant, discantibus lubricant, triplis et motetis vulgaribus nonnumquam inculcant adeo, ut interdum antiphonarii et gradualis fundamenta despiciant, ignorant, super quo aedificant, tonos nescient, quos non discernunt, immo confundunt, quum ex earum multitudine notarum adscensiones pudicae, descensionesque temperatae, plani cantus, quibus toni ipsi secernuntur ad invicem, obfuscentur. Currunt enim, et non quiescent; aures inebriant, et non medentur; gestibus simulant quod depromunt, quibus devotio quaerenda contemnitur, vitanda lascivia propalatur. Non enim inquit frustra ipse Boetius, lascivus animus vel lascivioribus delectatur modis, vel eosdem saepe audiens emollitur et frangitur. Translation from Craig Wright, Music and Ceremony at Notre Dame of Paris, 5001550, Reissue (Cambridge: Cambridge University Press, 2008), 346. Latin version taken from Michael Klaper, Verbindliches kirchenmusikalisches Gesetz oder belanglose Augenblickseingebung? Zur Constitutio Docta sanctorum patrum Papst Johannes XXII, Archiv fr Musikwissenschaft 60 (2003): 6995, at 72. The latter also contains a German translation.
20

146 preferred above the simple ecclesiastical song in such a way that the unblemished integrity of the chant itself shall remain; so that in this process nothing of the true course of music is altered; especially when these sorts of consonances enhance the perceived chant, they may encourage devotion and do not suppress the spirit when singing to God. 21 Although Johns pronouncement had virtually no effect on contemporary musical practice, the Docta sanctorum patrum helps illuminate ecclesiastical attitudes toward the status of plainsong. 22 This is not a direct attack on polyphony such as was to occur much later; rather, John XXII expresses concern that, in being incorporated into a new context, the divine melos might be marred. The integrity of the chant itself, as he puts it, is something to be protected and respected. But what precisely did the Pope mean by this integrity? He does not simply complain about melodic additions; he laments that chants are sung in semibreves and minims by disciples of the new school, concerned with dividing the beat. It is thus rhythmicized chant that came under fire. Whether this indicates that chant melodies were renotated with minims and semibreves or embellished with interpolated notes is impossible to determine. John apparently rejects both excessive polyphonic embellishment, such as discants and hockets, as well as melodic and rhythmic embellishments of the chant line itself. What should be Per hoc autem non intendimus prohibere, quin interdum diebus festis praecipue, sive solennibus in missis et praefatis divinis officiis aliquae consonantiae, quae melodiam sapient, puta octavae, quintae, quartae et huiusmodi supra cantum ecclesiasticum simplicem proferantur, sic tamen, ut ipsius cantus integritas, illibata permaneat, et nihil ex hoc de bene morata musica immutetur, maxime quum huiusmodi consonantiae auditum demulceant, devotionem provocent, et psallentium Deo animos torpere non sinant. Wright, Music and Ceremony at Notre Dame of Paris, 347. Klaper, Verbindliches kirchenmusikalisches Gesetz, 73.
21 22

Wright, Music and Ceremony at Notre Dame of Paris, 347.

147 preserved is that which is found in the antiphoner and the gradual. Significantly, these canonical books contain the body of sacred song in its written form. Although we should not simply conflate visual citation with written tradition, the latter provides a foundation for the type of visual citation we see in the 15th century. What began with plainchant, however, would soon expand to secular models. Soon after masses such as Fuit homo and Salve sancta parens, composers began adapting the practice of visual citation to masses based on chansons. The notation of these chansons includes their rhythmic dimension, so composers did not have to rhythmicize them, as they did plainchant.

Visual Citation
Among the earliest chanson masses to preserve the visual integrity of its cantus firmus is Du Fays Missa Se la face ay pale (see Chapter 2). Unlike the chant-based masses Fuit homo and Salve sancta parens, among others, Du Fays Missa Se la face ay pale is based on a French chanson, which has a specific rhythm in its original context. Also unlike these English masses, the Missa Se la face ay pale includes a transformational scheme that involves singing the tenor in values two and three times as long as those that are written. What the mass shares with these earlier cycles, however, is that it remains absolutely faithful to its modelin this case, to a work by Du Fay himself. Figure 3.4a shows the tenor from Du Fays chanson as it is preserved in the manuscript OxfBC 213. On comparing it with the tenor from Du Fays mass (Figure 3.4b), one cannot but be struck by the fidelity with which the tenor is quoted. Du Fay has taken over the tenor of his own chanson exactly, even keeping the ligatures intact,

148 save for one instance. Ligatures may have significance for texting, but because the chanson text is replaced with that of the mass, the original demands of texting no longer apply. The change of text opened every opportunity for the introduction of different ligatures.

Figure 3.4a. Du Fay, Se la face ay pale, tenor (OxfBC 213, fol. 53v54r)

Figure 3.4b. Du Fay, Missa Se la face ay pale, tenor (VatS 14, fol. 30v)

We cannot be sure whether Du Fay or a later scribe was responsible for either the ligatures or the text underlay in VatS 14. Manuscripts do not reliably transmit the mass text, especially in tenor parts, so it is not inconceivable that the text in particular reflects a scribal change. As for ligatures, a scribe may have recognized the strict cantus-firmus treatment and taken the ligatures from one of the songs many sources. Nonetheless, I find it less likely that

149 a scribe reverted to a previous version than that Du Fay maintained the look of his song from the beginning. Assuming I am right, this would emphasize how important the visual aspects of the citation must have been for Du Fay. With the Missa Fuit homo, we encountered the notion that the visual appearance of plainchant quoted in the context of a mass setting is bound up with its identity. Even when they are brought into a new musical and generic context, the tenors of masses such as this continue to look somewhat like chant, as a result of their having treated the chant notation, including its ligatures, as if it were mensural notation. These examples suggest that the act of citation may be viewed as an act of respect for the origin of the cited materialfor its identity, including its visual identity, and perhaps even for its author. This is not surprising inasmuch as the borrowed material in these instances comes from a body of melodies that had enjoyed centuries of careful preservation, owing to its status as a sacred liturgical repertory. To honor its inherent perfection is to honor its author and its messengers. Indeed, the scrupulous preservation of chantin all sorts of ways, including its incorporation into new polyphonycan be viewed as an act of faith. When the visual appearance of a chant is carefully preserved during the course of quotation, as we observed in the masses Fuit homo and Salve sancta parens, that devotion takes on yet another level of intensity. A similar devotion to the integrity of the model may be seen in Du Fays Missa Se la face ay pale, too, where it functions very differently than other forms of musical reference, such as melodic quotation. The history of musical borrowing in the mass suggests that upholding the ideal of

150 faithful quotation in this mass was a choice on Du Fays part. Masses that alter the borrowed materialeither by means of paraphrase or embellishmentemerged at the same time as strict cycles, first based on chant, then on chanson tenors. So Du Fays choice was clearly not the only path open to him. 23 Thus, no extra-musical requirement or convention prompted Dufay to preserve his borrowed material in this mass with such faithfulness. The exactitude with which the pitches and rhythms of his ballade tenor are preserved was founded on fundamentally musical and aesthetic choices. Significantly, so were his attention to the notational appearance of his borrowed tenor and his decision to maintain notational fixity. Because verbal canons are common in 15th-century music, Du Fays use of them in the Missa Se la face ay pale to augment the notated cantus firmus may seem straightforward, In contradistinction to stricter cycles such as Caput and Fuit homo are those that reflect a greater measure of flexibility in their disposition of the borrowed material, like the Missa Rex seculorum attributed to both Dunstaple (in AostaS D19) and Leonel Power (in TrentC 92 and 90 and TrentM 93), or the anonymous Missa Quem malignus spiritus. The Missa Rex seculorum uses the same cantus firmus in each movement (an antiphon for St. Benedict), but with rhythmic changes and slight embellishments. On the cantus-firmus treatment of the Missa Rex seculorum, see Edgar H. Sparks, Cantus Firmus in Mass and Motet, 14201520 (Berkeley: University of California Press, 1963), 99102. The Missa Quem malignus spiritus uses virtually the same melody in each movement but with significant rhythmic variation. See Bent, Four Anonymous Masses. The historical and chronological contexts into which Du Fays choice of a secular cantus firmus in this mass fits may be better understood by pointing out that no mass with a secular cantus firmus was copied into the Trent codices until TrentC 90; the masses in TrentC 87, TrentC 92, and TrentM 93 are all based on chant, or else they are sine nomine. The chanson-based masses in TrentC 90 are Soyez amprantiz by Guillaume de Rouge, Dueil anguisseux (Gloria and Credo) by John Bedingham, and the anonymous O rosa bella and La belle se siet. These masses appear in the later part of the manuscript, whose corpus is not shared with TrentM 93. All were copied by Johannes Wiser on paper that Peter Wright dates from 1454 to 1456. See Peter Wright, Johannes Wisers Paper and the Copying of his Books, in I codici musicali Trentini: Nuove scoperte e nuovi orientamenti della ricerca , ed. Peter Wright (Trent: Servizio Beni librari e archivistici, 1996), 3153.
23

151 even simple, compared to later, more inscrutable examples. That level of directness, however, should not desensitize us to the importance of this type of notation. By notating his borrowed material so that it always looks the same, while relying on verbal canons to specify how that material was to change, Du Fay appears to establish and emphasize a dichotomy between a fixed object (the cantus firmus) and its transformations (augmentations). It is a dichotomy that goes to the heart of the delicate balance a composer must achieve between similitude and change. Du Fays focus on notational consistency in this mass is of great importance. It serves to set the borrowed material apart from the new material. The cantus firmus seems to leap out from the folios that transmit this mass, projecting its identity. This effect is all the more vivid if one flips through the folios: an unchanging tenor retains its identity against the backdrop of its ever-shifting companions. The tenors visual consistency emphasizes its different status from the other parts, keeping old separate from new. In fact, the repetition necessitated by the length and structure of the cyclic mass allowed for the effect of visual citation even in pieces that did not actually draw their notation from a preexisting source. For works like the Missa Fuit homo and the Missa Se la face ay pale, visual citation establishes their cantus firmus as a fixed object. Other masses may not have a single notational archetype, but they nonetheless maintain notational consistency throughout their five movements. For example, in his Missa Spiritus almus, Petrus de Domarto employs a section of plainchant as a cantus firmus. Instead of drawing a rhythmic reading from its original notation by interpreting aspects of the chant notation as if it were mensural, as did the English cycles discussed

152 above, Domarto provides the plainchant with a single, fixed notational identity of his own making. Though written only once, this notated line is subject to mensural transformation throughout the mass. In fact, Rob Wegman identifies Domartos mass as the beginning of the tradition of pieces that explore the possibilities of mensural reinterpretation. 24 Although Domartos mass does not exhibit visual citation in the same way as Du Fays Missa Se la face ay pale, his cantus firmus, with its newly crafted rhythms, is repeated again and again. It maintains an identical visual appearance and thereby establishes the line as a fixed object. In this and other masses, like Busnoyss Missa O crux lignum and Josquins Missa Lhomme arm super voces musicales (see Chapter 4), the composer departs from his model but is still able to preserve visual integrity, generally by repeating of the newly crafted musical material. Among all the forces that contribute to the establishment of this sense of identity, it is the visual component of citation that demands our attention. The treatment of preexisting material in the ways I have been describing occurred in a broader cultural context. Indeed, refashioning the old to create the new is a common trope, not only in music, but also in literature, art, and history. Regarding 15th-century art and architecture, Alexander Nagel and Chrisopher S. Wood show how artists refashioned old materials in ways that maintain the identity of the older material. 25 They argue that in the 15th century, architects, painters, and sculptors increasingly included older styles within

Rob C. Wegman, Petrus de Domartos Missa Spiritus almus and the Early History of the Four-Voice Mass in the Fifteenth Century, Early Music History 10 (1991): 235303.
24

Alexander Nagel and Christopher S. Wood, Anachronic Renaissance (New York: Zone Books, 2010), chap. 16.
25

153 new works of art. This could take the form of an architect physically incorporating walls in an archaic style into a modern building or depicting a subject holding an icon. Both examples juxtapose old and new methods of creationof building and creating images. Crucially, these older elements were not subsumed by their new context but remained distinct. Negel and Wood refer to the barrier the kept them separate as the seam between past and present, between old and new. By representing an older state of production, artists represented their own production histories within the works themselves. In this way, they argue, the old is present in the new without becoming new itself: Not all reuse of previously worked materials carries meaning. Many buildings contain blocks, columns, capitals, or other material taken from some older building, sometimes from the same site, sometimes transported considerable distances. If the seam between container and contained is invisible, or visible only to modern scholars, then we are faced simply with a pragmatic recycling of scarce materials. Any reuse that breaks down the original form of the used material does not signify, or does so only weakly. 26 Unlike stone or marble, music is a renewable resource. Any perceptible citation of anothers work may signify, but it signifies differently depending on whether or not the seam is visible. Visual citation in 15th-century music leaves the seam exposed.

Notating Augmentation in the Missa Gross senen


Several masses survive in forms that owe much to scribal intervention, but whose tenors must have originally exhibited notational fixity. The anonymous Missa Lardant desir, which I discuss below, survives in VatS 51 in resolutions only, but its tenors are clearly
26

Ibid., 180.

154 derived from a single tenor archetype. We find the same situation in Jacob Obrechts Missa Petrus apostolus. The anonymous Missa Gross senen appears in TrentC 89 with its tenor archetype and with verbal canons that do not seem to agree with the provided resolution in every section. These pieces are so tightly constructed around a single, unchanging tenor that we are able to posit the original notation of these masses tenors with confidence, even though this original notation has been lost. My goal is not simply to reconstruct a lost state of notation; rather, I shall consider what the possibility of recapturing an earlier state of transmission says about the construction of the compositions themselves. Rob Wegman has suggested that the composer of the Missa Gross senen originally provided only the tenor archetype and some verbal canons that indicate transformations, and that the scribe provided the resolutions, most of the mensuration signs, and perhaps also some of the canons. 27 His suggestion is inspired by the anonymous Missa Quand ce viendra, also in TrentC 89, which survives with a visually consistent tenor that lacks mensuration signs. Wegman suggests that the singers had to discover the necessary manipulations themselves. 28 If the original version lacked mensuration signs, it would be easy to understand why scribes found it prudent to provide resolutions. Presumably not all singers would have been equally up to the task of working out what a piece required. In the Missa Gross senen, the resolutions work with the other voices, but they do not

27

Wegman, Petrus de Domartos Missa Spiritus almus, 25960.

28

Ibid., 259. Richard Taruskin attributes the Missa Quand ce viendra to Busnoys in Antoine Busnoys, Collected Works: The Latin-Texted Works, Part 3: Commentary, ed. Richard Taruskin, Masters and Monuments of the Renaissance 5 (New York: Broude Trust, 1990), 94100.

155 always seem to result from the canonic notation. 29 The mass survives in a single copy in TrentC 89 (fols. 26v41r) and is based on the tenor from a German lied. Like the Missa Se la face ay pale, the Missa Gross senen requires that its tenor be read at different levels of augmentation, though the notational archetype remains unchanged throughout the mass. 30 As I will show, however, the surviving version is more correct than some have maintained; it provides insight into the difficulties inherent in notating augmentation. The resolutiones make clear which transformations the Missa Gross senen requires. Table 3.1, which lays out the cantus-firmus treatment, can serve as a point of reference for the following discussion. Not surprisingly, the Kyrie and Agnus Dei are fairly straightforward, presenting the Gross senen tune twice throughonce in each of its fully scored sections (Kyrie I and II; Agnus Dei I and III). Three major internal cadences occur in the cantus firmus and divide it naturally into four segments. The middle movements of the mass follow these natural breaks, presenting segments of the tune at varying levels of augmentation. In See Reinhard Strohm, Messzyklen ber deutsche Lieder in den Trienter Codices, in Martin Just and Reinhard Wiesend, eds., Liedstudien: Wolfgang Osthoff zum 60. Geburtstag (Tutzing: H. Schneider, 1989), 77105; Wegman, Petrus de Domartos Missa Spiritus almus, 259 60; Jaap van Benthem, Bemerkungen zur berlieferung und Herkunft der sogenannten Gross Senen-Messe, in Rainer Kleinertz, Christoph Flamm, and Wolf Frobenius, eds., Musik des Mittelalters und der Renaissance: Festschrift Kaus-Jrgen Sachs zum 80. Geburtstag (Hildesheim: Olms, 2010), 31729.
29

The tenor includes two small variants from movement to movement. In several places one finds either a g minim followed by an f minim or a g dotted minim followed by an f semiminim. Although the substitution of a dotted figure for two notes of equal value is common, in this case the variant takes on unusual significance: in at least one of its movements the Missa Gross senen instructs that the first note in each pair of minims be altered; it appears this procedure does not apply to the dotted figure. I shall address this issue more fully below.
30

Table 3.1. Cantus-firmus treatment in the anonymous Missa Gross senen

Mass section

Mensuration c.f. seg other tenor T sb = Tenor canon

Kyrie I

C
Br

[C] -

Christe

Notation Notes/concerns Proposed changes mensuration sign given resolution No Notas duplicabis ad ymum Straightforward in tenor; likely should be doubling note values C

Kyrie II

Z Z/ C2 C
Br L (i) In triplo crescere debet Ut iacet

Et in terra

Ta

O
-

Mensural augmentation continues, but there is no resolution Imperfect modus in the non-c.f. vv. indicated by double-long rests

Domine fili (a2) -

Domine deus (a2)

O O Z O O P c C
Mx L (i) Br (i) In triplo crescit sed clausulando decrescit

Qui tollis

Tb Tc Td

Cum sancto

Ta

Patrem

Ta

Canon says triplo not quadruplo because one level of augmentation is indicated by cut sign Includes added tag from Br (p) Crescat in duplum idem next c.f. section at end Perfect modus in the nonc.f. vv. indicated by triplelong rests. Like the Et in Cantes, si notas pausasque terra, but the tenor relates L (p) triples to a perfect long of the other voices, as opposed to imperfect in the Et in terra

156

Mass section

Mensuration c.f. seg other tenor T sb = Tenor canon Notes/concerns

Notation Proposed changes

Et incarnatus (a2) -

o
-

Crucifixus

Tb Tc Td

O2
sb L (i) Cantandus tenor est triplaris does not Br (p) triplaris notaque pausa the necessary sb Sed clausulando decrescere achieve augmentation bene canendo

O2 recte: C C P
Notas ut iacet cantabis nec No augmentation deviabis Notas triplabis pausasque recte numerando

Tenor in quadruplo Mx crescat sed clausulando L (p) decrescat. Sed inter binas Br (p) minimas prima alteratur aut expressior sine positura

Like the qui tollis, but the tenor and the other voices have the same mensuration N.B. Td segment does not work perfectly, perhaps due to transmission error

Tenor mensuration was originally C, not O2, since initial rests are double-long, and there is no indication of modus organization

Confiteor

Sanctus

Ta

Pleni sunt (a3)

C O Z O2
Br(i) Ut iacet

Osanna I

Tb Tcd

Sanctus and Osanna statements are conceputally linked, paralleling the Qui tollis and Crucifixus with sequential diminution. Explains triplaris error in Osanna I canon

Benedictus (a3)

Osanna II (a3)

Agnus Dei I

Z O2 C
recte: Z C Z

Prevailing mensuration should be Z, as in Kyrie II

Agnus Dei II (a2)

Agnus Dei III recte: C


sb

O C

No augmentation (as in Confiteor)

Prevailing mensuration should be C, not O

157

158 TrentC 89, the canonic notation achieves augmentation through both verbal canons and the juxtaposition of mensuration signs; it is from the indication of augmentation that problems arise. The verbal canons and mensuration seem to require different levels of augmentation than one finds in the resolutions. Because the resolutions work with the other voices, the tenor notation appears faulty. A few undeniable scribal infelicities cloud the reading of both Agnus Dei I and III. In the first Agnus Dei, the tenor is labeled ut iacet, though it plainly requires one level of augmentation relative to the other voices (see to Table 3.1). Most likely, the outer voices were originally in Z, which would yield twofold augmentation against the tenor in C. The error is probably therefore with the prevailing mensuration, not the tenor canon. This suggested emendation would result in a mensural situation identical to that of Kyrie II, which is also labeled ut iacet. These are the only two sections of the mass that are not resolved. An even more striking error in the prevailing mensuration is found in the final section of the mass. The final Agnus Dei should be read in

C by all voices, instead of O,

which TrentC 89 transmits. Reading the non-tenor voices in duple instead of triple not only brings the tenor and the other voices into better metrical alignment, but also shifts several cadences to the first note of a tactus. The altus and bassus do not have any breves that would be perfect under O. The superius, however, has a breve followed by a long and breve rest, all of which must be imperfect to fit with the lower voices; this confirms the duple mensuration. In this section the tenor appears in its non-augmented form. With all the voices consistently in duple meter, the augmentation in the Kyrie and

159 Agnus Dei is notationally clear-cut. More difficult is the mixing of duple and triple meter in the middle movements of the mass. In the Et in terra, the tenor carries the instruction In triplo crescere debet; in the Qui tollis, In triplo crescit sed clausulando decrescit. (Increase it threefold, but when cadencing, decrease it.) At first glance, the Qui tollis canon seems to signal augmentation, as in Du Fays Missa Se la face ay pale : a section in triple augmentation, then double, then ut iacet. A closer look at the resolutio (Figure 3.5) indicates this cannot be correct: if the line were subject to 3:1 proportional augmentation, it would be populated by dotted semibreves, rather than imperfect breves. As Reinhard Strohm notes, practically speaking this is 4:1 augmentation, not 3:1. 31

Figure 3.5. Anonymous, Missa Gross senen, Qui tollis (TrentC 89, fol. 30r)

The initial sections of both the Gloria and Credo place the first phrase of the Gross senen tenor in the tenor into

P against a prevailing mensuration of O. In both cases a resolutio translates O; the tenor is also supplied with a canon apparently instructing a tripling

of note values. (In the Et in terra we find In triplo crescere debet; in the Patrem, Cantes,

31

Strohm, Messzyklen ber deutsche Lieder, 92.

160 si notas pausasque triples.) In neither case does a tripling of durations work. Furthermore, one would expect the resolutions of both of these sections to be identical, since they have the same tenor notation, the same prevailing mensurations, and the same canonand yet (see Figure 3.6) the Et in terra resolution features extensive coloration, which keeps longs and breves imperfect, while the Patrem allows them to remain perfect (unfilled in the resolution).

Figure 3.6. Anonymous, Missa Gross senen, tenor:


a. Et in terra (TrentC 89, fol. 29r)

b. Patrem (TrentC 89, fol. 32r)

There is a way in which this reading turns out to be correct, however, and that is if mensural augmentationnot proportionalis held to be at work. If the tenor is read in imperfect minor modus in the Et in terra and

P with

P with perfect minor modus in the Patrem,

then the result matches the resolution exactly, save for the merging of repeated notes on the same pitch.

161 With these mensural corrections explained, we may reevaluate the putative errors attributed to these sections of the Missa Gross senen. If we understand In triplo crescere debet not as proportional augmentation but as an indication to apply two levels of augmentation, then the resolutions of the Et in terra and Patrem make perfect sense. Admittedly, this solution requires an unusual interpretation of the language, but if we think of the common canon crescit in duplo as indicating one level of mensural augmentation, then one can easily understand how crescit in triplo might indicate a further level. 32 Describing proportional augmentation with a verbal canon is easy; indicating mensural augmentation is much less straightforward. Although 4:1 proportional augmentation unambiguously means a quadrupling of note values, 4:1 mensural augmentation may result in either a four-fold, six-fold, or nine-fold increase in note values. Scholars will often refer to 4:1 (mensural) augmentation as augmentation at the remove of two levels. For example, a minim of c corresponding with a breve of Z would be two levels of mensural augmentation. As Figure 3.7 illustrates, one minim of

c would correspond temporally with four of Z

(shown in Figure 3.7 by the solid box), but a semibreve of c would equate with six semibreves of Z. (A semibreve of

c comprises three minims, which equates to three breves of P, all

shown by the dotted box).

When Tinctoris addresses the question of augmentation in the Proportionae musices, he says that Busnoys in his Missa Lhomme arm and Ockeghem in his Missa De plus en plus should have written crescit in duplo instead of using mensural augmentation (in Busnoyss case, by juxtaposing O with P). Here, one level of mensural augmentation, with a minim of P equal to a semibreve of O, results in a tripling of absolute values. Johannes Tinctoris, Proportionale musices; Liber de arte contrapuncti, trans. DAgostino, 82.
32

162

Figure 3.7. Mensural augmentation between c and Z

This is one of the chief difficulties of mensural augmentation: that the proportion between notes at different levels may not be uniform. This sort of difference in durational ratios results when mensurations with different combinations of duple and triple note divisions are related through mensural augmentation. Anna Maria Busse Berger drives this point home when, in discussing the relationship between P/c and O/C, she lays out seven distinct possibilities for how they may relate. 33 While it may not always be convenient or concise, the added precision gained by observing the details of mensural augmentation is worth the trouble. It is difficult to contextualize the way the Missa Gross senen indicates its augmentation,

Anna Maria Busse Berger, Mensuration and Proportion Signs: Origins and Evolution (Oxford: Clarendon Press, 1993), chap. 4, esp. 8789.
33

163 because few pieces employ canons that indicate augmentation at levels greater than 2:1. When composers call for more dramatic mensural augmentation, they almost invariably do so by juxtaposing mensuration signs, perhaps to avoid confusion such as we find in the Missa Gross senen. The few exceptions that do call for larger levels of augmentation with a verbal canon usually have a reason for using a canon instead of mensuration signs. 34 Proportional augmentation, on the other hand, can be achieved only with verbal canons. Still, relatively few pieces employ proportional augmentation at levels greater than 2:1. Among the pieces that do are the anonymous Missa Nos amis preserved incompletely in LucAS 23835 and Cornelius Heynss Missa Pour quelque peine, and later Obrechts Missa Grecorum The Agnus Dei of Josquins Missa Fortuna desperata indicates fourfold augmentation with the canon crescite et multiplicamini. This canon could as easily indicate two levels of mensural augmentation as a quadrupling of note values, given the wording of the canon, but since all voices are in duple meter, it is impossible to determine and in any case does not matter. See Barton Hudson, ed., Josquin des Prez: New Edition of the Collected Works (New Josquin Edition), 29 vols. (Utrecht: Koninklijke Vereiniging voor Nederlandse Muziekgeschiedenis, 1996), vol. 8. Some form of the canon crescite et multiplicamini appears in the sources BarcOC 5, ModE M.1.2, MunBS 3154, VatS 41, and VienNB 11778. (ModE M.1.2 and MunBS 3154 add to this: et replete terram et inebriamini eam.) UppsU 76b has no canon. The only significant variants in the canon occur in printed sources: Petruccis Misse Josquin (1502) and Grapheus 15392. Petruccis redaction includes the canon: In gradus undenos descendant multiplicantes. Consimilique modo crescant antipodes uno (They descend, multiplying, always by eleven degrees; similarly the opposite increases by one); the canon transmitted by Grapheus reads: Celsa canens imis commuta quadruplicando (The [voice] singing high is transposed low, quadrupling). All sources for this movement except MunBS 3154 include resolutiones.
34

Only the surviving fragment of the Credo has been edited in Reinhard Strohm, Music in Late Medieval Bruges (Oxford: Oxford University Press, 1985), 23847. A full facsimile appears in The Lucca Choirbook: Lucca, Archivio di Stato, MS 238; Lucca Archivio Arcivescovile, MS 97; Pisa, Archivio Arcivescovile, Biblioteca Maffi, Cartella 11/III , ed. Strohm (Chicago: University of Chicago Press, 2008).
35

164 and Missa Je ne demande, Johannes Ghiselins Missa Narayge and Missa Gratieuse, Pipelares Missa Sine nomine [Pour entretenir mes amours] (VienNB 11883), and the anonymous Missa Naray je jamais.36 Even if the Missa Gross senen is something of an anomaly, it presents an alternative understanding of the procedures used to express augmentation. 37 The notational form preserved in the redaction of the Missa Gross senen in TrentC 89 uses signs of major prolation integrally, rather than to indicate augmentation. It does use cut signs to achieve diminution, but otherwise uses only verbal canons to indicate augmentation. Consider the Cum sancto, where the tenor in

c is read against the prevailing mensuration

of O. A canon indicates crescat in duplum idem. In this section, a semibreve of the tenor takes up the same amount of time as a perfect breve of the other voices: this yields one level of mensural augmentation. A similar procedure occurs in the Sanctus, where a semibreve under
36

P has the same duration as an imperfect long under O. The accompanying canon

There are probably other examples. The Missa Gross senen probably predates all of these masses, leaving only Du Fays Missa Se la face ay pale as a predecessor. Whether or not Wegman is correct that the scribe, and not the composer, provided mensuration signs and some canons for the Missa Gross senen, the TrentC 89 copy of the mass nonetheless provides an example of a contemporary understanding of the issues complicating the designation of augmentation. Moreover, inasmuch as the mass is anonymous, we lose nothing by attributing these aspects of the notation to the scribe instead of to the composer. If the scribe did provide the resolutions, he must have been quite learned musically. Although we know that Johannes Wiser was the main scribe of TrentC 89, Peter Wright reports that a secondary scribe (his scribe 89-C) was responsible for copying the music of the Missa Gross senen. Pieces that use major prolation to indicate augmentation had already been entered in the Trent codicesnamely, Domartos Missa Spiritus almus (TrentC 88, fols. 401v410r)so the procedure was not altogether foreign. According to Wright, scribe 89-C also entered a number of smaller pieces as well as a mass by Barbingant into the manuscript. His handiwork can be found on the following folios: 23v, 24v46r, 175v176r, 235av242r, and 306v318r. See Wright, Johannes Wisers Paper, 36.
37

165 reads: Notas triplabis pausasque recte numerando. This tripling has the same meaning as in the Gloria and Credotwo levels of mensural augmentation. Osanna I includes a canon that reads Cantandus tenor est triplaris notaque pausa, but in fact only one level of mensural augmentation is intended (a semibreve of

c equals a

perfect breve of P). I believe this error was introduced when the Sanctus and Osanna, which originally occupied a single manuscript opening, were split into separate folios. If the Sanctus and Osanna were written together, then the Gross senen tune would be written in full and the Osanna canon would apply for the whole line. The result would be a systematic speeding up in each phrase, as in the Qui tollis and Crucifixus. Even if they had never shared a folio and the Osanna canon should have read duplaris in place of triplaris, the sections are linked by this gradual reduction in augmentation, and the error is minor. Taken together, if we understand duplo, triplo, and quadruplo in the canons to refer not to proportions, but to orders of magnitude of augmentation, then nowhere does major prolation result in augmentation, in the manner of the so-called error anglorum.38 Indeed, it leads us to wonder if this is why the error anglorum achieved such widespread use. The Missa Gross senen, therefore, occupies a slightly different place in the history of augmentation than we have previously recognized. When Wegman discussed the mass in the context of the history of mensural transformation, he read the signs of major prolation as

The error anglorum, as Tinctoris calls it, refers to the notational habit of using signs of major prolation (c and P) to indicate one level of mensural augmentation relative to O and C. Tinctoris objected to this practice; his objection had repercussions in the repertory, as I explain in Chapter 4.
38

166 indicating one level of mensural augmentation, as they do in Domartos Missa Spiritus almus, Busnoyss Missa O crux lignum, and the Lhomme arm masses of Busnoys and Ockeghem (among others). But if we read the verbal canons as indicating levels of augmentation, then we must conclude that the Missa Gross senen composer or scribe uses major prolation signs only for mensuration and not as augmentation, but does use cut signs for diminution. This would align him not with Busnoys and Domarto, but with another group of composers, including Tinctoris (Missa Lhomme arm ), Marbrianus de Orto (Missa Lhomme arm ), and Ockeghem (Missa Prolationum). 39 As I mentioned above, we cannot be sure with the Missa Gross senen in particular, that what we have is a reflection of the composers original intentions. Inasmuch as we do not know the identity of the composer anyway, it would be equally telling if it had been the scribe who introduced the notational choices. Another piece that uses major prolation to indicate augmentation had already been entered in the Trent codicesnamely, Domartos Missa Spiritus almus (TrentC 88, 401v410r)so the procedure was not altogether foreign. Still, if it is true that the scribe and not the composer was responsible for the mensuration signs, then we might see why the scribe found it a challenge to provide resolutions. On Tinctoriss Missa Lhomme arm, particularly issues of mensuration and notation, see Chapter 4. On de Ortos Missa Lhomme arm, see Jesse Rodin, When in Rome: What Josquin Learned in the Sistine Chapel, Journal of the American Musicological Society 61 (2008): 307372; and Unresolved, Music & Letters 90 (2009): 53554. Bonnie Blackburn has suggested that Ockeghems Missa Prolationum may even be a response to Tinctoris, who criticized Ockeghem for using major prolation to indicate augmentation in his Missa De plus en plus. See Blackburn, Did Ockeghem Listen to Tinctoris? in Johannes Ockeghem: Actes du XLe Colloque International dtudes Humanists, Tours, 38 Fvrier 1997, ed. Philippe Vendrix (Paris: Klincksieck, 1998), 597640.
39

167

Theorists on Diminution
Diminution and augmentation depend on a dissociation of sign and meaning. In diminution and augmentation, a note is read either as proportionally shorter or longer than its shape dictates, or else it is semantically redefined by the mental substitution of a different shape and its attendant signification. These two related procedures are the earliest and most common ways of reinterpreting a given line, as the homographic motets discussed in Chapter 2 attest.40 As the most common method of dissociating note from sound, augmentation and diminution serve as a case study of musical manipulation, and theorists ideas about these related practices provide insight into the relationship between written and sounding music from a broader perspective. The Berkeley treatise and other treatises related to the Libellus cantus mensurabilis secundum Johannem de Muris discuss diminution which often occurs in the tenors of motets.41 This Diminution in particular is not always related to reinterpretation, but was also heavily involved in questions of tempo. In particular, the issue of cut signs (Z and o), which indicate diminution in the form of tempo acceleration or changing placement of the tactus, has sparked considerable debate. Major contributions to this discussion include Eunice Schroeder, The Stroke Comes Full Circle: o and Z in Writings on Music, ca. 14501540, Musica disciplina 36 (1982): 11966; Busse Berger, The Myth of diminutio per tertiam partem, The Journal of Musicology 8 (1990): 398426; eadem, Mensuration and Proportion Signs, chap. 5; Rob C. Wegman, What is Acceleratio Mensurae? Music & Letters 73 (1992): 51524 and Different Strokes for Different Folks? On Tempo and Diminution in Fifteenth-Century Music, Journal of the American Musicological Society 53 (2000): 461505; Alexander Blachly, Mensuration and Tempo in 15th-Century Music: Cut Signatures in Theory and Practice (Ph.D. diss., Columbia University, 1995); Margaret Bent, The Early use of the Sign o, Early Music (1996): 199225; and Ruth DeFord, On Diminution and Proportion in Fifteenth-Century Music Theory, Journal of the American Musicological Society 58 (2005): 167.
40

See Oliver B. Ellsworth, ed., The Berkeley Manuscript: University of California Music Library, ms. 744 (olim Phillipps 4450) (Lincoln: University of Nebraska Press, 1984), 18081.
41

168 collection of treatises does not delve into the issue from a theoretical standpoint; rather, the issue arises from discussion of contemporary practice in writing motets. The author describes how a long replaces a maxima, a breve replaces a long, and so on, so that a note is replaced by one of the next smallest value. In laying out a set of rules concerning diminution, these treatises carefully articulate separate rules for perfect and imperfect divisions, recognizing that confusion can arise from different dispositions. Several decades later, Prosdocimus de Beldomandi asserts that the only suitable reason for using diminution is the conservation of parchmentto save the scribe from rewriting a line of music:42 At present diminution is found not only in tenors of motets, but also in tenors of ballades and other songs, and, what is more, it is also found in the discants of many ballades. Nevertheless, you should know that the diminution is mostly placed in the ballades by the moderns, as it has been said, seems to me to be a major folly, neither do I know what it is good for in such a place, since such a song could be notated just as well in its proper notation as with such diminution, nor does any inconvenience follow from this. On account of that you should know that diminution was invented only to avoid repetition, as may be found in tenors of motets in which such a diminution occurs.43 Prosdocimus discusses this in his Tractatus practice cantus mensurabilis ad modum ytalicorum. His view actually goes against the idea of notation as analytic. See Jay A. Huff, ed. and trans., Prosdocimus de Beldemandis: A Treatise on the Practice of Mensural Music in the Italian Manner, Musicological Studies and Documents 29 ([Rome]: American Institute of Musicology, 1972), 6869. The anonymous Tractatus figuarum also discusses diminution and augmentation, but unlike the Libellus and Prosdocimus, it does not address the diminution of entire lines. The Tractatus figuarum is concerned instead with different species of certain note shapes that may be diminished or augmented by changing their physical form. The author describes a semiminim, for instance, not as a note value smaller than the minimfor that was apparently still considered a logical impossibilitybut as a subspecies of the minim, which is diminished by half. See Philip E. Schreur, Tractatus figuarum (Lincoln: University of Nebraska Press, 1989), 8083.
42 43

ad presens non solum diminutio reperitur in tenoribus motetorum, sed etiam reperitur

169 Prosdocimus simultaneously acknowledges the expanding application of diminution to voices other than the tenor and decries this usage as unclear and unnecessary. He says that because it would be possible, at no risk of inconvenience, to write the voices in question in their proper notation, there is no reason to use diminution. Prosdocimus does not mention the generative aspect of such tenor notation. It was not a coincidence that homographic motet tenors could be written out or written just once with instructions for repetition. Instead, the repetition scheme was part of the compositional planning; the diminished repetitions are fundamentally related to the original through notation. But several of the homographic motets discussed in Chapter 2 reveal glimmers of interest in the generative potential of musical repetition through varied readings. By claiming that he sees no benefit of diminution other than notational economy, Prosdocimus undercuts what other theorists and much music suggest was as much an aesthetic decision as a purely practical matter. Economy of space is a concern to which I shall return; it was motivated by more than a desire to save the scribe a few pen strokes and inches of parchment. Prosdocimus and other early writers acknowledge some benefit in not having to write out a given line again if its diminutions can be derived from a single written line. For the most in tenoribus baladarum et aliorum cantuum, et quod plus est reperitur etiam in discantibus quampluriam baladarum. Scias tamen, quod diminutio que ut plurimum in baladis ad presens reperitur posita a modernis, ut dictum est, videtur michi esse una maxima fatuitas, nec videre scio ad quid in tali loco bona sit, cum ita bene posset cantus talis in sua propria figuratione sicut cum tali diminutione figurari, nec ex hoc sequitur aliqua incomoditas. Propter quod scire debes, quod diminutio inventa fuit solum propter fugere pluralitatem, ut patere potest in tenoribus motetorum in quibus reperitur talis diminutio Quoted from Expositiones tractatus practice cantus mensurabilis magistri Johannis de Muris, ed. Alberto F. Gallo (Bologna: Universit degli Studi di Bologna, Instituto di Studi Musicali e Teatrali, 1966), 207.

170 part, however, the pieces in question are motets, which are short enough not to require page turns. Once the dimensions of the music extended beyond a single manuscript opening, the benefit of spatial economy was no longer relevant. Moreover, owing to page turns necessitated by the other voices, the tenor would have to be rewritten anyway. By the mid-15th century, Johannes Tinctoris provides a different view of augmentation and diminution. In the Terminorum musicae diffinitorium, he includes several terms that shed light on the increasingly complicated relationship between written and sung music. Tinctoris defines diminution as the reduction of any large piece into a small one.44 This definition is remarkably untechnical and imprecise, even given the general nature of the Terminorum. In the same vein, Tinctoris includes an entry for the related term cantus per medium, which he defines as a piece in which two notes are measured as one, in duple proportion.45 The inclusion of a distinct entry for this phrase is unusual, not least because the term is scarcely found in the 15th-century repertory.46 In this entry Tinctoris shows no objection to
44 45

Tinctoris, Terminorum musicae diffinitorium, trans. Parrish, 2425.

Cantus per medium est ille in quo duae notae sicut per proportionem duplam uni commensurantur. Translation based on Tinctoris, Terminorum musicae diffinitorium, trans. Parrish, 12. The indication per medium was much more common at the end of the 14th century, appearing in pieces in Chantilly, ModE M.5.24, and OxfBC 213, among others. The only example I have come across from the mid-to-late 15th century is Du Fays Missa Lhomme arm, in which Kyrie II includes the instruction Ad medium referas pausas liquendo priores (Repeat at the half, leaving out the initial rests), telling the singers to sing the line in twofold diminution, omitting initial rests. In the Credo of the same mass, singers are instructed: Scindite pausas longarum Cetera per medium. (Tear [omit] the longa rests. The rest sing by half.) Jeffrey Dean has suggested emending this canon to read: ad signo canite hec iterum rescindite pausas longarum omnio, cetera per medium. Jeffrey Dean, The Far-Reaching Consequences of Basirons Lhomme arm Mass, paper presented at the annual meeting of the
46

171 the practice of reading one note value as another; indeed, he makes this practice seem quite common. Tinctoris follows his definition of cantus per medium with an entry for cantus ut iacet as a piece that is sung entirely as it is written, without any diminution.47 Here, Tinctoris seems to be using the word diminution broadly, encompassing augmentation and other manipulations in addition to diminution. We have already come across the term ut iacet in the context of Du Fays Missa Se la face ay pale. In the Gloria and Credo the chanson tenor is sung three times: first in triple augmentation, then duple, and finally as it lies. Tinctoris may even have had Du Fays mass in mind when he crafted this definition. Tinctoris seems to have been familiar with the repertory of VatS 14, since a disproportionate number of pieces represented in this manuscript comprise the examples Tinctoris cites throughout his treatises.48 The term ut iacet had been the standard way of indicating that music that might otherwise been transformed American Musicological Society, Philadelphia, 13 November 2009. I thank Dr. Dean for making the text of this essay available to me in advance of its publication. The phrase per medium also appears in the secunda pars of the anonymous motet Antonio turma fratrum, found in VatS 15 in the context of a canon that reads Pausas longarum scindes medium notularum (Divide in half the longa rests). Cantus ut iacet dicitur qui plane sine ulla diminutione canitur, Translation based on Tinctoris, Terminorum musicae diffinitorium, trans. Parrish, 1213.
47

Several scholars have suggested that Tinctoris might even have worked with VatS 14. Tinctoriss own musical examples, however, do not match the manuscripts readings, so it is more likely that he worked with a related source than with VatS 14 itself. See John D. Bergsagel, Tinctoris and the Vatican Manuscripts Cappella Sistina 14, 51 and 35, in Collectanea II: Studien zur Geschichte der ppstlichen Kapelle, ed. Bernhard Janz (Vatican City: Biblioteca Apostolica Vaticana, 1994), 497527; Albert Seay, ed., Johannes Tinctoris: Opera Theoretica, vol. 1 (Colorado Springs: American Institute of Musicology, 1975), 25; and Richard Sherr, ed., Masses for the Sistine Chapel: Vatican City, Biblioteca Apostolica Vaticana, Cappella Sistina, ms 14, Monuments of Renaissance Music 13 (Chicago: University of Chicago Press, 2009), 7.
48

172 in performance was to be sung as written. Diminution and augmentation are so common in 15th-century music that it is easy to take them for granted. It is important to keep in mind, however, that requiring diminution and augmentationalong with a host of other manipulationsto be realized only in performance is hardly obvious. It becomes easier to acknowledge how unintuitive this notational method can be when we understand the conditions that made it possible. Contrapuntal manipulations such as retrograde, inversion, and augmentation are not exclusive to 15th-century music. They feature widely in later repertoriesin fugues, for example, and in serial compositions. The ways they were expressed during the 15th century, however, vary significantly from later examples. Johann Sebastian Bachs Fugue II in C minor from the second book of the Well Tempered Clavier includes both augmentation and inversion of the fugue subject. Of course, unlike earlier composers, Bach writes out these procedures. In order to see or hear them, they must be isolated from within the full keyboard texture. (See Figure 3.8, which shows the subject of Bachs C minor fugue in its first two entries and its augmented statement in the alto in mm. 14).49 Indeed, one of the delights of hearing a fugue is following the subject around the texture, through transpositions and in whatever other guises the composer presents it. When the subject begins with a bold opening gesture, it is generally easier to pick out of the texture, even in inversion. Perhaps this is one reason that inversion is so much more common than retrograde in fugues. In the 15th century, by Johann Sebastian Bach, Prelude and Fugue No. 2 in C minor, BWV 871, ed. Alfred Drr, Johann Sebastian Bach: Neue Ausgabe smtlicher Werke V:6-ii. Klavier- und Lautenwerke. (Kassel: Brenreiter, 1996), 1011.
49

173 contrast, retrograde was used much more widely.

Figure 3.8. J. S. Bach, Well Tempered Clavier II, Fugue II in C minor (mm. 13, 1415)

My point here is not to trot out ill-suited counter examples, but rather to highlight the different conditions that shaped how the same procedurein this case, augmentationwas notated. One reason inverted or augmented melodies are notated differently in the 15th century is that they are usually just one segment of a whole voice part; in earlier repertories, the entire line is often subjected to the transformational procedure. Furthermore, fugues (at least those for keyboard) are generally presented in score format, not in separate parts. This final, material concern is important: if it had not been the norm for individual voices to be notated separately (even as they occupy the same manuscript opening in a choirbook), it is much less likely that composers would have cultivated the types of whole-line manipulations they did. That is to say, the independent presentation of parts was a necessary condition that enabled schematic manipulations. Such manipulations are not possible in score notation, which requires the vertical alignment of parts. To demonstrate this point, let us turn to the only surviving example of retrogradation

174 before the Chantilly Codex: the oft-cited Nusmido organum (shown in Figure 3.9). This piece gets its name from the way it informs readers that it is a retrograde: by reversing the syllables of the word Dominus.

Figure 3.9. Anonymous, Nusmido organum (FlorL Med. Pal. 29.1, fol. 150v)

Though the syllables are reversed, the notes of the chant are still presented in the order in which they are sung. Even if the fashioner of this organum had wanted to write the chant in its usual order and have the performers sing it backwards, he could not have done so. Organum is notated in score, aligning the tenor with the organal voice. This precludes the possibility of notating the Dominus chant in its original order but having it sung in reverse. If a given organum extends beyond a single folio, as they generally do, attempting the manner of notation just described would require the two singers to begin simultaneously on different

175 openings. Because this clausula follows a series of others based on the same chant, it is possible to visualize the retrograde motion by comparing the Nusmido organum with the previous one in Figure 3.9. (The Nusmido organum actually begins at the end of the previous line, marked with an arrow. Although the two carry different rhythms, the melodic symmetry is visible.) The word nusmido does not act as a canon in the way that, for example, the upside down Agnus dei does in the final section of Josquins Missa Fortuna desperata .50 Fascination with notational possibilities sometimes influenced cantus-firmus procedures in a way that produced cantus firmi that are, as their name suggests, fixed songs. This fascination would extend even further in an anonymous mass based on the early 15thcentury chanson Lardant desir. This mass is one of the most vivid examples of a composition that highlights the physical manifestation of borrowed material, and, as such, reveals a great deal about the system that gave rise to it.

Notational Manipulations
The anonymous Missa Lardant desir attains new heights of graphical self-awareness in its prescribed transformations. Some of its manipulations are familiar from other masses, such as mensural reinterpretation (when the singer reads the same notational signs under multiple mensuration signs), transposition, and proportional augmentation (as in Du Fays Missa Se la face ay pale). Others require that the tenor be read in ways that depend on its graphical identity. In each movement, the composer calls for the same series of note shapes In this movement, the words Agnus dei are written upside down to indicate that the line is to be inverted.
50

176 to be read in different ways. For all of this, the Missa Lardant desir does not come down to us in a manner that shows these procedures transparently. Instead, its unique exemplar (VatS 51) transmits the mass in semi-resolved notation, with most of its procedures written out and without what must have been its original notation. We are left with only the resolutio. Rob Wegman brilliantly determined that, despite appearances, the Missa Lardant desir belongs to a category of masses that exhibit notational fixity. He reverse-engineered the archetypal form of the tenor and the series of manipulations it has to undergo. 51 Most telling are the different levels of mensural transformation to which the tenor is subject: Only a single notational shape, coupled with the reconstructed original mensurations, could produce the resolved versions transmitted in VatS 51. As we shall see, these and other more outlandish manipulations work so perfectly that this mass must have been originally conceived with a visually consistent tenor. The composer of the Missa Lardant desir happens to have written one mass section the Confiteorin which the tenor is not subject to transformation. This made it easier to visually reconstruct the archetype in a form that could have been copied by the scribe of VatS 14 (see Figure 3.10). 52 I used Adobe Photoshop to digitally alter the tenor so that it reflects
51 52

See Rob C. Wegman, Another Mass by Busnoys? Music & Letters 71 (1990): 119.

I agree with Wegmans suggested archetypal notation, except in noting that the mass tenor likely included two triple-long rests at the beginning and three triple-long rests between halves of the song (Wegmans original has none). These rests conform exactly to the transformations Wegman proposes, as reflected in the resolved version. For one example we may look to the Agnus Dei III. In this section, note values are swapped, which results in all longae being read as semibreves. The resolution includes rests that are consistent with two longa rests at the beginning of the tenor and three between halves of the song (becoming two semibreves and three semibreves, respectively). The rests I propose to add are present in all

177 what must have been the original tenor archetype.

Figure 3.10. Anonymous, Missa Lardant desir, reconstructed tenor archetype (based on VatS 51,
fol. 98v; this image has been digitally altered)

As in other masses that maintain visual consistency, the notational archetype shown above would have appeared on every opening in which the tenor participates. It would have been accompanied by changing mensuration signs and verbal canons whose prescriptions yield something very close to the resolved version in VatS 51. The Missa Lardant desir is remarkable for the extravagant procedures it demands of but two sections of the resolved tenor, suggesting that a canon instructed their omission in the Cum Sancto and Osanna II. Instructions to omit rests are not uncommon, particularly when there are no internal rests but instead allow for introductory duos at the beginning of sections, as is the case in the Missa Lardant desir. Of course, I do not suggest that the source song included these rests, rather, that they were added in the notational archetype and maintained throughout the mass The tenor versions that survive in VatS 51 generally use double-long rests, except in movements in O2 and the Confiteor, which is in C, but the number of rests is consistent with the number of triple-long rests I suggest. Furthermore, in each of these cases the bassus has triple-long rests, even when the tenor has double-long rests. This occurs in Kyrie I, Et in terra, Patrem, and Sanctus. Since we already know the tenor parts were subject to significant scribal revision, we may find the other parts more trustworthy than the tenor. One can easily imagine how these rests would be rendered as double- instead of triple-long rests in the course of resolution.

178 the tenor (see Figure 3.11). I have placed the VatS 51 version in the right column and a reconstructed schematic enacting these ordersthat is, how the singers would have had to envision the original notationin the left column. Some manipulations in the Missa Lardant desir are familiar; others are unusual enough to appear only in this piece. The cantus firmus is read under

O, C, and U, yielding both triple and duple renderings, as well

as various levels of augmentation, both mensural and proportional. In the Et resurrexit, the singer transposes the line down a fourth. These are stock transformations for the 146070s. In the Cum sancto and Osanna II the singer omits all written rests. Even this instruction is not that unusual, though the earliest examples of omitting rests were in homographic motets and had a different purpose. In these motets, the tenors observed rests on a first pass to accommodate an upper-voice duo, but omitted the rests on subsequent repetitions in order to maintain full texture. Of course the Missa Lardant desir is by no means the last example of rest omission either; perhaps the most famous example is Josquins Missa Lhomme arm super voces musicales. More unusual procedures creep in beginning with the Credo. In this movement, the singer must read the Lardant desir tenor as if it had no stems. Not only does this change minims into semibreves and longs into breves, but it also alters the rhythms of ligated notes. 53 Yet even this section pales by comparison with the more spectacular transformations in the Agnus Dei. In Agnus Dei I, the singer must omit any note that is followed by a melodic

Figure 5 in Wegmans article provides a clear illustration of how the omission of stems affects the prescribed rhythms. See Wegman, Another Mass by Busnoys? 9.
53

Figure 3.11 an. Anonymous, Missa Lardant desir, tenor: modified original notation (left column) and as it appears in VatS 51 (right column)

a. Kyrie I: first half of the cantus firmus, sung in O

b. Kyrie II: the second half of the chanson, still in O, but repeated twice

179

c. Et in terra: tune in O, with a canon such as crescit in duplo, telling the singers to double the written values

d. Domine deus: U, which indicates 4:3 proportion relative to the other voices, while continuing with doubled note values

180

e. Cum sancto: tune is sung in C with rests omitted

f. Patrem: sung in O; the singers are told to read the line as if it had no stems

181

g. Et resurrexit: the singer continues to read the line without stems in C, now also transposed down a fourth

h. Confiteor: the tenor is sung in C, without manipulations

182

i. Sanctus: the first half of the melody is sung in

c while the other voices have O, resulting in one level of mensural augmentation

j. Osanna I: second half of the melody is sung in C, which against O2 in the other voices signals a level of mensural augmentation

183

k. Osanna II: sung in O with rests omitted

l. Agnus Dei I: the singer omits any note that is followed by a melodic ascent. (figure shades all notes that would be omitted)

184

m. Agnus Dei II: the notation is read without stems and in mirror inversionthat is, the note shapes themselves are read upside down

n. Agnus Dei III: the singers are to swap opposite note valuesa minim for a maxima, a semibreve for a long, and vice versa)breves remain as they are.

185

186 ascent. 54 In Agnus Dei II the singers must again omit stems, but this time they are also to read the notation in mirror inversionthat is, as if it were literally written upside down. I can only surmise that the omission of stems was meant to ease, not enhance, the difficulty of the mirror inversion. Reading stemless notation upside down is challenge enough, but if stems are involved, one must contend with c.o.p. ligatures turning into ligatures with initial down-stems and vice versa. While it would be possible to read the line in mirror inversion while retaining stems, the result leads to some uncharacteristic syncopation. Agnus Dei III brings a different kind of reversal: the singers must swap opposite note valuesa minim for a maxima, a semibreve for a long, and vice versa. Breves are the axis of transformation and therefore stay as they are. The Confiteor of the Missa Lardant desir has received the most scholarly attention, since it features some of the strangest and most complicated rhythmic notation of the 15th century. The non-cantus firmus voices include uncommon mensuration signs, including V and U, that change every few notes, as well as anomalous stacked mensuration signs, such as

and C/c. Jason Stoessel has recently taken on this challenging movement, providing a new interpretation of these stacked signs. 55 Against this backdrop, we the tenor is treated more
54 55

Wegman, [LetterReply], Music & Letters 71 (1990): 63335.

On these double signatures Stoessel writes: Double signatures indicate a proportion by combining two mensuration signs that each represent distinct quantities. The topmost sign also determines the mensuration for the following notes. The double signature consisting of simple mensuration signs C and c indicates a proportion at the minim. The use of a stroke to product so-called cut signs o and Z appears to require that the proportion operate at the semibreve level. Each mensuration sign, when used in a double signature in the Confiteor, effectively represents a quantity of semibreves or minims, such that o equals three semibreves, Z equals two semibreves, c equals six minims and C equals four minims.

Z6/o

187 simply than anywhere else in the mass, since it is read in C and requires no manipulations. Here the tenorusually the voice characterized by the greatest degree of complexityacts as a constant, temporarily yielding to the other voices. Eccentricities aside, the Missa Lardant desir is revealing for the degree to which several of its manipulations depend on the written manifestation of the cantus firmus. Most of these unusual transpositions work not on the song as it is sung, but as it is written. Omitting stems, swapping note values (i.e. shapes), and reading notation upside-down all bring notation to the fore. 56 In acting explicitly on the notation of the cantus firmus, this mass draws attention to graphical aspects of the notation, which, under normal circumstances, are unremarkable. Agnus Dei II provides a prime example of the notational viewpoint put forth by the Missa Lardant desir. In most cases of inversion the singer is told to move in the contrary direction or ascend where the song descends.57 These instructions address melodic motion whose physicality depends only on the metaphor of high and low for pitch space. In Agnus Dei II of the Missa Lardant desir, however, both pitch and rhythm depend on graphical inversion. Rather than emphasize melodic inversion alone, the composer underscores that the See Stoessel, Looking Back over the Missa Lardant desir: Double Signatures and Unusual Signs in Sources of Fifteenth-Century Music, Music & Letters 91 (2010): 31142, at 320. In Chapter 2, I argue that the concept of a note type (e.g., breve, long) is all but inseparable from its name and its notational symbol. While a single note shape may yield more than one absolute duration, duration is not what is signaled by note shape alone.
56

Obrecht often uses the word antifrasim to indicate inversion, as in his masses Grecorum (Petrucci, Misse Obrecht 1503), Petrus apostolus (Grapheus 15392), Lhomme arm (ModE M.1.2, VienNB 11883), Libenter gloriabor (SegC s.s.), and Scaramella (BerlS 40634). The term appears again in the Missa Una musque attributed to Josquin (BerlS 40021), and in settings of Jay pris amours by Busnoys (SegC s.s.), Japart (FlorBN 178), and Martini (SegC s.s.).
57

188 written version of the tune, not an abstract sung version, is subject to variation. Furthermore, the mass highlights how little notational change must take place in order to produce great musical variety. In order to make the transformations he envisioned work, the composer had to be exceptionally careful about notational detailsabove all, ligaturesthat he might otherwise gloss over as inconsequential. Separating even one ligature into its constituent notes could cause the entire piece to fall apart. The Missa Lardant desir shares this feature with Busnoyss bergerette Maintes femme. In the first half of this chanson, the tenor sings only notes in the superius that have the shape of a semibreve. It does not matter if those semibreves are dotted, colored, or plainthe tenor singles them out all the same. As Helen Hewitt, has noted, Busnoys had to be exceptionally careful about where he employed minor color and where he used a dotted minim and semiminim: Under ordinary circumstances the transcriber of this work would pay no attention as to which device was used, for they were used interchangeablyBecause of their intimate connection with the canon in this work, however, Busnois was forced to pay scrupulous attention in his employment of the two devices. He makes frequent use of this dotted rhythm in his superius, but when a pitch is needed for the tenor he uses blackened notes (to produce a semibrevis); elsewhere, with great care, he employs the white dotted) minima (so that these notes will be passed over in remissio by the performer of the tenor part.)58 Like the Missa Lardant desir, Busnoyss chanson exploits an otherwise inconsequential aspect of notation by making it significant. In both cases, the significance given to these graphic Hewitt who worked out the meanings of the cryptic canons underlying this chanson in: The Two Puzzle Canons in Busnoiss Maintes femmes, Journal of the American Musicological Society 10 (1957): 104110, at 106. Hewitts essay includes a facsimile of the chanson from Petruccis CantiC.
58

189 features is different from the significance they carry in the notational system. 59 Other examples of pieces that instruct the omission of one class of signs generally go out of their way to distinguish those notes visually. Zacara da Teramos Credo cursor, discussed in Chapter 1, indicates that all colored notes in the tenor and contratenor must be omitted on various repetitions; its red notation otherwise carries no significance. Similarly, Carons Missa Jhesu autem transiens features a tenor that is repeated three times: first by adding a note a fourth above each colored note (in VatS 51 these appear to have been written in and then scratched out), next by singing the same line in retrograde inversion, omitting colored notes, and finally by singing it forward again, but without colored notes or rests.60 In this example the coloration does have its usual effect of fixing notes at their imperfect values, but in the course of a tenor that consists almost entirely of breves and longs, leaving out a few notes does not have a great effect.

Wegman has made a strong case for Busnoyss authorship of the Missa Lardant desir, citing the use of schematic manipulation, the mensuration sign O2, brief melodic imitation, and unusual pseudo-Greek voice names and inscriptions. On the latter, Bonnie J. Blackburn and Leofranc Holford-Strevens have written that if he [the composer] is not Busnoys himself, as has been proposed, he is clearly trying to out-Busnoys him. Blackburn and HolfordStrevens, Junos Four Grievances: The Taste for the Antique in Canonic Inscriptions, in Musikalische QuellenQuellen zur Musikgeschichte: Festschrift fr Martin Staehelin zum 65. Geburtstag , ed. Ulrich Konrad (Gttingen: Vandenhoeck & Ruprecht, 2009), 15974, at 174. C.f. Wegman, Another Mass by Busnoys?, and subsequent correspondence in Music & Letters 71 (1990): 63135 and 72 (1991): 26671
59

This mass is preserved in VatS 51 (fols. 46v55r) with the text: Canon: Recte sursum quartam superade colori post color ausertur remeando per dyapente ut prius hinc iterans cum pausis tolle colores. (Go ahead, add a fourth to the color[ed notes], after that, return at the fifth, removing the color[ed notes]; repeat as before, leaving out the rests with the color[ed notes].)
60

190 All of these examples present a view of written music as an entity that can be manipulated. Its physical characteristics are related to, yet distinct from, its musical characteristics. Works like the Missa Lardant desir are informative not only in terms of their extraordinary musical procedures, but also for the stance they take regarding musical semiotics. Recognizing the capacity of such music to engage with the physical aspects of notation leads us also to see signs of seminal role the visual form of music must have played in the act of composition. We should not forget that this discussion has centered on a reconstructed original of a piece that now survives only in resolution. The clever and concise original notation has been lost. Perhaps it once contained verbal canons that were equally clever; the presence of pseudo-Greek voice names suggests they might have been more inventive than crescit in duplo. But barring the discovery of a concordance, we will never know. What do we, as an audience, miss when we have only the resolution of the Missa Lardant desir? What do we gain by recapturing, even incompletely, its original form? If one were to take dictation of the Missa Lardant desir from a live performance, there would be no way of discerning the original notation. This suggests that sound alone does not tell the full story. How does my reconstruction of this original notation change our view of the piece? What if we were to have both versions side by side? Many 15th- and early 16th-century compositions are preserved with both the canonic and resolved forms occupying the same folio. Because both versions preserve the same sound, this practice might seem redundant. Still, in such situations scribes write the same thing in different ways. The resolutio generally

191 provides what one might write upon taking dictation. It is generally believed that resolutions are practical, providing either a solution to the canonic notation, a version that is easy to sing, or both. Understanding why early singers and scribes would make such resolutions is a much easier question to answer than why they did not. How, then, are we to understand the status of the canonic version? I believe the word resolutio can actually help us here. In the 15th century, the term had the sense of resolution or solution as we might expect, but it was also used to describe loosening or unbinding, from the Latin resolvere. The word is used with its opposite, compositio, in a classic Platonic dialectic. The words are not Platos, but are used in medieval translations of his works, particularly the Timaeus.61 (Links between compositio and musical composition are coincidental, except in the loosest sense of assembling.) Philosophers of both Latin and Arabic traditions took over the terms from Greek mathematical writings. But by the Middle Ages, as Neal W. Gilbert attests, these medieval Latin versions were so distant from their mathematical origin, and so bound up with metaphysical and even theological ideas, that they can scarcely be regarded as keeping alive the spirit of Greek geometry.62 Thomas Aquinas carries this dichotomy into the Middle Ages in his Metaphysics, citing Aristotles Physics as the inspiration for his method of resolution in which one moves from the whole to the part.63
61

They are used as translations of the Greek words analysis and synthesis.

Neal W. Gilbert, Renaissance Concepts of Method (New York: Columbia University Press, 1960), 82.
62

S. Edmund Dolan draws together many references from Aquinas in Resolution and Composition in Speculative and Practical Discourse, Laval Thologique et Philosophique 6 (1950): 962.
63

192 Both Platonic and Aristotelian conceptions of analysis and synthesis are carried through the Middle Ages. The 13th-century writer Peter of Spain, whose Tractatus appears to have enjoyed popularity in the universities through the 17th century, shaped medieval views of Aristotelian-Boethian logic. In his commentary on Aristotles De anima, he fuses Aristotelian and Platonic thought on the nature of analysis. As Marco Panza has characterized it, Resolutio becomes, in this frame, a downward path bringing us from the genus to the species, from the one to the multiple, while compositio becomes an upward path bringing us from species to the genus, from the multiple to the one.64 The bipartite way of writing music down in which some 15th-century composers seemed to delight manages to achieve both the multiple and the one simultaneously. That which is on the page remains the one, while various reflections of this entity are realized in performance. On the one hand, we see a series of note shapes, but these note shapes only have musical meaning when the context in which they are to be read is defined. These context-defining features include clefs, mensuration signs, and verbal canons. By altering these parameters, the composer can give new meaning to the series of note shapes. This process is highlighted when the note shapes are held as a control against variable performed derivations, such as occur in the examples I have discussed. In a sense, even as it is changed in all sorts of ways, it is still the same song. The consistency of the visual presentationagain, music can only be made consistent through writingalmost proves that even though these transformations
64

Marco Panza, Classical Sources for the Concepts of Analysis and Synthesis, in Analysis and Synthesis in Mathematics: History and Philosophy, ed. Michael Otte and Marco Panza (Dordrecht: Kluwer Academic Publishers, 1997), 365414, at 399.

193 may sound wildly different, they all stem from the same origin. They are all reflections of a single melodyrealizations of a latent potential. Notation treated in this way allows for possibilities, even as it limits what is possible. Notational fixity predicates strictness, however it is also wonderfully generative, in that it allows for certain things to happen.

Quod brevius fit, melius fit


Every piece that pairs notational consistency with musical manipulation in the ways I have discussed explores the possibilities inherent in the line that embodies this consistency. Such compositions, at one and the same time, present a multiplicity of musical lines while remaining notationally and conceptually concise. The economy of means inherent in the notation consequently makes a heavy impact, at least on anyone with view of the notation. All the masses discussed so far manipulate the full cantus firmus; but there is a set of contemporaneous pieces that test the limits of brevity through extreme notational consistency and conciseness. These pieces do not just maintain visual consistency from one manuscript opening to the next; they repeat extremely short melodic segments over and over, as many as five times, often with transformations. Tenors of this kind differ from the masses discussed above in their emphasis on brevity, over and above consistency. This approach recalls a remark Tinctoris offhandedly makes in his Proportionale musices : This is not pleasing to me, if considered alongside the familiar proverb Whatever is made more concise is made better. Tinctoris originally invoked this logic as a reason for composers to adopt his proportional notation rather than writing out the name of the

194 intended proportion. And what is more inept, he continues, than to indicate with a long series of letters or syllables that which could be realized with two figures?65 Indeed, it is hard to argue with him: it is certainly more efficient to write 8/3 than dupla superbipartiens tertias. But what if Tinctoriss admonition, or the principle underlying it, had met with a broader application on the part of the composers of the day? What if they had taken brevity itself as an aesthetic goal? A significant number of masses from the late 15th century include mass sections based on the repetition of very short section of music. In being repeated, these sections are transformed in many of the same ways as longer cantus firmi discussed above. Indeed, transformation is a fundamental aspect of these ultra-concise tenors construction. Table 3.2 lists such examples from before about 1510 that features extreme conciseness coupled with repetition. Because of the brevity of these repeated sections, they are not actually written over and over again, as in the mass cycles discussed above. Instead, they are read multiple times from the same written version. (In this way, they recall the tenors of the early motets, which consist very often brief chant segments). Most of the compositions listed in Table 3.2 employ transposition, usually by step, as one of their primary transformations. The earliest examplesthe anonymous motet Inter densas, Eloys Missa Dixerunt discipuli, and, to a lesser extent, Advenisti/Lauda Syon consist in short segments meant to show off the dazzling Quod mihi non placet si iuxta commune proverbium Quod brevius fit, melius fit. Et quid ineptius est ordine longo litterarum aut syllabarum designare, quod duabus cyphrunculis poterit agnosci. Tinctoris, Proportionale musices; Liber de arte contrapuncti, trans. Gianluca dAgostino, 76.
65

Table 3.2. Compositions that exhibit extreme conciseness


Voice tenor Procedure Source* Chantilly Representative image

Composer Composition Anonymous Inter densas

Eloy

Missa Dixerunt discipuli

tenor

mensural reinterpretation

VatS 14

Anonymous Adventisti/Lauda syon

tenor

mensural reinterpretation; transmission problems preclude a strict schematic reading augmentation, NapBN repetition, transposition, VI.E.40 retrograde

TrentC 88

Anonymous Missa Lhomme arm I

tenor

* A siglum in boldface denotes source for the image included in the next column Brackets indicate that the source includes this section, but it is written out

195

Composer Composition Voice Anonymous Missa Lhomme arm II tenor

Procedure augmentation, repetition, retrograde, inversion, retrogradeinversion augmentation, repetition, retrograde, transposition augmentation, repetition, retrograde, transposition NapBN VI.E.40 NapBN VI.E.40

Source* NapBN VI.E.40

Representative image

Anonymous Missa Lhomme arm III tenor

Anonymous Missa Lhomme arm IV tenor

Anonymous Missa Lhomme arm V tenor

augmentation, NapBN repetition, transposition, VI.E.40 retrograde transposition, mensural VatS 64 reinterpretation

de Orto

Missa Lhomme arm, Sanctus

tenor

196

Composer Compre

Composition Missa Lhomme arm, Pleni

Voice tenor

Procedure transposition

Source* Representative image VatS 35 MunBS 3154 JenaU 32 CambraiBM 18

de Orto

Missa Petite camusette

tenor

Repeated 4 times, VienNB 1783 descending by step and increasingly diminished Canon: Gradatim descende Canon: Gradatim me sequere, trina bina non pausali ptontisans in dyapason. In fine sume supremum repetition Petrucci, Misse Josquin 1502 VerBC 761

Josquin

Missa Lami baudichon

tenor

Josquin

Missa Gaudeamus, Et in terra

tenor

197

Composer Josquin

Composition Missa Gaudeamus, Sanctus

Voice Procedure superius simple repeat

Source* VatS 23 VienNB 11778

Representative image

La Rue

Missa Cum iocunde, Sanctus

tenor

Canon: Descende gradatim

VienNB 1783

198

199 possibilities of mensural reinterpretation.66 Indeed, pedagogical intent has been attributed to the first two of these examples, on the strength of the extraordinarily wide scope of their mensural usage.67 The later pieces, with the exception of de Ortos Missa Lhomme arm, demonstrate a greater concern with contrapuntal and transpositional transformations than in those grounded in mensuration. As a matter of fact, these later examples feature exceptionally simple rhythms, as if to highlight their schematic treatment with comparatively simple rhythmic (and melodic) activity. De Ortos Missa My my (sometimes called Petite camusette) is a typical example of this sort of concise, repeated tenor. The tenor from the Agnus Dei III is shown in Figure 3.12.

Figure 3.12. de Orto, Missa My my, Agnus Dei III, tenor (VienNB 1783, fol. 153v)

66

On the anonymous Advenisti/Lauda syon and its notational shortcomings, see Robert J. Mitchell, The Advenisti/Lauda Syon Composer and his Likely Contributions to the later Trent Codices, Plainsong and Medieval Music 13 (2004): 6385.

67

Wegman proposes that the tenor structures of Inter densas and Eloys Missa Dixerunt discipuli were intended to be didactic; he explores the mensural usage of these two compositions in the context of a discussion of mensural transformation more generally in Petrus de Domartos Missa Spiritus Almus, 24752.

200 This melodic snippet is especially significant in the context of the mass, since it apparently references the openings of Ockeghems Missa Mi mi as well as (or, possibly, or) Selle mamera/ Petite camusette and Intemerata Dei mater.68 The five-note motto is repeated according to the verbal canon Gradatim descende (descend by degrees). The tenor is to repeat the notated snippet at successively lower pitches. What the canon does not openly convey is that the singer also must sing the motto in decreasing note values. The resolution beneath the tenor (also shown in Figure 3.12) makes clear both transformations. De Orto must have meant the canon additionally to refer both to pitch and rhythmic levelthat is, descend by step and diminish by level. The set of masses based on the Lhomme arm tune uniquely preserved without attribution in a manuscript in Naples (NapBN VI.E.40) attains the pinnacle of this type of conciseness.69 These masses are especially unusual, since they divide the famous tune into segments and spread those segments over five masses, with each mass thus incorporating very little preexisting musical material. The sixth and final mass, in a cumulative gesture, quotes the entire tune. Each of these masses also preserves the visual appearance of the section of the Lhomme arm tune that they employ. Furthermore, in the Phrygian mode, a descending fifth beginning on b can only be solmized as mi mi, presumably giving both Ockeghems and de Ortos masses their names. Jesse Rodin explains the tight, but complex relationship between de Ortos mass, de Ortos Ave Maria mater gratie, and these pieces by Ockeghem in Mi mi, de Orto, and Ockeghems Shadow, paper presented at the annual meeting of the American Musicological Society, Philadelphia, 12 November 2009.
68 69

These masses are edited and reconstructed in CMM 85. See also Judith Cohen, The Six Anonymous Lhomme arm Masses in Naples, Biblioteca Nazionale, Ms. VI.E.40, Musicological Studies and Documents 21 (Rome: American Institute of Musicology, 1968).

201 When looking at these masses as they are preserved in the Naples manuscript, the economy of space is immediately striking. The first five masses take the kind of conciseness they reflect to an extreme, combining mensural reinterpretation and other transformations. The tenor of each mass section is formed by reading the Lhomme arm fragment multiple times, in the manner of the tenors described in Table 3.2. Take Naples Mass V as an example: six notes form the basis of a mass that lasts some twenty minutesa remarkable economy of means. Figure 3.1 shows the only notes that underpin all of Mass V.

Figure 3.13. Anonymous, Missa Lhomme arm V (NapBN VI.E.40, fol. 42v)

These six notes are altered by a combination of mensuration signs and a verbal canon that is effective for the entire mass: Per dyapente sonat subter remeando lorica Post ubi finierit gressum renovando resumit. Tuque gradu sursum cantando revertere quinto Principio finem da qui modularis eundem. The breastplate sounds, being turned back a fifth below; After which, when it is finished, it resumes its course, And you, singing upwards by a fifth, turn back. You who are singing, give an end the same as the beginning.70
70

Latin transcription taken from CMM 85, XV. Translation based on Barbara Helen Haggh,

202 This instruction tells the singer to sing the melody once as written, then to sing the same in retrograde at the lower fifth. The canon then says to resume the course (indicating motion in retrograde of the previous segment), then tells the singer to turn back (redoing the retrograde) at the upper fifth. Finally, the singer is told to give an ending the same as the beginning, singing the original motivic statement again. In all, the singer performs five statements of this melodic segment in a single movement. He must repeat this transposition and retrogradation scheme in each subsequent movement, though the mensuration under which he interprets the tenor changes from section to section. This system of repeating a tenor segment five or six times, variously transposed, put in retrograde, and inverted, is found in the first five Naples Lhomme arm masses. The conception underlying each of these masses is the reinterpretation of a very small section of notated musica single segment for each mass. Because the other voices require more space and, therefore, more pages turns than the tenor, the segment of the Lhomme arm tenor is provided on each page. This is as close as the composer and scribe could get to writing the tenor only once. It would be revealing to see how a scribe would have dealt with the tenor of the Naples masses were they to have been presented in partbook format. In partbooks there is no need for the tenor to accommodate the page turns in the other voices that, as we have seen, is bound to arise in choirbook format. One could imagine the tenor parts for all six masses occupying but a couple of pages. Each tenor segment could be accompanied by its verbal canon and the series of mensuration signs under which each [Communication], Journal of the American Musicological Society 40 (1987): 13943 at 141.

203 movement is sung. In some masses, the verbal canons would take up more space than the music itself. In combining elements of visual consistency and extreme conciseness, the Naples masses constitute a schematic exploration of theoretical possibilities inherent in very few notational figures. Though the Naples masses are the most extreme examples, all the mass sections that feature extreme notational conciseness reveal their interest in the schematic manipulation of notated music. In the realm of 15th century music, both looking and listening are central to a full appraisal of this rich tradition, since notation and the visual are so thoroughly connected to compositional conception. These examples point to a mode of composition that privileges the written as a starting point. Notation becomes a primary concern and, indeed, part of the aesthetic experience. This choice is bound up in issues of citation, ontology, and the semiotics of music writing. Despite musics undeniable status as a sonic medium, in this repertory, at least, it cannot be divorced from its written instantiation. Examples such as these invite us as both listeners and readers to reconsider the role of notation in this music, which is as much expressive as it is communicative.

204

CHAPTER 4

Notational Reference in the Armed Man Masses

he visual integrity of a borrowed melody emerges as a concern that would underpin compositional technique in the second half of the 15th century. Notational

consistency, however, is most interesting when coupled with musical variety. No early repertory is as variedor sizeableas the Lhomme arm tradition, which held a central place a in 15th-century sacred music. Some thirty-nine masses survive based on Lhomme arm tune as renowned for the enigmatic persona it describes as for the polyphonic constructions that take it as their foundation.1 Part of the reason these masses have garnered so much attention is that they are rife with dazzling devices: the armed man is presented forwards, backwards, upside down, inside out, dismembered, reassembled, and multiplied. From early in its history, the Lhomme arm tradition was rich in citation. Indeed, it is the myriad instances of interrelation that make this repertory a tradition. The considerable literature on intertextuality in these masses usually focuses on treatment of the borrowed tune, and is aimed at gaining an understanding of how one composer outdoes another by
1

As the scholarship that traces symbolic understandings of the Lhomme arm tune is both prodigious and easily found, it will not be cited here. The present chapter deals with the meaning of notational and contrapuntal procedure rather than with that of the tune itself.

205 subjecting the tune to ever more daring transformations. 2 But as I have shown in Chapter 3, formal manipulations are often inextricably linked with the complex notation that records them; the manifold treatments of Lhomme arm comprise an example par excellence of this inseparability. To what extent was notation itself material for imitation? The twin phenomena of homage and competition inherent in imitatio are likely responsible for the preponderance of complex notation in the Lhomme arm tradition.3 In this chapter, I explore the visual facet of these pieces, focusing on how composers handle the notation of their models.4 Acknowledging notational reference not only opens up new ways of considering relationships between compositions, but it also sheds new light on more familiar instances of formal borrowing.
2

For example, see Oliver Strunk, Origins of the Lhomme arm Mass, Bulletin of the American Musicological Society 2 (1937): 2526; Leeman L. Perkins, In Memoriam Dragan Plamenac: The Lhomme arme Masses of Busnoys and Okeghem: A Comparison, The Journal of Musicology 3 (1984): 36396; Lewis Lockwood, Aspects of the Lhomme arm Tradition, Proceedings of the Royal Musical Association 100 (1973): 97122; Alejandro Enrique Planchart, The Origins and Early History of Lhomme arm, The Journal of Musicology 20 (2003): 30557; David J. Burn, Nam erit haec quoque laus eorum: Imitation, Competition and the Lhomme arm Tradition, Revue de Musicologie 87 (2001): 24987. Walter Haa takes a broad view of the Lhomme arm masses, surveying several generations, primarily in terms of formal structure. Walter Haa, Studien zu den Lhomme arm-Messen des 15. und 16. Jahrhunderts (Regensburg: Gustav Bosse, 1984).

Among the many works on imitatio in music, the classic study remains Howard Mayer Brown, Emulation, Competition, and Homage: Imitation and Theories of Imitation in the Renaissance, Journal of the American Musicological Society 35 (1982): 148.
3

Along these lines, Rob Wegman explains some of Busnoyss unusual mensural choices as examples of mensural intertextuality, by which the composer makes reference to the mensural practice of Guillaume Du Fay, Petrus de Domarto, and English music. See Wegman, Mensural Intertextuality in the Sacred Music of Antoine Busnoys, in Antoine Busnoys: Method, Meaning, and Context in Late Medieval Music, ed. Paula Higgins (Oxford: Clarendon Press, 1999), 175214.
4

206 The Lhomme arm tradition exploits the delicate balance between compositional stricture, contrapuntal inventiveness, and musical effect, with each composer striving to find an appropriate proportion. For ease of comparison, Table 4.1 tracks notational and related contrapuntal parameters throughout the Lhomme arm tradition. The columns to the left of the double barcolumns 1 through 3show liberties the composer can take in his presentation of the cantus firmus (which I have subsumed under the term freeing parameters). These include embellishing the tune, introducing varying numbers of rests between phrases, and appending free contrapuntal tags in the cantus-firmus voice at the end of a section, all of which deviate from the original and introduce differences between the various sections of the mass. To the right of the double barcolumns 4 through 12are listed manipulations of the cantus firmus that add a level of compositional constraint (constraining parameters). These include presenting the cantus firmus in augmentation and in consistent note values, often through the use of major prolation, as well as transposition, fuga, retrograde, inversion, and mensuration canons. Constraining parameters allow the composer to maintain a uniform visual presentation of the preexisting material. This potential, however, is not always realized ,since not all masses implement these manipulations through notationally elegant verbal canons and mensuration signs. Freeing parameters allow for flexibility in incorporating preexisting material and permit the adaptation of the cantus-firmus voice to suit momentary requirements of the larger polyphonic texture. Since many of them are transformations, constraining parameters often generate an entire structural voice, which in turn limits the moment-to-moment possibilities of the other voices. 5
5

Bonnie Blackburn discusses 15th-century compositional process more generally in: On

207

Table 4.1. Freeing and constraining paramaters in 15th-century Lhomme arm masses
Freeing parameters Constraining parameters and transformations 7. C.f. in consistent note values 9. C.f. in strict or quasi fuga 8. Maintains major prolation 5. Verbal canon of any sort 6. Mensural augmentation 12. Mensuration canon

1. Interpolated rests

3. Embellished c.f.

4. Transposition

10. Retrograde

Du Fay Ockeghem Regis Busnoys Naples 1 Naples 2 Naples 3 Naples 4 Naples 5 Naples 6 Caron Faugues i Tinctoris ii iii de Orto Josquin s.v.m.iv Josquin s.t. Obrecht Compre Vaqueras BolC Q16 Basiron Brumel Pipelare Forestier La Rue I v La Rue (attr.) i Faugues uses major prolation in Kyrie II, Cum sancto, Confiteor, and Osanna. ii Tinctoris uses major prolation in Sanctus, Osanna, Agnus Dei I, and Agnus Dei III. iii De Orto uses major prolationwith minim equivalence, not augmentationthroughout the Kyrie and in the Et in terra, Patrem, Sanctus, and Osanna I. iv Josquin uses an unusual, but consistent, version of the cantus firmus; see below. v Although this mass uses strict fuga in all of its full-texture sections, the cantus firmus is never involved.

11. Inversion

2. Free tags

208 Many of the composers represented in this table are not uniformly strict about their presentation of the cantus firmus. Those who are include Ockeghem, Busnoys, Obrecht, de Orto, Josquin (super voces musicales), Forestier, Vaqueras, and the anonymous composers of both the Naples masses and the mass in BolC Q16. Unsurprisingly, this subset includes a considerable number of musical interrelationships, with Busnoys referring to Ockeghem, Obrecht quoting Busnoys, Josquin taking off from de Orto, and Forestier building upon Josquin.6 A look at this list reveals that these pairs of masses are related not only at the level of procedure, but also in their notational stricture. Among those masses that prize notational consistency, the most common form the Lhomme arm tune takes is in perfect semibreves. Reinhard Strohm and Richard Taruskin have posited that these values represent the tunes earliest notation, presumably under either

c or C3, on the basis of its appearance in the masses of Ockeghem and Busnoys, but if such
an originary notation ever existed, it is unrecoverable today.7 Similarly, Leeman Perkins Compositional Process in the Fifteenth Century, Journal of the American Musicological Society 40 (1987): 21084. She takes up the question of successive vs. simultaneous composition and thereby addresses different ways of reconciling moment-to-moment needs with large-scale design and planning. Perkins, The Lhomme arme Masses of Busnoys and Okeghem; Strunk, Origins of the Lhomme arm Mass; Jesse Rodin, When in Rome: What Josquin Learned in the Sistine Chapel, Journal of the American Musicological Society 61 (2008): 30772; David Burn, Further Observations on Stacked Canon and Renaissance Compositional Procedure: Gascongnes Ista Est Speciosa and Forestiers Missa Lhomme arm, Journal of Music Theory 45 (2001): 73118.
6

Reinhard Strohm, Music in Late Medieval Bruges (Oxford: Oxford University Press, 1985), 130. Taruskin argues that not only was the Lhomme arm melody originally notated in major prolation, but that even its incorporation in Il sera pour vous/Lhomme arm began not in C3, as the song appears in the Mellon Chansonnier, but in c. See Antoine Busnoys and the Lhomme
7

209 suggests that the masses by Busnoys and Okeghem mark the beginning of the Continental convention, which apparently originated with the Lhomme arm tradition, of considering minim notation in perfect prolation as an implicit indication for augmentation by two.8 While some composers use major prolation throughout their masses, others incorporate it only in certain sections. Table 4.2 charts the sections of Lhomme arm masses that present the tune in semibreves and minimsmost often combined with major prolation. The frequency with which signs of major prolation were used is especially striking considering that c and

P had all but lost their integral meanings by the time the first of these masses was composed.

arm Tradition, Journal of the American Musicological Society 39 (1986): 25593, esp. 26061 and 28687. In the Mellon Chansonnier (NHavY 91), the earlier of two surviving sources containing Il sera pour vous, the song is notated in C3. It also exists in RomeC 2856, but in an expanded version that includes not only a fourth voice, but also revisions to the three original voices. Rob Wegman has rejected Taruskins interpretation of C3, instead suggesting that Busnoyss use of may also derive from the use of the same sign by Petrus de Domarto and others. See Petrus de Domartos Missa Spiritus almus and the Early History of the FourVoice Mass in the Fifteenth Century, Early Music History 10 (1991): 235303, esp. 25865. Alejandro Planchart discusses the relationship between Il sera pour vous and the Lhomme arm melody as it is used in the early masses, proposing Du Fay as the chansons composer. He further discusses the form of the tune and surveys the various views on its conception, either as a popular tune or a chanson tenor. Planchart posits a chronology for the earliest masses, beginning with Ockeghem and Du Fay (roughly cotemporaneous, around 1461), followed by Regis and Caron (14621467) and Busnoys and the anonymous Naples masses (after 1467). See The Origins and Early History of Lhomme arm. Regardless of which sign is original (or at least earliest), there seems to be agreement on the primacy of notation in minims and semibreves.
8

Perkins, The Lhomme arme Masses of Busnoys and Okeghem, 380.

210

Table 4.2. Masses that notate the Lhomme arm tune in minims and semibreves
Composer Ockeghem Busnoys Naples I Naples II Naples III Naples IV Naples V Naples VI Obrecht Basiron Tinctoris Caron Josquin, s.v.m. Compre Fauguesvii Vaqueras Kyrie
ii iv

Gloria

Credo
i iii

Sanctus
vi

Agnus Dei
v

The integral understanding of major prolation gradually lost traction over the course of the 15th century. It was eventually supplanted by a practice in which it signaled 2:1 augmentation, whereby a minim under c or P is equal to a semibreve under the prevailing

O. The use of major prolation to indicate augmentation predates the earliest Lhomme arm
masses by several decades. The earliest examples can be found in the Old Hall manuscript (LonBL 57950); shortly thereafter, theorists beginning with Ugolino of Orvieto attest to Et unam sanctam Kyrie I iii Et incarnatus est iv Kyrie I v Dona nobis pacem vi Pleni and Benedictus vii Kyrie II, Cum sancto, Confiteor, and Osanna
i ii

211 this practice as well.9 By the mid-15th century, augmentation had become the most common meaning of major prolation. Notating the Lhomme arm tune in major prolation, therefore, gave composers a ready-made transformation that allowed for musical variety while maintaining visual consistency. Whether or not an archetypal notation existed before the earliest Lhomme arm masses were composed, there was clearly a trend toward notational consistency from the very beginning of the tradition. Such consistency does not come easily, but can occur only as a result of compositional planningplanning of a sort that precedes almost all other compositional decisions.10
9

See Anna Maria Busse Berger, Mensuration and Proportion Signs: Origins and Evolution (Oxford: Clarendon Press, 1993), 9199.

Any discussion of compositional planning and citation necessarily implies authorial intent. Four of the five masses discussed in this chapter exhibit a consistency of appearance across every iteration of the cantus firmus that would make changes to individual notes nearly impossible. As long as their sense remained intact, however, the wording of verbal canons could be altered. By way of surveying the range of possibilities, the appendix to this chapter records the verbal canons of the Lhomme arm masses listed in Table 4.1including those not explicitly discussed in this chapter. One might be struck by the variety of verbal canons among the different masses, as well as the relative stability of the notation within the transmission of individual pieces. In the masses by Ockeghem, Busnoys, and Obrecht, multiple copies survive that transmit nearly identical readings of their respective tenors. Busnoyss mass, in particular, survives in a large number of copies, among which the only significant notational variant is the substitution of C for O2. Tinctoriss mass poses its own scribal problems, which will be addressed in the discussion of that piece below. Josquins Missa Lhomme arm super voces musicales survives in more copies than just about any other 15th-century mass. It is hardly surprising, therefore, that several concordances transmit variant readings. Fortunately, one version has been shown to be superior to the others. Richard Sherr and Jesse Rodin have suggested that the copy of Josquins mass in VatS 197 is especially close to the composer, dating from his time at the papal chapel. See Richard
10

212 Through a study of the notational treatment of Lhomme arm masses, I not only extend our knowledge of this intertextual tradition, but also propose new models for musical borrowing. Previous work on musical borrowing has addressed melodic citation (both monophonic and polyphonic), structural borrowing, and even approaches to composition. The present chapter adds to this picture the handling of visual material and the ways that notational concerns shape individual compositions.

Notational Consistency in Ockeghems Missa Lhomme arm


Johannes Ockeghems Missa Lhomme arm is among the first pieces to instruct those performing it to transpose a given line. The Credo of this mass reads: descendendo in dyapenthe (that is, descending or taken down a fifth; see Figure 4.1), the Agnus Dei, descendendo in dyapason (taken down an octave). This might seem a mundane first in comparison with other verbal canons of the period, which were used to indicate all sorts of procedures, including not only transposition but also fuga, transposition and fuga, augmentation, diminution, inversion, retrograde, and even the omission of notational symbols such as rests, minims, and note stems. Still, this example should be striking because the verbal canon itself is, in a sense, superfluous. Ockeghem had at least two other options for notating transposition: he could simply have moved the notes to a different place on the staff, or he could have changed to a clef on F3 or C5. Given these options, one wonders why he bothered to use a verbal canon at all.11 Sherr, Papal Music Manuscripts in the Late Fifteenth and Early Sixteenth Centuries (Neuhausen: American Institute of Musicology and Hnssler, 1996); and Rodin, When in Rome, 319.
11

Transposition is a surprisingly rare phenomenon before about 1450, and there was no

213

Figure 4.1. Ockeghem, Missa Lhomme arm, Credo (VatC 234, fol. 36v)

In the earlier movements of this mass, Ockeghems tenor notation is remarkably consistent, always presenting the cantus firmus in minims and semibreves under the sign

ceven though it is sung in 1:1, 2:1, and later 4:1 augmentation relative to the other
voices. Ockeghem accomplishes these permutations of relative tenor duration by changing the prevailing mensuration sign against which notated under

c is understood: the surrounding voices are

O, Z, and c. Changing the mensuration of the other voices redefines the

| tenor is interpreted, since the juxtaposition of different signs changes context in which the c their meaning. The only time the tenor is notated under a sign other than

c is in the Qui

tollis, where c is used to produce twofold rather than fourfold augmentation relative to the other voices, which are notated in Z.12 Ockeghems mass apparently helped establish the notational tradition of consistently established standard for its notation.
12

It is understandable that Ockeghem would use Z in this section because it was the standard sign for duple meter, which is customary for this section of the Gloria. He was also bound here by both tempo and a common paradigm within mass movements to present the first section in O and the second in Z. Given this concern, as well as his commitment to using major prolation in the tenor, the sign c | actually makes a great deal of sense.

214 notating the Lhomme arm melody in minims and semibreves. But why did Ockeghem decide to preserve the tenor notation rather than use breves/semibreves and longs/breves to indicate clearly two- and fourfold augmentation, as did some of his contemporaries in their own Lhomme arm settings? Guillaume Du Fay, Loyset Compre, and Philippe Basiron are among those who elongated the tune by writing it in longer note values rather than by signaling augmentation mensurally, as is shown in Figure 4.2 below. Figure 4.2a shows Ockeghems tenor, written entirely in minims and semibreves; 4.2b shows the beginning of Basirons mass, in which the cantus firmus is in breves and semibreves; 4.2c is a section from Du Fays setting that uses maximas and longae. Figures 4.2b and c are examples of written-out augmentation, in which the tenor is notated under the same mensuration sign as the other voices, and note values are elongated manually. Here the sounding effect is the same as that of Ockeghems mensural augmentationit stretches out the cantus firmus relative to the other voicesbut the appearance of the tenor changes with each shift of the augmentational scale; Ockeghems does not. These two options remind us that composers often had a choice in how to represent their music visually. Having more than one notational option creates the possibility for composers to express different priorities.

Figure 4.2ac. The Lhomme arm tune presented in both mensural (a) and written-out (b, c) augmentation

a. Ockeghem, Missa Lhomme arm, Gloria (VatC 234, fol. 36v)

215

b. Basiron, Missa Lhomme arm, Kyrie (VatS 35, fol. 110v)

c. Du Fay, Missa Lhomme arm, Suscipe (VatS 14, fol. 104v) Ockeghem presents the cantus firmus without embellishment and in consistent note values (refer to columns 3 and 7 in Table 4.1, above), but he does allow himself some liberties. He varies the number of rests between cantus firmus phrases and appends free tags at the ends of sections (see columns 1 and 2). In pointing out these liberties, I do not mean to suggest that Ockeghem failed to live up to some absolute standard of contrapuntal stricture (as, say, Josquin does in his Missa Lhomme arm super voces musicales, discussed below). Investigating the balance between constraint and freedom can illuminate compositional priorities on both a large and small scale. Indeed, the sum of Ockeghems compositional decisions affects other, more localized choices. By employing strict cantus-firmus treatment, Ockeghem all but relinquishes control over certain localized concerns, such as section length and harmonic possibilities. Because he does not alter individual phrases of the cantus firmus, interpolated rests and mensural augmentation are his only means of regulating length and proportion within each movement. Table 4.3 breaks down Ockeghems mass according to the number of breves taken up by

216 cantus-firmus material, interpolated rests, and free contrapuntal tags. Immediately striking is the brevity of the Kyrie, totaling only 34 measures, which is unusually short, even for a Kyrie.

Table 4.3. Relative durations of cantus-firmus material, rests, and free tags (in terms of breves)
Mass section Kyrie I Christe Kyrie II Et in terra Qui tollis Patrem C.f. Prevailing C.f. section mens. mens. A Duration (in breves) and % of total section length Relation- C a n t u s Rests Free tags Total ship firmus 2:1 9 69% 4 31% 0 13
1:1 2:1 2:1 2:1 2:1 1:1 2:1 2:1 4:1 4:1 2:1 4:1 58 67% 12 14% 16 19% 24 49% 12 52% 13 11 27% 48% 12 24% 0 24 49% 13 27% 12 24% 5.5 69% 9 69% 31 69% 42 44% 34 50% 22 51% 22 85% 1 1 12 49 34 10 3 12% 1.5 19% 8% 27% 51% 50% 23% 11% 3 2 5 0 23% 4% 5% 5% 4% 8 13 45 96 68 33 43 26 29 49 43 49 23 23 86

B A ABA ABA

ABA Et resurrexit ABA Et unam sanctam AB AB Pleni (a3) Osanna I A Benedictus (a3) Osanna ut supra A
Sanctus Agnus I Agnus II (a3) Agnus III

A BA

O c O O Zg3 O c O O O Z C Z O O Z

c c c c c | .g3 c c c c c c c c

15 45% 16.5 50% 1.5 1

11 26%

Ockeghem introduces non-cantus-firmus material in two ways: as a single note or a more extended contrapuntal tag. The former occurs at the end of subsections within movements, as in the Christe and Sanctus, where single notes are added to fill out the final sonority. The latter usually occur at the end of movements, increasing the rhythmic activity of the tenor to match that of the other voices, and enhancing the drive to the cadence for

217 which Ockeghem is well known. These occur prominently at the end of the Credo, Sanctus, and Agnus Dei. Ockeghem presents the Lhomme arm tune at three rhythmic levels: as written, in 2:1 augmentation, and 4:1 augmentation, with 2:1 most frequently employed. In two sections the Christe and the Et resurrexitthe cantus firmus moves out of augmentation and into line with the outer voices.13 In the Christe, the quicker tempo of the cantus firmus makes it more apt to be recognized, particularly since the tenor, which quotes the B section of the melody here, is in the highest part of its register. To draw further attention to the tune, Ockeghem ensures that the tenor is the highest sounding voice as it ascends to a on dun haubregon. In fact, he does this in almost every presentation of this phrase of the cantus firmus, even in those sections of the Credo and Agnus Dei where he has transposed the Lhomme arm tune down by a fifth and an octave, respectively. At the end of the Qui tollis, Ockeghem similarly enhances our capacity to recognize the cantus firmus by employing a tripla passage. Although the tenor is still in 2:1 augmentation
13

Sean Gallagher convincingly argues that the outer voices rather than the tenor dictate the tempo shifts in these sections. He notes that an augmented reading of c creates problems of dissonance treatment, anomalous rhythmic gestures, and uncharacteristic minim articulation. In addition, Ockeghems mensural treatment in the rest of the mass argues against a consistent speed for the tenor. Sean Gallagher, Ockeghems Oronyms: Gesture and Tempo in the Missa Lhomme arm, paper presented at Reading and Hearing Johannes Ockeghem, conference held at Stanford University, 23 April 2009. For a different view, see Margaret Bent, The Use of Cut Signatures in Sacred Music by Ockeghem and his Contemporaries, in Johannes Ockeghem: Actes du XLe Colloque International dtudes Humanistes, Tours, 38 Fvrier 1997, ed. Philippe Vendrix (Paris: Klincksieck, 1998), 64180; Bonnie Blackburn, Did Ockeghem Listen to Tinctoris? in Johannes Ockeghem: Actes du XLe Colloque International dtudes Humanistes, 597640; and Jaap van Benthem, ed., Johannes Ockeghem: Masses and Mass Sections II/2 (Utrecht: Koninklijke voor Nederlandse Muziekgeschiedenis, 1994), xixii.

218 against the other voices, it is heard roughly at the speed of non-augmented c. As shown in Example 4.1, a semibreve in the cantus firmus has the same duration as a breve in the other voices. The 3 in each part is a proportion sign, speeding up the beat, but not altering the relationship between note levels; therefore, the twofold augmentation of the tenor persists even as the tempo increases. By concluding the Gloria with a tripla section in all voices, Ockeghem achieves the effect of increased rhythmic activity without needing to incorporate a lengthy free tag in the tenor, as he does at the end of the following three mass movements. In the Et resurrexit, the tenor again enjoys a sharper profile of recognition because it moves at the same speed as the other voices: all voices are notated under c, so unlike in the Tu solus, the note values here are equivalent between the tenor and the others. The Christe, Qui tollis, and Et resurrexit have an important feature in common: Ockeghem quotes the cantus firmus in non-augmented form, which is one way of making it easier to hear. This is carefully calculated, since later in the mass (the Sanctus and Agnus Dei III) he subjects the tune to fourfold augmentation. In contrast with the Kyrie, Agnus Dei III is remarkably long86 breves under Z. Only the Qui tollis is longer in total length, but this is surely a function of the large amount of text in this section. The length of Agnus Dei III may be attributed to the fourfold augmentation of the tenor, which produces 58 breves (under the prevailing mensuration) that include the cantus firmus, though the overall length also arises from the interpolated rests and free tags. Even as the number of breves that include the cantus firmus increases, he maintains a proportion of cantus firmus to free breves similar to that of the other shorter sections, matching the

219

Example 4.1. Ockeghem, Missa Lhomme arm, Tu solus

220 proportions of the sections of the Kyrie and Et in terra pax most closely.

Busnoys, Ockeghem, and Notational R eference


Like Ockeghem, Antoine Busnoys preserves consistent note values under major prolation throughout his Missa Lhomme arm and always notates the tenor on the same staff lines. But Busnoys ups the ante by subjecting the tenor not only to transposition but also to inversion. Busnoyss version of the preexistent melody is given as Figure 4.3 (compare with Ockeghems in Figure 4.1).

Figure 4.3. Busnoys, Missa Lhomme arm, Kyrie (VatS 14, fol. 106v)

Unlike Ockeghem, however, Busnoys does not include any notes that are not part of the cantus firmus, neither as embellishment nor as contrapuntal tags. The two masses share the same mode and G finalnot to mention the same tenor, and at a stage before there was any clear tradition of using the Lhomme arm tune as a cantus firmus. Beyond this, as Perkins has demonstrated, they are related through contrapuntal procedure: both juxtapose major prolation (c or

P) against O2 to indicate two-fold augmentation as their primary

221 mensural combination, and both transpose the cantus firmus in the same mass sections, always indicated by verbal instructions.14 Where Ockeghem transposes by a fifth, Busnoys does so by a fourth, and, like Ockeghem, by using a verbal canon: Ne sonites cachefaton, sume lychanosipaton (Dont make a cacophony! Take the note d below). This little rhyme acknowledges that if the tenor continues to sing at the notated pitch, it will produce an unacceptable result. In the Agnus Dei, where Ockeghem had transposed his tune down an octave into an exceptionally low register (especially for a tenor), Busnoys inverts it. This inversion flips the tenor into the same low range as Ockeghems transposed tenor, but the range of the tune makes its lowest note even a step lower. While it is not my goal to posit a compositional order for the Lhomme arm masses, when discussing issues of borrowing, chronology inevitably comes into play. I believe Busnoyss mass had to follow Ockeghems, in part because the two are so closely related that one has to be a response to the other. Richard Taruskin forcefully argues for Busnoys as the originator of the tradition as a whole,15 though his theory has met significant resistance.16 Perkins suggests that Ockeghems mass postdates Busnoyss since his treatment of the borrowed
14 15

Perkins, The Lhomme arme Masses of Busnoys and Okeghem, 38081.

Richard Taruskin, Antoine Busnoys and the Lhomme arm Tradition, 25768; and Taruskin, ed., Antoine Busnoys Latin-Texted Works, vol. 3, 36. Taruskins article sparked a firestorm of replies relevant to this question, most resistant to his proposed dating. See Barbara Helen Haggh, David Fallows, and Richard Taruskin, Letters to the Editor, Journal of the American Musicological Society 40 (1987): 13953; Reinhard Strohm and Richard Taruskin, Letters to the Editor, Journal of the American Musicological Society 40 (1987): 57680.

16

222 materials is in some ways more sophisticated, though he is rather ambivalent on this point. His reference to borrowed materials here is not limited to the Lhomme arm tune, but also includes the chansons Il sera pour vous and Lautre dantan, which he argues are related to one another and taken up in both Ockeghems and Busnoyss Lhomme arm masses.17 I would argue the opposite: that Busnoyss treatment expands beyond Ockeghems in terms of mensural use, wording of his verbal canons, and use of inversion rather than transposition. It is worth noting that in the 1460s, examples of inversionunlike retrograde were few and far between.18 Since the source situation does nothing to clarify dating, we can rely only on musical evidence. It does not make sense to see Ockeghems setting as a response to Busnoyss, since Busnoys expands on Ockeghems self-imposed constraints.19 The masses of Ockeghem and Busnoys are not only linked by procedure, but also
17 18

Perkins, The Lhomme arme Masses of Busnoys and Okeghem, 37084.

In his article on techniques of retrograde and inversion in the works of Obrecht, R. Larry Todd includes a list of pieces that use one or both of these procedures. Todd, Retrograde, Inversion, Retrograde-Inversion, The Musical Quarterly 64 (1978): 5078, at 7176. The only entries in Todds list not by Busnoys that predate Busnoyss mass are an anonymous Gloria in LonBL Add. MS 40011B (the Fountains Fragments), Dunstaples Veni sancte spiritus, and perhaps Carons Missa Jesus autem transiens and Cornelius Heynss Missa Pour quelque paine. To this we may also add the anonymous Missa Lardant desir. Curiously, these last three masses all survive in VatS 51alongside Busnoyss other mass, his Missa O Crux lignum. The earliest source for Busnoyss Missa Lhomme arm is likely VatS 14, copied by the same scribes as VatS 51. See Adalbert Roth, Studien zum frhen Repertoire der ppstlichen Kapelle under dem Pontifikat Sixtus IV. (14741484): Die Chorbcher 14 und 51 des Fondo Cappella Sistina der Biblioteca Apostolica Vaticana (Vatican City: Biblioteca Apostolica Vaticana, 1991). Finally, Heynss mass also appears in BrusBR 5557, which Rob Wegman argues has strong ties with Busnoys. Wegman, New Data Concerning the Origins and Chronology of Brussels, Koninklijke Bibliotheek, Manuscript 5557, Tijdschrift van de Vereniging voor Nederlandse Muziekgeschiedenis 36 (1986): 525.
19

This view is put forth in Planchart, The Origins and Early History of Lhomme arm ; and Rodin, When in Rome, 325.

223 by notational reference. Busnoyss expansion of Ockeghems formal procedures take place off the page, as it were, since both composers tenor notation remains constant, and since both composers could have used other notational solutions to produce the same results. There is more to the connection than the end result of shared compositional procedure; Busnoys takes on many of Ockeghems compositional constraints. But Busnoys also builds upon Ockeghems notation by retaining all of Ockeghems strictness and then some. It is worth noting that graphical consistency was by no means a given, even before the Lhomme arm tradition was a tradition. Neither Regis nor Caron uses a single graphical form of any cantus firmus, and Du Fay does so only in his Missa Se la face ay pale. 20 Busnoys outdoes Ockeghem by eschewing non-cantus-firmus notes, wording his verbal canons more cleverly, and using inversion rather than transposition in the Agnus Dei. While the notation used by both composers seems standard in hindsight, at the time it must have been quite unusual. Remembering that Ockeghems mass is perhaps the earliest example of transposition by verbal canon, Busnoyss reference appears much more significant. The usage of both composers suggests that they viewed notation as integral to the compositional fabric, not incidental or simply utilitarian.

Tinctoris the R eader


The Credo of Busnoyss Missa Lhomme arm ends strangely. This strangeness stems from a near constant hemiola between the distinctly triple Lhomme arm tune and the prevailing
20

See the discussion of Du Fays Missa Se la face ay pale in Chapters 2 and 3.

224 duple mensuration. Throughout the Confiteor, Busnoys heightens the tension between duple and triple by having the non-cantus-firmus voices flirt with triple mensuration, temporarily aligning with the tenor. But ultimately triple wins out: at the end of the section, Busnoys moves the other voices into tripla, joining the tenor once and for all for a final flourish. Note in Example 4.2 how the other voices fluidly shift between duple and triple, in and out of sync with the tenor, before succumbing for the final tripla. In this example, it is easy to recognize the tripla sections in the non-cantus-firmus voices, since they are notated with bracketed tripla. Although Busnoyss Confiteor is extremely unusual, is not unique. One finds the same sort of metric disjunction in another mass on the same cantus firmus: that of Johannes Tinctoris.21 Like Busnoys, Tinctoris pits triple and duple against one another. The overall effect is strikingly similar in the two masses. Although these sections share little melodic material, the overall aural effect is so compellingand so unusualthat they beg further comment. The Confiteor of Tinctoriss mass is presented as Example 4.3. The effect is so distinctly aural that I highly recommend listening to recordings of both mass sections.22 Tinctoris firmly The link between these two pieces is anticipated in Jennifer Bernard, Tinctoriss Missa Lhomme arm : Music and Context, Music Research Forum 20 (2005): 122. Tinctoriss mass is edited in CMM 18, 74114.
21

Several commercial recordings of Busnoyss Missa Lhomme arm have been released, but to my ears, the best rendering of the Confiteor is that by the Binchois Consort. Busnois, Missa Lhomme arm, Anima mea liquefacta ets/Strips Jesse ; Domarto, Missa Spiritus Almus; Busnois, Gaude coelestis domina; Pullois, Flos de spina, Binchois Consort, dir. Andrew Kirkman, Helios CDH55288, 2002, CD. The recording of Tinctoriss Missa Lhomme arm is one of the finest discs the Clerks have made, and certainly does the mass justice. Tinctoris, Missa Sine nomine; Missa Lhomme arm, Clerks group, dir. Edward Wickham, Cypres 3608, 2000, CD.
22

225

Example 4.2. Busnoys, Missa Lhomme arm, Confiteor


Superius

Altus

Tenor

? C b.
C

Bassus

?
93

w w w w w w w w w w w si - o - nem pec ca to - rum. Et ex - pec - to re - sur I w . w w w . . w w w w Vb re - o - nem sur re cti re - mis - si - o nem pec - ca - to - rum. ex pec - to w w Et __ w w w w ? w b &b w w
3 3

w w ? b

98

& b w.
re

V b w ?b
mor - tu - o

? b w
nem re - sur - re

I 3 3 3 3 3 3 w w w b & . . w w. w w. w w w. w . w tam ven - tu ri sae cu li A men. 3 . 3 i 3 3 3 3 w w . w w w w w w w w . w Vb


102

A w ? . . b vi - tam ven - tu - ri

Vb

&b

Con - fi - te - or

w w

w. w w
un - um

Con - fi - te - or

w w

w w
un

ba

w. . w
-

ptis

ma

um

in


or

re

w w w

w
-

Con - fi - te - or

w w

Con

w
fi - te

ba - ptis - main

w
mis -

w w w

w w
ba

un

w
-

um

un - um

ptis - ma

ba - ptis

ma

in

w w
re

w w

mis - si - o - nem pec - ca - to - rum.

w w . 3 w w. 3
Et ex - pec - to

re - sur - re

w w
cti Et

o -

ex - pec - to

w w w w
3

__

rum.

cti - o

w w w. w
3 3

Et

vi

w. 3 w
nem

mor

mor - tu

cti

w w w
3

o - rum.

o - nem mor - tu - o

w3 w . 3 w w
Et

tam

w.
tu

__ w
3

w
o -

rum.

ven - tu - ri sae

w w3. w
Et

vi

w
ri

vi

tam ven - tu

w w
-

rum.

.
Et

cu

li

w . 3 w
li

w
3

sae - cu

3 w 3 3 w w w w w w w . w

men.

men.

men.

226 establishes duple meter in the non-Lhomme arm voices while taking turns flitting in and out of triple. In the last few measures, the duple voices simultaneously shift into coloration, thereby ending the movement in a brilliant burst of triple mensuration, just as Busnoys does.

Example 4.3. Tinctoris, Missa Lhomme arm, Confiteor


Superius

| & bC

Altus

V b O3 2
| V bC

Con

Tenor

Bassus

| w. bC
Con

Con - fi

I I ICon w w . w
fi te or te

w
fi

te

or

w.
-

w. w
fi te

or

w w w
u u -

I I w
-

num

ba - ptis -

num

or

w
u -

. . bw.
num num ba ptis

ba - ptis

w w
-

. w w.

ma

w
in

&b
123

w Vb
ma

in

re

mis

w. w
in si o

nem

w
si - o 3

w. V b .
ba - ptis ma

b
-

re - mis - si - o

w w
in

re - mis

nem

ma

pec

w. w w w w
3 3 w. w w 3

nem pec

ca

&b w
127

Vb Vb

w
ex

Et

w
to


to

re

mis

3 w to I - rum. w w3 . w

ca - to

pec - ca

| C
-

rum.

si - o

nem

rum.

? w b

pec - ca

. w
to

pec

w w

Et

ex

Et

rum.

i w . ex - pec w .
Et ex - pec -

w pec 3 - to
3

w w
to to

re

re

3 3 w w w w 3 3 w w w w

sur

re

sur - re - cti

re

sur - re - cti

227
&b
131
3

w Vb
3

re


nem

sur

3 V b w w. w w w 3 3 ? w b

cti - o

w w w. re - cti - o nem 3 3 w
3

I3 I

mor

nem

w w. w
3

mor

nem

mor

w w3
mor tu - o

tu - o

w w.
3

tu

w w w. tu 3 w. w w w
-

w
-

3 O 2

rum

rum

Et -

Et

vi

& b w.
135

w V b . Vb ? b
vi

w w
rum

rum

Et vi

. w
-

w
Et

w . . vi - tam ven tu ri se w . . w . w w
-

w
ven - tu

tam - ven

I I 3 3 w w. &b w. w w. w w cu - li A men. 3 3 w w -w 3 . w w. b w w w V
139
3 3

tam - ven

. w w
tam tu

w
-

ri

ri se

tu

w w

ri

se

cu

. .
se li

Vb w ? w b
cu

cu

li

I
A

w
li

3 3 w w w w. w

w3

men.

men.

men.

The musical effect alone is unusual enough to suggest a connection between the two sections; that these unusual effects both occur in the Confiteor of the composers respective Lhomme arm masses confirms that they are related. This is not the only notable similarity between the two masses; Tinctoriss mass cannot be classified among the many works whose emulation of Busnoyss mass can be explicitly documented. Nonetheless, I would like to
-2-

suggest a link between these two pieces that extends beyond the relationship just shown in their

228 respective settings of the Confiteor. Moreover, this connection, which does not fit into any of the established categories of borrowing or imitation, provides a new way of understanding notation and fresh insight into how Tinctoris juggled his composer and theorist hats. While it is almost always impossible to prove that musical borrowing has taken place, in this instance we can at least be certain that Tinctoris knew Busnoyss mass. In fact, Tinctoris had quite a bit to say about it the Proportionale musices, his treatise on mensuration and proportions. In the final book of this treatise, Tinctoris uses examples from contemporary music to illustrate common mistakes, or notational practices of which he disapproves. In discussing Busnoyss Missa Lhomme arm, Tinctoris decries the tendency to notate mensural augmentation with a sign of major prolation (P or c), whereby a minim under P or

c equals a semibreve under C or O. (Figure 4.4 below provides a table of correspondences for
the relationship between note durations under different signs.) This criticism reads as follows: I am not surprised that Regis, Caron, Boubert, Faugues, Courbet, and many others, have imitated Domarto in this error, as I have seen in their works, since I have heard that they are hardly learned. And who can attain the truth of not only this but of any other liberal science without learning? But that Ockeghem and Busnoys, men known to be sound Latinists, should stoop to their level in their masses, De plus en plus and Lhomme arm, has aroused complete astonishment in our breast. Indeed, what would be more remarkable than a seeing person entering the path of blindness? But due to their manner of composition, if it were marked O 2 as art requires, a difficulty of pronunciation and even a 1 destruction of the whole melody would arise because of the excessive speed. So it would be better that a canon [rule] be placed in the tenor, namely Crescit in duplo [increase by two] or its equivalent, as Du Fay has admirably done in his Missa Se la face ay pale.23 Quod autem hic dupla sit facillime probatur quoniam duo corpora ad unum velut intuenti patet comparantur. Nec eo quod pars primaria, scilicet tenor per prolationem maiorem,
23

229

Figure 4.4. Mensural augmentation in Busnoyss Missa Lhomme arm

O2

An excerpt from the first few measures of Busnoyss Missa Lhomme arm, appears below as Example 4.4. I have left note values unreduced to show how a minim (rendered as a half note) of the tenor in

P occupies the same amount of time as a semibreve (a whole note) in

the other voices, which are in O. Like several other composersOckeghem, the composer of the Naples masses, Faugues, and later de Orto, Josquin, Compre, and VaquerasBusnoys partes vero secundariae, scilicet supremum et contratenores per minorem canuntur per aequivalentiam excusari poterit. Si una maioris prolationis minima non duabus minoris immo soli sit commensuranda, ut per Dufay patet in exemplo capituli praecedentis, quemquidem de Domarto, si in hoc errore Regis, Caron, Boubert, Faugues, Courbet aliique plurimi, ut in eorum operibus vidi, sint imitati, non miror quoniam illos minime litteratos audiverim. Et quis sine litteris veritatem huius non solum sed cuiusvis scientiae liberalis attingere valebit? Sed eis fuisse pares in Missis De plus en plus et Lhomme arm Okeghem et Busnois, quos competenter constat latinitate, praedictos non mediocrem pectori nostro admirationem incutit. Quid enim admirabilius est, quam videntes a via caecitatis ingredi, sed quoniam in tali eorum componendi modo, si ita signaretur [O 2/1] prout ars requirit, difficultas pronuntiationis immo totius melodiae destructio propter nimiam velocitatem oriretur melius tenori canon apponeretur, scilicet Crescit in duplo, vel aequivalens, sicut laudabiliter fecit Dufay in Missa Se la face ay pale. Translation adapted from Wegman, Mensural Intertextuality, 180; and Johannes Tinctoris, Proportionale musices; Liber de arte contrapuncti, trans. Gianluca dAgostino (Florence: Edizioni del Galluzzo per la Fondazione Ezio Francheschini, 2008), 84.

230 goes out of his way to notate the Lhomme arm tune in semibreves and minims throughout his mass. These composers preserve a constant visual appearance of the cantus firums, even as they subject the tune to ever more fanciful manipulations. This split between visual consistency and musical variety became a defining feature of the Lhomme arm tradition; mensural augmentation emerged as a favored means of achieving it.

Example 4.4. Busnoys, Missa Lhomme arm, Kyrie, mm. 18


& bO . V bO w w w. w w w w. w. w. w w w w w w w w w w w w w w w w w w w w w w

. V bO
? bO

It is important to underscore that Tinctoris does not disapprove of mensural augmentation per se, only the practice of combining integral mensuration signs that should be related through minim equivalence. In Tinctoriss view, Busnoys should have included a verbal canon or a proportion to indicate augmentation, since a major prolation sign by itself is insufficient. By Tinctoriss standards, Busnoys erred in letting a mensuration sign do the work of a fraction or verbal canon. Tinctoris himself is among those composers who write the Lhomme arm tune in minims and semibreves. The tenor of the Kyrie from Tinctoriss Missa Lhomme arm is given below as Figure 4.5. This first statement of the famous tune appears in augmentation under major prolation (c), but, consistent with the theorists critical stance, is accompanied by the

231 canon crescit in duplum, the very one Tinctoris scolded Busnoys for not using. (In the reproduction this text is faint, but clearly visible.) It is not surprising that Tinctoris should follow what he prescribes in his treatise. But it is striking that he used precisely the same musical and notational technique as Busnoys in a mass based on the same cantus firmus: major prolation for the unadorned Lhomme arm tune coupled with two-fold augmentation. Here Tinctoris has recognized a central feature of the Lhomme arm tradition and adapted it to his own notational theory. In this mass section, Tinctoris does exactly what he wrote that Busnoys should have done in his mass.

Figure 4.5. Tinctoris, Missa Lhomme arm, Kyrie (VatS 35, fol. 86r)

Tinctoris places the fraction 2/1 after the A phrase of the cantus firmus. These superimposed numerals instruct the singer to perform what follows in 2:1 proportion with (that is, twice as fast as) what came before, effectively cancelling the augmentation signaled by the verbal canon. Taken together, the canon crescit in duplum and the proportion 2/1 reflect the passage from the Proportionale very closely. This correspondence renders irresistible the possibility that Tinctoris had both this passage and Busnoyss Missa Lhomme arm in mind as he composed.

232 The use of major prolation to signal augmentation is but one of several complaints Tinctoris levels against his contemporaries in the Proportionale. His objections may be summarized as follows: 1. using signs of major prolation to indicate mensural augmentation 2. following a mensuration sign with a single numeral instead of two (e.g., C3 rather than C3/2), because true proportions require two numbers.

3. using the signs U and V to indicate sesquitertia and sesquialtera, respectively. These signs are so frivolous, so wrong, and so far from all appearance of reason that, he says, it is not necessary to go into great detail explaining what makes them objectionable. Again, the main problem here is that a mensuration sign is doing the job of a proportion. For example, U does not specify a different division of one note value into the next smaller value than C; rather it usually signals the proportion sesquitertia, which should be signed 4/3. 24

4. using O2 to indicate perfect minor modus and imperfect tempus. Tinctoriss main complaint, in addition to indicating a proportion with one number rather than two, is that the sign O must always refer to perfect tempus, the sign C to imperfect tempus. To use them for any other rhythmic relationship is incorrect. Instead, modus should be indicated with double or triple long rests. As such this admonition constitutes an implicit critique of all modus-cum-tempore signs. 5. signaling proportions at the wrong mensural level (e.g., at the level of modus instead of tempus). This is only a problem where the mensurations in question combine perfect and imperfect relationships at different levels, thereby altering the numerical proportion that represents them. 25
24

hec signa adeo frivola, adeo erronea, adeoque ab omni rationis apparentia sunt remota ut nec exemplo digna crediderim. Proportionale Musices, III.2.28. Tinctoris, Proportionale musices; Liber de arte contrapuncti, ed. and trans. DAgostino, 82. While Tinctoris allows for the possibility of comparing notes at different levels (e.g., semibreves and breves), he says they must be of the same quantitythat is, they must each contain the same number of minims. This correction really just reinforces Tinctoriss view that proportions must be signaled at the level of the minim, unless one voice is in augmentation or diminution. This clarification applies to cases in which neither voice is in augmentation or diminution. The example Tinctoris uses to illustrate this point comes from Du Fays Missa Sancti Anthonii. In this passage that begins in C, Du Fay moves the superius into O3, thereby relating three perfect semibreves under O3 to two imerfect semibreves under C. Tinctoris notes that

25

233 Strikingly, every one of these indiscretions appears in Busnoyss Missa Lhomme arm. The first half of Table 4.4 gives an outline of Busnoyss mass, particularly his mensural usage.26 We have already seen evidence of Busnoyss alleged misuse of major prolation. His predilection for O2 is well attested, as the sign appears in four out of the five movements of this mass. 27 Busnoyss use of C3 falls remains a subject of debate; regardless, Tinctoris would have objected. Finally, | in the tenor against U in the other voices. Though Tinctoris in the Confiteor, Busnoys pits c does not mention U explicitly, he cannot have felt any better about this sign than about U or

V. Because Busnoyss Missa Lhomme arm breaks all of Tinctoriss rules, Tinctoris was able to
address all of his complaints about contemporary mensural practice by responding musically to the notation of Busnoyss mass. The second half of Table 4.4 outlines Tinctoriss mass in the same manner as Busnoyss, except that I have included an extra column. Because Busnoys effects all mensural transformation through mensuration signs alone, with the cantus firmus notated entirely in semibreves and minims, it suffices to track the relationship between the prevailing note values this is not sesquialtera as he takes Du Fay to have meant by including the figure 3, but duple sesquiquarta (9:4), because nine minims under O3 occupy the same amount of time as four under C. For this reason, Tinctoris writes, Du Fay should have signed his proportion O9/4. I have split Table 4.4 into two halves in order to comply with the formatting requirements of the dissertation. As of the filing of this dissertation, the full table can be accessed at http://www.ams-net.org/sanfrancisco/handouts/Zazulia.pdf. If it becomes unavailable at this address, please contact me directly for a pdf copy.
26

27 Richard Taruskin proposes that, in the Christe and Benedictus, the prevailing mensuration should be C, as is found in VatC 234, not O2, as the other sources transmit. VatC 234 is otherwise not the best source for Busnoyss mass, and Taruskins logic rests on the elaborate numerological structure he proposes Busnoys constructed. This view has not been generally accepted. See Taruskin, Antoine Busnoys and the Lhomme arm Tradition, 26970.

234 and those of the cantus firmus. By contrast, Tinctoris uses a variety of notational means to extend the sounding length of the cantus firmus. I have therefore included two columns: one indicating the relationship between note values of the cantus firmus voice and the outer voices, another describing the relationship that would hold if Tinctoris had notated the tenor as Busnoys does, in semibreves and minims. (Compare the column headed Relationship under Busnoys with the one called Heard relationship under Tinctoris.) If we consider only mensural augmentation, which takes place off the page, so to speak, then Tinctoriss mensural usage significantly diverges from Busnoyss. But if we look at the sounding speed of the cantus firmus, he follows Busnoys almost exactly; the main difference is that whereas Busnoys makes all of his alterations through mensural manipulation, Tinctoris does so through a combination of mensuration signs, proportions, verbal instructions, and written values. This analysis presumes that Tinctoriss starting point was a version of the Lhomme arm tune notated in semibreves and minim. Busnoys presents the Lhomme arm tune according to a fairly regular pattern of augmentation, with every movement of the mass beginning with the tenor in two-fold augmentation. Tinctoris follows Busnoys in this practice, augmenting his cantus firmus with either mensural or written-out augmentation. The one section in which Tinctoris conspicuously deviates from this pattern is the Sanctus. Tinctoris gives the Lhomme arm tune in c against the prevailing O, as he does in the Kyrie and Agnus Dei, but this time without a verbal canon; the tenor thus relates to the other voices by minim equivalence. During the course of Agnus Dei I, both the altus and superius fleetingly shift to major

235

Table 4.4. A Comparison of Busnoyss and Tinctoriss Lhomme arm masses


Busnoys
Mass Section C.f. voice C.f. section Manipulations of the c.f. and other remarks Prevailing C.f. Relationship C.f. voice mensuration mensuration

C.f. section Mani

Kyrie I Christe Kyrie II Et in terra Qui tollis Tu solus Cum sancto Patrem

Tenor Tenor Tenor Tenor Tenor

A, BB-, A A, BB-, A A, B, A All vv. in small values, as in Ockeghems Christe and Et resurrexit

O O2 O O O2 C3
(C in Chigi)

2:1

Altus shared in all vv.

A, B, A

Cano


C3

2:1 2:1 4:1 1:1

Tenor, Alt., A, B, Tenor A

Begin in up All v. accele

Tenor Sup./Alt. Tenor

A B, A

In th less s

Altus Tenor (low) A, BCanon: Ne sonites cacephaton. Sume licano hypaton; instructs tenor to transpose down a 4th In and out of imitation O O2

A A, B, A A, B, A A B-/-B A A, B, A

cau

simila

2:1 4:1

[Tenor]

C.f. v mater

Et incarnatus Tenor (low) B-, A Et resurrexit

Confiteor

Tenor (low) A-, B-, A-

Continuous hemiola: tenor in triple against prevailing duple. Ends with all voices in coloration

Altus, Superius Bassus Sup./Alt. Tenor 3:4 (minim) Altus, 2:1 (sb) Tenor 2:1

S-A im Absque

C.f. m each v

Sanctus Pleni sunt Osanna Benedictus Osanna ut supra Agnus Dei I

Tenor Tenor Tenor

A, BB-, A B-, A Canon: Ubi thesis assint ceptra. Ibi arsis et e contra; inversion, lowering range of c.f. Canon from Agnus Dei I applies STB STB

O O O2

O2 (C in Chigi) O2 O O O2 4:1 Altus Altus B, A A, B-

Tenor (low) A, B-

Agnus Dei II -

Agnus Dei III Tenor (low) B-, A

A: 3 g 2 B: all A : Te

Ten., Sup./ A, B, A Alt., Bassus Altus B, A

Minim when

4:1

SAB Cano triple STB

Cano triple

2:1

Cano

4:1

Altus

B-, A

236

Table 4.4. A Comparison of Busnoyss and Tinctoriss Lhomme arm masses (cont.)
Tinctoris
C.f. section Manipulations of the c.f. and other remarks C.f. note values Prevailing C.f. Relationship Heard mensuration mensuration (relative to relationship written note (rel. to Sb-M values) c.f. statement) O

ailing C.f. Relationship C.f. voice suration mensuration

Chigi)

2:1

Altus shared in all vv.

A, B, A

Canon: crescit in duplum

Sb-M

undoes canon

2 1

2:1, 1:1

2:1, 1:1


C3

2:1 2:1 4:1 1:1

Tenor, Alt., A, B, Tenor A

Begins with lower vv. duet; double-long rests in upper vv. indicate minor modus All v.v. have some c.f. material; results in accelerated c.f. statement closer to integral B-Sb B-Sb In the final mm., all vv. have B material, but L-B less systematic than most c.f. statements

accelerated 1:1 1:1 1:1

1:1 2:1 4:1

Tenor Sup./Alt. Tenor

A B, A


O C2 3


O C2 3

Altus

A A, B, A A, B, A A B-/-B A A, B, A

causes accelerated speed with an2effect

B-Sb

similar to Busnoyss C3; shift to C 3 at Amen


C.f. very elaborated, with long sections of free B-Sb material between parts of the B section
S-A imitation at the fourth signaled by the canon: Sb-M Absque mora primum ruit in dyatessaron ymum

accelerated 1:1 1:1 1:1 1:1

1:1 2:1 1:1 2:1

2:1 4:1

[Tenor]

Altus, Superius Bassus Sup./Alt. Tenor 3:4 (minim) Altus, 2:1 (sb) Tenor 2:1


O3 2

C.f. material is sung at some point by each v., migrating from D to C to G to D

B-Sb

A: 3 gives 3 sb in the space of 2 in the other vv.; B-Sb 2 B: all vv. have coloration, including c.f.-bearing A A : Tenor has O 3 2; Amen: S, A, B in coloration

(coloration) 3
O2

3:2

3:4 (minim level) 1:1

Ten., Sup./ A, B, A Alt., Bassus Altus B, A

Minim equivalence; top vv. briefly move to when they quote portions of the c.f.

Sb-M

4:1

SAB Canon: crescit in duplum; triple-long rests indicate major modus STB Canon: crescit in duplum; triple-long rests indicate major modus Canon: crescit in duplum

Sb-M

O, moments in O3 2

1:1

4:1

4:1

(C in Chigi) -

O3 2

4:1

Altus Altus

B, A A, B-

Sb-M Sb-M

4:1 2:1

4:1 2:1

2:1

4:1

Altus

B-, A

Sb-M

O2

3 8

4:1

4:1

237 prolation. The relevant passage is reproduced in Example 4.5.

Example 4.5. Tinctoris, Missa Lhomme arm, Sanctus, mm. 716


.w C & b O . w w w . V bO . . . .
7

C .

j . w w

. VbC
?
12

bO w

w.

. . .

w w

w w

w. . . w . w

&b Vb Vb

. w w . w O . . w w .

. . w w w w

? w b

w .

These moments both echo the B material from the Lhomme arm tunebut Tinctoris had no apparent musical motivation for switching mensurations. He could just as easily have continued to notate the superius and altus under

O in these passages, using a string of

dotted semibreves ( g-f-g-d ). Though a shift to c may imply a change in rhythmic grouping and metric emphasis, the melodic material does not reflect this shift enough to justify the notational change. In the superius, this passage is too short and rhythmically homogeneous to register as a change in rhythmic grouping at all. In the altus, the music notated under

lasts longer, but even this music could more easily have been notated under O. In m. 13, for example, the altus sings a cadential pattern that moves in parallel thirds with the superius.

238 Nothing in this music suggests that this music ought to be governed by a contrasting metric organization. Since this temporary switch to major prolation is not musically motivated, it can

only be for notational effect. The links between the Lhomme arm tune and its presentation in major prolation are well attested, so this mensural shift visually signals the citation of cantus-firmus material. This is not the only section of the mass in which Tinctoris cites snippets of the tune in the freely composed voices, but it is the only time that he signals this short citation with a switch to major prolation. Shifting signs in this way highlights his understanding of minim equivalence both vertically and horizontally. The whole section already stands in contrast to other sections that pair O and c, driving home his injunction that only a verbal canon, not the combination of signs, can effect augmentation. The idiosyncrasies of Tinctoriss Missa Lhomme arm make it difficult to place within the wider Lhomme arm tradition. This difficulty arises in part because, as Edgar Sparks suggests, Tinctoris creates a wilderness of effects owing to a lack of simple plan, of a dominant structural voice, or of any regular method of c.f. treatment.28 What Sparks is criticizing in Tinctoriss cantus-firmus treatment is something the theorist himself would have found virtuous. In the Liber de arte contrapuncti, Tinctoris praises the concept of varietas, borrowed from Ciceros rhetoric: Also any composer or improvisor (concentor) of the greatest genius may achieve this diversity if he either composes or improvises now by one quantity, then by another, now by one perfection, then by another, now by one proportion, then by Edgar H. Sparks, Cantus Firmus in Mass and Motet, 14201520 (Berkeley: University of California Press, 1963), 241.
28

239 another, now by one conjunction, then by another, now with syncopations, then without syncopations, now with fugae, then without fugae, now with pauses, now without pauses, now diminished, now as written . Every composed work, therefore, must be diverse in its quality and quantity, just as an infinite number of works show, works brought out not only by me, but also by innumerable composers flourishing in the present age. 29 Though perhaps frustrating for the present-day analyst, it should not surprise us that Tinctoris uses the cantus firmus in various forms, inasmuch as diversity is a part of his aesthetic. The cantus firmus moves freely among the voices (though it is most often found in the altus) and is often embellished, at times almost beyond audible recognition. 30 In this respect, Tinctoriss mass corresponds less closely to the strict forms of Ockeghem and Busnoys than to the setting by Du Fay, which freely embellishes the cantus firmus, notates the tenor in different note values depending on the section, and presents the tune both forward and in retrograde. Indeed, just after the passage from the Liber de arte contrapuncti quoted above, Tinctoris mentions Du Fays Missa Lhomme arm as an excellent example of varietas. In keeping with this aesthetic principle, Tinctoris applies many different cantus29

Hanc autem diversitatem optimi quisque ingenii compositor aut concentor efficient, si nunc per unam quantitatem, nunc per aliam, nunc per unam perfectionem, nunc per unam proportionem, nunc per aliam, nunc per unam coniunctionem, nunc per aliam, nunc cum syncopius, nunc sine syncopis, nunc cum fugis, nunc sine fugis, nunc cum pausis, nunc sine pausis, nunc diminutive, nunc plane, aut componay aut concinnat. Omnis itaque res facta pro qualitate et quantitate eius diversificanda est prout infinita docent opera, non solum a me, verum etiam ab innumeris compositioribus aevo praesenti florentibus edita. Quoted and translated in Sean Gallagher, Models of Varietas: Studies in Style and Attribution in the Motets of Johannes Regis and His Contemporaries (Ph.D. diss., Harvard University, 1998), 3940. Also see Alexis Luko, Tinctoris on Varietas, Early Music History 27 (2008): 99136.

On Tinctoriss techniques of paraphrase in the Missa Lhomme arm, see William Melin, The Music of Johannes Tinctoris (ca. 14351511): A Comparative Study of Theory and Practice (Ph.D. diss., Ohio State University, 1973), 23238.
30

240 firmus treatments: sometimes he decorates it, sometimes he leaves it unembellished; sometimes the cantus firmus acts as a scaffold, and sometimes it is integrated into the polyphonic fabric. He shifts mensurations often, subjects the tune to imitation canon, and presents it in a variety of note values, from semibreves and minims to longs and breves. With this range of treatments, one might argue for viewing Tinctoriss Missa Lhomme arm as a paradigm of his own conception of varietas. This arises from a different aesthetic than the one that influenced Busnoyss mass, whose considerable musical variety is always circumscribed within the bounds of notational consistency. Having seen several examples of Tinctoriss corrective response, let us return to his setting of the Confiteor. Although he must have admired the striking rhythmic effect of Busnoyss Confiteor, he thought rather less highly of the way in which Busnoys achieved it. Recall that Busnoys felt bound by a commitment to maintaining the visual appearance of the cantus firmus, a decision that limited his notational possibilities. In order to balance this compositional constraint with his desired metric juxtaposition, Busnoys employs a mensural situation that must have given Tinctoris pause, to say the least. (Refer to Example | to signal that the tenor should be understood 4.2 above). Here Busnoys invents the sign c in its non-augmented form while retaining major prolation. Against this, Busnoys notates the other voices in the equally surprising

|. This is perhaps easiest to see upon comparing the tenor and bassus perfect semibreve of c in measures 45, where the bassus has four semibreves against the six minims in the tenor. To add to the striking rhythmic profile, the non-tenor voices are often notated using

U. An imperfect breve of U corresponds to a

241 coloration, generating triplets that align with those of the tenor. (A colored semibreve under

non-cantus-firmus voices in line with the triple rhythms of the tenor, though still in 2:1 augmentation. Tinctoris achieves a similar three-against-two effect in his own Confiteor (Example 4.3), but through very different notational means. He gives the outer voices in Z and notates the cantus firmus under

tenor). In this arrangement, two semibreves of

has produced exactly the same constant hemiola effect as Busnoys. The main notational differencemensuration signs notwithstandingis that Busnoys presents the cantus firmus in semibreves and minims, while Tinctoris uses breves and semibreves. Tinctoris also follows Busnoys by gradually introducing coloration in the nontenor voices, to produce rhythmic alignment with the cantus-firmus voicehere the altus. (Toward the end of the section, Tinctoris shifts the cantus firmus from the altus to the tenor, interchanging their mensuration signs accordingly.) Side-by-side comparison confirms that Tinctoris achieves the same musical end as Busnoys, but does so through notationally permissible means. Busnoyss Missa Lhomme arm presents an example of very fine music recorded in what Tinctoris considered misguided notation. By responding musically to the notation of Busnoyss Missa Lhomme arm, Tinctoris was able to address musically all of the complaints about contemporary mensural practice that he expounds in his own writings. Although

|). At the end of the passage, coloration brings the corresponds to a minim of c

O3/2 (first in the altus, then, beginning in measure 134, in the Z correspond to three of O3/2. Tinctoris

242 Busnoyss mensural usage is often peculiar, this is only because he paints himself into notational corners that do not have obvious solutions; in such situations, he devises ad hoc signs to suit unique musical needs. Indeed, the sound Busnoys achieves in his Confiteor is unusual enough that it required some stretching of the current notational system. In devising new signs, Busnoys himself takes on the role of a theorist, working with what was available to do something new. Though at times highly complex, Busnoyss notation is both internally consistent and highly revealing with regard to contemporary conventions of mensural practice. In criticizing Busnoyss solutions, Tinctoris writes as if his own ideas were selfevidentthat if Busnoys had only read the mathematicians writings on proportions, he would not have been led astray. This rhetorical strategy actually undersells the novelty of Tinctoriss approach. Far from self-evident, his principles of rhythm and notation present an all-encompassing system for both conceiving of and recording a seemingly infinite variety of rhythmic relationships. 31 Tinctoriss system of rhythmic notation prizes clarity above all else; because of its reliance on mathematics, it is remarkably flexible. These ideas are so novel that it should come as no surprise that Busnoys did not hit upon them himself. Beyond his importance as a wide-ranging and prolific theorist, Tinctoris also appeals On Tinctoriss intellectual context, see Ronald Woodley, Renaissance Music Theory as Literature: On Reading the Proportionale Musices of Iohannes Tinctoris. Renaissance Studies 1 (1987): 20920; idem, Did Tinctoris Listen to Okeghem? Questions of Textuality and Authority in the Late Fifteenth Century, unpublished paper available online at http://www. stoa.org/tinctoris/tinctoris.html (accessed 5 September 2010); Anna Maria Busse Berger, Mensuration and Proportion Signs: Origins and Evolution (Oxford: Oxford University Press, 1993); and Bonnie J. Blackburn, A Lost Guide to Tinctoriss Teachings Recovered, Early Music History 1 (1981): 29116.
31

243 greatly to the modern reader for the intensity of the enthusiasm he brings to bear on his subjects. No stranger to overblown rhetoric, Tinctoris does not merely write straightforward, declarative prose; he writes with a distinctive sense of lan. (The same might be said of his music, too.) As Rob Wegman writes: Mensural practice [changed] very much like a language, and frequently moved beyond its theoretically defined boundaries. In the fifteenth-century repertory one can find numerous notational conventions that had no logical relationship with any of the basic axioms, and often patently contradicted them. Tinctoris reacted to such conventions in a way that could almost be described as intellectual overkill. Invariably he seized upon errors in compositions (rather than on viewpoints maintained in other treatises), and proceeded to rebut them as if they were propositions defended in an academic disputation. 32 We would expect to find correspondence between Tinctoriss theory and his compositional practice. Indeed, his intellectual persona might well lead us to expect from him not theoretical speculation alone, but practical exposition of his theory. As we have seen, there is now reason to view Tinctoriss mass as his own proposition defended in academic disputation. That is by no means to say that Tinctoriss music came into being purely, or even primarily, for the sake of theory: like Busnoyss, the mass is an undeniable tour de force. But it would be equally wrong wholly to separate Tinctoris the composer from Tinctoris the theorist. Often, accounts of musical borrowing and related procedures involve the identification of similar musical passages, cantus-firmus treatment, or other structural devices. In such cases a premium is placed on close correspondenceObrechts imitation of Busnoyss mensural scheme and adaptation of his cantus-firmus treatment in his own Lhomme arm mass, for example, which is, in fact, the subject of the next section. Nor, in
32

Wegman, Mensural Intertextuality, 179.

244 foregrounding Busnoyss influence, do I mean to undermine Tinctoriss indebtedness to other models, especially to the masses of Du Fay and Regis. Certainly, Tinctoris himself would extol the value of multiple models, provided those exemplars proved worthy in his view. Although there is nothing remarkable about Tinctoris relying upon notation he himself argues is correct, it should give us pause that he does so in precisely the same context in which he had criticized Busnoys. Tinctoriss musical borrowing, if it can properly be called borrowing at all, lies less in his notational choices in and of themselves than in the musical problems he tackles and the effects he achieves thereby. Indeed, with the exception of the Confiteor and a handful of other passages, these Lhomme arm masses by Busnoys and Tinctoris do not sound much alike. They are founded on strikingly different musical aesthetics. The system Tinctoris advocates in the Proportionale never caught on. He describes practice as he thinks it ought to be, not as it is. It is this disconnect between Tinctoriss theoretical ideas and contemporary practice that makes his own compositions so distinctive. In this regard, two ideas seem particularly noteworthy : first, Tinctoris is concerned, above all, with clarity. This should not, however, lead us to confuse clarity with simplicity. That he matches Busnoyss complexitysome might argue, surpasses itamply demonstrates this. Second, in order to uphold logical consistency, Tinctoris was willing to give up the visual consistency of the cantus firmusunlike many of his contemporaries, Busnoys among them. Tinctoriss mass is neither a simple rewriting of Busnoyss, nor the product of a curmudgeonly old theorist agitated about what he took to be misguided notational practice. On the contrary,

245 it reflects a thoughtful, indeed measured, reading that blends revision with respectall in one of the finest masses of the period. An appreciation of this relationship gives us an entirely different view of the purpose of notation, as well as a new way of evaluating influence.

Obrechts Adaptations
The interrelatedness of different compositions has been of primary importance in my effort to understand 15th-century music. But there are disconcertingly few examples of what might legitimately be claimed to be far-reaching strategic modeling that can be pinned down with certainty. The most secure example in the entire repertory is Jacob Obrechts Missa Lhomme arm, which is substantially indebted to Antoine Busnoyss mass on the same cantus firmus. In a short report from one of the first meetings of the American Musicological Society, Oliver Strunk described the relationship as follows: The mass by Jacob Obrecht, published some years ago by Johannes Wolf, is neither more nor less than a colossal parody on the hitherto unstudied mass by Antoine Busnoys. The parallelism between these two works goes much further and is far more striking than the mere dependence upon one another of the several Caput masses: Obrechts tenor and Busnoyss are identical, Obrechts formal structure is accordingly dependent to the last detail on Busnoyss, and a familiarity with Busnoyss mass is essential to an understanding of Obrechts. On the other hand, the Obrecht mass is much more than a slavish imitation of its model: new canons replace those of the original, a new harmonic scheme is employed, and the use of imitation is at once more fluent and more extensive. 33 Strunks concise description has shaped views of Obrechts mass for decades. Despite uninterrupted interest in the Lhomme arm tradition, however, our perceptions of Obrechts mass have not expanded much beyond the thumbnail view Strunk offered so many years ago.
33

Strunk, Origins of the Lhomme arm Mass.

246 Perhaps the extremely close formal relationship between these pieces has contributed to this result, which may have led scholars to believe that Obrechts mass relies too heavily on imitatio and too little on innovatio. But the story of Obrechts borrowing is not so simple. While Obrecht takes over Busnoyss cantus firmus, including its rests and mensural profile, his mass also includes several sophisticated adaptations of Busnoyss cantus-firmus transformations as well as their notation. Ironically, the very security of the established relationship between these two masses may actually have obscured the nuance and eccentricity of Obrechts response to his model. Obrechts deviations from Busnoyss setting can be seen as contributions to the culture of one-upmanship associated with the Lhomme arm tradition. A closer look at Obrechts mass reveals counterintuitive notational decisions that prompt the question: what exactly does Obrecht borrow from Busnoys? Strunks observation that a familiarity with Busnoyss mass is of course essential to an understanding of Obrechts rings true. 34 Although Obrechts mass owes little to Busnoyss musical surface, it is indebted to its model in its early-stage planning. As we have seen, notational strictness was a key element of Busnoyss compositional design. He maintains the appearance of the cantus firmus, down to the dots and numbers of rests, even as he externally effects musical change. He creates a situation in which the tenor always sees the same music before him, but he must look to the other voice parts in order to know how to sing it from section to section. Busnoys must have carefully constructed the framework this mass, which
34

Ibid.

247 relies on the strictness of the cantus firmus, the mensural scheme, and the transformations of the tenor, before moving on to the freely composed voices. It is precisely this framework that Obrecht carries over into his own massbut only this framework. Obrechts setting is a special example of musical reference, since it does not involve melodic citation, as is often the topic concerning studies of musical borrowing. The only melodic material these two masses share is their cantus firmus. In lieu of further melodic borrowing Obrecht takes over Busnoyss mensural framework (that is, he uses the same combinations of mensuration signs as Busnoys in every movement), closely follows Busnoyss cantus-firmus transformations, and retains Busnoyss strict attitude toward the visual presentation of the Lhomme arm tune. Obrecht thus takes over the framework and tenor of Busnoyss mass without actually incorporating any of its freely composed music. Perhaps the most striking feature of this relationship is how much Obrechts tenor looks like Busnoyss. One immediately sees the degree to which Obrechts mass is indebted to is model, as its tenor is virtually a graphical copy. It is as though Obrecht cut and pasted Busnoyss tenor into his own mass, changed its clefs and canons, and went on to write his own mass around it. Figure 4.6 shows the tenor from Busnoyss Kyrie; compare it with Obrechts in Figure 4.7. 35 It is worth noting that Busnoyss mass served as a model for several other pieces. Wegman has argued that the anonymous Missa de Sancto Johanne, which he attributes to Obrecht, adopts the cantus-firmus layout of Busnoyss Missa Lhomme arm, albeit with a different cantus firmus: [B]y separating cantus firmus treatment from the cantus firmus itself, the anonymous composer indicated that Busnoyss setting had an extramusical significance of its own, independent from the Lhomme arm tune and its connotations. See Wegman, Another Imitation of Busnoyss Missa Lhomme armand Some Observations on Imitatio in Renaissance Music, Journal of the Royal Musical Association 114 (1989): 189202, at 201.
35

248

Figure 4.6. Busnoys, Missa Lhomme arm, Kyrie (VatS 14, fol. 106v)

Figure 4.7. Obrecht, Missa Lhomme arm, Kyrie (VienNB 11883, fol. 52v)

The only features that do not match between these figures are the clef and key signature. 36 Although Obrecht follows every other aspect of Busnoyss framework, his main innovation

There are a few variants in the transmission of Busnoyss mass that suggest that Obrecht had access to a source that more closely resembled VatC 234 than the branch of the stemma that includes VatS 14, VatS 63, and VerBC 761. The main variant occurs in the B section of the Lhomme arm tune at the words que chiascun se viegne ar mer dun haubregon de fer. In VatC 234 (and in Obrechts mass), ar mer has a semibreve followed by two minim rests and a minim for dun. VatS 14, VatS 63, and VerBC 761 give a minim for ar mer, followed by two minim rests and a semibreve for dun. VatC 234 also lacks some of the dots transmitted in VatS 14. The copy of Obrechts mass in VienNB 11883which is not without problems itselflacks even more of the dots than does Busnoyss mass in VatC 234.
36

249 may be in his choice of mode. Whereas Busnoys states the cantus firmus on G, while Obrecht begins his on Ea first for the Lhomme arm tradition, which so far had explored only Mixolydian and Dorian as well as short-term transpositions to D, C, and A. Still, to say Obrechts entire mass is in the Phrygian mode would be misleading. Although he usually states the Lhomme arm tune on E, the mass as a whole is built on A. This modal orientation and the disconnect between the respective finals of the mass and the cantus firmus have implications for the transpositions that the tune undergoes, since, like Busnoys, Obrecht manipulates the pitch level of Lhomme arm in both the Credo and Agnus Dei. Indeed, these modal concerns present Obrechts biggest challenge in this mass. These concerns also affect Obrechts decisions about where to deviate from his cantus firmus; these spots are revealing with respect to his attitude toward the role of notation in this compositional reference. In the Credo, Obrecht follows his model by transposing the cantus firmus down into the bass register. Instead of transposing the melody down a fourth as did Busnoys, however, he puts the tenor down a fifth, beginning it on A. Following Busnoyss transpositional scheme exactly would have led to a statement of the tune starting on B, which would have caused a number of intervallic problems. The modal problems stemming from a B presentation primarily the lack of a perfect fifth above Bwould only be multiplied by the preponderance of fifth leaps in the Lhomme arm tune. Moreover, transposing the tune to A brings it in line with the overall mode of the mass. Even Obrechts verbal canons, by which he effects the transposition, take on the flavor of the canons in Busnoyss mass, reflecting their syntax, meter, and use of Greek note

250 names. Busnoyss canon tells the singer: Ne sonites cachefaton, sume lychanosipaton. Dont make a cacophony! Take the note D below. 37

Obrechts instructs: Ne sonites lichanoshypaton. Sume in proslambanomenon. Dont sing the note D. Take the note A below. This canon probably caused the singer to do a double-take. Why on earth would I sing D? he might wonder. To this point, the singer would have sung the cantus firmus only on its notated E. It would make more sense if the canon had told him, Dont sing the note E. Take the note A below, because the notation would have remained constant between mass sections. It turns out the canon is right. The tune written below it does begin on D. For this section, Obrecht has shifted the cantus firmus down one step on the staff. This means that, in effect, Obrecht doubly transposes his tune, both taking it down a step manually and instructing it to be sung down an additional fourth in performance. He could have continued to write the tune on E and given a canon that instead said something like Ne sonites hypatemeson, sume proslambanomenon, replacing the Greek name for D with that of E, but he does not. This is a strange but calculated move. 38 Wegman reports that Chris Maas has suggested that Busnoyss canon may have once read: Ne sonites lychanos meson, sume lycanos hypaton. See Wegman, Another Mass by Busnoys? Music & Letters 71 (1990): 119, at 10. While possible, the evidence does not favor this suggestion, since all six surviving sources for the Credo agree on the wording of the canon.
37

It is possible that either Busnoyss or Obrechts mass influenced yet another composition, specifically by means of this canon. Mattheus Pipelares Missa Sine nomine, which survives
38

251 Obrechts adherence to notational consistency makes this notation all the more striking. As with Busnoyss and Ockeghems Lhomme arm masses, Obrecht aspired to preserve notational consistency, even as he subjected the cantus firmus to various manipulations. Notational consistency of this variety was part of a larger trend in which Busnoys and others took part, with varying degrees of strictness; but no composer was as heavily invested in this principle as Obrecht. How his music looks was very important to him. This may have been something he learned from Busnoys. 39 Obrecht remains extremely close to his model in other masses as well. In several of his chant-based masses including Beata viscera, Libentur, and De Sancto Martinae, he goes so far as to preserve ligatures from the version he knew, suggesting that he worked from a written model, rather than an aural-mental record.40 These ligatures are often textually unnecessary in the new context, occasionally even contradicting natural text underlay, which implies that they uniquely in VienNB 11883, uses a very similar formulation. In the Agnus Dei of this mass, he instructs the singer, Ne sonites netesimemenon, sume in mese. The canon in the Gloria of his mass, simple though it is, also obliquely makes reference to Ockeghems Missa Lhomme arm or his Missa Caput (or both), in that it reads, Descendendo in diatessaron, the canon that Ockeghem used in both of these masses. Admittedly, these are straightforward and simple canons, and, in using them, Pipelare was likely simply imitating precedent without imbuing the act with any further significance. Given that this mass also preserves the notational appearance of its cantus firmus, however, we may suggest that Pipelare saw Busnoyss and Ockeghems pieces as models for the use of visual consistency. The identity of Pipelares preexisting material remains unknown. I hope to take up the issues presented by this mass in a future study. Busnoys preserves the notational consistency of the cantus firmus in both of his surviving mass cycles.
39 40

See, for example, the critical commentary to the edition of Obrechts Missa De Sancto Martino: Barton Hudson, ed., New Obrecht Edition, vol. 3, (Utrecht: Vereniging voor Nederlandse Musiekgeschiedenis, 1984), xxvii.

252 were preserved for purely visual-notational reasons. Several of his song masses retain similar correspondence with the sources of their cantus firmi. (In the case of the Missa Lhomme arm, Obrechts model is of course not the tune itself, but Busnoyss setting thereof.) In this context, we must wonder why Obrecht wrote the Lhomme arm tune on D if he never intended it to be sung there. There is no musical reason to do so, and writing it on D instead of E violates the principle of visual consistency. Here we begin to see how prescient Strunk was when he said that one cannot fully understand Obrechts mass without also knowing Busnoyss. Instead of simply shifting the Lhomme arm tune down to A by changing his C3 clef to a F3 clef, or by leaving the tune as it was and using a more intuitive canon, Obrecht carefully manipulates the appearance of the melody so that he can use the same transpositional scheme Busnoys did, along with a canon that is very similar to Busnoyss.41 Of course Obrecht was concerned with the resulting sound, but he was also interested in reflecting both how Busnoys notated this sound and its relationship with its written form (that is, the procedure of transposition by fourth applied to it by the singer).42 The completely counterintuitive decision to write the Lhomme arm tune on D, even though it is never sung on D, informs us about Obrechts extra-musical, conceptual priorities. In this instance, true notational consistencya principle that he goes out of his way to uphold in other contexts Todd tries to explain this procedural difference away by suggesting that Obrecht transposes the cantus firmus down by fifth, not by fourth, which, as shown here, is not altogether true. See Retrograde, Inversion, Retrograde-Inversion, 5657.
41

One might also paraphrase the canon as saying, in effect, Dont sing lychanosipaton that is, dont do what Busnoys had you do; instead, follow my instructions. Busnoyss mass was widely disseminated enough to suggest that the singers likely knew it and might conceivably grasp the implications of this gloss.
42

253 was less important to Obrecht than ensuring his tune was transposed by a fourth, not a fifth. Obrechts unusual notational decisions persist in the Agnus Dei, the other movement to feature transformation of the cantus firmus. Here, he again goes beyond his model by not only inverting the cantus firmus, but also putting it into retrograde. This use of retrograde, however, challenged Obrechts priorities and forced him to make several modal and notational decisions. Obrechts is not the first Lhomme arm mass to use retrograde; Agnus Dei III of Guillaume Du Fays mass presents the tune in reverse before turning around and repeating it in forward motion. Retrograde appears in a disproportionately high number of Lhomme arm masses; in addition to Du Fays and Obrechts, it appears in the Naples masses, the mass by Basiron, and in both by Josquin.43 Obrechts retrograde, however, takes an unusual tack. His tenor does not simply begin with the final doibter (or in retrograde, ter-doib), but instead reverses the tune one half at a time. Almost all 15th-century instances of retrograde reverse their cantus firmi in fullObrechts Missa Lhomme arm is a notable exception. This decision is largely motivated by concerns of visual presentation. Busnoys had split the Lhomme arm tune in two, using one half in Agnus Dei I and the other in Agnus Dei III; Obrecht does likewise. Obrecht could have inverted the tune in toto, which would have entailed pairing the second half of the tune with Agnus I and the first half with the final Agnus Dei. Like almost all late 15th-century masses, Obrechts Agnus Dei is too long to fit on a single manuscript opening, so the two For a view of the use of retrograde in several Lhomme arm masses, including Du Fays, see Craig Wright, The Maze and the Warrior: Symbols in Architecture, Theology, and Music (Cambridge, MA: Harvard University Press, 2001), chap. 7.
43

254 halves of the tune would have to be split. In order to avoid disrupting the visual presentation of the tune, he continued to write the Lhomme arm melody in order, so that the first half was in Agnus Dei I and the second in Agnus Dei III. But this presentation disrupts the tune when read in retrograde: the singer must begin the tune on the last note of the first halfthat is, the last note of the phrase, On a fait partout crierand proceed back to the beginning (see Figure 4.8). In Agnus Dei III, the tenor begins on the last note of the tune and sings backwards to the middle.44 (Obrecht observes the convention of thinning the texture in the Agnus Dei II, which is scored for three voices.) Faced with the choice between eschewing true retrograde by beginning mid-tune and proceeding backwards and disrupting the visual presentation of the tune, Obrecht opted for the latter. That a concern for graphic appearance should govern contrapuntal decisions provides a telling example of how the worlds of sight and sound could coalesce in the Renaissance mass.

Figure 4.8. Retrograde in the tenor of Obrechts Missa Lhomme arm, Agnus Dei
Agnus Dei I Agnus Dei III

Presenting the Lhomme arm tune in this way has a significant impact on Obrechts modal scheme, especially when the partial retrograde is combined with inversion. Both Those familiar with Obrechts Missa Fortuna desperata may note that he constructs the Gloria and Credo of this mass similarly by presenting halves of his cantus firmus in retrograde. In Fortuna, Obrechts motivation was apparently to represent the allegorical Fortuna. See Anna Zayaruznaya, What Fortune Can do to a Minim, Journal of the American Musicological Society 65 (2012), forthcoming.
44

255 Obrecht and Busnoys use the first note after the page turn as the pivot for the rest of the movement, even as the page turn visually provides a new and different first note. Busnoyss pivotal note corresponds to the first note of the tune, and it serves to shift the tune into the lower octave. Obrechts pivot lies in the middle range of the tuneonce again on the word crierand this sets in motion a significant modal problem. Had he written the cantus firmus on E as had been his practice to this point in the mass, the last written note of the cantus firmus (and the first sung) would be B. When inverted, the downward leap of a fourth that follows would result in an unseemly tritone, rendering the placement of the cantus firmus on E unviable. Obrecht solves this problem the same way he did in the Credo: by writing the tune a step lower on the staff so that when it is inverted, the EA polarity around which the rest of the mass is constructed is retained. Figure 4.9 shows the relationship between the written version of Obrechts tenor and its sung form (not including the mensural

Figure 4.9. Obrecht, Missa Lhomme arm, Agnus Dei I, written and sung versions of the tenor
1. Transposed to D

2. Retrograde

3. Inverted: 1st retrograde note determines axis of inversion (sung version)

256 augmentation it also undergoes). His transposition of the cantus firmus down to D enables him to align the final note on Aand achieve the desired axis of inversion. Obrecht manipulates the visual presentation of his cantus firmus so that it may best suit his desired transformations. He prioritizes a forward-stated version of the tune, but allows himself the liberty of moving it on the staff (though by as little as possible). The forward-facing tune in the correct order is necessary in order to provide a version with which the retrograde-inverted form may be contrasted. Obrecht creates a version of the cantus firmus that is not sung exactly as it is writtenfor never is the tune sung on D, although it is written there in two of the five mass movements. Nonetheless, it retains most of the integral aspects of the tune itself. This unintuitive notational form reminds us that notation in the 15th century is not just a tool for recording but an outlet for conceptual work and an aesthetic space all its own. Inversion was quite rare in the 15th century; Busnoys and Obrecht were the only 15th-century composers to use it in more than one composition. Obrecht employs the device in his Missa Petrus Apostolus and Missa Graecorum, though both are straightforward examples of musical inversion, and neither approaches the attention to visual presentation of the Missa Lhomme arm.45 Several other notable examples of inversion reflect close attention to The Missa Petrus Apostolus survives only in resolved notation in Graphaeus 1539, though the editors of the New Obrecht Edition have proposed an original, visually consistent notation. See Barton Hudson, ed., New Obrecht Edition, vol. 8 (Utrecht: Vereniging voor Nederlandse Musiekgeschiedenis, 1988). Todd also documents the use of schematic inversion of localized gestures in Obrechts Missa Salve diva parens, though this is a fundamentally different procedure than is found in the wholesale inversion of individual lines in the other masses. See Todd, Retrograde, Inversion, Retrograde-Inversion, 6264.
45

257 the graphical appearance of the inverted material. Agnus Dei I of Josquins Missa Fortuna desperata, for example, issave for a single restto be read in literal mirror inversion.46 The anonymous Missa Lardant desir, which includes some of the most elaborate transformations of any 15th-century mass, must also be read as if the notation itself were inverted, not simply with intervals reversed. The composer gets around the difficulty associated with reversing the direction of ligature stems by coupling the instruction to invert the notation with another to ignore all stems.47 Unlike these examples, Obrechts Missa Lhomme arm reveals his struggle to reconcile the demands of a compositional model with other self-imposed constraints, especially that of mode. Through his unintuitive notational decisions we can follow him through this process of reckoning. Obrechts ultimate decision was to sacrifice a little bit of notational consistency in order to follow Busnoys more closely in his manipulations and verbal canons. The Agnus Dei transposition to D may stem primarily from modal considerations, but the Credo transposition must have its origins in Busnoyss mass. These details are especially surprising since Obrecht seems to have assumed Busnoyss notation wholesale. Instead, these subtle changes locate Obrechts reference in the nexus between notation and performative realization, giving the relationship a new dimension. What at first glance appears to be a straightforward adoption of musical material proves to be a nuanced case of reworking and adaptation.

46 47

Zayaruznaya, What Fortune Can do to a Minim.

The Missa Lardant desir survives only in resolution in VatS 51. As noted above, Wegman has reverse-engineered the original, visually consistent notation. See Wegman, Another Mass by Busnoys? and Chapter 3.

258

A Paragon of Visual Integrity


Josquins Missa Lhomme arm super voces musicales manipulates its cantus firmus in many more ways than do the Lhomme arm masses of any of his contemporaries. Yet despite this extraordinary variety of manipulation, Josquin maintains near absolute notational uniformity.48 He provides a striking example of visual sameness coupled with aural variety, maintaining the notational form of his cantus firmus strictly, while transposing, augmenting, and stating it in retrograde, as well as combining it with itself in a series of mensuration canonsa first for the Lhomme arm tradition. Josquins reasons for maintaining notational integrity, however, seem different than those of his forebears. While Josquin is doggedly rigid in applying these parameters, he does allow himself one liberty: the form of the cantus firmus itself. However well suited to transformation, the Lhomme arm tune lacks one key feature of cantus firmi discussed in the previous chapter: a clear, original notation. Debates have raged for decades over the origins of the Lhomme arm melody. Did it originate as a popular song, or was it always a fully crafted mensural melody? If the latter, was it originally the tenor from a polyphonic chanson, or was it independently conceived? Which of the versions used in Lhomme arm masses is the original, if a single original ever even existed? As with most socalled chansons rustiques, we have an embarrassment of riches in terms of later uses, but all are traces of an original that no longer survives.49 In keeping with the transpositional scheme of his mass, Josquin changes the clef and staff placement of the tune.
48 49

As Howard Mayer Brown reminds us, regarding the whole genre of the so-called chanson

259 Whether or not the version of the Lhomme arm tune Busnoys and Ockeghem used is original, there can be no doubt that Josquins is not. He uses an idiosyncratic, stylized version of the cantus firmus that is clearly an adaptation of versions used in earlier masses. Immediately visible, for example, are the extensions in the middle and end of the A section (marked in Figure 4.10). As Bonnie Blackburn has shown, aside from these extensions, this version appears to be quite similar to that used by Ockeghem and Busnoys; however, in performance, they create rhythmic divergences that are quite audible: Playing with the notational properties of major prolation, Josquin omitted dots of division in the A and A sections and added them in the B section, thus changing the notes that are altered and rustique: Except in a few extraordinary cases the original forms of the melodies of these chansons can never be ascertainedIf the question of the original form of any chanson rustique is relatively unimportant, the question of authorship is equally irrelevant and equally impossible to solve. Someone wrote these melodies; almost any musician could have. See The Chanson Rustique: Popular Elements in the 15th- and 16th-Century Chanson, Journal of the American Musicological Society 12 (1959): 1626, at 20. In her edition of combinative chansons from Dijon (DijBM 517), Escorial B (EscSL IV.a.24), and the Pixrcourt Chansonnier (ParisBNF 15123), The Combinative Chanson: An Anthology (Madison: A-R Editions, 1989). Maria Maniates deduces a corpus of popular songs from their incorporation into these combinative chansons (p. lix). Although many of these were surely popular songs in their own right, one cannot help but wonder whether some werent composed in a popular style specifically for inclusion in a polyphonic context. See also Emily Zazulia, Corps contre Corps, Voix contre Voix: Conflicting Codes of Discourse in the Combinative Chanson, Early Music 38 (2010): 34760. Alejandro Planchart following Reinhard Strohm argues just this. Planchart challenges the hypothesis that the Lhomme arm tune originated as a folksong, largely on the basis of its unusual phrase lengths. Instead, he sides with Strohm who asserts that the tune was originally a composed work written by someone literate enough to put it down in prolation notation. Planchart, The Origins and Early History of Lhomme arm, 311. See also Reinhard Strohm, Music in Medieval Bruges, 130. It is worth noting that even if Lhomme arm began as a composed work as opposed to a folk song, it did not necessarily travel primarily in written form. Indeed, it is catchy enough a tune to have easily been transmitted orally, and oral transmission may still be responsible for its many variant forms.

260 imperfected. (For a comparison with Busnoyss tenor, refer to Figure 4.3, above). 50 Though Josquins form of the Lhomme arm tune is unique, all of these adaptations result from the combination of his varied cantus-firmus transformations and his commitment to notational parity. As we shall see, something had to give if Josquin was to realize the ambitious formal plan that underlies this mass.

Figure 4.10. Josquins version of the Lhomme arm tune (VatS 197, fol. 6v)

The most demanding hurdle Josquin set for himself in this mass is the series of three mensuration canons that makes up the Kyrie. Not every melodic line can be used as a mensuration canon; indeed, the need to adapt the Lhomme arm melody to this need within the Kyrie brought about adaptation at the very beginning of this mass. Josquin uses one cantusfirmus phrase for each section of the Kyrie, placing the tenor against the superius, altus, and bassus in turn. The central design of this mass calls for the presentation of the cantus firmus on each successive note of the natural hexachord. Thus, the first canon occurs at the interval of a ninth, with the tenor beginning on c (the first of the hexachordal levels to be presented),

50

Bonnie J. Blackburn, Masses Based on Popular Songs and Solmization Syllables, in The Josquin Companion, ed. Richard Sherr (Oxford: Oxford University Press, 2000), 5187, at 5657.

261 and the superius beginning on d, the overall modal center. 51 In order to make this pairing work as a mensuration canon, Josquin has no choice but to begin with rests, so that the two voices can begin pulling apart before either of them actually sings anything. This adaptation allows him to maintain the modal scheme of choice while avoiding a vertical ninth between the canonic voices. In order to fulfill his commitment to notational parity, Josquin had to devise one notated version of the cantus firmus that would suit all of the manipulations to which he would subject it. Josquins other main challenge in this mass is the modal conflict between D Dorian and the changing mode of the cantus firmus. Given the distribution of the borrowed melody throughout this mass, in the Kyrie, Credo, and Agnus Dei the cantus firmus will end on a pitch that is not part of a D sonority. As a result, Josquin has to insert rests at the ends of these sections, too, in order to ensure that the tenor will stop singing before the other voices do. But his adherence to notational stricture appears to have resulted in his having decided that, because the cantus firmus will sometimes not fit with the final sonority, it can never take part in itat least not when the cantus firmus is stated in full. It is not merely the added rests that arise from the constraints inherent in the initial mensuration canons. Rather, the entire form of the cantus firms is affected by them. In Kyrie I, Josquins first priority was mode; he had no option other than to address the conflict between the wandering cantus firmus and the prevailing D Dorian. With the interval of a
51

On Josquins rationale behind the pitches used in the Kyrie mensuration canons, see Jesse Rodin, Josquin and the Polyphonic Mass in the Sistine Chapel (Ph.D. diss., Harvard University, 2007), 30411.

262 ninth determined by the overall tonal scheme and further constraints inherent in the range of each voice, Josquin had to figure out how to make the cantus firmus viable as a mensuration canon, a task that, not surprisingly, necessitated changing the form of the tune itself. In order for the mensuration canon to work, the Lhomme arm tune had to take a form that would yield complete perfections under O in other words, so that the last notes of phrases come on the initial pulse of a perfection. Since the tune appears in the superius, it is responsible for articulating cadences; the downward motion by step at the end of each phrase is ideal for cadential articulation. To this end, Josquin adds two notes to the most common form of the tune, extending the phrase by three minims (under

O). Figure 4.11 shows the first section of Josquins form of the

Lhomme arm tunethe part used in Kyrie I. Arrows above and below the line indicate where perfections begin in each voice, respectively. The two additional notes allow the superius, who performs the tune under minor rather than major prolation, to begin and end on the first beat of a perfection (circled in Figure 4.11). Josquins choice to lengthen the first phrase forces him to adjust the second so that it, too, will end at the beginning of a perfection. The tenor phrases always begin, rather than end, on the first beat of a perfection, in keeping with its foundational function. Notice too in this example that, because of the rules governing alteration and imperfection, each perfection of the tenor includes only slightly more notes of the cantus firmus than those of the superius, despite comprising nine minims as opposed to six.

263

Figure 4.11. Josquin, Missa Lhomme arm super voces musicales, Kyrie I, mensuration canon
superius

tenor

Josquin faced a greater challenge in the Christe, since combining Z in the altus with the tune in

c left few good options for a mensuration canon. In every mass securely (and

not so securely) attributed to Josquin, the Christe is in Z. For him to have done otherwise here seems out of the question. 52 Why he chose c for the tune in the Christe and not P is a trickier matter. There are reasons why P would not work well. When juxtaposed with Z itself a sign of diminutiona second voice under P would cause the two parts to pull apart even more quickly than with c. While

O against P

results in 2:1 augmentation,

Z paired

with a sign of major prolation yields 4:1 augmentation. Also, the B section of the tune has a distinctly duple feel at the level of the perfect semibreve compared with A and A (though, admittedly, section A felt more duple before Josquin amended it to suit a statement in

O). In the end, as David Fallows suggests: Since the tenor is always in augmentation the
Indeed, the majority of Josquins Kyrie settings begin in O, move to Z for the Christe, and conclude in either O or o. Only the Kyrie movements of the Missa De beata virgine, which is entirely in Z, and that of his Missa Malheur me bat, which begins in C deviate from this pattern. Most masses with shaky attributions also follow the O Z O/o pattern. The near uniformity of this evidence suggests that the mensuration signs of the non-tenor voices were a constraint that Josquin had to accommodate in composing this series of mensuration canons.
52

264 difference is hardly audible.53 Perhaps Josquins mensural alternation was a nod to Busnoys, who presents the tune half in P and half in c. Whether the tenor mensuration was a necessary constraint or a freer choice, the B section of the tune, with its vacillation between two adjacent pitches, had to have been a serious obstacle. Most likely, it is for this reason that Josquin skirted the issue altogether: he begins with enough rests to ensure that, by the time the tenor enters, the altus has finished singing its cantus firmus section and is already moving on to freely composed material. Example 4.6 shows the Christe of this mass, in which the altus finishes its canonic material in measure 27, just before the entrance of the tenor in measure 28. Josquins compositional constraints in this Christe are manifold and severe. He sets out to write a mensuration canon between the altus and tenor using the B section of the Lhomme arm tune realized in

Z against c. In this context, the only parameters he

could adjust were pitch and the number of initial rests. These rests, in turn, determine the time interval between the two voices. With the altus in Z , the number of initial rests was limited: values smaller than a semibreve were not practical since they would cause the line to end at the beginning of a mensural grouping. With fourfold augmentation, the only solutions that would allow the two voices to overlap rhythmically (leaving aside the issue of pitch for a moment) would be no rest, a single semibreve, or a breve of rest anything longer would cause the altus to finish its material before the entry of the tenor. The two voices cannot be made to start simultaneously without causing serious
53

David Fallows, Josquin (Turnhout: Brepols, 2009), 149.

265

Example 4.6. Josquin, Missa Lhomme arm super voces musicales, Christe, mm. 1940

266 contrapuntal clashes, so initial rests need to be introduced. That leaves only two options with respect to the length of that rest: a single semibreve or a breve of rest. Both have significant drawbacks, as we can see from the following hypothetical solutions. First, the altus could have begun on A with a semibreve rest, as follows:

Example 4.7. Hypothetical mensuration canon beginning with one semibreve rest

While contrapuntally feasible, this solution is too high for the alto range, which elsewhere in this mass goes only as high as g, and relatively few times at that. A second problem is that when Josquin does present the tune on A (in Agnus Dei III), he makes very clear that the upper b is to be sung as fa. (Although his preservation of notational appearance prevents him from signing the b-flat in the superius in Agnus Dei III, he writes it against signed b-flats in all three lower voices so that there can be no doubt as to its inflection.) In the hypothetical solution given in Example 4.7, by contrast, the b would necessarily be natural, occurring against a b-natural in the tenor. Furthermore, this version creates structural fourths between the two canonic voices at the end of mm. 5 and 7. The only other option that is even remotely possible is for the line to begin with a breve of rest and for the altus to enter on F, as shown in Example 4.8. This version also creates structural fourths between the two canonic parts. Though theoretically the bass could mitigate them, the context suggests that Josquin wanted to avoid them altogether, since

267 there are no structural fourths between any of the canonic voices in either Kyrie I or II.

Example 4.8. Hypothetical mensuration canon beginning with one breve rest

Whatever his motivations, the mensuration canon Josquin actually wrote may best be characterized as a mensuration canon in name only. Having side-stepped the traditional constraint of calling for the two voices to enter simultaneously, Josquin was free to leave the cantus firmus in whatever form he wished. As a result, in the Christe, we find that Josquins version is closer to the apparently standard versions of Busnoys and Ockeghem than in Kyrie I. The majority of the differences that distinguish Josquins Christe from the settings of his predecessors result from the placement of dots. Dots of division following the fourth and eleventh notes of the B section (on a fait par tout crier, che chascun se viegne armer; see Figure 4.7) are necessary to ensure that they imperfect the preceding semibreve. Without these dots the preceding semibreve would be perfect, and the minim would be grouped with the following two minims, producing (perfect breveminimminimminim instead of imperfect breveminimminimaltered minim). 54 The dot following the highest note of the phrase (dun haubregon) is superfluous These dots of division recall those used by Ockeghem and Busnoys in the A section of their cantus firmusdots that Josquin notably eschews, thereby creating a different opening rhythm altogether, though visually the difference is minimal. See Blackburn, Masses Based on Popular Songs, 5557.
54

268 in triple meter, which is used for all but one tenor statement. The only time this dot is necessary is in the Christe, where the altus reinterprets the tune in duple meter. Although unnecessary everywhere else, the dot remains present in each notated iteration of the cantus firmus, almost as a reminder of the Christe. This persistent dot is an eloquent reminder that the needs of each section must be accounted for in the single version of the cantus firmus. Kyrie II is the only section in which the canonic voices overlap for any significant periodjust over four perfections under O. Here Josquin elongates the first notes of section A by beginning with three semibreves. Extending the duration of this pitch, he effectively creates a pedal in the tenor that lasts for most of the time the voices overlap; this, in turn, allows the voices to pull apart with less likelihood of a harmonic clash, since moving parts are far harder to accommodate in a mensuration canon than static ones. Elongating the sounding time of the initial pitch enables Josquin to extend the portion of the movement in which the potential clash between the cantus firmus and moving parts is not a cause for concern. 55 Part of what makes mensuration canons so difficult to write is that a single note will be realized in multiple mensural contexts and sung against itself. Therefore, every localized decision affects at least two points in the resultant canon, (depending, of course, on the number of voices). In this case, Josquins commitment to using the same notation throughout the entire mass means that every localized decision affects many more moments later on. Likewise, any concession he needed to make elsewherefor example, those required by the Josquin uses this method again in the in the triple mensuration canon that makes up Agnus Dei II. Here he takes advantage of the frequent leaps of the Lhomme arm tune, which involve pairs of pitches that outline a single sonority.
55

269 retrograde motion in the Qui tollis and Confiteormust work in these opening canons, too, and therefore be reflected in his chosen version of the cantus firmus. Unlike some earlier (and later) composers, Josquin does not alter the cantus firmus to accommodate new situations as they arise; his commitment to notational stricture dictates that any alteration to the cantus firmus he introduces to the unique requirements of one section inevitably becomes a constraint in the others. That is, Josquins notation is created, not adopted, and its form is shaped precisely by the desire to use a single graphical form throughout the mass. Josquins version of the Lhomme arm tune draws attention to itself because it differs so conspicuously from that used by earlier composers. Furthermore, because his version of the tune is idiosyncratic, his adherence to it is all the more striking. Here the maintenance of notational integrity proves an even greater challenge than in earlier Lhomme arm masses because of the other constraints simultaneously at work. Josquins Missa Lhomme arm super voces musicales is a most extreme example of the aesthetic of notational consistency. The desire to preserve notational uniformity is a testament to a larger interest in the relationship between the visual and the aural, and strongly suggests that the notation of a given composition is integrally rather than incidentally related to its conception. In many pieces notation itself becomes a primary concern. The preservation of notational consistency is not just an expedient or practical choice; it is an aesthetic one. This aesthetic of graphical consistency emerges out of one of the most popular melodies of the 15th century. Moreover, visual parity often gives rise to an aesthetic of transformation. Ockeghem, Busnoys, Obrecht, and Josquin, among others, use devices to distinguish sight from sound:

270 mensural augmentation, an exploitation of the rules governing mensural alteration, and transformations by means of verbal canons explore the space between written and sounding song, which all show that what you see is not always what you get.

271

Appendix 4.1. The Transmission of Verbal Canons in the Lhomme arm Masses
Note: The following appendix does not include every source for every mass. It attempts to offer as complete account of verbal canons in the Lhomme arm masses as is presently possible; however, there are some sources to which I have not been able to gain access. Basiron, Missa Lhomme arm Kyrie II Altus VatS 35 Busnoys, Missa Lhomme arm Credo Tenor VatS 14 VatC 234 VatS 63 VatSM 26 Bar 454 Agnus Dei I Tenor VatC 234 VatS 14 VatS 63 VatSM 26 Bar 454 Agnus Dei III Tenor VatC 234 VatS 14 VatS 63 VatSM 26* Compre, Missa Lhomme arm Sanctus Contratenor VatS 35 Sanctus Tenor VatS 35 Sanctus queratur sup[ra] tenore Canon ne sonites cachefaton sume lychanosipaton Canonon [sic] ne sonites cacephaton. Sume licano hypaton Canon. Ne sonites cacefaton sume Lycano sipaton Canon Ne sonites cacephaton Sume licanosypaton Canon ne sonites cacephato[n] sume lycanosypaton Canon: dictis temporibus post me crepitare duobus

Canon Ubi thesis assint ceptra. Ibi arsis et econtra [no canon, but a tenor ad longum gives the correct realization] [no canon, but a tenor ad longum gives the correct realization] [no canon, only tenor ad longum] [section missingat least from microfilm]

Canon ut supra Canon ubi thesis assint sceptra ubi arsis et econtra Canon. Ubi thesis assint sceptra, ubi arsis et econtra [no canon, but a tenor ad longum gives the correct realization]

Tempora bina pausa post as uni postonisa

272 VatC 234 JenaU 32 CambraiBM 18 Tempora bina pausa. Post has uni postonisa Canon Tempora bina pausa post hac unipostonisa Canon Tempora bina pausa post hoc unipostoniza

Pleni Tenor VatS 35 VatC 234 JenaU 32 CambraiBM 18 Osanna I - Bassus VatS 35 VatC 234 JenaU 32 CambraiBM 18 Osanna I Tenor VatS 35 CambraiBM 18

Gradatim scandens hec replico mese querens Canon Gradatim scandens. Hec replico mese q[ue]rens. Gradatim scandens hec replico mese querens Canon. Gradatim scandens

Canon ad noman canit[ur] t[em]p[or]a bina silens Ad nonam canitur tempora bina silens Ad nonam canitur temp[or]a bina silens Ad nona[m] t[em]p[or]a bina silens

Osanna p[r]imis queretur supra bassum Osanna habetur in basso

Osanna II Contratenor VatS 35 Osanna 2[us] quere supra tenorem CambraiBM 18 Osanna habetur in Tenore Osanna II Tenor VatS 35 VatC 234 JenaU 32 CambraiBM 18

Fuga quatuor tempore in Epydyapenthe Osanna fuga qua[tu]or pausa in eelami Canon fuga quattuor [em]p[or]em in epydyapenthe Canon fuga quatuor temporu[m] in Epidyapenthe

Agnus Dei I Contratenor VatS 35 Agnus prim[us] queretur supra tenore[m] CambraiBM 18 Agnus dei primum habetur in Contratenore Agnus Dei I Tenor VatS 35 VatC 234 JenaU 32 CambraiBM 18

Fuga duor[um] tempore in E la my Canon in elami fuga duorum t[em]p[oru] in elami Canon fuga duoru[m] temporum in Elami

273 Agnus Dei III Contratenor VatS 35 Agnus 3[us] supra tenorem CambraiBM 18 Agnus dei habetur in Tenore Agnus Dei III Tenor VatS 35 VatC 234 JenaU 32 CambraiBM 18 Du Fay, Missa Lhomme arm Kyrie II Tenor VatS 14 VatS 49 LucAS 238 Et expecto Tenor VatS 49 DeanJ Agnus Dei III Tenor VatS 49 LucAS 238 Forestier, Missa Lhomme arm Kyrie I Tenor VatS 160 Et in terra Tenor VatS 160 Qui tollis Tenor VatS 160 Patrem Tenor VatS 160 Canones sup[er] voces musicales et primo In subdyapente p[er] VT Canon Ad medium referas pausas relinque[n]do priores Canon Ad medium referas pausas liquendo priores mediu[m] referas [p]ausas lique[n]do p[ri]ores

fuga unius t[em]p[or]is in epytono fuga uni[us] temporis in epithono Canon fuga unius t[em]p[or]is in epytono Canon fuga unius temporis in Epytono

Canon Scindite pausas longarum cetera per medium Canon: ad signo canite hec iterum rescindite pausas longarum omnio, cetera per medium

Canon. Cancer eat plenus sed redeat mediu[s] Cancer eat plenus sed redeat medius

In sub dyatessaron p[er] RE

Preceda[m] in sub semidytono p[er] MI

Ung ton plus bas p[er] FA

274 Et resurrexit Tenor MotsM 766 VatS 160 pausando Canon in unisono In eodem tono p[er] SOL

Sanctus Tenor VatS 160 Ung ton plus hault p[er] LA Osanna Tenor JenaU 3 MontsM 766 VatS 160 Benedictus Tenor BrusBR IV.922 JenaU 3 MontsM 766 VatS 160

Ung & deux sont trios Et le quart pour les galois troys et le quart pour l Canon ung et deulx sont troys et le quart pour les galoys La premiere va devant

Canon. Quatuor quaternionibus Benedictus supra bassum Canon. Quatuor quaternionibus Canon. Quatuor quaternionibus Alter post alterum per dyatessaron intensum sequatur

Benedictus Superius and Altus VatS 160 Benedictus supra bassum. Agnus Dei I VatS 160 In subdyapente subdyatessaronq[ue] Agnus Dei II Superius VatS 160 Agnus secundus supra contratenorem. Agnus Dei II Altus VatS 160 Tres in carne una Tertia secunda[m] Secundaq[ue] prima[m] sequet[ur] Agnus Dei III Superius, Tenor VatS 160 Agnus tertius supra bassum. Agnus Dei III Bassus JenaU 3 Canon

275 MontsM 766 VatS 160 Septenarius ut sum Omnes post me venite Sequens alter alterum Tempus unum sumite [very faint; appears to match JenaU 3] Septenarius ut sum Omnes post me venite Sequens alter alteru[m]. Tempus unum sumite

Josquin, Missa Lhomme arm sexti toni Sanctus CasAC M(D) VatS 41 JenaU 31 VienNB 11778 Osanna Bassus CasAC M(D) VatS 41 JenaU 31 VienNB 11778 Agnus Dei III Superius CasAC M(D) VatS 41 VienNB 11778 Petrucci 1502 Agnus Dei III Altus CasAC M(D) VatS 41 VienNB 11778 Petrucci 1502 Canon duo seraphm clamaba[n]t alter ad alterum DuCanon Duo seraphm clamabant alter ad alterum Duo seraphm clamabant Alter ad alterum Canon Duo seraphm clamabant alter ad alteram

Osanna In tempore in portun[n]o tempore Bassus: In tempore oportuno Bassus Osanna In tempore Canon In oportuno tempore Bassus In tempore opportune Osanna [?t]] in tenore

Canon ad minimam fuga Fuga ad minimam Fuga ad mi[ni]mam Fuga ad minimam

Canon ad minimam fuga fuga ad minimam fuga ad min[i]mam Fuga ad minimam

Agnus Dei III Tenor, Bassus CasAC M(D) Canon ante [et] retro

276 Josquin, Missa Lhomme arm super voces musicales Kyrie BasU F.IX.25 Et in terra Tenor VatS 197 VienNB 11778 ModE M.1.2 Qui tollis Tenor VatS 197 VatS 154 VienNB 11778 JenaU 32 FrankSU 2 VatG XXII.2 UppsU 76e BasU F.IX.25 Petrucci 1502 Tenor Kyrie primo ex discanto Criste ex alto Kyrie ultima ex basso

Tenor Supra dicta notes Sup[ra] dicta notes Supra dicta notes

Tenor verte cito Cancrizat verte cito Canon verte cito - cancrizet [et] supra dicta notet Canon verte cito cancrizet [et] supra dicta notet qui tollis pecatta mundi Et resurexit

Et incarnatus Tenor VatS 197 VatS 154 VienNB 11778 JenaU 32 FrankSU 2 VatG XXII.2 BasU F.IX.25 Petrucci 1502 Et resurrexit Tenor VatS 154

Tenor Et incarnatus verte cito Cancrizat verte Canon verte cito - cancrizet et supra dicta notet Canon verte cito cancrizet et incarnatus est

quoniam tu solus sanctus

Quoniam tu solus sanctus VatS 154

277 Confiteor Tenor VatS 197 VienNB 11778 BarOC 5 JenaU 32 FrankSU 2 VatG XXII.2 Petrucci 1502 Pleni Tenor VatS 197 VienNB 11778 Osanna Tenor VatS 197 VatS 154 VienNB 11778 JenaU 32 FrankSU 2 VatG XXII.2 UppsU 76e ModE M.1.2 Petrucci 1502 Benedictus Bassus Petrucci 1502 Tenor Confiteor Revertere citius revertere citius reverte citis [no canon, only a part ad longum that shows the realization] - E quivalet cquivalet

Pleni Nescio vos Pleni nescio vos

Tenor Osanna Gaude cum gaudentibus Gaude cum gaudentib[us] Canon Gaude cum gaudentibus - gaude cu[m] gaudentibus Gaudet cu[m] gaudentibus

duo in unum

Agnus Dei II Superius, Altus, Bassus VatS 197 Trinitas VatS 154 Trinitas JenaU 32 Trinitas VatG XXII.2 Tri[?] mut[?]ate UppsU 76e ModE M.1.2 Trinitas BasU F.IX.25 Santa Trinitas salva me Agnus Dei II Altus Petrucci 1502

Agn[us] secu[n]di vide sup[er]

278 Agnus Dei II Tenor VatS 197 Agnus Dei III Superius VatS 197 VatS 154 VienNB 11778 BarcOC 5 JenaU 32 FrankSU 2 VatG XXII.2 UppsU 76e BasU F.IX.25 ModD 4 ModE M.1.2 Petrucci 1502 La Rue, Missa Lhomme arm Kyrie I Tenor JenaU 22 Kyrie II Tenor JenaU 22 Agnus Dei II - Tenor VienNB 1783 Obrecht, Missa Lhomme arm Credo ModE M.1.2 VienNB 11883 Agnus Dei I ModE M.1.2 VienNB 11883 Ne sonites licanosipaton Sume in preslambanamenon Canon Ne sonites lycanosypaton Sume in proslambanamenon fuga in bassu[s] 2[us] agnus Noli me tangere

Clama ne cesses Clama [illegible-written inside of a banner at the head of the page] Clama ne cesses Clama ne cesses Canon Clama ne cesses Canon Clama ne cesses Clama ne cesses Clama ne cesses Clama ne cesses Clama ne cesses [written in every part] Clama ne cesses Clama ne cesses

Kyrie ultimo[m] quere in bassus

Extrema gaudii luctus occupat

Tu tenor cancrisa et per a[n]tifrasim canta Canon Tu tenor cancrisa et p[er] aonyfrasim canta

279 Ockeghem, Missa Lhomme arm Patrem Tenor VatC 234 descenden[d]o in dyapenthe Et incarnatus est - Tenor VatS 35 In subdyapente Agnus Dei I Tenor VatC 234 VatS 35 Pealosa, Missa Lhomme arm Christe Contratenor atlus TarazC 2/3 In diapason Christe Bassus TarazC 2/3 Benedictus Tenor TarazC 2/3 Pipelare, Missa Lhomme arm Pleni Tenor VatSM 26 Benedictus Tenor VatSM 26 Agnus Dei III VatS 41 VatSM 26 JenaU 22 CambraiBM 18 Antico 1516 Pleni verte et non I[n]venies Pleni dormit

descendendo in dyapason Tenor descendendo in dyapason

Xpe supra contra altus in diapason

Benedictus non loquit[ur]

Benedictus infirmatus reperitur

Exurgere in adiutorium michi exurge in adiutorium michi Canon apprende arma et scutum et exurge in adiutorum Exurge in adiutoriu[m] michi Canon. Exurge in adiutorium michi

280 Tinctoris, Missa Lhomme arm Kyrie II VatS 35 Et incarnatus VatS 35 Osanna VatS 35 Agnus Dei I VatS 35 Vaqueras, Missa Lhomme arm Et in terra VatS 49 Qui tollis VatS 49 Cum sancto VatS 49 Patrem VatS 49 Qui propter VatS 49 Et in spiritum VatS 49 Sanctus VatS 49 Agnus Dei I VatS 49 Canon Eodem modo preit altera vox in lycanos ypaton Crescit in duplum

Canon absq[ue] mora primu[m] ruit in dyatessaron ymum

Crescit in duplum

Crescit in duplum

Qui sequebatur preit

Ordine Priori

Canon Que vox additur in parypathe ex duab[us] semibrevib[us] prior incipit

Qui sequebatur preit

Ordine priori

Canon Altera vox priorem sequitur in mese

Canon In paripathemeson ex semibrevi prius orditur

281 Anonymous, Six Masses based on Lhomme arm (Naples MS VI.E.40) In each mass, the canon is written on the first folio of the Gloria, Credo, Sanctus, and Agnus Dei, except for Mass I, where it appears only on the first folio of the Gloria, Credo, and Sanctus. The first folio of each mass is missing. Mass I Mass II Mass III Mass IV Mass V Mass VI Canon Bis vicibus binis gradatim vir in ordine scandit Ut prius incessit ipse retrograditur Canon Ambulat hic armatus homo verso quoq[ue] vultu arma rapit dextram seguitur sic ut vice versa ad levam scandat vultus sumendo priores Ipse retrograditur respondent ultima primis Canon Sic metuendus eat gressum repedendo ne pausat demu[m] scandendo per dyatessaron it Ast ubi conscendit vice mox versa remeabit descensus finem per dyapente facit Canon Buccina clangorem voces verte[n]do reflectit Subq[ue] gradu reboat iterum clama[n]do quaterno Canon Per dyapente sonat subter remeando lorica post ubi finierit gressum renovando resumit tu qu[e] gradu sursum cantando revertere quinto principio finem da qui modularis eundem Canon Arma virum q[ue] cano vincorq[ue] p[er] arma viru[m]q[ue] Alterni gradimur hic ubi signo tacet Sub lycanos hypaton oritur sic undiq[ue] pergit Visceribus propriis conditur ille meils

282 Anonymous, Missa Lhomme arm (BolC Q16) Et incarnatus est Bolc Q16 Agnus Dei II BolC Q16 Cano[n] De la sol re i[bi] dabit Ante canendo tenorum

Cano[n] Tu quator hoc cantus varioq[ue] sub ordine poenas

283

CHAPTER 5

Realizing Canons: On the Performance of Canonic


Notation

he first four chapters of this dissertation deal primarily with the visual appearance of written music, and particularly with the creation and transmission of works that

include canonic notation. The story does not end, however, once a piece is composed, copied, and sent out into the worldit must be taken up by singers who give it musical life. The role of the singers is particularly vital when it comes to the performance of canonically notated music, which consists in disparate parts waiting to be created and (re)assembled. In the final portion of this study, I will address how the process and experience of performance differs in the presence of canonic notation, on the one hand, and traditional notation, on the other. In order to address this question, I shall draw on the literature on performance practice, as well as on some less obvious evidential sources. As we have seen, the repertory of canonically notated music exhibits many facets of the idiosyncratic relationship between written song and its sounding counterpart. It relies on the performer to execute these transformations. Canonic notation asks something different of the performer than does traditional notation; in a sense, it brings the singer into the compositional process. The singer recomposes or reconstitutes his (or, all too rarely, her)

284 line in each performance, remaking it from its constituent parts. In the process, he reveals the ill-defined boundaries between the categories of performance, copying, and composition. I find it particularly important to consider canonic notation from the performers point of view because performance depends heavily on visual components. It embodies the moment at which notation is fully realized and brought to fruition; the performer is the vehicle for the transformation required by canonic notation. The field of historically informed performance has expanded greatly in recent years, and the scholarship that informs it has grown in kind. Still, as any performer or scholar of Renaissance music will readily acknowledge, there is much we do not know about how this music was performed in its own time. With so much uncertainty, it is important to tread lightly when considering what may be very specialized casescompositions that feature canonic notation. Still, turning to these specialized cases may help illuminate issues of performance more broadly. The matter of how canonically notated works were performed touches on several questions, both practical and experiential: How often did singers perform from canonic notation? How did this notation facilitate (or hamper) performance? What special concerns are raised by canonic notation? How did the experience of singing canonically notated music differ from that of singing straightforwardly notated music? I use the notion of performance quite broadly in this inquiry, to include formal performance, rehearsal, sight singing, and virtually any instance in which singers transform notation into sound. Lacunae in our understanding of fundamental issues of performance practice often preclude straightforward answers. For example, we have little idea how much

285 time 15th-century singers rehearsed. Presumably, they did have rehearsal time, which seems to be a necessary prerequisite for performance of the most elaborate of canonically notated pieces, as well as those featuring great rhythmic intricacy. In this context, we might think of the intricacies of canonic notation as something that would have been unraveled through a mode of performance preliminary to the formal performance itself. In this chapter, I use three case studies to explore the performers perspective. The first addresses basic aspects of performance practice, particularly performing forces and texting. Second, I consider the role of memory in the act of performance, probing the relationship between visualization and writing. Third, I report on my own experience singing convoluted 15th-century notation and offer a few thoughts on what it might tell us about the performative experience.

Performance Practice
Were canonic parts sung or played? This question relates directly to a host of long-standing debates: What forces were originally employed in the performance of this music? Were instruments among them? Which texts were sung? Were these pieces performed a cappella? At times these debates have been informed as much by modern aesthetic preferences and notions of musical satisfaction as by the available evidence. David Fallows is among the first scholars to have provided specific data on the nature and composition of the ensembles that performed our repertory.1 Fallows, Specific Information on the Ensembles for Composed Polyphony, 14001474, in Studies in the Performance of Late Mediaeval Music, ed. Stanley Boorman (Cambridge: Cambridge
1

286 He concludes that a cappella performance of sacred and secular music alike was more common than had been realized, and offers records from specific performances of mass cycles at the Burgundian court that were performed by vocal ensembles comprised of between two and six singers on a part. 2 He also mentions several occasions on which instruments joined singers in the performance of polyphony. 3 The variety of evidence Fallows presents suggests that performance practices varied from institution to institution and with geographical location, and that any conclusions inevitably describe norms rather than rules. To supplement the institutional records, personnel lists, and artistic representations of music making that have been used in addressing the a cappella question, we may also look to the wording of verbal canons. Not infrequently, verbal canons directly address the performer; when they do, they invariably refer to the act of singing, not playing. The Agnus Dei of Obrechts Missa Lhomme arm, for example, instructs: Tu tenor cancrisa et per antifrasim canta (You, tenor, go backwards and sing the opposite way).4 Kyrie I of the anonymous Missa Nos amis in LucAS 238 includes the canon: Cantatur per augmentationem duplicando University Press, 1983), 10959. Other contributions on this subject are too numerous to summarize here. See in particular James W. McKinnon, Representations of the Mass in Medieval and Renaissance Art, Journal of the American Musicological Society 31 (1978): 2152; Craig Wright, Performance Practices at the Cathedral of Cambrai 14751550, The Musical Quarterly 64 (1978): 295328; and Christopher Page, The English a cappella Renaissance, Early Music 21 (1993): 45271.
2 3 4

David Fallows, Specific Information, 11017. Ibid., n. 42. Most of these examples come from the first half of the 15th century.

In ModE M.1.2. In VienNB 11883, the canon reads: Tu tenor cancrisa et per aonyfrasim canta. Several of Obrechts retrograde cantus firmi have a similar canon, including the masses Grecorum, Libenter Gloriabor, and Petrus apostolus.

287 (It is sung in doubling augmentation). Several canons in the anonymous Missa Gross senen use various forms of the verb cantare.5 Obrechts Missa Plurimorum carminum instructs: Dum replicas canta sine pausis tu tenorista (You, tenor, when you repeat, sing without rests).6 The Credo of the Missa Una musque de Biscaye attributed to Josquin even directly addresses the performer as singer, commanding: Antiphrasim facies qui vis bene promere cantor (You, singer, who wishes to do this well, will perform an antiphrasis).7 The same language is used in verbal canons that accompany non-cantus-firmus pieces. After cantare, the next most common verb is dicere, as in Kyrie II of Basirons Missa Lhomme arm (Dicitis temporibus post me crepitare duobus; After two tempora have been said, clatter after me) or the Et incarnatus of Obrechts Missa De tous biens plaine (Ut prius sed dicitur retrograde; As above but said in retrograde, as preserved in VienNB 11883). Many 15th-century canons use only concise commands whose verbs do not specify a mode of performancee.g., retrograditur, or fuga. Full grammatical constructions were much more common in canons of the late 14th and early 15th centuries; these almost invariably rely on the verbs cantare and dicere, usually in their passive forms cantatur or dicitur. Of course

See Chapter 3, Table 3.1 for an overview of this mass and its canons. It is preserved uniquely in TrentC 89.
5 6 7

Et in terra, SienaBC K.1.2.

This canon is present only in BerlS 40021; the other sources of the mass, Petrucci 1505 and VienNB 15495, include only a resolution of the inverted chanson melody. BerlS 40021 also includes a resolution: Vos nondum adulti cantors promite ut hic est (You, singers, who have yet reached adulthood, perform it as it stands here). I follow Willem Elders in the translation of the second canon. Elders, The Performance of Cantus firmi in Josquins Masses Based on Secular Monophonic Song, Early Music 17 (1989): 33041, at 332.

288 we cannot rule out the possibility that instruments were sometimes used to perform canonic notation. Indeed, in several pieces, the canon uses the verb sonare instead of cantare, which could conceivably point to instrumental performance.8 Still, the prevalence of verbs which call for singing or speaking suggests that canonic lines were usually sung.9

What text did tenors sing? Text underlay remains a highly contested matter. This issue is only complicated by the added challenges that accompany canonic notation. Based on an extensive survey of text underlay in chansonniers, Fallows has suggested that singers could not have used the manuscripts for performance, or at least not for sight reading. He asserts that the text underlay even of the discantus (which characteristically shows a greater degree of attention to the coordination of words and music than the other voices) is too implausible to reflect literally what the

These include the fifth anonymous Naples Lhomme arm mass, which bears the canon Per dyapente sonat subter remeando lorica (The breastplate sounds, being turned back a fifth below) ; this construction, however, might reflect its description of a personified breastplate, as opposed to carrying any real implication for instrumental performance. Likewise, Busnoyss and Obrechts Lhomme arm masses use the verb sonare (e.g. Ne sonites cacefaton, sume licanosypaton)though again, this word choice may owe more to the canons meter than to a purposeful avoidance of the more normative word cantare associated with the use of instruments.

Fallows notes that the verbal canon in Du Fays Inclita stella maris uses both the verbs cantare and dicere : Secundus contratenor concordans cum omnibus: non potest cantari nisi pueri dicant fugam (Second contratenor concording with the rest: it cannot be sung unless the boys say the canon). In this particular example, Fallows suggests that dicere may refer specifically to singing with text and cantare to untexted vocalization. He stops short of offering this suggestion as a rule that may describe other uses of the words; indeed, a survey of other uses resists generalization. Fallows, Specific Information, 12930.
9

289 performer should sing.10 He concludes that singers could not have used these manuscripts in performance. In order to fit the text to the melodic lines, he argues, the singers must have first memorized the music. Scholarship on texting in 15th-century music has favored chansons over sacred music. While aspects of this work may illuminate the issue of texting in sacred music, we must also consider the differences presented by secular chansons vs. mass cycles. We might begin by addressing Fallowss concern about the faulty underlay in chansonniers by suggesting that a singer of chansonsespecially a discantus, who regularly sang the textcould quite readily have memorized the music.11 Songs, after all, are largely short and tuneful. Settings of the Mass Ordinary, on the other hand, are significantly longer and are likely to have been performed with vocalists on all parts, whether or not instruments were also involved.12 For
10

See David Fallows, Texting in the Chansonnier of Jean de Montchenu, in Songs and Musicians in the Fifteenth Century, Variorum Collected Studies 519 (Aldershot: Ashgate, 1996), essay X, 113. This article is a revised and translated version of a chapter originally published in Genevive Thibault and Fallows, eds., Chansonnier de Jean de Montchenu (Bibliothque nationale, Rothschild 2973 {1.5.13}) (Paris: Publications de la Socit franais de musicologie, 1991). Fallows further revised parts of this essay for the commentary volume that accompanies the facsimile of the Chansonnier Cordiforme: Fallows, Chansonnier de Jean de Montchenu (ca. 1475): Commentary to the Facsimile of the Manuscript Rothschild 2973 (1.5.13) in the Bibliothque Nationale de France (Valencia: Vicent Garca Editores, 2008).

On texting practices in chansonniers, see Louise Litterick, Performing Franco-Netherlandish Secular Music of the Late 15th Century: Texted and Untexted Parts in the Sources, Early Music 8 (1980): 47485.
11

The question of whether cantus firmi were performed with voices, instruments, or both remains open. We can be certain that, in some liturgical settings, masses with canonic tenors were performed by voices alone. For example, the manuscripts used in the Sistine Chapel contain perhaps the largest body of canonically notated compositions from the 15th century, yet no instruments, not even an organ, were used there. Alejandro Planchart has suggested that many masses were performed with an organ doubling the cantus firmus. The proceedings
12

290 these reasons, not surprisingly, the texting in manuscripts containing mass cycles differs significantly from that of the contemporary chansonniers Fallows surveys. Another important distinction is that singers of mass cycles surely would have the text already inscribed in their minds. Like the singer of chansons who could easily have memorized their music, the performers of masses surely knew the mass text from memory. There is more variability in the texting of mass cycles than in chansons. Even within a single manuscript copied by a single scribe, the completeness of text underlay can vary significantly. Whereas in the chanson repertory the voices are generally either texted, given an incipit, or left without text, a wider variety of options appears in the transmission of mass settings. As with chansons, the top voice is almost always texted in full. If only one lower voice is fully texted, it is generally the altus. Cantus-firmus-based tenors (particularly those that are manipulated in one way or another) often survive without text. Texted canonic tenors are the exception rather than the rule. The bassus is texted less often than the upper voices, but it is not unusual to find a bassus with full texting even where a canonic tenor from the 1984 Josquin Symposium in Cologne discuss the issue of instrumental participation at length. They conclude that instruments probably had a place in the performance of sacred polyphony, but that the primary ensembles were still vocal. Instrumental performance of canonic parts avoids the issue of texting, but unless these parts were exclusively performed instrumentally, which seems unlikely, then the issues of sung performance remain. See Planchart, Fifteenth-Century Masses: Notes on Performance and Chronology, Studi musicali 10 (1981): 329. See also, Herbert Kellman, David Fallows, and Robert Tusler, Workshop II. The Performing Ensembles in Josquins Sacred Music, Tijdschrift van de Vereniging voor Nederlandse Muziekgeschiedenis 35 (1985): 3266; and Elders, The Performance of Cantus firmi in Josquins Masses. Christopher Page has promoted the view that secular music, too, was sung with voices on all parts. See The English a cappella Renaissance; and Dennis Slavin, In Support of Heresy: Manuscript Evidence for the A Cappella Performance of Early 15th-Century Songs, Early Music 19 (1991): 17890.

291 lacks it. One generally does not find text in the bassus and not the tenor if the tenor does not feature strict cantus-firmus treatment. In the course of editing fourteen masses for the New Obrecht Edition, Barton Hudson made several observations concerning the composers texting practices.13 He observed that the movements with shorter texts, the Kyrie, Sanctus, and Agnus Dei, feature casual text placement, while the Gloria and Credo, whose texts are much longer, generally exhibit greater care in aligning syllables with notes. Rather than draw a specific conclusion, Hudson offers several considerations for appraising individual pieces and sources. He finds evidence for the performance of the text of the cantus firmus in as many as eight of Obrechts masses and suggests that, in cases where extreme adaptation is needed to perform the mass text, one should consider singing the text of a cantus firmus instead. Heroic efforts, he writes, should not be made to include all the words of the Mass, especially of the Credo, when they would produce excessive crowding; very likely it was intended that words be omitted.14 His final word of wisdom is not to expect consistency from 15th-century manuscripts. The texting of canonic parts proves particularly challenging because the exigencies of musical borrowing, rather than the needs of the mass text, often determine the rhythms of the cantus firmus. Indeed, one finds many cases in which there are not enough notes in the tenor to accommodate the number of syllables in the text. Rhythm and its relationship to the number of syllables to be set constitute just one problem. Retrograde poses a challenge that

13 14

Barton Hudson, On the Texting of Obrechts Masses, Musica disciplina 42 (1988): 10127.

Ibid., 126.

292 is far more vexing for the singers. There is no ideal way to text parts that require realization in retrograde; it is utterly impractical to text a tenor part that will be read in retrograde, either forward or backward. If the sung text is written in its normal place beneath the tenor, justified to the left, then it will not match up with the notes to which it must be sung. Let us turn first to the sources and examine the manner in which they present compositions with retrograde. Table 5.1 presents manuscript concordances of compositions that use retrograde, along with data regarding the degree of texting that is provided for the canonic part. This table includes only sources for which the voices other than the cantus firmus are fully texted, or, at least, nearly so, which is meant to demonstrate that the scribes of these sources had an interest in providing ample texting. The first half of the table lists masses in which the retrograde tenors are notated canonically (i.e., compositions in which the retrograde is not written out backwards and would have to be realized somehow by the singer). As one can see from the first half of the table, only two of the retrograde tenors in these examples are texted.15 What are the implications of these findings for performance practice? The considerable extent to which the retrograde tenors notated canonically remain untexted might suggest that they were not meant to be sung. As we have seen, it is physically impossible to add text to a retrograde line in a way in which words and music are aligned; this could have been perceived to be an insurmountable obstacle for the singer. On the other hand, the first half In the first of these, Du Fays Missa Lhomme arm, the tenor is read first in retrograde, then repeated in forward motion. The texting provided could conceivably apply only to the second tenor statement.
15

293

Table 5.1. Texting of retrograde lines in pieces in which the other voices are texted
Any upside down text Cantus firmus text

C.f. text incipit

Fully texted

Text incipit

Composition Source Tenors in Canonic notation Du Fay, Missa Lhomme arm, VatS 49 Agnus Dei III Caron, Missa Jhesu autem transiens VatS 51 Heyns, Missa Pour quelque VatS 51 paine BrusBR 5557

No text

Notes

Most canonic sections are untexted Other tenor sections have either no text or just incipits * Doesnt acknowledge the ante et retro. Forward line is fully texted.

Anon., Missa Lhomme arm I Anon., Missa Lhomme arm II Anon., Missa Lhomme arm III Anon., Missa Lhomme arm IV Anon., Missa Lhomme arm V Anon., Missa Lhomme arm VI Basiron, Missa Lhomme arm

NapBN VI.E.40 NapBN VI.E.40 NapBN VI.E.40 NapBN VI.E.40 NapBN VI.E.40 NapBN VI.E.40 VatS 35 *

Brumel, Missa Bergerette savoyenne Misse Brumel 1503 Obrecht, Missa Lhomme arm VienNB 11883 ModE M.1.2 Obrecht, Missa De tous bien VienNB 11883 plaine Obrecht, Missa Graecorum Petrucci 1503 Obrecht, Missa Petrus Apostolus Grapheus 1539

non-canonic section has text incipit Texting in non-superius voices is problematic antiphon text is carefully underlaid beneath other tenor sections * Doesnt acknowledge the ante et retro. Forward line is fully texted.

Josquin, Missa Lhomme arm CasAC M(D) sexti toni

294
Josquin, Missa Lhomme arm JenaU 32 super voces musicales VienNB 11778 VatG XII.2 VatS 154 VatS 197 Tenor wholly untexted All T sections have incipit All T sections have incipit Text incipit upside down and backwards Qui tollis is written both at beginning and end of line in that section All T sections have incipit Resolutio ligs. differ from canonic but do not seem to be textually motivated All T sections resolved and fully texted All T sections have incipit Long notes split to accommodate text Retrograde line more fully texted than forward vers. No section is fully texted, in part due to the nature of the c.f.i

Petrucci 1502 Retrograde tenors in resolved notation Anon., Missa Lhomme arm I NapBN VI.E.40 Anon., Missa Lhomme arm II NapBN VI.E.40 Anon., Missa Lhomme arm III NapBN VI.E.40 Anon., Missa Lhomme arm IV NapBN VI.E.40 Anon., Missa Lhomme arm V NapBN VI.E.40 Obrecht, Missa Lhomme arm VienNB 11883 ModE M.1.2 Obrecht, Missa Graecorum Petrucci 1503

Josquin, Lhomme arm super BolSP 31 voces musicales Petrucci 1502 FrankSU 2 Josquin, Missa Lhomme arm VatS 41 sexti toni Josquin, Missa Hercules dux Petrucci 1505 Ferrariae
i

[ ]

Bonnie Blackburn has suggested that the tenor of Josquins Missa Hercules dux Ferrariae may not have been set down in notes at all. She proposes that the archetypal tenor notation may been simply the words Hercules dux Ferrariae, from which the soggetto cavatto is created. Although the tenor is written out in all manuscript sources, Blackburn notes that MilD 2267 has the instruction, Canon: Hercules dux Ferrariae. Fingito uocales: sequentibus signis (Conceive the vowels by means of the following signs). She notes, Hercules dux Ferrariae is sufficient to indicate the melody. The pitch of the various tatements could be shown by placing the mensuration sign on the line or space of a stave with tenor clef, which probably included the first set of rests as well. Masses Based on Popular Songs and Solmization Syllables, in The Josquin Companion, ed. Richard Sherr (Oxford: Oxford University Press, 2000): 5187, at 83.

295 of the table also shows that many retrograde tenors that are notated canonically bear textual incipits. This is telling in its own right. Why would the scribe include an incipit if not to imply a texted performance? Perhaps we can gain further insight into this question if we examine sources that present retrograde tenors in resolution. The second half of Table 5.1 lists retrograde lines in which the notation provides the retrograde in resolution. With the exception of the Naples Lhomme arm masses, almost all these examples are fully texted or, at least, provided with a textual incipit. This pattern of more ample texting would suggest that these resolutions were intended to be used for performance. It would seem that, if retrograde is specified in a canon, and a texted performance is desired, the only way of achieving this would be to provide a resolution in which the canonic line is written out. A way of testing the validity of this hypothesis would be to assess the quality of the text underlay in such examples of retrograde tenors notated in resolution. There are examples of scribes attempting to provide adequate texting. One is the copy of Josquins Missa Lhomme arm super voces musicales preserved in FrankSU 2 (ca. 151020), in which we find longer notes split up to accommodate the large number of syllables in the Gloria and Credo.16 Generally, however, it is surprisingly rare for a resolutio to accommodate a canonic line to full texting. This appears to be true of canonic lines more generally, not just those that must be read in retrograde. Taken together, this evidence points in several directions. The sources that present Willem Elders notes that JenaU 32 and BolSP 31 also attempt to accommodate the mass text in various sections, including the Qui tollis, though all three sources do so differently. See The Performance of Cantus firmi in Josquins Masses, 33435.
16

296 retrograde canonically rarely offer full texting, which implies that either the parts were not sung or the tenors had to fend for themselves. But the same sources provide incipits for many of the same retrograde tenors, which suggests that a texted performance was intended. Resolutiones tend to be more amply texted. This might be read as evidence for the desirability of a texted performance, and of the need for notating retrograde in resolution to facilitate such a performance. It might also reflect an assumption that, where a resolution is present, it will be used for performance, eliminating the need for texting in the canonically notated part. But the paucity of examples in which the text is actually added to such resolutions in a convincing manner makes firm conclusions impossible. Clearly, canonically notated works must have been performed in a variety of ways. The history of medieval music is rich in examples of the flexibility of singers. Exactly how this flexibility was pressed into the service of confronting the extraordinary variability of texting reflected in the sources of canonic transformationswhether they are notated canonically or in resolutionraises complex problems about the performance practice of such music and its relation to the difficulties canonic notation posed to performers and scribes alike. A variety of options come to mind. Perhaps the singers sang the canonic tenors to something other than the text of the mass, either the text of the preexisting material or untexted vocalization,in a manner akin to what has been proposed for untexted parts in 15th-century chansonniers.17 Alternatively, the singers may have somehow found the ability to accommodate the untexted canonic lines to the text of the mass on their own. They may See Christopher Page, Going Beyond the Limits: Experiments with Vocalization in the French Chanson, 13401440, Early Music 20 (1992): 44659.
17

297 have done this by drawing upon a powerful resource in the array of skills available to the Renaissance singer: memory. The theme of memory has surfaced several times in the present discussion: in the suggestion that singers of chansons might have memorized the melodies they sang; in the parallel idea that they are likely to have committed the text of the Mass Ordinary to memory; and in the implication, in the use of incipits, that the rest of the text is to be supplied. The role of memory in the performance of Renaissance polyphony needs to be explored in greater detail. I turn next to a broader overview of the place of memory in late medieval culture and to a more specific consideration of how music, at the nexus of its written, visual, and aural manifestations, can shed light on how singers realized intricate canonic notation.

R ead and R emembered


When notation or text underlay is only partially prescriptive, singers had what we might imagine as an extra performer to aid in this transformation: their memory. Recent work increasingly suggests that memory played a central role in the creation and performance of medieval and Renaissance music. In her seminal study of compositional process, Jessie Ann Owens found that composers rarely used scores while composing and were able both to read and mentally work out polyphony in separate parts.18 Anna Maria Busse Berger has expanded on this research, suggesting that because so much music was to be memorized, it
18

Jessie Ann Owens, Composers at Work: The Craft of Musical Composition, 14501600 (Oxford: Oxford University Press, 1997), 47, 4245, 98101; see also eadem, The Milan Partbooks: Evidence Concerning Cipriano de Rores Compositional Process, Journal of the American Musicological Society 37 (1984): 27098.

298 must therefore have been memorable.19 For Busse Berger, these memorable thoughts take the form of what she calls architectural texts. In the primary repertory she discussestenor motetsthese organizing frameworks consist in isorhythmic and homographic structures. Although the details of how these structures were used are sometimes at odds with one another in the literature, there is consensus that isorhythmic and homographic organization helped composers structure their works, and, in keeping with a theme of virtually all discussions of medieval memory, that visual practices relied on memorial practices. Indeed, scholarship on memory, both within musicology and in medieval studies, more generally emphasizes the central role that visualization played in mnemonic technique. Mary Carrutherss studiesfoundational texts for the understanding of medieval memoryattest to the centrality of books for the techniques of the ars memorativa . 20 The eyes are the interface between book and memory; vision was seen as the most powerful sense: It is apparent from the metaphors they chose to model the process of memory and perception that the imagines were thought in some way to occupy physical spaceThis assumption concerning the material, and therefore spatial, nature of memory images also helps to account for why the ancients persistently thought of memoria as a kind of eye-dependent reading, a visual process.21 She

Anna Maria Busse Berger, Medieval Music and the Art of Memory (Berkeley and Los Angeles: University of California Press, 2005), at 21314.
19 20

Mary J. Carruthers, The Book of Memory: A Study of Memory in Medieval Culture, 2nd ed., Cambridge Studies in Medieval Literature 70 (Cambridge: Cambridge University Press, 2008). See also eadem, The Craft of Thought: Meditation, Rhetoric, and the Making of Images, 4001200 (Cambridge: Cambridge University Press, 1998). Carruthers, The Book of Memory, 27.

21

299 goes on to stress that the distinction between oral and written dissemination of information is a modern one. In focusing on music, we are particularly susceptible to placing excessive emphasis on this distinction, since the oral (and aural) element is so pronounced. Those trained in the ars memorativa were primed to view the arrangement of text on the page as integral to its meaning. It remains to be explained how these processes translated to musical texts. Mental visualization coupled with repetition is easiest to imagine with motets that simply repeat without any sort of transformation, but it is not an enormous stretch to extend the technique to those that involve different ways of reading. It may initially seem contradictory that a group of pieces would be simultaneously focused and dependent on writing and yet conceived mentally, but attitudes toward memory in the later Middle Ages draw these two acts closer together than they are thought to be today. Busse Berger draws on Carrutherss theories, considering how they might apply to music and musicians. In particular, she explores how techniques for memorizing texts were also used to create new ones. 22 Busse Berger focuses particularly on isorhythmic structures in the broadest sense of the term, suggesting that they served as mnemonic aids. She proposes two main areas for which visualization may have been important: the ability to work out polyphonic pieces in the mind and to sing polyphonic compositions by heart. Memory is essential to both acts. She writes: The memorization of old texts and the creation of new ones are closely intertwined: they both use the same tools. The importance of this point cannot
22

Busse Berger, Medieval Music and the Art of Memory, 21432.

300 be overstated.23 The dense construction of a composition made it easier for composers to visualize a piece as they composed. Especially with the concise notation and short taleae of earlier ars nova motets, the structuring principle of repetition made large amounts of music comprehensible. For both composing and performing, periodic articulationa term offered by Margaret Bent to replace isorhythmprovided structure to the material, making it easier to handle mentally. 24 The idea that organizational schemes might facilitate memorization bolsters Busse Bergers argumentone echoed by Rob Wegman and Daniel Leech-Wilkinson, among othersthat performers often memorized polyphonic music. 25 Busse Berger introduces an important distinction between real and imagined notation. 26 Although her study focuses on the role of memorization in composition, the role of imagined notation is equally relevant for the performance of (real) canonic notation. Carruthers showed that the images so crucial to memory could be literal images or elaborate verbal images. 27 Visualizing something that remains the same (visually) is easier to remember than something that is visually longer and more changeable. This applies as much to visually
23

Ibid., 228.

Ibid., 199. On Bents reconsideration of isorhythm and its bearing on notation, see Chapter 2.
24

Busse Berger, Medieval Music and the Art of Memory, chap. 6. See also Rob C. Wegman, From Maker to Composer: Improvisation and Musical Authorship in the Low Countries, 14501500, Journal of the American Musicological Society 49 (1996): 40979; and Daniel LeechWilkinson, Machauts Rose, Lis and the Problem of Early Music Analysis, Music Analysis 3 (1984): 928.
25 26 27

Busse Berger, Medieval Music and the Art of Memory, 210.

Carruthers, The Craft of Thought, 13033.

301 consistent mass cycles as to earlier homographic motets. In taking this work into the 15th century, some preliminary observations may be made. With some adaptation to the existing hypotheses of Busse Berger and others, and keeping in mind that most of the evidence they call upon relates to shorter compositions of the 14th century and not to the more expansive mass cycles under discussion here, certain possibilities emerge. While the cyclic masses that feature the most extensive cantus-firmus manipulations grow out of the earlier homographic motet, as I argued in Chapter 2, their form and dimensions make some of Busse Bergers theories more difficult to apply. Visualization enabled by memory was undoubtedly equally central to 15th-century composers and performers, but the repertory suggests that their processes may have differed from their forebears. For one, the length of mass cycles impedes the same sort of concise structures exhibited by the earlier motet. The main area where some re-evaluation of the memorization hypothesis may be in order concerns the implication that things seen in the mind look the same as things physically written down. I would like to allow for the possibility that things in the mind are different than, although related to, those before ones eyes. Surely both had a place in medieval practice. At times, it would be practical for a singer to alter the image before his eyes mentally, so as to reflect the necessary manipulation. With respect to the composition of pieces with canonic notation, however, it is harder to believe that the composer imagined a score, with all of his parts aligned vertically. If a tenor featured mensural augmentation, it would be impractical to see mentally a score with its parts aligned. This would have to

302 involve something like a resolved tenor, and part of the benefit of canonic notationthe visual organizationwould be lost. Canonic manipulations depend on the individuality of lines. These practices suggest that a medieval singer could imprint his own line in his mind and mentally perform the necessary transformations. Writing in the mind is inherently more flexible than writing with pen and ink, but mental writing relied on literal writing. Rather than allowing the imaginary writing of the memory to displace reading totally, the two likely worked together. Although we have no written record addressing the performance of canonic lines, descriptions of the related practice of sighting, which also involves the interfacing of written music with mental visualization, may be more widely informative. A series of treatises from the first half of the 15th century, including one by the composer Leonel Power, describes the practice. 28 Sighting provided a manner of improvising counterpoint around plainchant without necessarily being fluent in mensural notation. It is distinct from, but related to, English discant and faburden. The singer has before him a notated line of plainchant, but does not sing that line. Instead he sees the part he is creating occupying the staff with the tenor. 29 This visualization allows the singer to ensure he sings only consonant intervals. What the sighting singer sings, however, is actually transposed either a fifth or an octave Two of theseby Power and Pseudo-Chilstonsurvive in the British Library as MS Lansdowne 763. These were transcribed and paraphrased by Sanford B. Meech in Three Musical Treatises in English from a Fifteenth-Century Manuscript, Speculum X (1935): 23569.
28

The text of Powers treatise along with scans of the musical examples are available at http://www.chmtl.indiana.edu/tme/15th/POWERTR1_MLBLL763.html (accessed 6 March 2012).
29

303 away from the sighted melody. Powers treatise consists almost entirely of musical examples with little prose description. In the manner of medieval counterpoint treatises, Power lists all the permissible consonances and their transpositions. In his examples, he notates the tenor chant in neumes and writes the sighting voice on the staff with a numeral instead of a notehead. This numeral indicates the sung interval between the sighter and the tenor. In Powers examples, the contour of the sighted line is made visible by the placement of the numerals on the staff, while the intervallic relationship between the two lines is represented by the value of these numerals. Powers musical and analytic presentation gives a model for what the singers might see as they sing. One great virtue of sighting was the way it allowed singers to visualize alongside the written plainchant lines whose range exceeded the space offered by the staff. The higher voice parts are taught to visualize their notes a fifth, an octave, or even a twelfth lower than they would actually sing it. While sighting was originally a distinctly English practice, its mention in treatises by John Hothby and Guillelmus Monachus suggests it had spread to the continent by the mid-15th century In his Regule supra contrapunctum, Hothby describes a practice of sighting he calls discantus visibilis.30 Similarly, Monachus writes that sights allow one to have perfect visual perception of consonances (Perfectam perceptionem consonantiarum ocularum).31 In both
30

This treatise is edited in Johannes Hothby, De arte contrapuncti, ed. Gilbert Reany, Corpus scriptorum de musica 26 (n.p.: American Institute of Musicology, 1977) 1013.

Guilelmus Monachus, De preceptis artis musicae, ed. Albert Seay, Corpus scriptorum de musica 11 (N.p.: American Institute of Musicology, 1965). Seays edition gives perfectionem instead of perceptionem. The latter is a correction suggested by Leofranc Holford-Strevens
31

304 theorists descriptions, musical consonance is cast as something that is perceived visually as well as aurally. These treatises suggest that singers were comfortable with a disjunction between what they saw and what they were to sing. Of particular interest in these treatises is the way they describe the process of range displacement. The singer does not just imagine the notes, but he sees them on the staff. Could this emphasis on visualization help us understand how more complicated canonic parts were executed? This practice suggests that among the first things choirboys were taught when learning to improvise simple counterpoint was the ability to sight. Admittedly, the formulaic improvisation for which sighting was used is far simpler than the transformations required by canonic notation, but it is the way sighting is described, not the end result, that may link the two. In his minds eyeimagined notationa singer would have been able to project created music onto the staff and then transpose from that, as with a transposing instrument. Although the most direct parallels are with transposition, which is the easiest cantusfirmus manipulation to execute, the model of visualizing and altering ones mental image may be more broadly applicable to other types of canonic notation. What sighting shares with the performance of canonically notated lines is that both involve singing something derived from written notation by a process of visual-mental transformation. Sighting is admittedly much simpler than all but the simplest examples of canonic notation, since it is little more than transposition. The specifics of sighting are particular to its goal of producing improvised and reported in Busse Berger, Medieval Music and the Art of Memory, 209.

305 polyphony, but the way it describes the process of envisioning may provide a model for understanding the mental gymnastics a singer was capable of performing with his minds eye. Mental manipulations of this sort were part of the ars memorativa from the beginning. As Busse Berger notes, [T]hroughout the Middle Ages it was not only the capacity to retain something in memory that was admired, but also the ability to manipulate the material in the mind (rather than in writing).32 This mental flexibility is rooted in the nexus of memory and sight. Mass tenors that exhibit notational fixity not only establish a musical object in writing, but also provide an archetype that can be fixed in the mind. The practice of sighting offers a compelling model for this mental-visual interplay and possibly how singers might see transformations of the notationally consistent tenor.

Becoming the Performer


The realization of canonic parts so heavily emphasizes the performative act that during the course of my research, I could not help but wonder what the experience of singing was like for 15th-century performers. Scholars and performers of early music are familiar with debates over the benefits of singing from original versus modern notation. Several studies have theorized the role of the editor and questioned what the appropriate objectives of modern editions should be. 33 Most early music performed today makes use of modern
32

Busse Berger, Medieval Music and the Art of Memory, 235.

See Margaret Bent, Editing Early Music: The Dilemma of Translation, Early Music 22 (1994): 37392. A range of related questions emerged during a conference on early music editing held in Utrecht in 2008; several papers presented there have since appeared in print. For a report on this meeting, see Bonnie J. Blackburn, The Editing of Early Music: Now
33

306 editions. In order to understand the role of the performer of canonic notation, I thought it would be helpful to become one. In December, 2011, Anna Zayaruznaya invited me to Princeton University to speak to her seminar on medieval and Renaissance notation about 15th-century canonic notation. The class comprised mostly undergraduates but also included two graduate students. 34 By the time I visited, it was nearly the end of the semester, and these students had learned to sing from modal notation, Franconian notation, black mensural notation of both French and Italian varieties, and white mensural notation (which, after the students engagement with the earlier types of notation, posed few problems). Professor Zayaruznaya had led them through this treacherous territory with little recourse to modern notation; they sang from and discussed the various notational systems primarily on their own terms, in their own language, so to speak. Transcription had little place in their experience; instead, they sang. I used the opportunity to discuss with the class a work that included the full range of cantus-firmus transformations: the Missa Lardant desir.35 The class was not altogether unfamiliar with canonic manipulations; among the pieces they had studied were two that and in the Future, Early Music 36 (2008): 67172. My thanks go to Professor Zayaruznaya for the invitation to visit her seminar. I wish to express my appreciation to students Katie Buzard, Flannery Cunningham, Jacinth Greywoode, Jamie Greenberg Reuland, and Francis Ricci for being such eager singers and discussants. I also wish to thank the facsimile singers from the University of Pennsylvania who have shaped my experience of performing from 15th-century notation. They include Suzanne Bratt, Tekla Bude, Delia Casadei, Jessamyn Doan, Roger Mathew Grant, Lauren Jennings, Ian MacMillen, Elizabeth Mellon, Evelyn Owens, Jonathan Shull, Jessica Swanston, Audrey Troutt, and Lee Veeraraghavan.
34 35

For a full discussion of the Missa Lardant desir, see Chapter 3.

307 required manipulation: Machauts Ma fin est mon commencement and the Kyrie from Ockeghems Missa Prolationum. I began by introducing verbal canons as a notational device, shared a few simple examples, and asked the students to consider what benefit might be gained by using canonic notation. Then we moved on to the Missa Lardant desir and its myriad manipulations, which include transposition, mensural reinterpretation, augmentation, inversion, the omission of rests, reading the notation without stems, the omission of any note followed by a melodic ascent, and the swapping of opposite note values. We spent most of our time singing from the reconstructed original notation of the Missa Lardant desir tenor (see Chapter 3, Figure 3.10). We first sang the tenor in

C and O,

noting rhythmic variants between the two. Unsurprisingly, this posed no difficulty for the students. We then sang the line as if it had no stems, as the singer is asked to do in the Patrem. Fortunately, in every case, the omission of stems lengthened note values, allowing for extra time to think about what the next values should be. The only case in which removing a stem would shorten note value is with an ascending recta ligature with a down stem, of which none appear in the cantus firmus of the Missa Lardant desir.36 The tenor makes regular use of c.o.p. ligatures, whose notes, when read without stems, change from semibreves to either breves or longs, depending on the melodic motion. Because the original line has so many stems, its rhythmic shape changes greatly when they are ignored. Indeed, only twenty of the fifty-two notes of the line retain their original value when stems are removedthe rest are lengthened. Reflecting on how they were able to surmount the difficulty of adjusting the cantus firmus
36

In any case, this would result in a breve, which is still fairly long.

308 through the removal of stems, the students were unanimous in attributing their success to the extra time to consider the issue consistently made available to them by the resultant lengthening of note values. Next, we tried singing the manner of reading prescribed in Agnus Dei I: to omit any note that is followed by a melodic ascent. Initially this proved a challenge, since most of the students wanted to mark the omitted notes on their copies (they refrained from actually doing so). After one or two false starts, we instinctively started looking for melodic peaks, since they are necessarily preceded by a note lower in pitch, and would therefore need to be omitted. The students noted that descending scalar sections were the easiest to perform. They found ascending scalar sections more challenging, but, once they recognized the need to omit all notes of a scalar ascent, and to pick up again at the apex of the line, they found the rule easy to apply. Not surprisingly, the most challenging sections were those in which the line changed direction rapidly and often. One student noted that carrying out the instruction to omit any note followed by an ascent was made easier by the doubling of note values in that section. This provided additional time to scan the melodic contour and, in the more difficult cases, to determine which notes to skip. A consensus emerged that, although the doubling of values was an extra task to execute, it ultimately made singing the line easier, not harder. In each of our attempts to wrestle with the demands of this notation, we made some mistakes, but surprisingly few. The students reported that, although they initially found the challenges of reading this notation somewhat daunting, they found it surprisingly easy to get

309 into the mindset necessary to sing in the required way. That is precisely how they described the way they accommodated themselves to this kind of notationtaking on a different mindset. The students success in executing these lines depended on a consideration of how the cantus-firmus manipulation would affect their reading. They described their need to scan the notation visually for features different than those encountered in reading conventional notation, depending on the required manipulation. A surprising and unforgettable aspect of the experience was the extent to which the singers maintained a visual orientation. Nearly all their comments focused on how they could most effectively see what they needed in order to make music. An important lesson to be taken from this experience is that singing from canonic notationespecially particularly difficult canonic notationdoes indeed press upon the singer a different mindset than ut iacet notation. It forced us to pay close attention to the appearance of the tenor and to look ahead for points that deviate from the archetype, or else actually envision the notational changes we had to execute. We found that, even though the tenor is not performed in exactly the same way in any two sections, both repeating the melody and looking at the same notational shape (notwithstanding its different connotations) had the cumulative effect of making subsequent transformations easier to execute. It is not surprising that increased familiarity with a notational archetype would make its transformation easier. Even if the singers did not memorize the archetype, its singular appearance throughout the mass facilitates (or perhaps makes possible) the execution of the varied manipulations. Memory comes into play even in the absence of complete memorization.

310 My experience at Princeton University was limited in scope; I would hope to continue to investigate the performance of canonic notation in this way. Methodologically, this fieldworkif that is in fact what it should be calledis a step out of the comfort zone of early music studies; as such I present it with a few caveats. The training the Princeton singers had received is very different from that which would have shaped late medieval singers. Furthermore, there is evidence to suggest that current attitudes toward reading, learning, and performing differ significantly from those of the 15th century. These concerns aside, one of the great virtues many musicologists bring to bear on their discipline is their experience as practicing musicians. We ought to remain open-minded when considering evidence as subjective as what I have presented here. To be sure, we cannot unlearn, unread, or unhear any of the creations of the last 550 years. But we might very well forego a great opportunity were we not to bring our own musicality to bear on the question of performance.

For Whom Did the Composers Write?


In 1997 Bonnie Blackburn published an article that asked: For whom do the singers sing?37 Her study explores music in which the texts sung are cast in the first person and settings of indulgenced prayers, the articulation of which granted the reciter relief from purgatory. Could the singer act as a spiritual proxy for the listener? Blackburn highlights the special status enjoyed by performers. As Blackburn explains, the relationship between performer and listener is hardly clear-cut; many questions remain unanswered.
37

Bonnie J. Blackburn, For Whom Do the Singers Sing? Early Music 25 (1997): 593609.

311 Blackburns enquiry hinges on the many functions singing can assume. Its aesthetic enjoyment is a given, but when the words sung are imbued with spiritual weight, the stakes edge higher. Blackburn asks if the act of giving voice to these prayers in the presence of devoted listeners can pass on the spiritual benefits by virtue of the special status of song. In essence, the question for whom do the singers sing concerns the very status of singing itself. Blackburn writes: this is not a question that is asked very often, and it is probably one that singers themselves rarely think about. If it is chant, the easy answer would be for the glory of God. Often the answer will be that the singers sing for themselves, for the sheer love of singing. Sometimes it is just a job: they sing for their supper.38 There are many reasons they would raise his voice in song, and there are many different beneficiaries of the music they create. Blackburns discussion prompts a related question: for whom do the composers write? The stakes may not be as morally charged as the status of singing, but for canonically notated music, they are no less weighty. I have phrased my question in this way to capture the multiple valences the word write can assume. The act of writing encompasses both the act of composition and the laying down on paper or parchment. The first understanding of the question has many answers: a composer may write for God, a patron, themselves, other composers. In his Complexus effectum musices, Tinctoris lays out a series of musical effects, in which he mentions many categories of individuals who benefit from music making, showing that, even in the 15th century, musicians were concerned with the different audiences to
38

Ibid., 594.

312 whom their craft might be directed.39 In the case of canonic notation, answering the second question (For whom do the composers write?) actually complicates the first (For whom do the singers sing?). The written form of a piece of music is accessible only to those who can see the notation. Questions of what can be heard among the subtle cantus-firmus manipulations found in 15th-century music appear throughout the scholarly literature. These questions gravitate around access. Listeners who cannot see the written music must rely on their ears to know what is going on in a given composition. Composers certainly took care either to enhance the audibility of certain cantus-firmus manipulations or, sometimes, to obscure them. The visual appearance of a piece of music cannot be transmitted easily to a listening audience, but usually this is not a problem. It is part of the performers task to reconstitute the written record of music into its sonic medium. When the notation itself is crafted with aesthetic qualities in mind, this process becomes complicated.40 This leads to the conclusion that the full breadth of the aesthetics of canonically notated pieces is available only to those with a view of the written music. Notation that itself conveys aesthetic information creates a privileged audience in the performers, who are alone in being granted full aesthetic access. Such a tiered system of audiences creates attendant levels of meaning. The listeners experience Johannes Tinctoris, Complexus effectum musices, in Egidius Carlerius and Johannes Tinctoris: On the Dignity and the Effects of Music, ed. Reinhard Strohm, trans. J. Donald Cullington (London: Kings College Institute of Advanced Medieval Studies, 1996), 6780.
39

The 15th century is not the only period in which notation took on explicitly aesthetic qualities. In the 20th century, the rise of graphic scores also produced music that was meant to be seen as well as heard. See, for example, Jane Alden, From Neume to Folio: Mediaeval Influences on Earle Browns Graphic Notation, Contemporary Music Review 26 (2007): 31532.
40

313 is full and complete in its own right. But the visual aesthetics this dissertation has described, one available only to performers (to which category most composers themselves belonged) delineates a separate realm of appreciation that is at once privileged and limited. It is with great fortune that we too may access that realm.

314

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