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Stifel Complaint

Stifel Complaint

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Published by: zerohedge on Jun 15, 2009
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10/18/2011

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9333 West Lincoln Avenue West Allis, Wisconsin 53227,SHAWN M. YDE, in his capacity asTrustee and on behalf of the Whitefish BaySchool District Post Employment Benefits Trust,1200 East Fairmont AvenueMilwaukee, Wisconsin 53217,Plaintiffs,v.STIFEL NICOLAUS & COMPANY, INCORPORATED501 N. BroadwaySt. Louis, Missouri 63102,STIFEL FINANCIAL CORP.501 N. BroadwaySt. Louis, Missouri 63102, JAMES M. ZEMLYAK 1920 Hawthorne DriveElm Grove, Wisconsin 53122,ROYAL BANK OF CANADA EUROPE, LTD.P.O. Box 1Royal Bank Plaza Toronto, OntarioM5J2J5,RBC CAPITAL MARKETS CORPORATIONOne Liberty Plaza 165 BroadwayNew York, New York 10006,RBC CAPITAL MARKETS HOLDINGS (USA) INC.100 South Fifth Street – Suite 1075Minneapolis, MN 55402,Defendants.
COMPLAINT
2
 
Plaintiffs, through their attorneys, Shepherd, Smith, Edwards &Kantas, LLP and Kravit, Hovel & Krawczyk, s.c., allege as follows:
PARTIES
1.
 
Plaintiffs Kenosha Unified School District, Kimberly Area SchoolDistrict, School District of Waukesha, West Allis-West Milwaukee School District,and Whitefish Bay School District (collectively, the “School Districts” or “Plaintiffs”)are the statutorily-authorized, publicly-funded territorial units for schooladministration for their respective municipalities located in and around MilwaukeeCounty, Wisconsin.2.
 
Plaintiff Joseph T. Mangi is a natural person and resident of  Wisconsin who brings suit in his capacity as Trustee and on behalf of the Kenosha Unified School District Post Employment Benefits Trust (the “Kenosha Trust”).3.
 
Plaintiff Gary M. Kvasnica is a natural person and resident of  Wisconsin who brings suit in his capacity as Trustee and on behalf of the Kimberly Area School District Post Employment Benefits Trust (the “Kimberly Trust”).4.
 
Plaintiff Jason P. Demerath is a natural person and resident of  Wisconsin who brings suit in his capacity as Trustee and on behalf of the SchoolDistrict of Waukesha, Wisconsin Post Employment Benefits Trust (the “Waukesha Trust”).5.
 
Plaintiff Kurt Wachholz is a natural person and resident of  Wisconsin who brings suit in his capacity as Trustee and on behalf of the West Allis- 
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