Overall Internal Audit Schedule and Assignments Step 6.

4 Example Internal Audit Plan

Organization: ABC Company
Audit Date: 4/2/2011
Scope: Significant Energy Use-Melting Operations
O!ecti"e: Evaluate and determine the implementation and effectiveness of management of the
Significant Energy Use-Melting Operations
Audit #eam: arol !ro"n #$ead%& 'ianna (ohnson
Proce$$ or Area to
e Audited
Start #ime%
End #ime
Auditor&$' (e)uirement$
&Criteria' to e
Audited
(e*erence$
Energy
Management
)epresentative
1*+0 , 2*+0 -M arol Energy -lanning ,
process for
determining
significance.
Energy -lanning ,
o/0ectives. targets.
and action plans
Energy -lanning
-rocedure
)ecord of SEUs
O/0ectives and
targets setting
1uman )esources
#2raining
oordinator and
E1S oordinator%
1*+0 , +*00 -M 'ianna ompetence.
a"areness and
training
2raining procedure
2raining records
3"areness records
ontractor training
records
Sign,in sheets
4isitor and contractor
video
Maintenance
#2echnicians%
Melting Operations
#Supervisors and
Operators%
2*+0 , 4*00 -M arol Operational control
and maintenance
-M System
Melting Operations
-rocedures
onstruction 5
6acilities
Management
-urchasing
+*00 , +*47 -M 'ianna 'esign and
-rocurement
'esign process ,
8ate 2 and +
-urchasing specs
Supplier evaluation
criteria
Melting Operations
Management
+*47 , 4*+0 -M 'ianna Monitoring.
measurement and
analysis
Measurement plan
2011
Melter 49 monitoring
records and analysis
records
Operations 4-
-lant Manager
4*00 , 4*+0 -M arol Management revie" Management revie"
records
Management revie"
procedure
Step 6.4 Example Internal Audit Plan 110111
2011 Georgia Tech e!earch "orporation and #.S. $epartment o% Energ&