You are on page 1of 51

STATE OF NEW YORK

OFFICE OF THE STATE COMPTROLLER


OFFICE OF OPERATIONS
DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES
BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION

Comptrollers Monthly Report


On State Funds Cash Basis of Accounting
(Pursuant to Section 8(9-a) of the State Finance Law)

February 2014

THOMAS P. DiNAPOLI
STATE COMPTROLLER

STATE OF NEW YORK


OFFICE OF OPERATIONS
DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES
BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION
COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING
February 28, 2014
TABLE OF CONTENTS

Combined Statements of Cash Receipts, Disbursements and Changes in Fund Balances


Exhibit A
Exhibit A Supplemental
Notes to Financial Statements
Exhibit B
Exhibit C
Exhibit D
Exhibit E
Cash Flow- Governmental
Cash Flow- Tax Receipts

Governmental Funds
Governmental Funds - Classified by State, Federal Support and Capital Spending
Proprietary Funds
Trust Funds
Governmental Funds - Budgetary Basis - Financial Plan and Actual
Comparative Schedule of Tax Receipts
Governmental Funds- Cash Flow
Governmental Funds- Cash Flow Schedule of Tax Receipts

2
3
4
7
8
9
12
13
14

Combining Statements of Cash Receipts, Disbursements and Changes in Fund Balances


Exhibit F
Exhibit F Tax
Exhibit G
Exhibit G State
Exhibit G Federal
Exhibit G Tax
Exhibit H
Exhibit I
Exhibit I State
Exhibit I Federal
Exhibit J
Exhibit K
Exhibit L
Exhibit M

General Fund- Statement of Cash Flow


General Fund- Cash Flow Schedule of Tax Receipts
Special Revenue Funds Combined- Statement of Cash Flow
Special Revenue Funds State - Statement of Receipts and Disbursements
Special Revenue Funds Federal- Statement of Receipts and Disbursements
Special Revenue Funds- Cash Flow Schedule of Tax Receipts
Debt Service Funds Statement of Cash Flow
Capital Projects Funds- Statement of Receipts and Disbursements
Capital Projects Funds State- Statement of Receipts and Disbursements
Capital Projects Funds Federal- Statement of Receipts and Disbursements
Enterprise Funds- Statement of Cash Flow
Internal Service Funds- Statement of Cash Flow
Pension Trust Funds- Statement of Cash Flow
Private Purpose Trust Funds- Statement of Cash Flow

15
16
17
18
19
20
21
22
23
24
25
26
27
28

Governmental Funds- Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Proprietary Funds- Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Fiduciary Funds- Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Sole Custody and Investment Accounts- Statement of Cash Receipts and Disbursements
Debt Service Funds- Statement of Direct State Debt Activity
Debt Service Funds- Financing Agreements
Summary of the Operating Fund Investments
HCRA Resources Fund - Statement of Receipts and Disbursements by Account
HCRA Resources Fund - Statement of Program Disbursements
American Recovery and Reinvestment Act of 2009- Schedule of Disbursements of Federal Awards
HCRA Public Goods Pool - Statement of Cash Flow
HCRA Medicaid Disproportionate Share - Statement of Cash Flow
Public Authority Off Budget Spending Report
Schedule of Month-End Temporary Loans Outstanding

29
32
33
34
35
36
37
38
39
41
43
44
45
46

Supplementary Schedules
Schedule 1
Schedule 2
Schedule 3
Schedule 4
Schedule 5
Schedule 5a
Schedule 6
Appendix A
Appendix B
Appendix C
Appendix D
Appendix E
Appendix F
Appendix G

STATE OF NEW YORK


GOVERNMENTAL FUNDS
CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)
EXHIBIT A

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements

GENERAL
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

SPECIAL REVENUE
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

DEBT SERVICE
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

(6)

27,172.0
5,964.4
3,920.8
1,198.5
2,640.8
0.2
40,896.7

121.9
50.7
129.8
1,521.3
3,036.7
4,860.4

3,128.4
1,935.1
1,100.0
1,105.8
15,277.9
37,660.9
60,208.1

789.7
402.0
69.9
62.0
35.0
1,358.6

10,100.1
5,328.4
749.4
609.0
70.9
16,857.8

38.8
51.7
11.9
157.6
142.7
402.7

530.2
598.9
107.2
3,341.9
2,200.2
6,778.4

MONTH OF
FEB. 2014
$

3,158.8
1,000.9
139.1
317.7
2,034.6
3,214.5
9,865.6

TOTAL GOVERNMENTAL FUNDS


11 MOS. ENDED
MONTH OF
FEB. 28, 2014
FEB. 2013
$

40,400.5
13,758.1
5,619.7
3,160.9
21,869.6
39,932.2
124,741.0

2,450.1
1,014.9
232.5
242.2
2,082.2
3,598.1
9,620.0

11 MOS. ENDED
FEB. 28, 2013
$
$

37,810.9
13,273.8
6,011.5
2,792.7
21,043.8
37,961.9
118,894.6

YEAR OVER YEAR


$ Increase/
% Increase/
(Decrease)
Decrease
$

2,589.6
484.3
(391.8)
368.2
825.8
1,970.3
5,846.4

6.8%
3.6%
-6.5%
13.2%
3.9%
5.2%
4.9%

(3)(4)(5)

(1)(5)

Excess (Deficiency) of Receipts


over Disbursements

1,009.6
0.7
3.8

14,296.2
5.7
920.4

335.3
0.9
20.9

9,440.9
5.2
306.7

0.1
15.4
0.9

24.0
417.0
39.0

1,345.0
17.0
25.6

23,761.1
427.9
1,266.1

1,168.2
200.9
15.3

23,264.0
389.9
1,048.3

497.1
38.0
217.8

2.1%
9.7%
20.8%

1,083.8
100.3
19.8
106.6
15.2
10.6
2,350.4

11,378.4
693.1
177.1
2,444.8
94.5
97.5
30,107.7

2,362.7
268.6
76.6
218.5
4.4
286.7
3,574.6

27,044.3
3,814.3
1,848.1
4,414.2
251.8
4,431.3
51,556.8

79.3
15.0
12.0
41.0
163.7

414.4
110.0
330.4
704.4
2,039.2

3,446.5
448.2
96.4
340.1
31.6
338.3
6,088.7

38,422.7
4,921.8
2,025.2
6,969.0
676.7
5,233.2
83,703.7

3,626.2
318.6
291.1
507.7
47.7
318.2
6,493.9

37,628.9
4,669.6
1,578.6
6,935.2
622.1
4,687.4
80,824.0

793.8
252.2
446.6
33.8
54.6
545.8
2,879.7

2.1%
5.4%
28.3%
0.5%
8.8%
11.6%
3.6%

406.2
143.3
268.8

5,194.2
1,463.6
4,430.6

558.3
466.2
312.2

6,776.4
4,358.6
2,260.8

2.1
-

28.7
-

964.5
611.6
581.0

11,970.6
5,850.9
6,691.4

975.7
595.4
454.7

12,045.4
5,303.0
5,027.6

(74.8)
547.9
1,663.8

-0.6%
10.3%
33.1%

3,168.7

41,196.1

0.4
4,911.7

2.1
64,954.7

528.6
530.7

4,068.6
4,097.3

439.9
603.6

528.6
440.3
9,214.7

4,068.6
5,011.0
117,296.2

792.2
479.2
9,791.1

4,583.3
4,918.0
112,701.3

(514.7)
93.0
4,594.9

-11.2%
1.9%
4.1%

650.9

7,444.8

6,193.3

1,251.5

20.2%

23,728.0
(23,767.3)
(39.3)

2,179.6
2,180.2
(0.6)

0.0%
9.2%
9.2%
-1.5%

6,154.0

1,250.9

20.3%

75.2

OTHER FINANCING SOURCES (USES):


Bond Proceeds (net)
Transfers from Other Funds
(2)
Transfers to Other Funds
(2)
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

2,369.1
438.2
36.7
106.1
293.7
0.1
3,243.9

CAPITAL PROJECTS
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

5,008.9
7,048.1

(299.4)

(51.3)

(4,746.6)

827.9

12,760.5

(200.9)

(269.7)

796.2
(159.3)
636.9

14,232.3
(6,703.6)
7,528.7

285.7
(145.9)
139.8

6,505.2
(2,595.5)
3,909.7

92.0
(983.7)
(891.7)

4,248.2
(15,562.6)
(11,314.4)

142.7
(31.0)
111.7

921.9
(1,085.8)
(163.9)

712.1

7,229.3

88.5

(836.9)

(63.8)

1,446.1

(89.2)

(433.6)

8,127.2
$

8,839.3

1,610.0
$

8,839.3

1,447.9
$

1,536.4

2,373.3
$

1,536.4

1,889.0
$

1,825.2

379.1
$

1,825.2

(830.4)
$

(919.6)

1,316.6
(1,319.9)
(3.3)

(919.6)

25,907.6
(25,947.5)
(39.9)

647.6

(486.0)
$

11,281.3

1,654.6
(1,636.5)
18.1

7,404.9

10,633.7
$

(171.1)

(153.0)

3,876.4
$

11,281.3

9,667.3
$

9,514.3

3,360.3
$

9,514.3

516.1

15.4%

1,767.0

18.6%

STATE OF NEW YORK


GOVERNMENTAL FUNDS
CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
CLASSIFIED BY STATE, FEDERAL SUPPORT AND CAPITAL SPENDING (*)
(amounts in millions)
EXHIBIT A
SUPPLEMENTAL

GENERAL
MONTH OF
11 MOS. ENDED
FEB. 2014
FEB. 28, 2014
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
'
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation

(6)

27,172.0
5,964.4
3,920.8
1,198.5
2,640.8
0.2
40,896.7

121.9
50.7
129.8
1,507.2
1,809.6

3,128.4
1,935.1
1,100.0
1,105.8
15,113.8
0.3
22,383.4

TOTAL
STATE OPERATING FUNDS
MONTH OF
11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

DEBT SERVICE
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014
$

789.7
402.0
69.9
62.0
35.0
1,358.6

10,100.1
5,328.4
749.4
609.0
70.9
16,857.8

3,158.8
962.1
87.4
305.8
1,862.9
35.1
6,412.1

40,400.5
13,227.9
5,020.8
3,053.7
18,363.6
71.4
80,137.9

FEDERAL
SPECIAL REVENUE
MONTH OF
11 MOS. ENDED
FEB. 2014
FEB. 28, 2014
$

14.1
3,036.7
3,050.8

164.1
37,660.6
37,824.7

CAPITAL PROJECTS
MONTH OF
11 MOS. ENDED
FEB. 2014
FEB. 28, 2014
$

38.8
51.7
11.9
157.6
142.7
402.7

530.2
598.9
107.2
3,341.9
2,200.2
6,778.4

SPECIAL REVENUE
ELIMINATIONS
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014
$

TOTAL
GOVERNMENTAL FUNDS
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014
$

3,158.8
1,000.9
139.1
317.7
2,034.6
3,214.5
9,865.6

40,400.5
13,758.1
5,619.7
3,160.9
21,869.6
39,932.2
124,741.0

(3)(4)(5)

Total Local Assistance Grants


Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
(1)(5)
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Bond Proceeds (net)
Transfers from Other Funds
(2)
Transfers to Other Funds
(2)
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses

1,009.6
0.7
3.8

14,296.2
5.7
920.4

142.6
0.8
18.7

6,161.0
4.2
233.5

1,152.2
1.5
22.5

20,457.2
9.9
1,153.9

192.7
0.1
2.2

3,279.9
1.0
73.2

0.1
15.4
0.9

24.0
417.0
39.0

1,345.0
17.0
25.6

23,761.1
427.9
1,266.1

1,083.8
100.3
19.8
106.6
15.2
10.6
2,350.4

11,378.4
693.1
177.1
2,444.8
94.5
97.5
30,107.7

278.4
157.9
2.7
0.5
3.9
283.6
889.1

4,421.1
2,345.8
80.0
3.8
245.8
4,386.9
17,882.1

1,362.2
258.2
22.5
107.1
19.1
294.2
3,239.5

15,799.5
3,038.9
257.1
2,448.6
340.3
4,484.4
47,989.8

2,084.3
110.7
73.9
218.0
0.5
3.1
2,685.5

22,623.2
1,468.5
1,768.1
4,410.4
6.0
44.4
33,674.7

79.3
15.0
12.0
41.0
163.7

414.4
110.0
330.4
704.4
2,039.2

3,446.5
448.2
96.4
340.1
31.6
338.3
6,088.7

38,422.7
4,921.8
2,025.2
6,969.0
676.7
5,233.2
83,703.7

406.2
143.3
268.8

5,194.2
1,463.6
4,430.6

511.7
330.2
257.5

6,209.5
3,372.6
1,960.9

2.1
-

28.7
-

917.9
475.6
526.3

11,403.7
4,864.9
6,391.5

46.6
136.0
54.7

566.9
986.0
299.9

964.5
611.6
581.0

11,970.6
5,850.9
6,691.4

3,168.7

41,196.1

0.4
1,988.9

2.1
29,427.2

528.6
530.7

4,068.6
4,097.3

528.6
0.4
5,688.3

4,068.6
2.1
74,720.6

2,922.8

35,527.5

439.9
603.6

528.6
440.3
9,214.7

4,068.6
5,011.0
117,296.2

723.8

5,417.3

128.0

2,297.2

(200.9)

(269.7)

650.9

7,444.8

25,544.6
(23,063.9)
2,480.7

(163.2)
(163.2)

(2,356.7)
(2,356.7)

142.7
(31.0)
111.7

921.9
(1,085.8)
(163.9)

75.2

Beginning Fund Balances (Deficits)


Ending Fund Balances (Deficits)

2,369.1
438.2
36.7
106.1
293.7
0.1
3,243.9

STATE OPERATING FUNDS


STATE SPECIAL REVENUE
MONTH OF
11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

5,008.9
7,048.1

(299.4)

(179.3)

(7,043.8)

827.9

12,760.5

796.2
(159.3)
636.9

14,232.3
(6,703.6)
7,528.7

384.6
(81.6)
303.0

7,064.1
(797.7)
6,266.4

92.0
(983.7)
(891.7)

4,248.2
(15,562.6)
(11,314.4)

712.1

7,229.3

123.7

(63.8)

1,446.1

772.0

7,898.0

(35.2)

(59.5)

(89.2)

(433.6)

647.6

7,404.9

8,127.2

1,610.0

1,469.3

379.1

11,485.5

4,359.5

(21.4)

2.9

(830.4)

(486.0)

10,633.7

3,876.4

8,839.3

8,839.3

1,593.0

(777.4)
2,370.4
$

1,593.0

1,889.0
$

1,825.2

1,825.2

1,272.8
(1,224.6)
48.2

12,257.5

12,257.5

(56.6)

(56.6)

(919.6)

(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal funds) and Debt Service Funds.
Federal Special Revenue Funds account for all non-capital Federal operating grants received by the State.
Capital Projects Funds includes all capital activities regardless of funding source.

(919.6)

(98.9)
98.9
-

(558.9)
558.9
-

1,316.6
(1,319.9)
(3.3)

11,281.3

25,907.6
(25,947.5)
(39.9)

11,281.3

GOVERNMENTAL FUNDS FOOTNOTES

February 2014 - EXHIBIT A Notes

1. Certain disbursements from Capital Projects funds are financed by operating transfers from other
funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities
and the Federal Government. The amounts shown below represent disbursements to be
reimbursed in future months from the sources indicated
Urban Development Corporation (Correctional Facilities)
Urban Development Corporation (Youth Facilities)
Housing Finance Agency (HFA)
Housing Assistance Fund
Dormitory Authority (Mental Hygiene)
Dormitory Authority and State University Income Fund
Federal Capital Projects
State bond and note proceeds

EPIC Premium Account


Encon Special Revenue Acccount
Federal Department of Health Services Account
Federal Operating Grants Account
Federal Special Revenue Fund
Fire Prevention & Code Enforcement Account
Indigent Legal Services Fund
Professional Education Services Account
Quality of Care Account
Revenue Arrearage Account
State Police Motor Vehicle Law Account
Statewide Public Safety Communications Account
SUNY Income Fund
Surplus Property Account
Tribal State Compact Revenue
Unemployment Insurance - Interest & Penalty Account
Youth Facilities Per Diem Account
Miscellaneous State Special Revenue Fund

$69.5 million
6.7
124.6
13.2
372.6
106.7
193.0
20.6

2. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to
fund through which disbursements will ultimately be made. The more significant transfers include

51.8
2.7
114.5
10.0
7.8
6.0
5.5
2.8
7.4
21.6
70.0
10.0
46.5
3.0
230.0
3.2
24.8
8.5

General Fund Transfers to Other Funds are as follows


Debt Service Funds Transfers To Other Funds includes transfers to the General Fund from the
State Capital Projects Fund
General Debt Service Fund
Alcohol Beverage Control Account
Banking Services Account
Centralized Tech Services Account
Charter School Stimulus
Court Facilities Incentive Aid Fund
Financial Crimes Revenue Account
Financial Management Systems
Housing Debt Fund
Indigent Legal Services
Mental Hygiene Program Account
Mental Hygiene Patient Income Account
MTA Financial Assistance Fund
MTA Operating Assistance Fund
NYC County Courts Operating Fund
Procurement Revenue Account
SUNY - Hospitals IFR Account
SUNY General Revenue Offset Account
Revenue Arrearage Account

$650.6 million
1,448.8
14.2
35.9
30.0
4.8
107.0
16.0
52.6
2.2
28.4
552.8
636.6
327.7
38.0
4.9
3.0
60.3
970.7
3.0

following funds:
Revenue Bond Tax Fund
Local Government Assistance Tax Fund
Sales Tax Revenue Bond Tax Fund
Clean Water/Clean Air Fund

Also included in Debt Service funds are transfers to Special Revenue funds representing receipts in
excess of lease-purchase obligations that are used to finance a portion of the operating expenses for
Departments of Health ($133.8m), Mental Hygiene ($1,561.9m) and the State University ($281.9m).

Capital Projects Funds Transfers To Other Funds includes transfers to the General Fund ($20.1m)
and the General Debt Service Fund ($1,065.7m)

3. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances
of medical assistance payments previously made from appropriated State and Federal funds. These
monies are initially credited to an agency escrow account and shortly after receipt are allocated and
refunded to State or Federal fund appropriations from which the medical assistance payments were
originally made.

Also included in the General Fund are transfers representing payments for patients residing in State
operated Health, Mental Hygiene and State University facilities to Debt Service funds ($16.5m), the
State University Income Fund ($167.5m), the Mental Hygiene Program Account ($1,532.0m) and
Miscellaneous State Special Revenue Fund ($0.1m)

At month end, the following balances remained in agency escrow accounts. For accounting purposes
adjustments have been made to reduce medical assistance spending and count these monies a
financial resources of the General Fund and the Special Revenue Federal Fund

72(4)(b) was added to the State Finance Law in 2010 to permit the State's General Debt Service
Fund to maintain a cash reserve for the payment of debt service, and related expenses, during
the current fiscal quarter. As of February 28, 2014 - pursuant to a certification of the Budget Director
the reserve amount is ($307.0m), which was funded by a transfer from the General Fund

Allocation of Month-End Balances


General Fund

Special Revenue Funds Transfers To Other Funds includes transfers to Debt Service funds o

Medicaid Recoveries - Health Facilities


Medicaid Recoveries - Audit
Medicaid Recoveries - Third Parties
Pharmacy Rebates
Medicare Catastrophic Recovery
Medicaid "Windfall" Recovery
Total

($1,665.1m) representing the federal share of Medicaid payments for patients residing in State
operated Health and Mental Hygiene facilities and transfers to the Capital Projects funds ($255.9m)
Also included in Special Revenue funds are transfers to the General Fund from the following
DMV Compulsory Account
DOL - Fee & Penalty Account

$7,857.3 million
2,399.5
2,649.6
663.1

$3.0 million
9.4

1,909,713
1,909,713

Special Revenue- Federal


$

740,863
1,654,230
4,744,259
444,040
7,583,391

GOVERNMENTAL FUNDS FOOTNOTES (continued)

February 2014 - EXHIBIT A Notes

4. A portion of Personal Income Tax receipts is transferred to the State Special Revenue School Tax
Relief (STAR) Fund to be used to reimburse school districts for the STAR property tax exemptions
for homeowners and payments to homeowners for the STAR Property Rebate Program. Local
Assistance Education grant payments total ($422.1m) for the month of June, ($188.9m) for the month
of September, ($7.5m) for the month of October, ($32.6m) in November, ($158.4) for the month of
December and ($2,318.9m) in January.

5. In January 2014, there were several Department of Transportation programs identified within the Capital
Projects funds that were incorrectly coded to the Capital Projects account code. As a result of the analysis,
Capital Projects disbursements have been reduced and Local Assistance Grants disbursements have been
increased in the current and prior year, as follows (amounts in millions):
2013-14

September

January

2012-13

62.5

12.7

February

0.5
$

75.7

99.2
0.1

99.3

Exhibit A Notes
February 2014

GOVERNMENTAL FUNDS FOOTNOTES (continued)


6. Miscellaneous receipts in Governmental Funds include:
(amounts in millions)

GENERAL
FUND

Abandoned Property
Abandoned Property
Bottle Bill
Assessments
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits
Alcohol Beverage Control Licensing
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
TOTAL

340.7
73.6

SPECIAL
REVENUE

9.6
-

DEBT
SERVICE

CAPITAL
PROJECTS

15.0

11 Months Ended February 28


2014
2013

350.3
88.6

$ Increase/
(Decrease)

456.0
91.8

($105.7)
(3.2)

290.7
79.9
224.6
0.3

761.9
4,359.7
36.7
189.3

37.4
-

1,090.0
4,439.6
261.3
189.6

764.9
4,464.1
297.3
192.8

325.1
(24.5)
(36.0)
(3.2)

60.0
178.8
203.9
0.6
12.8
581.5

1,027.3
43.6
9.0
452.5
150.0
192.8

37.4
0.1
631.3
19.4
71.7

60.0
1,243.5
247.6
9.6
1,083.8
182.2
846.0

56.4
1,198.6
229.1
10.6
1,179.1
140.8
858.0

3.6
44.9
18.5
(1.0)
(95.3)
41.4
(12.0)

0.2

497.6
2,199.5
840.9
24.3

0.3

0.5

497.6
2,199.5
840.9
25.3

2,146.4
797.8
24.0

497.6
53.1
43.1
1.3

13.9
97.3
149.4
0.1
3.9

22.0
20.5
7.2
5.5
110.6
9.0

8.4
199.9

2,478.6
8.1
4.3
9.5

2,500.6
34.4
104.5
163.0
123.4
222.3

2,458.1
26.5
103.0
203.8
255.5
399.2

42.5
7.9
1.5
(40.8)
(132.1)
(176.9)

70.9
134.1
84.3
0.3
36.9
2.1
2,640.8

85.2
6.3
5.4
1,965.6
123.3
61.2
78.6
66.3
21.3
1,895.2
15,277.9

400.4
609.0

1.5
13.0
13.1
1.0
3,341.9

157.6
6.3
5.4
134.1
2,366.0
123.3
158.5
78.9
116.3
24.4
1,895.2
21,869.6

155.3
2.6
5.5
107.9
2,203.8
117.1
123.3
99.5
72.5
15.8
1,786.7
21,043.8

2.3
3.7
(0.1)
26.2
162.2
6.2
35.2
(20.6)
43.8
8.6
108.5
825.8

EXHIBIT B

STATE OF NEW YORK


PROPRIETARY FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)

ENTERPRISE
MONTH OF
FEB. 2014
RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Unemployment Taxes
Total Receipts

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits
Total Disbursements

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources
over Disbursements and Other
Financing Uses

TOTAL PROPRIETARY FUNDS

11 MOS. ENDED
FEB. 28, 2014

MONTH OF
FEB. 2014

11 MOS. ENDED
FEB. 28, 2014

0.3
4.2
0.1
264.6
269.2

Excess (Deficiency) of Receipts


Over Disbursements

Beginning Fund Balances (Deficits)


Ending Fund Balances (Deficits)

3.8
4.5
260.7
269.0

INTERNAL SERVICE

145.2
1,431.6
2,738.1
4,314.9

6.0
132.6
1.9
4,166.6
4,307.1

35.1
35.1

395.2
395.2

MONTH OF
FEB. 2014

38.9
4.5
260.7
304.1

8.7
50.9
8.9
68.5

100.6
459.0
56.9
616.5

9.0
55.1
9.0
264.6
337.7

11 MOS. ENDED
FEB. 28, 2014

540.4
1,431.6
2,738.1
4,710.1

MONTH OF
FEB. 2013

106.6
591.6
58.8
4,166.6
4,923.6

59.0
145.7
318.3
523.0

11 MOS. ENDED
FEB. 28, 2013

8.6
36.0
20.3
464.0
528.9

459.8
2,973.1
3,091.2
6,524.1

101.0
474.6
45.0
6,067.9
6,688.5

(0.2)

7.8

(33.4)

(221.3)

(33.6)

(213.5)

(5.9)

(164.4)

3.4
(0.1)
3.3

65.8
(18.4)
47.4

3.4
(0.1)
3.3

65.8
(18.4)
47.4

4.0
(22.2)
(18.2)

71.0
(28.1)
42.9

(0.2)

7.8

(30.1)

(173.9)

(30.3)

(166.1)

(24.1)

(121.5)

91.7
91.5

83.7
91.5

(150.2)
(180.3)

(6.4)
(180.3)

(58.5)
(88.8)

77.3
(88.8) $

41.6
17.5

139.0
17.5

STATE OF NEW YORK


TRUST FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)

PENSION
MONTH OF
FEB. 2014
RECEIPTS:
Miscellaneous Receipts
Total Receipts

4.4
4.4

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Total Disbursements

2.1
0.6
2.7

Excess (Deficiency) of Receipts


Over Disbursements

1.7

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources
over Disbursements and Other
Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

PRIVATE PURPOSE

11 MOS. ENDED
FEB. 28, 2014

EXHIBIT C

93.8
93.8

MONTH OF
FEB. 2014

11 MOS. ENDED MONTH OF


FEB. 28, 2014
FEB. 2014

0.1
0.1

0.9
0.9

4.5
4.5

0.2
0.1
0.3

2.1
0.6
2.7

(7.7)

0.1

0.6

1.8

1.7

(7.7)

0.1

0.6

(13.1)
(11.4)

50.1
19.6
31.8
101.5

TOTAL TRUST FUNDS

(3.7)
(11.4)

10.8
10.9

10.3
10.9

11 MOS. ENDED
FEB. 28, 2014

94.7
94.7

MONTH OF
FEB. 2013

94.3
94.3

4.2
1.9
6.1

49.9
19.6
26.6
96.1

(7.1)

(1.9)

(1.8)

1.8

(7.1)

(1.9)

(1.8)

(2.3)
(0.5)

50.3
19.6
31.9
101.8

4.2
4.2

11 MOS. ENDED
FEB. 28, 2013

6.6
(0.5)

11.2
9.3

11.1
9.3

STATE OF NEW YORK


BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2014
FOR ELEVEN MONTHS ENDED FEBRUARY 28, 2014
(amounts in millions)

EXHIBIT D

ALL GOVERNMENTAL FUNDS

Financial Plan (*)


RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Total Receipts

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Bond and Note Proceeds, net
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at February 28
(*)

Actual

40,370.0
13,816.0
5,661.0
3,122.0
21,722.0
40,268.0
124,959.0

40,400.5
13,758.1
5,619.7
3,160.9
21,869.6
39,932.2
124,741.0

30.5
(57.9)
(41.3)
38.9
147.6
(335.8)
(218.0)

83,960.0
17,936.0
6,840.0
4,056.0
5,228.0
118,020.0

83,703.7
17,821.5
6,691.4
4,068.6
5,011.0
117,296.2

6,939.0

7,444.8

505.8

4.0
26,349.0
(26,386.0)

25,907.6
(25,947.5)

(4.0)
(441.4)
(438.5)

(33.0)

(39.9)

(6.9)

6,906.0

Actual
Over
(Under)
Financial Plan

3,877.0
10,783.0

Source: 2014-15 Executive Budget with 30 day amendments dated February 24, 2014.

(256.3)
(114.5)
(148.6)
12.6
(217.0)
(723.8)

7,404.9

3,876.4
11,281.3

498.9

(0.6)
498.3

STATE OF NEW YORK

EXHIBIT D

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL


STATE FISCAL YEAR ENDED MARCH 31, 2014
FOR ELEVEN MONTHS ENDED FEBRUARY 28, 2014
(amounts in millions)

(continued)

GENERAL

Financial Plan (*)


RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Bond and Note Proceeds, net
Transfers From:
PIT in excess of Revenue Bond Debt Service
Sales Tax in excess of LGAC / STRBF Debt Service
Real Estate Taxes in excess of CW/CA Debt Service
All Other
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Transfers To:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at February 28
(*)
(**)

27,150.0
5,985.0
3,945.0
1,195.0
2,537.0
-

Actual

27,172.0
5,964.4
3,920.8
1,198.5
2,640.8
0.2
-

22.0
(20.6)
(24.2)
3.5
103.8
0.2
-

Financial Plan (*)

3,128.0
1,945.0
1,109.0
1,106.0
15,135.0
38,072.0
-

Actual

3,128.4
1,935.1
1,100.0
1,105.8
15,277.9
37,660.9
-

Actual
Over
(Under)
Financial Plan

0.4
(9.9)
(9.0)
(0.2)
142.9
(411.1)
-

7,851.0
5,056.0
626.0
663.0
55,008.0

7,857.3
5,049.1
663.1
662.8
55,129.0

6.3
(6.9)
37.1
(0.2)
121.0

6,707.0
67,202.0

6,505.2
66,713.3

(201.8)
(488.7)

30,079.0
6,750.0
4,553.0
-

30,107.7
6,657.8
4,430.6
-

28.7
(92.2)
(122.4)
-

51,858.0
11,158.0
2,287.0
2.0

51,556.8
11,135.0
2,260.8
2.1

(301.2)
(23.0)
(26.2)
0.1

1,436.0
652.0
1,545.0
971.0
2,102.0
48,088.0

1,448.8
650.6
1,716.1 (**)
970.7
1,917.4
47,899.7

12.8
(1.4)
171.1
(0.3)
(184.6)
(188.3)

3,247.0
68,552.0

2,595.5
67,550.2

(651.5)
(1,001.8)

309.3

(1,350.0)

6,920.0

SPECIAL REVENUE
Actual
Over
(Under)
Financial Plan

1,610.0
8,530.0

7,229.3

1,610.0
8,839.3

309.3

2,371.0
1,021.0

Source: 2014-15 Executive Budget with 30 day amendments dated February 24, 2014.
Includes transfers to the Department of Health Income Fund, the State University Income Fund and the Mental Hygiene Program Account representing payments
for patients residing in State-Operated Health, Mental Hygiene and State University facilities.

10

(836.9)

2,373.3
1,536.4

513.1

2.3
515.4

STATE OF NEW YORK


BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2014
FOR ELEVEN MONTHS ENDED FEBRUARY 28, 2014
(amounts in millions)

EXHIBIT D
(continued)

DEBT SERVICE

Financial Plan (*)


RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Bond and Note Proceeds, net
Transfers from Other Funds
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Transfers to Other Funds
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at February 28
(*)

10,092.0
5,345.0
713.0
682.0
38.0
4,288.0
21,158.0

Actual

10,100.1
5,328.4
749.4
609.0
70.9
4,248.2
21,106.0

CAPITAL PROJECTS
Actual
Over
(Under)
Financial Plan

8.1
(16.6)
36.4
(73.0)
32.9
(39.8)
(52.0)

28.0
4,056.0
15,111.0
19,195.0

28.7
4,068.6
15,562.6
19,659.9

0.7
12.6
451.6
464.9

1,963.0

1,446.1

(516.9)

381.0
2,344.0

379.1
1,825.2

(1.9)
(518.8)

Source: 2014-15 Executive Budget with 30 day amendments dated February 24, 2014.

11

Financial Plan (*)

541.0
607.0
108.0
3,368.0
2,158.0
4.0
1,158.0
7,944.0

Actual

2,023.0
5,226.0
1,322.0
8,571.0

(485.0)
(1,112.0)

2,039.2
5,008.9
1,085.8
8,133.9

(627.0)

530.2
598.9
107.2
3,341.9
2,200.2
921.9
7,700.3

Actual
Over
(Under)
Financial Plan

16.2
(217.1)
(236.2)
(437.1)

(433.6)

(486.0)
(919.6)

(10.8)
(8.1)
(0.8)
(26.1)
42.2
(4.0)
(236.1)
(243.7)

193.4

(1.0)
192.4

STATE OF NEW YORK


GOVERNMENTAL FUNDS
COMPARATIVE SCHEDULE OF TAX RECEIPTS
(amounts in millions)
EXHIBIT E

PERSONAL INCOME TAX


Withholding
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Less: Refunds Issued
Total

GENERAL
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

SPECIAL REVENUE
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

DEBT SERVICE
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

CAPITAL PROJECTS
MONTH OF 11 MOS. ENDED
FEB. 2014
FEB. 28, 2014

MONTH OF
FEB. 2014

4,097.5
88.0
35.6
(24.3)
114.1
4,310.9
(789.7)
(1,152.1)
2,369.1

29,998.6
14,577.2
2,278.5
(591.8)
1,006.6
47,269.1
(3,128.4)
(10,100.1)
(6,868.6)
27,172.0

CONSUMPTION / USE TAXES


Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total

402.5
22.6
13.1
438.2

5,333.0
399.3
232.1
5,964.4

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total

50.5
2.4
12.2
(28.4)
36.7

2,137.6
387.6
775.0
620.6
3,920.8

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total

105.0
1.1
106.1

(0.2)
1,182.4
15.4
0.9
1,198.5

Total Tax Receipts

2,950.1

38,255.7

57.2
0.1
56.7
7.6
0.3
121.9

765.0
35.5
958.7
90.8
85.1
1,935.1

15.3
2.2
(4.3)
(3.7)
41.2
50.7

129.8
129.8
$

302.4

3,128.4
3,128.4

789.7
789.7

402.0
402.0

324.7
99.8
86.5
114.2
474.8
1,100.0

1,105.8
1,105.8

69.9
69.9

7,269.3

1,261.6

10,100.1
10,100.1

5,328.4
5,328.4

749.4
749.4
$

16,177.9

12

29.6
9.2
38.8

58.0
345.0
127.2
530.2

0.4
51.3
51.7

6.7
592.2
598.9

11.9
11.9

107.2
107.2

102.4

1,236.3

4,097.5
88.0
35.6
(24.3)
114.1
4,310.9
(1,152.1)
3,158.8

TOTAL GOVERNMENTAL FUNDS


11 MOS. ENDED
MONTH OF 11 MOS. ENDED
FEB. 28, 2014
FEB. 2013
FEB. 28, 2013

861.7
0.1
79.3
37.2
13.1
9.2
0.3
1,000.9

29,998.6
14,577.2
2,278.5
(591.8)
1,006.6
47,269.1
(6,868.6)
40,400.5

3,196.2
96.9
30.5
(25.6)
107.9
3,405.9
(955.8)
2,450.1

28,885.8
12,136.7
2,074.4
(276.7)
981.8
43,802.0
(5,991.1)
37,810.9

YEAR OVER YEAR


$ Increase /
% Increase /
(Decrease)
Decrease

1,112.8
2,440.5
204.1
315.1
24.8
3,467.1
877.5
2,589.6

3.9%
20.1%
9.8%
113.9%
2.5%
7.9%
0.0%
0.0%
14.6%
6.8%

11,426.4
93.5
1,358.0
435.8
232.1
127.2
85.1
13,758.1

858.2
(0.1)
92.8
39.6
14.4
9.6
0.4
1,014.9

10,851.2
86.2
1,440.6
452.0
224.8
136.1
82.9
13,273.8

575.2
7.3
(82.6)
(16.2)
7.3
(8.9)
2.2
484.3

5.3%
8.5%
-5.7%
-3.6%
3.2%
-6.5%
2.7%
3.6%

65.8
5.0
7.9
(32.1)
92.5
139.1

2,462.3
494.1
861.5
734.8
1,067.0
5,619.7

91.7
4.4
19.2
23.8
93.4
232.5

2,143.3
550.2
903.0
1,364.7
1,050.3
6,011.5

319.0
(56.1)
(41.5)
(629.9)
16.7
(391.8)

14.9%
-10.2%
-4.6%
-46.2%
1.6%
-6.5%

105.0
1.1
81.8
129.8
317.7

(0.2)
1,182.4
15.4
856.6
0.9
1,105.8
3,160.9

0.2
62.9
1.0
59.9
118.2
242.2

0.2
952.9
16.1
716.4
0.9
1,106.2
2,792.7

(0.4)
229.5
(0.7)
140.2
(0.4)
368.2

-200.0%
24.1%
-4.3%
19.6%
0.0%
0.0%
13.2%

4,616.5

62,939.2

3,939.7

59,888.9

3,050.3

5.1%

STATE OF NEW YORK


GOVERNMENTAL FUNDS (*)
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

2013
APRIL
Beginning Fund Balance

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

3,876.4

MAY
$

7,508.6

JULY
$

7,489.0

AUGUST
$

7,077.3

SEPTEMBER
$

6,954.5

OCTOBER
$

7,813.0

NOVEMBER

DECEMBER

7,896.1

6,522.2

2014
JANUARY
$

7,146.6

FEBRUARY
$

2,386.5
1,124.5
221.9
273.4
1,588.6
4,927.2

3,826.6
1,520.9
1,218.3
199.0
2,124.2
3,286.4

2,416.3
1,219.7
208.0
308.0
1,749.2
3,661.2

2,215.4
1,161.1
179.0
238.3
2,023.3
3,824.3

4,073.4
1,511.1
1,262.7
277.1
2,689.4
3,649.9

2,405.5
1,183.9
210.6
389.9
2,282.0
3,717.4

1,818.8
1,142.5
180.6
269.8
1,714.5
2,976.6

4,037.2
1,504.7
1,203.8
259.5
2,248.9
3,941.5

7,404.8
1,234.3
300.1
357.6
1,794.5
4,239.3

3,158.8
1,000.9
139.1
317.7
2,034.6
3,214.5

12,692.2

10,522.1

12,175.4

9,562.4

9,641.4

13,463.6

10,189.3

8,102.8

13,195.6

15,330.6

9,865.6

488.7
11.9
16.0

3,596.8
1.4
36.1

3,310.3
12.1
577.4

1,099.9
6.0
38.5

970.5
16.2
130.6

3,873.3
154.0
119.6

1,798.8
10.6
95.6

1,637.1
9.9
6.3

2,231.4
5.4
212.7

3,409.3
183.4
7.7

2,939.8
197.4
106.7
441.3
22.8
237.1
4,461.7

4,234.8
296.2
398.7
496.6
24.1
559.7
9,644.4

3,315.4
576.8
118.9
744.2
68.8
502.3
9,226.2

3,539.7
411.3
304.0
814.7
301.0
422.7
6,937.8

3,365.7
625.0
229.8
695.4
37.6
533.4
6,604.2

3,101.5
424.5
111.8
946.8
43.3
521.4
9,296.2

3,652.2
370.3
186.4
438.4
31.2
370.4
6,953.9

3,559.7
381.1
90.7
383.4
39.9
640.8
6,748.9

3,499.1
593.0
195.7
912.7
32.8
881.1
8,563.9

1,062.5
407.4
469.8

1,196.8
506.4
647.8

993.3
510.1
526.0

1,312.9
480.2
649.7

991.8
544.0
724.9

989.9
603.3
395.1

1,154.1
561.7
715.9

998.4
536.5
576.9

281.9
328.7

136.9
429.8

409.7
515.9

89.9
500.1

373.4
524.5

794.3
519.1

219.3
496.8

7,012.0

12,562.1

12,181.2

9,970.6

9,762.8

12,597.9

10,101.7

5,680.2

(2,040.0)

(5.8)

(408.2)

(121.4)

865.7

87.6

3,311.1
(3,314.0)

1,929.8
(1,934.9)

2,977.5
(2,991.3)

2,054.6
(2,058.1)

1,722.7
(1,724.1)

3,496.9
(3,504.1)

1,975.9
(1,980.4)

1,603.3
(1,605.4)

2,890.1
(2,891.3)

(2.9)

(5.1)

(13.8)

(3.5)

(1.4)

(7.2)

(4.5)

(2.1)

(1.2)

9,553.7

(2,045.1)
$

7,508.6

(19.6)
$

7,489.0

(411.7)
$

7,077.3

(122.8)
$

6,954.5

858.5
$

7,813.0

7,896.1

(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.

13

3,876.4

3,360.3

% Increase/
Decrease

516.1

15.4%

6.8%
3.6%
-6.5%
13.2%
3.9%
5.2%

37,810.9
13,273.8
6,011.5
2,792.7
21,043.8
37,961.9

2,589.6
484.3
(391.8)
368.2
825.8
1,970.3

124,741.0

118,894.6

5,846.4

4.9%

1,345.0
17.0
25.6

23,761.1
427.9
1,266.1

23,264.0
389.9
1,048.3

497.1
38.0
217.8

2.1%
9.7%
20.8%

3,768.3
598.0
186.1
755.4
43.6
226.0
9,177.8

3,446.5
448.2
96.4
340.1
31.6
338.3
6,088.7

38,422.7
4,921.8
2,025.2
,
6,969.0
676.7
5,233.2
83,703.7

37,628.9
4,669.6
1,578.6
,
6,935.2
622.1
4,687.4
80,824.0

793.8
252.2
446.6
33.8
54.6
545.8
2,879.7

2.1%
5.4%
28.3%
0.5%
8.8%
11.6%
3.6%

1,327.2
562.2
646.5

979.2
527.5
757.8

964.5
611.6
581.0

11,970.6
5,850.9
6,691.4

12,045.4
5,303.0
5,027.6

(74.8)
547.9
1,663.8

-0.6%
10.3%
33.1%

176.7
437.2

968.6
501.6

89.3
317.0

528.6
440.3

4,068.6
5,011.0

4,583.3
4,918.0

(514.7)
93.0

-11.2%
1.9%

9,474.6

12,570.0

11,848.6

9,214.7

117,296.2

112,701.3

4,594.9

4.1%

625.6

3,482.0

650.9

7,444.8

6,193.3

1,251.5

20.2%

25,907.6
(25,947.5)

23,728.0
(23,767.3)

2,179.6
2,180.2

0.0%
9.2%
9.2%

(39.9)

(39.3)

(1,373.9)
$

11 Months Ended Feb. 28


$ Increase/
2013
(Decrease)

2014

40,400.5
13,758.1
5,619.7
3,160.9
21,869.6
39,932.2

(1,371.8)

83.1
$

MARCH

10,633.7

6,657.2
1,154.5
495.6
270.6
1,620.4
2,493.9

5,677.3
$

9,553.7

JUNE

6,522.2

2,629.1
(2,624.0)

7,146.6

(3.3)

3,487.1
$

10,633.7

1,316.6
(1,319.9)

5.1

624.4
$

647.6
$

11,281.3

7,404.9
$

11,281.3

(0.6)

6,154.0
$

9,514.3

-1.5%

1,250.9

20.3%

1,767.0

18.6%

STATE OF NEW YORK


GOVERNMENTAL FUNDS (*)
CASH FLOW SCHEDULE OF TAX RECEIPTS
FISCAL YEAR 2013-2014
(amounts in millions)

11 Months Ended Feb. 28


2013
APRIL

MAY

JUNE

JULY

AUGUST

$ 2,502.6
5,828.8
1,474.0
(137.8)
106.7
9,774.3
(3,117.1)
6,657.2

$ 2,475.5
73.4
136.0
(9.1)
91.6
2,767.4
(380.9)
2,386.5

$ 2,225.6
1,798.1
52.7
(9.1)
68.4
4,135.7
(309.1)
3,826.6

$ 2,453.6
103.3
37.4
(10.0)
71.9
2,656.2
(239.9)
2,416.3

$ 2,279.5
66.1
36.5
(14.2)
102.1
2,470.0
(254.6)
2,215.4

944.1
2.2
123.0
34.6
17.8
12.9
19.9
1,154.5

929.8
0.1
123.0
40.2
19.9
10.9
0.6
1,124.5

1,291.1
26.4
125.6
43.5
23.5
10.6
0.2
1,520.9

967.8
149.0
41.7
27.1
13.7
20.4
1,219.7

966.0
121.5
44.6
18.1
10.2
0.7
1,161.1

1,270.1
36.5
129.1
41.9
21.7
11.4
0.4
1,511.1

956.5
(0.1)
133.3
41.7
18.6
14.0
19.9
1,183.9

374.9
5.1
9.0
16.6
90.0
495.6

117.7
2.8
3.1
1.0
97.3
221.9

471.3
146.5
270.1
223.6
106.8
1,218.3

71.6
1.4
3.6
30.3
101.1
208.0

33.3
1.6
11.5
28.4
104.2
179.0

503.9
166.6
285.2
203.7
103.3
1,262.7

109.4
(32.0)
6.8
33.7
92.7
210.6

79.0
1.9
7.7
(1.8)
93.8
180.6

90.5
0.9
57.6
121.6
270.6

109.2
1.4
64.1
0.2
98.5
273.4

136.3
1.3
73.9
0.1
96.4
308.0

74.0
2.3
80.1
0.1
81.8
238.3

109.8
2.1
91.7
0.2
73.3
277.1

198.1
1.3
90.1
0.2
100.2
389.9

$ 8,577.9

$ 4,006.3

$ 4,152.0

$ 3,793.8

7,124.3

$ 4,189.9

SEPTEMBER

OCTOBER

NOVEMBER

$ 2,413.3
143.1
370.5
(246.2)
86.0
2,766.7
(361.2)
2,405.5

DECEMBER

2014
JANUARY

$ 3,225.7
908.5
16.7
(79.6)
111.7
4,183.0
(145.8)
4,037.2

$ 3,855.8
3,471.2
29.1
(6.4)
110.4
7,460.1
(55.3)
7,404.8

FEBRUARY

MARCH

$ Increase /
(Decrease)

% Increase /
Decrease

2014

2013

$ 29,998.6
14,577.2
2,278.5
(591.8)
1,006.6
47,269.1
(6,868.6)
40,400.5

$ 28,885.8
12,136.7
2,074.4
(276.7)
981.8
43,802.0
(5,991.1)
37,810.9

11,426.4
93.5
1,358.0
435.8
232.1
127.2
85.1
13,758.1

10,851.2
86.2
1,440.6
452.0
224.8
136.1
82.9
13,273.8

575.2
7.3
(82.6)
(16.2)
7.3
(8.9)
2.2
484.3

5.3%
8.5%
-5.7%
-3.6%
3.2%
-6.5%
2.7%
3.6%

2,462.3
494.1
861.5
734.8
1,067.0
5,619.7

2,143.3
550.2
903.0
1,364.7
1,050.3
6,011.5

319.0
(56.1)
(41.5)
(629.9)
16.7
(391.8)

14.9%
-10.2%
-4.6%
-46.2%
1.6%
-6.5%

(0.2)
1,182.4
15.4
856.6
0.9
1,105.8
3,160.9

0.2
952.9
16.1
716.4
0.9
1,106.2
2,792.7

(0.4)
229.5
(0.7)
140.2
(0.4)
368.2

-200.0%
24.1%
-4.3%
19.6%
0.0%
0.0%
13.2%

PERSONAL INCOME TAX


Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax

2,159.0
2,025.3
60.4
(24.5)
72.4
4,292.6
(219.2)
4,073.4

2,310.5
71.4
29.6
(30.6)
71.3
2,452.2
(633.4)
1,818.8

4,097.5
88.0
35.6
(24.3)
114.1
4,310.9
(1,152.1)
3,158.8

1,112.8
2,440.5
204.1
315.1
24.8
3,467.1
877.5
2,589.6

3.9%
20.1%
9.8%
113.9%
2.5%
7.9%
0.0%
0.0%
14.6%
6.8%

CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes and Fees

955.2
0.2
120.0
40.0
16.3
10.1
0.7
1,142.5

1,272.2
29.4
129.4
34.3
25.8
12.9
0.7
1,504.7

1,011.9
(1.3)
124.8
36.1
30.2
11.3
21.3
1,234.3

861.7
0.1
79.3
37.2
13.1
9.2
0.3
1,000.9

473.3
191.9
255.2
185.8
97.6
1,203.8

162.1
3.3
1.4
45.6
87.7
300.1

65.8
5.0
7.9
(32.1)
92.5
139.1

94.7
1.3
90.1
83.7
269.8

86.3
1.1
81.2
0.1
90.8
259.5

104.8
0.9
92.6
159.3
357.6

105.0
1.1
81.8
129.8
317.7

3,411.7

$ 7,005.2

$ 9,296.8

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Tax Receipts

(0.2)
73.7
1.7
53.4
70.4
199.0
$ 6,764.8

(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.

14

4,616.5

$ 62,939.2

$ 59,888.9

3,050.3

5.1%

STATE OF NEW YORK


GENERAL FUND
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT F

2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER NOVEMBER

Beginning Fund Balance

$ 1,610.0

$ 6,378.7

$ 3,743.9

$ 4,805.2

$ 4,406.8

3,642.0

$ 6,273.5

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts

4,992.9
540.1
355.1
91.4
121.8
-

1,789.9
430.6
108.5
110.8
67.5
-

2,447.8
664.3
945.5
75.2
707.2
-

1,812.3
525.2
87.1
137.7
106.1
0.1

1,661.5
505.6
65.2
76.4
76.1
-

2,866.2
657.0
1,007.0
112.1
476.4
-

6,101.3

2,507.3

4,840.0

2,668.5

2,384.8

231.4
0.6
1.9

2,758.9
0.4
11.9

2,272.6
0.7
557.7

773.1
0.4
3.2

967.6
25.0
3.0
216.4
3.9
1,449.8

1,244.6
52.2
12.3
164.4
5.5
22.5
4,272.7

1,027.3
37.1
9.4
335.3
4.8
1.4
4,246.3

446.8
116.0
443.5

525.3
153.6
602.9

Total Disbursements

2,456.1

5,554.5

Excess (Deficiency) of Receipts


over Disbursements

3,645.2

(3,047.2)

(66.7)

(641.6)

2,116.5
(66.1)
(567.5)
(359.4)

854.8
(110.7)
186.7
(518.4)

1,774.5
(94.9)
61.1
(612.7)

1,123.5

412.4

1,128.0

Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

11 Months Ended Feb. 28


$ Increase/
2013
(Decrease)

DECEMBER

2014
JANUARY

FEBRUARY

$ 5,520.9

$ 4,532.7

$ 5,886.7

$ 8,127.2

$ 1,610.0

$ 1,786.7

1,796.6
505.2
99.0
199.6
149.1
-

1,331.5
504.7
71.1
96.0
278.0
-

2,869.5
656.6
958.4
87.5
333.4
-

3,234.7
536.9
187.2
105.7
31.5
-

2,369.1
438.2
36.7
106.1
293.7
0.1

27,172.0
5,964.4
3,920.8
1,198.5
2,640.8
0.2

5,118.7

2,749.5

2,281.3

4,905.4

4,096.0

3,243.9

807.2
1.9
1.4

1,480.6
0.8
93.2

1,421.0
0.2
50.6

1,132.4
4.4

1,672.5
188.6

736.9
3.7

1,006.6
33.3
13.7
135.7
6.5
1,972.5

1,140.6
145.6
30.5
213.6
4.1
24.8
2,369.7

850.8
56.4
17.1
365.3
9.6
0.1
2,873.9

927.7
27.4
22.1
167.7
14.8
2,631.5

1,219.4
69.3
9.9
166.9
14.3
24.4
2,641.0

1,283.4
84.9
90.9
238.6
9.8
13.7
3,582.4

626.6
61.6
(51.6)
334.3
6.0
1,717.5

435.1
112.2
113.1

577.6
140.7
619.3

440.3
152.7
383.8

436.9
118.6
235.4

509.0
121.7
617.9

430.2
147.0
357.9

565.6
128.8
295.5

421.2
129.0
492.5

406.2
143.3
268.8

4,906.7

3,310.1

3,346.5

3,664.8

3,880.1

3,576.1

4,572.3

2,760.2

3,168.7

(961.7)

1,453.9

(1,130.6)

(1,294.8)

333.1

1,335.8

75.2

883.7
17.5
(397.4)
(260.6)

656.8
(125.8)
2.1
(336.2)

2,025.8
(200.4)
252.8
(900.6)

944.0
203.0
(593.8)
(175.2)

745.0
0.6
2.4
(441.4)

1,828.3
(41.2)
3.7
(769.9)

1,606.7
(169.9)
(404.9)
(127.2)

796.2
(62.7)
6.0
(102.6)

243.2

196.9

1,177.6

378.0

306.6

1,020.9

904.7

636.9

1,354.0
$ 5,886.7

2,240.5
$ 8,127.2

712.1
$ 8,839.3

MARCH

2014

(176.7)

-9.9%

25,098.1
8,244.3
4,217.3
970.1
2,809.8
46.3

2,073.9
(2,279.9)
(296.5)
228.4
(169.0)
(46.1)

8.3%
-27.7%
-7.0%
23.5%
-6.0%
-99.6%

40,896.7

41,385.9

(489.2)

-1.2%

1,009.6
0.7
3.8

14,296.2
5.7
920.4

14,094.9
3.2
863.4

201.3
2.5
57.0

1.4%
78.1%
6.6%

1,083.8
100.3
19.8
106.6
15.2
10.6
2,350.4

11,378.4
693.1
177.1
2,444.8
94.5
97.5
30,107.7

11,429.3
614.6
220.9
2,586.8
103.9
97.5
30,014.5

(50.9)
78.5
(43.8)
(142.0)
(9.4)
93.2

-0.4%
12.8%
-19.8%
-5.5%
-9.0%
0.0%
0.3%

5,194.2
1,463.6
4,430.6

5,746.3
1,449.5
3,066.0

(552.1)
14.1
1,364.6

-9.6%
1.0%
44.5%

41,196.1

40,276.3

919.8

2.3%

(299.4)

% Increase/
Decrease

1,109.6

(1,409.0)

-127.0%

14,232.3
(650.6)
(1,448.8)
(4,604.2)

10,388.3
(419.0)
(1,606.7)
(3,825.1)

3,844.0
231.6
(157.9)
779.1

37.0%
55.3%
0.0%
-9.8%
20.4%

7,528.7

4,537.5

2,991.2

65.9%

7,229.3
$ 8,839.3

5,647.1
$ 7,433.8

1,582.2
$ 1,405.5

28.0%
18.9%

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to State Capital Projects
Transfers to Federal Capital Projects
Transfers to General Debt Service
Transfers to All Other State Funds
Total Other Financing
Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

4,768.7
$ 6,378.7

(2,634.8)
$ 3,743.9

1,061.3
$ 4,805.2

(398.4)
$ 4,406.8

(764.8)
$ 3,642.0

2,631.5
6,273.5

(752.6)
$ 5,520.9

15

(988.2)
$ 4,532.7

STATE OF NEW YORK


GENERAL FUND
CASH FLOW SCHEDULE OF TAX RECEIPTS
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT F
TAX RECEIPTS

11 Months Ended Feb. 28

2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

$ 2,413.3
143.1
370.5
(246.2)
86.0
2,766.7
(7.5)
(601.4)
(361.2)
1,796.6

DECEMBER

2014
JANUARY

FEBRUARY

$ 3,225.7
908.5
16.7
(79.6)
111.7
4,183.0
(158.4)
(1,009.3)
(145.8)
2,869.5

$ 3,855.8
3,471.2
29.1
(6.4)
110.4
7,460.1
(2,318.9)
(1,851.2)
(55.3)
3,234.7

$ 4,097.5
88.0
35.6
(24.3)
114.1
4,310.9
(789.7)
(1,152.1)
2,369.1

MARCH

2014

2013

$ 29,998.6
14,577.2
2,278.5
(591.8)
1,006.6
47,269.1
(3,128.4)
(10,100.1)
(6,868.6)
27,172.0

$ 28,885.8
12,136.7
2,074.4
(276.7)
981.8
43,802.0
(3,260.1)
(9,452.7)
(5,991.1)
25,098.1

PERSONAL INCOME TAX


Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax

2,502.6
5,828.8
1,474.0
(137.8)
106.7
9,774.3
(1,664.3)
(3,117.1)
4,992.9

2,475.5
73.4
136.0
(9.1)
91.6
2,767.4
(596.6)
(380.9)
1,789.9

2,225.6
1,798.1
52.7
(9.1)
68.4
4,135.7
(422.1)
(956.7)
(309.1)
2,447.8

2,453.6
103.3
37.4
(10.0)
71.9
2,656.2
(604.0)
(239.9)
1,812.3

2,279.5
66.1
36.5
(14.2)
102.1
2,470.0
(553.9)
(254.6)
1,661.5

2,159.0
2,025.3
60.4
(24.5)
72.4
4,292.6
(188.9)
(1,018.3)
(219.2)
2,866.2

2,310.5
71.4
29.6
(30.6)
71.3
2,452.2
(32.6)
(454.7)
(633.4)
1,331.5

CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes and Fees

483.0
39.3
17.8
540.1

380.5
30.2
19.9
430.6

604.8
36.0
23.5
664.3

453.4
44.7
27.1
525.2

452.6
34.9
18.1
505.6

595.2
40.1
21.7
657.0

328.9
5.7
8.4
12.1
355.1

103.5
2.7
2.4
(0.1)
108.5

408.5
109.4
240.2
187.4
945.5

57.8
1.7
1.1
26.5
87.1

29.1
0.9
10.9
24.3
65.2

443.4
133.1
255.7
174.8
1,007.0

90.5
0.9
91.4

109.2
1.4
0.2
110.8

136.3
1.3
0.1
137.7

74.0
2.3
0.1
76.4

447.3
39.3
18.6
505.2

446.3
42.1
16.3
504.7

595.0
35.8
25.8
656.6

472.4
34.3
30.2
536.9

402.5
22.6
13.1
438.2

5,333.0
399.3
232.1
5,964.4

7,607.8
411.7
224.8
8,244.3

2,137.6
387.6
775.0
620.6
3,920.8

1,863.0
425.3
796.8
1,132.2
4,217.3

(0.2)
1,182.4
15.4
0.9
1,198.5

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes

91.1
(27.7)
4.8
30.8
99.0

62.7
1.7
7.3
(0.6)
71.1

414.2
156.8
230.5
156.9
958.4

147.9
0.9
1.5
36.9
187.2

50.5
2.4
12.2
(28.4)
36.7

109.8
2.1
0.2
112.1

198.1
1.3
0.2
199.6

94.7
1.3
96.0

86.3
1.1
0.1
87.5

104.8
0.9
105.7

105.0
1.1
106.1

4,642.3

$ 2,600.4

2,003.3

$ 4,572.0

$ 4,064.5

$ 2,950.1

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Tax Receipts

5,979.5

2,439.8

(0.2)
73.7
1.7
75.2
$

4,132.8

2,562.3

2,308.7

16

$ 38,255.7

0.2
952.9
16.1
0.9
970.1
$ 38,529.8

STATE OF NEW YORK


SPECIAL REVENUE FUNDS - COMBINED
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014

EXHIBIT G

(amounts in millions)

Beginning Fund Balance

2013
APRIL
$ 2,373.3

MAY
$ 2,970.3

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts

199.3
90.9
121.6
1,346.8
2,381.6

162.7
59.4
98.5
1,352.0
4,739.0

4,140.2

Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements

AUGUST
$
2,634.2

422.1
190.6
210.8
70.4
1,192.6
3,125.5

194.6
65.4
96.4
1,280.1
3,397.7

158.3
55.9
81.8
1,763.3
3,609.6

188.9
192.0
196.3
73.3
1,645.5
3,286.3

7.5
184.8
59.8
100.2
1,313.0
3,516.9

32.6
149.5
57.4
83.7
1,147.8
2,819.2

158.4
195.7
189.5
90.8
1,312.3
3,752.6

2,318.9
185.7
63.9
159.3
1,403.2
3,995.8

121.9
50.7
129.8
1,521.3
3,036.7

6,411.6

5,212.0

5,034.2

5,668.9

5,582.3

5,182.2

4,290.2

5,699.3

8,126.8

4,860.4

257.2
0.1
10.6

833.6
20.7

1,036.5
0.2
8.0

325.1
0.5
34.0

151.2
0.5
125.7

2,392.2
0.8
24.9

375.2
39.2

504.3
0.2
0.5

558.8
20.6

2,671.5
2.0
1.6

1,972.2
168.7
103.7
224.9
6.5
182.4
2,926.3

2,990.2
232.3
386.4
324.7
4.5
472.4
5,264.8

2,288.1
525.6
109.5
408.9
2.8
446.1
4,825.7

2,533.1
349.3
290.3
671.5
201.0
334.9
4,739.7

2,225.1
460.0
199.3
418.4
7.9
450.5
4,038.6

2,250.7
347.0
94.7
579.9
20.3
411.3
6,121.8

2,724.5
303.4
164.3
270.7
(3.2)
308.1
4,182.2

2,340.3
288.2
80.8
216.5
1.1
573.8
4,005.7

2,215.7
461.1
104.8
666.6
2.7
803.7
4,834.0

615.7
290.1
26.3
1.5

671.5
352.2
44.9
4.8

558.2
394.4
412.9
1.0

735.3
333.6
30.4
0.4

551.5
387.7
341.1
0.7

6,192.2

5,839.4

5,319.6

SEPTEMBER
$ 3,311.4

OCTOBER
$ 2,077.5

553.0
479.8
159.7
(3.8)

645.1
439.4
98.0
0.3

568.2
387.8
219.0
0.2

5,365.0

5,180.9

761.6
430.1
351.0
(3.5)

60,208.1

57,551.2

2,656.9

4.6%

335.3
0.9
20.9

9,440.9
5.2
306.7

9,135.4
5.0
130.6

305.5
0.2
176.1

3.3%
4.0%
134.8%

3,141.7
410.1
237.7
413.6
3.8
161.4
7,043.4

2,362.7
268.6
76.6
218.5
4.4
286.7
3,574.6

27,044.3
3,814.3
1,848.1
4,414.2
251.8
4,431.3
51,556.8

26,199.6
3,691.7
1,357.7
4,227.6
229.7
4,095.6
49,072.9

844.7
122.6
490.4
186.6
22.1
335.7
2,483.9

3.2%
3.3%
36.1%
4.4%
9.6%
8.2%
5.1%

558.0
397.3
265.3
0.1

558.3
466.2
312.2
0.4

6,776.4
4,358.6
2,260.8
2.1

6,299.1
3,817.6
1,961.6
8.3

8,264.1

4,911.7

64,954.7

61,159.5

3,795.2

(4,746.6)

(3,608.3)

(1,138.3)

-31.5%

6,505.2
(2,595.5)

6,814.9
(3,166.9)

(309.7)
(571.4)

-4.5%
-18.0%

3,909.7

3,648.0

261.7

73.4

(980.2)

(805.2)

349.3

(1,728.2)

(182.8)

(890.7)

(673.9)

(137.3)

(51.3)

403.7
(87.0)

790.7
(335.3)

746.9
(345.9)

598.6
(79.1)

584.1
(256.2)

1,001.5
(507.2)

440.1
(145.5)

588.0
(246.7)

833.1
(240.9)

232.8
(205.8)

285.7
(145.9)

316.7

455.4

401.0

519.5

327.9

494.3

294.6

341.3

592.2

27.0

139.8

528.8
$ 3,499.1

(579.2)
$

2,919.9

(285.7)
$

2,634.2

677.2
$

3,311.4

(1,233.9)
$

2,077.5

111.8
$ 2,189.3

17

(549.4)
$ 1,639.9

(81.7)
$ 1,558.2

% Increase/
Decrease
48.7%

-4.0%
-0.8%
-8.5%
0.0%
7.7%
5.1%

280.3

597.0

11 Months Ended Feb. 28


$ Increase/
2013
(Decrease)
$ 1,595.5
$
777.8

(131.7)
(15.2)
(101.9)
(0.4)
1,094.9
1,811.2

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

$ 2,970.3

2014
$ 2,373.3

3,260.1
1,950.3
1,201.9
1,106.2
14,183.0
35,849.7

6,338.2

Ending Fund Balance

MARCH

3,128.4
1,935.1
1,100.0
1,105.8
15,277.9
37,660.9

3,859.9

Total Other Financing Sources (Uses)

6,373.2

FEBRUARY
$
1,447.9

Excess (Deficiency) of Receipts


over Disbursements

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

7,310.5

NOVEMBER DECEMBER
$ 2,189.3
$ 1,639.9

2014
JANUARY
$ 1,558.2

JULY
2,919.9

JUNE
3,499.1

(110.3)
$ 1,447.9

88.5
$

1,536.4

(836.9)
$ 1,536.4

477.3
541.0
299.2
(6.2)

39.7
$ 1,635.2

7.6%
14.2%
15.3%
-74.7%
6.2%

7.2%

(876.6)

-2,208.1%

(98.8)

-6.0%

STATE OF NEW YORK


SPECIAL REVENUE FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT G

(amounts in millions)
11 Months Ended Feb. 28
Intra-Fund

2013
APRIL
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements

199.3
90.9
121.6
1,334.2
-

1,746.0

1.9
0.1
1.7

MAY

JUNE

162.7
59.4
98.5
1,315.3
0.2

$ 422.1
190.6
210.8
70.4
1,181.3
-

1,636.1

2,075.2

1,623.8

2,041.1

2,284.7

1,654.0

736.3
5.1

0.7
0.4
32.1

2.8
108.8

2,203.2
0.8
22.5

153.1
37.9

370.0
228.7
5.1
19.1
406.3
3,255.7

536.2
174.6
4.5
0.9
(3.2)
303.4
1,207.4

(1.5)
4.3

158.3
55.9
81.8
1,745.0
0.1

430.7
377.9
8.9
0.3
2.5
440.4
2,002.1

502.7
224.3
4.1
0.2
200.9
331.2
1,296.6

356.5
205.2
12.8
0.3
7.9
447.4
1,141.7

564.9
250.3
18.4
1.5

624.3
294.5
41.6
4.8

506.4
327.3
365.3
1.0

671.2
264.7
23.3
0.4

506.3
298.0
335.3
0.7

1,344.5

2,005.4

3,202.1

2,256.2

2,282.0

(369.3)

(1,126.9)

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

414.5
(30.6)

811.7
(104.8)

383.9

706.9

$ 785.4

$ 337.6

(*)

194.6
65.4
96.4
1,267.5
(0.1)

445.4
107.3
11.2
0.7
3.5
469.3
1,040.2

401.5

Total Other Financing Sources (Uses)

AUGUST

241.5
75.7
2.4
0.5
5.2
180.4
509.4

Excess (Deficiency) of Receipts


over Disbursements

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

JULY

SEPTEMBER OCTOBER NOVEMBER DECEMBER


$

188.9
192.0
196.3
73.3
1,634.2
-

507.9
340.6
107.6
(3.8)
4,208.0

7.5
184.8
59.8
100.2
1,301.7
-

32.6
149.5
57.4
83.7
1,133.6
-

158.4
195.7
189.5
90.8
1,300.1
0.1

$ 2,318.9
185.7
63.9
159.3
1,393.7
-

1,456.8

1,934.6

4,121.5

1,809.6

175.3
0.1
0.1

285.2
0.9

2,461.4
2.0
1.4

142.6
0.8
18.7

291.7
169.2
12.9
0.9
1.1
569.4
1,220.7

303.2
336.3
7.7
0.1
1.1
796.2
1,730.7

664.8
288.7
7.7
(0.6)
3.8
159.3
3,588.5

278.4
157.9
2.7
0.5
3.9
283.6
889.1

509.4
293.4
248.9
0.1

511.7
330.2
257.5
0.4

4,640.3

1,988.9

599.5
339.2
84.2
0.3

519.7
291.0
198.9
0.2

2,230.6

2,230.5

2014
JANUARY FEBRUARY

688.2
343.4
279.9
(3.5)
3,038.7

(1,923.3)

(576.6)

(773.7)

(1,104.1)

(518.8)

(179.3)

773.9
(85.0)

635.6
17.9

607.4
(4.1)

1,041.3
(224.1)

576.1
(87.3)

621.5
(83.2)

885.7
(40.4)

311.8
(74.5)

384.6
(81.6)

688.9

653.5

603.3

817.2

488.8

538.3

845.3

237.3

303.0

21.1

$ 362.4

$ (1,106.1)

$ (87.8)

$ (235.4)

Intra-Fund transfer eliminations represent transfers from Special Revenue-Federal funds.

18

$ (258.8)

$ (281.5)

2013

$ 3,128.4
1,935.1
1,100.0
1,105.8
15,113.8
0.3

$ 3,260.1
1,950.3
1,201.9
1,106.2
14,022.5
0.2

22,383.4

121.9
50.7
129.8
1,507.2
-

(240.9)

$ 123.7

Transfer
Eliminations (*)

2014

(632.4)

$ (438.0)

MARCH

-4.0%
-0.8%
-8.5%
0.0%
7.8%
50.0%

21,541.2

842.2

3.9%

6,161.0
4.2
233.5

6,195.0
3.9
98.5

(34.0)
0.3
135.0

-0.5%
7.7%
137.1%

4,421.1
2,345.8
80.0
3.8
245.8
4,386.9
17,882.1

4,390.7
2,376.3
73.5
8.9
224.5
4,051.7
17,423.0

30.4
(30.5)
6.5
(5.1)
21.3
335.2
459.1

0.7%
-1.3%
8.8%
-57.3%
9.5%
8.3%
2.6%

6,209.5
3,372.6
1,960.9
2.1

5,750.6
3,065.8
1,747.6
8.3

458.9
306.8
213.3
(6.2)

8.0%
10.0%
12.2%
-74.7%

29,427.2

27,995.3

(7,043.8)

(6,454.1)

(589.7)

-9.1%

(558.9)
-

6,505.2
(797.7)

6,814.9
(347.8)

(309.7)
449.9

-4.5%
129.4%

(558.9)

5,707.5

6,467.1

(759.6)

-11.7%

13.0

$ (1,349.3)

-10,379.2%

(558.9)

$ (1,336.3)

% Increase/
Decrease

(131.7)
(15.2)
(101.9)
(0.4)
1,091.3
0.1

$ Increase/
(Decrease)

1,431.9

5.1%

STATE OF NEW YORK


SPECIAL REVENUE FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT G

(amounts in millions)
11 Months Ended Feb. 28

FEDERAL
2013
APRIL
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources over
Disbursements and Other Financing Uses

(*)

12.6
2,381.6

MAY
$

36.7
4,738.8

JUNE
$

11.3
3,125.5

JULY
$

12.6
3,397.8

AUGUST
$

18.3
3,609.5

SEPTEMBER OCTOBER NOVEMBER DECEMBER


$

11.3
3,286.3

11.3
3,516.9

14.2
2,819.2

12.2
3,752.5

2014
JANUARY FEBRUARY
$

9.5
3,995.8

14.1
3,036.7

2,394.2

4,775.5

3,136.8

3,410.4

3,627.8

3,297.6

3,528.2

2,833.4

3,764.7

4,005.3

3,050.8

255.3
8.9

835.1
16.4

300.2
0.2
2.9

324.4
0.1
1.9

148.4
0.5
16.9

189.0
2.4

222.1
1.3

329.0
0.1
0.4

273.6
19.7

210.1
0.2

1,730.7
93.0
101.3
224.4
1.3
2.0
2,416.9

2,544.8
125.0
375.2
324.0
1.0
3.1
4,224.6

1,857.4
147.7
100.6
408.6
0.3
5.7
2,823.6

2,030.4
125.0
286.2
671.3
0.1
3.7
3,443.1

1,868.6
254.8
186.5
418.1
3.1
2,896.9

1,880.7
118.3
89.6
579.9
1.2
5.0
2,866.1

2,188.3
128.8
159.8
269.8
4.7
2,974.8

2,048.6
119.0
67.9
215.6
4.4
2,785.0

1,912.5
124.8
97.1
666.5
1.6
7.5
3,103.3

50.8
39.8
7.9
-

47.2
57.7
3.3
-

51.8
67.1
47.6
-

64.1
68.9
7.1
-

45.2
89.7
5.8
-

45.1
139.2
52.1
-

45.6
100.2
13.8
-

48.5
96.8
20.1
-

2,515.4

4,332.8

2,990.1

3,583.2

3,037.6

3,102.5

3,134.4

2,950.4

(121.2)

442.7

146.7

(172.8)

590.2

195.1

393.8

(67.2)

(251.5)

(287.9)

(134.0)

(275.4)

(322.9)

(67.2)

(251.5)

(287.9)

(134.0)

(275.4)

(322.9)

$ (141.2)

$ (306.8)

$ (188.4)

$ 191.2

314.8

$ (127.8)

Intra-Fund
Transfer
MARCH Eliminations (*)
$

164.1
37,660.6

2013
$

160.5
35,849.5

$ Increase/ % Increase/
(Decrease) Decrease
$

3.6
1,811.1

0.0%
0.0%
0.0%
0.0%
2.2%
5.1%

1,814.7

5.0%

37,824.7

36,010.0

192.7
0.1
2.2

3,279.9
1.0
73.2

2,940.4
1.1
32.1

2,476.9
121.4
230.0
414.2
2.1
3,454.9

2,084.3
110.7
73.9
218.0
0.5
3.1
2,685.5

22,623.2
1,468.5
1,768.1
4,410.4
6.0
44.4
33,674.7

21,808.9
1,315.4
1,284.2
4,218.7
5.2
43.9
31,649.9

814.3
153.1
483.9
191.7
0.8
0.5
2,024.8

3.7%
11.6%
37.7%
4.5%
15.4%
1.1%
6.4%

73.4
86.7
71.1
-

48.6
103.9
16.4
-

46.6
136.0
54.7
-

566.9
986.0
299.9
-

548.5
751.8
214.0
-

18.4
234.2
85.9
-

3.4%
31.2%
40.1%
0.0%

3,334.5

3,623.8

2,922.8

35,527.5

33,164.2

2,363.3

7.1%

(117.0)

430.2

381.5

128.0

2,297.2

2,845.8

(194.2)

(197.0)

(253.1)

(210.3)

(163.2)

558.9

(1,797.8)

(194.2)

(197.0)

(253.1)

(210.3)

(163.2)

558.9

(1,797.8)

$ 199.6

$ (314.0)

177.1

171.2

$ (35.2)

2014

558.9

Intra-Fund transfer eliminations represent transfers to Special Revenue-State funds.


.

19

499.4

339.5
(0.1)
41.1

11.5%
-9.1%
128.0%

(548.6)

-19.3%

(2,819.1)

(1,021.3)

-36.2%

(2,819.1)

(1,021.3)

-36.2%

26.7

472.7

1,770.4%

STATE OF NEW YORK


SPECIAL REVENUE FUNDS
CASH FLOW SCHEDULE OF TAX RECEIPTS
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT G
TAX RECEIPTS

11 Months Ended Feb. 28

2013
APRIL
PERSONAL INCOME TAX

JUNE

$ 422.1

422.1

Sales and Use


Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip

87.5
1.0
83.7
7.2
19.9

60.6
92.8
8.7
0.6

81.7
10.0
89.6
9.1
0.2

Total Consumption/Use Taxes and Fees

199.3

162.7

46.0
(0.2)
0.6
4.5
40.0

Total Personal Income Tax

MAY

JULY
$

AUGUST
-

188.9

OCTOBER
$

7.5

NOVEMBER
$

32.6

DECEMBER
$

FEBRUARY

158.4

$ 2,318.9

188.9

7.5

32.6

158.4

2,318.9

61.7
104.3
8.2
20.4

61.6
86.6
9.4
0.7

80.2
13.8
89.0
8.6
0.4

62.2
(0.1)
94.0
8.8
19.9

62.4
0.1
77.9
8.4
0.7

82.5
11.1
93.6
7.8
0.7

190.6

194.6

158.3

192.0

149.5

195.7

14.2
0.1
0.7
1.1
43.3

62.8
34.6
29.9
36.2
47.3

13.8
0.3
2.5
3.8
45.0

4.2
0.6
0.6
4.1
46.4

60.5
31.4
29.5
28.9
46.0

18.3
(4.3)
2.0
2.9
40.9

16.3
0.2
0.4
(1.2)
41.7

59.1
32.7
24.7
28.9
44.1

14.2
2.2
(0.1)
8.7
38.9

15.3
2.2
(4.3)
(3.7)
41.2

90.9

59.4

210.8

65.4

55.9

196.3

59.8

57.4

189.5

63.9

50.7

121.6

98.5

70.4

96.4

81.8

73.3

100.2

83.7

90.8

159.3

129.8

121.6

98.5

70.4

96.4

81.8

73.3

100.2

83.7

90.8

159.3

129.8

$ 411.8

$ 320.6

$ 893.9

$ 356.4

$ 296.0

634.4

$ 2,727.8

SEPTEMBER

2014
JANUARY

MARCH

2014

2013

$ 3,128.4

$ 3,260.1

3,128.4

3,260.1

765.0
35.5
958.7
90.8
85.1

711.4
32.3
1,028.9
94.8
82.9

1,935.1

1,950.3

324.7
99.8
86.5
114.2
474.8

280.3
116.4
106.2
232.5
466.5

1,100.0

1,201.9

1,105.8

1,106.2

1,105.8

1,106.2

$ 7,269.3

$ 7,518.5

CONSUMPTION/USE TAXES

184.8

67.4
(0.5)
90.5
7.0
21.3

57.2
0.1
56.7
7.6
0.3

185.7

121.9

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Tax Receipts

650.5

20

352.3

323.2

302.4

STATE OF NEW YORK


DEBT SERVICE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014

EXHIBIT H

(amounts in millions)

Beginning Fund Balance


RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Sales and Use
Other Taxes
Miscellaneous Receipts
Federal Receipts (*)
Total Receipts

2013
APRIL

MAY

JUNE

$ 379.1

$ 802.9

$ 927.9

JULY
$

577.6

AUGUST
$ 988.5

SEPTEMBER OCTOBER
$

1,172.2

$ 463.8

NOVEMBER
$

DECEMBER

990.6

$ 1,279.2

2014
JANUARY
$

FEBRUARY MARCH

498.9

$1,889.0

2014
$

379.1

11 Months Ended Feb. 28


$ Increase/ % Increase/
2013
(Decrease) Decrease
$

427.5

(48.4)

1,664.3

596.6

956.7

604.0

553.9

1,018.3

601.4

454.7

1,009.3

1,851.2

789.7

10,100.1

9,452.7

647.4

373.6
57.6
26.7
-

488.7
64.1
52.5
-

604.6
41.5
55.3
0.1

452.7
62.0
45.9
1.6

451.8
68.2
27.6
32.6

594.7
79.8
44.9
-

447.0
78.1
52.0
-

446.5
78.2
67.0
-

594.7
69.3
92.4
-

472.1
80.7
82.7
1.6

402.0
69.9
62.0
35.0

5,328.4
749.4
609.0
70.9

2,532.0
609.2
789.8
76.9

2,796.4
140.2
(180.8)
(6.0)

2,122.2

1,201.9

1,658.2

1,166.2

1,134.1

1,737.7

1,178.5

1,046.4

1,765.7

2,488.3

1,358.6

16,857.8

13,460.6

3,397.2

1.3

0.6

3.5

5.9

3.6

4.9

0.6

1.7

3.3

1.2

2.1

28.7

35.9

-11.3%

6.8%
110.4%
23.0%
-22.9%
-7.8%
25.2%

DISBURSEMENTS:
Departmental Operations:
Non-Personal Service
Debt Service, including payments on
financing agreements

281.9

136.9

409.7

89.9

373.4

794.3

219.3

176.7

968.6

89.3

528.6

4,068.6

Total Disbursements

283.2

137.5

413.2

95.8

377.0

799.2

219.9

178.4

971.9

90.5

530.7

4,097.3

1,839.0

1,064.4

1,245.0

1,070.4

757.1

938.5

958.6

868.0

793.8

2,397.8

827.9

12,760.5

8,841.4

3,919.1

44.3%

724.2
(2,139.4)

127.6
(1,067.0)

311.2
(1,906.5)

583.9
(1,243.4)

344.3
(917.7)

273.3
(1,920.2)

744.4
(1,176.2)

251.3
(830.7)

179.2
(1,753.3)

616.8
(1,624.5)

92.0
(983.7)

4,248.2
(15,562.6)

5,907.7
(13,298.0)

(1,659.5)
2,264.6

-28.1%
17.0%

Total Other Financing Sources (Uses (1,415.2)

(939.4)

(1,595.3)

(659.5)

(573.4)

(1,646.9)

(431.8)

(579.4)

(1,574.1)

(1,007.7)

(891.7)

(11,314.4)

(7,390.3)

(3,924.1)

-53.1%

410.9

183.7

526.8

288.6

1,390.1

(63.8)

1,446.1

1,451.1

(5.0)

-0.3%

988.5

$1,172.2

$ 1,825.2

$ 1,878.6

(53.4)

-2.8%

Excess (Deficiency) of Receipts


over Disbursements

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

Ending Fund Balance

(*)

423.8

125.0

$ 802.9

$ 927.9

(350.3)

577.6

(708.4)

463.8

$ 990.6

Federal receipts includes credit payments for interest paid on Build America Bonds and Qualified School Construction Bonds

21

1,279.2

(780.3)

498.9

$ 1,889.0

$1,825.2

(7.2)

-20.1%

4,583.3

(514.7)

-11.2%

4,619.2

(521.9)

-11.3%

STATE OF NEW YORK


CAPITAL PROJECTS FUNDS - COMBINED
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT I

(amounts in millions)

STATE

Beginning Fund Balance


RECEIPTS:
Consumption/Use Taxes
Auto Rental
Motor Fuel
Highway Use
Business Taxes
Petroleum Business
Transmission
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

11 Months Ended Feb. 28


2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

$ (486.0)

$ (598.2)

$ (662.3)

$ (813.7)

$ (952.2)

$ (1,001.8)

(1,171.1)

NOVEMBER
$

(804.7)

DECEMBER
$

(929.6)

2014
JANUARY

FEBRUARY

$ (797.2)

MARCH

(830.4)

(449.4)

% Increase/

(Decrease)

Decrease

$ (36.6)

-8.1%

16.4
34.4
10.6

33.5
13.7

35.2
10.2

22.7
33.3
11.4

32.9
14.0

0.1
31.6
10.1

18.3
26.5
12.9

(0.8)
29.1
11.3

29.6
9.2

58.0
345.0
127.2

53.9
357.2
136.1

4.1
(12.2)
(8.9)

7.6%
-3.4%
-6.5%

50.0
(0.4)
125.1
112.3

54.0
116.6
188.2

59.5
2.5
11.9
169.1
160.8

56.1
(0.6)
11.9
317.1
261.8

57.8
0.1
11.9
156.3
182.1

57.3
2.1
11.9
522.6
363.6

51.8
12.0
767.9
200.5

52.1
11.9
221.7
157.4

53.5
2.4
11.9
510.8
188.9

48.8
0.2
11.9
277.1
241.9

51.3
0.4
11.9
157.6
142.7

592.2
6.7
107.2
3,341.9
2,200.2

583.8
8.5
107.2
3,261.2
1,989.0

8.4
(1.8)
80.7
211.2

1.4%
-21.2%
0.0%
2.5%
10.6%

328.5

401.3

465.2

693.5

453.6

1,024.9

1,079.1

484.9

825.2

6,778.4

6,496.9

281.5

0.1
11.2
3.5

4.3
1.0
3.5

1.2
11.2
11.7

1.7
5.1
1.3

12.1
13.8
3.5

0.5
152.4
1.5

2.6
10.4
5.8

0.4
9.7
1.4

0.1
5.4
3.5

0.9
181.4
2.4

0.1
15.4
0.9

24.0
417.0
39.0

33.7
381.7
54.3

(9.7)
35.3
(15.3)

-28.8%
9.2%
-28.2%

3.7
12.4
54.7
85.6

11.7
7.5
14.1
64.8
106.9

14.1
61.2
54.8
154.2

28.7
7.5
93.5
87.8
225.6

19.4
63.4
25.6
58.1
195.9

21.1
1.6
13.4
110.0
300.5

39.5
19.6
62.3
140.2

23.6
24.5
42.6
102.2

47.0
7.5
20.3
63.7
147.5

126.3
7.5
33.8
64.6
416.9

79.3
15.0
12.0
41.0
163.7

414.4
110.0
330.4
704.4
2,039.2

363.3
120.8
288.5
494.3
1,736.6

51.1
(10.8)
41.9
210.1
302.6

0.0%
14.1%
0.0%
-8.9%
14.5%
42.5%
17.4%

327.2

425.0

514.9

499.7

523.8

522.9

496.5

437.0

505.1

316.9

439.9

5,008.9

4,909.7

99.2

0.0%
0.0%
0.0%
2.0%

7,048.1

6,646.3

401.8

6.0%

619.5

402.7

412.8

531.9

669.1

725.3

719.7

823.4

636.7

539.2

652.6

733.8

603.6

(84.3)

(130.6)

(203.9)

(31.8)

(266.1)

201.5

442.4

(54.3)

172.6

(114.3)

(200.9)

OTHER FINANCING SOURCES (USES):


Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds

66.7
(94.6)

156.7
(90.2)

144.9
(92.4)

(11.6)
(95.1)

137.5
(90.3)

196.3
(228.5)

(152.6)
(92.7)

19.0
(89.6)

49.5
(89.7)

172.8
(91.7)

142.7
(31.0)

(27.9)

66.5

52.5

(106.7)

47.2

(32.2)

(245.3)

(70.6)

(40.2)

81.1

111.7

Ending Fund Balance

$ Increase/

0.1
31.5
10.9

Total Disbursements

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

(486.0)

2013

1.2
27.4
12.9

Excess (Deficiency) of Receipts


over Disbursements

Total Other Financing Sources (Uses)

2014

(112.2)

(64.1)

(151.4)

(138.5)

(218.9)

$ (598.2)

$ (662.3)

$ (813.7)

$ (952.2)

$ (1,171.1)

169.3
$

(1,001.8)

197.1
$ (804.7)

22

(124.9)
$

(929.6)

132.4
$

(797.2)

(33.2)
$ (830.4)

(89.2)
$

(919.6)

4.3%

(269.7)

(149.4)

(120.3)

-80.5%

921.9
(1,085.8)

617.1
(1,451.6)

304.8
(365.8)

0.0%
49.4%
-25.2%

(163.9)

(834.5)

670.6

80.4%

(433.6)

(983.9)

550.3

55.9%

(919.6)

$ (1,433.3)

$ 513.7

35.8%

STATE OF NEW YORK


CAPITAL PROJECTS FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT I

(amounts in millions)

STATE

11 Months Ended Feb. 28


2013
APRIL

RECEIPTS:
Consumption/Use Taxes
Auto Rental
Motor Fuel
Highway Use
Business Taxes
Petroleum Business
Transmission
Other Taxes
Miscellaneous Receipts
Federal Receipts

1.2
27.4
12.9

MAY

0.1
31.5
10.9

JUNE

16.4
34.4
10.6

JULY

33.5
13.7

AUGUST

SEPTEMBER

OCTOBER

35.2
10.2

22.7
33.3
11.4

32.9
14.0

NOVEMBER

0.1
31.6
10.1

DECEMBER

2014
JANUARY

18.3
26.5
12.9

(0.8)
29.1
11.3

FEBRUARY

29.6
9.2

50.0
(0.4)
125.0
-

54.0
116.6
-

59.5
2.5
11.9
169.0
-

56.1
(0.6)
11.9
317.1
-

57.8
0.1
11.9
155.9
-

57.3
2.1
11.9
522.7
2.5

51.8
12.0
767.2
-

52.1
11.9
221.6
-

53.5
2.4
11.9
510.3
-

48.8
0.2
11.9
277.0
-

51.3
0.4
11.9
157.4
-

216.1

213.1

304.3

431.7

271.1

663.9

877.9

327.4

635.8

377.5

259.8

0.1
2.4
3.5

4.3
1.0
3.5

1.2
2.5
11.7

1.7
5.1
1.3

12.1
10.0
3.5

0.5
31.5
1.5

2.6
5.0
5.8

0.4
9.7
1.4

0.1
3.3
3.5

0.9
38.9
2.4

3.7
12.4
0.2
22.3

11.7
7.5
14.1
1.4
43.5

14.1
61.2
0.6
91.3

28.7
7.5
93.5
0.3
138.1

19.4
63.4
25.6
0.7
134.7

19.7
1.6
13.4
63.0
131.2

39.5
19.6
1.1
73.6

23.6
24.5
0.1
59.7

47.0
7.5
20.3
0.1
81.8

271.0

334.9

401.8

378.2

378.1

396.9

354.9

334.7

Total Disbursements

293.3

378.4

493.1

516.3

512.8

528.1

428.5

Excess (Deficiency) of Receipts


over Disbursements

(77.2)

(165.3)

(188.8)

(84.6)

(241.7)

135.8

OTHER FINANCING SOURCES (USES):


Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds

66.7
(94.6)

156.7
(90.2)

144.9
(92.4)

(11.6)
(95.1)

137.5
(90.3)

Total Other Financing Sources (Uses)

(27.9)

66.5

52.5

(106.7)

47.2

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

$ (105.1)

Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

(98.8)

$ (136.3)

$ (191.3)

$ (194.5)

MARCH

Intra-Fund
Transfer
Eliminations (*)

2014

58.0
345.0
127.2

2013

53.9
357.2
136.1

$ Increase/

% Increase/

(Decrease)

Decrease

4.1
(12.2)
(8.9)

7.6%
-3.4%
-6.5%
1.4%
-21.2%
0.0%
2.5%
-7.4%

592.2
6.7
107.2
3,339.8
2.5

583.8
8.5
107.2
3,259.7
2.7

8.4
(1.8)
80.1
(0.2)

4,578.6

4,509.1

69.5

0.1
15.4
0.9

24.0
124.8
39.0

33.7
135.5
54.3

(9.7)
(10.7)
(15.3)

-28.8%
-7.9%
-28.2%

126.3
7.5
33.8
12.7
222.5

58.8
15.0
12.0
0.5
102.7

392.5
110.0
330.4
80.7
1,101.4

249.3
120.8
288.5
106.7
988.8

143.2
(10.8)
41.9
(26.0)
112.6

0.0%
57.4%
0.0%
-8.9%
14.5%
-24.4%
11.4%

433.9

268.0

404.4

3,956.8

3,882.1

74.7

0.0%
0.0%
0.0%
1.9%

394.4

515.7

490.5

507.1

5,058.2

4,870.9

187.3

3.8%

449.4

(67.0)

120.1

(113.0)

(247.3)

196.3
(228.5)

(152.6)
(92.7)

19.0
(89.6)

49.5
(89.7)

172.8
(91.7)

378.3
(31.0)

(32.2)

(245.3)

(70.6)

(40.2)

81.1

347.3

103.6

204.1

(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-Federal funds.

23

(137.6)

79.9

(31.9)

100.0

1.5%

(479.6)

(361.8)

(117.8)

-32.6%

(235.6)
-

921.9
(1,085.8)

617.1
(1,451.6)

304.8
(365.8)

0.0%
49.4%
-25.2%

(235.6)

(163.9)

(834.5)

670.6

80.4%

(643.5)

$ (1,196.3)

$ 552.8

46.2%

(235.6)

STATE OF NEW YORK


CAPITAL PROJECTS FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT I

(amounts in millions)

11 Months Ended Feb. 28

FEDERAL

Intra-Fund
2013
APRIL

RECEIPTS:
Miscellaneous Receipts
Federal Receipts

Total Receipts

112.4

DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

0.1
112.3

MAY

188.2

JUNE
$

188.2

0.1
160.8

JULY
$

160.9

261.8

AUGUST

SEPTEMBER

OCTOBER

261.8

0.4
182.1

(0.1)
361.1

0.7
200.5

182.5

361.0

201.2

NOVEMBER
$

0.1
157.4

DECEMBER
$

157.5

0.5
188.9

2014
JANUARY

FEBRUARY

0.1
241.9

189.4

242.0

MARCH

0.2
142.7

Transfer
Eliminations (*)
$

142.9

.
2014

2013

$ 2.1
2,197.7

$
1.5
1,986.3

2,199.8

$ Increase/
(Decrease)

% Increase/
Decrease

0.6
211.4

40.0%
10.6%

1,987.8

212.0

10.7%

8.8
-

8.7
-

3.8
-

120.9
-

5.4
-

2.1
-

142.5
-

292.2
-

246.2
-

46.0
-

0.0%
18.7%
0.0%

54.5
63.3

63.4
63.4

54.2
62.9

87.5
87.5

57.4
61.2

1.4
47.0
169.3

61.2
66.6

42.5
42.5

63.6
65.7

51.9
194.4

20.5
40.5
61.0

21.9
623.7
937.8

114.0
387.6
747.8

(92.1)
236.1
190.0

0.0%
-80.8%
0.0%
0.0%
0.0%
60.9%
25.4%

56.2

90.1

113.1

121.5

145.7

126.0

141.6

102.3

71.2

48.9

35.5

1,052.1

1,027.6

24.5

0.0%
0.0%
0.0%
2.4%

119.5

153.5

176.0

209.0

206.9

295.3

208.2

144.8

136.9

243.3

96.5

1,989.9

1,775.4

214.5

12.1%

(7.1)

34.7

(15.1)

52.8

(24.4)

65.7

(7.0)

12.7

52.5

(1.3)

46.4

209.9

212.4

(235.6)

(235.6)

(7.1)

34.7

(15.1)

52.8

(24.4)

65.7

(7.0)

(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-State funds.

24

12.7

52.5

(1.3)

(189.2)

(2.5)

-1.2%

235.6

0.0%
0.0%

235.6

0.0%

(2.5)

-1.2%

235.6

$ 209.9

$ 212.4

STATE OF NEW YORK


ENTERPRISE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT J

11 Months Ended Feb. 28


2013
APRIL
$ 83.7

MAY
$ 38.1

JUNE
$ 85.6

JULY
$ 88.2

4.7
179.8
269.7

5.1
174.8
254.6

5.5
153.6
208.7

20.2
165.3
270.8

71.3
144.5
246.7

10.7
135.2
215.8

8.5
164.1
237.4

5.4
134.4
206.9

5.2
147.4
257.2

4.8
28.0
309.6

3.8
4.5
260.7

Total Receipts

454.2

434.5

367.8

456.3

462.5

361.7

410.0

346.7

409.8

342.4

269.0

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits

0.4
3.2
496.2

0.4
3.7
382.9

0.3
4.1
0.1
360.7

0.7
3.6
451.3

0.5
6.4
376.1

1.8
90.3
0.4
392.0

0.4
5.3
0.1
363.4

0.4
4.1
0.2
342.0

0.5
4.3
0.9
451.1

0.3
3.4
0.1
286.3

0.3
4.2
0.1
264.6

Total Disbursements

499.8

387.0

365.2

455.6

383.0

484.5

369.2

346.7

456.8

290.1

269.2

Excess (Deficiency) of Receipts


over Disbursements

(45.6)

47.5

2.6

0.7

79.5

(122.8)

40.8

(47.0)

52.3

(0.2)

Beginning Fund Balance


RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Unemployment Taxes

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

(45.6)
$

38.1

AUGUST
$ 88.9

47.5

2.6

0.7

79.5

$ 85.6

$ 88.2

$ 88.9

$ 168.4

SEPTEMBER
$
168.4

OCTOBER NOVEMBER DECEMBER


$
45.6
$
86.4
$
86.4

(122.8)
$

45.6

25

40.8
$

86.4

86.4

2014
JANUARY FEBRUARY
$ 39.4
$
91.7

(47.0)
$

39.4

52.3
$

91.7

MARCH
$

91.5

2013
97.1

140.9
2,973.1
3,091.2

4,314.9

6,205.2

6.0
132.6
1.9
4,166.6

5.3
148.2
1.5
6,067.9

4,307.1

6,222.9

7.8

(17.7)

145.2
1,431.6
2,738.1
-

(0.2)
$

2014
83.7

7.8
$

91.5

(17.7)
$

79.4

STATE OF NEW YORK


INTERNAL SERVICE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT K

11 Months Ended Feb. 28

Beginning Fund Balance

2013
APRIL
$
(6.4)

RECEIPTS:
Miscellaneous Receipts

MAY
(23.3)

JUNE
(52.2)

JULY
(60.2)

AUGUST
$ (78.4)

SEPTEMBER
$
(79.9)

OCTOBER
$
(88.7)

NOVEMBER DECEMBER
$
(73.5) $ (100.5)

2014
JANUARY
$ (129.8)

FEBRUARY
$ (150.2)

17.5

27.5

34.0

27.3

39.2

39.7

58.7

34.4

37.0

44.8

35.1

Total Receipts

17.5

27.5

34.0

27.3

39.2

39.7

58.7

34.4

37.0

44.8

35.1

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

10.9
25.1
1.2

8.9
51.1
1.6

7.3
37.6
10.9

11.9
37.1
-

8.4
32.0
1.7

7.6
42.9
5.2

8.7
31.4
7.9

8.5
47.6
7.3

11.9
49.0
6.9

7.8
54.3
5.3

8.7
50.9
8.9

Total Disbursements

37.2

61.6

55.8

49.0

42.1

55.7

48.0

63.4

67.8

67.4

68.5

Excess (Deficiency) of Receipts


over Disbursements

(19.7)

(34.1)

(21.8)

(21.7)

(2.9)

(16.0)

10.7

(29.0)

(30.8)

(22.6)

(33.4)

2.8
-

5.2
-

13.8
-

3.6
(0.1)

1.4
-

13.5
(6.3)

4.5
-

2.0
-

13.2
(11.7)

2.4
(0.2)

3.4
(0.1)

2.8

5.2

13.8

3.5

1.4

7.2

4.5

2.0

1.5

2.2

3.3

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

(16.9)
$

(23.3)

(28.9)
$

(52.2)

(8.0)
$

(60.2)

(18.2)

(1.5)

(78.4)

$ (79.9)

(8.8)
$

(88.7)

26

15.2
$

(73.5)

(27.0)
$

(100.5)

(29.3)

(20.4)

(129.8)

$ (150.2)

MARCH
$

(180.3)

2013
41.9

318.9

395.2

318.9

100.6
459.0
56.9

95.7
326.4
43.5

616.5

465.6

(221.3)

(146.7)

65.8
(18.4)

71.0
(28.1)

47.4

42.9

395.2
-

(30.1)
$

2014
(6.4)

(173.9)
$

(180.3)

(103.8)
$

(61.9)

STATE OF NEW YORK


PENSION TRUST FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT L

11 Months Ended Feb. 28


2013

Beginning Fund Balance

APRIL
$ (3.7)

2014
$

MAY
(4.7)

JUNE
$ (10.0)

JULY
$ (11.4)

AUGUST
$
(12.2)

SEPTEMBER
$
(8.9)

OCTOBER
$
(0.6)

NOVEMBER
$
(0.4)

DECEMBER JANUARY FEBRUARY


$
(0.3)
$ (3.0)
$ (13.1)

MARCH
$

2014
(3.7)

2013
0.9

RECEIPTS:
Miscellaneous Receipts

4.7

7.9

4.3

6.2

16.6

13.2

5.2

15.3

9.6

6.4

4.4

Total Receipts

4.7

7.9

4.3

6.2

16.6

13.2

5.2

15.3

9.6

6.4

4.4

93.8

94.0

93.8

94.0

Personal Service

4.7

4.2

4.7

6.2

4.4

4.3

4.3

4.3

6.5

4.4

Non-Personal Service

1.0

1.5

0.8

0.8

1.5

0.6

0.7

2.6

5.8

3.7

2.1

50.1

49.8

0.6

19.6

7.5

0.2

7.4

8.3

19.6

8.4

31.8

5.7

13.2

5.7

7.0

13.3

4.9

5.0

15.2

26.5

12.3

16.5

2.7

101.5

95.9

(1.0)

(5.3)

(1.4)

(0.8)

3.3

8.3

0.2

0.1

(2.7)

(10.1)

1.7

Transfers from Other Funds

Transfers to Other Funds

DISBURSEMENTS:
Departmental Operations:

General State Charges


Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements

(7.7)

(1.9)

OTHER FINANCING SOURCES (USES):

Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources Over
Disbursements and Other Financing Uses

Ending Fund Balance

(1.0)

(5.3)

(1.4)

(0.8)

(4.7)

$ (10.0)

$ (11.4)

$ (12.2)

3.3
$

(8.9)

8.3
$

(0.6)

27

0.2
$

(0.4)

0.1
$

(0.3)

(2.7)

(10.1)

(3.0)

$ (13.1)

1.7
$

(11.4)

(7.7)
$

(11.4)

(1.9)
$

(1.0)

STATE OF NEW YORK


PRIVATE PURPOSE TRUST FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT M

11 Months Ended Feb. 28


2013

Beginning Fund Balance

APRIL
$ 10.3

2014
$

MAY
10.6

JUNE
$ 11.0

JULY
10.7

AUGUST
$
10.7

SEPTEMBER
$
10.8

OCTOBER
$ 10.8

NOVEMBER
$
10.8

DECEMBER JANUARY FEBRUARY


$
10.9
$ 10.9
$
10.8

MARCH
$

2014
10.3

2013
10.2

RECEIPTS:
Miscellaneous Receipts

0.3

0.4

(0.3)

0.1

0.1

0.1

0.1

0.1

Total Receipts

0.3

0.4

(0.3)

0.1

0.1

0.1

0.1

0.1

0.9

0.3

0.9

0.3

Personal Service

0.1

0.1

Non-Personal Service

0.2

0.1

0.1

0.1

0.1

0.1

0.1

0.1

0.3

0.2

0.3

0.4

(0.3)

0.1

0.1

(0.1)

0.1

0.6

0.1

Transfers from Other Funds

Transfers to Other Funds

DISBURSEMENTS:
Departmental Operations:

General State Charges


Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements

OTHER FINANCING SOURCES (USES):

Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources Over
Disbursements and Other Financing Uses

Ending Fund Balance

0.3
$

10.6

0.4
$

11.0

(0.3)
$

10.7

10.7

0.1
$

10.8

10.8

28

10.8

0.1
$

10.9

10.9

(0.1)
$

10.8

0.1
$

10.9

0.6
$

10.9

0.1
$

10.3

STATE OF NEW YORK


GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF FEBRUARY 2014
(amounts in millions)

SCHEDULE 1

BALANCE
FEB. 1, 2014
GENERAL FUND
10000-10049-Local Assistance Account
10050-10099-State Operations Account
10100-10149-Tax Stabilization Reserve
10150-10199-Contingency Reserve
10200-10249-Universal Pre-K Reserve
10250-10299-Community Projects
10300-10349-Rainy Day Reserve Fund
10400-10449-Refund Reserve Account
10500-10549-Fringe Benefits Escrow
10550-10599-Tobacco Revenue Guarantee
TOTAL GENERAL FUND
SPECIAL REVENUE FUNDS-STATE_
20000-20099-Mental Health Gifts and Donations
20100-20299-Combined Expendable Trust
20300-20349-New York Interest on Lawyer Account
20350-20399-NYS Archives Partnership Trust
20400-20449-Child Performer's Protection
20450-20499-Tuition Reimbursement
20500-20549-New York State Local Government Records
Management Improvement
20550-20599-School Tax Relief
20600-20649-Charter Schools Stimulus
20650-20699-Not-For-Profit Short Term Revolving Loan
20800-20849-HCRA Resources
20850-20899-Dedicated Mass Transportation Trust
20900-20949-State Lottery
20950-20999-Combined Student Loan
21000-21049-Sewage Treatment Program Mgmt. & Administration
21050-21149-EnCon Special Revenue
21150-21199-Conservation
21200-21249-Environmental Protection and Oil Spill Compensation
21250-21299-Training and Education Program on OSHA
21300-21349-Lawyers' Fund for Client Protection
21350-21399-Equipment Loan for the Disabled
21400-21449-Mass Transportation Operating Assistance
21450-21499-Clean Air
21500-21549-New York State Infrastructure Trust
21550-21559-Legislative Computer Services
21600-21649-Biodiversity Stewardship and Research
21650-21699-Combined Non-Expendable Trust
21700-21749-Winter Sports Education Trust
21750-21799-Musical Instrument Revolving
21850-21899-Arts Capital Revolving
21900-22499-Miscellaneous State Special Revenue

RECEIPTS

8,036.359
90.884
-

0.027
2,672.378
571.478
-

DISBURSEMENTS
$

2,347.568
246.767
2.857
571.478
-

OTHER FINANCING
SOURCES (USES)
$

2,347.541
(1,710.674)
-

8,127.243

3,243.883

3,168.670

2.250
64.522
8.432
0.187
0.098
5.567

0.007
0.952
0.754
0.019
0.466

0.003
0.589
0.103
0.049
0.027
0.435

(0.009)
(0.080)

0.485
293.071
79.959
152.148
7.860
1.678
5.329
4.575
1.941
2.912
0.132
0.007
36.622
5.761
0.075
0.490
752.302

(0.079)
(82.240)
336.473

3.448
16.770
5.439
96.961
94.258
(116.798)
17.742
(1.474)
(38.778)
94.281
20.902
8.510
8.187
0.533
(336.563)
(17.643)
0.079
10.307
3.486
0.490
0.001
0.810
511.379

29

0.714
385.800
66.695
253.657
1.830
1.669
0.430
2.766
0.001
(0.413)
0.004
77.803
3.189
0.174
231.701

636.867

BALANCE
FEB. 28, 2014
$

8,751.296
88.027
8,839.323

2.254
64.885
9.083
0.129
0.090
5.518
3.598
16.770
5.439
107.450
80.994
(15.289)
11.712
(3.152)
(42.438)
90.136
21.727
5.599
7.642
0.530
(295.382)
(20.215)
0.079
10.406
3.486
0.001
0.810
327.251

STATE OF NEW YORK


GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF FEBRUARY 2014
(amounts in millions)

SCHEDULE 1
(continued)

BALANCE
FEB. 1, 2014
SPECIAL REVENUE FUNDS-STATE (CONTINUED)
22500-22549-Court Facilities Incentive Aid
22550-22599-Employment Training
22650-22699-State University Income
22700-22749-Chemical Dependence Service
22750-22799-Lake George Park Trust
22800-22849-State Police Motor Vehicle Law Enforcement and
Motor Vehicle Theft and Insurance Fraud Prevention
22850-22899-New York Great Lakes Protection
22900-22949-Federal Revenue Maximization
22950-22999-Housing Development
23000-23049-NYS/DOT Highway Safety Program
23050-23099-Vocational Rehabilitation
23100-23149-Drinking Water Program Management and
Administration
23150-23199-NYC County Clerks' Operations Offset
23200-23249-Judiciary Data Processing Offset
23250-23449-IFR / CUTRA
23500-23549-USOC Lake Placid Training
23550-23599-Indigent Legal Services
23600-23649-Unemployment Insurance Interest and Penalty
23650-23699-MTA Financial Assistance Fund
23700-23750-New York State Commercial Gaming Fund
TOTAL SPECIAL REVENUE FUNDS-STATE
SPECIAL REVENUE FUNDS-FEDERAL
25000-25099-Federal USDA / Food and Consumer Services
25100-25199-Federal Health and Human Services
25200-25249-Federal Education
25250-25299-Federal DHHS Block Grant
25300-25899-Federal Miscellaneous Operating Grants
25900-25949-Unemployment Insurance Administration
25950-25999-Unemployment Insurance Occupational Training
26000-26049-Federal Employment and Training Grants
TOTAL SPECIAL REVENUE FUNDS-FEDERAL
TOTAL SPECIAL REVENUE FUNDS
DEBT SERVICE FUNDS
40000-40049-Debt Reduction Reserve
40100-40149-Mental Health Services
40150-40199-General Debt Service
40250-40299-State Housing Debt Service
40300-40349-Department of Health Income
40350-40399-State University Dormitory Income
40400-40449-Clean Water/Clean Air
40450-40499-Local Government Assistance Tax
TOTAL DEBT SERVICE FUNDS

RECEIPTS

13.839
0.049
565.127
19.628
0.273

0.001
619.522
0.312
-

DISBURSEMENTS
19.156
430.087
0.127
0.042

24.700
22.884
-

BALANCE
FEB. 28, 2014
19.384
0.049
777.446
19.813
0.231

22.707
0.115
0.023
9.521
(5.070)
0.148

6.719
0.001
0.483
0.002

(7.593)
(41.627)
10.419
120.681
0.070
137.393
8.049
152.157
1,469.292

1.392
3.155
0.005
5.358
0.798
143.683
1,809.649

0.708
5.689
4.694
4.626
0.011
8.713
0.267
167.719
1,988.987

1.383
303.032

(40.296)
(43.881)
(48.836)
56.747
54.299
1.386
(0.850)
(21.431)

190.379
2,497.122
196.476
95.785
58.434
1.200
11.328
3,050.724

162.630
2,386.120
202.520
103.755
55.608
0.998
11.026
2,922.657

(0.131)
(159.611)
(3.440)
(0.063)
(163.245)

1,447.861

4,860.373

4,911.644

139.787

1,536.377

396.319
1,304.094
21.459
122.404
42.555
2.184
1,889.015

3.532
1,025.695
0.041
12.021
46.391
69.869
201.022
1,358.571

190.519
340.185
0.041
530.745

(190.229)
(582.818)
(8.348)
(20.969)
(86.668)
(2.648)
(891.680)

19.103
1,406.786
25.132
147.826
25.756
200.558
1,825.161

30

0.219
(0.044)
0.122
0.298
-

OTHER FINANCING
SOURCES (USES)

29.207
0.159
0.023
9.400
(4.885)
0.150
(8.301)
(47.316)
7.117
119.210
0.064
134.038
8.580
129.504
1,592.986

(12.678)
(92.490)
(58.320)
48.714
57.125
1.588
(0.548)
(56.609)

STATE OF NEW YORK


GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF FEBRUARY 2014
(amounts in millions)

SCHEDULE 1
(continued)

BALANCE
FEB. 1, 2014
CAPITAL PROJECTS FUNDS
30000-30049-State Capital Projects
30050-30099-Dedicated Highway and Bridge Trust
30100-30299-SUNY Residence Halls Rehabilitation and Repair
30300-30349-New York State Canal System Development
30350-30399-Parks Infrastructure
30400-30449-Passenger Facility Charge
30450-30499-Environmental Protection
30500-30549-Clean Water/Clean Air Implementation
30600-30609-Energy Conservation Thru Improved Transportation Bond
30610-30619-Park & Recreation Land Acquisition Bond
30620-30629-Pure Waters Bond
30630-30639-Transportation Capital Facilities Bond
30640-30649-Environmental Quality Protection Bond
30650-30659-Rebuild and Renew New York Transportation Bond
30660-30669-Transportation Infrastructure Renewal Bond
30670-30679-1986 Environmental Quality Bond Act
30680-30689-Accelerated Capacity and Transportation
Improvement Bond
30690-30699-Clean Water/Clean Air Bond
30700-30749-State Housing Bond
30750-30799-Outdoor Recreation Development Bond
30900-30949-Rail Preservation and Development Bond
31350-31449-Federal Capital Projects
31450-31499-Forest Preserve Expansion
31500-31549-Hazardous Waste Remedial
31650-31699-Suburban Transportation
31700-31749-Division for Youth Facilities Improvement
31800-31849-Housing Assistance
31850-31899-Housing Program
31900-31949-Natural Resource Damage
31950-32199-DOT Engineering Services
32200-32249-Miscellaneous Capital Projects
32250-32299-CUNY Capital Projects
32300-32349-Mental Hygiene Facilities Capital Improvement
32350-32399-Correction Facilities Capital Improvement
32400-32999-State University Capital Projects
33000-33049-NYS Storm Recovery Fund
TOTAL CAPITAL PROJECTS FUNDS
TOTAL GOVERNMENTAL FUNDS

RECEIPTS

DISBURSEMENTS

OTHER FINANCING
SOURCES (USES)

BALANCE
FEB. 28, 2014

(593.484)
102.686
4.491
(60.153)
0.014
58.292
0.164
0.743
3.391
1.992
57.651
4.257
14.477

49.767
181.008
0.013
0.129
12.196
-

199.103
220.349
0.255
9.167
16.922
-

149.336
204.070
(6.318)
(0.250)

(428.755)
102.444
4.620
(69.320)
0.014
53.566
0.164
0.743
3.391
1.992
51.333
4.257
14.227

2.837
3.995
(3.809)
0.896
(87.752)
0.505
(8.854)
(13.150)
(109.631)
15.903
(12.937)
33.935
(0.023)
(369.886)
(32.211)
164.284
(9.071)
(830.448)

142.926
2.255
4.122
0.002
0.107
10.132
0.020
402.677

96.546
6.933
1.971
15.000
0.027
0.084
0.860
12.880
37.287
(13.790)
603.594

(235.548)
(0.223)
0.684
111.751

2.837
3.995
(192.977)
0.896
(92.653)
0.505
(6.703)
(13.150)
(124.631)
15.878
(12.337)
33.182
(0.023)
(372.634)
(69.498)
178.094
(9.071)
(919.614)

10,633.671

31

9,865.504

9,214.653

(3.275)

11,281.247

STATE OF NEW YORK


PROPRIETARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF FEBRUARY 2014
(amounts in millions)

SCHEDULE 2

BALANCE
FEB. 1, 2014

FUND TYPE

RECEIPTS

DISBURSEMENTS

OTHER
FINANCING
SOURCES (USES)

BALANCE
FEB. 28, 2014

ENTERPRISE FUNDS
50000-50049-Youth Commissary
50050-50099-State Exposition Special
50100-50299-Correctional Services Commissary
50300-50399-Agency Enterprise
50400-50449-OMH Sheltered Workshop
50450-50499-OPWDD Patient Workshop
50500-50599-Mental Hygiene Community Stores
50650-50699-Unemployment Insurance Benefit
TOTAL ENTERPRISE FUNDS

0.202
1.787
3.575
3.206
1.975
1.085
3.604
76.277
91.711

0.005
0.122
2.762
0.073
0.047
0.103
0.171
265.680
268.963

0.004
0.958
3.136
0.279
0.044
0.054
0.069
264.664
269.208

0.203
0.951
3.201
3.000
1.978
1.134
3.706
77.293
91.466

INTERNAL SERVICE FUNDS


55000-55049-O.G.S. Centralized Services
55050-55099-Agency Internal Service
55100-55149-Mental Hygiene Revolving
55150-55199-Youth Vocational Education
55200-55249-Joint Labor/Management Administration
55250-55299-Audit and Control Revolving
55300-55349-Health Insurance Revolving
55350-55399-Correctional Industries Revolving
TOTAL INTERNAL SERVICE FUNDS

TOTAL PROPRIETARY FUNDS

(43.931)
(70.797)
0.301
0.072
1.632
0.533
(18.539)
(19.479)
(150.208)

(58.497)

24.284
6.335
0.045
0.002
1.045
3.406
35.117

304.080

32

35.965
26.036
0.086
0.002
0.054
1.225
0.878
4.258
68.504

337.712

1.229
2.181
(0.078)
(0.020)
(0.037)
3.275

3.275

(54.383)
(88.317)
0.260
0.072
1.578
(0.770)
(18.392)
(20.368)
(180.320)

(88.854)

STATE OF NEW YORK


FIDUCIARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
FOR THE MONTH OF FEBRUARY 2014

SCHEDULE 3

(amounts in millions)
BALANCE
FEB. 1, 2014

FUND TYPE

RECEIPTS

DISBURSEMENTS

OTHER
FINANCING
SOURCES (USES)

BALANCE
FEB. 28, 2014

PENSION TRUST FUNDS


65000-65049-Common Retirement-Administration

TOTAL PENSION TRUST FUNDS

(13.136)

4.390

2.702

(11.448)

(13.136)

4.390

2.702

(11.448)

2.094
8.741

0.079

0.008
0.010

2.086
8.810

10.835

0.079

0.018

10.896

1.391
0.006
530.992
85.748
325.641
5.581
0.847
121.329
0.001
(74.303)
4.087
110.002
3,781.062
(217.379)
76.664

0.010
574.933
86.005
324.664
5.673
0.817
57.608
37.235
1.875
130.387
3,765.283
-

18.497
0.246
538.260
15.066
19.336
7.561
0.486
482.189
0.110
609.927
20.287
91.797
190.423
244.172
(10.056)

4,751.669

4,984.490

PRIVATE PURPOSE TRUST FUNDS


66000-66049-Agriculture Producers' Security
66050-66099-Milk Producers' Security
TOTAL PRIVATE PURPOSE TRUST FUNDS

AGENCY FUNDS
60050-60149-School Capital Facilities Financing Reserve
60150-60199-Child Performer's Holding
60200-60249-Employees Health Insurance
60250-60299-Social Security Contribution
60300-60399-Employee Payroll Withholding Escrow
60400-60449-Employees Dental Insurance
60450-60499-Management Confidential Group Insurance
60500-60549-Lottery Prize
60550-60599-Health Insurance Reserve Receipts
60600-60799-Miscellaneous New York State Agency
60800-60849-Elderly Pharmaceutical Insurance Coverage Escrow
60850-60899-CUNY Senior College Operating
60900-60949-Medicaid Management Information System Escrow
60950-60999-Special Education
61000-61099-State University Collection
61100-61999-SUNY Federal Direct Lending Program

17.106
0.250
582.201
15.323
18.359
7.653
0.456
418.468
0.109
721.465
18.075
112.182
174.644
461.551
(86.720)

TOTAL AGENCY FUNDS

TOTAL FIDUCIARY FUNDS

2,461.122
$

2,458.821

33

4,756.138

4,987.210

2,228.301
$

2,227.749

STATE OF NEW YORK


SOLE CUSTODY AND INVESTMENT ACCOUNTS
STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS
FOR THE MONTH OF FEBRUARY 2014
(amounts in millions)

FUND TYPE

SCHEDULE 4

BALANCE
FEB. 1, 2014

RECEIPTS

BALANCE
FEB. 28, 2014

DISBURSEMENTS

ACCOUNTS
70000-70049-Tobacco Settlement

70050-70149-Sole Custody Investment (*)

2,354.362

70200-Comptroller's Refund
TOTAL ACCOUNTS

2.707

2,357.069

9,676.081

9,846.218

371.916

371.916

10,047.997

10,218.134

2.707
2,184.225
-

2,186.932

(*) Includes Public Asset Fund resources


Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such
conversion, assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in
(s) 7317 of the Insurance Law. On December 28, 2005, Wellchoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by Wellpoint, Inc. This conversion was also subject to the same Chapter 1
requirements
i
t off assigning
i i assets
t representing
ti 95 percentt off the
th fair
f i market
k t value
l off the
th not-for-profit
tf
fit corporation
ti b
be ttransferred
f
d tto th
the "P
"Public
bli A
Assett F
Fund".
d"
As of February 28, 2014, $10,032,216.29 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled
Public Asset Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resource Fund (20800-20849).

34

STATE OF NEW YORK


DEBT SERVICE FUNDS
STATEMENT OF DIRECT STATE DEBT ACTIVITY
FISCAL YEAR 2013 - 14

SCHEDULE 5

DEBT ISSUED
DEBT
OUTSTANDING
APRIL 1, 2013

PURPOSE

MONTH OF
FEBRUARY

DEBT MATURED

11 MONTHS ENDED
FEB. 28, 2014

MONTH OF
FEBRUARY

INTEREST DISBURSED
DEBT
OUTSTANDING
FEB. 28, 2014

11 MONTHS ENDED
FEB. 28, 2014

MONTH OF
FEBRUARY

11 MONTHS ENDED
FEB. 28, 2014

GENERAL OBLIGATION BONDED DEBT:


Accelerated Capacity and Transportation Improvements
Clean Water/Clean Air:
Air Quality
Safe Drinking Water
Water
Solid Waste
Environmental Restoration

285,132,330.68

3,470,139.42

$ 57,071,729.46

228,060,601.22

144,517.33
7,541,539.98
2,660,074.98
4,381,369.48

7,312,059.15
3,440,000.00
18,524,001.29
8,381,983.66
5,401,727.64

25,067,627.89
15,503.43
447,942,946.97
50,118,781.85
87,465,286.38

3,195,741.03

6,777,155.85

616,573.56

10,191,326.67

32,379,687.04
3,455,503.43
466,466,948.26
58,500,765.51
92,867,014.02

9,972,896.88

7,884,529.35
18,101,670.81
67,619,046.38

35,468.14
287,188.80
51,344.51

3,100,735.39
6,267,922.11
18,208,269.99

4,783,793.96
11,833,748.70
49,410,776.39

1,330.29
45,521.64
30,626.90

297,400.78
669,650.49
1,846,054.99

26,573,661.90
324,746,087.76

565,195.38
24,386,631.85

3,765,763.17
44,968,533.57

22,807,898.73
279,777,554.19

82,710.77
2,132,969.74

762,855.36
8,896,641.46

28,425,000.00
26,745,000.00

4,765,000.00
4,720,000.00

23,660,000.00
22,025,000.00

40,800.00
-

822,050.00
335,451.00

14,861.27

57,002,922.06

2,677,029.95

Rebuild and Renew New York Transportation


Highway Facilities
Canals and Waterways
Aviation
Rail and Port
Mass Transit - Dept. of Transportation
Mass Transit - Metropolitan Transportation Authority

873,119,380.50
15,279,819.82
56,152,937.84
77,708,185.17
11,239,879.29
951,348,159.43

Rebuild New York-Transportation Infrastructure Renewal:


Highways, Parkways, and Bridges
Rapid Transit, Rail, and Aviation

3,412,754.16
12,824,436.79

Transportation Capital Facilities:


Aviation
Mass Transportation

13,478,354.46
1,011,136.70

Energy Conservation Through Improved Transportation:


Rapid Transit and Rail Freight
Environmental Quality Protection (1972)
Air
Land and Wetlands
Water
Environmental Quality (1986)
Land and Forests
Solid Waste Management

Housing:
Low Cost
Middle Income
Park and Recreation Land Acquisition
Pure Waters
Rail Preservation Development

Total General Obligation Bonded Debt

$ 3,524,139,999.46

35

57,250.01

14,861.27

28,336.31
2,580,437.86
81,466.63
771,205.76

255,174.13

290.26

10,775,222.91

46,227,699.15

1,533,033.63

1,143,996.32

12,797,434.39
749,042.85
1,354,919.95
1,818,271.41
1,197,059.68
10,464,947.71

17,217,418.58
1,112,936.41
1,354,919.95
1,818,271.41
1,197,059.68
15,670,681.91

855,901,961.92
14,166,883.41
54,798,017.89
75,889,913.76
10,042,819.61
935,677,477.52

7,085,466.01
112,252.30
638,243.55
1,442,797.61
209,751.07
8,746,157.64

28,124,711.05
534,155.27
1,805,720.90
3,232,733.90
460,967.54
32,337,175.36

17,604.13
-

29,525.52
2,970,462.67

3,383,228.64
9,853,974.12

4,202.60
-

77,161.40
390,567.13

2,309,983.61
892,017.26

11,168,370.85
119,119.44

$ 246,005,000.00

$ 3,278,134,999.46

$ 71,980,000.00

72,666.91

856,665.76
64,008.21
12,476,630.66
1,104,371.40
2,945,457.53

$ 24,723,517.15

1,665,633.71
77,618.00

422,145.86
19,000.73
$ 110,671,619.55

STATE OF NEW YORK


DEBT SERVICE FUNDS
FINANCING AGREEMENTS
FOR THE ELEVEN MONTHS ENDED FEBRUARY 28, 2014

SCHEDULE 5a

DEBT
REDUCTION
RESERVE
FUND
(40000-40049)
Special Contractual Financing Obligations:
Payments to Public Authorities:
City University Construction
Dormitory Authority:
Albany County Airport
Consolidated Service Contract Refunding
David Axelrod Institute
Department of Health Facilities
Economic Development Housing
Education
General Purpose
Health Care
Mental Health Facilities
OGS Parking
Secured Hospital Program
State Department of Education Facilities
State Facilities and Equipment
SUNY Community Colleges
SUNY Dormitory Facilities
SUNY Educational Facilities
Environmental Facilities Corporation
Housing Finance Agency
Local Government Assistance Corporation
Metropolitan Transportation Authority:
Transit and Commuter Rail Projects
Thruway Authority:
Dedicated Highway & Bridge
Local Highway & Bridge
Transportation
Urban Development Corporation:
Center for Industrial Innovation at RPI
Clarkson University
Columbia Univer. Telecommunications Center
Community Enhancement Facilities Program
Consolidated Service Contract Refunding
Cornell Univer. Supercomputer Center
Correctional Facilities
Economic Development Housing
General Purpose
State Facilities and Equipment
Syracuse University Science and
Technology Center
University Facilities Grant 95 Refunding
Total Disbursements for Special Contractual
Financing Obligations

GENERAL
DEBT
SERVICE
(40151)

192,807,631

DEPARTMENT
OF HEALTH
INCOME
(40300-40349)

LOCAL
GOVERNMENT
ASSISTANCE
TAX
(40450-40499)

MENTAL
HEALTH
SERVICES
(40100-40149)

STATE
UNIVERSITY
DORMITORY
INCOME
(40350-40399)

REVENUE
BOND
TAX
(40152)

COMBINED TOTALS
11 MONTHS ENDED FEB. 28
2014
2013

192,807,631

226,694,120

$ INCREASE /
(DECREASE)

(33,886,489)

275,719
13,353,701
5,598,154
474,125
12,048,759
916,516
28,026,713
116,219,270
3,090,062
26,480,026
-

28,207,983
-

57,621,657

295,093,793
-

69,503,854
164,148,567
628,458,730
2,822,019
65,270
77,419,926
34,206,740
-

275,719
13,353,701
5,598,154
28,207,983
69,503,854
164,148,567
628,458,730
2,822,019
295,093,793
474,125
12,048,759
916,516
65,270
28,026,713
116,219,270
80,509,988
60,686,766
57,621,657

325,332
98,474,228
5,578,746
28,183,601
84,660,183
168,583,569
422,577,367
2,911,369
306,239,612
478,125
982,867
269,379
25,349,483
96,525,216
150,671,089
96,934,688
68,562,398
64,500,920

(49,613)
(85,120,527)
19,408
24,382
(15,156,329)
(4,435,002)
205,881,363
(89,350)
(11,145,819)
(4,000)
12,048,759
(66,351)
(204,109)
2,677,230
(96,525,216)
(34,451,819)
(16,424,700)
(7,875,632)
(6,879,263)

74,688,583

74,688,583

74,983,955

(295,372)

895,862,295
95,441,800
-

73,893,575

895,862,295
95,441,800
73,893,575

926,791,660
201,973,600
294,713,750

(30,929,365)
(106,531,800)
(220,820,175)

946,825
3,719,000
352,814,929
493,000
28,149,222
-

140,065,665
245,933,711
38,798,562

946,825
3,719,000
352,814,929
493,000
28,149,222
140,065,665
245,933,711
38,798,562

110,687
1,021,400
3,719,000
343,167,754
493,000
38,743,708
177,836,184
250,328,660
41,819,009

(110,687)
(74,575)
9,647,175
(10,594,486)
(37,770,519)
(4,394,949)
(3,020,447)

2,645,675
1,597,519

2,645,675
1,597,519

2,647,050
1,599,944

(1,375)
(2,425)

$ 1,855,649,524

57,621,657

$ 295,093,793

$ 1,475,316,619

28,207,983

36

3,711,889,576

4,208,451,653

(496,562,077)

SUMMARY OF THE OPERATING FUND INVESTMENTS


FOR THE MONTH OF FEBRUARY 2014
AS REQUIRED OF THE STATE COMPTROLLER
(amounts in millions)

SCHEDULE 6

FISCAL YEAR
TO DATE

FEBRUARY 2014

PRIOR FISCAL
YEAR TO DATE
FEBRUARY 2013

SHORT TERM INVESTMENT POOL*


AVERAGE DAILY INVESTMENT BALANCE**
AVERAGE YIELD**
TOTAL INVESTMENT EARNINGS

10,971.2
0.115%
1.159

6,623.5
0.143%
9.004

Month-End Portfolio Balances


DESCRIPTION
GOVT. AGENCY BILLS/NOTES
REPURCHASE AGREEMENTS
COMMERCIAL PAPER
CERTIFICATES OF DEPOSIT/SAVINGS
0% COMPENSATING BALANCE CDs

FEBRUARY 2014
PAR AMOUNT
$
500.0
1,522.9
4,689.1
4,102.9
4,950.0
$
15,764.9

FEBRUARY 2013
PAR AMOUNT
$
200.0
3,503.9
1,781.4
3,661.4
4,175.0
$
13,321.7

*Pursuant to 98 of the State Finance Law, the State Comptroller is authorized to invest and keep invested all moneys,
in any fund, held by the State. The Short Term investment Pool (STIP) represents an accounting mechanism that allows
for the separate accounting of individual funds (on deposit in State's general checking account) for the purpose
of making short term investments. Pursuant to State Finance Law 4(5) the Short Term Investment Pool is authorized
to temporarily loan to the General Fund-State Operations Account (10050) funds for a period of four months or the end
of the fiscal year, which ever is shorter. However, it must be noted that certain funds are invested as part of
STIP, but are held by the State Comptroller in a fiduciary capacity. Fiduciary fund balances are restricted and may not
be used for any State purposes since moneys in such funds are held by the State in a trustee (or fiduciary) capacity or
as an agent for individuals, private organizations, or non-State governmental units (e.g. local governments, public authorities).
Therefore, Fiduciary fund balances are not available to be temporarily loaned to the General Fund-State Operations
Account. Fiduciary fund balances are presented in Schedules 3 and 4 of this report.
**Does not include 0% Compensating Balance CDs.

SOURCE: PENSION INVESTMENT AND PUBLIC FINANCE

37

6,465.8
0.167%
9.959

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF RECEIPTS AND DISBURSEMENTS BY ACCOUNT
FISCAL YEAR 2013-2014

APPENDIX A

2013
APRIL
OPENING CASH BALANCE

RECEIPTS:
Cigarette Tax
State Share of NYC Cigarette Tax
STIP Interest
Public Asset Transfers
Assessments
Fees
Rebates
Restitution and Settlements
Miscellaneous
Total Receipts

MAY

17,997,940

175,043,010

JUNE
$

JULY

162,693,537

AUGUST

18,101,879

SEPTEMBER

72,236,110

53,339,999

OCTOBER
$

83,019,867

NOVEMBER
$

2014
JANUARY

DECEMBER

64,863,639

165,188,082

11 Months Ended
February 28, 2014

FEBRUARY

251,324,716

96,961,465

17,997,940

83,696,224
3,798,000
43,439
327,107,157
446,000
1,461
49,000
-

92,842,993
3,832,000
365,066,598
98,000
322,000
-

89,554,269
4,454,000
64,929
344,867,943
1,955,209
49,037
612,000
-

104,213,728
5,214,000
28,378
364,964,258
1,894,141
58,000
113,028

86,686,771
3,712,000
323,227,955
7,047,210
624,000
-

88,993,788
4,184,584
64,247
349,020,467
775,000
748,234
17,337

94,007,257
4,863,000
85,017
374,435,992
1,153,319
7,639,686
-

78,001,135
4,269,000
42,922
338,721,801
(8,273,245)
14,551,288
(3,529,920)
-

93,468,783
3,935,000
48,112
362,264,038
3,488,000
2,292,701
2,444

90,586,274
4,358,000
52,635
345,913,900
738,000
3,395,938
-

56,743,742
3,093,000
44,971
325,478,776
112,000
327,000
-

958,794,964
45,712,584
474,650
3,821,068,885
9,433,634
20,290,425
6,850,000
132,809

415,141,281

462,161,591

441,557,387

476,485,533

421,297,936

443,803,657

482,184,271

423,782,981

465,499,078

445,044,747

385,799,489

4,862,757,951

DISBURSEMENTS:
Grants
Interest - Late Payments
Personal Service
Non-Personal Service
Employee Benefits/Indirect Costs

254,961,215
2,166
901,489
1,945,312
-

424,991,159
27
840,036
2,526,279
-

572,971,072
314
787,875
10,488,472
1,286,016

409,604,712
341
1,249,213
715,827
-

435,659,813
1,010
840,729
1,409,460
1,134

402,330,789
49
588,843
651,229
877,374

438,517,541
15,127
825,086
4,319,428
-

319,446,374
3,702
841,316
2,169,029
302,336

375,295,617
1,466
1,202,429
1,870,430
478,958

597,557,999
1,787
(25,705)
918,065
234,650

287,529,724
1,291
772,781
4,062,380
705,407

4,518,866,015
27,280
8,824,092
31,075,911
3,885,875

Total Disbursements

257,810,182

428,357,501

585,533,749

411,570,093

437,912,146

404,448,284

443,677,182

322,762,757

378,848,900

598,686,796

293,071,583

4,562,679,173

45,000,000
-

1,306,000

9,029,000

45,241,303
-

80,000,000
1,306,300

170,241,303
11,641,300

286,029
286,029

1,153,563
46,153,563

615,296
615,296

10,000,000
781,209
10,781,209

975,901
2,281,901

646,505
9,675,505

10,000,000
1,422,014
56,663,317

695,781
695,781

513,544
513,544

721,202
721,202

933,415
82,239,715

20,000,000
8,744,459
210,627,062

OPERATING TRANSFERS:
Transfers to Capital Projects Fund
Transfers to General Fund
Transfers to Revenue Bond Tax Fund
Transfers to Miscellaneous Special Revenue Fund
Administration Program Account
Empire State Stem Cell Trust Account
Transfers to SUNY Income Fund
Total Operating Transfers
Total Disbursements and Transfers
CLOSING CASH BALANCE

258,096,211
$

175,043,010

474,511,064
$

162,693,537

586,149,045
$

18,101,879

422,351,302
$

72,236,110

440,194,047
$

53,339,999

38

414,123,789
$

83,019,867

500,340,499
$

64,863,639

323,458,538
$

165,188,082

379,362,444
$

251,324,716

599,407,998
$

96,961,465

375,311,298
$

107,449,656

4,773,306,235
$

107,449,656

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
FISCAL YEAR 2013-2014

Program/Purpose
AIDS INSTITUTE PROGRAM
$
COMMUNITY SERVICE PROG- HIGH RISK
HIV CLINICAL & PROVIDER EDUCATION
HIV HEALTH CARE SUPPORTIVE SERVICES
HIV STD HEPATITIS C PREVENTION
INFANTS AND PREGNANT WOMEN
REGIONAL AND TARGETED
CENTER FOR COMMUNITY HEALTH PROGRAM
ADEPHI UNIVRST CANC SPRT PRG
BRST CANCER HOTLINE - ADELPHI
CENTER FOR COMMUNITY HLTH
EVIDENCE BASED CANCER SVC
FAMILY PLANNING
HYPERTENSION PREVENTION TREATMENT
INDIAN HEALTH PROGRAM
LEAD POISONING PREVENTION
MATERNITY & EARLY CHHOOD FOUNDATION
NUTRITION SERVICES/EDUC - PREG WOMEN, CHILDREN
PRENATAL CARE ASSISTANCE PROGRAM
PUBLIC HEALTH CAMPAIGN
RAPE CRISIS
SCHOOL BASED HEALTH PROGRAM
STATE AID PHYSICALLY HANICAPPED CHILDREN REHAB
TOBACCO ENFORCEMENT
TUBERCULOSIS
CHILD HEALTH INSURANCE PROGRAM
CHILD HEALTH INSURANCE
COMMUNITY SUPPORT PROGRAM
COMMUNITY SUPPORT
ELDERLY PHARMACEUTICAL INS COVERAGE PRG
EDLERLY PHARMACEUTICAL INSURANCE COV
HEALTH CARE FINANCING PROGRAM
HEALTH CARE FINANCING
HEALTH CARE REFORM ACT PROGRAM
AIDS DRUG ASSISTANCE
AMBULATORY CARE TRAINING
AREA HEALTH EDUCATION CENTER
COMMISSIONER EMERGENCY DISTRIBUTIONS
DIAGNOSTIC & TREATMENT CTR UNCOMPENSATED CARE
DIVERSITY IN MEDICINE
EMPIRE CLINIC RESEARCH INVESTMENT (ECRIP)
HCRA PAYOR / PROVIDER AUDITS
HEALTH FACILITY RESTRUCTURING DASNY
HEALTH WORKFORCE RETRAINING
INFERTILITY SERVICES GRANTS
MEDICAL INDEMNITY FUND
PART 405_4 HOSPITAL AUDITS
PAY FOR PERFORMANCE
PHYSICIAN EXCESS MEDICAL MALPRACTICE
PHYSICIAN LOAN REPAYMENT
PHYSICIAN PRACTICE SUPPORT
PHYSICIAN WORKFORCE STUDIES
POISON CONTROL CENTERS
POOL ADMINISTRATION
ROSWELL PARK CANCER INSTITUTE
RPCI CANC RSRCH OPERATING COSTS
RURAL HEALTH CARE ACCESS
RURAL HEALTH NETWORK
SCHOOL BASED HEALTH CENTERS
SCHOOL BASED HEALTH CLINICS-POOL ADMN
TOBACCO USE PREVENTION/CONTROL
TRNSITION ACCT - PRIOR YEAR ALLOCATION

APPENDIX B

Appropriation
Amount (1)
75,016,000

April - June
$

July - September
$

October - December
$

January

11 Months Ending
February 28, 2014 (2)

February

439,794
2,930,093
4,767,306
2,032,154

140,938
793,838
2,372,995
1,282,734

7,587
27,732
71,801

3,936
-

580,732
3,731,518
7,171,969
3,386,689

628,649
3,065,790
60,290
906,705
74,778
(2,742,140)
517,275
1,405,813
42,660
1,435,537
66,516
5,441
213,128

436,262
533,866
61,889
191,731
90,092
25,834
24,157
1,018,034
51,799
550,356
-

879,238
282,901
1,223,033
55,019
23,142
461,190
1,166
-

355,778
718,819
48,792
-

65,999,578

137,615,921

70,925,106

23,132,570

12,000

12,000

24,863,459

25,533,490

48,076,969

13,462,531

12,406,406

124,342,855

455,660

457,169

266,138

71,568

77,065

1,327,600

1,646,900
910,286
453,838
708,789
3,466,148
8,105
156,253
127,400,000
493,320
866,648
391,200
17,900,000
1,500,000
2,680,091
1,493,217
8,500,591
-

371,819
553,064
383,401
1,095,148
238,000
19,600,000
3,242,740
386,749
165,183
1,250,000
17,900,000
1,500,000
494,439
441,618
1,138,856
-

20,000,000
325,286
53,455,354
179,374
3,125,291
379,100
485,671
346,839
1,010,841
1,185,964
17,900,000
1,500,000
2,397,779
1,785,181
-

10,000,000
141,711
246,259
64,764
277,507
75,000
1,250,000
1,101,365
272,630
2,614,895
5,287,800
-

183,621
8,611,596
3,562,633
129,380
102,611
100,000
393,541
17,900,000
1,500,000
2,047,219
800,499
29,098
-

30,000,000
1,022,437
2,199,964
1,293,687
53,909,192
1,095,148
8,611,596
1,126,163
19,600,000
13,643,071
773,954
836,068
127,400,000
1,220,277
2,217,672
2,500,000
1,970,705
71,600,000
6,000,000
8,720,893
4,793,145
2,643,993
5,287,800
9,639,447
-

181,286,529
112,342
(494)
-

2,412,269
3,599,656
122,179
1,380,843
74,778
(800,288)
711,178
1,431,647
89,959
2,914,761
119,481
555,797
213,128

997,038,800
28,084,931

325,758,106

75,000
-

24,000

375,655,000
9,217,600
1,587,540,764

39

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
FISCAL YEAR 2013-14

APPENDIX B
(continued)

Program/Purpose
MEDICAL ASSISTANCE PROGRAM
BREAST & CERVICAL CANCER
DISABLED PERSONS
FAMILY HEALTH PLUS
FINANCIAL ASSISTANCE
HOME HEALTH RATE INCREASE
INPATIENT NURSING HOME PHARMACIES
MEDICAID INDIGENT CARE
MEDICAL ASSISTANCE
NYC MEDICAID
PHYSICIAN SERVICES
PRIMARY CARE CASE MANAGEMENT
PSNL CRE WRKR RECR & RETEN NYC (3)
PSNL CRE WRKR RECR & RETEN ROS (4)
SUPPLEMENTAL MEDICAL INSURANCE
OFFICE OF HEALTH INSURANCE PROGRAM
OFFICE OF HEALTH INSURANCE
OFFICE OF HEALTH SYSTEMS MANAGEMENT
OFFICE HEALTH SYSTEMS MANAGEMENT
OFFICE OF LONG TERM CARE
ADULT HOME INITIATIVE
ENABLE AIR CONDITIONING
ENABLE QUALITY OF LIFE
QUALITY PROG ADULT CARE FACILITIES
TOTAL
Transfer to the General Fund - State Purposes Account
(for administration of the program)
Reclass of SUNY Hospital Disprop Share to Transfer
Reconciling Adjustment (P-Card and T-Card)
TOTAL APPROPRIATED AMOUNT

Appropriation
Amount (1)
27,441,842,000

April - June
$

July - September
$

October - December
$

2,100,000
23,500,000
342,300,000
195,304,450
146,400,000
124,700,000
85,200,000
2,000,000
68,000,000

308,088,000
533,128,000
192,379,667
-

January
$

11 Months Ending
February 28, 2014 (2)

February
$

721,000,000
196,546,073
-

472,000,000
67,243,256
-

154,883,000
60,989,894
-

2,100,000
23,500,000
650,388,000
1,881,011,000
712,463,340
146,400,000
124,700,000
85,200,000
2,000,000
68,000,000

246,637

72,112

67,682

1,472,042

12,819,800
1,097,350

(11,739)

51,940,100
7,399,327

2,831,054

3,777,315

909,163

2,018,638

16,935,497

1,273,756,999

1,256,369,104

1,147,947,727

599,350,456

293,999,662

4,571,423,948

(2,054,888)
(679)
1,271,701,432 $

(2,403,615)
(34,966)
1,253,930,523 $

(2,631,339)
(27,549)
1,145,288,839 $

(721,202)
57,542
598,686,796 $

(933,415)
5,336
293,071,583 $

(8,744,459)
(316)
4,562,679,173

19,526,540

30,751,958,133
89,000

30,752,047,133

(1) Includes amounts appropriated in SFY 2013-14, as well as prior year appropriations that were reappropriated.
(2) Disbursements from the HCRA Resource Fund includes
for administration of grant programs, and transfers to the
(3) Full title is: NYC Personal Care Workforce Recruitment
(4) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants.

40

STATE OF NEW YORK


SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS - FEBRUARY 2014
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009(*)

Federal
CFDA No.
Education
10.579
11.557
45.025
84.033
84.063
84.384
84.385
84.386
84.387
84.388
84.389
84.390
84.391
84.392
84.394
84.395
84.397
84.398
84.399
84.410
93.407

Federal Agency
Department of Agriculture
Department of Commerce
National Endowment for the Arts
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Health and Human Services

Energy and Environment


10.086
Department of Agriculture
10.688
Department of Agriculture
66.039
Environmental Protection Agency
66.040
Environmental Protection Agency
66.454
Environmental Protection Agency
66.458
Environmental Protection Agency
66.468
Environmental Protection Agency
66.805
Environmental Protection Agency
81.042
Department of Energy
81.122
Department of Energy
Food and Nutrition Services
10.568
Department of Agriculture
93.705
Health and Human Services
93.707
Health and Human Services
Health and Social Services
10.557
Department of Agriculture
10.561
Department of Agriculture
10.578
Department of Agriculture
14.257
Department of Housing and Urban
Development
84.393
Department of Education
93.563
Health and Human Services
93.658
Health and Human Services
93.659
Health and Human Services
93.708
Health and Human Services
93.712
Health and Human Services
93.713
Health and Human Services
93.714
Health and Human Services
93.725
93.778
94.006

Health and Human Services


Health and Human Services
Corporation for National and
Community Service

APPENDIX C

Program

February

Child Nutrition Discretionary Grants Limited Availability


Broadband Technology Opportunities Program (BTOP)
Promotion of the Arts - Partnership Agreements
Federal Work-Study Program
Federal Pell Grant Program
Statewide Data Systems, Recovery Act
Teacher Incentive Fund, Recovery Act
Education Technology State Grants, Recovery Act
Education for Homeless Children and Youth, Recovery Act
School Improvement Grants, Recovery Act
Title I Grants to Local Education Agencies, Recovery Act
Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act
Special Education Grants to States, Recovery Act
Special Education - Preschool Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Education State Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Race-to-the-Top Incentive Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act
Independent Living State Grants, Recovery Act
Independent Living Services for Older Individuals Who are Blind, Recovery Act
Education Jobs Fund
ARRA - Scholarships for Disadvantaged Students
Total Education
Aquaculture Grants Program (AGP)
Recovery Act of 2009: Wildland Fire Management
National Clean Diesel Emissions Reduction Program
State Clean Diesel Grant Program
Water Quality Management Planning
Capitalization Grants for Clean Water State Revolving Funds
Capitalization Grants for Drinking Water State Revolving Funds
Leaking Underground Storage Tank Trust Fund Corrective Action Program
Weatherization Assistance for Low-Income Persons
Electricity Delivery and Energy Reliability, Research, Development and Analysis
Total Energy and Environment

Life-to-Date

503,781.68
(9,091.42)
440,514.00
9,379,568.32
10,314,772.58
1,318.12
1,318.12

5,824,761.24
10,057,887.00
399,900.00
2,102,760.00
147,198,591.00
11,023,368.12
5,233,183.28
53,551,200.24
6,039,255.00
185,800,676.11
906,803,696.00
25,694,044.00
755,867,980.05
34,302,395.00
2,468,557,791.00
318,367,154.84
527,364,018.81
856,884.00
2,297,731.00
616,479,620.00
411,249.00
6,084,234,145.69
7,611.86
763,000.00
1,000,000.00
1,635,086.95
4,132,731.39
432,564,200.00
86,811,000.00
9,212,000.00
395,584,963.84
992,471.85
932,703,065.89

Emergency Food Assistance Program (Administrative Costs)


Aging Home-Delivered Nutrition Services for States
Aging Congregate Nutrition Services for States
Total Food and Nutrition Services

4,891,302.00
2,042,446.00
4,148,718.00
11,082,466.00

Special Supplemental Nutrition Program for Women, Infants & Children (WIC)
State Administrative Matching Grants for the Supplemental Nutrition Assistance Program
WIC Grants To States (WGS)
Homelessness Prevention and Rapid Re-Housing Program (Recovery Act Funded)

5,468,978.00
24,402,283.00
4,172,768.48
26,951,329.00

Special Education - Grants for Infants and Families, Recovery Act


Child Support Enforcement
Foster Care- Title IV-E
Adoption Assistance
ARRA - Head Start
ARRA - Immunization
ARRA - Child Care and Development Block Grant
ARRA - Emergency Contingency Fund for Temporary Assistance for Needy Families (TANF)
State Programs
ARRA - Communities Putting Prevention to Work: Chronic Disease Self-Management
Medical Assistance Program (FMAP) *
AmeriCorps

26,406,387.04
101,131,818.69
53,978,181.00
60,062,684.00
5,577,399.87
4,275,750.26
96,785,640.00
723,023,290.00

Total Health and Social Services

41

47,923,674.08
-

1,166,708.33
13,881,582,319.01
6,672,738.91

47,923,674.08

15,021,658,275.59

STATE OF NEW YORK


SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS - FEBRUARY 2014
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009(*)

Federal
CFDA No.
Housing
84.397
93.710

Federal Agency

APPENDIX C

(continued)

Program

February

Life-to-Date

State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act


ARRA - Community Services Block Grant

Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor

Employment Service/Wanger-Peyser Funded Activities


Unemployment Insurance
Senior Community Service - Employment Program
Workforce Investment Act - Adult Program
Workforce Investment Act - Youth Activities
Workforce Investment Act - Dislocated Workers
Program of Competitive Grants for Worker Training and Placement in High Growth and
Emerging Industry Sectors
Total Labor

964,609.01
-

22,855,217.00
16,645,437,208.21
1,539,762.38
31,516,111.00
71,526,360.00
70,633,412.47
1,112,175.14

964,609.01

16,844,620,246.20

State Broadband Data and Development Grant Program


National Guard Military Operations and Maintenance (O&M) Projects
Violence Against Women Formula Grants
Recovery Act - Internet Crimes against Children Task Force Program (ICAC)
Recovery Act - State Victim Assistance Formula Grant Program
Recovery Act - State Victim Compensation Formula Grant Program
Recovery Act - Edward Byrne Memorial Justice Assistance Grant (JAG) Program/
Grants to States and Territories
Total Public Protection

408,363.54
-

4,319,101.20
7,416,726.40
7,274,394.35
1,618,399.10
1,788,999.08
2,828,986.58
66,946,360.41

408,363.54

92,192,967.12

Highway Planning and Construction


High-Speed Rail Corridors and Intercity Passenger Rail Service Capital Assistance Grants
Formula Grants for Other Than Urbanized Areas
Total Transportation

567,714.30
567,714.30

931,206,707.17
23,354,534.20
22,030,505.28
976,591,746.65

Total Housing

21,875,000.00
85,384,063.91
107,259,063.91

Department of Education
Health and Human Services

Labor
17.207
17.225
17.235
17.258
17.259
17.260
17.275

Public Protection
11.558
Department of Commerce
12.401
Department of Defense
16.588
Department of Justice
16.800
Department of Justice
16.801
Department of Justice
16.802
Department of Justice
16.803
Department of Justice

Transportation
20.205
20.319
20.509

Department of Transportation
Department of Transportation
Department of Transportation

TOTAL ARRA DISBURSEMENTS


(*)On February 17, 2009, President Obama signed into law the American Recovery and Reinvestment
Act of 2009 (ARRA). This Act contains provisions for direct Federal aid for fiscal relief consisting
of increases in the Federal matching rate for eligible State Medicaid expenditures and funds provided
through the Federal State Fiscal Stabilization Fund to restore proposed reductions in education,
higher education, and to maintain essential government services.

42

60,180,451.63

40,070,341,977.05

APPENDIX D
STATE OF NEW YORK - STATEMENT OF CASH FLOW - PUBLIC GOODS POOL
FISCAL YEAR 2013-2014

1st Quarter
April - June
OPENING CASH BALANCE

RECEIPTS:
Patient Services
Covered Lives
Provider Assessments
1% Assessments
DASNY- MOE/Recast receivables
Interest Income
Unassigned

124,515,602.03

690,352,345.43
262,987,900.91
16,925,008.23
83,044,211.00
58,210.29
(272,849.92)

Total Receipts

1,053,094,825.94

DISBURSEMENTS:
Program Disbursements:
Poison Control Centers
School Based Health Center Grants
ECRIP Distributions
Total Disbursements
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund - Hospital Quality Contribution
Transfers From State Funds:
HCRA Resources Fund
Total Other Financing Sources
Transfers to Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund
Transfers to State Funds:
HCRA Resources Fund
Indigent Care Fund (matched)
Indigent Care Fund (non-matched)
Total Other Financing Uses

2014
JANUARY

2014
FEBRUARY

282,434,991.00

$ 280,255,995.30

$ 284,202,638.35

759,572,516.88
295,298,492.26
22,707,634.47
82,760,095.00
68,027.92
20.00

687,863,840.93
263,523,190.14
25,412,744.83
87,269,350.00
60,378.74
90.00

209,397,119.69
85,387,275.18
6,250,486.45
25,578,963.91
20,590.15
20,234,619.00

133,460,351.27
40,939,801.23
3,337,228.93
24,315,448.79
18,586.57
(20,234,409.00)

2,480,646,174.20
948,136,659.72
74,633,102.91
302,968,068.70
225,793.67
(272,529.92)

1,160,406,786.53

1,064,129,594.64

346,869,054.38

181,837,007.79

3,806,337,269.28

149,966,355.50

2013-2014
$

124,515,602.03

(1,250,000.00)
110,000.00

(1,250,000.00)
(5,287,800.00)
-

(8,611,596.00)

(2,500,000.00)
(5,287,800.00)
(8,501,596.00)

(1,140,000.00)

(6,537,800.00)

(8,611,596.00)

(16,289,396.00)

1,053,094,825.94

1,159,266,786.53

1,064,129,594.64

340,331,254.38

173,225,411.79

3,790,047,873.28

13,295.00
9,382,546.00

9,272,095.00

9,111,436.00

1,377.00
2,989,754.00

3,068,092.00

14,672.00
33,823,923.00

9,395,841.00

1,250,000.00
10,522,095.00

9,111,436.00

6,537,800.00
9,528,931.00

8,611,596.00
11,679,688.00

16,399,396.00
50,237,991.00

(837,289,689.10)
(195,311,076.39)
(4,439,147.98)
(1,037,039,913.47)

149,966,355.50

(840,762,772.95)
(194,687,340.42)
(1,870,132.66)
(1,037,320,246.03)

25,450,753.47
$

3rd Quarter
October-December

Excess (Deficiency) of Receipts and Other Financing Sources


over Disbursements and Other Financing Uses
CLOSING CASH BALANCE

2nd Quarter
July-September

(875,065,988.71)
(198,304,178.36)
(2,049,859.27)
(1,075,420,026.34)

132,468,635.50
$

282,434,991.00

Source: HCRA - Office of Pool Administration

43

(2,178,995.70)
$

280,255,995.30

(277,252,530.38)
(68,026,428.48)
(634,583.47)
(345,913,542.33)

3,946,643.05
$ 284,202,638.35

(262,640,611.35)
(62,218,454.79)
(619,338.23)
(325,478,404.37)

(3,093,011,592.49)
(718,547,478.44)
(9,613,061.61)
(3,821,172,132.54)

(140,573,304.58)
$ 143,629,333.77

19,113,731.74
$

143,629,333.77

APPENDIX E
STATE OF NEW YORK - STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE
FISCAL YEAR 2013-2014

1st Quarter
April-June
OPENING CASH BALANCE
RECEIPTS:
Interest Income
Total Receipts

2nd Quarter
July-September

328.56

2,164.78
2,164.78

3rd Quarter
October-December

708.56

2,092.73
2,092.73

368.57

2014
JANUARY
$

1,795.05
1,795.05

357.59

2014
FEBRUARY
$

372.09
372.09

2,156,372.09

2013-2014
$

620.36
620.36

328.56
7,045.01
7,045.01

DISBURSEMENTS:
Program Disbursements:
Indigent Care
High Need Indigent Care
Other
Total Program Disbursements

(192,219,654.38)
(1,235,155.42)
(193,454,809.80)

(191,706,521.45)
1,222.03
(191,705,299.42)

(195,272,777.90)
(142,342.75)
(195,415,120.65)

(64,806,446.94)
1,255.37
(64,805,191.57)

(62,278,161.65)
1,225.21
(62,276,936.44)

(706,283,562.32)
(1,373,795.56)
(707,657,357.88)

Excess (Deficiency) of Receipts over Disbursements

(193,452,645.02)

(191,703,206.69)

(195,413,325.60)

(64,804,819.48)

(62,276,316.08)

(707,650,312.87)

OTHER FINANCING SOURCES (USES):


Transfers from Other Pools:
Public Goods Pool
Health Facility Assessment Fund
Transfers From State Funds:
HCRA Resources Indigent Care - Matched
HCRA Resources Indigent Care - Unmatched
HCRA Resources Indigent Care - ATB
Federal DHHS Fund
Other
Total Other Financing Sources

97,655,538.20
2,120,022.45
(3,923,238.04)
97,655,538.19
193,507,860.80

Transfers to Other Pools:


Public Goods Pool
Health Facility Assessment Fund
Transfers to State Funds:
HCRA Resources Fund Indigent Care Acct
Total Other Financing Uses

380.00
708.56

(1,806.03)
(1,806.03)

(339.99)

(10.98)

Source: HCRA - Office of Pool Administration

44

357.59

34,013,214.24
316,664.05
(1,366,886.96)
34,013,214.24
66,976,205.57

(2,432.72)
(2,432.72)

368.57

99,152,089.18
1,096,101.01
(3,985,158.72)
99,152,089.18
195,415,120.65

(1,784.78)
(54,835.78)

97,343,670.21
930,337.07
(3,912,378.07)
97,343,670.21
191,705,299.42

(13,295.00)
(39,756.00)

Excess (Deficiency) of Receipts and Other Financing


Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE

31,109,227.40
309,056.51
(1,250,574.86)
31,109,227.39
61,276,936.44

359,273,739.23
4,772,181.09
(14,438,236.65)
359,273,739.21
708,881,422.88

(1,377.00)
(13,637.00)

(14,672.00)
(53,393.00)

(357.59)
(15,371.59)

(372.09)
(372.09)

(6,753.21)
(74,818.21)

2,156,014.50
$

2,156,372.09

(999,751.73)
$

1,156,620.36

1,156,291.80
$

1,156,620.36

APPENDIX F

SUMMARY OF OFF-BUDGET SPENDING REPORT


(amounts in thousands)
2013
APRIL
DORMITORY AUTHORITY:
Education - All Other
Education - EXCEL
Department of Health - All Other
CEFAP
Regional Development:
CCAP/RESTORE
Multi-modal
GenNYsis
CUNY Senior Colleges
CUNY Community Colleges
SUNY Dormitories
Upstate Community Colleges
Mental Health
Developmental Disabilities
Alcoholism & Substance Abuse
Brooklyn Court Officer Training Academy
TOTAL DORMITORY AUTHORITY:

EMPIRE STATE DEVELOPMENT CORP:


Regional Development:
Centers of Excellence
CCAP
Empire Opportunity
CEFAP
State Facilities and Equipment
TOTAL EMPIRE STATE DEVELOPMENT CORP:
THRUWAY AUTHORITY:
CHIPS
SHIPS
Marchiselli
Multi-modal
TOTAL THRUWAY AUTHORITY:
TOTAL OFF-BUDGET:

2013
MAY

16
2,880
6
90

2013
JUNE

96
4,330
22
-

2013
JULY

124
7,516
27
90

2013
AUGUST

85
3,206
26
36

2013
SEPTEMBER

112
1,374
43
156

154
20,040
248
104

726
36
1,009
25,183
1,301
12,130
5,197
8,540
2,207
50
375
59,746

546
225
883
23,511
1,782
9,751
8,131
22,709
1,296
103
319
73,704

730
27,098
1,644
12,705
5,351
4,959
4,497
117
561
65,419

587
398
30,640
2,757
12,465
2,977
21,679
1,672
134
492
77,154

218
36,558
353
10,758
3,045
9,343
1,351
183
7
63,501

644
38,525
3,068
16,343
6,513
19,917
3,210
576
794
110,136

113
113

125
125

300
1,205
1,505

43
43

23,535
25,806
49,341

1,391
1,391

125,074
16,446
141,520

73,747

$ 114,760

64,892

$ 253,161

59,859

77,279

2013
OCTOBER

157
7,022
189
-

2013
NOVEMBER

483
25,583
2,165
10,758
10,931
14,753
2,160
364
1,212
75,777

(65)
(65)

75,712

30
2,260
4
198

2013
DECEMBER

46
3,389
79
-

2014
JANUARY

2014
MARCH

2013-2014
TOTAL

5,452
2
89

752
52,053
4,080
6,606
5,899
13,880
2,297
227
26
88,312

224
35,538
1,989
7,241
5,869
13,237
2,818
5,133
15
75,578

341
24,172
4,068
9,799
2,362
10,797
1,409
2,125
12
60,628

28
28

11
1,391
1,402

121
121

4
379
383

204,994
9,983
214,977

88,723

$ 291,957

2014
FEBRUARY

60,749

820
57,469
646
763

5,251
261
2,290
318,861
23,207
108,556
56,275
139,814
22,917
9,012
3,813
749,955

633
1,391
1,205
3,229

353,603
4
52,235
1,813
407,655

1,160,839

The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of Off Budget Spending. Such reported disbursements are drawn from unaudited financial data provided by public
authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public authority
bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, 16, of the Laws of 2006;
this schedule is provided for information only.

45

APPENDIX G

Schedule of Month-End Temporary Loans Outstanding


February 28, 2014
Temporary Loans are authorizations enacted by the Legislature to allow certain funds/accounts to make appropriated (cash) payments where the
funds/accountsdonothavesufficient(available)cashondeposittomakesuchpayments.SuchloansaremadefromtheState'sShortTermInvestment
Pool(STIP)andareintendedtosatisfytemporarycashflowneedswheneverscheduleddisbursementsexceedavailablerevenuesduringthefiscalyear.
Generallytemporaryloansarerepaidfromthefirstcashreceiptsofthefund/account.TemporaryLoansareauthorizedpursuanttoSubdivision5of
Section4oftheStateFinanceLawandyearlylegislation.
ItistheprudentandproperpracticeoftheStateComptrollersOfficetoreducethe(spendable)cashbalanceofappropriatedfundbalancesatthetime
that checks and electronic payments are issued. The concept of monitoring spendable funds is employed by the State Comptroller in the Statewide
FinancialSystemtoensurethatalldisbursements(includingchecksandelectronicpaymentsthatarefuturedated)donotexceedthecashavailableto
financeongoingpaymentsmadefromtheStateTreasury.Therefore,theamountofTemporaryLoans(fromtheshortterminvestmentpool)reflectsthe
spendablefundbalance,reducedforcertainlocalassistancepaymentsmadeinthereportingmonththathadacheckorelectronicpaymentdateinthe
followingmonth.Thetemporaryloanbalancesfortheallfundsreflecttheactualfundcashbalancesasofthecloseofbusinessonthelastdayofthe
reporting month and are not adjusted for futuredated check and electronic payments. Furthermore, tax receipts remitted to the State on the last
businessdayofthemontharedrawnintotheStateTreasuryonthefirstbusinessdayofthenextmonth.Thesefinaltaxreceiptsarereportedbythe
Department of Tax and Finance as tax collections for the reporting month but have no impact on the monthend temporary loan balance since such
receipts were not available until the first business day of the next month. Postclosing adjustments are takenon to the States cashbasis financial
statementstocountfuturedatedpaymentsinthemonthofthecheckorelectronicpaymentandtaxrevenuesinthemonththatthesewerereceived.
Please refer to Schedule 1 for a detailed analysis of the reported cash balances of the fund groups.

46

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
10050

30051
30101
30102
30103
30104
30105
30106
30107
30108
30109
30110
30111
30112
30113
30114
30115
30116
30117
30118
30119
30120
30121
30122
30123
30124
30125
30126
30127
30128
30129
30130
30131
30132
30133
30134
30135
30136
30137
30138
30139
30140
30141
30142
30143
30144
30145
30146
30147
30148
30149
30150
30151
30152
30153
30154
30351
30501
30502
30503
30504
31506
31701
31801
31851
31852
31853
31854
31951
32204

ACCOUNT TITLE
GENERAL FUND
State Operations and Local Assistance
TOTAL GENERAL FUND
CAPITAL PROJECT AND BOND REIMBURSABLE FUNDS
HIGHWAY AND BRIDGE CAPITAL
REHAB/REPAIR MARITIME
D21RVE- MARITIME
D36RVE- CENTRAL ADMIN
RESIDENCE HALL CAMPUS LET BOND PROCEEDS
REHAB/REPAIR ALBANY
D01RVE- ALBANY
REHAB/REPAIR BINGHAMTON
D07RVE- BINGHAMTON
REHAB/REPAIR BUFFALO UNIVERSITY
D28RVE- SUNY BUFFALO
REHAB/REPAIR STONYBROOK
D13RVE- STONYBROOK
REHAB/REPAIR BROOKLYN
D14RVE - HSC BROOKLYN
REHAB/REPAIR SYRACUSE
D15RVE- HSC SYRACUSE
REHAB/REPAIR BROCKPORT
D02RVE- BROCKPORT
REHAB/REPAIR BUFFALO COLLEGE
D03RVE -SUB BUFFALO
REHAB/REPAIR CORTLAND
D04RVE- CORTLAND
REHAB/REPAIR FREDONIA
D05RVE- FREDONIA
REHAB/REPAIR GENESEO
D06RVE- GENESEO
REHAB/REPAIR OLD WESTBURY
D31RVE- OLD WESTBURY
REHAB/REPAIR NEW PALTZ
D08RVE- NEW PALTZ
REHAB/REPAIR ONEONTA
D09RVE- ONEONTA
REHAB/REPAIR OSWEGO
D10RVE- OSWEGO
REHAB/REPAIR PLATTSBURGH
D11RVE- PLATTSBURGH
REHAB/REPAIR POTSDAM
D12RVE- POTSDAM
REHAB/REPAIR PURCHASE
D29RVE- PURCHASE
REHAB/REPAIR FOR UTICA/ROME
D27RVE- CAMPUS RESERVE
REHAB/REPAIR ALFRED
D22RVE- ALFRED
REHAB/REPAIR CANTON
D23RVE- CANTON
REHAB/REPAIR COBLESKILL
D24RVE- COBLESKILL
REHAB/REPAIR DELHI
D25RVE- DELHI
REHAB/REPAIR FARMINGDALE
D26RVE- FARMINGDALE
REHAB/REPAIR MORRISVILLE
D27RVE- MORRISVILLE
STATE PARK INFRASTRUCTURE
CW/CA IMPLEMENTATION DEC
CW/CA IMPLEMENTATION STATE
CW/CA IMPLEMENTATION ERDA
CW/CA IMPLEMENTATION EFC
HAZARDOUS WASTE CLEAN UP
YOUTH FACILITIES IMPROVEMENT
HOUSING ASSISTANCE
HOUSING PROG FD-HSG TR FD CORP
HOUSING PROG FD AFFORD HSG CORP
HOUSING PROG FD-DEPT OF SOCIAL SERVICES
HOUSING PROG FD-HFA
HIGHWAY FAC PURPOSE
CLEAN AIR CAPITAL

November 30, 2013


$

December 31, 2013


-

January 31, 2014


-

712,195,362.77
565,162.56
474,439.72
55,034,768.48
169.29
84,412,455.97
15,154,491.54
17,314,858.05
56,796,740.33
43,871,934.30
89,907,661.85
12,719,151.82
-

678,176,458.40
570,626.21
51,727,768.60
169.29
94,755,168.51
6,621,495.20
13,150,846.05
40,917,672.63
78,426,775.58
12,787,452.18
-

47

Change
-

677,257,942.87
570,626.21
60,153,096.11
169.29
97,416,436.63
8,853,523.14
13,150,846.05
40,917,672.63
85,926,775.58
12,937,628.18
-

February 28, 2014


-

(201,118,879.83)
(480,266.95)
9,166,959.29
3,601,288.42
(2,150,685.81)
(600,261.99)
-

(10)

476,139,063.04 (8)
90,359.26
69,320,055.40
169.29
101,017,725.05
6,702,837.33
13,150,846.05
40,917,672.63
85,926,775.58
12,337,366.19
-

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
32213
32301
32302
32303
32304
32305
32306
32307
32308
32309
32310
32311
32351
32352
33001

20451
20452
20501
20810
20812
20818
20901
20904
21001
21002
21053
21061
21065
21066
21067
21077
21080
21081
21082
21084
21087
21201
21202
21203
21204
21205
21401
21402
21451
21452
21902
21903
21905
21907
21909
21911
21912
21913
21919
21937
21943
21945
21950
21959
21962
21964
21971
21978
21979
21983
21989
21992
22003
22004
22006
22007

ACCOUNT TITLE
NY RACING ACCOUNT
OPWDD-STATE FACILITIES PRE 12/99
DSAS-COMMUINTY FACILITIES
OMH-COMMUNITY FACILITIES
OPWDD-COMMUNITY FACILITIES
OASAS-COMMUNITY FACILITIES
DASNY - OMH ADMIN
DASNY - OPWDD ADMIN
DASNY - OASAS ADMIN
OMH -STATE FACILITIES
OPWDD -STATE FACILITIES
OASAS -STATE FACILITIES
CORR. FACILITIES CAPITAL IMPROVEMENT
DOCS-REHABILITATION PROJECTS
STORM RECOVERY ACCOUNT
TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS
STATE SPECIAL REVENUE FUNDS
TUITION REIMBURSEMENT FUND
VOCATIONAL SCHOOL SUPERVISION
LOCAL GOVERNMENT RECORDS MGMT
CHILD HEALTH INSURANCE
HOSPITAL BASED GRANTS PROGRAM
EPIC PREMIUM ACCOUNT
LOTTERY-EDUCATION
VLT EDUCATION
ENVIR FAC CORP ADM ACCT
ENCON ADMIN ACCT
WASTE MGMT & CLEANUP
HAZARDOUS BULK STORAGE
FEDERAL GRANTS INDIRECT COST RECOVERY ACCOUNT
ENCON-LOW LEVEL RADIOACTIVE WASTE SITING
ENCON-RECREATION
PUBLIC SAFETY RECOVERY ACCOUNT
ENCON CONSERVATIONIST MAGAZINE ACCT
ENVIRONMENTAL REGULATORY
NATURAL RESOURCES ACCOUNT
MINED LAND RECLAMATION ACCT
GREAT LAKES RESTORATION INITIATIVE
AUDIT AND CONTROL OIL SPILL
HEALTH DEPT OIL SPILL
DEPT OF ENVIRONMENTAL CONSERVATION OIL SPILL
OIL SPILL COMPENSATION
LICENSE FEE SURCHARGES
PUBLIC TRANSPORTATION SYSTEMS
METROPOLITAN MASS TRANSPORTATION
OPERATING PERMIT PROGRAM
MOBILE SOURCE
HEALTH-SPARC'S
OPWDD PROVIDER OF SERVICE
NYS THRUWAY AUTHORITY
MENTAL HYGIENE PROGRAM
MENTAL HYGIENE PATIENT INCOME ACCOUNT
FINANCIAL CONTROL BOARD
RACING REGULATION ACCOUNT
NY METROPOLITAN TRANSPORATION COUNCIL
CYBER SECURITY UPGRADE
SU DORM INCOME REIMBURSE
ENERGY RESEARCH ACCOUNT
CRIMINAL JUSTICE IMPROVEMENT
FINGERPRINT IDENTIFICATION & TECH ACCOUNT
ENV LAB REF FEE
CLINICAL LAB FEE
PUBLIC EMP REL BOARD
CABLE TELEVISION
INDIRECT COST RECOVERY
HIGH SCHOOL EQUIVALENCY PROGRAM
RAIL SAFETY INSPECTION
MULTI - AGENCY TRAINING ACCOUNT
CRITICAL INFRASTRUCTURE ACCT
BELL JAR COLLECTION ACCOUNT
INDUSTRY AND UTILITY SERVICE
REAL PROPERTY DISPOSITION
PARKING ACCOUNT

November 30, 2013

December 31, 2013

January 31, 2014

Change

February 28, 2014

82,951,397.39
172,609,584.94
25,614,733.93
3,088,860.03
39,890.45
76,321,563.98
1,719,278.34
11,110.01
57,473,678.33
8,085,989.69
1,516,363,283.77

83,811,320.24
167,958,479.94
26,260,332.60
3,088,860.03
39,890.45
90,733,747.68
1,920,524.07
11,110.01
72,956,899.00
9,069,625.48
1,432,985,222.15

84,674,333.43
169,428,210.94
27,448,041.26
5,430,710.03
39,890.45
93,891,023.60
2,255,573.32
11,110.01
32,199,867.54
9,070,710.37
1,421,634,187.64

1,265,857.57
3,573,960.56
(1,536,145.81)
(535,698.02)
22,943.32
37,287,435.04
1,132.13
(151,502,362.08)

85,940,191.00
173,002,171.50
25,911,895.45
5,430,710.03
39,890.45
93,355,325.58
2,278,516.64
11,110.01
69,487,302.58
9,071,842.50
1,270,131,825.56

157,876,793.15
141,601.05
23,236,426.10
949,179,733.25
657,453.14
5,370,463.86
4,244,253.19
11,439,508.61
1,407,172.57
29,709,377.68
21,610,436.44
668,041.07
165,102.74
11,678,778.24
9,582,007.57
225,891,130.45
20,382,087.80
2,281,656.73
761,713.45
109,756,816.44
6,003,761.62
27,934,097.46
603,996.24
3,750,988.62
17,340,449.08
445,219.37
12,124,006.43
1,786,393.93
20,869,538.88
2,485,857.53
469,779.12
40,972.53
-

61,446,860.95
1,245,874.75
792,539,146.59
923,797.79
6,317,147.38
4,459,997.35
11,087,942.16
1,407,298.47
24,753,797.68
21,850,040.73
742,297.52
214,225.78
12,856,390.59
7,358,634.86
667,384,136.94
17,741,884.06
2,221,520.21
123,738,641.52
6,003,761.62
8,162,378.83
775,043.92
4,339,456.67
18,769,841.15
4,682,949.25
12,124,006.43
1,967,061.16
21,314,639.00
4,903,268.03
82,621.31
629,966.61
82,629.19
-

1,964,777.84
8,172,888.09
633,650,527.67
1,474,275.96
7,003,817.16
4,868,067.51
11,207,431.72
1,424,064.78
27,193,605.01
21,828,863.18
891,203.12
228,694.04
15,156,941.00
424,998,044.04
16,827,947.76
815,209.50
134,696,274.37
6,003,761.62
184,543,128.53
339,149.72
5,396,114.78
19,276,737.97
475,464.26
13,984,006.43
2,271,082.16
19,347,843.23
95,653.10
959,627.89
125,785.61
-

12,669,574.17
224.50
(8,172,888.09)
(144,079,836.16)
1,678,228.69
628,611.93
166,894.94
180,207.87
(289.00)
407,555.11
(216,398.80)
48,834.69
39,865.08
792,783.21
16,167,233.09
(83,291,005.83)
(177,064.22)
2,748,784.69
10,521,599.10
79,259,504.51
90,775,480.85
201,416.62
439,307.44
1,263,430.89
(177,522.89)
402,478.29
1,272,121.18
91,405.58
(959,627.89)
48,142.81
-

12,669,574.17
1,965,002.34
489,570,691.51
3,152,504.65
7,632,429.09
5,034,962.45
11,387,639.59
1,423,775.78
27,601,160.12
21,612,464.38
940,037.81
268,559.12
15,949,724.21
16,167,233.09
341,707,038.21
16,650,883.54
3,563,994.19
145,217,873.47
6,003,761.62
79,259,504.51
275,318,609.38
540,566.34
5,835,422.22
20,540,168.86
297,941.37
13,984,006.43
2,673,560.45
20,619,964.41
187,058.68
173,928.42
-

48

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
22009
22011
22016
22032
22034
22036
22039
22046
22053
22054
22055
22056
22062
22063
22065
22078
22085
22087
22090
22094
22100
22130
22133
22135
22144
22149
22151
22156
22158
22168
22176
22654
22802
23001
23101
23102
23151

25000-25099
25100-25199
25200-25249
25250-25299
25300-25899
31351
31354
31350-31449
25901-25905
25950
26001
26002

ACCOUNT TITLE
ASBESTOS SAFETY TRAINING
PUBLIC SERVICE
CAPACITY CONTRACTING
BATAVIA SCHOOL FOR THE BLIND
INVESTMENT SERVICES
SURPLUS PROPERTY ACCOUNT
FINANCIAL OVERSIGHT
REGULATION INDIAN GAMING
ROME SCHOOL FOR THE DEAF
DSP-SEIZED ASSETS
ADMINISTRATIVE ADJUDICATION
FEDERAL SALARY SHARING
NYC ASSESSMENT ACCT
CULTURAL EDUCATION ACCOUNT
EXAMINATION & MISC REV
LOCAL SERVICE ACCOUNT
DHCR MORTGAGE SERVICES
DMV-COMPULSORY INS PRGM
HOUSING INDIRECT COST RECOVERY
ACCIDENT PREVENTION COURSE PROGRAM
DHCR-HOUSING CREDIT AGENCY APPLY FEE
LOW INCOME HOUSING CREDIT MONITORING
PROCUREMENT OPPORTUNITY NEWSLETTER
EFC-CORPORATION ADMINISTRATION
MONTROSE VETERAN'S HOME
MOTOR FUEL QUALITY ACCOUNT
DEFERRED COMPENSATION ADMIN
RENT REVENUE OTHER - NYC
RENT REVENUE
TAX REVENUE ARREARAGE ACCOUNT
OGS-SOLID WASTE MGMT
S.U. NON-RESIDENT REV. OFFSET
STATE POLICE MV ENFORCE
DOT - HIGHWAY SAFETY PRGM
EFC DRINKING WATER PROGRAM
DOH DRINKING WATER PROGRAM
NYCCC OPERATING OFFSET
TOTAL STATE SPECIAL REVENUE FUNDS
FEDERAL FUNDS
FEDERAL USDA/FOOD AND NUTRITION SERVICES FUND
FEDERAL HEALTH AND HUMAN SERVICES FUND
FEDERAL EDUCATION GRANTS FUND
FEDERAL BLOCK GRANT FUND
FEDERAL OPERATING GRANTS FUND
MILITARY AND NAVAL AFFAIRS
DEPARTMENT OF TRANSPORTATION
FEDERAL CAPITAL PROJECTS FUND (ALL OTHER)
UI ADMINISTRATION
FEDERAL UNEMPLOYMENT INS OCCUPATIONAL TRAINING
DOL WORKFORCE INVESTMENT ACT
DOL FEDERAL GRANTS
TOTAL FEDERAL FUNDS

60201
60901

AGENCY FUNDS
EMPLOYEES HEALTH INSURANCE ACCT
MMIS - STATE & FEDERAL
TOTAL AGENCY FUNDS

50051
50318

ENTERPRISE FUND
STATE FAIR RECEIPTS FUND
OGS CONVENTION CENTER ACCOUNT
TOTAL ENTERPRISE FUND

55001
55002
55003
55004
55005
55006
55007

INTERNAL SERVICE FUNDS


CENTRALIZED SERVICES-FLEET MGMT
CENTRALIZED SERVICES-DATA PROCESSING
CENTRALIZED SERVICES-PRINTING
CENTRALIZED SERVICES-REAL PROPERTY-LABOR
CENTRALIZED SERVICES-DONATED FOODS
CENTRALIZED SERVICES-PERSONAL PROPERTY
CENTRALIZED SERVICES-CONSTRUCTION SERVICES

November 30, 2013


227,035.14
8,900,856.84
741,874.04
55,086,809.74
2,183,970.70
7,578,486.39
6,315,524.28
130,037.36
22,506.81
1,808,288.70
4,620,711.73
118,480.84
26,809,646.99
606,097.92
35,976,669.40
4,775,855.19
6,804,322.68
36,320,865.63
1,878,923,654.72

December 31, 2013


118,690.25
10,058,561.72
1,025,822.68
54,898,764.57
3,066,974.75
9,842,142.26
1,610,026.65
295,445.54
1,135,186.30
117,003.30
2,308,409.97
5,034,255.62
160,251.82
33,391,861.42
583,433.20
35,990,046.30
5,116,437.69
7,220,966.84
39,609,491.45
2,053,711,030.83

January 31, 2014


139,082.51
10,507,177.89
566,983.27
55,365,620.04
3,500,101.43
4,103,983.73
656,075.59
1,815,024.04
309,400.89
2,638,738.58
5,277,800.74
249,273.24
30,638,563.08
588,229.40
35,994,835.81
5,070,346.31
7,592,862.44
41,627,405.49
1,771,862,492.53

Change
17,500.86
942,288.35
189,169.28
(913,298.40)
559,501.60
1,892,536.40
119,830.24
2,570,317.54
31,498.83
(630,968.33)
264,459.08
(133,511.39)
5,353,459.67
43,905.33
(185,053.38)
708,452.66
5,688,620.04
(752,239.26)

February 28, 2014


156,583.37
11,449,466.24
756,152.55
54,452,321.64
4,059,603.03
5,996,520.13
775,905.83
4,385,341.58
340,899.72
2,007,770.25
5,542,259.82
115,761.85
35,992,022.75
632,134.73
35,994,835.81
4,885,292.93
8,301,315.10
47,316,025.53
1,771,110,253.27

31,428,561.58
190,626,321.25
244,552,304.61
97,529,022.02
7,957,909.06
80,391,569.36
8,499,379.62
1,259,710.47
1,284,745.42
663,529,523.39

50,326,125.78
393,790,693.94
49,859,112.11
167,638,975.71
8,088,014.06
24,819,162.48
8,803,544.16
1,263,714.47
786,370.88
705,375,713.59

45,676,461.87
109,017,534.12
49,940,953.81
91,081,954.05
7,286,580.28
22,931,306.25
9,060,192.15
1,259,388.58
850,221.99
337,104,593.10

(28,116,091.98)
(30,102,017.35)
9,645,098.49
2,342,659.86
191,804,447.81
(143,135.52)
123,533.75
(302,088.10)
145,252,406.96

17,560,369.89
78,915,516.77
59,586,052.30
93,424,613.91
7,286,580.28
214,735,754.06
8,917,056.63
1,382,922.33
548,133.89
482,357,000.06

86,906.28
86,906.28

1,495,489.77
425,103.05
2,663,561.33
723,020.15
955,744.93
4,736,336.79

1,163,928.82
596,093.82
2,767,039.70
918,069.17
1,015,338.40
4,856,753.66

49

986,606.81
624,088.67
2,455,593.43
1,047,972.41
1,237,374.57
4,983,386.97

(244,576.86)
25,209.56
104,292.18
289,049.71
(144,164.89)
97,911.96

742,029.95
649,298.23
2,559,885.61
1,337,022.12
1,093,209.68
5,081,298.93

(1)
(2)
(3)
(4)
(5)
(8)
(7)
(6)

(9)

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
55008
55009
55010
55011
55012
55013
55014
55015
55016
55017
55018
55019
55020
55021
55022
55052
55053
55055
55056
55057
55058
55059
55060
55061
55062
55063
55065
55066
55067
55069
55070
55071
55072
55073
55201
55251
55252
55300
55301
55350

ACCOUNT TITLE
CENTRALIZED SERVICES-PASNY
CENTRALIZED SERVICES-ADMIN SUPPORT
CENTRALIZED SERVICES-DESIGN & CONSTR
CENTRALIZED SERVICES-INSURANCE
CENTRALIZED SERVICES-SECURITY CARD ACCESS
CENTRALIZED SERVICES-COP'S
CENTRALIZED SERVICES-FOOD SERVICES
CENTRALIZED SERVICES-HOMER FOLKS
CENTRALIZED SERVICES-IMMICS
DOWNSTATE WAREHOUSE
BUILDING ADMINISTRATION
LEASE SPACE INITIATIVE
OGS ENTERPRISE CONTRACTING ACCT
NYS MEDIA CENTER
BUSINESS SERVICES CENTER
ARCHIVES RECORD MGMT I.S.
FEDERAL SINGLE AUDIT
CIVIL SERVICE LAW:SEC. 11 ADMIN
CIVIL SERVICE EHS OCCUP HEALTH PROG
BANKING SERVICES ACCOUNT
CULTURAL RESOURCE SURVEY
NEIGHBOR WORK PROJECT
AUTOMATIC/PRINT CHARGBACKS
OFT NYT ACCT
DATA CENTER ACCOUNT
HUMAN SVCE TELECOM ACCT
OPWDD COPY CENTER ACCOUNT
CYBER SECURITY INTRUSION ACCT
DOMESTIC VIOLENCE GRANT
CENTRALIZED TECHNOLOGY SERVICES
LEARNING MGMT SYSTEM
LABOR CONTACT CENTER
HUMAN SERVICES CONTACT CENTER
TAX CONTACT CENTER
JOINT LABOR MANAGEMENT ADMIN
EXECUTIVE DIRECTION INTERNAL AUDIT
CIO INFORMATION TECHNOLOGY CENTRALIZED SERVICES
HEALTH INSURANCE INTERNAL SERVICE
CIVIL SERVICE EMPLOYEE BENEFITS DIV ADM
CORR INDUSTRIES INTERNAL SERVICE
TOTAL INTERNAL SERVICE FUNDS

GRAND TOTAL - TEMPORARY LOANS OUTSTANDING

November 30, 2013


20,679,826.05
1,732,492.22
26,961.54
120,799.24
2,685,535.73
43,106,675.28
798,571.34
22,729.48
2,213,302.40
9,957,393.41
2,350,788.35
32,321,505.77
1,448,612.39
135,939.12
730,484.37
86,754.55
265,267.93
1,961,932.34
4,420,969.24
16,818,474.90
16,292,158.07
169,176,429.74

4,228,079,797.90

December 31, 2013


19,032,208.63
1,630,379.95
1,531,385.90
26,961.54
374,192.60
39,713,437.21
258,510.19
863,181.28
1,843.07
2,667,430.84
9,907,593.41
4,674,768.16
48,647,946.01
632,236.06
1,419,159.45
145,920.07
4,804,441.17
159,576.96
489,242.36
2,202,888.21
1,102,618.49
17,569,264.21
99,838.59
17,007,024.13
186,279,272.06

4,378,351,238.63

January 31, 2014


20,783,040.18
1,571,486.07
26,961.54
142,243.26
52,096,938.32
376,299.27
484,421.88
143,639.88
3,057,165.14
9,450,320.48
703,905.94
52,828,529.65
1,223,376.06
1,523,235.83
170,309.07
8,404,711.24
464,035.76
599,894.41
2,609,738.85
18,054,680.43
484,171.44
19,479,341.82
206,013,469.38

3,736,614,742.65

Change
7,653,636.69
1,924,363.66
(277,237.91)
228,875.22
7,845,950.10
215,745.54
138,893.19
(32,756.37)
(592,223.29)
(334,383.04)
(249,049.96)
7,006,443.49
5,792,892.04
1,702,104.44
(141,232.35)
42,581.21
2,430,190.81
157,556.44
350,831.39
160,072.47
(275,635.52)
128,587.59
889,014.84
34,892,942.34

27,890,747.96

Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 57, Part HH, Section 1 and 1A, of the Laws of 2013-14.
The loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance.
Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements
exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account; however, in some cases actual
revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director
NOTE:
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)

Includes all negative cash balance funds within fund 25000-25099.


Includes all negative cash balance funds within fund 25100-25199.
Includes all negative cash balance funds within fund 25200-25249.
Includes all negative cash balance funds within fund 25250-25299.
Includes all negative cash balance funds within fund 25300-25899.
Includes all negative cash balance funds within fund 25901-25905.
Includes all other negative cash balance funds within fund 31350-31449.
The Fund 31354 temporary loan balance includes $69.8 million of costs previously disallowed by the Federal Highway Administration.
These costs are systematically being transferred to Fund 30051 based upon a realignment plan with the Department of Transportation.
A total of $33.5 million will be transferred to Fund 30051 on or before March 31, 2014.
(9) Except for DOT-Highways (see note 8), temporary loans to federal funds are typically reimbursed within 2-3 days. Such loans are made pursuant to federal
regulations which require the State to disburse funds prior to making a reimbursement claim from the U.S. Treasury.
(10) Per Section 72 of the State Finance Law, the General Fund includes the Local Assistance Fund 10000 and State Purpose Fund 10050.

50

February 28, 2014


28,436,676.87
1,924,363.66
1,294,248.16
26,961.54
371,118.48
59,942,888.42
592,044.81
623,315.07
110,883.51
2,464,941.85
9,115,937.44
454,855.98
7,006,443.49
58,621,421.69
2,925,480.50
1,382,003.48
212,890.28
10,834,902.05
621,592.20
950,725.80
2,769,811.32
17,779,044.91
612,759.03
20,368,356.66
240,906,411.72

3,764,505,490.61

You might also like