United States v. Frank DiPascali, Jr., 09 Cr.

___ (RJS)

Count Charge Maximum Penalties

5 yrs. imprisonment; 3 yrs. sup. release; fine of the
ONE Conspiracy greatest of $250,000 or twice the gross gain or loss;
mandatory $100 special assessment; restitution.
20 yrs. imprisonment; 3 yrs. sup. release; fine of the
TWO Securities Fraud greatest of $5,000,000 or twice the gross gain or
loss; mandatory $100 special assessment; restitution.
5 yrs. imprisonment; 3 yrs. sup. release; fine of the
THREE Investment Adviser Fraud greatest of $10,000 or twice the gross gain or loss;
mandatory $100 special assessment; restitution.
20 yrs. imprisonment; 3 yrs. sup. release; fine of the
FOUR Falsifying Books and Records of greatest of $5,000,000 or twice the gross gain or
a Broker Dealer loss; mandatory $100 special assessment; restitution.
5 yrs. imprisonment; 3 yrs. sup. release; fine of the
FIVE Falsifying Books and Records of greatest of $10,000 or twice the gross gain or loss;
an Investment Adviser mandatory $100 special assessment; restitution.
20 yrs. imprisonment; 3 yrs. sup. release; fine of the
SIX Mail Fraud greatest of $250,000 or twice the gross gain or loss;
mandatory $100 special assessment; restitution.
20 yrs. imprisonment; 3 yrs. sup. release; fine of the
SEVEN Wire Fraud greatest of $250,000 or twice the gross gain or loss;
mandatory $100 special assessment; restitution.
20 yrs. imprisonment; 3 yrs. sup. release; fine of the
EIGHT International Money Laundering greatest of $500,000, or twice the value of the
To Promote Specified Unlawful monetary instruments or funds involved, or twice the
Activity gross gain or loss; mandatory $100 special
assessment; restitution.
5 yrs. imprisonment; 3 yrs. sup. release; fine of the
NINE Perjury greatest of $250,000, or twice the gross gain or loss;
mandatory $100 special assessment; restitution.
5 yrs. imprisonment; 3 yrs. sup. release; fine of the
TEN Federal Income Tax Evasion greatest of $250,000 or twice the gross gain or loss;
costs of prosecution; $100 special assessment.