Public Exhibit List

Office of Inspector General Report of InvestigationExhibit ListInvestigation of Failure of the SEC to UncoverBernard Madoff’s Ponzi SchemeReport No. OIG-509

(1)Excerpted portions of testimony transcript of Harry Markopolos, CharteredFinancial Analyst and Certified Fraud Examiner, taken on February 5, 2009, at9:42 a.m.(2)Excerpted portions of testimony transcript of Alex Sadowski, Assistant GeneralCounsel, Getco LLC, former Branch Chief, Office of Compliance Inspections andExaminations, Securities and Exchange Commission, taken on February 13, 2009,at 10:15 a.m.(3)Excerpted portions of testimony transcript of OCIE Staff Accountant, Office of Compliance Inspections and Examinations, Securities and Exchange Commission,taken on February 19, 2009, at 2:20 p.m.(4)Excerpted portions of testimony transcript of Mavis Kelly, Branch Chief (nowAssistant Director), Office of Compliance Inspections and Examinations,Securities and Exchange Commission, taken on February 23, 2009, at 10:35 a.m.(5)Excerpted portions of testimony transcript of Walter Ricciardi, Partner, PaulWeiss Rifkind Wharton & Garrison LLP, former District Administrator, BostonDistrict Office and former Deputy Director, Division of Enforcement, Securitiesand Exchange Commission, taken on February 26, 2009, at 10:48 a.m.(6)Excerpted portions of testimony transcript of Swanson’s former fiancé, taken onMarch 2, 2009, at 2:45 p.m.(7)Excerpted portions of testimony transcript of Jacqueline Wood, Associate,Proskauer Rose LLP, former Staff Attorney Securities and ExchangeCommission, taken on March 9, 2009, at 9:40 a.m.(8)Excerpted portions of testimony transcript of OCIE Assistant Director, Office of Compliance Inspections and Examinations, Securities and Exchange Commission,taken on March 13, 2009, at 9:29 a.m.(9)Excerpted portions of testimony transcript of Gene Gohlke, Associate Director,Office of Compliance Inspections and Examinations, Securities and ExchangeCommission, taken on March 16, 2009, at 2:03 p.m.(10)Excerpted portions of testimony transcript of Matthew Daugherty, Branch Chief (now Senior Special Counsel), Office of Compliance Inspections andExaminations, Securities and Exchange Commission, taken on March 23, 2009, at2:06 p.m.(11)Excerpted portions of testimony transcript of OCIE Staff Attorney, Office of Compliance Inspections and Examinations (now Staff Attorney, Division of

Trading and Markets), Securities and Exchange Commission, taken on March 25,2009, at 11:02 a.m.(12)Excerpted portions of testimony transcript of Dorothy Eschwie, AssistantRegional Director, New York Regional Office, Securities and ExchangeCommission, taken on March 26, 2009, at 11:50 a.m.(13)Excerpted portions of testimony transcript of Thomas Thanasules, SecuritiesCompliance Examiner (now Staff Accountant), New York Regional Office,Securities and Exchange Commission, taken on March 26, 2009, at 1:32 p.m.(14)Excerpted portions of testimony transcript of Michael Kress, Branch Chief, NewYork Regional Office, Securities and Exchange Commission, taken on March 26,2009, at 2:04 p.m., excerpted portions of which are at Exhibit 14.(15)Excerpted portions of testimony transcript of Neil Chelo, Director of Research,Benchmark Plus Management LLC, taken on March 31, 2009, at 11:45 a.m.(16)Excerpted portions of testimony transcript of Frank Casey, President-USA,Fortune Asset Management, taken on March 31, 2009, at 3:06 p.m.(17)Excerpted portions of testimony transcript of Grant Ward, Senior Counsel,MetLife Group, former Assistant District Administrator, Boston District Office,Securities and Exchange Commission, taken on March 31, 2009, at 5:10 p.m.(18)Excerpted portions of testimony transcript of Edward Manion, Staff Accountant,Boston Regional Office, Securities and Exchange Commission, taken on April 1,2009, at 1:15 p.m.(19)Excerpted portions of testimony transcript of Michael Garrity, Branch Chief (nowAssistant Regional Director), Boston Regional Office, Securities and ExchangeCommission, taken on April 1, 2009, at 10:30 am and April 2, 2009, at 2:30 p.m.(20)Excerpted portions of testimony transcript of Andrew Caverly, former Staff Attorney and Branch Chief (now Assistant Regional Director, Broker-Dealer Inspection Program, Boston Regional Office, Securities and ExchangeCommission, taken on April 2, 2009, at 1:15 p.m.(21)Excerpted portions of testimony transcript of David Bergers, Assistant DistrictAdministrator (now Regional Director), Boston Regional Office, Securities andExchange Commission, taken on April 2, 2009, at 3:12 p.m.(22)Excerpted portions of testimony transcript of Eric Swanson, General Counsel,BATS Trading, former Assistant Director, Office of Compliance Inspections andExaminations, Securities and Exchange Commission, taken on April 15, 2009, at9:25 a.m.(23)Excerpted portions of testimony transcript of Lori Richards, former Director,Office of Compliance Inspections and Examinations, Securities and ExchangeCommission, taken on April 17, 2009, at 10:05 a.m.(24)Excerpted portions of testimony transcript of former OIEA Branch Chief, Officeof Investor Education and Advocacy, Securities and Exchange Commission, takenon April 20, 2009, at 2:05 p.m.

(25)Excerpted portions of testimony transcript of Vance Anthony, FinancialEconomist, Office of Economic Analysis, Securities and Exchange Commission,taken on April 21, 2009, at 10:10 a.m.(26)Excerpted portions of testimony transcript of Stewart Mayhew, Assistant Chief Economist (now Deputy Chief Economist), Office of Economic Analysis,Securities and Exchange Commission, taken on April 21, 2009, at 12:45 p.m.(27)Excerpted portions of testimony transcript of Jonathan Sokobin, Deputy Chief Economist, (now Director, Office of Risk Assessment), Securities and ExchangeCommission, taken on April 22, 2009, at 3:20 p.m.(28)Excerpted portions of testimony transcript of Mark Donohue, Branch Chief andAssistant Director, Office of Compliance Inspections and Examinations,Securities and Exchange Commission, taken on April 23, 2009, at 10:06 a.m.(29)Excerpted portions of testimony transcript of John McCarthy, General Counsel,Getco LLC, former Staff Attorney, Division of Market Regulation, and former Associate Director, Office of Compliance Inspections and Examinations,Securities and Exchange Commission, taken on April 27, 2009, at 9:45 a.m.(30)Excerpted portions of testimony transcript of Juan Marcelino, Shareholder,Greenberg Traurig LLP, former Regional Administrator, Boston Regional Office,Securities and Exchange Commission, taken on April 27, 2009, at 1:30 p.m.(31)Excerpted portions of testimony transcript of William Dale, former AssistantChief Economist, Office of Economic Analysis, Securities and ExchangeCommission, taken on April 28, 2009, at 2:43 p.m.(32)Excerpted portions of testimony transcript of Leslie Kazon, Assistant RegionalDirector, Division of Enforcement, New York Regional Office, Securities andExchange Commission, taken on April 30, 2009, at 11:12 a.m.(33)Excerpted portions of testimony transcript of Mark Schonfeld, Litigation Partner,Gibson Dunn & Crutcher, former Senior Counsel, Boston District Office andformer Branch Chief, Assistant Director, Associate Director and RegionalDirector, Northeast Regional Office, Securities and Exchange Commission, takenon April 30, 2009, at 2:55 p.m.(34)Excerpted portions of testimony transcript of OIEA Branch Chief, Office of Investor Education and Advocacy, Securities and Exchange Commission, takenon May 1, 2009, at 2:02 p.m.(35)Excerpted portions of testimony transcript of Tina Barry, Branch Chief (nowAssistant Director), Office of Compliance Inspections & Examinations, Securitiesand Exchange Commission, taken on May 1, 2009, at 3:29 p.m.(36)Excerpted portions of testimony transcript of William Ostrow, Senior ComplianceExaminer (now Staff Accountant), New York Regional Office, Securities andExchange Commission, taken on May 5, 2009, at 9:59 a.m.