Form ADV Part 2A: The Form ADV Part 2A acts as your Firm s Brochure.

It is a narrative description o f your services, fees, disciplinary disclosures, as well as several other Firm d etails. The Form ADV Part 2A must be provided to all Clients and Prospective Cli ents. All jurisdictions require that the ADV Form 2A be written in plain English a nd easily understood by your clients. After a thorough information gathering/interview process, RIA In a Box will crea te an Form ADV Part 2A built specifically to your Firm s business model while ensu ring that its format, content, and disclosures meet your jurisdiction s compliance requirements. Because the RIA must provide the Form ADV Part 2A all clients and prospective clients, RIA In a Box ensures the document is attractive, compliant , and accurate. RIA In a Box will brand your form ADV Part 2A Brochure with your firm s logo. Form U4: The Form U4 is the on-line component for an individual s registration to a Registe red Investment Advisory Firm. The form U4 is filed with the appropriate jurisdic tion(s) in which the Investment Adviser Representative will be working using FIN RA s WebCRD system. The form must be accurate and includes biographical, residenti al, employment, outside business activity and disciplinary history. The informat ion from this form is used to populate the publically available information on t he Investment Adviser search site maintained by the SEC. Client Advisory Contract: RIA In a Box will help you create your firm s standard Client Advisory Contract in cluding an investment policy statement ensuring you meet the appropriate regulat ory authority standards for client advisory contracts. Form ADV 2B (Brochure Supplement): The Form ADV 2B is the paper brochure that Investment Adviser Representatives mu st (in most cases) provide to clients. This form contains employment, educationa l, conflict of interest, and disciplinary information. Generally, Executive Offi cers, any person generating investment advice provided to clients, and any repre sentative advising clients must have a Form ADV Part 2B.