UNITED STATES DISTRICT COURTSOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------------------xThe Authors Guild, Inc., Association of AmericanPublishers, Inc., et al.,Plaintiffs,v.Google Inc.,Defendant.::::::::::Case No. 05 CV 8136-DC
AMENDEDSETTLEMENTAGREEMENT
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Amended Settlement Agreement
ARTICLE I — DEFINITIONS ...........................................................................................2ARTICLE II — SETTLEMENT BENEFITS – OVERVIEW ANDAUTHORIZATIONS ......................................................................................232.1 Benefits to the Amended Settlement Class – Overview....................................232.2 Authorization of Google, Fully Participating Libraries and CooperatingLibraries.............................................................................................................252.3 Author-Publisher Procedures.............................................................................262.4 Non-Exclusivity of Authorizations....................................................................26ARTICLE III — GOOGLE BOOK SEARCH – RIGHTS, BENEFITS ANDOBLIGATIONS...............................................................................................263.1 Digitization, Identification and Use of Books...................................................263.2 Initial Display and No Display Book Classification..........................................283.3 Display Books....................................................................................................333.4 No Display Books..............................................................................................353.5 Right to Remove or Exclude..............................................................................353.6 Technical Adaptations .......................................................................................423.7 Contemplated Rightsholder Services.................................................................423.8 Effect of Changes in Law ..................................................................................453.9 Distribution Arrangements ................................................................................463.10 Specific Prohibitions..........................................................................................463.11 Hosted Version for Rightsholders......................................................................493.12 Use of Digital Copies.........................................................................................493.13 Communication of Rightsholder Directions to Google.....................................493.14 Advertising Uses................................................................................................493.15 Extent of Rights and Authorizations..................................................................50ARTICLE IV — ECONOMIC TERMS FOR GOOGLE’S USE OF BOOKS.................504.1 Institutional Subscriptions. ................................................................................504.2 Consumer Purchases..........................................................................................584.3 Preview Uses......................................................................................................624.4 Advertising Revenue Model..............................................................................674.5 Standard Revenue Splits and Discounting.........................................................684.6 Payment Terms..................................................................................................714.7 Additional Revenue Models ..............................................................................734.8 Public Access Service........................................................................................744.9 Economic Terms Renegotiation.........................................................................75ARTICLE V — OTHER SETTLEMENT BENEFITS.....................................................755.1 Cash Payment to Class Members Whose Books and Inserts Have BeenDigitized.............................................................................................................75
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Amended Settlement Agreement
5.2 Payment For Registry, Notice and Claims Administration ...............................765.3 Timing of Payments under Sections 5.1 and 5.2. ..............................................775.4 Plan of Allocation..............................................................................................795.5 Attorneys’ Fees..................................................................................................80ARTICLE VI — ESTABLISHMENT AND CHARTER OF REGISTRY.......................806.1 Functions............................................................................................................806.2 Charter. ..............................................................................................................816.3 Unclaimed Funds and Public Domain Funds. ...................................................836.4 Funding and Technical Assistance ....................................................................866.5 Google’s Rights to Registry Data......................................................................866.6 Exchange of Data between Google and the Registry. .......................................876.7 Authorization of Registry..................................................................................90ARTICLE VII — FULLY PARTICIPATING LIBRARY AND COOPERATINGLIBRARY RIGHTS AND OBLIGATIONS...................................................907.1 Becoming a Fully Participating Library or a Cooperating Library ...................907.2 Fully Participating Library Uses........................................................................917.3 Google’s Obligations.......................................................................................1107.4 Fully Participating Libraries’ and Cooperating Libraries’ Exercise of Collective Rights..............................................................................................1117.5 Meetings to Discuss Library Uses...................................................................1147.6 When Fully Participating Libraries, Cooperating Libraries and PublicDomain Libraries are Bound............................................................................115ARTICLE VIII — SECURITY AND BREACH............................................................1158.1 Obligations of Google, the Fully Participating Libraries and the HostSites..................................................................................................................1158.2 Security Standard, Security Implementation Plan and Security Audits. .........1168.3 Breaches – General Principles.........................................................................1208.4 Remedies for Breaches of the Security Implementation Plan that Do Not Result in Unauthorized Access or Prohibited Access...............................1248.5 Remedies for Breaches Resulting in Unauthorized Access by Google or Prohibited Access by a Fully Participating Library or a Host Site..................1258.6 Remedies for Security Violations by Third Parties.........................................1278.7 Adjustments to Liability Ranges and Caps......................................................129ARTICLE IX — DISPUTE RESOLUTION...................................................................1309.1 Arbitration of Disputes and Exceptions...........................................................1309.2 Executive Escalation........................................................................................1319.3 Arbitration........................................................................................................1319.4 Notice to Rightsholders ...................................................................................1349.5 Notice to Registry; Consolidation....................................................................134
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