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Nation's Largest Broker/Dealer Commonwealth Financial Network - Forced to Repay Investors per Consent Order

Nation's Largest Broker/Dealer Commonwealth Financial Network - Forced to Repay Investors per Consent Order

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Published by Craig Shibley
In May 2013 Commonwealth Equity Services LLP, d/b/a/ Commonwealth Financial Network, was one of five independent investment brokers cited by the MA Secretary of State's Securities Division, for illegal activities related to REITs( Real Estate Investment Trusts).

CFN, and the other four firms, were required to pay restitution as well as return $11-million dollars.

CFN is the registered broker/dealer for Bartholomew & Company Inc. which has long invested Barre Inc.'s money.
In May 2013 Commonwealth Equity Services LLP, d/b/a/ Commonwealth Financial Network, was one of five independent investment brokers cited by the MA Secretary of State's Securities Division, for illegal activities related to REITs( Real Estate Investment Trusts).

CFN, and the other four firms, were required to pay restitution as well as return $11-million dollars.

CFN is the registered broker/dealer for Bartholomew & Company Inc. which has long invested Barre Inc.'s money.

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Categories:Types, Legal forms
Published by: Craig Shibley on Mar 09, 2014
Copyright:Attribution Non-commercial

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04/08/2014

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