Fact Book 2013

FACT
BOOK
2013
www.nseindia.com
Fact Book
2013
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Fact Book
Copyright 2013 by National Stock Exchange of India Ltd. (NSE)

Exchange Plaza, Bandra Kurla Complex
Bandra (East), Mumbai 400 051 INDIA
All rights reserved. No part of this publication may be produced, stored
in a retrieval system or transmitted in any form by any means, electronic,
mechanical, photocopying, recording or otherwise without the written
permission of NSE, except as stated below. Single photocopies of single
chapters may be made for private study or research provided that the source
is acknowledged and NSE is notified.
NSE does not guarantee the accuracy of the data included in this publication
and accepts no responsibility whatsoever for any consequence of their use.
C O N T E N T S
1. National Stock Exchange of India Ltd
1-1
Trading Value of Different Market Segments................................................................. 2
1-2
Market Capitalisation of different market segments ....................................................... 2
1-3
Records reached in different Market Segments (data from inception to end - March 2013) ......... 2
1-4
Board of Directors of NSEIL ..................................................................................... 3

2. Membership
2-1
Eligibility Criteria for Membership ............................................................................ 5
2-2
Growth and Distribution of Members ......................................................................... 9

3. Listing of Securities
3-1
Listing Criteria for Companies on the CM Segment of NSE ............................................... 11
3-2
Listing fees in the CM segment ............................................................................... 12
3-3
Companies Listed, Permitted to Trade, Available for Trading on the CM Segment ................... 13
3-4
Shareholding Pattern at the end of March 2013 for companies listed at NSE ......................... 14
3-5
Pledged shares data as of March 2013 ....................................................................... 15
3-6
Eligibility Criteria for Securities on WDM Segment ........................................................ 15
3-7
Securities Available for Trading on WDM Segment ......................................................... 17
3-8
Funds Mobilisation on the Exchange ......................................................................... 18
3-9
Initial Public Offerings (IPOs) of Equity Shares during 2012-13 .......................................... 18
3-10
Resource Mobilisation through public issue of NCDs during 2012-13 .................................... 19
3-11
Rights Issues during 2012-13 . ................................................................................. 19
3-12
Preferential Allotments by NSE Listed Companies during 2012-13 ...................................... 20
3-13
Amount raised through QIP during 2012-13 ................................................................. 25
3-14
Companies Delisted during 2012-13 .......................................................................... 26

4. Capital Market Segment
4-1
Business Growth of CM Segment .............................................................................. 28
4-2
Frequency Distribution of Companies traded ............................................................... 31
4-3
Trading Frequency of Companies in Cash Segment during 2012-13 ..................................... 31
4-4
Advances/Declines in Cash Segment of NSE during 2012-13 (No. of Securities) ...................... 32
4-5
City-wise Turnover in the CM segment ....................................................................... 32
4-6
Internet Trading Value in the CM segment in comparison with total trading volumes at NSE . ..... 33
Contd...
Contd...
4-7
Details of Asset Management Companies Listed on NSE as of March 2013 ............................. 33
4-8
NSE CM transaction charges ................................................................................... 34
4-9
The existing rates of Securities Transaction Tax (STT) for CM segment ................................ 35
4-10
Percentage Share of Top N Securities/Member in Turnover ............................................ 35
4-11
50 Most Active Securities during 2012-13 in Terms of Trading Value .................................. 36
4-12
Top 50 Companies by Market Capitalisation as on March 31, 2013 .................................... 38
4-13
NSEs 10 Most Active Trading days during the year 2012-2013 ........................................... 39
4-14
Individual Securities Single day Trading Records-2012-13 ................................................ 40
4-15
Composition of CNX Nifty Index as on March 28, 2013 .................................................... 40
4-16
Composition of CNX Nifty Index as on March 28, 2013 .................................................... 42
4-17
Industry-wise Weightages of CNX NIFTY Securities as on 28th March, 2013 ........................... 44
4-18
CNX NIFTY Index . ............................................................................................... 44
4-19
CNX NIFTY Junior Index ........................................................................................ 46
4-20
Performance of NSE Indices during the year 2012-13 ..................................................... 48
4-21
Mutual Funds/ETFs: No of Trades and Trading Value ...................................................... 48
4-22
Settlement Statistics for CM Segment ....................................................................... 49

5. Wholesale Debt Market segment
5-1
Business Growth of WDM Segment ........................................................................... 52
5-2
Security-wise Distribution of WDM Trades ................................................................... 55
5-3
Participant wise Distribution of WDM Turnover . ........................................................... 58
5-4
Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment ........... 61
5-5
Market Capitalisation of WDM Securities .................................................................... 62
5-6
FIMMDA NSE MIBID/MIBOR Rates 2012-13 .................................................................... 65
5-7
1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2013 ....... 66
5-8
Corporate Bond Trades at NSE (2012-13) .................................................................... 67

6. Equity Futures & Options segment
6-1
Business Growth of Futures & Options Market Segment .................................................. 69
6-2
Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2012-13) .................. 72
6-3
Internet Trading in the F&O Segment of the Exchange ................................................... 72
6-4
Records Achieved in the F&O Segment: 2012-13 ........................................................... 72
6-5
Participant wise Trading Value in the F&O Segment (2012-13) .......................................... 73
6-6
Number of members in different turnover brackets in Futures and Options segment ............... 74
Contd...
ii
Contd...
6-7
Number of members in different turnover brackets in Futures and Options Segment ............... 75
6-8
Segment wise Contribution of Top N Members to turnover on Futures and Options segment ..... 77
6-9
Top 20 Futures contracts according to number of contracts 2012-13 ................................... 78
6-10
Top 20 Option contracts according to number of contracts traded 2012-13 ........................... 79
6-11
Number of trades in the Futures & Options Segment ..................................................... 79
6-12
Settlement Statistics in F&O Segment ....................................................................... 81

7. Currency Derivatives Segment
7-1
Business Growth of Currency Derivatives Segment at NSE ............................................... 83
7-2
Records Achieved in the Currency Futures & Options ..................................................... 84
7-3
Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2012-2013 ...... 85
7-4
Settlement Statistics of Currency Derivatives Segment at NSE .......................................... 85
7-5
Business Growth of Interest Rate Futures ................................................................... 86
7-6
Records Achieved in the Interest Rate Futures ............................................................. 87
7-7
Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2012-2013 ................................... 88
7-8
Settlement Statistics in Interest Rate Futures Segment at NSE ......................................... 88

8. Investor Services, Arbitration
8-1
Receipt and Disposal of Investor Grievance ................................................................. 90
8-2
Status Report of Arbitration Matters ......................................................................... 90
iii
iv
National Stock Exchange

of India
National Stock Exchange of India

Table 1-1: Trading Value of Different market segments
(` Crores)
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
2012-13
Capital Market
Segment/Year
1,945,287
3,551,038
2,752,023
4,138,024
3,577,412
2,810,893
2,708,279
Equity Futures & Options
7,356,242
13,090,478
11,010,482
17,663,665
29,248,221
31,349,732
31,533,004
219,106
282,317
335,952
563,816
559,447
633,179
688,788
--
--
162,272
1,782,608
3,449,788
4,674,990
5,274,465
--
--
--
2,975
62
3,959
0.22
Wholesale Debt Market

Currency F&O *
Interest Rate Futures **
Total
9,520,635 16,923,833 14,260,729 24,151,088 36,834,929 39,472,753 40,204,536
*Trading in Currency Futures commenced on August 28, 2008

** Trading in Interest Rate Futures commenced on August 31, 2009
Table 1-2: Market Capitalisation of different market segments

(` Crores)
Segment/
Year
Mar-07
Mar-08
Mar-09
Mar-10
Mar-11
Mar-12
Mar-13
CM
3,367,350
4,858,122
2,896,194
6,009,173
6,702,616
6,096,518
6,239,035
WDM
1,784,801
2,123,346
2,848,315
3,165,929
3,594,877
4,272,736
4,928,332
Total
5,152,151
6,981,468
5,744,510
9,175,102 10,297,493 10,369,254 11,167,366
Table 1-3: Records reached in different market segments

(data from inception to March 31, 2013)
Parameter
Date
Magnitude
Capital Market Segment

Record Number of trades
19-May-09
11,260,392
Traded Quantity
19-May-09
19,225.95 Lakh
Turnover
19-May-09
40,151.91 Crores
5-Nov-10
75,60,607.49 Crores
28-Feb-13
3,847,902
Market Capitalisation
Futures & Options Segment
No. of trades
Number of contracts traded
28-Feb-13
13,691,547
Turnover (` Crs)
28-Feb-13
402,091.00
Contd...
Contd...
Parameter
Date
Magnitude
Currency Derivatives Segment

No. of trades
Number of contracts traded
Turnover
28-Feb-13
227,905
27-Jul-11
11,121,509
27-Jul-11
49,795.79
Wholesale Debt Market Segment

No. of trades
25-Aug-03
2,074
Turnover
13911.57 Crores
Table 1-4: Board of Directors of NSE*

S.No.
Name & Company
Designation
Mr. S. B. Mathur
Former Chairman
Life Insurance Corporation of India
Chairman
Mr. Ravi Narain

Former Managing Director & CEO
National Stock Exchange of India Limited
Vice Chairman
[Shareholder Director]
Ms. Chitra Ramkrishna

National Stock Exchange of India Limited
Managing Director & CEO
Mrs. Shyamala Gopinath

Chairperson, The Clearing Corporation of India Limited &
Former Dy. Governor, Reserve Bank of India
Public Interest Director
Mr. Abhay Havaldar

Managing Director - General Atlantic LLC
Shareholder Director
Mr. S. B. Mainak
Executive Director(Investment - Operations)
Life Insurance Corporation of India
Mr. Y. H. Malegam
Chairman Emeritus
M/s. S. B. Billimoria & Co., Chartered Accountants
Dr. KRS Murthy

Professor & Former Director
Indian Institute of Management, Bangalore
Mr. Prakash Parthasarathy

Chief Investment Ofcer
Azim Premji Investment Private Limited
10
Dr. S. Sadagopan
Director
Indian Institute of Information Technology, Bangalore
11
Mrs. Pratima M. Umarji

Former Principal Secretary (Legislation)
Government of Maharashtra
*As on June 24, 2013.
Membership
NIL
NIL
1
NIL
25
15
135
CM and WDM
30
200
1
1
25**
15 *
300(Membership in WDM
segment,
CM segment and
Trading and Clearing
membership in F&O segment)
160
(Amount in ` lakh)
CM,WDM and F&O
30
200(Membership in WDM
segment,
CM segment and
Trading/Trading and Self
Clearing membership in F&O
segment)
Two directors
should be HSC.
Dealers should
also have passed
FIMMDA-NSE Debt
Market (Basic
Module) of NCFM.
The applicant must be engaged solely in the business of securities and must not be engaged in any fund-based activity. The
Directors/Shareholders of the applicant company should not be defaulters on any stock exchange and should not be debarred by
SEBI for being associated with capital market as intermediaries.
Two directors should be

HSC.
Dealers should also have
passed SEBI approved
certication test for
Capital Market &
Derivatives.
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the F&O segment.
Contd...
** Additional Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
Net worth requirement for Professional Clearing members in F&O segment is ` 300 lakhs. Further a Professional Clearing member needs to bring Interest Free Security Deposit (IFSD) of
` 25 lakhs with NSCCL and Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL as deposits.
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
Other eligibility criteria
Experience
1
1
1
NIL
NIL
NIL
50
WDM
30
200
Two directors should be

Two directors should be HSC.
HSC.
Dealers should also have passed
FIMMDA-NSE Debt Market (Basic
passed
Module) of NCFM and SEBI
FIMMDA-NSE Debt
approved certication test for
Market (Basic Module) of
Capital Market & Derivatives.
NCFM & SEBI approved
Capital Market - Capital
Market Module of NCFM.
---------------Two year's experience in securities market-----------------------
25**
25
Two directors
should be HSC.
Dealers should
also have passed
SEBI approved
certication test
for Capital Market
- Capital Market
Module of NCFM.
110
15 *
15
Interest Free Security

Deposit (IFSD) with NSEIL
Deposit (IFSD) with NSCCL
Collateral Security Deposit
(CSD) with NSCCL
Annual Subscription
Advance Minimum
Transaction Charges for
Futures Segment
Education
300 (Membership in CM
segment and Trading and
Clearing membership in
F&O segment)
CM and F&O
30
segment and
Trading/Trading and self
clearing membership
in F&O segment)
85
CM
30
100
Particulars/ Segments
Minimum Paid-up capital
Net Worth
CORPORATES
Table 2-1: Eligibility Criteria for Membership
Membership
6
6
17.5
0.5
NIL

Deposit (IFSD) with NSCCL
Collateral Security Deposit

(CSD) with NSCCL
Annual Subscription
Advance Minimum
Transaction Charges for
Futures Segment
Proprietor / Two Partners

should be HSC.
Capital Market - Capital
26.5

Deposit (IFSD) with NSEIL
Education
75
CM
Net Worth
Particulars
INDIVIDUALS/PARTNERSHIP FIRMS

should be HSC.
Capital Market &
Derivatives.
0.5
17.5 **
6*
51.5
F&O segment)
Self clearing membership
in F&O segment)
segment and Trading
membership in F&O
segment)
CM and F&O

should be HSC.
passed FIMMDA-NSE Debt
NCFM.
NIL
NIL
NIL
NIL
50
200
WDM

should be HSC.
passed
FIMMDA-NSE Debt
Capital Market- Capital
NIL
0.5
17.5
76.5
200
CM and WDM
(Amount in ` lakh)
Contd...

should be HSC.
passed
FIMMDA-NSE Debt
Capital Market &
Derivatives.
0.5
17.5 **
6*
101.5
300 (Membership in WDM

segment,CM segment
and Trading and clearing
membership in F&O
segment)
200 (Membership in WDM

segment, CM segment and
Trading/Trading and Self
F&O segment)
CM,WDM and F&O
CM and F&O
WDM
CM and WDM
CM,WDM and F&O
---------------Two year's experience in securities market----------------------The applicant should not be engaged in any fund based activity. The Proprietor/Partners should not be defaulters on any stock exchange
and should not be debarred by SEBI for being associated with capital market as intermediaries Further, Partnership rms should not be
engaged in any business other than Securities.
CM
2
8
0.5
Non-cash to NSEIL
Cash to NSCCL
Non cash to NSCCL
Advance Minimum
Transaction Charges
100
Trading
Membership
Cash to NSEIL
Networth
Particulars
0.5
25
25
500
Trading Cum
Self Clearing
Membership
NSE Members
CURRENCY DERIVATIVES- Corporates, Individuals and Firms
0.5
25
25
1000
Trading Cum
Clearing
Membership
0.5
13
100
Trading
Membership
0.5
25
25
18
500
Trading cum
Self Clearing
Membership
0.5
25
25
18
1000
Trading cum
Clearing
Membership
New Applicants
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the F&O segment.
Contd...
0.5
25
25
1000
Professional
Clearing
Membership
(Amount in ` lakh)
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
Experience
Particulars
Contd...
8
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Trading Cum
Clearing
Membership
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Trading
Membership
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Trading cum
Self Clearing
Membership
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Trading cum
Clearing
Membership
---------------Two years experience in securities market-----------------------
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Trading Cum
Self Clearing
Membership
New Applicants
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Professional
Clearing
Membership
Proprietor/Partners/Directors/Shareholders should not be defaulters on any stock exchange and must not be debarred by SEBI for being
associated with capital market as intermediaries. The applicant must be engaged solely in the business of securities and must not be
engaged in any fund-based activity.*
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National Institute
of Securities
Markets (NISM)
Series I Currency
Derivatives
Certication
Examination
Trading
Membership
NSE Members
In case the member is opting for membership of any other segment(s) in combination with the membership of Currency Derivatives segment, the applicable net worth will be the minimum net worth
required for the other segment(s) or the minimum net worth required for Currency Derivatives Segment, whichever is higher.
The eligibility condition for applicants planning to apply for new membership of the Exchange is that either the proprietor/one designated director/partner or the Compliance Ofcer of the applicant
entity should be successfully certied either in Securities Market (Basic) Module or Compliance Ofcers (Brokers) Module or the relevant module pertaining to the segments wherein membership of
the Exchange had been sought.
* In addition to the individuals, corporates and partnership rms, Banks which are authorized by the Reserve Bank of India under section 10 of the Foreign Exchange Management Act, 1999 as AD
Category- I bank are permitted to become trading and clearing members of the currency derivatives market of the recognized stock exchanges, on their own account and on behalf of their clients,
subject to minimum prudential requirements of minimum net worth of ` 500 crores, minimum CRAR of 10 per cent, net NPA not exceeding 3 per cent and net prot should have been made for the
last 3 years.
The AD Category-I banks which fulll the prudential requirements are required to lay down detailed guidelines with the approval of their Boards for trading and clearing of currency derivatives
contracts and management of risks. AD Category-I banks which do not meet the above minimum prudential requirements and AD Categotry- I banks which are Urban Co-operative banks or State
Co-operative banks can participate in the currency derivatives market only as clients, subject to approval therefore from the respective regulatory Departments of the Reserve Bank.
Experience
Education
Particulars
Contd...
Table 2-2: Growth and Distribution of Members

Month/Year
(end of period)
CM
WDM
Mar-11
99
Apr-11
99
May-11
CDS
CM/WDM/
F&O/CDS
TOTAL
56
1,215
1,373
56
1,218
1,376
100
56
1,223
1,382
Jun-11
100
57
1,226
1,386
Jul-11
101
58
1,224
1,386
Aug-11
101
58
1,225
1,387
Sep-11
101
59
1,223
1,386
Oct-11
100
60
1,230
1,393
Nov-11
102
60
1,234
1,399
Dec-11
101
59
1,232
1,395
Jan-12
98
59
1,231
1,392
Feb-12
96
59
1,232
1,391
Mar-12
99
61
1,238
1,402
Apr-12
101
62
1,238
1,405
May-12
102
62
1,240
1,408
Jun-12
99
62
1,240
1,405
Jul-12
96
62
1,241
1,403
Aug-12
96
62
1,243
1,405
Sep-12
95
63
1,244
1,406
Oct-12
94
63
1,240
1,401
Nov-12
93
63
1,244
1,404
Dec-12
93
64
1,245
1,406
Jan-13
93
64
1,243
1,404
Feb-13
95
64
1,242
1,405
Mar-13
94
64
1,246
1,408
Listing of Securities
Listing of Securities
Table 3-1: Listing Criteria for Companies on the CM Segment of NSE
Criteria
Initial Public Offerings (IPOs)
Companies listed on other exchanges
Paid-up
Equity Capital
(PUEC)/Market
Capitalisation
(MC) /Net Worth
PUEC ` 10 cr. and MC ` 25 cr.
PUEC ` 10 cr. and MC ` 25 cr. OR

PUEC ` 25 cr. OR
MC ` 50 cr. OR
The company shall have a net worth of not
less than `50 crores in each of the preceding
three financial years.
Company/
Promoter's Track
Record
Atleast 3 years track record of either

a) the applicant seeking listing OR
b) the promoters/promoting company
incorporated in or outside India OR
c) Partnership firm and subsequently
converted into Company (not
in existence as a Company for
three years) and approaches the
Exchange for listing. The Company
subsequently formed would be
considered for listing only on
fulfillment of conditions stipulated
by SEBI in this regard.
Atleast three years track record of either

a) the applicant seeking listing; OR
b) the promoters/promoting company,
incorporated in or outside India.
Dividend Record
/ Net worth /
Distributable
Profits
--
Listing
Other
Requirements
(a) Dividend paid in at least 2 out of the last

3 financial years immediately preceding
the year in which the application has been
made OR
(b) The networth of the applicants atleast `50
crores OR
(c) The applicant has distributable profits in
at least two out of the last three financial
years.
(a) Listed on any other stock exchange for at
least last three years OR
(b) listed on the exchange having nationwide
trading terminals for at least one year.
(a) No disciplinary action by other

(a) No disciplinary action by other stock
stock exchanges/regulatory
exchanges/regulatory authority in past 3
authority in past 3 yrs.
yrs.
(b) Satisfactory redressal mechanism
(b) Satisfactory redressal mechanism for
for investor grievances,
investor grievances,
(c) distribution of shareholding
(c) distribution of shareholding and
(d) details of litigation record in past 3 (d) details of litigation record in past 3 years
years.
(e) Track record of Directors of the Company
(e) Track record of Directors of the
(f) Change in control of a Company/Utilisation
Company
of funds raised from public
Note:
1.
(a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.
(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up equity capital
after the proposed issue for which listing is sought shall be taken into account.
2.
(a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.
(b) In case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated by using a 12 month
11
moving average of the market capitalisation over a period of six months immediately preceding the date of application. For the
purpose of calculating the market capitalisation over a 12 month period, the average of the weekly high and low of the closing
prices of the shares as quoted on the National Stock Exchange during the last twelve months and if the shares are not traded
on the National Stock Exchange such average price on any of the recognised Stock Exchanges where those shares are frequently
traded shall be taken into account while determining market capitalisation after making necessary adjustments for Corporate
Action such as Rights / Bonus Issue/Split.
3.
In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be applicable
to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions, Nationalised Banks,
Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant statutes, guidelines, circulars,
clarifications etc. that may be issued by various regulatory authorities from time to time
4.
Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off - negative
balance in profit and loss account to the extent not set off.
5.
Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and shall be
holding at least 20 % of the post issue equity share capital individually or severally.
6.
In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as eligible for
listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange for listing after
six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be computed based on the
period from the IPO to the time of listing.
Table 3-2: Listing fees in the CM segment

Particulars
Initial Listing fees
Amount (`)
50,000
Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)
a)
Upto ` 5 Crores
18,000
b)
Above ` 5 Crores and upto ` 10 Crores
31,500
c)
57,500
d)
90,000
e)
1,00,000
f)
1,05,000
g)
1,75,000
h)
2,00,000
i)
2,40,000
j)
2,75,000
k)
3,10,000
l)
3,40,000
m) Above ` 350 Crores and upto ` 400 Crores
3,75,000
n)
4,35,000
o)
5,00,000
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than ` 500 crores will have to pay a
minimum fees of ` 5,00,000/- and an additional listing fees of ` 3,400/- for every increase of ` 5 crores or part thereof in the paid up
share, bond and/ debenture and/or debt capital etc.
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than ` 1,000 crores will have to pay
minimum fees of ` 8,50,000/- and an additional listing fees of ` 3,700/- for every increase of ` 5 crores or part thereof in the paid up
share, bond and/or debenture and/or debt capital etc
12
Table 3-3: Companies Listed, Permitted to Trade,

Available for Trading on the CM Segment
Month/Year
Nov-94
Mar-95
Mar-96
Mar-97
Mar-98
Mar-99
Mar-00
Mar-01
Mar-02
Mar-03
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Mar-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
Apr-12
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
No. of Companies
Listed *
135
422
550
612
648
720
785
793
818
909
970
1,069
1,228
1,381
1,432
1,470
1,478
1,484
1,490
1,497
1,504
1,512
1,530
1,536
1,552
1,558
1,563
1,574
1,578
1,585
1,599
1,606
1,615
1,622
1,631
1,633
1,640
1,641
1,644
1,646
1,649
1,651
1,648
1,652
1,652
1,657
1,660
1,661
1,665
1,664
1,665
1,666
No. of Companies
Permitted *
300
543
847
934
745
609
479
320
197
107
18
1
----37
36
36
45
45
54
54
60
59
59
59
61
61
61
61
61
60
60
60
66
66
71
71
71
73
73
73
73
73
76
76
76
76
76
76
76
76
No. of Companies
Available for
Trading * @
300
678
1,269
1,484
1,357
1,254
1,152
1,029
890
788
787
839
929
1,084
1,236
1,291
1,359
1,367
1,374
1,388
1,392
1,408
1,412
1,435
1,440
1,456
1,462
1,470
1,484
1,488
1,495
1,509
1,514
1,523
1,530
1,543
1,545
1,556
1,557
1,560
1,563
1,564
1,564
1,564
1,566
1,568
1,573
1,575
1,576
1,580
1,579
1,579
1,582
Market
Capitalisation
(` Cr) *
292,637
363,350
401,459
419,367
481,503
491,175
1,020,426
657,847
636,861
537,133
1,120,976
1,585,585
2,813,201
3,367,350
4,858,122
2,896,194
6,009,173
6,117,858
5,932,578
6,229,136
6,340,120
6,393,418
6,958,534
7,055,094
6,894,912
7,139,310
6,441,491
6,195,967
6,702,616
6,753,614
6,569,743
6,574,743
6,462,238
5,921,684
5,820,334
6,101,891
5,547,723
5,232,273
5,937,039
6,233,250
6,096,518
6,239,035
6,385,291
6,858,653
6,763,781
6,603,005
6,337,676
6,431,655
5,942,510
5,951,540
6,026,766
5,695,547
6,059,258
* At the end of the period.

@ Excludes suspended companies.
# CNX Nifty Index commenced from November 3, 1995.
## CNX Nifty Junior commenced from November 4, 1996.
No. Of Compamies Traded excludes Mututal Funds and ETFs
Demat turnover includes turnover of all securities which are available for trading in Demat mode
Please note that the Exchange conducted a special live trading session on Sunday, May 16, 2010 on auspicious occasion of Akshaya
Tritiya for trading in Gold Exchange Traded Fund securities only.
13
14
45.8%
48.7%
48.6%
46.7%
34.0%
54.4%
48.9%
49.2%
43.7%
44.0%
44.6%
45.9%
52.2%
47.3%
Engineering
Finance
FMCG
Information Technology
Infrastructure
Manufacturing
Media & Entertainment
Petrochemicals
Pharmaceuticals
Services
Telecommunication
Miscellaneous
Grand Total
Indian
Promoters
6.4%
2.8%
3.7%
13.5%
8.2%
11.9%
4.3%
6.3%
3.2%
9.9%
8.0%
2.8%
3.6%
1.9%
Foreign
Promoters
PROMOTERS
Banks
Sectors
2.6%
1.2%
7.3%
3.3%
1.9%
3.0%
1.3%
2.5%
4.7%
2.0%
2.2%
2.6%
3.2%
8.7%
Financial
Insitutions/
Banks/Central
Government/
State
Government/
Insurance
Companies
5.9%
5.8%
5.6%
5.2%
6.8%
5.1%
6.1%
4.6%
6.3%
7.2%
9.2%
8.8%
4.6%
16.9%
Foreign
Institutional
Investors
2.0%
1.4%
1.1%
2.2%
2.2%
2.3%
2.2%
1.9%
3.0%
1.7%
2.0%
1.5%
4.8%
3.5%
Mutual
Funds
INSTITUTIONAL
0.1%
0.1%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.1%
0.3%
0.0%
0.0%
0.8%
0.1%
Venture
Capital
Funds
including
Foreign
Venture
Capital
Funds
0.2%
0.1%
0.1%
0.0%
0.2%
0.2%
0.2%
0.2%
0.0%
0.1%
0.0%
1.1%
0.4%
0.0%
Any Other
PUBLIC
9.3%
9.7%
13.7%
10.3%
8.7%
9.3%
10.6%
9.5%
8.4%
9.4%
8.6%
9.2%
8.5%
4.6%
Bodies
Corporate
21.7%
21.3%
16.6%
15.8%
23.0%
18.8%
20.7%
22.2%
15.7%
29.6%
19.9%
21.6%
21.1%
15.1%
Individuals
3.5%
4.5%
5.2%
4.4%
3.0%
3.5%
4.1%
3.0%
4.1%
5.5%
3.4%
3.4%
4.3%
1.5%
Any other
NON-INSTITUTIONAL
Table 3-4: Shareholding Pattern at the end of March 2013 for companies listed at NSE
0.9%
0.9%
0.8%
0.7%
1.8%
2.2%
1.5%
0.9%
0.2%
0.4%
0.0%
0.4%
0.1%
1.8%
Shares
held by
Custodians
and against
which
Depository
Receipts
have been
issued
Table 3-5: Pledged shares data as of March 2013

Sector Classification
Indian
Promoters
Foreign
Promoters
Total Promoters
Holding
%age of
promoters'
ownership
pledged
Banks
45.8%
1.9%
47.7%
1.2%
Engineering
48.7%
3.6%
52.3%
10.7%
Finance
48.6%
2.8%
51.5%
3.8%
FMCG
46.7%
8.0%
54.7%
12.6%
Information Technology
34.0%
9.9%
43.9%
16.6%
Infrastructure
54.4%
3.2%
57.6%
16.3%
Manufacturing
48.9%
6.3%
55.3%
15.0%
Media & Entertainment
49.2%
4.3%
53.4%
14.8%
Petrochemicals
43.7%
11.9%
55.6%
11.7%
Pharmaceuticals
44.0%
8.2%
52.2%
14.6%
Services
44.6%
13.5%
58.1%
21.6%
Telecommunication
45.9%
3.7%
49.6%
23.5%
Miscellaneous
52.2%
2.8%
55.0%
8.4%
Total
47.3%
6.4%
53.7%
13.6%
Table 3-6: Eligibility criteria for securities on WDM segment

The security proposed for listing on the WDM segment of NSE should comply with the requirements as indicated
hereunder:
Issuer
Eligibility Criteria for listing

Public Issue /Private Placement
Non-Structured Product/NonMarket Linked Debentures
Corporates
(Public
companies and Private
companies)
Structured Product/Market Linked

Debentures
limited Paid-up capital of `10 crores;

Networth of 100 crores
limited
Credit Rating prex of PP-MLD
or
denoting Principal protected
Market capitalisation of `25 crores
market
linked
debentures
(In case of unlisted companies
followed by the standardized
Networth more than `25 crores)
rating symbols
Credit rating
Public
Sector
Undertaking, Credit rating
Statutory Corporation established/ Qualies for listing under Credit Rating prex of PP-MLD
the respective Acts, Rules or
constituted under Special Act of
Parliament /State Legislature,
Regulations under which the
market
linked
debentures
Local bodies/authorities,
securities are issued.
rating symbols
Qualies for listing under
Contd...
15
Contd...
Issuer
Eligibility Criteria for listing

Public Issue /Private Placement
Non-Structured Product/NonMarket Linked Debentures
Mutual Funds: Units of any SEBI

registered Mutual Fund/scheme
: Investment objective to invest
predominantly in debt or Scheme
is traded in secondary market as
debt instrument
Structured Product/Market Linked

Debentures
Qualies
for
listing
under Networth of 100 crores
the respective Acts, Rules or Credit Rating prex of PP-MLD
market
linked
debentures
rating symbols
Infrastructure companies : Tax Credit rating

exemption and recognition as Qualies for listing under
infrastructure company under
related statutes/regulations

market linked debentures
rating symbols
Financial Institutions u/s.

4A of Companies Act, 1956
including Industrial Development
Corporations

Credit rating

rating symbols
Banks
Scheduled banks
Networth of `50 crores or
above
securities are issued
Scheduled banks
rating symbols
An Issuer shall ensure compliance with SEBI circulars/guidelines and any other law, guidelines/directions of Central Government, other
Statutory or local authority issued on regulating the listing of debt instruments from time to time
Contd...
16
17
698,024
4,140 3,150,880
29,559
690
133,428
992
Corporate Bonds
36,417
17,184
35,867
30,461
547,846
(US $ mn)
Amount
3,117
164,385
518
Bank Bonds
21
77,568
299
Institutional.
Bonds
Others
161,904
795
PSU Bonds
2,472,978
(` cr)
Amount
137,500
1,461
Number
2010
54
T-Bills
Government
Securities
Total
Securities
4,479
20
1,166
518
361
852
54
1,508
Number
3,631,587
3,518
169,337
182,616
103,973
191,542
140,418
2,840,182
(` cr)
Amount
2011
813,345
788
37,925
40,900
23,286
42,899
31,449
636,099
(US $ mn)
Amount
5,148
20
1,605
509
443
971
52
1,548
Number
4,357,221
3,518
201,459
189,289
146,589
246,645
266,684
3,303,037
(` cr)
Amount
2012
851,743
688
39,381
37,002
28,655
48,214
52,131
645,673
(US $ mn)
Amount
4,933,910
3,518
20
5,724
259,734
209,413
173,105
304,846
301,051
3,682,242
(` cr)
Amount
2013
1,948
495
539
1,052
52
1,618
Number
Table 3-7: Securities Available for Trading on WDM Segment (as on March 31)
907,147
647
47,755
38,503
31,827
56,049
55,351
677,016
(US $ mn)
Amount
Table 3-8: Funds Mobilisation on the Exchange

Particulars
2011-12
No. of
Issues
2012-13
Amount
Amount
` crore
US $ bn
No. of
Issues
Amount
Amount
` crore
US $ bn
Equity Public Issues

IPOs
26
4,871
0.95
12
6,289
1.16
FPOs
4,578
0.89
IDR issue
Rights Issues
11
6,629
1.30
12
7,725
1.42
QIP*
10
2,154
0.42
14
13,964
2.57
184
22,886
4.47
209
42,881
7.88
25,383
4.96
11,905
2.19
241
66,503
13.00
256
82,763
15.22
Preferential Allotment
Non-Convertible Debentures
Public Issue
Total
*Amount includes amount raised by Housing Development Finance Corporation Limited from Conversion of warrants issued on QIP basis
Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2012-13
S.
No.
Company Name
1 MT Educare Limited
Issue Price
Date of
Listing
99.00
80.00
12-Apr-12
2 National Buildings Construction Corporation Limited
127.20
106.00
12-Apr-12
3 Tribhovandas Bhimji Zaveri Limited
200.00
120.00
9-May-12
4 Speciality Restaurants Limited
176.09
150.00
30-May-12
5 VKS Projects Limited
55.00
55.00
18-Jul-12
6 Thejo Engineering Limited*
19.00
402.00
18-Sep-12
179.50
230.00
6-Dec-12
8 Veto Switchgears And Cables Limited*
25.00
50.00
13-Dec-12
9 Credit Analysis And Research Limited
539.97
750.00
26-Dec-12
601.28
135.00
27-Dec-12
4,172.31
220.00
28-Dec-12
94.41
210.00
20-Feb-13
7 Tara Jewels Limited
10 PC Jeweller Limited
11 Bharti Infratel Limited
12 V-Mart Retail Limited
Total
*SME IPO
18
Issue Size
(` Crores)
6,288.76
Table 3-10: Resource Mobilisation through public issue of NCDs during 2012-13
S.No.
Name of the Company
Date
Amount
Mobilised
(`crore)
Amount
Mobilised
(Us $ mn)
Infrastructure Development Finance Company Limited
16-Apr-12
179.16
$32.94
Shriram Transport Finance Company Limited
21-Aug-12
600.00
$110.32
India Infoline Finance Limited
21-Sep-12
500.00
$91.93
Shriram City Union Finance Limited
11-Oct-12
433.60
$79.72
Religare Finvest Limited
12-Oct-12
332.04
$61.05
Muthoot Finance Limited
7-Nov-12
274.94
$50.55
Rural Electrication Corporation Limited
24-Dec-12
2,017.35
$370.91
Housing & Urban Development Corporation Limited
21-Feb-13
2,194.34
$403.45
Indian Railway Finance Corporation Limited
22-Feb-13
Total
5,373.39
$987.95
11,904.82
$2,188.82
Table 3-11: Rights Issues during 2012-13

S.No.
Company Name
Date of
Listing
10.11
Amount
Mobilised
(US $ mn)
Neuland Laboratories Limited
LGB Forge Limited
14-May-12
13.75
2.53
Money Matters Financial Services Limited
24-May-12
0.065
0.01
Sun Pharma Advanced Research Company

Limited
9-Oct-12
118.35
21.76
Network18 Media & Investments Limited
16-Oct-12
2,699.62
496.35
Bajaj Finserv Limited
22-Oct-12
938.52
172.56
EIH Associated Hotels Limited
26-Oct-12
108.81
20.01
TV18 Broadcast Limited
26-Oct-12
2,699.16
496.27
Uttam Sugar Mills Limited
5-Nov-12
27.21
5.00
10
City Union Bank Limited
17-Jan-2013
128.98
23.71
11
12
Bhushan Steel Limited

Bajaj Finance Limited
21-Feb-13
6-Mar-13
237.13
743.52
43.60
136.70
7,725.23
1,420.36
Total
2-May-12
Amount
Mobilised
(` Crore)
1.86
19
Table 3-12: Preferential Allotments by NSE Listed Companies during 2012-13

S.No.
Company Name
Bodal Chemicals Limited
Orient Paper & Industries Limited
LIC Housing Finance Limited
Impex Ferro Tech Limited
Kinetic Motor Company Limited
State Bank of India
Su-Raj Diamonds and Jewellery Limited
Development Credit Bank Limited
11
Autolite (India) Limited

Cholamandalam Investment and Finance Company
Limited
Blue Star Infotech Limited
12
Murudeshwar Ceramics Limited
13
Pitti Laminations Limited
14
Syndicate Bank
15
16
10
Amount Raised
_____________
` Crore
12.09
Amount Raised
_____________
US $ mn
2.22
68.70
12.63
810.00
148.93
35.00
6.44
3.40
0.63
7,900.00
1,452.49
202.80
37.29
98.75
18.16
2.00
0.37
212.09
38.99
4.01
0.74
3.13
0.58
15.86
2.92
327.20
60.16
Alok Industries Limited
81.60
15.00
Kingsher Airlines Limited
84.22
15.49
17
Uniply Industries Limited
2.05
0.38
18
305.32
56.14
19
Punjab & Sind Bank
20
Bank of India
21
Religare Enterprises Limited
22
Hindustan Motors Limited
95.30
17.52
1,037.45
190.75
405.00
74.46
14.46
2.66
23
144.27
26.53
24
Central Bank of India
945.31
173.80
25
Responsive Industries Limited
58.47
10.75
26
Allahabad Bank
459.41
84.47
27
Bank of Baroda
1,644.69
302.39
28
Lloyds Steel Industries Limited
284.56
52.32
29
United Bank of India
132.20
24.31
30
ADF Foods Limited
1.30
0.24
31
Precot Meridian Limited
32
Bank of Maharashtra
33
Shasun Pharmaceuticals Limited
34
IDBI Bank Limited
35
R. S. Software (India) Limited
36
Andhra Cements Limited
5.15
0.95
605.10
111.25
50.00
9.19
3,319.02
610.23
2.02
0.37
177.00
32.54
37
Aanjaneya Lifecare Limited
65.00
11.95
38
Ind-Swift Laboratories Limited
12.88
2.37
Contd...
20
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
39
Micro Technologies (India) Limited
20.00
3.68
40
Shriram City Union Finance Limited
131.10
24.10
41
UCO Bank
42
Indian Overseas Bank
43
McDowell Holdings Limited
44
Deep Industries Limited
45
Shri Lakshmi Cotsyn Limited
46
Marico Limited
47
Aarti Industries Limited
13.92
2.56
48
Dena Bank
151.24
27.81
49
Union Bank of India
650.30
119.56
50
Tilaknagar Industries Limited
31.27
5.75
51
Bhartiya International Limited
52
GTL Infrastructure Limited
53
54
306.82
56.41
1,743.63
320.58
2.98
0.55
10.45
1.92
85.80
15.78
500.00
91.93
2.40
0.44
1,099.48
202.15
Prime Focus Limited
55.47
10.20
Trident Limited
51.15
9.40
55
APL Apollo Tubes Limited
17.60
3.24
56
1.95
0.36
57
DCW Limited
7.64
1.40
58
Punjab National Bank
1,589.91
292.32
59
655.00
120.43
60
Vijaya Bank
147.00
27.03
61
Sathavahana Ispat Limited
10.98
2.02
62
Kamdhenu Ispat Limited
4.48
0.82
63
Jayaswal Neco Industries Limited
155.45
28.58
64
5.50
1.01
0.02
0.00
66
Asian Granito India Limited

Southern Petrochemicals Industries Corporation
Limited
Titagarh Wagons Limited
67
Birla Cotsyn (India) Limited
68
69
70
Global Offshore Services Limited
1.94
0.36
71
JHS Svendgaard Laboratories Limited
4.89
0.90
72
Nicco Corporation Limited
73
Winsome Diamonds and Jewellery Limited
65
48.38
8.89
6.37
1.17
GTL Limited
232.99
42.84
281.07
51.68
1.60
0.29
21.00
3.86
74
JSW ISPAT Steel Limited
191.67
35.24
75
Spanco Limited
23.25
4.27
76
Venus Remedies Limited
16.78
3.09
77
B.A.G Films and Media Limited
8.85
1.63
78
5.40
0.99
Contd...
21
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
79
2.56
80
7.99
0.47
1.47
81
12.86
2.36
82
Suryalakshmi Cotton Mills Limited
15.66
2.88
83
Pantaloon Retail (India) Limited
200.00
36.77
84
Pratibha Industries Limited
85
The Indian Hotels Company Limited
86
Hindustan Motors Limited
87
Shilpa Medicare Limited
17.50
3.22
88
Alchemist Limited
13.76
2.53
89
APL Apollo Tubes Limited
11.30
2.08
90
Precot Meridian Limited
5.15
0.95
15.00
2.76
497.47
91.47
14.46
2.66
91
3i Infotech Limited
427.83
78.66
92
Gujarat Pipavav Port Limited
150.52
27.67
93
Tricom India Limited
11.49
2.11
94
Steel Strips Wheels Limited
10.95
2.01
95
West Coast Paper Mills Limited
17.92
3.29
96
Ind-Swift Limited
16.00
2.94
97
Tantia Constructions Limited
7.16
1.32
98
Burnpur Cement Limited
3.48
0.64
99
Shri Lakshmi Cotsyn Limited
23.40
4.30
100
GTL Limited
38.30
7.04
101
Man Industries (India) Limited
30.00
5.52
102
Surana Industries Limited
385.00
70.79
103
The Dhampur Sugar Mills Limited
18.90
3.47
104
Educomp Solutions Limited
33.40
6.14
105
50.00
9.19
106
276.00
50.74
107
6.30
1.16
108
Suryajyoti Spinning Mills Limited
3.63
0.67
109
Apollo Hospitals Enterprise Limited
154.82
28.47
110
MSP Steel & Power Limited
60.00
11.03
111
Raj Rayon Industries Limited
9.31
1.71
112
Trent Limited
20.00
3.68
113
Delta Magnets Limited
114
Trent Limited
115
116
Visesh Infotecnics Limited
117
Raj Rayon Industries Limited
118
3i Infotech Limited
3.41
0.63
51.55
9.48
0.75
0.14
231.00
42.47
2.26
0.42
42.38
7.79
Contd...
22
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
119
4.75
120
Motilal Oswal Financial Services Limited
1.17
0.87
0.21
121
Zicom Electronic Security Systems Limited
15.18
2.79
122
Zicom Electronic Security Systems Limited
4.60
0.85
123
Edserv Softsystems Limited
124
IFB Industries Limited
125
Electrosteel Steels Limited
152.00
27.95
126
Solar Industries India Limited
72.00
13.24
127
46.66
8.58
128
44.91
8.26
129
Alphageo (India) Limited
1.50
0.28
130
6.70
1.23
131
Euro Ceramics Limited
132
IFCI Limited
133
134
2.00
0.37
42.00
7.72
5.25
0.97
400.00
73.54
Sudar Industries Limited
26.00
4.78
Farmax India Limited
21.60
3.97
135
Bhartiya International Limited
3.60
0.66
136
KEI Industries Limited
5.94
1.09
137
Gitanjali Gems Limited
40.00
7.35
138
Rainbow Papers Limited
36.60
6.73
139
Punjab Chemicals & Crop Protection Limited
20.00
3.68
140
Tricom India Limited
141
Jain Irrigation Systems Limited
142
143
Punjab Chemicals & Crop Protection Limited
30.00
5.52
144
PVR Limited
57.70
10.61
145
Ind-Swift Laboratories Limited
10.85
1.99
146
Trent Limited
78.45
14.42
147
Cheslind Textiles Limited
148
150
Prime Focus Limited

Pipavav Defence and Offshore Engineering Company
Limited
India Glycols Limited
151
Sathavahana Ispat Limited
152
153
6.75
1.24
3,988.66
733.35
8.04
1.48
22.23
4.09
189.15
34.78
78.00
14.34
42.66
7.84
11.82
2.17
Simbhaoli Sugars Limited
3.02
0.56
Religare Enterprises Limited
0.03
0.01
154
Omnitech Infosolutions Limited
1.65
0.30
155
SKS Micronance Limited
33.55
6.17
156
Hotel Leela Venture Limited
100.00
18.39
157
DCW Limited
4.32
0.79
149
Contd...
23
Contd...
S.No.
Company Name
158
Everonn Education Limited
159
Firstsource Solutions Limited
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
2.28
0.42
274.55
50.48
160
Rasoya Proteins Limited
161
AI Champdany Industries Limited
24.48
4.50
4.52
0.83
162
163
Gujarat NRE Coke Limited
94.86
17.44
Spentex Industries Limited
5.10
164
Arshiya International Limited
44.23
0.94
8.13
165
85.28
15.68
166
IFCI Limited
523.00
96.16
167
JVL Agro Industries Limited
22.80
4.19
168
Development Credit Bank Limited
40.62
7.47
169
KPIT Cummins Infosystems Limited
162.00
29.79
170
3i Infotech Limited
42.60
7.83
171
Capital First Limited
50.00
9.19
172
Jindal Drilling And Industries Limited
77.00
14.16
173
Store One Retail India Limited
9.76
1.79
174
Trident Limited
8.53
1.57
175
Marksans Pharma Limited
4.48
0.82
176
Supreme Tex Mart Limited
14.84
2.73
177
Jayaswal Neco Industries Limited
280.00
51.48
178
Tree House Education & Accessories Limited
41.18
7.57
179
GEI Industrial Systems Limited
63.87
11.74
180
GEI Industrial Systems Limited
12.50
2.30
181
Alchemist Limited
14.51
2.67
182
ANG Industries Limited
183
Sintex Industries Limited
5.04
0.93
93.85
17.26
184
Axis Bank Limited
811.47
149.20
185
Lloyds Steel Industries Limited
380.00
69.87
186
Rasoya Proteins Limited
11.52
2.12
187
Rohit Ferro-Tech Limited
201.00
36.96
188
Ashapura Minechem Limited
189
Morepen Laboratories Limited
190
IL&FS Engineering and Construction Company Limited
191
DCW Limited
192
194
Mawana Sugars Limited

Limited
Oswal Chemicals & Fertilizers Limited
195
196
197
193
14.73
2.71
9.90
1.82
75.00
13.79
1.36
0.25
6.29
1.16
0.14
0.03
88.20
16.22
57.73
10.61
3i Infotech Limited
27.12
4.99
ADF Foods Limited
11.70
2.15
Contd...
24
Contd...
S.No.
Company Name
198
Bafna Pharmaceuticals Limited
199
Bank Of India
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
1.30
0.24
809.00
148.74
200
Celebrity Fashions Limited
3.50
0.64
201
0.23
0.04
202
Punjab & Sind Bank
140.00
25.74
203
PVR Limited
260.32
47.86
204
18.75
3.45
13.05
2.40
206
Sharyans Resources Limited

Limited
Supreme Tex Mart Limited
12.66
2.33
207
Tantia Constructions Limited
208
UCO Bank
209
Welspun Corp Limited
205
Total
13.48
2.48
681.00
125.21
788.38
144.95
42,881.01
7,884.09
Table 3-13: Amount raised through QIP during 2012-13

S.No.
Name of the company
Housing Development Finance Corporation Limited*
K S Oils Limited
3
4
Amount Raised
(` cr)
Amount Raised
( US $ mn)
0.22
0.04
24.48
4.50
0.56
0.10
2.00
0.37
241.22
44.35
274.38
50.45
91.14
16.76
192.61
35.41
47.29
8.69
10
Gujarat Pipavav Port Limited
199.48
36.68
11
SKS Micronance Limited
229.96
42.28
12
179.67
33.03
13
264.83
48.69
14
110.14
20.25
15
43.70
8.03
16
105.36
19.37
17
227.90
41.90
18
144.89
26.64
19
239.00
43.94
20
275.69
50.69
Contd...
25
Contd...
S.No.
Name of the company
Amount Raised
(` cr)
Amount Raised
( US $ mn)
21
495.36
91.08
22
55.30
10.17
23
68.87
12.66
24
103.72
19.07
25
15.17
2.79
26
51.49
9.47
27
50.48
9.28
28
The South Indian Bank Limited
442.60
81.38
29
Sintex Industries Limited
174.76
32.13
30
Mahindra & Mahindra Financial Services Limited
866.80
159.37
31
Indusind Bank Limited
2,000.64
367.84
32
Talwalkars Better Value Fitness Limited
42.37
7.79
33
Gayatri Projects Limited
75.22
13.83
34
PI Industries Limited
35
Axis Bank Limited
36
117.33
21.57
4,726.00
868.92
Jaiprakash Associates Limited
532.90
97.98
37
Cholamandalam Investment and Finance Company

Limited
300.00
55.16
38
Jaiprakash Power Ventures Limited
950.07
174.68
39
Godrej Industries Limited**
370.51
68.12
40
Prestige Estates Projects Limited**

Total
363.97
66.92
14,698.08
2,702.38
* Includes Equity Shares allotted on conversion of convertible securities issued on QIP basis
** Institutional Placement Programme
Table 3-14: Companies Delisted during 2012-13

Compulsory / Voluntary Delisting Details
Name of the company
26
Symbol
Date of Delisting
Details
Alfa Laval (India) Limited
ALFALAVAL
19-Apr-12
Voluntary
Shree Precoated Steels Limited
SHPRE
10-May-12
Voluntary
Patni Computer Systems Limited
PATNI
28-May-12
Voluntary
Chemplast Sanmar Limited
CHEMPLAST
25-Jun-12
Voluntary
Batliboi Limited
BATLIBOI
28-Jun-12
Voluntary
28
102
246
250
244
251
254
251
247
251
254
253
251
249
251
243
244
20
22
22
1994-95
(Nov.-Mar.)
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
Apr-10
May-10
Jun-10
7,846
6,088
4,510
3,780
2,398
1,753
1,676
984
546
381
264
66
1364
1349
1346
1,248
1,249
1,205
1,370 16,816
1,277 13,651
1,244 11,727
1,114
928
856
804
899
1,019
1,201
--
--
--
--
--
--
Month & No. of No. of No. of

Year
Trad- com- Trades
ing
panies
Days Traded
(` lakh)
839,052
414,474
370,193
294,503
67,287
1,805
(` cr.)
617,989
513,167
143,616
139,812
144,060
286,109
284,625
276,566
2,215,530 4,138,023
1,426,355 2,752,023
1,498,469 3,551,038
855,456 1,945,287
844,486 1,569,558
797,685 1,140,072
713,300 1,099,534
364,066
278,408
Average Daily
Trading Value
64
64
62
917
540
888
446
352
261
253
130
105
287
192
98
--
--
--
--
13,005
12,937
13,828
16,959
11,325
14,148
7,812
6,253
4,506
4,329
2,462
2,078
5,337
3,303
1,651
1,520
1,176
276
17
82.23
84.38
76.88
70.23
16.76
0.50
(%)
Turnover
Ratio
80.58
2,913
2,898
3,097
3,757
2,223
3,540
1,792
1,402
1,030
998
--
--
--
68.86
95.02
73.09
57.77
55.79
71.90
98.09
518 115.05
426
1,144 203.62
757
389
--
--
--
--
(US $ bn) (` cr.) (US $ mn.)
Trading Value
329,536 1,339,510
242,704
165,327
135,685
135,561
39,912
1,391
(lakh)
Traded
Quantity
711,706
23,818
351
(` cr.)
617,984
512,866
143,616
139,812
144,060
286,109
284,625
276,566
2,215,530 4,138,023
1,426,355 2,752,023
1,498,469 3,551,038
855,456 1,945,287
844,486 1,569,558
797,685 1,140,072
713,300 1,099,534
364,049
277,717
491,175
481,503
419,367
401,459
363,350
(` cr.)
537133
636,861
657,847
64
64
62
6,229,136
5,932,578
6,117,858
917 6,009,173
540 2,896,194
888 4,858,122
446 3,367,350
352 2,813,201
261 1,585,585
253 1,120,976
130
105
271
Contd...
1,395
1,329
1,370
1,331
568
1,215
773
631
362
258
113
131
141
234
116
--
--
--
--
(US $ bn)
163 1,020,426
--
--
--
--
(US $ bn)
Demat Trading
Value
307,222 1,264,337
153,772
8,542
315
(lakh)
Demat
Traded
Quantity
Table 4-1:Business Growth of CM Segment
29
21
21
19
20
21
22
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
255
2010-11
Aug-11
22
Mar-11
21
20
Feb-11
Jul-11
20
Jan-11
22
22
Dec-10
Jun-11
21
Nov-10
18
21
Oct-10
22
21
Sep-10
May-11
22
Aug-10
Apr-11
22
Jul-10
1,227
1,278
1,184
1,307
1,413
1,447
1,369
1,361
1,219
1520
1520
1512
1510
1495
1489
1478
1474
1463
1453
1,312
1,076
1,114
1,008
1,226
1,236
1,158
1,159
1,151
1,073
1483 15,507
1450
1444
1440
1432
1419
1415
1395
1389
1373

Year
Trad- com- Trades
ing
panies
Days Traded
(` lakh)
Contd...
255,712
266,504
267,332
295,685
363,993
360,472
329,869
311,994
278,551
(` cr.)
129,429
148,303
115,115
123,804
101,205
132,298
133,110
122,590
122,299
115,857
228,348
236,872
188,886
206,344
193,293
235,270
235,253
230,003
222,457
233,876
Average Daily
Trading Value
46
37
40
38
46
46
45
43
46
45
801
57
60
60
66
82
81
74
70
62
10,767
8,995
10,317
10,173
11,203
11,203
10,953
10,112
10,631
12,686
14,029
11,623
13,325
13,367
13,440
17,333
17,165
15,708
14,182
12,661
2,105
1,758
2,017
1,989
2,190
2,190
2,141
1,977
2,078
2,480
3,142
2,603
2,984
2,994
3,010
3,882
3,844
3,518
3,176
2,836
(US $ bn) (` cr.) (US $ mn.)
Trading Value
1,824,515 3,577,410
127,900
141,168
130,217
151,108
188,217
193,248
173,285
152,467
139,417
(lakh)
Traded
Quantity
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
53.37
(%)
Turnover
Ratio
255,712
266,504
267,332
295,685
363,993
360,472
329,869
311,994
278,551
(` cr.)
129,429
148,303
115,115
123,804
101,205
132,298
133,110
122,590
122,299
115,857
228,348
236,872
188,886
206,344
193,293
235,270
235,253
230,003
222,457
233,876
6,702,616
6,195,967
6,441,491
7,139,310
6,894,912
7,055,094
6,958,534
6,393,418
6,340,120
(` cr.)
45
46
37
40
38
46
46
45
43
46
6,753,614
5,937,039
5,232,273
5,547,723
6,101,891
5,820,334
5,921,684
6,462,238
6,574,743
6,569,743
Contd...
1,161
1,023
1,084
1,193
1,138
1,158
1,263
1,285
1,284
1,320
1,501
1,501
1,388
1,443
1,599
1,544
1,580
1,558
1,432
1,420
(US $ bn)
801 6,702,616
57
60
60
66
82
81
74
70
62
(US $ bn)
Demat Trading
Value
1,824,515 3,577,410
127,900
141,168
130,217
151,108
188,217
193,248
173,285
152,467
139,417
(lakh)
Demat
Traded
Quantity
30
20
21
21
20
23
20
19
250
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2012-13
21
Jun-12
Sep-12
22
May-12
22
20
Apr-12
21
249
2011-12
Aug-12
22
Mar-12
Jul-12
20
Feb-12
1,329
1,535
1,114
1,167
1,389
1,166
1,077
1,166
1,168
1,056
1,099
1,058
1,143
999
1577 13,605
1542
1542
1545
1546
1541
1541
1538
1535
1532
1532
1530
1529
1551 14,377
1533
1523

Year
Trad- com- Trades
ing
panies
Days Traded
(` lakh)
Contd...
272,482
327,808
(` cr.)
212,598
226,642
295,415
240,325
220,933
239,795
240,189
204,874
210,325
202,104
216,755
198,324
1,659,160 2,708,279
129,388
139,273
179,404
153,442
134,788
147,247
143,798
121,847
138,197
125,022
129,997
116,755
Average Daily
Trading Value
498
39
42
54
44
41
44
44
38
39
37
40
36
549
53
64
10,833
11,189
11,332
12,844
12,016
10,521
11,419
12,009
9,756
9,560
9,624
9,852
9,916
11,289
12,386
16,390
1,992
2,057
2,084
2,362
2,209
1,934
2,099
2,208
1,794
1,758
1,769
1,811
1,823
2,207
2,421
3,204
(US $ bn) (` cr.) (US $ mn.)
Trading Value
1,616,978 2,810,893
164,978
207,991
(lakh)
Traded
Quantity
--
--
43
--
--
--
--
--
--
--
--
--
--
--
--
46.11
(%)
Turnover
Ratio
272,482
327,808
(` cr.)
212,598
226,642
295,415
240,325
220,933
239,795
240,189
204,874
210,325
202,104
216,755
198,324
1,659,160 2,708,279
129,388
139,273
179,404
153,442
134,788
147,247
143,798
121,847
138,197
125,022
129,997
116,755
6,096,518
6,233,250
(` cr.)
6,239,035
6,385,291
6,858,653
6,763,781
6,603,005
6,337,676
6,431,655
5,942,510
5,951,540
6,026,766
5,695,547
6,059,258
498 6,239,035
39
42
54
44
41
44
44
38
39
37
40
36
1,147
1,147
1,174
1,261
1,244
1,214
1,165
1,183
1,093
1,094
1,108
1,047
1,114
1,192
1,192
1,218
(US $ bn)
549 6,096,518
53
64
(US $ bn)
Demat Trading
Value
1,616,978 2,810,893
164,978
207,991
(lakh)
Demat
Traded
Quantity
Table 4-2: Frequency Distribution of Companies traded

Trading
Frequency
(Range of
Days)
Above 100
2009-10
2010-11
2011-12
2012-13
No. of
Percentage
No. of
Percentage
No. of
Percentage
No. of
Percentage
Companies
of Total
Companies
of Total
Companies
of Total
Companies
of Total
Traded
Traded
Traded
Traded
1,301
92.9
1,444
93.7
1,530
94.0
1,561
95.4
91-100
15
1.1
0.5
0.3
0.2
81-90
0.2
0.3
0.5
0.4
71-80
0.6
0.5
0.4
0.3
61-70
0.1
11
0.7
0.3
0.3
51-60
23
1.6
0.3
0.4
0.5
41-50
0.4
0.4
0.2
0.2
31-40
0.4
0.5
0.2
0.2
21-30
0.6
0.5
0.5
0.4
11-20
14
1.0
11
0.7
0.5
0.2
1-10
13
0.9
29
1.9
44
2.7
32
2.0
Total
1,401
100.0
1,541
100.0
1,627
100.0
1,637
100.0
Table 4-3: Trading Frequency of Companies in Cash Segment during 2012-13

Month/ Year
Companies Available for

Trading*
No. of companies Traded
Percent of Traded to
Available for Trading
Apr-12
1,564
1,529
97.8
May-12
1,564
1,530
97.8
Jun-12
1,564
1,532
98.0
Jul-12
1,566
1,532
97.8
Aug-12
1,568
1,535
97.9
Sep-12
1,573
1,538
97.8
Oct-12
1,575
1,541
97.8
Nov-12
1,576
1,541
97.8
Dec-12
1,580
1,546
97.8
Jan-13
1,579
1,545
97.8
Feb-13
1,579
1,542
97.7
Mar-13
1,582
1,542
97.5
*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.
31
Table 4-4: Advances/Declines in Cash Segment of NSE during 2012-13

(No. of Securities)
Month/Date
NSE
Advances
Declines
Advance / Decline Ratio
Apr-12
681
883
0.8
May-12
284
1,274
0.2
Jun-12
697
861
0.8
Jul-12
1,166
395
3.0
Aug-12
510
1,054
0.5
Sep-12
894
673
1.3
Oct-12
1,223
345
3.5
Nov-12
640
930
0.7
Dec-12
989
587
1.7
Jan-13
743
837
0.9
Feb-13
174
1,400
0.1
Mar-13
193
1,378
0.1
Note: Advance/Decline is calculated based on the average price methodology.

Stocks which have been traded in both months have been considered only
Table 4-5: City-wise Turnover of NSE in the CM segment (in %)

City
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
2012-13
Ahmedabad
3.0
2.9
3.4
5.3
7.0
6.2
6.1
Bangalore
1.7
1.3
0.8
0.6
0.6
0.6
0.5
0.4
Baroda
0.8
0.9
0.8
0.7
0.6
0.5
0.4
0.4
4.7
Bhubaneshwar
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Chennai
2.8
2.2
1.9
2.0
1.7
1.6
1.4
1.4
Cochin
0.6
0.5
0.5
0.8
1.4
1.7
1.7
0.0
Coimbatore
0.4
0.3
0.2
0.3
0.3
0.3
0.2
0.2
13.4
13.5
14.7
15.0
14.9
10.8
8.4
8.0
Guwahati
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Hyderabad
1.9
1.2
1.3
1.7
1.8
1.6
1.4
3.0
Delhi
Indore
0.8
0.8
0.7
0.5
0.6
0.6
0.4
0.4
Jaipur
1.2
0.9
0.7
0.6
0.5
0.5
0.4
0.4
0.1
Kanpur
Kolkata/Howrah
Ludhiana
Mangalore
0.2
0.2
0.1
0.1
0.1
0.1
0.1
11.4
10.6
11.0
9.2
8.3
7.5
8.6
7.7
0.3
0.2
0.2
0.2
0.2
0.1
0.1
0.1
0.1
0.1
0.0
0.0
0.0
0.0
0.0
0.0
52.4
57.1
57.7
55.9
54.5
58.6
60.4
61.7
Patna
0.1
0.1
0.3
0.0
0.0
0.0
0.0
0.0
Pune
0.6
0.4
0.0
0.2
0.2
0.2
0.2
0.2
Mumbai / Thane
Rajkot
0.3
0.4
0.8
1.3
1.4
1.6
1.4
1.2
Others
8.1
6.5
5.0
5.7
5.9
7.5
8.2
10.0
100
100
100
100
100
100
100
100
Total
32
2005-06
Table 4-6: Internet Trading Value in the CM segment in comparison

with total trading volumes at NSE
Year
Enabled
Members*
Registered
Clients*
Internet
Trading Value
Internet
Trading Value
(` crore)
(US $ bn)
% of total
trading volume
2006-07
242
2,279,098
337,524
77.43
17.35
2007-08
305
4,405,134
668,399
167.23
18.82
2008-09
349
5,627,789
692,789
135.97
25.17
2009-10
363
5,143,705
921,380
204.12
11.13
2010-11
387
5,640,513
765,271
171.39
10.70
2011-12
428
6,148,447
597,430
116.78
10.63
2012-13
445
6,268,798
583,073
107.20
10.76
* At the end of the nancial year

Trading value are calculated as buy side + sell side turnover
Above data is based on statistics on Internet Based Trading uploaded by members.
Table 4-7: Details of Asset Management Companies Listed

on NSE as of March 2013
S.No.
Name of the AMC
AIG Global Asset Management Company (India) Private Limited
Axis Asset Management Company Limited
BNP Paribas Asset Management India Private Limited
Baroda Pioneer Asset Management Company Limited
Birla Sun Life Asset Management Company Limited
Goldman Sachs Asset Management (India) Private Limited
Canara Robeco Asset Management Company Limited
Daiwa Asset Management (India) Private Limited
Deutsche Asset Management (India) Private Limited
10
DSP BlackRock Investment Managers Private Limited
11
Edelweiss Asset Management Limited
12
Escorts Asset Management Limited
13
Franklin Templeton Asset Management (India) Private Limited
14
HDFC Asset Management Company Limited
15
HSBC Asset Management (India) Private Limited
16
ICICI Prudential Asset Management Company Limited
17
IDBI Asset Management Limited
18
India Infoline Asset Management Company Limited
Contd...
33
Contd...
S.No.
Name of the AMC
19
IDFC Asset Management Company Limited
20
JM Financial Asset Management Private Limited
21
JPMorgan Asset Management India Private Limited
22
Kotak Mahindra Asset Management Company Limited
23
L&T Investment Management Limited
24
LIC NOMURA Mutual Fund Asset Management Company Limited
25
Motilal Oswal Asset Management Company Limited
26
Principal Pnb Asset Management Company Private Limited
27
Pramerica Asset Managers Private Limited
28
Reliance Capital Asset Management Limited
29
Religare Asset Management Company Limited
30
Sahara Asset Management Company Private Limited
31
SBI Funds Management Private Limited
32
Sundaram Asset Management Company Limited
33
Taurus Asset Management Company Limited
34
Union KBC Asset Management Company Private Limited
35
UTI Asset Management Company Limited
36
Quantum Asset Management Company Private Limited
37
BOI AXA Investment Managers Private Limited
Table 4-8: NSE CM transaction charges*

Total Traded Value in a month
Revised Transaction Charges

(` per lakh of Traded Value)
Up to First ` 1250 cores
` 3.25 each side
More than ` 1250 crores up to ` 2500 crores

(on incremental volume)
` 3.20 each side
More than ` 2500 crores up to ` 5000 crores (on

incremental volume)
` 3.15 each side
More than ` 5000 crores up to ` 10000 crores

(on incremental volume)
` 3.10 each side
More than ` 10000 crores up to ` 15000 crores (on

incremental volume)
` 3.05 each side
Exceeding `15000 crores (on incremental volume)
` 3.00 each side
* not applicable to money market instruments, GOLD ETFs or Hangseng Bees
34
Table 4-9: The existing rates of Securities Transaction Tax (STT) for CM segment
S.No
Taxable securities transaction
Rate (%)
Payable by
Purchase of an equity share in a company or a unit of an

equity oriented fund, where
(a) the transaction of such purchase is entered into in a
recognised stock exchange; and
(b) the contract for the purchase of such share or unit is
settled by the actual delivery or transfer of such share
or unit.
0.1
Purchaser.
Sale of an equity share in a company or a unit of an equity

oriented fund, where
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
by the actual delivery or transfer of such share or unit.
0.1
Seller.
Sale of an equity share in a company or a unit of an equity

oriented fund, where
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
otherwise than by the actual delivery or transfer of such
share or unit.
0.025
Seller.
Table 4-10: Percentage Share of Top N Securities/Member in Turnover

No. of Securities/Members
Year
10
25
50
100
Securities
1994-95 (Nov.-Mar.)
48.77
55.92
68.98
81.14
91.07
1995-96
82.98
86.60
90.89
93.54
95.87
1996-97
84.55
91.96
95.70
97.03
98.19
1997-98
72.98
85.17
92.41
95.76
97.90
1998-99
52.56
67.11
84.71
92.03
95.98
1999-00
39.56
59.22
82.31
88.69
93.66
2000-01
52.15
72.90
88.93
94.57
97.46
2001-02
44.43
62.92
82.24
91.56
95.91
2002-03
40.58
55.41
77.8
89.16
95.38
2003-04
31.04
44.87
64.32
79.44
91.03
2004-05
25.88
41.65
57.98
72.40
84.26
2005-06
22.15
31.35
46.39
59.22
73.12
2006-07
16.97
25.25
43.46
61.94
77.22
2007-08
16.29
26.78
45.46
61.47
77.29
2008-09
20.48
32.58
56.36
74.66
87.69
2009-10
15.43
26.15
46.80
64.24
78.20
2010-11
15.25
23.03
38.73
53.58
68.93
Contd...
35
Contd...
No. of Securities/Members
Year
10
25
50
100
2011-12
2012-13
17.17
16.18
27.14
26.22
44.28
44.30
59.79
60.54
75.74
76.82
1994-95 (Nov.-Mar.)
18.19
26.60
44.37
61.71
81.12
1995-96
10.65
16.56
28.61
41.93
58.59
1996-97
5.94
10.08
19.67
30.57
45.95
1997-98
6.29
10.59
18.81
29.21
44.24
1998-99
7.73
11.96
20.77
31.66
47.02
1999-00
7.86
12.99
22.78
34.41
49.96
2000-01
7.78
12.76
23.00
33.86
48.79
2001-02
7.14
12.29
23.63
36.32
53.40
2002-03
10.26
16.41
29.07
42.49
59.15
2003-04
11.58
17.36
30.34
44.05
61.37
2004-05
13.52
20.20
34.97
49.01
65.09
2005-06
14.62
22.57
38.17
52.57
38.45
2006-07
14.72
24.27
42.61
56.71
71.22
2007-08
14.57
25.71
44.70
60.11
73.90
2008-09
13.56
23.62
43.55
61.21
75.42
2009-10
14.63
23.48
41.00
57.01
72.71
2010-11
14.35
23.83
42.85
58.61
73.04
2011-12
2012-13
14.80
14.25
25.26
24.68
46.30
46.66
62.16
63.07
76.98
77.18
Members
Table 4-11: 50 Most Active Securities during 2012-13 in Terms of Trading Value
Rank
Name of Security
Trading Value
(` cr)
(US $ bn)
% Share
in Total
Trading
Value
% Share
in Total
Market
(US $ bn) Capitalisation
as on March 31,2013
(` cr)
STATE BANK OF INDIA
130,127
23.93
4.80
139,091
25.57
2.32
UNITED SPIRITS LIMITED
82,748
15.21
3.06
24,840
4.57
0.41
ICICI BANK LTD.
81,956
15.07
3.03
120,536
22.16
2.01
INFOSYS LIMITED
74,346
13.67
2.75
165,917
30.51
2.76
TATA MOTORS LIMITED
69,109
12.71
2.55
72,890
13.40
1.21
RELIANCE INDUSTRIES LTD
61,002
11.22
2.25
249,555
45.88
4.16
AXIS BANK LIMITED
58,380
10.73
2.16
60,792
11.18
1.01
LARSEN & TOUBRO LTD.
56,351
10.36
2.08
84,074
15.46
1.40
HDFC LTD
53,203
9.78
1.96
127,499
23.44
2.12
10
ITC LTD
42,789
7.87
1.58
244,076
44.88
4.06
11
TATA CONSULTANCY SERVICES LTD
41,851
7.69
1.55
308,409
56.70
5.14
Contd...
36
Contd...
Rank
Name of Security
(US $ bn)
% Share
in Total
Trading
Value
40,420
7.43
1.49
1,936
0.36
0.03
40,110
7.37
1.48
148,527
27.31
2.47
Trading Value
(` cr)
% Share
in Total
Market
(US $ bn) Capitalisation
as on March 31,2013
(` cr)
13
HOUSING DEVELOPMENT &

INFRASTRUCTURE LTD
HDFC BANK LTD
14
TATA STEEL LIMITED
37,828
6.96
1.40
30,384
5.59
0.51
15
BHARTI AIRTEL LIMITED
37,509
6.90
1.38
110,793
20.37
1.84
16
DLF LIMITED
37,288
6.86
1.38
39,868
7.33
0.66
17
JAIPRAKASH ASSOCIATES LTD
35,397
6.51
1.31
14,524
2.67
0.24
18
RELIANCE CAPITAL LTD
32,900
6.05
1.21
7,681
1.41
0.13
19
CAIRN INDIA LIMITED
31,147
5.73
1.15
52,043
9.57
0.87
20
HINDUSTAN UNILEVER LTD.
27,149
4.99
1.00
100,958
18.56
1.68
21
JET AIRWAYS (INDIA) LTD.
26,545
4.88
0.98
4,471
0.82
0.07
12
22
MARUTI SUZUKI INDIA LTD.
26,132
4.80
0.96
37,015
6.81
0.62
23
RELIANCE INFRASTRUCTURE LTD
25,509
4.69
0.94
8,533
1.57
0.14
24
PANTALOON RETAIL (I) LTD
25,117
4.62
0.93
3,228
0.59
0.05
25
MAHINDRA & MAHINDRA LTD
24,825
4.56
0.92
52,882
9.72
0.88
26
YES BANK LIMITED
24,114
4.43
0.89
15,358
2.82
0.26
27
BHEL
23,853
4.39
0.88
43,323
7.97
0.72
28
JSW STEEL LIMITED
23,570
4.33
0.87
15,001
2.76
0.25
29
JINDAL STEEL & POWER LTD
22,838
4.20
0.84
32,509
5.98
0.54
30
OIL AND NATURAL GAS CORP.
22,794
4.19
0.84
266,418
48.98
4.44
31
IDFC LIMITED
22,151
4.07
0.82
21,751
4.00
0.36
32
HINDALCO INDUSTRIES LTD
20,646
3.80
0.76
17,538
3.22
0.29
33
UNITECH LTD
19,628
3.61
0.72
6,161
1.13
0.10
34
HCL TECHNOLOGIES LTD
19,071
3.51
0.70
55,247
10.16
0.92
35
BAJAJ AUTO LIMITED
18,889
3.47
0.70
52,073
9.57
0.87
36
RELIANCE COMMUNICATIONS LTD
18,388
3.38
0.68
11,414
2.10
0.19
37
HERO MOTOCORP LIMITED
17,273
3.18
0.64
30,792
5.66
0.51
38
COAL INDIA LTD
16,241
2.99
0.60
195,239
35.90
3.25
39
KARNATAKA BANK LIMITED
15,909
2.93
0.59
2,463
0.45
0.04
40
STERLITE INDS (IND) LTD
15,864
2.92
0.59
31,490
5.79
0.52
41
CIPLA LTD
14,856
2.73
0.55
30,491
5.61
0.51
42
BANK OF BARODA
14,460
2.66
0.53
27,767
5.11
0.46
43
DR. REDDY'S LABORATORIES
14,310
2.63
0.53
30,002
5.52
0.50
44
WIPRO LTD
14,049
2.58
0.52
107,662
19.79
1.79
45
LIC HOUSING FINANCE LTD
13,955
2.57
0.52
11,350
2.09
0.19
46
JUBILANT FOODWORKS LTD
13,833
2.54
0.51
8,134
1.50
0.14
47
NTPC LTD
13,642
2.51
0.50
117,044
21.52
1.95
48
SUN PHARMACEUTICALS IND.
13,568
2.49
0.50
84,809
15.59
1.41
49
PUNJAB NATIONAL BANK
13,145
2.42
0.49
24,350
4.48
0.41
50
POWER FIN CORP LTD.
0.47
23,853
4.39
0.40
60.54 3,472,760
638.50
57.83
Total
12,847
2.36
1,639,633
301.46
37
Table 4-12: Top 50 Companies by Market Capitalisation as on March 31, 2013

Rank
Name of Security and

Industry
(` cr.)
(US $ bn)
% Share Trading Volume During

in Total
2012-13
Market
(US $ bn)
(` cr.)
Capitalisation
% Share
in Total
Trading
Volume
TATA CONSULTANCY SERVICES

LTD
OIL AND NATURAL GAS CORP.
RELIANCE INDUSTRIES LTD
249,555
45.88
4.00
61,002
11.22
2.28
ITC LTD
244,076
44.88
3.91
42,789
7.87
1.60
COAL INDIA LTD
195,239
35.90
3.13
16,241
2.99
0.61
INFOSYS LIMITED
165,917
30.51
2.66
74,346
13.67
2.78
HDFC BANK LTD
148,527
27.31
2.38
40,110
7.37
1.50
STATE BANK OF INDIA
139,091
25.57
2.23
130,127
23.93
4.87
HDFC LTD
127,499
23.44
2.04
53,203
9.78
1.99
10
ICICI BANK LTD.
120,536
22.16
1.93
81,956
15.07
3.07
11
NTPC LTD
117,044
21.52
1.88
13,642
2.51
0.51
12
BHARTI AIRTEL LIMITED
110,793
20.37
1.78
37,509
6.90
1.40
13
WIPRO LTD
107,662
19.79
1.73
14,049
2.58
0.53
14
HINDUSTAN UNILEVER LTD.
100,958
18.56
1.62
27,149
4.99
1.02
15
SUN PHARMACEUTICALS IND.
84,809
15.59
1.36
13,568
2.49
0.51
16
LARSEN & TOUBRO LTD.
84,074
15.46
1.35
56,351
10.36
2.11
17
TATA MOTORS LIMITED
72,890
13.40
1.17
69,109
12.71
2.59
18
INDIAN OIL CORP LTD
68,371
12.57
1.10
4,281
0.79
0.16
19
AXIS BANK LIMITED
60,792
11.18
0.97
58,380
10.73
2.19
20
HCL TECHNOLOGIES LTD
55,247
10.16
0.89
19,071
3.51
0.71
21
NMDC LTD.
54,356
9.99
0.87
7,455
1.37
0.28
22
MAHINDRA & MAHINDRA LTD
52,882
9.72
0.85
24,825
4.56
0.93
23
BAJAJ AUTO LIMITED
52,073
9.57
0.83
18,889
3.47
0.71
24
CAIRN INDIA LIMITED
52,043
9.57
0.83
31,147
5.73
1.17
25
HINDUSTAN ZINC LIMITED
51,253
9.42
0.82
2,311
0.42
0.09
26
ULTRATECH CEMENT LIMITED
51,241
9.42
0.82
7,662
1.41
0.29
27
POWER GRID CORP. LTD.
48,982
9.01
0.79
8,767
1.61
0.33
28
KOTAK MAHINDRA BANK LTD
48,675
8.95
0.78
10,814
1.99
0.40
29
ASIAN PAINTS LIMITED
47,166
8.67
0.76
8,064
1.48
0.30
30
NESTLE INDIA LIMITED
44,237
8.13
0.71
3,324
0.61
0.12
31
BHEL
43,323
7.97
0.69
23,853
4.39
0.89
32
GAIL (INDIA) LTD
40,369
7.42
0.65
9,466
1.74
0.35
33
DLF LIMITED
39,868
7.33
0.64
37,288
6.86
1.40
308,409
56.70
4.94
41,851
7.69
1.57
266,418
48.98
4.27
22,794
4.19
0.85
Contd...
38
Contd...
Rank
Name of Security and

Industry
(` cr.)
(US $ bn)
% Share Trading Volume During

in Total
2012-13
Market
(US $ bn)
(` cr.)
Capitalisation
% Share
in Total
Trading
Volume
34
IDEA CELLULAR LIMITED
37,741
6.94
0.60
6,838
1.26
0.26
35
MARUTI SUZUKI INDIA LTD.
37,015
6.81
0.59
26,132
4.80
0.98
36
BHARTI INFRATEL LTD.
33,797
6.21
0.54
2,031
0.37
0.08
37
JINDAL STEEL & POWER LTD
32,509
5.98
0.52
22,838
4.20
0.86
38
STERLITE INDS (IND) LTD
31,490
5.79
0.50
15,864
2.92
0.59
39
HERO MOTOCORP LIMITED
30,792
5.66
0.49
17,273
3.18
0.65
40
OIL INDIA LTD
30,703
5.65
0.49
2,954
0.54
0.11
41
CIPLA LTD
30,491
5.61
0.49
14,856
2.73
0.56
42
TATA STEEL LIMITED
30,384
5.59
0.49
37,828
6.96
1.42
43
DR. REDDY'S LABORATORIES
30,002
5.52
0.48
14,310
2.63
0.54
44
BOSCH LIMITED
28,208
5.19
0.45
1,090
0.20
0.04
45
LUPIN LIMITED
28,127
5.17
0.45
10,802
1.99
0.40
46
ADANI PORT & SEZ LTD
27,787
5.11
0.45
4,601
0.85
0.17
47
48
BANK OF BARODA
BHARAT PETROLEUM
CORPORATION LTD
AMBUJA CEMENTS LTD
GODREJ CONSUMER
PRODUCTS
Total
27,767
27,311
5.11
5.02
0.45
0.44
14,460
10,039
2.66
1.85
0.54
0.38
26,865
26,477
4.94
4.87
0.43
0.43
11,005
4,087
2.02
0.75
0.41
0.15
63.66
1,288,403
236.89
48.24
49
50
3,971,844
730.26
Table 4-13: NSEs 10 Most Active Trading days during the year 2012-2013
Highest Single Day Trading Value
S.No.
Date
(` cr.)
(US $ bn)
21,996
4.04
28-Feb-2013
30-Nov-2012
20,386
3.75
5-Oct-2012
19,934
3.67
25-Sep-2012
19,884
3.66
29-Nov-2012
19,420
3.57
21-Sep-2012
19,083
3.51
27-Sep-2012
18,960
3.49
17-Sep-2012
18,236
3.35
31-May-2012
16,178
2.97
10
24-Sep-2012
16,081
2.96
39
Table 4-14: Individual Securities Single day Trading Records-2012-13
Rank
Symbol
Name of Company
CAIRN
CAIRN INDIA LIMITED
HDFC
HDFC LTD
MCDOWELL-N
WIPRO
Traded Value
Date
(` cr.)
(US $ bn)
25-Sep-12
5,458.71
1003.64
5-Oct-12
4,538.98
834.54
UNITED SPIRITS LIMITED
12-Nov-12
4,240.83
779.72
WIPRO LTD
15-Mar-13
3,269.57
601.14
INFY
INFOSYS LIMITED
11-Jan-13
3,075.83
565.52
INFY
INFOSYS LIMITED
13-Apr-12
2,315.58
425.74
SBIN
STATE BANK OF INDIA
10-Aug-12
2,089.37
384.15
CAIRN
CAIRN INDIA LIMITED
29-Jun-12
2,024.99
372.31
SRTRANSFIN
SHRIRAM TRANSPORT FIN CO.
21-Feb-13
2,011.72
369.87
10
TATAMOTORS
TATA MOTORS LIMITED
30-Nov-12
1,952.96
359.07
Data has been compiled for all markets except Auction Market & Retail Debt Market
Table 4-15: Composition of CNX Nifty Index as on March 28, 2013

S.No.
Name of Security
ACC Ltd.
Ambuja Cements Ltd.
Asian Paints Ltd.
4
5
Issued Free Float Weight- Beta

Capital Market
age
(`
Capitalisa- (Percrore)
tion
cent)
(` crore)
187.7 10,817.0
0.6
0.8
R2
Daily
Volatility
(Percent)
0.2
1.8
Month- Impact
ly
Cost
Return (Per(Per- cent)
cent)
(8.9)
0.06
308.4
13,272.0
0.7
0.9
0.2
2.3
(9.1)
0.07
95.9
22,267.0
1.2
0.7
0.2
1.4
15.1
0.06
Axis Bank Ltd.
467.4
40,968.0
2.3
1.5
0.5
1.2
(3.2)
0.06
Bajaj Auto Ltd.
289.4
24,166.0
1.3
0.6
0.1
1.9
(8.8)
0.07
Bank of Baroda
411.1
11,365.0
0.6
1.5
0.4
2.1
(2.9)
0.06
Bharti Airtel Ltd.
1,898.8
34,905.0
1.9
0.8
0.1
2.6
(9.7)
0.06
Bharat Heavy Electricals Ltd.
489.5
13,984.0
0.8
1.5
0.3
1.6
(12.0)
0.06
723.1
9,761.0
0.5
0.7
0.1
1.8
1.6
0.07
10
Bharat Petroleum Corporation

Ltd.
Cairn India Ltd.
11
Cipla Ltd.
12
Coal India Ltd.
13
DLF Ltd.
14
Dr. Reddy's Laboratories Ltd.
15
GAIL (India) Ltd.
16
Grasim Industries Ltd.
91.8
17,874.0
1.0
0.9
17
HCL Technologies Ltd.
139.0
20,923.0
1.2
0.8
18
308.6 127,499.0
7.0
0.9
19
Housing Development Finance

Corporation Ltd.
HDFC Bank Ltd.
475.0 114,456.0
20
Hero MotoCorp Ltd.
21
Hindalco Industries Ltd.
1,910.2
16,105.0
0.9
0.7
0.1
1.6
(8.6)
0.05
160.6
19,270.0
1.1
0.5
0.1
1.4
5.5
0.07
6,316.4
19,524.0
1.1
0.6
0.1
1.7
(0.2)
0.05
339.7
8,540.0
0.5
1.7
0.3
3.3
(15.4)
0.06
84.9
22,332.0
1.2
0.2
0.0
0.8
0.6
0.05
1,268.5
14,295.0
0.8
0.7
0.1
2.2
(4.3)
0.06
0.3
1.1
(4.8)
0.07
0.2
1.5
9.9
0.06
0.3
1.7
9.1
0.06
0.06
6.3
1.0
0.4
1.5
39.9
14,715.0
0.8
0.7
0.2
1.8
(7.5)
0.07
191.5
11,782.0
0.7
1.6
0.4
2.4
(7.4)
0.07
Contd...
40
Contd...
S.No.
R2
22
Hindustan Unilever Ltd.
Issued Free Float Weight- Beta

Capital Market
age
(`
Capitalisa- (Percrore)
tion
cent)
(` crore)
216.2 47,935.0
2.6
0.4
23
ICICI Bank Ltd.
1,153.2 120,536.0
6.6
1.7
0.7
2.1
0.5
0.06
24
IDFC Ltd.
1,514.7
17,753.0
1.0
1.8
0.5
2.7
(3.8)
0.07
25
Infosys Ltd.
287.1 139,310.0
7.6
0.8
0.1
0.8
(0.6)
0.05
26
I T C Ltd.
788.7 169,317.0
9.3
0.6
0.1
1.0
5.0
0.05
27
Jindal Steel & Power Ltd.
93.5
13,321.0
0.7
1.7
0.4
2.5
(0.3)
0.07
28
Jaiprakash Associates Ltd.
443.8
7,832.0
0.4
2.2
0.4
3.2
(5.9)
0.07
29
Kotak Mahindra Bank Ltd.
372.7
24,574.0
1.4
1.0
0.3
1.4
(1.0)
0.07
30
Larsen & Toubro Ltd.
123.1
73,901.0
4.1
1.6
0.5
2.0
(0.1)
0.06
31
Lupin Ltd.
89.5
14,950.0
0.8
0.2
0.0
0.8
7.5
0.05
32
Mahindra & Mahindra Ltd.
307.0
39,500.0
2.2
0.9
0.3
1.4
(1.4)
0.05
33
Maruti Suzuki India Ltd.
144.5
16,949.0
0.9
0.9
0.2
2.1
(5.4)
0.06
34
NTPC Ltd.
8,245.5
29,261.0
1.6
0.6
0.2
1.1
(5.9)
0.05
35
Oil & Natural Gas Corporation

Ltd.
4,277.7
55,100.0
3.0
0.9
0.2
1.6
(0.7)
0.07
339.2
9,552.0
0.5
1.5
0.4
1.6
(9.2)
0.07
4,629.7
14,978.0
0.8
0.7
0.2
1.4
1.4
0.05
38
Power Grid Corporation of

India Ltd.
Ranbaxy Laboratories Ltd.
211.5
6,767.0
0.4
0.6
0.1
1.4
16.0
0.06
39
Reliance Industries Ltd.
3,228.8 126,856.0
7.0
1.0
0.3
1.3
(5.0)
0.06
40
Reliance Infrastructure Ltd.
263.0
4,392.0
0.2
2.2
0.5
3.2
(22.6)
0.07
41
State Bank of India
671.0
53,434.0
2.9
1.5
0.5
1.6
(0.4)
0.04
42
Sesa Goa Ltd.
86.9
6,064.0
0.3
1.7
0.4
2.2
0.4
0.08
43
Siemens Ltd.
71.1
4,933.0
0.3
1.1
0.3
3.0
8.8
0.07
44
103.6
30,801.0
1.7
0.4
0.1
0.8
2.1
0.04
45
Sun Pharmaceutical Industries

Ltd.
Tata Motors Ltd.
541.6
47,586.0
2.6
1.6
0.3
2.0
(6.4)
0.06
46
Tata Power Co. Ltd.
237.3
15,629.0
0.9
1.2
0.3
1.9
2.2
0.07
47
Tata Steel Ltd.
971.2
20,858.0
1.1
1.5
0.5
1.8
(8.4)
0.06
48
Tata Consultancy Services Ltd.
195.7
80,309.0
4.4
0.5
0.1
1.0
3.9
0.05
49
UltraTech Cement Ltd.
274.2
18,951.0
1.0
0.4
0.1
1.2
0.1
0.08
50
Wipro Ltd.
492.6
22,798.0
1.3
0.7
0.1
1.2
5.0
1,822,971
100.0
36
37
Name of Security
TOTAL
Daily
Volatility
(Percent)
0.1
1.7
Month- Impact
ly
Cost
Return (Per(Per- cent)
cent)
5.4
0.05
0.06
0.06
Note :
Beta & R2 are calculated for the period 01-Apr-2012 to 28-Mar-2013
Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.
The coefcient of determination (R2) measures the strength of relationship between two variables the return on a security versus that
of the market.
Volatility is the Std. deviation of the daily returns for the period 01-Mar-2013 to 28-Mar-2013
Last day of trading was March 28, 2013
Impact Cost for CNX Nifty is for a portfolio of ` 50 Lakhs
Impact Cost for CNX Nifty is the weightage average impact cost
41
Table 4-16: Composition of CNX Nifty Junior Index as on March 28, 2013
S.
No.
Name of
Security
1 Aditya Birla
Nuvo Ltd.
2 Adani
Enterprises Ltd.
3 Adani Ports
and Special
Economic Zone
Ltd.
4 Apollo Hospitals
Enterprises Ltd.
5 Ashok Leyland
Ltd.
6 Bajaj Holdings &
Investment Ltd.
7 Bank of India
8 Bharat Forge
Ltd.
9 Biocon Ltd.
10 Bosch Ltd.
11 Canara Bank
12 Colgate
Palmolive (India)
Ltd.
13 Container
Corporation of
India Ltd.
14 Crompton
Greaves Ltd.
15 Cummins India
Ltd.
16 Dabur India Ltd.
17 Divi's
Laboratories
Ltd.
18 Exide Industries
Ltd.
19 Federal Bank
Ltd.
20 GlaxoSmithKline
Pharmaceuticals
Ltd.
21 Glenmark
Pharmaceuticals
Ltd.
22 GMR
Infrastructure
Ltd.
23 Godrej
Consumer
Products Ltd.
24 GlaxoSmithKline
Consumer
Healthcare Ltd.
Issued
Free Float Weightage Beta
Capital Market Cap- (Percent)
(` crore) italisation
(` crore)
113.53
5,283.70
1.66
1.20
R2
Daily
Monthly
Impact
Volatility Return
Cost
(Percent) (Percent) (Percent)
0.31
1.50
-2.88
0.11
109.98
4,921.79
1.54
1.76
0.26
3.07
-6.24
0.12
400.68
6,253.37
1.96
0.94
0.12
3.03
0.04
0.11
69.56
6,396.01
2.01
0.35
0.03
1.75
1.45
0.11
266.07
2,849.76
0.89
1.07
0.21
2.08
-1.80
0.12
111.29
5,598.26
1.76
0.41
0.06
0.86
-4.48
0.14
573.78
5,651.05
1.77
1.40
0.30
2.50
-4.76
0.09
46.56
2,793.72
0.88
0.93
0.19
2.44
-3.20
0.12
100.00
1,943.12
0.61
0.70
0.12
1.41
0.11
0.07
31.40
8,129.87
2.55
0.34
0.07
1.15
2.53
0.10
443.00
5,491.91
1.72
1.45
0.30
2.75
-7.59
0.08
13.60
8,273.92
2.60
0.20
0.01
1.64
-2.40
0.08
129.98
4,944.89
1.55
0.31
0.04
1.11
-0.72
0.19
128.30
3,508.50
1.10
1.35
0.24
2.02
3.36
0.10
55.44
6,777.79
2.13
0.55
0.08
1.49
4.62
0.11
174.29
7,480.15
2.35
0.50
0.09
1.69
8.35
0.08
26.55
6,271.83
1.97
0.56
0.08
1.64
-2.23
0.10
85.00
5,942.34
1.86
0.45
0.04
1.46
3.48
0.10
171.21
8,229.28
2.58
0.78
0.22
1.13
-2.55
0.10
84.70
9,214.75
2.89
0.06
0.00
0.58
4.47
0.10
27.08
6,478.88
2.03
0.10
0.00
1.47
-7.72
0.08
389.24
2,384.52
0.75
2.07
0.30
3.07
22.38
0.14
34.03
8,362.21
2.62
0.21
0.01
2.37
7.32
0.12
42.06
10,038.66
3.15
0.07
0.00
1.27
5.96
0.14
Contd...
42
Contd...
S.
No.
Name of
Security
25 Hindustan
Petroleum
Corporation Ltd.
26 IDBI Bank Ltd.
27 Idea Cellular
Ltd.
28 Indian Hotels
Co. Ltd.
29 IndusInd Bank
Ltd.
30 JSW Steel Ltd.
31 LIC Housing
Finance Ltd.
32 United Spirits
Ltd.
33 MphasiS Ltd.
34 Oracle Financial
Services
Software Ltd.
35 Petronet LNG
Ltd.
36 Power Finance
Corporation Ltd.
37 Reliance
Communications
Ltd.
38 Rural
Electrication
Corporation Ltd.
39 Reliance Capital
Ltd.
40 Reliance Power
Ltd.
41 Steel Authority
of India Ltd.
42 Shriram
Transport
Finance Co. Ltd.
43 Tata Chemicals
Ltd.
44 Tech Mahindra
Ltd.
45 Titan Industries
Ltd.
46 Torrent Power
Ltd.
47 Union Bank of
India
48 United
Phosphorus Ltd.
49 Yes Bank Ltd.
50 Zee
Entertainment
Enterprises Ltd.
Total
Issued
Free Float Weightage Beta
Capital Market Cap- (Percent)
(` crore) italisation
(` crore)
338.63
4,721.50
1.48
0.51
R2
Daily
Monthly
Impact
Volatility Return
Cost
(Percent) (Percent) (Percent)
0.05
1.71
-1.57
0.08
1,278.38
2,755.60
0.86
1.53
0.48
1.66
-8.75
0.08
3,313.51
9,128.56
2.86
0.57
0.06
1.63
-3.15
0.07
80.75
2,701.10
0.85
1.09
0.26
1.89
-0.83
0.13
522.37
16,888.60
5.30
1.08
0.34
1.82
-1.77
0.08
223.12
6,868.43
2.15
1.63
0.35
3.51
-9.05
0.08
100.93
6,774.45
2.13
1.39
0.41
2.46
-3.23
0.07
130.79
17,350.02
5.44
0.88
0.04
2.32
3.21
0.06
210.12
2,874.69
0.90
0.33
0.03
1.69
3.39
0.12
42.03
4,237.36
1.33
0.67
0.12
1.83
-8.95
0.09
750.00
4,065.00
1.28
0.47
0.05
1.62
-3.63
0.09
1,320.02
6,269.41
1.97
1.57
0.29
3.01
-10.30
0.09
1,032.01
3,668.15
1.15
2.20
0.38
3.65
-9.42
0.10
987.46
6,834.08
2.14
1.72
0.34
3.31
-8.65
0.10
245.63
3,522.59
1.10
2.29
0.54
2.80
-13.31
0.08
2,805.13
4,312.88
1.35
2.10
0.50
2.60
-14.46
0.09
4,130.53
3,664.41
1.15
1.35
0.35
1.91
-11.78
0.08
226.85
11,691.22
3.67
0.79
0.15
1.84
-0.17
0.12
254.76
5,648.28
1.77
0.54
0.11
0.98
-1.73
0.08
127.96
7,115.88
2.23
0.58
0.07
1.66
0.80
0.07
88.78
10,686.20
3.35
0.78
0.10
2.68
-1.72
0.08
472.45
2,294.22
0.72
0.51
0.04
1.72
-15.53
0.19
550.55
4,907.57
1.54
1.46
0.24
2.57
2.73
0.09
91.51
3,821.16
1.20
0.81
0.11
2.05
1.38
0.08
358.07
11,395.78
3.57
1.28
0.36
1.67
-9.13
0.07
95.40
11,369.60
3.57
0.59
0.06
2.20
-3.46
0.10
318,787.02
0.09
Contd...
43
Contd...
Beta & R2 are calculated for the period 01-Apr-2012 to 28-Mar-2013
Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.
The coefcient of determination (R2) measures the strength of relationship between two variables the return on a security versus
that of the market.
Volatility is the Std. deviation of the daily returns for the period 01-Mar-2013 to 28-Mar-2013
Last day of trading was March 28, 2013
Impact Cost for CNX Nifty Junior is for a portfolio of ` 25 Lakhs
Impact Cost for CNX Nifty Junior is the weightage average impact cost
Table 4-17: Industry-wise Weightages of CNX NIFTY Securities

as on 28 March, 2013
S.No.
Industry
FF Market Cap (` Cr.)
Weightage
Banks
374,885
20.56
Computers - Software
263,340
14.45
Cigarettes
169,317
9.29
Reneries
136,617
7.49
Finance - Housing
127,499
6.99
Automobiles - 4 Wheelers
104,035
5.71
Pharmaceuticals
94,120
5.16
Engineering
73,901
4.05
Oil Exploration/Production
71,205
3.91
10
Power
64,260
3.53
11
Cement And Cement Products
60,914
3.34
12
Diversied
47,935
2.63
13
Automobiles - 2 And 3 Wheelers
38,881
2.13
14
Telecommunication - Services
34,905
1.91
15
Steel And Steel Products
34,179
1.87
16
Mining
25,588
1.40
17
Paints
22,267
1.22
18
Electrical Equipment
18,917
1.04
19
Financial Institution
17,753
0.97
20
Construction
16,372
0.90
21
Gas
14,295
0.78
22
Aluminium
11,782
Total Nifty
0.65
1,822,967
100.00
Table 4-18: CNX NIFTY Index*

Month & Year
Open
High
Low
1995-96 (Nov.-Mar.)
1000.00
1067.49
813.12
1996-97
988.33
1203.11
775.43
1997-98
931.95
1297.10
1998-99
1117.15
1999-00
1082.55
Close
985.30
Volatility
(%)
1.62
Price To Earning
Ratio#
--
968.30
1.67
--
929.05
1116.90
1.52
--
1247.15
800.10
1078.05
1.86
16.53
1818.15
916.00
1528.45
1.93
24.60
Contd...
44
Contd...
Month & Year
Open
High
Low
Close
Volatility
(%)
1.98
Price To Earning
Ratio#
17.21
2000-01
1528.70
1636.95
1098.75
1148.20
2001-02
1148.10
1207.00
849.95
1129.55
1.40
18.10
2002-03
1129.85
1153.30
920.10
978.20
0.99
13.36
2003-04
977.40
2014.65
920.00
1771.90
1.43
20.70
2004-05
1771.45
2183.45
1292.20
2035.65
1.61
14.60
2005-06
2035.90
3433.85
1896.30
3402.55
1.04
20.26
2006-07
3403.15
4245.30
2595.65
3821.55
1.77
18.40
2007-08
3820.00
6357.10
3617.00
4734.50
2.02
20.63
2008-09
4735.65
5298.85
2252.75
3020.95
2.66
14.30
Apr-09
3023.85
3517.25
2965.70
3473.95
2.18
16.53
May-09
3478.70
4509.40
3478.70
4448.95
4.15
20.82
Jun-09
4450.40
4693.20
4143.25
4291.10
1.92
19.97
Jul-09
4292.30
4669.75
3918.75
4636.45
2.22
20.68
Aug-09
4633.80
4743.75
4353.45
4662.10
1.78
20.94
Sep-09
4662.20
5087.60
4576.60
5083.95
0.92
22.90
Oct-09
5087.20
5181.95
4687.50
4711.70
1.08
20.45
Nov-09
4712.25
5138.00
4538.50
5032.70
1.58
22.37
Dec-09
5039.70
5221.85
4943.95
5201.05
1.05
23.17
Jan-10
5200.90
5310.85
4766.00
4882.05
1.03
21.00
Feb-10
4882.05
4992.00
4675.40
4922.30
1.18
20.92
Mar-10
4935.60
5329.55
4935.35
5249.10
0.70
22.33
2009-10
3023.85
5329.55
2965.70
5249.10
1.88
22.33
Apr-10
5249.20
5399.65
5160.90
5278.00
0.83
22.29
May-10
5278.40
5278.70
4786.45
5086.30
1.56
21.30
Jun-10
5086.25
5366.75
4961.05
5312.50
1.18
22.25
Jul-10
5312.05
5477.50
5225.60
5367.60
0.64
22.31
Aug-10
5369.55
5549.80
5348.90
5402.40
0.68
22.73
Sep-10
5403.05
6073.50
5403.05
6029.95
0.78
25.46
Oct-10
6030.30
6284.10
5937.10
6017.70
1.09
24.71
Nov-10
6092.30
6338.50
5690.35
5862.70
1.29
23.39
Dec-10
5871.00
6147.30
5721.15
6134.50
0.93
24.48
Jan-11
6177.45
6181.05
5416.65
5505.90
1.17
21.06
Feb-11
5537.30
5599.25
5177.70
5333.25
1.50
20.42
Mar-11
5382.00
5872.00
5348.20
5833.75
1.26
22.14
2010-11
5249.20
6338.50
4786.45
5833.75
1.12
22.14
Apr-11
5835.00
5944.45
5693.25
5749.50
1.07
21.61
May-11
5766.90
5775.25
5328.70
5560.15
1.11
20.53
Jun-11
5561.05
5657.90
5195.90
5647.40
0.97
20.82
Jul-11
5705.75
5740.40
5453.95
5482.00
0.98
19.76
Aug-11
5527.50
5551.90
4720.00
5001.00
1.55
18.05
Sep-11
5109.80
5169.25
4758.85
4943.25
1.62
17.85
Oct-11
4874.40
5399.70
4728.30
5326.60
1.57
18.90
Contd...
45
Contd...
Month & Year
Open
High
Low
Close
Nov-11
5278.60
5326.45
4639.10
4832.05
Volatility
(%)
1.29
Price To Earning
Ratio#
17.49
Dec-11
4970.85
5099.25
4531.15
4624.30
1.52
Jan-12
4640.20
5217.00
4588.05
5199.25
1.13
16.75
18.53
Feb-12
5198.15
5629.95
5159.00
5385.20
1.14
19.09
Mar-12
5366.00
5499.40
5135.95
5295.55
1.33
18.71
2011-12
5835.00
5944.45
4531.15
5295.55
1.29
18.71
Apr-12
5296.35
5378.75
5154.30
5248.15
0.84
18.12
May-12
5254.30
5279.60
4788.95
4924.25
0.98
16.66
Jun-12
4910.85
5286.25
4770.35
5278.90
1.14
17.51
Jul-12
5283.85
5348.55
5032.40
5229.00
0.89
17.09
Aug-12
5220.70
5448.60
5164.65
5258.50
0.62
17.64
Sep-12
5276.50
5735.15
5215.70
5703.30
0.96
19.17
Oct-12
5704.75
5815.35
4888.20
5619.70
0.71
18.40
Nov-12
5609.85
5885.25
5548.35
5879.85
0.73
18.59
Dec-12
5878.25
5965.15
5823.15
5905.10
0.52
18.68
Jan-13
5937.65
6111.80
5935.20
6034.75
0.55
18.50
Feb-13
6040.95
6052.95
5671.90
5693.05
0.69
17.66
Mar-13
5702.45
5971.20
5604.85
5682.55
1.50
17.57
2012-13
5296.35
6111.80
4770.35
5682.55
0.82
17.57
* CNX Nifty commenced from November 3, 1995

# At the end of the period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-19: CNX NIFTY Junior Index*

Month & Year
Open
High
Low
Close
1996-97 (Nov.-Mar.)
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
1000.00
1028.30
1339.75
2099.75
3720.45
1601.40
1568.40
1260.75
3398.00
4275.35
6415.25
6675.85
7982.75
4343.20
5380.05
7581.80
7791.90
1208.87
1395.25
2079.10
5365.90
3771.80
1676.25
1690.35
3702.60
4705.25
6437.40
7566.65
13209.35
9541.00
5466.40
7544.45
8169.25
8537.45
907.02
1016.65
1177.20
1631.90
1570.20
1038.75
1231.95
1259.75
2493.70
3998.80
4463.75
6559.55
3587.60
4297.45
5380.05
7326.80
6931.70
1032.95
1339.40
2069.20
3695.75
1601.80
1566.95
1259.55
3392.05
4275.15
6412.10
6878.05
7975.75
4336.45
5281.80
7474.30
7794.70
8473.65
Volatility
(%)
1.76
1.44
2.14
2.46
2.75
1.60
1.23
1.57
1.83
0.95
2.05
2.41
2.80
2.55
3.51
2.52
2.51
Price To Earning
Ratio#
--18.92
33.47
9.69
6.80
11.68
11.93
13.82
20.25
18.48
16.69
8.69
10.46
15.02
15.36
14.95
Contd...
46
Contd...
Month & Year
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Mar-10
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
Apr-12
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Open
High
Low
Close
8475.45
8580.40
9380.35
9144.65
9952.80
10372.40
9954.45
10137.45
4343.20
10777.00
11066.20
10776.30
11245.15
11648.45
11825.80
12604.90
13111.35
12344.50
12253.15
10927.80
10484.95
10777.00
11319.20
11385.05
11448.10
11239.40
10972.20
10004.60
9815.45
10044.70
9094.50
8333.45
9813.35
10437.70
11319.20
10449.80
10231.60
9563.40
10102.75
10029.35
9895.85
11044.70
10899.45
11794.00
8697.40
9373.50
10094.90
10096.50
10456.75
10896.50
10287.25
10822.40
10896.50
11129.85
11137.85
11374.85
11692.05
12186.95
12811.85
13328.10
13624.10
12846.15
12352.40
11133.95
11355.35
13624.10
11758.15
11475.40
11515.30
11550.00
11038.60
10417.15
10078.60
10216.45
9525.10
9848.65
10961.35
10694.40
11758.15
10699.05
10304.20
10118.40
10412.65
10288.45
11073.75
11353.90
11805.25
12348.80
7971.60
8360.50
9044.70
8865.50
9952.80
9646.60
9712.25
10137.45
4297.45
10666.60
10152.00
10608.80
11183.65
11588.15
11825.80
12604.90
11371.40
11470.35
10604.15
10037.90
10484.95
10037.90
11259.70
10746.70
10642.20
10862.10
9572.55
9637.20
9355.80
8802.90
8258.50
8224.15
9768.90
10000.95
8224.15
10050.30
9333.95
9268.50
9756.30
9821.45
9851.55
10733.10
10899.45
11793.10
8542.40
9360.65
9162.40
9933.20
10382.70
9985.70
10099.95
10773.75
10773.75
11082.10
10821.75
11304.45
11564.25
11797.60
12585.30
13030.00
12338.80
12232.05
10915.65
10448.85
11279.55
11279.55
11376.70
11444.15
11234.90
10910.20
9989.00
9822.20
10047.15
9089.95
8333.10
9812.55
10438.00
10450.20
10450.20
10226.25
9563.15
10099.55
10028.55
9892.15
11042.75
10898.45
11790.60
12340.05
Volatility
(%)
1.86
1.02
1.44
1.61
0.96
1.37
1.20
0.77
1.97
0.75
1.58
0.93
0.40
0.68
0.79
0.93
1.53
1.35
1.20
1.74
1.09
1.14
0.91
1.06
0.88
0.98
1.28
1.36
1.21
1.25
1.33
1.19
1.71
1.49
1.26
0.80
0.58
1.00
0.86
0.54
0.67
0.76
0.81
0.66
Price To Earning
Ratio#
15.00
16.48
14.21
15.57
16.28
14.71
14.75
15.76
15.76
15.52
16.59
17.24
18.20
18.26
19.96
19.88
17.73
17.59
15.43
14.66
16.18
16.18
16.87
15.96
15.64
15.03
13.65
13.43
14.08
14.67
13.48
15.82
15.85
15.87
15.87
17.50
16.11
15.50
15.14
17.54
19.99
18.87
16.91
17.79
Contd...
47
Contd...
Month & Year
Jan-13
Feb-13
Mar-13
2012-13
Open
High
Low
Close
12345.60
12272.40
11459.30
10449.80
12744.00
12393.50
11932.85
12744.00
12042.20
11425.35
10973.50
9268.50
12270.55
11457.75
11222.80
11222.80
Volatility
(%)
0.85
0.92
1.08
0.86
Price To Earning
Ratio#
17.26
17.19
16.84
16.84
* CNX Nifty Junior commenced from November 4, 1996

# At the end of period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-20: Performance of NSE Indices during the year 2012-13

Indices
Record high
Value
CNX 100
CNX 500
CNX FMCG
CNX IT
CNX Midcap
CNX Nifty
CNX Nifty Junior
IISL CNX Finance*
Nifty Midcap 50
IISL CNX Petrochemicals*
IISL CNX Pharmaceuticals*
6,025.05
4,872.70
15,890.60
7,420.45
8,859.40
6,111.80
12,744.00
5,404.63
2,486.45
12,017.58
10,055.48
Date
1/22/2013
1/22/2013
12/11/2012
3/7/2013
1/9/2013
1/29/2013
1/9/2013
1/7/2013
1/9/2013
3/15/2013
1/9/2013
Closing
index values
(28-03-13)
5578.90
4438.35
15321.90
7219.05
7401.60
5682.55
11222.80
4434.34
1933.00
11447.64
9513.18
Avg. Daily
Volatility
(%)
0.80
0.78
0.94
1.29
0.90
0.82
0.86
0.98
1.99
1.25
0.67
Y-o-Y
Returns
7.28
5.13
34.10
10.79
-4.02
7.31
7.39
13.41
-15.99
21.35
15.21
* Closing Record High, Other - Record Intra-day High

Note :Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-21: Mutual Funds/ETFs: No of Trades and Trading Value

Month & Year
No. of
Trades
Apr-12
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2012-13
48
87
59
47
77
72
190
57
44
33
68
56
23
813
Mutual Funds
Trading Value
(US $ mn)
(` cr.)
1.68
0.31
1.92
0.35
0.67
0.12
0.06
0.01
0.09
0.02
0.34
0.06
0.85
0.16
0.06
0.01
0.10
0.02
1.24
0.23
0.13
0.02
1.02
0.19
8.1
1.50
Exchange traded funds

Trading Value
(US $ mn)
(` cr.)
367,537
1,341.89
246.72
272,091
838.25
154.12
297,476
1,188.70
218.55
236,651
665.89
122.43
214,415
749.73
137.84
307,783
1,266.33
232.83
292,253
1,004.94
184.77
459,982
2,602.57
478.51
347,084
1,232.46
226.60
311,423
1,006.81
185.11
278,279
854.72
157.15
234,719
866.00
159.22
3,619,693
13,618.30
2,503.86
No. of
Trades
49
1,411
1,336
1,168
1,262
1,248
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
125,953
140,067
129,068
154,480
188,745
198,534
156,909
153,694
140,128
141,008
141,599
1,072
1,158
1,156
1,147
Apr-11
May-11
Jun-11
Jul-11
119,103
119,392
118,678
129,530
15,480 1,810,910
1,488
Oct-10
2010-11
1,361
1,295
1,224
Jul-10
Sep-10
1,236
Jun-10
Aug-10
1,254
May-10
140,723
16,788 2,205,878
2009-10
1,197
13,639 1,418,928
Apr-10
11,645 1,481,229
850,515
818,438
2008-09
7,857
Traded
Quantity
(Lakh)
2007-08
6,000
2006-07
No. of
Trades
(Lakh)
2005-06
Month/Year
34,827
32,856
34,845
38,194
497,367
33,785
38,081
36,302
41,214
53,870
55,601
44,898
44,245
38,654
34,547
37,276
38,893
473,952
303,299
366,974
238,571
226,346
Delivered
Quantity
(Lakh)
Turnover
(` cr.)
253,528
265,416
264,548
302,626
370,157
368,748
302,984
316,431
276,734
282,748
287,931
273,344
29.24
27.52
29.36
29.49
226,774
220,179
237,410
230,464
27.47 3,565,195
26.82
27.19
28.13
26.68
28.54
28.01
28.61
28.79
27.58
24.50
26.33
27.64
21.49 4,129,214
21.38 2,749,450
24.77 3,519,919
28.05 1,940,094
27.66 1,516,839
% of Delivered
Quantity
to Traded
Quantity
66,031
62,504
68,671
65,790
978,015
67,652
71,110
74,028
82,082
104,841
105,539
87,348
87,358
76,665
70,710
76,040
74,642
916,460
610,498
970,618
543,533
407,976
29.12
28.39
28.93
28.55
27.43
26.68
26.79
27.98
27.12
28.32
28.62
28.83
27.61
27.70
25.01
26.41
27.31
22.19
22.20
27.58
28.02
26.90
34,827
32,856
34,845
38,194
497,367
33,785
38,081
36,302
41,214
53,870
55,601
44,898
44,245
38,654
34,547
37,276
38,893
473,952
303,299
366,974
238,571
226,346
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
66,031
62,504
68,671
65,790
978,015
67,652
71,110
74,028
82,082
104,841
105,539
87,348
87,358
76,665
70,710
76,040
74,642
916,460
610,498
970,618
543,533
407,976
Delivered % of Deliv- Delivered

% of
Delivered
Value
ered Value Quantity
Demat
Value in
(` Cr.)
to Total
in Demat Delivered
Demat
Turnover
Mode
Quantity
Mode
(Lakh)
to Total
(` cr.)
Delivered
Quantity
Table 4-22: Settlement Statistics for CM Segment
47
43
113
109
903
52
54
56
75
109
82
88
146
60
60
52
69
862
625
997
769
894
0.13
0.13
0.32
0.28
0.18
0.15
0.14
0.15
0.18
0.20
0.15
0.20
0.33
0.15
0.17
0.14
0.18
0.18
0.21
0.27
0.32
0.39
19,660
18,508
20,526
20,358
293,357
22,329
22,217
25,839
24,744
35,467
28,479
27,316
21,675
20,145
22,292
23,541
19,310
278,387
220,704
309,543
173,188
131,426
Contd...
66,105
62,575
68,823
65,874
979,269
67,720
71,191
74,105
82,171
104,996
105,674
87,471
87,521
76,753
70,801
76,122
74,744
916,460
610,498
970,618
543,533
407,976
Short
% of Short Funds Pay- Securities
in (` Cr.)
Pay-in
Delivery
Delivery
(Aucto Deliver(` Cr.)
tioned
able
quantity)
(Lakh)
50
1,522
1,355
Feb-12
Mar-12
1,202
1,020
1,231
1,339
1,139
1,149
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
135,933
132,717
172,052
162,624
121,292
153,616
137,120
117,461
141,146
124,110
126,435
119,753
13,574 1,644,259
1,047
1,101
Jul-12
1,134
1,066
Jun-12
Sep-12
1,133
May-12
Aug-12
1,013
Apr-12
2012-13
166,271
202,802
144,164
116,298
122,468
105,178
125,396
135,926
Traded
Quantity
(Lakh)
14,372 1,605,205
1,267
Jan-12
2011-12
1,117
1,105
Dec-11
1,060
Oct-11
Nov-11
1,252
1,160
Sep-11
No. of
Trades
(Lakh)
Aug-11
Month/Year
Contd...
459,349
39,899
38,778
48,786
46,033
33,164
43,373
39,711
32,920
38,905
32,525
32,508
32,747
443,232
40,838
52,023
37,757
32,488
35,989
30,600
32,847
39,968
Delivered
Quantity
(Lakh)
273,871
320,929
226,526
198,607
204,909
202,460
220,544
241,215
Turnover
(` cr.)
220,227
220,163
283,698
260,516
200,939
251,868
231,871
198,766
214,398
202,661
210,631
204,919
27.94 2,700,656
29.35
29.22
28.36
28.31
27.34
28.23
28.96
28.03
27.56
26.21
25.71
27.35
27.61 2,803,889
24.56
25.65
26.19
27.94
29.39
29.09
26.19
29.40
% of Delivered
Quantity
to Traded
Quantity
796,784
67,487
71,022
87,391
77,005
56,211
74,023
73,978
57,289
63,834
55,541
55,132
57,871
784,407
71,298
91,625
60,612
54,241
58,432
56,849
58,741
69,613
29.50
30.64
32.26
30.80
29.56
27.97
29.39
31.90
28.82
29.77
27.41
26.17
28.24
27.98
26.03
28.55
26.76
27.31
28.52
28.08
26.63
28.86
459,349
39,899
38,778
48,786
46,033
33,164
43,373
39,711
32,920
38,905
32,525
32,508
32,747
443,232
40,838
52,023
37,757
32,488
35,989
30,600
32,847
39,968
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
796,784
67,487
71,022
87,391
77,005
56,211
74,023
73,978
57,289
63,834
55,541
55,132
57,871
784,407
71,298
91,625
60,612
54,241
58,432
56,849
58,741
69,613
Delivered % of Deliv- Delivered

% of
Delivered
Value
ered Value Quantity
Demat
Value in
(` Cr.)
to Total
in Demat Delivered
Demat
Turnover
Mode
Quantity
Mode
(Lakh)
to Total
(` cr.)
Delivered
Quantity
661
64
58
52
67
51
50
60
67
56
37
39
60
702
36
53
63
39
55
52
44
48
0.14
0.16
0.15
0.11
0.15
0.15
0.12
0.15
0.20
0.14
0.11
0.12
0.18
0.16
0.09
0.10
0.17
0.12
0.15
0.17
0.13
0.12
251,034
23,573
24,577
26,148
23,090
15,207
22,485
27,484
16,182
19,277
18,975
15,948
18,089
251,754
21,501
31,946
18,502
18,070
18,643
19,270
22,571
22,199
797,504
67,550
71,118
87,447
77,091
56,270
74,077
74,034
57,341
63,888
55,583
55,180
57,926
785,268
71,350
91,699
60,687
54,283
58,486
56,906
58,806
69,674
Short
% of Short Funds Pay- Securities
in (` Cr.)
Pay-in
Delivery
Delivery
(Aucto Deliver(` Cr.)
tioned
able
quantity)
(Lakh)
Wholesale Debt
Market Segment
52
1,123
1,078
1,151
897
762
601
711
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
274
275
266
Aug-09
Sep-09
Oct-09
272
979
2001-02
243
1,038
2000-01
Jul-09
1,057
1999-00
Jun-09
1,071
1998-99
313
719
1997-98
270
524
1996-97
May-09
304
1995-96
Apr-09
183
947,190
428,582
304,216
105,469
111,263
42,278
11,868
6,781
(` cr.)
1,875
2,301
1,583
2,582
1,948
2,089
2,408
16,129
16,179
19,575
61,891
43,731
58,674
38,232
51,222
44,568
40,266
45,653
335,952
282,317
219,106
475,523
887,294
189,518 1,316,096
124,308
All Trades
9,688
12,998
8,470
11,347
9,873
8,920
10,114
65,937
70,632
50,265
106,596
202,810
303,318
224,990
194,096
91,891
69,742
24,857
28,146
11,783
3,455
2,157
(US $ mn)
Trading Volume
167,778 1,068,701
144,851
64,470
46,987
16,092
16,821
7,804
2,991
1,021
No. of
Number
active
of
securities Trades
1994- 95 (Jun-Mar)
Month/Year
2,302
3,088
1,912
2,227
2,026
2,013
2,853
1,412
1,138
898
1,755
3,028
4,477
3,598
3,277
1,483
1,035
365
385
145
41
30
(` cr.)
510
684
423
493
449
446
632
277
285
206
393
692
1,032
758
672
318
237
86
97
40
12
10
(US $ mn)
23.32
25.50
24.15
19.84
22.88
19.28
18.96
20.83
17.45
11.19
7.68
7.14
6.94
6.37
6.54
6.65
6.47
6.55
6.61
5.42
3.97
6.64
(` cr.)
284
266
86
80
26
14
257
211
399
892
1,278
1,400
1,252
378
498
936
1,522
1,390
1,061
1,115
168
Average Daily Trading Average Number

Volume
Trade
of Trades
Size
Table 5-1: Business Growth of WDM Segment

Retail Trade
45.02
49.12
22.96
18.38
7.50
3.60
5.40
64.00
49.00
102.00
310.00
410.00
332.00
300.00
110.00
131.00
218.00
308.00
289.00
201.00
207.00
31.00
(` cr.)
9.97
10.88
5.09
4.07
1.66
0.80
1.20
12.56
12.26
23.29
69.49
93.74
69.83
63.16
22.54
28.09
49.92
72.54
73.02
56.02
60.26
9.86
(US $ mn)
Trading Volume
Contd...
0.10
0.08
0.06
0.04
0.02
0.01
0.01
0.02
0.02
0.05
0.07
0.05
0.03
0.03
0.01
0.03
0.07
0.29
0.26
0.47
1.74
0.45
(%)
Share
in Total
Trading
Volume
Wholesale Debt Market Segment
53
260
320
Feb-10
Mar-10
248
225
245
Oct-10
Nov-10
Dec-10
224
193
243
280
May-11
Jun-11
Jul-11
1,111
Apr-11
2010-11
265
278
Sep-10
Mar-11
259
Aug-10
237
239
Jul-10
224
297
Jun-10
Feb-11
324
May-10
Jan-11
326
Apr-10
1,144
265
Jan-10
2009-10
279
201
Dec-09
2,012
1,791
1,136
1,194
20,383
1,563
1,195
1,213
1,561
1,191
1,510
2,094
1,945
1,618
2,027
2,555
1,911
24,069
1,572
1,455
1,957
1,735
2,564
No. of
Number
active
of
securities Trades
Nov-09
Month/Year
Contd...
All Trades
46,973
50,823
36,350
39,752
559,447
44,363
34,897
45,220
33,962
32,444
45,913
45,186
45,108
47,135
50,143
73,251
61,824
563,816
47,068
34,800
57,036
37,567
64,999
(` cr.)
9,182
9,935
7,106
7,771
125,296
9,936
7,816
10,128
7,606
7,266
10,283
10,120
10,103
10,556
11,230
16,406
13,846
124,904
10,427
7,709
12,635
8,322
14,399
(US $ mn)
Trading Volume
2,237
2,310
1,731
2,484
2,256
2,017
1,837
2,261
1,544
1,622
2,186
2,259
2,148
2,142
2,279
3,663
3,254
2,359
2,353
1,832
2,852
1,789
3,250
(` cr.)
437
452
338
486
505
452
411
506
346
363
490
506
481
480
510
820
729
523
521
406
632
396
720
(US $ mn)
23.35
28.38
32.00
33.29
27.45
28.38
29.20
37.28
21.76
27.24
30.41
21.58
23.19
29.13
24.74
28.67
32.35
23.42
29.94
23.92
29.14
21.65
25.35
(` cr.)
145
191
93
95
1,397
13
355
59
123
310
237
73
120
43
50
2,235
208
195
433
382
253

Volume
Trade
of Trades
Size
Retail Trade
46.68
40.16
23.45
17.82
305.24
3.22
3.06
1.55
87.88
15.36
31.29
59.55
44.81
14.38
24.29
9.75
10.10
433.00
54.13
39.28
81.54
59.48
46.42
(` cr.)
9.12
7.85
4.58
3.48
68.36
0.72
0.69
0.35
19.68
3.44
7.01
13.34
10.04
3.22
5.44
2.18
2.26
95.92
11.99
8.70
18.06
13.18
10.28
(US $ mn)
Trading Volume
Contd...
0.10
0.08
0.06
0.04
0.05
0.01
0.01
0.00
0.26
0.05
0.07
0.13
0.10
0.03
0.05
0.01
0.02
0.08
0.11
0.11
0.14
0.16
0.07
(%)
Share
in Total
Trading
Volume
54
Mar-12
396
341
402
490
316
443
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
1,421
358
Sep-12
2012-13
326
343
341
Jun-12
Aug-12
288
May-12
Jul-12
259
Apr-12
1,140
299
Feb-12
2011-12
298
295
Jan-12
270
330
Dec-11
235
Oct-11
Nov-11
258
256
Sep-11
26,974
1,918
1,819
3,584
2,208
1,721
2,376
2,648
1,930
2,416
2,576
2,078
1,700
23,447
1,622
1,979
2,999
2,971
1,567
1,643
2,122
2,411
No. of
Number
active
of
securities Trades
Aug-11
Month/Year
Contd...
All Trades
792,214
76,136
65,154
103,426
71,980
51,361
66,986
71,327
48,626
66,187
72,348
50,941
47,743
633,179
53,757
55,793
75,125
89,337
43,847
36,282
50,314
54,826
(` cr.)
145,656
13,998
11,979
19,016
13,234
9,443
12,316
13,114
8,940
12,169
13,302
9,366
8,778
123,773
10,508
10,906
14,685
17,463
8,571
7,092
9,835
10,717
(US $ mn)
Trading Volume
3,260
4,007
3,429
4,701
3,599
2,703
3,349
3,754
2,316
3,009
3,445
2,315
2,652
2,649
2,688
2,936
3,577
4,254
2,192
2,016
2,516
2,741
(` cr.)
599
737
630
864
662
497
616
690
426
553
633
426
488
518
525
574
699
832
429
394
492
536
(US $ mn)
29.37
39.70
35.82
28.86
32.60
29.84
28.19
26.94
25.19
27.40
28.09
24.51
28.08
27.00
33.14
28.19
25.05
30.07
27.98
22.08
23.71
22.74
(` cr.)
1,103
17
101
106
94
90
70
184
198
69
73
90
11
1,281
45
37
29
146
32
324
104
40

Volume
Trade
of Trades
Size
Retail Trade
202.26
3.54
18.61
18.55
14.11
17.76
13.68
32.46
37.21
11.15
14.16
17.33
3.70
292.73
13.71
8.32
9.94
24.39
7.83
66.49
21.03
12.91
(` cr.)
37.19
0.65
3.42
3.41
2.59
3.27
2.52
5.97
6.84
2.05
2.60
3.19
0.68
57.22
2.68
1.63
1.94
4.77
1.53
13.00
4.11
2.52
(US $ mn)
Trading Volume
0.03
0.00
0.03
0.02
0.02
0.03
0.02
0.05
0.08
0.02
0.02
0.03
0.01
0.05
0.03
0.01
0.01
0.03
0.02
0.18
0.04
0.02
(%)
Share
in Total
Trading
Volume
55
28,979
33,609
20,086
38,351
23,816
42,052
Aug-09
Sep-09
Oct-09
Nov-09
234,288
2008-09
Jul-09
194,347
2007-08
Jun-09
153,370
2006-07
25,184
345,563
2005-06
24,786
724,830
2004-05
May-09
1,218,705
2003-04
Apr-09
902,105
1,000,518
2003-03
390,952
2000-01
2001-02
84,576
282,891
1997-98
1999-00
84,716
1996-97
1998-99
7,729
27,352
1995-96
3,026
Government
Securities
1994-95 (June-March)
Month & Year
2,260
7,472
8,656
8,094
5,979
5,824
7,848
6,161
6,971
56,824
66,062
51,954
105,233
124,842
55,671
32,275
25,574
23,143
11,013
10,705
18,870
10,957
7,940
6,224
7,857
7,502
7,798
5,282
6,309
9,215
30,008
9,232
4,418
12,173
17,835
27,112
19,985
10,987
7,886
4,867
5,041
4,050
2,769
1,149
824
PSU /Inst.
Bonds*
Turnover (In ` Cr.)
2,634
T-Bills
7,534
5,036
4,372
4,665
3,992
2,459
3,010
4,284
14,831
12,676
9,365
12,554
19,787
14,609
15,924
8,619
6,600
5,445
5,147
3,627
1,199
729
297
Others
64,999
43,731
58,674
38,232
51,222
44,568
40,266
45,653
335,952
282,317
219,106
475,523
887,294
1,316,096
1,068,701
947,191
428,582
304,216
105,469
111,263
42,278
11,868
6,781
Total
Turnover
64.70
54.46
65.36
52.54
65.61
65.02
61.56
55.16
69.74
68.84
70.00
72.67
81.69
92.60
93.62
95.24
91.22
92.99
80.19
76.14
64.70
65.13
44.63
Government
Securities
Table 5-2: Security-wise Distribution of WDM Trades
11.50
19.79
13.79
15.64
11.37
17.61
15.30
15.27
16.91
23.40
23.71
22.13
14.07
4.23
3.02
2.70
5.40
3.62
10.15
16.96
25.92
19.04
38.84
12.22
14.23
13.39
19.62
15.22
11.85
15.67
20.18
8.93
3.27
2.02
2.56
2.01
2.06
1.87
1.16
1.84
1.60
4.78
3.64
6.55
9.69
12.15
PSU/Inst.
Bonds
Turnover (In %)
T-Bills
Contd...
11.59
11.52
7.45
12.20
7.79
5.52
7.47
9.38
4.41
4.49
4.27
2.64
2.23
1.11
1.49
0.91
1.54
1.79
4.88
3.26
2.84
6.14
4.38
Others
56
15,081
19,285
25,209
Nov-10
Dec-10
Jan-11
18,251
16,620
23,583
18,522
36,176
Apr-11
May-11
Jun-11
Jul-11
Aug-11
304,836
27,475
Oct-10
2010-11
26,628
Sep-10
15,671
25,227
Aug-10
23,302
25,441
Jul-10
Mar-11
29,727
Jun-10
Feb-11
30,531
41,257
May-10
327,837
2009-10
Apr-10
18,063
17,110
Mar-10
31,368
Feb-10
24,434
Jan-10
Government
Securities
Dec-09
Month & Year
Contd...
4,992
12,599
11,281
11,525
9,615
98,713
8,260
8,529
10,230
6,226
7,578
6,942
5,594
7,395
9,587
7,121
9,614
11,637
92,961
12,137
6,990
10,504
6,324
T-Bills
10,016
10,031
10,531
5,351
7,808
109,586
7,904
7,961
6,458
6,090
7,330
7,314
9,368
8,363
9,817
9,081
16,383
13,516
86,833
10,825
6,322
7,001
4,558
PSU /Inst.
Bonds*
Turnover (In ` Cr.)
3,642
5,821
5,428
2,854
4,078
46,312
4,897
2,735
3,323
2,360
2,456
4,181
3,596
4,123
2,290
4,214
5,998
6,140
56,185
6,995
3,425
8,163
2,251
Others
54,826
46,973
50,823
36,350
39,752
559,447
44,363
34,897
45,220
33,962
32,444
45,913
45,186
45,108
47,135
50,143
73,251
61,824
563,816
47,068
34,800
57,036
37,567
Total
Turnover
65.98
39.43
46.40
45.72
45.91
54.49
52.53
44.91
55.75
56.79
46.48
59.84
58.93
55.93
53.97
59.29
56.32
49.38
58.15
36.35
51.90
55.00
65.04
Government
Securities
9.11
26.82
22.20
31.71
24.19
17.64
18.62
24.44
22.62
18.33
23.36
15.12
12.38
16.39
20.34
14.20
13.12
18.82
16.49
25.79
20.09
18.42
16.83
T-Bills
18.27
21.36
20.72
14.72
19.64
19.59
17.82
22.81
14.28
17.93
22.59
15.93
20.73
18.54
20.83
18.11
22.37
21.86
15.40
23.00
18.17
12.27
12.13
PSU/Inst.
Bonds
Turnover (In %)
Contd...
6.64
12.39
10.68
7.85
10.26
8.28
11.04
7.84
7.35
6.95
7.57
9.11
7.96
9.14
4.86
8.40
8.19
9.93
9.97
14.86
9.84
14.31
5.99
Others
57
18,689
35,532
35,603
Aug-12
Sep-12
Oct-12
417,927
2012-13
: *(PSU+Int. Bonds)
Mar-13
NOTE
40,355
42,226
Feb-13
61,820
34,654
Jul-12
Jan-13
39,927
Jun-12
21,416
26,109
May-12
40,252
21,343
Apr-12
Dec-12
324,867
2011-12
Nov-12
28,648
22,578
Mar-12
47,262
Jan-12
Feb-12
18,170
45,574
Dec-11
17,856
Nov-11
31,628
Oct-11
Government
Securities
Sep-11
Month & Year
Contd...
179,902
18,007
10,103
15,757
16,414
15,148
9,840
15,484
14,831
15,946
17,380
13,748
17,245
139,519
15,816
8,563
13,734
26,397
11,125
5,727
8,144
T-Bills
127,870
10,131
9,759
15,330
9,541
9,974
13,979
14,448
10,793
10,646
10,340
7,550
5,379
119,903
10,412
12,845
10,319
12,959
11,523
10,009
8,099
PSU /Inst.
Bonds*
Turnover (In ` Cr.)
66,515
5,773
4,937
10,518
5,775
4,823
7,563
5,863
4,312
4,940
4,702
3,533
3,777
48,890
4,950
5,738
3,810
4,407
3,029
2,690
2,444
Others
792,214
76,136
65,154
103,426
71,980
51,361
66,986
71,327
48,626
66,187
72,348
50,941
47,743
633,179
53,757
55,793
75,125
89,337
43,847
36,282
50,314
Total
Turnover
52.75
55.46
61.94
59.77
55.92
41.70
53.15
49.82
38.43
52.36
55.19
51.25
44.70
51.31
42.00
51.35
62.91
51.01
41.44
49.21
62.86
Government
Securities
22.71
23.65
15.51
15.24
22.80
29.49
14.69
21.71
30.50
24.09
24.02
26.99
36.12
22.03
29.42
15.35
18.28
29.55
25.37
15.79
16.19
T-Bills
16.14
13.31
14.98
14.82
13.25
19.42
20.87
20.26
22.20
16.09
14.29
14.82
11.27
18.94
19.37
23.02
13.74
14.51
26.28
27.59
16.10
PSU/Inst.
Bonds
Turnover (In %)
8.40
7.58
7.58
10.17
8.02
9.39
11.29
8.22
8.87
7.46
6.50
6.94
7.91
7.72
9.21
10.28
5.07
4.93
6.91
7.41
4.86
Others
58
9,703
21,975
16,327
56,675
99,602
222,779
265,145
458,001
301,325
152,215
67,660
107,704
150,014
23,370
19,102
19,904
21,856
18,443
23,839
23,864
31,583
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
2,787
1995-96
1996-97
3,921
Trading
Members
1994-95
(Jun-Mar)
Month/Year
1,820
1,067
1,637
956
1,286
1,319
1,256
1,360
11,408
6,606
5,916
18,641
45,607
60,014
40,290
39,403
17,915
12,716
5,200
4,784
1,611
902
436
FIs/MFs/
Corporates
3,380
1,754
2,464
1,870
2,797
2,362
1,921
2,776
22,106
24,392
43,427
104,092
164,149
224,131
235,435
213,118
94,888
59,079
15,441
13,418
2,579
138
Primary
Dealers
13,578
7,001
15,848
8,606
12,734
8,290
7,655
7,784
60,851
67,135
57,033
133,479
265,212
478,533
414,336
346,672
143,746
129,961
44,424
45,885
12,688
3,569
960
Indian
Banks
Turnover (In `Cr.)
14,638
10,045
14,886
8,358
12,549
12,693
10,332
10,363
91,573
76,480
45,070
67,096
111,000
95,417
113,496
125,219
72,430
45,785
24,079
25,201
15,698
4,473
1,463
Foreign
Banks
64,999
43,731
58,674
38,232
51,222
44,568
40,266
45,653
335,952
282,317
219,106
475,523
887,294
1,316,096
1,068,701
947,191
428,582
304,216
105,469
111,263
42,278
11,868
6,781
Total
Turnover
48.59
54.57
40.63
48.24
42.67
44.66
47.44
51.19
44.65
38.15
30.88
32.01
33.96
34.80
24.81
23.52
23.24
18.63
15.48
19.75
22.95
23.48
57.82
Trading
Members
2.8
2.44
2.79
2.50
2.51
2.96
3.12
2.98
3.40
2.34
2.70
3.92
5.14
4.56
3.77
4.16
4.18
4.18
4.93
4.30
3.81
7.60
6.43
FIs/MFs/
Corporates
Table 5-3: Participant wise Distribution of WDM Turnover
5.20
4.01
4.20
4.89
5.46
5.30
4.77
6.08
6.58
8.64
19.82
21.89
18.50
17.03
22.03
22.50
22.14
19.42
14.64
12.06
6.10
1.16
0.02
Primary
Dealers
Turnover (In %)
20.89
16.01
27.01
22.51
24.86
18.60
19.01
17.05
18.11
23.78
26.03
28.07
29.89
36.36
38.77
36.60
33.54
42.72
42.12
41.24
30.01
30.07
14.16
Indian
Banks
Contd...
22.52
22.97
25.37
21.86
24.50
28.48
25.66
22.7
27.26
27.09
20.57
14.11
12.51
7.25
10.62
13.22
16.90
15.05
22.83
22.65
37.13
37.69
21.57
Foreign
Banks
59
22,471
26,850
Aug-10
Sep-10
Oct-10
27,475
26,848
24,538
Sep-11
Jun-11
Aug-11
27,490
May-11
Jul-11
26,471
22,763
Apr-11
24,919
299,366
2010-11
Feb-11
Mar-11
26,345
21,081
Jan-11
20,034
23,046
Jul-10
21,600
23,855
Jun-10
Dec-10
23,627
May-10
Nov-10
31,351
34,186
Apr-10
26,626
277,592
16,881
Feb-10
2009-10
31,604
Mar-10
20,519
Jan-10
Trading
Members
Dec-09
Month/Year
Contd...
2,813
3,240
1,973
1,179
309
374
13,417
333
541
755
795
441
1,148
1,387
1,006
1,376
1,820
2,263
1,552
14,769
1,116
797
810
1,345
FIs/MFs/
Corporates
2,169
3,575
2,269
2,927
1,810
1,896
23,579
1,943
1,434
1,343
1,386
1,431
1,488
2,020
2,747
2,371
2,221
2,073
3,122
26,096
2,452
1,215
1,101
2,006
8,886
7,955
6,238
8,061
4,264
3,486
73,239
5,741
3,382
3,636
2,785
2,625
2,769
4,604
7,091
8,362
8,820
12,445
10,980
111,886
5,733
7,270
8,932
8,456
Indian
Banks
Turnover (In `Cr.)

Primary
Dealers
11,909
13,208
9,019
11,166
7,205
7,525
149,846
11,428
8,459
13,141
7,397
7,913
13,659
14,704
11,218
11,171
13,654
22,283
14,819
133,472
11,141
8,637
14,590
5,241
Foreign
Banks
50,314
54,826
46,973
50,823
36,350
39,752
559,447
44,363
34,897
45,220
33,962
32,444
45,913
45,186
45,108
47,135
50,143
73,251
61,824
563,816
47,068
34,800
57,036
37,567
Total
Turnover
48.77
48.97
58.49
54.09
62.62
66.59
53.51
56.17
60.41
58.26
63.60
61.75
58.48
49.73
51.09
50.61
47.12
46.67
50.71
49.23
56.57
48.51
55.41
54.62
Trading
Members
5.59
5.91
4.20
2.32
0.85
0.94
2.41
0.75
1.55
1.67
2.34
1.36
2.50
3.07
2.23
2.92
3.63
3.09
2.51
2.63
2.37
2.29
1.42
3.58
FIs/MFs/
Corporates
4.31
6.52
4.83
5.76
4.98
4.77
4.21
4.38
4.11
2.97
4.08
4.41
3.24
4.47
6.09
5.03
4.43
2.83
5.05
4.63
5.21
3.49
1.93
5.34
Primary
Dealers
Turnover (In %)
17.66
14.51
13.28
15.86
11.73
8.77
13.09
12.94
9.69
8.04
8.20
8.09
6.03
10.19
15.72
17.74
17.59
16.99
17.76
19.84
12.18
20.89
15.66
22.51
Indian
Banks
Contd...
23.67
24.09
19.20
21.97
19.82
18.93
26.78
25.76
24.24
29.06
21.78
24.39
29.75
32.54
24.87
23.70
27.23
30.42
23.97
23.67
23.67
24.82
25.58
13.95
Foreign
Banks
60
23,862
26,413
36,999
36,145
26,477
37,125
36,058
26,405
39,589
54,536
32,056
42,743
422,768
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2012-13
2011-12
Apr-12
30,152
345,167
Mar-12
36,661
27,450
47,375
Dec-11
Feb-12
26,900
Jan-12
21,043
Nov-11
Trading
Members
Oct-11
Month/Year
Contd...
34,438
2,071
4,991
7,395
2,973
2,291
3,021
2,967
1,556
2,694
3,972
2,246
1,447
28,509
3,591
4,274
4,605
4,109
820
1,223
FIs/MFs/
Corporates
29,309
2,611
1,759
4,189
2,807
1,962
2,512
2,168
1,289
1,880
3,306
2,277
2,105
26,377
1,360
1,506
2,479
3,913
1,272
1,201
130,621
13,727
13,969
18,441
10,833
8,151
8,762
13,245
6,161
10,352
11,561
9,292
9,062
96,566
8,053
11,962
12,674
14,910
5,757
4,321
Indian
Banks
Turnover (In `Cr.)

Primary
Dealers
175,078
14,984
12,379
18,865
15,778
12,553
16,633
15,820
13,143
15,117
16,510
10,713
11,267
136,559
10,601
10,601
18,706
19,029
9,098
8,494
Foreign
Banks
792,214
76,136
65,154
103,426
71,980
51,361
66,986
71,327
48,626
66,187
72,348
50,941
47,743
633,179
53,757
55,793
75,125
89,337
43,847
36,282
Total
Turnover
53.37
56.14
49.20
52.73
55.00
51.41
53.83
52.05
54.45
54.61
51.14
51.85
49.98
54.51
56.09
49.20
48.80
53.03
61.35
58.00
Trading
Members
4.35
2.72
7.66
7.15
4.13
4.46
4.51
4.16
3.20
4.07
5.49
4.41
3.03
4.51
6.68
7.66
6.13
4.60
1.87
3.37
FIs/MFs/
Corporates
3.70
3.43
2.70
4.05
3.90
3.82
3.75
3.04
2.65
2.84
4.57
4.47
4.41
4.17
2.53
2.70
3.30
4.38
2.90
3.31
Primary
Dealers
Turnover (In %)
16.49
18.03
21.44
17.83
15.05
15.87
13.08
18.57
12.67
15.64
15.98
18.24
18.98
15.25
14.98
21.44
16.87
16.69
13.13
11.91
Indian
Banks
22.10
19.68
19.00
18.24
21.92
24.44
24.83
22.18
27.03
22.84
22.82
21.03
23.60
21.57
19.72
19.00
24.90
21.30
20.75
23.41
Foreign
Banks
Table 5-4: Share of Top N Securities/Trading Members/Participants

in Turnover in WDM Segment.
Year
Securities
1994-95
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
2012-13
Trading Members
1994-95
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
2012-13
Participants
1994-95
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
2012-13
Top 5
Top 10
In Percent
Top 25
Top 50
Top 100
42.84
57.59
32.93
30.65
26.81
37.11
42.20
51.61
43.10
37.06
43.70
47.42
40.90
39.65
31.31
24.19
26.65
36.35
34.02
61.05
69.46
48.02
46.92
41.89
55.57
58.30
68.50
65.15
54.43
57.51
59.78
51.29
53.31
43.05
35.14
38.63
44.22
44.36
80.46
79.60
65.65
71.25
64.30
82.12
80.73
88.73
86.91
81.58
71.72
72.02
65.82
68.35
60.42
53.05
51.69
52.63
53.04
89.81
86.58
78.32
85.00
78.24
90.73
89.97
94.32
92.74
90.66
80.59
81.04
77.15
79.64
72.45
65.63
61.49
61.54
62.32
97.16
93.24
90.17
92.15
86.66
95.28
95.13
97.19
96.13
95.14
89.55
89.36
86.91
89.55
83.87
77.89
74.22
72.09
73.29
51.99
44.36
30.02
27.17
29.87
32.38
35.17
35.18
31.77
30.72
35.75
39.68
57.75
65.32
69.92
73.72
73.58
77.50
81.83
73.05
68.58
51.27
47.85
50.45
53.41
54.25
58.68
53.71
53.01
56.84
60.63
78.01
80.24
82.89
85.28
86.08
89.14
91.18
95.37
96.10
91.57
83.38
86.55
84.46
86.82
88.36
85.49
86.71
86.74
89.38
96.43
97.60
98.38
97.98
98.72
99.41
99.46
100.00
100.00
99.96
99.82
99.98
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
-
18.37
29.66
25.27
23.60
22.47
15.54
17.51
17.49
17.27
16.66
16.82
17.50
25.85
28.36
24.08
23.40
23.52
20.60
21.73
27.38
47.15
44.92
38.96
37.39
27.87
28.85
29.25
28.29
25.96
28.64
30.53
40.65
40.64
38.24
36.87
35.89
33.77
34.52
38.40
70.49
67.00
65.59
62.79
52.51
50.64
50.19
49.22
44.25
47.24
53.61
59.99
55.58
51.19
47.64
44.63
44.64
45.64
42.20
76.32
76.33
77.96
79.27
74.76
69.72
69.16
68.14
59.87
61.71
65.84
68.17
61.77
55.34
50.77
46.51
45.50
46.65
76.58
77.10
80.22
84.51
81.32
76.78
76.49
75.20
65.17
66.00
67.97
69.09
61.84
55.38
-
61
62
86,175
125,492
169,830
196,290
260,002
319,865
397,228
542,601
658,002
959,302
1,006,107
1,059,789
1,182,278
1,392,219
1,849,971
1,959,534
1,983,740
2,034,163
2,065,255
1,898,003
Mar-95
Mar-96
Mar-97
Mar-98
Mar-99
Mar-00
Mar-01
Mar-02
Mar-03
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
60,719
144,572
138,718
136,587
135,139
131,993
129,499
96,268
89,628
88,716
68,398
56,832
38,383
39,944
36,365
39,357
34,994
35,323
36,211
30,074
25,675
20,439
457,731
446,610
436,946
431,371
423,688
422,362
315,661
249,847
241,927
223,208
79,340
72,094
61,385
44,624
39,477
30,516
23,989
18,891
13,850
5,867
1,833
137,492
139,816
145,391
146,531
161,591
147,617
111,562
115,183
70,186
73,502
32,692
34,919
23,849
17,725
15,345
11,292
17,497
13,460
8,452
17,129
18,476
Govt.
PSU bonds State loans
T-bills
Securities
(` cr)
Jun-94
Month/
Year
864,481
756,794
580,836
494,033
411,470
343,191
292,772
207,783
158,181
121,518
Total
332,661
327,377
322,819
311,626
311,526
2,970,459
3,117,776
3,075,905
3,008,407
2,988,332
298,867 2,848,315
207,636 2,123,346
147,865 1,784,801
106,956 1,567,574
90,519 1,461,734
87,698 1,215,864
61,084
89,016
84,894
79,989
74,666
70,091
54,380
29,915
23,334
20,052
Others
658.05
690.69
681.41
666.46
662.01
559.04
531.23
409.45
351.40
334.11
280.22
182.00
155.72
124.54
113.26
96.98
86.82
81.60
60.49
50.33
38.66
(US $ bn)
Total
63.90
66.24
66.13
65.94
65.57
64.95
65.57
66.24
67.61
68.83
78.90
76.12
71.70
68.39
64.75
63.19
57.20
58.01
60.40
54.48
49.97
4.87
4.45
4.44
4.49
4.42
4.55
4.53
5.02
5.66
4.68
4.67
4.44
5.28
6.26
7.97
8.50
10.29
12.37
14.47
16.23
16.82
Govt.
PSU bonds
Securities
Table 5-5: Market Capitalisation of WDM Securities
15.41
14.32
14.21
14.34
14.18
14.83
14.87
14.00
15.43
15.27
6.53
8.34
8.11
7.68
7.99
7.42
6.99
6.45
6.67
3.71
1.51
State
loans
(in percent)
4.63
4.48
4.73
4.87
5.41
5.18
5.25
6.45
4.48
5.03
2.69
4.04
3.15
3.05
3.11
2.74
5.10
4.60
4.07
10.83
15.20
T-bills
Contd...
11.20
10.50
10.50
10.36
10.42
10.49
9.77
8.28
6.82
6.19
7.21
7.06
11.76
14.62
16.19
18.15
20.42
18.57
14.40
14.75
16.50
Others
63
2,250,868
2,180,224
Jan-11
Jun-11
2,186,989
Dec-10
2,224,508
2,159,033
Nov-10
May-11
2,126,729
Oct-10
2,214,424
2,092,803
Sep-10
Apr-11
2,059,461
Aug-10
2,183,077
2,004,452
Jul-10
2,185,721
2,019,550
Jun-10
Mar-11
2,011,404
May-10
Feb-11
1,995,829
Apr-10
1,966,140
Jan-10
1,956,862
1,979,339
Dec-09
1,950,436
1,970,002
Nov-09
Mar-10
1,961,349
Oct-09
Feb-10
1,932,681
201,024
194,940
194,064
190,922
190,984
191,878
190,178
187,364
182,111
182,557
182,624
182,905
178,333
172,417
167,302
162,979
163,590
161,856
155,927
153,577
151,364
145,624
640,959
631,895
628,453
622,069
613,974
602,331
595,865
590,058
582,949
572,476
565,817
559,810
554,731
549,113
541,019
536,996
530,091
516,934
509,722
497,652
486,363
472,392
209,588
188,576
159,595
137,677
125,027
124,573
123,772
115,442
126,166
116,696
120,485
114,850
129,665
154,587
134,479
135,696
133,186
133,224
134,388
132,538
133,615
137,580
Govt.
T-bills
Securities
(` cr)
Sep-09
Month/
Year
Contd...
3,153,360
3,138,177
3,129,747
3,099,214
3,072,733
3,024,417
Total
3,563,725
3,543,592
3,534,761
3,486,249
3,451,003
3,389,983
3,350,190
3,276,734
3,284,814
3,285,134
3,222,997
469,598
466,621
461,501
3,772,038
3,706,540
3,658,038
458,488 3,594,877
450,664
444,586
437,958
434,352
433,049
425,451
421,803
414,717
402,536
397,613
384,368
379,823 3,165,929
369,630
360,024
350,372
345,444
340,042
336,139
Others
737.35
724.55
715.07
805.12
798.15
793.64
791.66
780.79
772.90
759.23
750.32
733.87
735.68
735.75
721.84
701.36
698.57
695.21
693.34
686.58
680.71
670.01
(US $ bn)
Total
59.67
60.02
60.54
60.80
61.26
61.53
61.87
61.93
61.63
61.73
61.47
61.17
61.48
61.23
61.92
61.61
62.06
62.65
63.24
63.56
63.83
63.90
5.33
5.26
5.31
5.31
5.36
5.41
5.38
5.37
5.28
5.39
5.45
5.58
5.43
5.25
5.19
5.15
5.19
5.16
4.98
4.96
4.93
4.81
Govt.
PSU bonds
Securities
16.99
17.05
17.18
17.30
17.23
17.00
16.86
16.93
16.89
16.89
16.89
17.08
16.89
16.72
16.79
16.96
16.81
16.47
16.29
16.06
15.83
15.62
State
loans
(in percent)
5.56
5.09
4.36
3.83
3.51
3.52
3.50
3.31
3.66
3.44
3.60
3.51
3.95
4.71
4.17
4.29
4.22
4.25
4.29
4.28
4.35
4.55
T-bills
Contd...
12.45
12.59
12.62
12.75
12.65
12.55
12.39
12.46
12.55
12.55
12.59
12.66
12.25
12.10
11.93
12.00
11.72
11.47
11.19
11.15
11.07
11.11
Others
64
2,677,079
2,703,215
2,722,882
2,716,559
2,741,255
2,763,300
2,776,205
2,769,002
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2,631,910
Mar-12
Jul-12
2,472,179
Feb-12
2,575,390
2,469,341
Jan-12
Jun-12
2,418,327
Dec-11
2,472,644
2,391,794
Nov-11
2,507,988
2,361,710
Oct-11
May-12
2,325,206
Sep-11
Apr-12
2,297,639
2,305,223
Aug-11
2,239,863
305,606
297,485
292,563
288,740
281,435
276,334
266,177
268,908
264,172
257,954
253,674
247,911
244,165
239,966
238,085
234,878
225,674
222,909
220,583
213,991
206,755
904,143
888,873
883,100
865,922
855,827
841,905
821,979
805,047
795,469
781,257
773,366
761,001
757,281
739,241
724,228
708,254
695,630
684,559
674,033
663,561
651,495
298,488
298,098
318,251
302,299
306,396
312,155
321,086
317,196
324,843
320,867
315,708
277,812
259,271
253,073
226,246
206,858
219,238
218,160
215,321
236,368
232,757
Govt.
T-bills
Securities
(` cr)
Jul-11
Month/
Year
Contd...
4,238,129
4,128,774
4,048,159
3,995,422
3,936,334
3,895,599
3,888,976
3,804,757
Total
4,310,802
4,902,448
4,893,464
4,815,465
4,776,069
4,766,316
4,715,394
4,663,328
4,594,973
4,501,288
4,403,343
651,093 4,928,332
641,787
636,250
617,249
615,852
613,040
602,937
595,099
578,579
565,820
552,607
551,434
539,841 4,272,736
536,506
521,888
506,374
493,170
485,501
480,439
477,417
473,888
Others
906.12
901.36
899.71
885.37
878.13
876.33
866.97
857.40
844.83
827.61
809.60
792.58
835.23
828.46
807.09
791.33
781.02
769.47
761.51
760.21
743.75
(US $ bn)
Total
56.19
56.63
56.47
56.93
56.88
57.13
57.33
57.41
57.28
57.21
56.96
57.36
57.86
58.26
58.57
59.08
59.11
59.07
59.18
59.08
58.87
6.20
6.07
5.98
6.00
5.89
5.80
5.64
5.77
5.75
5.73
5.76
5.75
5.71
5.66
5.77
5.80
5.65
5.66
5.66
5.50
5.43
Govt.
PSU bonds
Securities
18.35
18.13
18.05
17.98
17.92
17.66
17.43
17.26
17.31
17.36
17.56
17.65
17.72
17.44
17.54
17.50
17.41
17.39
17.30
17.06
17.12
State
loans
(in percent)
6.06
6.08
6.50
6.28
6.42
6.55
6.81
6.80
7.07
7.13
7.17
6.44
6.07
5.97
5.48
5.11
5.49
5.54
5.53
6.08
6.12
T-bills
13.21
13.09
13.00
12.82
12.89
12.86
12.79
12.76
12.59
12.57
12.55
12.79
12.63
12.66
12.64
12.51
12.34
12.33
12.33
12.28
12.46
Others
Table 5-6: FIMMDA NSE MIBID/MIBOR Rates 2012-13

Month/
Date
Overnight at
9:40 A.M
3 Day at
9:40 a.m. *
14 day at
11:30 a.m.
1 month rate at
11:30 a.m.
3 month rate at
11:30 a.m.
MIBID
MIBOR
MIBID
MIBOR
MIBID
MIBOR
MIBID
MIBOR
MIBID
MIBOR
Apr-11
6.82
6.89
6.82
6.89
7.31
7.67
7.79
8.24
8.68
9.06
May-11
7.34
7.40
7.40
7.45
7.87
8.18
8.51
8.90
9.31
9.70
Jun-11
7.70
7.75
7.70
7.75
8.32
8.64
8.75
9.07
9.15
9.43
Jul-11
7.97
8.04
7.96
8.03
8.35
8.66
8.78
9.05
9.16
9.41
Aug-11
8.01
8.06
7.97
8.02
8.34
8.67
8.71
9.05
9.12
9.50
Sep-11
8.27
8.32
8.27
8.33
8.73
9.01
8.96
9.24
9.23
9.51
Oct-11
8.53
8.58
8.53
8.58
8.65
8.98
8.99
9.27
9.30
9.57
Nov-11
8.56
8.60
8.62
8.67
8.79
9.06
9.05
9.31
9.34
9.63
Dec-11
8.91
8.99
8.91
8.97
9.50
9.69
9.53
9.80
9.55
9.84
Jan-12
9.00
9.08
9.11
9.19
9.25
9.45
9.43
9.68
9.62
9.91
Feb-12
8.96
9.02
8.72
8.76
9.25
9.53
9.68
9.97
9.99
10.28
Mar-12
11.37
11.99
14.02
14.96
10.48
10.90
10.90
11.32
10.71
11.09
Apr-12
8.32
8.37
8.32
8.38
8.89
9.06
9.11
9.33
9.32
9.64
May-12
8.08
8.14
8.16
8.22
8.84
9.11
9.08
9.33
9.42
9.78
Jun-12
8.23
8.28
8.30
8.36
8.95
9.15
9.08
9.30
9.21
9.41
Jul-12
8.01
8.06
7.98
8.03
8.32
8.55
8.61
8.88
8.93
9.24
Aug-12
7.99
8.04
8.00
8.04
8.25
8.43
8.47
8.66
8.71
8.95
Sep-12
8.02
8.07
8.05
8.10
8.28
8.45
8.46
8.67
8.59
8.81
Oct-12
8.05
8.10
8.06
8.10
8.12
8.28
8.26
8.45
8.44
8.66
Nov-12
8.05
8.09
8.05
8.10
8.06
8.27
8.23
8.46
8.45
8.73
Dec-12
8.19
8.23
8.13
8.18
8.35
8.50
8.52
8.70
8.70
8.92
Jan-13
7.80
7.85
8.05
8.09
8.06
8.20
8.22
8.36
8.64
8.81
Feb-13
7.85
7.90
7.89
7.95
8.16
8.27
8.61
8.74
9.39
9.63
Mar-13
8.78
8.98
13.49
14.44
9.49
9.90
9.30
9.63
9.47
9.78
* last 3 day rate for each month
65
Table 5-7: 1-day Value-at-Risk (99%) for Government of India Securities

Traded as on March 30, 2013
66
Sec_
type
Security
Issue_
Name
Normal Weighted Historical_

Normal Simulation
Weighted
Historical_
Simulation
EVT
Clean
Accrued_
Price (off
Interest
NSE-ZCYC)
GS
CG2012
7.40%
0.1300
0.1620
0.1700
0.1610
0.1400
99.8860
3.0005
GS
CG2013
7.27%
0.8800
1.2580
1.0860
1.3780
0.9660
98.1570
0.5452
GS
CG2016
12.30%
1.0750
1.1010
1.2460
1.5210
1.0260
112.4650
3.0067
GS
CG2018
7.83%
1.2080
0.7660
1.3550
0.8870
1.0570
95.7230
3.6757
GS
CG2020
7.80%
1.3660
0.6200
1.4300
0.5850
1.1990
94.3320
3.1850
GS
CG2021
7.80%
1.4720
0.6410
1.5280
0.6120
1.3140
93.8180
3.6617
GS
CG2021
8.79%
1.4990
0.6390
1.6200
0.6320
1.3340
99.8410
3.4672
GS
CG2024
9.15%
1.9660
0.8040
2.1560
0.6890
1.8080
102.2310
3.4567
GS
CG2027
8.26%
2.6300
1.1890
3.1600
2.1520
2.4220
94.8170
1.3308
GS
CG2041
8.83%
5.4220
4.5360
7.5500
3.8960
5.1780
98.5210
2.6490
TB
182D
80612
0.2380
0.3080
0.3000
0.3100
0.2590
98.3910
TB
182D
110512
0.1530
0.1920
0.1940
0.4640
0.1650
99.0320
TB
182D
170812
0.4140
0.5600
0.5310
0.5710
0.4550
96.8070
TB
182D
280912
0.5000
0.6890
0.6380
0.7150
0.5550
95.8690
TB
364D
21112
0.5630
0.7840
0.7250
0.8240
0.6240
95.0920
TB
364D
51012
0.5130
0.7090
0.6560
0.7330
0.5710
95.7130
TB
364D
80313
0.7390
1.0540
0.9030
1.1260
0.8110
92.3470
TB
364D
110113
0.6690
0.9470
0.8150
2.2700
0.7320
93.5580
TB
364D
141212
0.6290
0.8860
0.7660
2.1680
0.6940
94.1690
TB
364D
150612
0.2580
0.3360
0.3250
0.8080
0.2820
98.2320
TB
364D
161112
0.5860
0.8200
0.7500
0.8520
0.6460
94.7830
TB
364D
190412
0.0770
0.0940
0.1000
0.0930
0.0830
99.5380
TB
364D
191012
0.5380
0.7470
0.6920
0.7810
0.6010
95.4020
TB
364D
220213
0.7230
1.0290
0.8910
1.0980
0.7910
92.6480
TB
364D
240812
0.4290
0.5830
0.5480
0.5930
0.4770
96.6510
TB
364D
280612
0.2940
0.3850
0.3750
0.9300
0.3220
97.9360
TB
364D
301112
0.6080
0.8540
0.7590
0.8860
0.6690
94.4760
TB
91D
60412
0.0280
0.0340
0.0370
0.0330
0.0300
99.8380
1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 28, 2013
Sec_type
Security
Issue_
Name
Normal
GS
CG2015
0.0717
Weighted Historical_ Weighted

Normal Simulation Historical_
Simulation
0.9810
0.3960
1.2370
0.3040
EVT
Clean
Accrued_
Price (off
Interest
NSE-ZCYC)
1.0540
98.5420
2.0713
GS
CG2017A
0.0807
1.0930
0.3980
1.2820
0.3060
1.0210
100.2670
1.9054
GS
CG2020
0.0819
1.2140
0.3520
1.3040
0.3380
1.0520
100.5160
1.6380
GS
CG2022A
0.0815
1.4370
0.3750
1.4920
0.3370
1.2040
99.9190
2.4224
GS
CG2024
0.0915
1.7380
0.4050
1.8770
0.5120
1.5140
106.9060
3.4058
GS
CG2025
0.082
1.9600
0.4330
2.1590
0.5660
1.7460
99.7130
0.0911
GS
CG2026
0.0833
2.1070
0.4440
2.3760
0.3260
1.8510
100.6050
1.8280
GS
CG2041
0.0883
5.1330
1.4070
7.0710
4.2160
5.0510
104.5760
2.5999
TB
182D
40713
0.3060
0.0970
0.3940
0.0750
0.3300
97.9710
0.0000
TB
364D
41013
0.5020
0.1710
0.6330
0.1380
0.5450
96.0960
0.0000
TB
364D
60314
0.7210
0.2660
0.8950
0.5260
0.7740
93.0420
0.0000
TB
364D
121213
0.6130
0.2180
0.7580
0.3790
0.6570
94.7090
0.0000
TB
364D
200314
0.7370
0.2730
0.9080
0.5360
0.7870
92.7670
0.0000
TB
364D
230114
0.6710
0.2430
0.8340
0.2040
0.7160
93.8720
0.0000
TB
364D
261213
0.6330
0.2260
0.7830
0.3950
0.6770
94.4300
0.0000
Note:
1-day VaR(99%) measure for GoI Securities that traded on NSE-WDM
Table 5-8: Corporate Bond trades at NSE (2012-13)

Month/Year
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
Apr-12
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2012-13
No. of Trades
499
370
719
915
718
710
913
589
888
1,600
1,878
2,178
11,977
1,233
1,342
1,623
1,969
1,893
2,051
1,850
1,456
1,686
2,702
1,407
1,932
21,144
Traded Value (` crore)

11,886
8,205
15,960
15,852
13,658
10,543
12,699
14,552
17,365
19,152
29,472
24,207
193,550
12,155
14,220
18,918
19,504
18,375
23,373
25,659
18,091
19,319
31,349
19,240
21,908
242,112
67
Equity Futures &

Options Segment
94,229
325,299
2,505,102
2,076,975
5,952,206
15,648,805
15,692,532
20,497,152
10,542,734
178,306,889
10,785,388
16,843,664
15,434,326
11,530,614
11,566,700
13,736,522
Mar-02
Mar-03
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Mar-10
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
383,872
299,130
289,423
372,266
395,613
279,572
3,934,389
268,266
276,677
359,970
290,957
192,035
86,398
88,710
6,624
2,185
381
(` cr.)
(No.)
15,440
Trading
Volume
Contracts
Traded
Index Futures
Mar-01
Month/
Year
17,865,765
16,620,194
14,877,996
14,156,191
13,886,580
11,418,975
145,591,240
11,420,625
10,184,028
16,126,212
10,873,236
10,844,400
4,708,687
3,777,206
1,138,980
503,415
No. of Contracts Traded
555,581
496,267
423,422
421,843
431,593
409,844
5,195,247
405,316
289,362
330,390
277,378
473,251
175,363
144,243
29,770
13,989
(` cr)
Trading
Value
Stock Futures
27,314,589
19,036,006
18,231,436
20,596,147
23,502,366
16,303,127
167,683,928
15,597,929
15,617,055
2,639,845
2,985,472
683,979
213,632
132,352
53,788
10,446
No. of
Contracts
249
813,116
532,013
501,798
549,698
611,699
441,522
4,049,266
412,952
228,218
66,131
57,683
22,407
9,074
4,811
1,116
(` cr)
Notional
Trading Volume
30,849,458
23,400,978
20,657,577
24,613,415
24,389,036
17,773,216
173,695,595
16,982,025
15,831,030
2,231,404
2,908,374
772,372
211,385
92,364
35,739
4,773
No. of
Contracts
Traded
Index Options
740
111
621,556
404,472
384,679
444,604
369,895
367,722
255,658
101,708
875,353
625,453
541,556
620,245
605,759
463,950
2,584,821
2,340,573
1,879,794
1,657,220
1,696,094
1,465,075
3,978,699 10,614,147
430,214 1,061,562
215,881
54,186
55,639
24,690
8,918
3,357
(` cr)
-
84,954
76,820
56,723
52,297
58,537
57,692
389,158
38,572
19,332
8,674
9,530
18,576
14,496
14,309
7,163
2,863
(` cr)
738,494
747,574
579,390
620,790
642,775
484,789
3,402,123
355,557
344,986
93,207
111,333
92,657
113,590
131,874
140,540
37,387
23,516
24,045
16,988
19,250
21,296
19,039
116,907
12,826
10,461
1,862
2,576
3,890
4,608
5,051
3,919
1,094
93,089,649
73,712,025
67,756,807
77,078,089
80,960,515
58,230,570
679,293,922
55,960,432
63,095,807
37,187,672
32,911,899
18,790,218
7,694,164
7,006,620
1,950,004
751,958
15,440
Notional
No. of Notional No. of Notional No. of ConTrading Vol- Contracts Trading Contracts Trading tracts Traded
ume
Traded Volume Traded Volume
Stock Options
Table 6-1: Business Growth of Futures & Options Market Segment
381
2,736,392
2,053,728
1,829,910
2,035,599
2,124,496
1,671,620
17,663,665
1,568,147
1,039,931
821,215
693,763
734,849
298,857
260,481
49,332
20,491
(`cr)
612.85
459.96
409.83
455.90
475.81
374.38
3,913.08
347.40
204.11
205.46
159.16
164.73
68.31
60.03
10.39
4.20
(US $ bn)
Trading Volume
Total
18
29.18
20.91
18.63
20.72
22.66
18.72
16.04
16.54
10.21
11.41
7.58
7.49
3.11
2.73
0.52
0.02
(US $ bn)
Contd...
130,304
93,351
83,178
92,527
101,166
83,581
72,392
74,674
51,997
45,623
33,036
33,402
13,584
11,840
2,467
1,078
(`cr)
Average Daily
Equity Futures & Options Segment
69
70
14,761,031
11,406,712
14,095,425
15,734,318
15,333,341
165,023,653
10,271,439
11,888,838
10,313,335
10,048,859
14,585,694
14,796,435
11,289,988
13,469,578
13,886,601
10,856,475
11,289,436
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
291,138
250,738
307,198
312,139
265,945
346,826
347,177
265,641
265,178
305,745
282,303
4,356,755
399,595
402,759
384,484
322,793
424,789
402,457
(` cr.)
(No.)
13,795,612
Trading
Volume
Contracts
Traded
Index Futures
Oct-10
Month/
Year
Contd...
15,306,021
13,958,030
12,755,993
13,398,165
11,358,625
13,329,926
13,366,537
12,260,020
12,993,351
13,474,455
12,880,705
186,041,459
14,189,337
16,048,082
14,823,064
15,409,764
18,364,437
18,381,074
451,869
350,848
279,921
305,421
279,971
326,290
333,791
349,891
322,695
336,689
353,159
5,495,757
363,405
401,307
411,149
432,644
539,872
608,830
(` cr)
Trading
Value
Stock Futures
30,011,709
29,804,342
45,273,935
40,898,635
30,205,915
39,308,648
41,974,923
33,395,753
33,130,753
36,280,374
28,212,015
314,533,244
35,430,135
37,924,368
33,393,126
24,533,340
30,496,310
27,772,294
No. of
Contracts
842,314
759,484
1,132,427
1,055,219
791,213
1,017,491
1,107,825
957,647
928,533
1,027,313
843,835
9,090,702
1,014,990
1,059,766
996,718
751,192
946,324
871,865
(` cr)
Notional
Trading Volume
35,304,439
32,619,699
41,606,078
39,644,152
33,744,688
43,813,388
44,166,928
32,872,684
31,702,572
31,754,162
27,819,338
336,105,313
38,043,240
36,681,957
33,645,531
26,151,091
32,122,151
27,777,663
No. of
Contracts
Traded
Index Options
1,741,344
2,070,078
2,035,556
2,021,545
2,324,075
2,457,385
934,906
783,058
976,324
972,017
829,905
1,068,239
1,101,698
910,079
856,038
865,584
802,046
2,673,087
2,678,358
2,031,464
1,927,405
1,636,032
2,017,590
1,942,086
1,951,542
1,865,161
1,873,595
1,755,056
9,274,664 24,273,560
1,033,607
984,587
965,797
768,088
956,620
833,649
(` cr)
83,495
70,805
46,806
47,176
43,372
51,575
51,801
57,734
47,520
50,101
52,785
777,109
47,406
56,955
61,787
61,356
75,786
86,796
(` cr)
1,354,968
1,479,438
1,193,943
1,024,494
905,536
1,039,658
849,593
848,888
739,167
770,401
601,461
8,234,833
710,229
906,631
736,053
719,867
731,246
616,995
38,056
36,554
26,188
24,586
22,814
24,843
21,457
23,974
18,214
19,707
17,173
253,235
18,897
23,921
21,898
21,035
22,455
20,897
95,939,660
91,396,342
116,748,014
110,362,429
89,140,784
114,305,645
116,885,761
91,377,746
90,744,339
96,041,825
81,540,014
1,034,212,062
105,447,626
109,365,434
98,728,755
80,242,319
98,799,250
90,801,023
Notional
ume
Stock Options
2,641,778
2,251,487
2,768,863
2,716,559
2,233,221
2,835,264
2,963,749
2,564,965
2,438,177
2,605,138
2,351,300
29,248,221
2,877,900
2,929,295
2,841,834
2,357,109
2,965,846
2,824,493
(`cr)
516.41
440.12
541.25
531.03
436.55
554.23
579.35
501.40
476.61
509.25
459.63
6,550.55
644.55
656.06
636.47
527.91
664.24
632.59
(US $ bn)
Trading Volume
Total
25.82
20.01
25.77
26.55
22.98
26.39
27.59
23.88
21.66
23.15
25.53
25.79
29.30
32.80
31.82
24.00
31.63
30.12
(US $ bn)
Contd...
132,089
102,340
131,851
135,828
117,538
135,013
141,131
122,141
110,826
118,415
130,628
115,150
130,814
146,465
142,092
107,141
141,231
134,500
(`cr)
Average Daily
71
146,188,740
9,218,725
11,444,310
11,066,729
9,049,837
7,881,956
7,815,624
7,925,535
6,169,741
6,081,895
6,337,412
6,051,654
7,056,967
96,100,385
2011-12
Apr-12
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2012-13
2,527,131
204,763
179,682
190,094
176,492
169,757
216,004
206,910
199,628
224,504
264,304
266,002
228,989
3,577,998
337,972
(` cr.)
(No.)
13,492,062
Trading
Volume
Contracts
Traded
Index Futures
Mar-12
Month/
Year
Contd...
147,711,691
10,967,220
11,500,825
14,648,279
12,874,846
12,203,483
12,992,449
12,441,509
11,675,491
12,436,098
12,482,626
12,748,867
10,739,998
158,344,617
13,262,789
4,223,872
324,332
361,294
495,366
392,327
349,431
388,103
349,877
315,699
335,785
304,796
303,008
303,853
4,074,671
384,126
(` cr)
Trading
Value
Stock Futures
408,530,477
40,645,997
32,736,391
31,928,225
33,253,763
31,529,901
33,459,534
32,873,601
31,996,945
33,704,366
36,455,948
40,665,171
29,280,635
428,034,677
39,537,675
No. of
Contracts
11,581,485
1,204,569
989,732
986,535
1,006,468
918,051
978,240
931,514
872,182
902,157
954,461
1,043,274
794,304
11,554,301
1,091,001
(` cr)
Notional
Trading Volume
412,346,672
42,347,881
29,064,930
32,838,191
30,429,780
30,696,054
33,035,666
34,584,867
34,362,496
33,278,441
40,805,513
40,786,898
30,115,955
435,983,059
40,934,931
No. of
Contracts
Traded
Index Options
2,213,907
3,598,909
3,966,515
5,590,423
3,842,161
3,849,301
4,030,434
3,617,771
3,194,140
2,973,873
2,663,531
2,924,787
2,247,374
1,121,541
110,553
128,628
193,297
121,488
118,162
131,361
107,683
92,736
87,361
69,776
74,827
66,906
2,445,631
2,165,183
3,311,826
1,897,239
2,124,794
2,353,557
2,030,624
1,880,897
1,738,965
1,538,086
1,582,675
1,209,497
671,770 11,929,088
68,600
(` cr)
11,200,089 42,499,219 1,302,779 24,278,974
1,212,059
849,614
980,384
887,505
863,008
929,356
939,078
900,817
855,034
1,009,016
994,663
779,556
11,165,731 24,565,283
1,065,836
(` cr)
697,648
71,170
66,147
105,300
56,112
61,408
71,145
56,886
51,106
48,242
38,353
38,070
33,709
305,261
31,696
1,131,467,418
107,062,605
85,485,498
94,654,356
88,379,684
86,573,274
93,797,175
93,363,996
90,991,925
93,181,580
105,012,433
110,152,708
82,812,184
1,205,045,464
110,562,905
Notional
ume
Stock Options
31,533,004
3,127,446
2,575,097
2,950,975
2,640,393
2,479,817
2,714,209
2,591,948
2,432,169
2,453,083
2,640,706
2,719,843
2,207,317
31,349,732
2,979,231
(`cr)
164,602
128,755
128,303
132,020
123,991
129,248
129,597
115,818
111,504
125,748
123,629
110,366
125,903
135,420
(`cr)
280.13
30.26
23.67
23.59
24.27
22.80
23.76
23.83
21.29
20.50
23.12
22.73
20.29
24.61
26.47
(US $ bn)
Average Daily
5,797.65 1,523,581
575.01
473.46
542.57
485.46
455.94
499.03
476.55
447.18
451.02
485.52
500.07
405.84
6,128.20
582.38
(US $ bn)
Trading Volume
Total
Table 6-2: Benchmark Indices Contracts & Trading Volume in

F&O Segment of NSE (2012-13)
Products
Underlying
No. of Contracts
Turnover
NIFTY
CNX Nifty
862,519,602
23,890,021.53
4,392.41
BANKNIFTY
BANK Nifty
46,458,215
1,318,166.29
242.36
MINIFTY
CNX Nifty
7,243,050
77,690.99
14.28
US $ bn
` cr.
CNXIT
CNX IT
38,596
1,215.00
0.22
Nifty Midcap 50
Nifty Midcap 50
2,682
93.31
0.02
CNXINFRA
CNXINFRA
146
3.67
0.00
CNXPSE
CNXPSE
291
6.46
0.00
DJIA
DJIA
206,680
6,826.57
1.26
S&P 500
S&P 500
65,512
2,322.68
0.43
FTSE100
FTSE100
442,760
12,358.35
2.27
916,977,534
25,308,704.86
4,653.25
TOTAL
Table 6-3: Internet Trading in the F&O Segment of the Exchange

Year
Enabled
members *
Registered
clients *
Internet
Trading Value
(`cr.)
Internet Trading
Value
(US $ bn)
% of Total
Trading
Volume
2006-07
242
1,616,218
1,214,961
278.73
8.26
2007-08
305
3,432,771
2,417,165
604.75
9.24
2008-09
337
4,426,577
1,686,208
330.95
7.66
2009-10
356
3,529,947
2,694,513
596.92
7.63
2010-11
380
4,363,400
4,318,184
967.12
7.38
2011-12
421
4,151,677
4,910,582
959.91
7.83
2012-13
437
3,833,149
5,905,158
1,085.72
9.36
* At the end of financial year.
Table 6-4: Records Achieved in the F&O Segment : 2012-13

Traded Value
(` in crores)
(US $ mn)
Index Futures
29,261
5,379.92
28-Feb-13
Stock Futures
48,473
8,912.23
28-Feb-13
Index Options
308,254
56,675.49
28-Feb-13
Stock Options
23,263
4,277.13
11-Jan-13
402,091
73,928.33
28-Feb-13
Product
Total F&O Traded Value
72
Date
Table 6-5: Participant wise Trading Value in the F&O Segment (2012-13)
Month/
Year
Institutional investors
Retail
Proprietary
Gross Traded Value
Gross Traded Value
2007-08
% to
Gross Traded Value
% to
Gross
Gross
US $ bn TurnUS $ bn Turn` crore
` crore
over
over
3,256,034
814.62 12.44 16,485,724 4,124.52 62.97
% to
Gross
US $ bn Turn` crore
over
6,439,196 1,611.01 24.59
2008-09
2,944,454
577.91
13.37 12,250,029 2,404.32
55.63
6,826,484 1,339.84
31.00
2009-10
4,772,915 1,057.36
13.51 19,378,966 4,293.08
54.86 11,175,447 2,475.73
31.63
Apr-10
424,873
95.16
12.71
1,822,859
408.26
54.52
1,095,508
245.35
32.77
May-10
624,790
139.93
14.70
2,138,386
478.92
50.33
1,485,815
332.77
34.97
Jun-10
559,492
125.31
13.74
2,077,989
465.40
51.04
1,433,718
321.10
35.22
Jul-10
504,995
113.10
13.80
1,877,529
420.50
51.30
1,277,296
286.07
34.90
Aug-10
572,151
128.14
13.93
2,109,255
472.40
51.35
1,426,050
319.38
34.72
Sep-10
660,993
148.04
12.08
2,781,964
623.06
50.83
2,029,827
454.61
37.09
Oct-10
636,181
142.48
11.26
2,871,131
643.03
50.83
2,141,674
479.66
37.91
Nov-10
766,117
171.58
12.92
2,864,322
641.51
48.29
2,301,253
515.40
38.80
Dec-10
550,826
123.37
11.68
2,299,762
515.06
48.78
1,863,630
417.39
39.54
Jan-11
715,846
160.32
12.59
2,619,239
586.62
46.08
2,348,583
526.00
41.33
Feb-11
735,189
164.66
12.55
2,621,110
587.03
44.74
2,502,290
560.42
42.71
Mar-11
672,242
150.56
11.68
2,678,890
599.98
46.54
2,404,669
538.56
41.78
2010-11
12.69 28,762,436 6,441.75
49.17 22,310,313 4,996.71
38.14
Apr-11
7,423,695 1,662.64
555,194
108.53
11.81
2,215,441
433.07
47.11
1,931,966
377.66
41.08
May-11
637,960
124.71
12.24
2,386,254
466.46
45.80
2,186,062
427.33
41.96
Jun-11
587,363
114.82
12.05
2,176,061
425.37
44.62
2,112,930
413.03
43.33
Jul-11
654,761
127.99
12.77
2,263,419
442.45
44.12
2,211,749
432.35
43.11
Aug-11
918,819
179.61
15.50
2,381,401
465.51
40.18
2,627,278
513.58
44.32
Sep-11
895,482
175.05
15.79
2,207,121
431.44
38.92
2,567,925
501.97
45.29
Oct-11
730,670
142.83
16.36
1,810,926
354.00
40.55
1,924,847
376.27
43.09
Nov-11
1,003,943
196.25
18.48
2,064,302
403.53
37.99
2,364,872
462.28
43.53
Dec-11
1,110,140
217.01
20.05
1,955,960
382.35
35.32
2,471,624
483.15
44.63
Jan-12
824,514
161.17
18.31
1,711,796
334.62
38.01
1,966,664
384.44
43.67
Feb-12
1,030,012
201.35
19.49
2,042,642
399.29
38.66
2,210,903
432.18
41.84
Mar-12
1,221,847
238.84
20.51
2,159,190
422.08
36.24
2,577,425
2011-12 10,170,705 1,988.15
503.83
43.26
16.22 25,374,513 4,960.17
40.47 27,154,245 5,308.07
43.31
Apr-12
820,221
150.81
18.58
1,635,584
300.72
37.05
1,958,828
360.15
44.37
May-12
1,113,118
204.66
20.46
1,915,628
352.21
35.22
2,410,940
443.27
44.32
Jun-12
1,057,546
194.44
20.02
1,895,154
348.44
35.88
2,328,713
428.16
44.09
Jul-12
799,888
147.07
16.30
1,819,039
334.45
37.08
2,287,239
420.53
46.62
Aug-12
788,960
145.06
16.22
1,761,029
323.78
36.20
2,314,347
425.52
47.58
Contd...
73
Contd...
Month/
Year
Sep-12
Institutional investors
Gross Traded Value
% to
Gross
US $ bn Turn` crore
over
849,517
156.19 16.39
Retail
Proprietary
Gross Traded Value
% to
Gross
US $ bn Turn` crore
over
1,864,544
342.81
35.97
Gross Traded Value
% to
Gross
US $ bn Turn` crore
over
2,469,836
454.10 47.64
Oct-12
927,090
170.45
17.08
1,990,928
366.05
36.68
2,510,401
461.56
46.25
Nov-12
760,587
139.84
15.34
1,897,137
348.81
38.25
2,301,910
423.23
46.41
Dec-12
852,434
156.73
16.14
1,982,682
364.54
37.55
2,445,670
449.66
46.31
Jan-13
1,006,523
185.06
17.05
2,278,529
418.93
38.61
2,616,899
481.14
44.34
Feb-13
857,676
157.69
16.65
1,892,046
347.87
36.74
2,400,472
441.35
46.61
Mar-13
1,081,910
198.92
17.30
2,218,683
407.93
35.47
2,954,299
543.18
47.23
38.85 26,529,718 4,877.75
44.52
2012-13
9,908,947 1,821.86
16.63 23,150,983 4,256.53
Table 6-6: Number of members in different turnover brackets in

Futures and Options Segment
Upto ` 10
crores
` 10 crores
upto ` 50
crores
` 50 crores
upto `250
crores
` 250 crores
upto `500
crores
` 500 crores ` 1000 crores

upto `1000
and more
crores
2007-08
12
13
45
37
54
691
2008-09
21
28
81
65
91
661
2009-10
19
38
68
48
67
780
Apr-10
63
109
226
118
121
346
May-10
60
101
208
123
118
380
Jun-10
68
107
207
122
119
380
Jul-10
69
107
221
120
118
367
Aug-10
62
110
212
121
128
384
Sep-10
60
100
193
122
133
419
Oct-10
57
99
185
116
130
441
Nov-10
57
111
170
135
125
435
Dec-10
69
119
208
111
124
406
Jan-11
53
125
201
118
120
421
Feb-11
63
112
198
111
134
419
Mar-11
73
120
183
127
123
421
2010-11
17
22
82
57
59
844
Apr-11
75
129
202
132
124
385
May-11
79
118
210
125
129
387
Jun-11
91
118
218
120
142
361
Jul-11
83
126
217
120
125
382
Aug-11
81
121
217
117
123
394
Sep-11
84
127
210
137
105
380
Contd...
74
Contd...
Upto ` 10
crores
` 10 crores
upto ` 50
crores
` 50 crores
upto `250
crores
` 250 crores
upto `500
crores
` 500 crores ` 1000 crores

upto `1000
and more
crores
Oct-11
83
145
215
133
127
339
Nov-11
77
130
218
123
115
381
Dec-11
76
125
228
120
110
382
Jan-12
82
122
230
112
122
370
Feb-12
64
114
218
119
127
394
Mar-12
69
119
218
120
126
391
2011-12
15
34
78
75
70
831
Apr-12
84
126
229
129
124
344
May-12
79
127
232
102
129
366
Jun-12
78
124
231
112
118
373
Jul-12
77
123
231
118
113
371
Aug-12
84
126
214
133
107
371
Sep-12
70
124
229
117
120
373
Oct-12
74
113
225
124
120
387
Nov-12
70
131
228
120
126
362
Dec-12
68
115
236
115
129
374
Jan-13
57
112
236
106
128
404
Feb-13
77
131
229
108
122
378
Mar-13
82
131
216
111
118
385
2012-13
18
21
87
61
85
811
Table 6-7: Number of members in different turnover brackets in

Futures and Options Segment
Month
Upto
` 10
crores
Futures Segment
Number of Members
` 10
` 50
` 250
` 500
crores
crores
crores
crores
upto
upto
upto
upto
` 50
`250
`500
`1000
crores
crores
crores
crores
` 1000
crores
and
more
Upto
` 10
crores
Options Segment
Number of Members
` 10
` 50
` 250
` 500
crores
crores
crores
crores
upto
upto
upto
upto
` 50
`250
`500
`1000
crores
crores
crores
crores
` 1000
crores
and
more
2007-08
13
14
50
42
57
676
98
96
176
96
91
295
2008-09
29
36
95
70
104
613
111
99
162
103
90
382
2009-10
28
41
93
55
88
715
96
85
146
88
94
511
Apr-10
89
138
274
121
121
240
242
175
206
81
75
204
May-10
87
136
262
121
125
259
223
144
220
93
80
230
Jun-10
98
126
264
132
123
260
229
159
207
91
96
221
Jul-10
102
134
269
127
122
248
222
172
205
90
103
210
Aug-10
96
139
265
129
132
256
212
181
217
88
96
223
Contd...
75
Contd...
Month
Upto
` 10
crores
` 1000
crores
and
more
Upto
` 10
crores
Options Segment
Number of Members
` 10
` 50
` 250
` 500
crores
crores
crores
crores
upto
upto
upto
upto
` 50
`250
`500
`1000
crores
crores
crores
crores
Sep-10
93
134
259
127
132
282
203
147
211
95
Oct-10
83
140
235
135
137
298
206
139
217
Nov-10
88
146
238
130
146
285
210
136
227
Dec-10
104
156
264
135
114
264
216
154
214
Jan-11
80
174
268
134
121
261
207
148
205
Feb-11
103
158
271
138
116
251
199
143
Mar-11
114
155
272
147
114
245
215
127
2010-11
` 1000
crores
and
more
101
270
98
90
278
82
102
276
91
96
266
91
106
281
201
91
100
303
188
108
100
309
26
32
118
69
83
753
83
71
108
77
84
658
Apr-11
119
166
290
137
118
217
215
127
188
108
100
309
May-11
114
173
296
139
112
214
236
141
195
110
102
263
Jun-11
129
172
297
131
117
204
235
137
206
98
109
265
Jul-11
123
177
301
127
111
214
236
143
198
100
108
268
Aug-11
131
168
296
135
106
217
225
134
210
92
107
285
Sep-11
132
176
283
138
100
214
227
138
224
76
98
280
Oct-11
138
190
297
125
109
183
241
149
213
101
85
253
Nov-11
136
178
290
122
113
205
230
153
183
109
94
275
Dec-11
133
183
289
122
117
197
221
136
205
113
84
282
Jan-12
126
178
292
124
104
214
243
140
198
112
95
250
Feb-12
106
157
282
133
113
245
218
152
192
117
87
270
Mar-12
125
167
268
138
117
228
223
146
203
93
102
276
30
52
121
93
117
690
89
70
131
60
92
661
Apr-12
134
178
287
153
99
185
246
156
193
117
74
250
May-12
134
178
289
127
110
197
235
144
200
89
96
271
Jun-12
136
178
279
130
114
199
228
147
208
87
99
267
Jul-12
120
191
270
145
112
195
229
153
196
100
87
268
Aug-12
136
181
286
141
105
186
231
141
205
95
97
266
Sep-12
125
185
289
144
104
186
215
148
202
78
112
278
Oct-12
120
187
272
146
107
211
220
156
198
85
103
281
Nov-12
124
210
270
143
115
175
215
157
201
82
114
268
Dec-12
118
183
279
141
121
195
199
164
203
86
116
269
Jan-13
103
172
275
150
119
224
205
164
183
87
120
284
Feb-13
136
198
281
136
116
178
222
145
204
85
115
274
Mar-13
147
195
297
130
104
170
208
147
191
89
110
298
35
41
128
99
120
660
88
68
110
79
90
648
2011-12
2012-13
76
Futures Segment
Number of Members
` 10
` 50
` 250
` 500
crores
crores
crores
crores
upto
upto
upto
upto
` 50
`250
`500
`1000
crores
crores
crores
crores
Table 6-8: Segment wise Contribution of Top N Members to turnover on

Futures and Options segment
(in percent)
Month
Top 5
Members
2005-06
12
Futures Segment
Top 10
Top 15
Members Members
20
26
Top 25
Members
Top 5
Members
36
23
Options Segment
Top 10
Top 15
Members Members
36
45
Top 25
Members
55
2006-07
14
22
28
38
23
36
46
58
2007-08
14
23
29
39
23
34
43
56
2008-09
17
25
31
41
18
31
40
54
2009-10
15
22
28
38
25
32
42
54
Apr-10
14
22
29
39
24
35
42
54
May-10
14
23
30
40
26
35
42
54
Jun-10
14
23
30
39
25
35
43
55
Jul-10
14
23
30
40
24
33
42
54
Aug-10
15
24
30
40
24
34
42
53
Sep-10
15
24
30
40
25
36
44
56
Oct-10
14
22
29
39
25
36
44
56
Nov-10
13
22
29
39
28
39
47
58
Dec-10
13
22
29
39
28
38
45
55
Jan-11
13
22
29
39
27
37
45
55
Feb-11
13
21
29
40
27
38
46
55
Mar-11
13
21
29
39
25
37
44
54
2010-11
14
22
29
39
26
35
42
53
Apr-11
14
22
29
40
26
38
46
56
May-11
13
22
30
41
26
37
46
56
Jun-11
13
22
29
41
27
37
45
55
Jul-11
13
22
29
41
25
37
44
55
Aug-11
13
23
31
44
25
37
44
56
Sep-11
13
22
30
43
24
36
44
55
Oct-11
13
22
30
43
22
34
42
53
Nov-11
13
23
31
44
21
34
42
54
Dec-11
13
23
31
44
23
35
43
54
Jan-12
13
23
31
42
21
33
41
52
Feb-12
13
23
30
42
20
33
41
53
Mar-12
13
23
30
42
22
33
42
54
2011-12
13
22
29
42
22
34
41
52
Apr-12
14
23
31
43
20
31
40
51
May-12
14
24
31
43
18
29
39
51
Contd...
77
Contd...
Month
Top 5
Members
Futures Segment
Top 10
Top 15
Members Members
Top 25
Members
Top 5
Members
Options Segment
Top 10
Top 15
Members Members
Top 25
Members
Jun-12
14
23
31
42
18
31
39
52
Jul-12
14
23
31
42
15
27
37
50
Aug-12
13
23
31
43
16
28
37
51
Sep-12
15
25
33
44
16
26
36
50
Oct-12
15
25
32
43
18
29
38
51
Nov-12
15
25
32
43
16
28
38
52
Dec-12
15
24
32
43
17
30
40
54
Jan-13
14
24
31
43
18
30
39
53
Feb-13
15
26
33
44
18
31
41
54
Mar-13
15
26
33
45
19
32
42
55
2012-13
14
24
32
43
17
28
38
51
Table 6-9: Top 20 Futures contracts according to number of contracts 2012-13

S.No.
Name of the Contract
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
NIFTYMay 2012
8,415,696
210,655.08
10.19
NIFTYJune 2012
7,278,085
183,630.06
8.82
NIFTYAugust 2012
6,287,378
166,401.83
7.62
NIFTYJuly 2012
5,745,580
149,945.36
6.96
NIFTYMarch 2013
5,502,911
159,633.90
6.67
NIFTYSeptember 2012
5,365,543
147,116.34
6.50
NIFTYApril 2012
5,254,679
138,543.28
6.36
NIFTYOctober 2012
5,088,100
145,211.48
6.16
NIFTYNovember 2012
4,985,034
141,917.73
6.04
10
NIFTYJanuary 2013
4,668,167
140,630.65
5.65
11
NIFTYDecember 2012
4,460,722
131,353.20
5.40
12
NIFTYFebruary 2013
4,399,675
130,255.54
5.33
13
BANKNIFTYMay 2012
2,311,084
55,344.54
2.80
14
BANKNIFTYJune 2012
2,297,323
56,199.92
2.78
15
BANKNIFTYAugust 2012
1,971,956
51,258.18
2.39
16
BANKNIFTYSeptember 2012
1,829,408
48,607.28
2.22
17
BANKNIFTYMarch 2013
1,736,744
50,791.23
2.10
18
BANKNIFTYNovember 2012
1,681,185
48,463.65
2.04
19
BANKNIFTYJuly 2012
1,662,798
43,326.62
2.01
20
BANKNIFTYJanuary 2013
1,617,155
51,472.36
1.96
82,559,223
2,250,758.25
100.00
TOTAL
78
Number of
Contracts
Table 6-10: Top 20 Option contracts according to No.of Contracts traded 2012-13
S.No.
Name of the Contract
Number of
Contracts
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
NIFTYJanuary 2013 CE 6100
11,480,086
351,845.62
5.91
NIFTYJanuary 2013 PE 6000
10,749,318
324,325.82
5.53
NIFTYDecember 2012 CE 6000
10,605,558
319,667.32
5.46
NIFTYDecember 2012 CE 5900
10,371,751
308,680.61
5.34
NIFTYJune 2012 CE 5200
10,329,994
269,932.88
5.32
NIFTYAugust 2012 CE 5400
10,181,535
276,683.23
5.24
NIFTYMarch 2013 PE 5700
10,025,620
287,813.30
5.16
NIFTYOctober 2012 CE 5700
9,960,586
286,447.03
5.13
NIFTYDecember 2012 PE 5900
9,811,190
291,614.75
5.05
10
NIFTYOctober 2012 PE 5700
9,774,868
280,885.65
5.03
11
NIFTYMay 2012 PE 4900
9,628,545
238,400.16
4.95
12
NIFTYNovember 2012 PE 5600
9,364,942
263,889.35
4.82
13
NIFTYJune 2012 CE 5100
9,330,138
240,904.11
4.80
14
NIFTYJune 2012 PE 5100
9,197,095
236,460.09
4.73
15
NIFTYNovember 2012 CE 5700
9,088,979
261,356.79
4.68
16
NIFTYAugust 2012 PE 5300
9,041,207
241,044.99
4.65
17
NIFTYMay 2012 CE 5000
9,025,071
227,313.97
4.64
18
NIFTYNovember 2012 CE 5800
8,842,616
257,736.34
4.55
19
NIFTYMarch 2013 PE 5600
8,809,879
247,415.67
4.53
20
NIFTYMay 2012 PE 4800

TOTAL
8,702,073
210,543.06
4.48
194,321,051
5,422,960.75
100.00
Table 6-11: Number of trades in the Futures & Options Segment

Month/Year
Index Futures
Stock Futures
Index Options
Stock Options
Total
2007-08
30,897,058
153,187,768
10,370,483
7,767,865
202,223,174
2008-09
58,898,232
153,256,283
43,740,142
9,331,300
265,225,957
2009-10
57,564,449
120,163,033
76,949,992
11,494,712
266,172,186
Apr-10
3,550,368
9,078,946
7,835,860
1,587,080
22,052,254
May-10
5,446,889
11,017,825
11,379,904
1,929,153
29,773,771
Jun-10
5,158,970
11,311,895
10,688,299
1,844,111
29,003,275
Jul-10
3,882,242
11,328,421
7,831,418
1,930,386
24,972,467
Aug-10
3,670,865
12,589,080
8,999,685
2,413,112
27,672,742
Sep-10
4,214,293
13,577,930
12,000,679
2,618,849
32,411,751
Contd...
79
Contd...
Month/Year
Index Futures
Stock Futures
Index Options
Stock Options
Oct-10
4,228,444
14,122,383
12,155,129
2,438,497
32,944,453
Nov-10
4,513,830
14,051,588
13,678,879
2,394,422
34,638,719
Dec-10
3,872,582
11,900,303
11,978,070
2,239,156
29,990,111
Jan-11
4,744,957
11,374,019
14,811,312
2,186,574
33,116,862
Feb-11
5,283,447
12,327,123
17,435,980
2,372,075
37,418,625
Mar-11
5,532,819
10,876,578
18,355,309
1,970,210
36,734,916
2010-11
54,099,706
143,556,091
147,150,524
25,923,625
370,729,946
Apr-11
3,760,983
9,764,673
14,162,182
1,867,635
29,555,473
May-11
4,498,819
10,187,973
16,870,875
2,066,383
33,624,050
Jun-11
3,933,333
10,228,817
15,633,095
2,049,785
31,845,030
Jul-11
3,821,529
9,613,110
15,963,657
2,180,081
31,578,377
Aug-11
5,519,086
10,306,058
21,331,797
2,121,219
39,278,160
Sep-11
5,732,295
10,153,489
20,211,575
2,310,542
38,407,901
Oct-11
4,491,209
8,493,398
15,575,544
1,889,654
30,449,805
Nov-11
5,349,848
10,180,920
20,269,347
2,152,512
37,952,627
Dec-11
5,977,120
9,795,377
22,075,645
2,281,175
40,129,317
Jan-12
4,577,325
10,896,671
15,877,661
2,975,406
34,327,063
Feb-12
4,598,468
12,325,626
17,240,529
2,998,487
37,163,110
Mar-12
5,453,335
10,741,634
22,126,589
2,472,903
40,794,461
57,713,350
122,687,746
217,338,496
27,365,782
425,105,374
Apr-12
3,714,837
8,406,636
15,777,206
2,394,700
30,293,379
May-12
4,798,810
10,006,573
19,883,886
3,153,481
37,842,750
Jun-12
4,723,786
9,854,508
18,258,363
2,983,161
35,819,818
Jul-12
3,700,672
9,772,208
14,850,095
3,241,985
31,564,960
Aug-12
3,146,717
9,168,328
13,762,676
3,537,216
29,614,937
Sep-12
2,931,286
9,889,491
13,692,987
3,941,425
30,455,189
Oct-12
2,930,307
10,152,996
14,603,697
4,465,733
32,152,733
Nov-12
2,357,016
9,365,963
13,025,996
4,255,525
29,004,500
Dec-12
2,310,677
9,960,354
14,204,771
4,126,867
30,602,669
Jan-13
2,409,550
11,756,067
15,028,433
6,266,537
35,460,587
Feb-13
2,259,389
9,216,435
14,015,673
4,444,449
29,935,946
Mar-13
2,723,645
8,793,565
19,241,427
4,303,118
35,061,755
38,006,692
116,343,124
186,345,210
47,114,197
387,809,223
2011-12
2012-13
80
Total
Table 6-12: Settlement Statistics in F&O Segment

Index/Stock Futures
Index/Stock Options
Total
MTM
Settlement
(`cr)
Final
Settlement
(`cr)
Premium
Settlement
(`cr)
Exercise
Settlement
(`cr)
Apr-12
2,884.20
33.38
899.03
56.37
3,872.98
712.09
May-12
4,279.60
51.81
1,041.20
93.09
5,465.70
1,004.92
Jun-12
3,399.46
28.69
1,092.45
124.35
4,644.95
854.02
Jul-12
3,457.92
163.05
1,402.19
74.48
5,097.64
937.25
Aug-12
2,374.68
59.57
1,024.41
63.69
3,522.35
647.62
Sep-12
3,272.74
65.58
1,062.39
145.94
4,546.66
835.95
Oct-12
3,246.05
44.75
860.60
47.17
4,198.57
771.95
Nov-12
3,361.72
132.76
825.82
134.17
4,454.47
819.00
Dec-12
3,128.93
77.84
905.98
342.08
4,454.83
819.06
Jan-13
4,661.27
47.55
857.93
114.89
5,681.64
1,044.62
Feb-13
4,204.58
382.36
839.86
201.18
5,627.98
1,034.76
Mar-13
3,654.08
131.93
1,101.45
303.55
5,191.01
954.42
41,925.23
1,219.27
11,913.31
1,700.97
56,758.78
10,435.65
Month/Year
2012-13
(`cr)
(US $ mn)
81
Currency Derivatives
Segment
Currency Derivatives Segment

Table 7-1: Business Growth of Currency Derivatives Segment at NSE
Month/
Year
No. of
trading
days
No. of
Contracts
Traded
Trading
Value
(` Cr)
Trading Average Average

No. of
Value
Daily
Daily
Contracts
(US $
Trading Trading
mn)
Value
Value
(` Cr) (US $ mn)
Trading Trading
Value
Value
(` Cr.) (US $ mn)
Sep-08*
22
1,258,099
5,763
1,131
262
51.42
90,871
428
84.00
Oct-08
20
2,275,261
11,142
2,187
557
109.32
170,202
851
167.03
Nov-08
18
3,233,679
15,969
3,134
887
174.09
146,262
737
144.65
Dec-08
21
4,681,593
22,840
4,483
1,088
213.54
177,520
867
170.17
Jan-09
20
4,900,904
23,980
4,707
1,199
235.33
254,797
1,247
244.75
Feb-09
19
6,416,059
31,761
6,234
1,672
328.16
315,317
1,612
316.39
Mar-09
2008-09
19
9,907,173
50,817
9,974
2,675
525.02
257,554
1,313
257.70
139
32,672,768
162,272
31,849
1,167
229.05
257,554
1,313
257.70
Apr-09
16
7,851,502
39,386
8,725
2,462
545.41
206,620
1,039
230.17
May-09
20
13,682,468
66,431
14,717
3,322
735.93
318,203
1,504
333.19
Jun-09
22
15,724,507
75,363
16,695
3,426
758.97
267,400
1,285
284.67
Jul-09
23
19,888,011
96,523
21,383
4,197
929.77
318,298
1,531
339.17
Aug-09
20
18,672,623
90,396
20,026
4,520
1001.33
394,756
1,933
428.22
Sep-09
19
22,251,896
107,789
23,879
5,673
1256.76
360,603
1,739
385.25
Oct-09
20
32,267,958
150,843
33,417
7,542
1670.80
447,812
2,109
467.21
Nov-09
20
33,794,926
157,554
34,903
7,878
1745.24
493,018
2,297
508.86
Dec-09
21
41,004,341
191,415
42,405
9,115
2019.27
406,200
1,896
420.03
Jan-10
20
60,223,714
276,742
61,307
13,837
3065.35
615,612
2,852
631.81
Feb-10
19
52,112,185
246,875
54,691
12,993
2878.38
637,465
2,976
659.28
20
61,132,852
283,292
62,759
14,165
3138.02
427,873
1,964
435.09
240 378,606,983 1,782,608 394,907
7,428
1645.55
427,873
1,964
435.09
599.92
Mar-10
2009-10
Apr-10
19
77,085,167
345,932
77,476
18,207
4077.71
591,253
2,679
May-10
20
77,744,870
359,680
80,555
17,984
4027.77
788,154
3,702
829.21
Jun-10
22
69,837,533
327,382
73,322
14,881
3332.82
977,138
4,600
1030.31
Jul-10
22
44,924,854
213,353
47,784
9,698
2171.98
858,180
4,057
908.59
Aug-10
21
42,639,638
201,239
45,070
9,583
2146.21
944,422
4,514
1011.05
Sep-10
20
61,586,474
284,704
63,764
14,235
3188.18
842,910
3,876
868.01
Oct-10
21
68,099,263
305,597
68,443
14,552
3259.18
1,018,752
4,645
1040.32
Nov-10
21
58,303,944
266,332
59,649
12,682
2840.42
1,461,861
6,828
1529.26
Dec-10
22
51,935,953
237,564
53,206
10,798
2418.45
1,436,849
6,540
1464.82
Jan-11
20
59,571,331
274,833
61,553
13,742
3077.63
1,917,266
9,000
2015.62
Feb-11
19
55,228,606
254,654
57,033
13,403
3001.75
2,285,522
10,540
2360.66
22
82,644,442
378,517
84,774
17,205
3853.38
3,020,562
13,690
3065.99
249 749,602,075 3,449,788 772,629
13,855
3102.93 3,020,562
13,690
3065.99
Mar-11
2010-11
83
Contd...
Month/
Year
No. of
trading
days
No. of
Contracts
Traded
Trading
Value
(` Cr)
Trading Average Average

No. of
Value
Daily
Daily
Contracts
(US $
Trading Trading
mn)
Value
Value
(` Cr) (US $ mn)
Trading Trading
Value
Value
(` Cr.) (US $ mn)
Apr-11
16
77,253,546
348,467
68,118
21,779
4257.37
3,243,550
14,673
2868.33
May-11
21
94,542,712
432,502
84,545
20,595
4025.94
3,374,676
15,437
3017.55
Jun-11
22
96,622,415
442,877
86,573
20,131
3935.14
4,298,647
19,505
3812.71
Jul-11
21
122,272,205
555,282 108,546
26,442
5168.84
6,055,316
27,081
5293.66
Aug-11
20
127,239,855
585,123 114,379
29,256
5718.95
4,368,210
20,465
4000.52
Sep-11
20
85,142,803
411,553
80,450
20,578
4022.49
3,681,049
18,213
3560.26
Oct-11
19
54,705,444
273,114
53,388
14,374
2809.90
3,695,468
18,247
3566.82
Nov-11
20
62,296,040
321,666
62,879
16,083
3143.94
3,663,965
19,339
3780.42
Dec-11
21
62,158,879
331,805
64,861
15,800
3088.60
2,387,654
12,886
2518.87
Jan-12
21
69,456,293
359,481
70,271
17,118
3346.23
3,093,921
15,513
3032.55
Feb-12
19
59,669,874
296,896
58,037
15,626
3054.57
3,041,082
15,149
2961.37
20
61,984,066
316,224
61,815
15,811
3090.76
2,959,055
15,328
2996.24
240 973,344,132 4,674,990 913,860
19,479
3807.75 2,959,055
15,328
2996.24
Mar-12
2011-12
Apr-12
20
49,684,569
260,451
47,886
13,023
2394.32
3,322,444
17,737
3261.16
May-12
22
82,490,519
453,946
83,462
20,634
3793.74
3,504,174
19,913
3661.16
Jun-12
21
69,624,353
393,619
72,371
18,744
3446.22
3,519,170
19,918
3662.05
Jul-12
22
83,611,989
467,274
85,913
21,240
3905.13
3,267,658
18,388
3380.89
Aug-12
21
58,715,174
328,907
60,473
15,662
2879.65
3,319,129
18,694
3437.08
Sep-12
19
72,551,533
397,592
73,101
20,926
3847.43
3,459,475
18,451
3392.36
Oct-12
20
94,860,746
507,426
93,295
25,371
4664.76
3,437,306
18,825
3461.11
Nov-12
20
84,515,590
467,875
86,023
23,394
4301.17
4,569,734
25,176
4628.89
Dec-12
20
81,164,915
448,753
Jan-13
22
106,705,891
Feb-13
19
19
Mar-13
2012-13
82,508
22,438
4125.38
4,102,895
22,872
4205.20
586,025 107,746
26,637
4897.56
4,665,849
25,155
4624.99
91,017,848
497,277
91,429
26,172
4812.07
4,823,407
26,399
4853.67
84,300,321
465,320
85,554
24,491
4502.82
3,657,304
20,101
3695.73
245 959,243,448 5,274,465 969,761
21,528
3958.21 3,657,304
20,101
3695.73
* Includes turnover details for August 29,2008- the rst day of trading of Currency futures at NSE.
Currency Options were introducded at NSE w.e.f October 29, 2010.
Table 7-2: Records achieved in the Currency Futures & Options

segment from the date of inception till 31 March 2013
CDS Segment
Record number of trades
Number/Value
227,905
Record number of contracts
27-Jul-11
11,121,509
Record Daily Notional Turnover (` Crs)
27-Jul-11
49,795.79
Note:
Trading Value :- For Futures, Value of contract = Traded Qty*Traded Price.
For Options, Value of contract = Traded Qty*(Strike Price+Traded Premium)
84
Date
28-Feb-13
Table 7-3: Top 5 Currency Futures & Options Contracts on the basis of
Turnover for the F.Y 2012-2013
Contract Name
Rank
Instrument
Type
Contract
Symbol
Expiry
Total Traded
Quantity
Total Traded Value

Total Traded Value (%) to Currency Fu(` In Crs)
tures & Options Total
Traded Value
FUTCUR
USDINR
29-Jan-13
66,605,561
363,639.41
6.89
FUTCUR
USDINR
29-Oct-12
66,260,489
352,291.09
6.68
FUTCUR
USDINR
27-Dec-12
60,714,609
333,182.00
6.32
FUTCUR
USDINR
27-Mar-13
60,576,626
330,473.73
6.27
FUTCUR
USDINR
27-Jul-12
57,963,953
323,266.78
6.13
Note:- Total Traded Value of Currency Futures & Options for FY 2012-13 is ` 5274464.65 Crs
Table 7-4: Settlement Statistics of Currency Derivatives Segment at NSE

Month/Year
MTM Settlement
` Crores
Final Settlement
US $ mn
` Crores
US $ mn
Apr-12
431.01
79.25
44.68
8.21
May-12
1,119.85
205.90
97.90
18.00
Jun-12
735.97
135.31
51.22
9.42
Jul-12
835.77
153.66
32.47
5.97
Aug-12
424.49
78.05
26.52
4.88
Sep-12
625.43
114.99
41.79
7.68
Oct-12
743.44
136.69
37.74
6.94
Nov-12
747.00
137.34
50.45
9.28
Dec-12
558.91
102.76
27.54
5.06
Jan-13
746.33
137.22
58.50
10.76
Feb-13
629.82
115.80
49.84
9.16
Mar-13
465.28
85.55
65.93
12.12
8,063.31
1,482.52
584.57
107.48
2012-13
Note:
1. Currency Futures trading statred at NSE on August 29, 2008

2. Currency Options were introduced at NSE w.e.f October 29, 2010
3. MTM Settlement includes Futures MTM settlement as well as Option Premium settlement values
4. Final Settlement includes Futures Final settlement as well as Options Exercise settlement values
85
Table 7-5: Business Growth of Interest Rate Futures

Open Interest at the end of
Month/
Year
No. of
trading
days
No. of
Contracts
Traded
Trading
Value
(` Cr)
Trading
Value
(US $ mn)
Average Average
Daily
Daily
Trading
Trading
Value
Value
(` Cr) (US $ mn)
No. of
Contracts
Trading
Value
(` Cr.)
Aug-09
14,559
267.31
59.22
267.31
59.22
1,893
Sep-09
19
79,648
1,473.37
326.40
77.55
17.18
Oct-09
20
21,198
394.09
87.30
19.71
4.37
Nov-09
20
18,134
337.00
74.66
16.84
Dec-09
21
11,687
215.32
47.70
Trading
Value
(US $ mn)
34.66
7.68
4,952
92.28
20.44
6,128
113.57
25.16
3.73
6,600
124.00
27.47
10.25
2.27
2,305
42.22
9.35
Jan-10
20
6,443
118.82
26.32
5.94
1.32
2,576
47.77
10.58
Feb-10
19
3,124
57.42
12.72
3.02
0.67
3,547
64.92
14.38
Mar-10
20
6,101
111.38
24.67
5.57
1.23
758
14.15
3.13
140 160,894
2,975.00
659.06
21.25
4.71
758
14.15
3.13
2009-10
Apr-10
19
407
7.44
1.67
0.39
0.09
838
15.48
3.47
May-10
20
1,177
21.62
4.84
0.02
0.00
1,004
18.91
4.24
Jun-10
22
917
17.16
3.84
0.78
0.17
63
1.18
0.26
Jul-10
22
205
3.80
0.85
0.17
0.04
63
1.17
0.26
Aug-10
21
26
0.49
0.11
0.02
0.01
62
1.15
0.26
Sep-10
20
79
1.47
0.33
0.07
0.02
0.00
0.00
Oct-10
21
24
0.44
0.10
0.02
0.00
0.11
0.02
Nov-10
21
29
0.54
0.12
0.03
0.01
0.04
0.01
Dec-10
22
442
8.16
1.83
0.37
0.08
0.02
0.00
Jan-11
20
17
0.31
0.07
0.02
0.00
0.07
0.02
Feb-11
19
11
0.20
0.05
0.01
0.00
0.04
0.01
Mar-11
22
14
0.26
0.06
0.01
0.00
0.02
0.00
2010-11
249
3,348
61.90
13.86
0.25
0.06
0.02
0.00
Apr-11
16
0.09
0.02
0.01
0.00
0.00
0.00
May-11
21
0.00
0.00
0.00
0.00
0.00
Jun-11
22
0.00
0.00
0.00
0.00
0.00
Jul-11
21
197,217
3,628.76
709.34
172.80
33.78
2,963
58.04
11.35
Aug-11
20
16,927
311.05
60.80
15.55
3.04
501
9.82
1.92
Sep-11
20
1,050
19.29
3.77
0.96
0.19
0.02
0.00
Oct-11
19
0.02
0.00
0.00
0.00
0.04
0.01
Nov-11
20
0.00
0.00
0.00
0.02
0.00
Contd...
86
Contd...
Open Interest at the end of
Month/
Year
Dec-11
No. of
trading
days
21
No. of
Contracts
Traded
Trading
Value
(` Cr)
Trading
Value
(US $ mn)
0.00
0.00
Average Average
Daily
Daily
Trading
Trading
Value
Value
(` Cr) (US $ mn)
0.00
No. of
Contracts
Trading
Value
(` Cr.)
Trading
Value
(US $ mn)
0.00
0.00
Jan-12
21
0.00
0.00
0.00
0.00
0.00
Feb-12
19
0.00
0.00
0.00
0.00
0.00
Mar-12
20
0.00
0.00
0.00
0.00
0.00
240 215,200
3,959.21
773.94
16.50
3.22
0.00
0.00
2011-12
Apr-12
18
11
0.20
0.04
0.01
0.00
0.00
0.00
May-12
22
0.02
0.00
0.00
0.00
0.00
0.00
Jun-12
21
0.00
0.00
0.00
0.00
Jul-12
22
0.00
0.00
0.00
0.00
Aug-12
21
0.00
0.00
0.00
0.00
Sep-12
20
0.00
0.00
0.00
0.00
Oct-12
20
0.00
0.00
0.00
0.00
Nov-12
20
0.00
0.00
0.00
0.00
Dec-12
20
0.00
0.00
0.00
0.00
Jan-13
22
0.00
0.00
0.00
0.00
Feb-13
19
0.00
0.00
0.00
0.00
Mar-13
19
0.00
0.00
0.00
0.00
244
12
0.22
0.04
0.00
0.00
0.00
0.00
2012-13
Note: Trading in Interest Rate Futures on Currency Derivatives Segment was introduced on August 31,2009
IRF includes both 10 Year GSecs and 91 DTB
Trading in Interest Rate Futures contracts in 91 Day GOI T-Bill on Currency Derivatives Segment were introduced on July 4, 2011
Table 7-6: Records Achieved in the Interest Rate Futures : Records

(From the date of inception till 31 March 2013)
Particulars
Record number of trades (date and number)
Date
Number/Value
31-Aug-09
1,475
Record number of contracts (date and number)
4-Jul-11
39,755
Record daily turnover ` in Crs (date and value)
4-Jul-11
731.24
87
Table 7-7: Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2012-2013
Rank
Contract Name
Instrument
Type
Contract
Symbol
Total Traded
Quantity
Total Traded Value

(` In Crs)
Expiry
Total Traded
Value (%) to
Interest rate
products Total
Traded Value
FUTIRT
91DTB
25-Apr-12
10
0.18
83.30
FUTIRT
91DTB
27-Jun-12
0.04
16.70
FUTIRD
10YGS7
27-Jun-12
0.00
0.00
FUTIRD
10YGS7
26-Sep-12
0.00
0.00
FUTIRD
10YGS7
27-Dec-12
0.00
0.00
Note:- Total Traded Value of Interest Rates Futures for FY 2012-13 is ` 0.2195 Crs
Table 7-8: Settlement Statistics in Interest Rate Futures# Segment at NSE

Month/Year
MTM Settlement
` Crores
US $ mn
` Crores
US $ mn
Apr-12
May-12
Jun-12
Jul-12
Aug-12
Sep-12
Oct-12
Nov-12
Dec-12
Jan-13
Feb-13
Mar-13
2012-13
# Interest Rate Futures trading started on August 31, 2009.

IRF includes both 10 Year GSecs and 91 DTB
Open interest is valued at daily settlement prices
91 DTB was introduced on July 04, 2011
88
Physical Delivery Settlement
Investor Services,
Arbitration
Investor Services, Arbitration

Table 8-1: Receipt and Disposal of Investor Grievance
Year
Against Members
Against Companies
Pending
at the
beginning
Received
Disposed
Pending
at the
end
Pending
at the
beginning
Received
Disposed
1994-95
Pending at
the end
2
1995-96
56
13
43
39
17
24
1996-97
43
320
72
291
24
415
102
337
1997-98
291
259
439
111
337
576
716
197
1998-99
111
383
347
147
197
592
380
409
1999-00
147
197
298
46
409
808
842
375
2000-01
46
263
201
108
375
1,095
1,111
359
2001-02
108
789
710
187
359
607
667
299
2002-03
187
345
418
114
299
587
626
260
2003-04
114
282
253
143
260
527
558
229
2004-05
143
435
409
169
229
1304
1128
405
2005-06
169
1128
1051
246
405
1023
1200
228
2006-07
246
1367
1460
153
228
774
769
233
2007-08
153
1915
1101
967
233
964
888
309
2008-09
967
5191
5020
1138
309
734
983
60
2009-10
1138
5892
6226
804
60
881
772
169
2010-11
804
6610
6253
1161
169
1418
1157
430
2011-12
1161
5401
5495
1067
430
1334
1651
113
2012-13
1067
4721
4910
878
113
1644
1500
257
Table 8-2: Status Report of Arbitration Matters

Year
No. of Cases Received
Withdrawn
Awards
Pending
1998
164
162
1999 CM
153
148
149
143
1999 WDM
2000 CM
2000 WDM
342
19
323
2001 WDM
2001 F&O
2001 CM
Contd...
90
Contd...
Year
2002 CM
No. of Cases Received
Withdrawn
Awards
Pending
275
268
2002 WDM
2002 F&O
136
132
2003 CM
2003 WDM
2003 F&O
17
17
2004 CM
119
113
2004 WDM
2004 F&O
42
39
2005 CM
138
135
2005 WDM
2005 F&O
66
66
2006 CM
224
219
2006 WDM
2006 F&O
191
183
2006 CO
2007 CM
275
266
2007 F&O
221
218
2008 CM
61
60
2008 F&O
116
115
2008-09 CM
758
21
737
2,433
98
2335
517
52
465
2008-09 F&O
2009-10 CM
2009-10 F&O
502
43
459
2010-11 CM
258
13
244
2010-11 F&O
276
267
2011-12 CM
286
275
2011-12 F&O
278
271
2012-13 CM
280
196
81
2012-13 F&O
Total
330
247
77
8,617
340
8,112
165
91
Notes
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Notes
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FACT

NATIONAL STOCK EXCHANGE OF INDIA LIMITED

Copyright 2013 by National Stock Exchange of India Ltd. (NSE)

Trading Value of Different Market Segments................................................................. 2

Market Capitalisation of different market segments ....................................................... 2

Board of Directors of NSEIL ..................................................................................... 3

Eligibility Criteria for Membership ............................................................................ 5

Growth and Distribution of Members ......................................................................... 9

Listing Criteria for Companies on the CM Segment of NSE ............................................... 11

Listing fees in the CM segment ............................................................................... 12

Pledged shares data as of March 2013 ....................................................................... 15

Eligibility Criteria for Securities on WDM Segment ........................................................ 15

Securities Available for Trading on WDM Segment ......................................................... 17

Funds Mobilisation on the Exchange ......................................................................... 18

Initial Public Offerings (IPOs) of Equity Shares during 2012-13 .......................................... 18

Resource Mobilisation through public issue of NCDs during 2012-13 .................................... 19

Rights Issues during 2012-13 . ................................................................................. 19

Preferential Allotments by NSE Listed Companies during 2012-13 ...................................... 20

Amount raised through QIP during 2012-13 ................................................................. 25

Companies Delisted during 2012-13 .......................................................................... 26

Business Growth of CM Segment .............................................................................. 28

Frequency Distribution of Companies traded ............................................................... 31

Trading Frequency of Companies in Cash Segment during 2012-13 ..................................... 31

Advances/Declines in Cash Segment of NSE during 2012-13 (No. of Securities) ...................... 32

City-wise Turnover in the CM segment ....................................................................... 32

Details of Asset Management Companies Listed on NSE as of March 2013 ............................. 33

NSE CM transaction charges ................................................................................... 34

Percentage Share of Top N Securities/Member in Turnover ............................................ 35

50 Most Active Securities during 2012-13 in Terms of Trading Value .................................. 36

Top 50 Companies by Market Capitalisation as on March 31, 2013 .................................... 38

Individual Securities Single day Trading Records-2012-13 ................................................ 40

Composition of CNX Nifty Index as on March 28, 2013 .................................................... 40

Composition of CNX Nifty Index as on March 28, 2013 .................................................... 42

Industry-wise Weightages of CNX NIFTY Securities as on 28th March, 2013 ........................... 44

CNX NIFTY Index . ............................................................................................... 44

CNX NIFTY Junior Index ........................................................................................ 46

Performance of NSE Indices during the year 2012-13 ..................................................... 48

Mutual Funds/ETFs: No of Trades and Trading Value ...................................................... 48

Settlement Statistics for CM Segment ....................................................................... 49

Business Growth of WDM Segment ........................................................................... 52

Security-wise Distribution of WDM Trades ................................................................... 55

Participant wise Distribution of WDM Turnover . ........................................................... 58

Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment ........... 61

Market Capitalisation of WDM Securities .................................................................... 62

FIMMDA NSE MIBID/MIBOR Rates 2012-13 .................................................................... 65

Corporate Bond Trades at NSE (2012-13) .................................................................... 67

Business Growth of Futures & Options Market Segment .................................................. 69

Internet Trading in the F&O Segment of the Exchange ................................................... 72

Records Achieved in the F&O Segment: 2012-13 ........................................................... 72

Participant wise Trading Value in the F&O Segment (2012-13) .......................................... 73

Top 20 Futures contracts according to number of contracts 2012-13 ................................... 78

Top 20 Option contracts according to number of contracts traded 2012-13 ........................... 79

Number of trades in the Futures & Options Segment ..................................................... 79

Settlement Statistics in F&O Segment ....................................................................... 81

Business Growth of Currency Derivatives Segment at NSE ............................................... 83

Records Achieved in the Currency Futures & Options ..................................................... 84

Settlement Statistics of Currency Derivatives Segment at NSE .......................................... 85

Business Growth of Interest Rate Futures ................................................................... 86

Records Achieved in the Interest Rate Futures ............................................................. 87

Settlement Statistics in Interest Rate Futures Segment at NSE ......................................... 88

Receipt and Disposal of Investor Grievance ................................................................. 90

Status Report of Arbitration Matters ......................................................................... 90

National Stock Exchange

National Stock Exchange of India