Reexam Control No.: 95/001,166
Attomey Docket No. 2805.003REX8
Remarks
Claims 1-25 of U.S. Patent No. 7,287,109 (“the ‘109 patent”) are currently subject to
inter partes reexamination. All the claims stand rejected in the Office Action dated May 15th
2009 (“Office Action”). The patent owner Rambus respectfully traverses, Based on the
following remarks, Rambus respectfully requests that the Examiner reconsider all outstanding
rejections and that they be withdrawn.
Section I provides a brief description of the applied references. Section II addresses the
adopted substantive rejections in the order they were presented in the Office Action. Section IIT
presents objective indicia of non-obviousness. Section IV briefly addresses claim construction
issues in this reexamination.
I. BACKGROUND
A. Brief Description of the Applied References
J. U.S, Pat. No. 6,584,037 and U.S. Pat. No. 5,319,755 to Farmwald ef al.
‘The disclosures of U.S. Pat. No. 6,584,037 and U.S. Pat, No. 5,319,755 (collectively “the
Farmwald patents”) are sufficiently similar for them to be discussed concurrently in this
background section. Citation in this section will be to the ‘037 patent. Unless otherwise noted,
substantially identical material will be present in the ‘755 patent at a similar location. The
Farmwald patents claim priority to the same original application—Application No, 07/510,898,
filed on April 18, 1990. The patent owner Rambus also owns the Farmwald patents. Farmwald
“755 was cited and applied during original prosecution of the above captioned ‘109 patent and
the ‘037 disclosure is cumulative to the *755 patent disclosure.
The Farmwald patents describe in one embodiment a system where a write request is
provided to the memory device and in response to that request, the memory device will sample
data after a delay time has transpired. (‘755 patent, 8:56-12:24.) Additionally, in another
embodiment, a transceiver is disclosed that addresses the problem of the physical limitation on
the number of memory devices that can be connected to a single bus. (‘755 patent, 20:47-22:31.)
2. U.S. Pat. No. 5,218,684 to Hayes ef al.
Many early DRAM devices were asynchronous, meaning that transmission of command
and address information was not timed according to a clock signal. U.S. Patent Number
5,218,684 to Hayes (“Hayes”) discloses an example of such an asynchronous system that
includes a memory controller that interfaces with asynchronous memory devices. (Hayes, 4:1-4;
4:22-24; 6:1-20.). More specifically, Hayes relates to “a method and apparatus for configuring
additional memory used with a stand alone digital computer system including a single board
central processing unit and limited on-board memory. The invention provides an efficient
memory system configuration adaptable to accommodate and effectively utilize additional
memory that is not of a pre-determined size and also that is not physically restricted to be
connected in any specific backplane slot.” (Hayes, 1:11-19)
3. A.500-Megabyte/s Data-Rate 4.5M DRAM, by Kushiyama et al.
‘The 500-Megabyte/s Data-Rate 4.5M DRAM article, by Kushiyama et al. (“Kushiyama”)
appears to have been published in the April 1993 volume of IEEE Journal of Solid-State Circuits.
Kushiyama describes a request-oriented synchronous DRAM device.
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Attorney Docket No. 2805,003REX8
4, High Speed DRAMs with Innovative Architectures by Ohshima
‘The High Speed Innovative DRAMs with Innovative Architectures article by Ohshima et
al. (“Ohshima”) appears to be an article published in an August 1994 issue of IEICE Transactions
on Electronics. Ohshima discusses several different types of DRAMs that it labels Synchronous
DRAM (“SDRAM”), cache DRAM, and Rambus DRAM (“RDRAM”), which is also
synchronous.
5. Future of DRAMs by Nicky C-C Lu et al.
‘The Future of DRAMs by Nicky C-C Lu et al. (“Lu”) appears to be a preview for a panel
discussion given at the 1988 IEEE International Solid State Circuits Conference. The digest
indicates that the panel discussion was expected to address high-speed DRAM. Rambus notes
that Lu is not a digest of what actually was discussed. Rather, it is simply a preview of what was
expected to be discussed during the IEEE panel discussion. (Murphy Dec., | 36.) Lu is
exceedingly brief and does not provide any details; nor does it provide any enabling technical
disclosure.
6. The RAM Reference by Intel Corporation
The iRAM reference appears to be an excerpt from a 1985 Memory Components
Handbook by Intel Corporation. For completeness, Rambus provides thee entire handbook.
iRAM discloses an “Integrated RAM” or “iRAM” for “relatively small memories in
microprocessor environments.” (RAM, 1-1.) One of ordinary skill in the art would interpret
the RAM reference as being directed to only asynchronous systems. Further, the majority of its
teachings are narrowly directed to integrating “a dynamic RAM and its control and refresh
circuitry on one substrate, [thereby] creating a chip that has dynamic RAM density
characteristics, but looks like a static RAM to users.” (RAM, 1-2.)
Il, _ RESPONSE TO SUBSTANTIVE REJECTIONS
A. Review of Legal Standards Governing the Rejection
1, Standard of Review
‘The standard of review for determining patentability is “preponderance of the evidence.”
(MPEP § 706.1.) The examiner must weigh the evidence presented for and against patentability
and if it is more likely than not that the claims are patentable, they must be allowed. (Id.)
Patentability is determined through the lens of one having ordinary skill in the art at the time the
application was filed. Phillips v. AWH Corp., 415 F.3d 1303, 1316 (Fed. Cir. 2005) (en banc),
Further, the scope of the claims in patent applications is to be determined “not solely on the basis,
of the claim language, but upon giving claims their broadest reasonable construction “in light of
the specification as it would be interpreted by one of ordinary skill in the art.” Id, (quoting In re
Am, Acad. of Sci. Tech. Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004)).
2. Anticipation
For a prior art reference to anticipate the claimed invention, it must disclose each and
every element as set forth in the claim. See Finnigan Corp. v. United States Int'l Trade Comm'n,
180 F.3d 1354, 1365-66 (Fed. Cir. 1999). The requirement of strict identity between the claim
and the prior art reference is not met if a single element or limitation required by the claim isReexam Control No.: 95/001,166
Attomey Docket No. 2805,003REX8
missing from the prior art source. See Structural Rubber Prods. Co. v. Park Rubber Co., 749
F.2d 707, 716 (Fed. Cir. 1984),
3. Obviousness
“A patent may not be obtained . .. if the differences between the subject matter sought to
be patented and the subject matter as a whole would have been obvious at the time the invention
was made to a person of ordinary skill in the art to which the subject matter pertain.” 35 U.S.C.
§103(a). In KSR Int'l v. Teleflex 550 U.S. 398 (2006), the Supreme Court reaffirmed its decision
in Graham v. John Deere that said to find an invention obvious “the scope and content of the
prior art [must] be determined; differences between the prior art and the claims at issue [must] be
ascertained; and the level of ordinary skill in the pertinent art [must be] resolved.” Graham v.
John Deere Co., 383 US. 1, 17 (1966). Graham also set forth “secondary considerations”
relevant to nonobviousness such as “commercial success, long felt but unsolved needs, [and]
failure of others.” Id. at 17-18.
To guard against impermissible hindsight, the Office must fully articulate its obviousness.
rejections, See In re Kahn, 441 F.3d 977, 986 (Fed. Cir. 2006). For instance, the Examiner may
not use the challenged claims as a roadmap on how to combine references. Instead, the Examiner
must rely solely on the prior art teachings and knowledge of a person of ordinary skill at the time
the invention was made to determine whether an invention is obvious. See id’; see also MPEP
2145.X.A. For this reason, obviousness analysis is not an armchair exercise. If a person of skill
in the art would not have identified the proposed combination, or if the proposed modification
would have been inoperable, a conclusion of obviousness is improper. Further, “[if [a] proposed
modification would render the prior art invention being modified unsatisfactory for its intended
purpose, then there is no suggestion or motivation to make the proposed modification.” MPEI
2143.01.V.
An Examiner must also weigh teachings in favor of combination against teachings against
the combination. “A prior art reference that ‘teaches away” from the claimed invention is a
significant factor to be considered in determining obviousness”. MPEP 2145.X.D.1. “It is
improper to combine references where the references teach away from their combination.”
MPEP 2145.X.D.2.
Using these legal standards, each of the substantive rejections in the Office Action is
addressed below in the order they were presented in the Office Action.
B. Rebuttal of Rejection of Claims 1-6, 11-13, and 20-24 over Farmwald ‘037 for
Double Patenting
Claims 1-6, 11-13, and 20-24 stand rejected over Farmwald ‘037 for obviousness-type
double patenting. Patent Owner respectfully traverses. Obviousness-type double patenting is a
judicially-created doctrine designed to prevent unjustified extension of the patent term. “A
nonstatutory obviousness-type double patent rejection is appropriate where the conflicting claims
are not patentably distinct from the reference claim(s) because the examined application claim is
either anticipated by, or would have been obvious over, the reference claimn(s).” MPEP 804.B.1.
“An obviousness rejection must make clear [t]he differences between the inventions defined by
the conflicting claims—a claim in the [prior] patent compared to a claim in the [patent under
examination].” MPEP 804 (emphasis added). Therefore, to make an obviousness-type double
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