NY:3529962v2
3
directly or indirectly soliciting, influencing, inducing, employing or engaging, any employee orclient of UBS. With regard to Jefferies, UBS seeks corresponding limited injunctive relief enjoining Jefferies from directly or indirectly inducing any UBS employee or former employeeto breach his or her fiduciary obligations, using UBS’ confidential or proprietary businessinformation, soliciting even additional employees of UBS’ Global Healthcare Group or othersand soliciting or servicing UBS Healthcare Group or other clients that were not already Jefferiesclients.
THE PARTIESI.
Claimant - UBS
5.
Claimant UBS is a limited liability company organized under the laws of the Stateof Delaware. UBS has its principal office at 677 Washington Boulevard, Stamford, Connecticut06901, and operates an office at 299 Park Avenue, New York, New York 10171.6.
UBS is a direct and indirect subsidiary of UBS AG. UBS is a broker-dealer andinvestment bank, and a registered member of FINRA.
II.
Respondents
7.
Respondent Jefferies is a corporation organized under the laws of the State of Delaware. Jefferies has its principal office at 520 Madison Avenue, New York, New York 10022.8.
Jefferies is a broker-dealer and investment bank, and a registered member of FINRA.9.
Respondent Benjamin Lorello is a Managing Director, Head of UBS’ HealthcareGroup, and Vice Chairman of UBS’ Investment Banking Department (“IBD”). Lorello alsoserved on the IBD Americas Executive Committee, which the IBD’s senior most group in the
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