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NCFM Training - CM Chapter 3

NCFM Training - CM Chapter 3

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Published by satish

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Published by: satish on Jul 08, 2009
Copyright:Attribution Non-commercial

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09/17/2010

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text

original

 
 
Individuals
 
Partnershi s
 
Institutions
 
Cor orate
Should
 
not
 
be
 
Bankrupt
Should
 
not
 
have
 
been
 
convicted
 
for
 
fraud
 
(provides
 
wrong
 
audited
 
accounts)
Should
 
not
 
have
 
been
 
expelled
 
/
 
declared
 
a
 
defaulter
 
by
 
any
 
,
 
manipulation)
Should
 
not
 
have
 
been
 
debarred
 
by
 
SEBI,
 
RBI
 
etc.(disobedience
 
of 
 
rules
 
and
 
regulations
 
of 
 
SEBI)
Should
 
be
 
graduates.
ou
 
ave
 
exper ence
 
o
 
a
 
eas
 
yrs
 
n
 
oc
 
ro ng
 
sec or.
 
 
 
Wholesale
 
Debt
 
Market
 
(WDM)
 
 
 

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