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31072_1975-1979

31072_1975-1979

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Published by: fedfraser on May 05, 2014
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 orporate Finance
 A37 1.48 CORPORATE SECURITIES Net Change in Amounts Outstanding
Millions of dollars Source of change, or industry 1973 1974 1975 1975
Q1
Q2 Q3 Q4 1976 Q1 Q2 Q3 All issues
1
1 New issues 2 Retirements 3 Net change Bonds and notes 4 New issues 5 Retirements Net change: 6 Total By industry: 7 Manufacturing 8 Commercial and other
2
9 Transportation, including railroad 10 Public utility 11 Communication 12 Real estate and financial Common and preferred stock 13 New issues 14 Retirements Net change: 15 Total By industry: 16 Manufacturing 17 Commercial and other
2
18 Transportation, including railroad 19 Public utility 20 Communication 21 Real estate and financial 33,559 11,804 21,754 21,501
8 810
12,691
801
-109 1,044 4,265 3,165 3,523 12,057 2,993 9,064 658 1,411 -93 4,509 1,399
1 181
39,344 9,935 29,399 31,354 6,255 25,098 7,404
1 116
341 7,308 3,499 5,428 7,980 3,678 4,302 17 -135
-20
3,834 398 207 53,255 10,991 42,263 40,468 8,583 31,886 13,219 1,605 2,165 7,236 2,980 4,682 12,787 2,408 10,377 1,607 1,137 65 6,015 1,084 468 15,211 2,088 13,123 12,759 1,587 11,172 5,134 373
1
2,653 1,269 1,742 2,452 501 1,951 262 77
1
1,569 24
18
15,602 3,211 12,390 11,460 2,336 9,124 4,574 483 429 1,977
810
852 4,142 875 3,266 500 490 7
1 866
359 43 9,079 2,576 6,503 6,654
2 111
4,543 1,442
221
147 1,395 472 866 2,425 465 1,960 412
108
53 1,043 97 247 13,363 3,116 10,247 9,595 2,549 7,047 2,069 528 1,588
1 211
429
1 222
3,768 567 3,200 433 462 4 1,537 604
160
13,671 2,315 11,356 9,404 1,403 8,001 2,966 203 985
1 820
498 1,530 4,267 912 3,355 838 88 5 2,174 47 203 14,229 3,668 10,561 10,244 3,159 7,084 1,529 726 488
1 260
953
2 128
3,985 509 3,477
1 120
318 25 1,300 735
-21
11,385 2,478 8,907 8,701 1,826 6,875 1,551
610
1,092 2,109 335 1,178 2,684 652 2,032 744 117 17 932 19 203 Excludes issues of investment companies.
2
 Extractive and commercial and miscellaneous companies. NOTE.—Securities and Exchange Commission estimates of cash trans-actions only, as published in the Commission s
 Statistical Bulletin
New issues and retirements exclude foreign sales and include sales of securities held by affiliated companies, special offerings to employees, new stock issues and cash proceeds connected with conversions of bonds into stocks. Retirements, defined in the same way, include securities retired with internal funds or with proceeds of issues for that purpose.
1.49 OPEN-END INVESTMENT COMPANIES Net Sales and Asset Position
Millions of dollars Item 1974 1975 1976 Item 1974 1975 May June July Aug. Sept. Oct. Nov. Investment companies excluding money market funds: 2 Redemptions of own shares
2
3,348 3,397 -49 35,777 5,637 30,140 3,302 3,686 384 42,179 3,748 38,431 241 589 -348 45,122 2,769 42,353 321 599 -278 46,801 2,679 44,122 281 596 -315 45,986 2,547 43,439 256 536 -280 45,457 2,561 42,896 338 573 -235 46,138 2,507 43,631 378 450 -72 44,858 2,434 42,424 432 419 -13 45,359 2,624 42,735 Includes reinvestment of investment income dividends. Excludes reinvestment of capital gains distributions and share issue of conversions from one fund to another in the same group.
2
 Excludes share redemption resulting from conversions from one fund to another in the same group. 3 Market value at end of period, less current liabilities.
4
 Also includes all U.S. Government securities and other short-term debt securities. NOTE.—Investment Company Institute data based on reports of mem-bers, which comprise substantially all open-end investment companies registered with the Securities and Exchange Commission. Data reflect newly formed companies after their initial offering of securities.
January 1977
 
Corporate Finance
 A 7
1.48 CORPORATE SECURITIES Net Change in Amounts Outstanding
Millions of dollars Source of change, or industry 1973 1974 1975 1975 1976 Source of change, or industry 1973 1974 1975 Ql Q2 Q3 Q4 Ql Q2 Q3 AH issues
1
1 New issues 33,559 39,344 53,255 15,211 15,602 9,079 13,363 13,671 14,229 11,385 2 Retirements 11,804 9,935 10,991 2,088 3,211 2,576 3,116 2,315 3,668 2,478 21,754 29,399 42,263 13,123 12,390 6,503 10,247 11,356 10,561 8,907 Bonds and notes 4 New issues 21,501 31,354 40,468 12,759 11,460 6,654 9,595 9,404 10,244 8,701 5 Retirements 8,810 6,255 8,583 1,587 2,336 2,111 2,549 1,403 3,159 1,826 6 Net change: Total 12,691 25,098 31,886 11,172 9,124 4,543 7,047 8,001 7,084 6,875 By industry: 7 Manufacturing 801 7,404 13,219 5,134 4,574 1,442 2,069 2,966 1,529 1,551 8 Commercial and other
2
-109 1,116 1,605 373 483 221 528 203 726 610 9 Transportation, including railroad 1,044 341 2,165 1 429 147 1,588 985 488 1,092 10 Public utility 4,265 7,308 7,236 2,653 1,977 1,395 1,211 1,820 1,260 2,109 11 Communication 3,165 3,499 2,980 1,269 810 472 429 498 953 335 12 Real estate and financial 3,523 5,428 4,682 1,742 852 866 1,222 1,530 2,128 1,178 Common and preferred stock 13 New issues 12,057 7,980 12,787 2,452 4,142 2,425 3,768 4,267 3,985 2,684 14 Retirements 2,993 3,678 2,408 501 875 465 567 912 509 652 15 Net change: Total 9,064 4,302 10,377 1,951 3,266 1,960 3,200 3,355 3,477 2,032 By industry: 1,120 6 Manufacturing 658 17 1,607 262 500 412 433 838 1,120 744 17 Commercial and other
2
1,411 -135 1,137 77 490 108 462 88 318 117 18 Transportation, including railroad -93 -20 65 1 7 53 4 5 25 17 19 Public utility 4,509 3,834 6,015 1,569 1,866 1,043 1,537 2,174 1,300 932 20 Communication 1,399 398 1,084 24 359 97 604 47 735 19 21 Real estate and financial 1,181 207 468 18 43 247 160 203 -21 203
1
 Excludes issues of investment companies.
2
 Extractive and commercial and miscellaneous companies. NOTE.—Securities and Exchange Commission estimates of cash trans-actions only, as published in the Commission s
 Statistical Bulletin
New issues and retirements exclude foreign sales and include sales of securities held by affiliated companies, special offerings to employees, new stock issues and cash proceeds connected with conversions of bonds into stocks. Retirements, defined in the same way, include securities retired with internal funds or with proceeds of issues for that purpose.
1.49 OPEN-END INVESTMENT COMPANIES Net Sales and Asset Position
Millions of dollars Item 1975 1976 1976 Item 1975 1976 June July Aug. Sept. Oct. Nov.
r
Dec. Investment companies excluding money market funds 1 Sales of own shares
1
2 Redemptions of own snares
2
3 Net sales 4 Assets
3
5 Cash position
4
6 Other 3,302 3,686
r
 — 384 42,179 3,748 38,431 4,226 6,802 2,496 47,537 2,747 44,790 321 599 -278 46,801 2,679 44,122 281 596 -315 45,986 2,547 43,439 256 536 -280 45,457 2,561 42,896 338 573 -235 46,138 2,507 43,631 378 450 -72 44,858 2,434 42,424 446 419 27 45,369 2,635 42,734 661 628 33 47,537 2,747 44,790
1
 Includes reinvestment of investment income dividends. Excludes reinvestment of capital gains distributions and share issue of conversions from one fund to another in the same group.
2
 Excludes share redemption resulting from conversions from one fund to another in the same group. 3 Market value at end of period, less current liabilities.
4
 Also includes all U.S. Govt, securities and other short-term debt securities. NOTE.—Investment Company Institute data based on reports of mem-bers, which comprise substantially all open-end investment companies registered with the Securities and Exchange Commission. Data reflect newly formed companies after their initial offering of securities.
February 1977
 
Corporate Finance
 A371.48 CORPORATE SECURITIES Net Change in Amounts OutstandingMillions of dollars
Source of change, or industry19731974197519751976QlQ2Q3Q4QlQ2Q3All issues11New issues..............................................................33,55939,34453,25515,21115,6029,07913,36313,67114,22911,3852 Retirements............................................................11,804' 9,93510,9912,0883,2112,5763,1162,3153,6682,47821,75429,39942,26313,12312,3906,50310,24711,35610,5618,907Bonds and notes4 New issues
.............................................................
21,50131,35440,46812,75911,4606,6549,5959,40410,2448,7015 Retirements............................................................8,8106,2558,5831,5872,3362,1112,5491,4033,1591,8266 Net change: Total
.................................................. 12,691 25,098 31,886 11,172 9,124 4,543 7,047 8,001 7,084 6,875By industry:801 7,404 13,219 5,134 4,574 1,442 2,069 2,966 1,529 1,5518 Commercial and other2..................................... -109 1,116 1,605 373 483 221 528 203 726 6109 Transportation, including railroa
...................
1,0443412,16514291471,5889854881,09210 Public utility
......................................................
4,2657,3087,2362,6531,9771,3951,2111,8201,2602,10911 Communication..................................................3,1653,4992,9801,26981047242949895333512 Real estate and financial...................................3,5235,4284,6821,7428528661,2221,5302,1281,178Common and preferred stock 13 New issues
............................................................. 12,057 7,980 12,787 2,452 4,142 2,425 3,768 4,267 3,985 2,68414 Retirements............................................................ 2,993 3,678 2,408 501 875 465 567 912 509 65215 Net change: Total.................................................. 9,064 4,302 10,377 1,951 3,266 1,960 3,200 3,355 3,477 2,032By industry:658 17 1,607 262 500 412 433 838 1,120 74417 Commercial and other2
....................................
1,411-1351,137774901084628831811718 Transportation, including railroa
...................
-93-2065175345251719 Public utility
......................................................
4,5093,8346,0151,5691,8661,0431,5372,1741,30093220 Communication..................................................1,3993981,0842435997604477351921 Real estate and financial...................................1,1812074681843247160203-212031Excludes issues of investment companies.2 Extractive and commercial and miscellaneous companies. Note.—Securities and Exchange Commission estimates of cash transactions only, as published in the Commission’s
Statistical Bulletin.
 New issues and retirements exclude foreign sales and include sales of securities held by affiliated companies, special offerings to employees, new stock issues and cash proceeds connected with conversions of bonds into stocks. Retirements, defined in the same way, include securities retired with internal funds or with proceeds of issues for that purpose.
1.49OPEN-END INVESTMENT COMPANIES
Millions of dollars
Net Sales and Asset Position
19761977Item19751976JulyAug.Sept.Oct.Nov.Dec.Jan.1INVESTMENT COMPANIES Excluding money market funds:Sales of own shares1........................................3,3024,2262812563383784466616552Redemptions of own shares2..........................3,6866,8025965365734504196286283 Net sales
...........................................................
-3842,496-315-280-235-722733141442,17947,53745,98645,45746,13844,85845,36947,53745,7605Cash position4..............................................3,7482,7472,5472,5612,5072,4342,6352,7472,9476Other.............................................................38,43144,79043,43942,89643,63142,42442,73444,79042,8131Includes reinvestment of investment income dividends. Excludes reinvestment of capital gains distributions and share issue of conversions from one fund to another in the same group.2 Excludes share redemption resulting from conversions from one fund to another in the same group.3Market value at end of period, less current liabilities.4 Also includes all U.S. Govt, securities and other short-term debt securities.
 N
o t e
.—I
nvestment Company Institute data based on reports of mem bers, which comprise substantially all open-end investment companies registered with the Securities and Exchange Commission. Data reflect newly formed companies after their initial offering of securities.
 
March 1977

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