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HNG DN GIAO DCH

1
HOSE (SGDCK TPHCM) HNX (SGDCK HN)
1. Thi gian
giao dch:
9:0015:00
T th Hai n
th Su.
Ngh gia phin
t 11:3013:00
- 9:00 9:15:
M ca, khp lnh nh k.
Lnh s dng: ATO, L.O.
- 9:1511:30, 13:0014:30:
Khp lnh lin tc.
Lnh s dng: L.O, MP
- 14:30 14:45:
ng ca, khp lnh nh k
Lnh s dng: ATC, L.O.
- 9:00 11:30, 13:00 15:00:
Giao dch tho thun.
- 9:00 11:30:
Khp lnh lin tc.
Lnh s dng: L.O, MTL, MOK, MAK
- 13:00 14:30:
Khp lnh lin tc
Lnh s dng: L.O, MTL, MOK, MAK
- 14:30 14:45:
ng ca, khp lnh nh k
Lnh s dng: ATC, L.O
- 9:00 11:30, 13:00 15:00:
Giao dch tho thun.
2. Phng
thc giao dch
- Giao dch khp lnh
nh k: so khp lnh ti mt thi im xc nh (lc
9:15 v 14:45).
Lin tc: so khp lnh ngay ti thi im lnh c nhp
vo h thng giao dch.
Ch p dng cho giao dch CP/CCQ.
- Giao dch tha thun
p dng cho c CP, CCQ v Tri phiu
- Giao dch khp lnh
nh k: so khp lnh ti mt thi im xc nh (lc
14:45).
Lin tc: so khp lnh ngay ti thi im lnh c
nhp vo h thng giao dch.
p dng cho c CP v Tri phiu.
- Giao dch tha thun
p dng cho c CP v Tri phiu.
HNG DN GIAO DCH
1
HOSE (SGDCK TPHCM) HNX (SGDCK HN)
1. Thi gian
giao dch:
9:0015:00
T th Hai n
th Su.
Ngh gia phin
t 11:3013:00
- 9:00 9:15:
M ca, khp lnh nh k.
Lnh s dng: ATO, L.O.
- 9:1511:30, 13:0014:30:
Khp lnh lin tc.
Lnh s dng: L.O, MP
- 14:30 14:45:
ng ca, khp lnh nh k
Lnh s dng: ATC, L.O.
- 9:00 11:30, 13:00 15:00:
Giao dch tho thun.
- 9:00 11:30:
Khp lnh lin tc.
Lnh s dng: L.O, MTL, MOK, MAK
- 13:00 14:30:
Khp lnh lin tc
Lnh s dng: L.O, MTL, MOK, MAK
- 14:30 14:45:
ng ca, khp lnh nh k
Lnh s dng: ATC, L.O
- 9:00 11:30, 13:00 15:00:
Giao dch tho thun.
2. Phng
thc giao dch
- Giao dch khp lnh
nh k: so khp lnh ti mt thi im xc nh (lc
9:15 v 14:45).
Lin tc: so khp lnh ngay ti thi im lnh c nhp
vo h thng giao dch.
Ch p dng cho giao dch CP/CCQ.
- Giao dch tha thun
p dng cho c CP, CCQ v Tri phiu
- Giao dch khp lnh
nh k: so khp lnh ti mt thi im xc nh (lc
14:45).
Lin tc: so khp lnh ngay ti thi im lnh c
nhp vo h thng giao dch.
p dng cho c CP v Tri phiu.
- Giao dch tha thun
p dng cho c CP v Tri phiu.
HNG DN GIAO DCH
1
HOSE (SGDCK TPHCM) HNX (SGDCK HN)
1. Thi gian
giao dch:
9:0015:00
T th Hai n
th Su.
Ngh gia phin
t 11:3013:00
- 9:00 9:15:
M ca, khp lnh nh k.
Lnh s dng: ATO, L.O.
- 9:1511:30, 13:0014:30:
Khp lnh lin tc.
Lnh s dng: L.O, MP
- 14:30 14:45:
ng ca, khp lnh nh k
Lnh s dng: ATC, L.O.
- 9:00 11:30, 13:00 15:00:
Giao dch tho thun.
- 9:00 11:30:
Khp lnh lin tc.
Lnh s dng: L.O, MTL, MOK, MAK
- 13:00 14:30:
Khp lnh lin tc
Lnh s dng: L.O, MTL, MOK, MAK
- 14:30 14:45:
ng ca, khp lnh nh k
Lnh s dng: ATC, L.O
- 9:00 11:30, 13:00 15:00:
Giao dch tho thun.
2. Phng
thc giao dch
- Giao dch khp lnh
nh k: so khp lnh ti mt thi im xc nh (lc
9:15 v 14:45).
Lin tc: so khp lnh ngay ti thi im lnh c nhp
vo h thng giao dch.
Ch p dng cho giao dch CP/CCQ.
- Giao dch tha thun
p dng cho c CP, CCQ v Tri phiu
- Giao dch khp lnh
nh k: so khp lnh ti mt thi im xc nh (lc
14:45).
Lin tc: so khp lnh ngay ti thi im lnh c
nhp vo h thng giao dch.
p dng cho c CP v Tri phiu.
- Giao dch tha thun
p dng cho c CP v Tri phiu.
HNG DN GIAO DCH
2
3. Loi lnh ATO (ATC):
* L lnh t mua /bn chng khon ti mc gi m ca (ng ca).
* L lnh khng ghi gi c th, ghi ATO/ATC
* Lnh c u tin trc lnh L.O trong khi so khp lnh v t ng hy nu khng khp.
L.O (Lnh gii hn):
* L lnh c ghi gi c th, mua/bn chng khon ti mt mc gi xc nh hoc tt hn.
* Hiu lc ca lnh: n khi kt thc ngy giao dch hoc n khi c hy b.
MP (Lnh th trng):
* L lnh mua mc gi bn thp nht hay
lnh bn mc gi mua cao nht hin c.
* S b hu khi khng c lnh gii hn i ng
ti thi im nhp lnh vo h thng giao dch.
* Phn cn li khng c thc hin s c
chuyn thnh lnh gii hn.
MTL (Lnh th trng gii hn):
* L lnh mua mc gi bn thp nht hay lnh bn mc gi mua cao nht hin
c.
* S b hu khi khng c lnh gii hn i ng ti thi im nhp lnh vo h
thng giao dch.
* Phn cn li khng c thc hin s c chuyn thnh lnh gii hn.
MOK (Lnh th trng khp ton b hoc hy):
L lnh th trng nu khng c thc hin ton b th b hy trn h thng giao
dch ngay sau khi nhp
MAK (Lnh th trng khp v hy MAK):
L lnh th trng c th thc hin ton b hoc mt phn, phn cn li ca lnh
s b hy ngay sau khi khp.
HNG DN GIAO DCH
2
3. Loi lnh ATO (ATC):
* L lnh t mua /bn chng khon ti mc gi m ca (ng ca).
* L lnh khng ghi gi c th, ghi ATO/ATC
* Lnh c u tin trc lnh L.O trong khi so khp lnh v t ng hy nu khng khp.
L.O (Lnh gii hn):
* L lnh c ghi gi c th, mua/bn chng khon ti mt mc gi xc nh hoc tt hn.
* Hiu lc ca lnh: n khi kt thc ngy giao dch hoc n khi c hy b.
MP (Lnh th trng):
* L lnh mua mc gi bn thp nht hay
lnh bn mc gi mua cao nht hin c.
* S b hu khi khng c lnh gii hn i ng
ti thi im nhp lnh vo h thng giao dch.
* Phn cn li khng c thc hin s c
chuyn thnh lnh gii hn.
MTL (Lnh th trng gii hn):
* L lnh mua mc gi bn thp nht hay lnh bn mc gi mua cao nht hin
c.
* S b hu khi khng c lnh gii hn i ng ti thi im nhp lnh vo h
thng giao dch.
* Phn cn li khng c thc hin s c chuyn thnh lnh gii hn.
MOK (Lnh th trng khp ton b hoc hy):
L lnh th trng nu khng c thc hin ton b th b hy trn h thng giao
dch ngay sau khi nhp
MAK (Lnh th trng khp v hy MAK):
L lnh th trng c th thc hin ton b hoc mt phn, phn cn li ca lnh
s b hy ngay sau khi khp.
HNG DN GIAO DCH
2
3. Loi lnh ATO (ATC):
* L lnh t mua /bn chng khon ti mc gi m ca (ng ca).
* L lnh khng ghi gi c th, ghi ATO/ATC
* Lnh c u tin trc lnh L.O trong khi so khp lnh v t ng hy nu khng khp.
L.O (Lnh gii hn):
* L lnh c ghi gi c th, mua/bn chng khon ti mt mc gi xc nh hoc tt hn.
* Hiu lc ca lnh: n khi kt thc ngy giao dch hoc n khi c hy b.
MP (Lnh th trng):
* L lnh mua mc gi bn thp nht hay
lnh bn mc gi mua cao nht hin c.
* S b hu khi khng c lnh gii hn i ng
ti thi im nhp lnh vo h thng giao dch.
* Phn cn li khng c thc hin s c
chuyn thnh lnh gii hn.
MTL (Lnh th trng gii hn):
* L lnh mua mc gi bn thp nht hay lnh bn mc gi mua cao nht hin
c.
* S b hu khi khng c lnh gii hn i ng ti thi im nhp lnh vo h
thng giao dch.
* Phn cn li khng c thc hin s c chuyn thnh lnh gii hn.
MOK (Lnh th trng khp ton b hoc hy):
L lnh th trng nu khng c thc hin ton b th b hy trn h thng giao
dch ngay sau khi nhp
MAK (Lnh th trng khp v hy MAK):
L lnh th trng c th thc hin ton b hoc mt phn, phn cn li ca lnh
s b hy ngay sau khi khp.
HNG DN GIAO DCH
3
4. Nguyn tc
khp lnh
- u tin v gi: Lnh mua c mc gi cao hn (hoc lnh bn c mc gi thp hn) c u tin thc hin trc.
- u tin v thi gian: lnh mua/bn c cng mc gi, lnh no nhp vo h thng giao dch trc c u tin thc hin trc.
- Nu cc lnh i ng cng tha mn nhau v gi th gi khp s l gi ca lnh c nhp vo h thng trc.
5. Gi tham
chiu (TC)
Gi TC l mc gi ng ca ca CP/CCQ trong ngy giao dch gn nht trc .
6. Bin
giao ng gi
a/ CP/CCQ: 7%
Gi trn = Gi tham chiu + 7%
Gi sn = Gi tham chiu 7%
b/ Tri phiu: khng quy nh.
c/ CP/CCQ ngy giao dch u tin:
- CP/CCQ phi c mc gi khi im do t chc t vn xc nh
lm gi tham chiu.
- Bin dao ng gi: ti thiu 20%
- Cch thc t lnh CP/CCQ ngy giao dch u tin ging nh
CP/CCQ ang nim yt.
a/ C phiu: 10%
Gi trn = Gi tham chiu + 10%
Gi sn = Gi tham chiu 10%
b/ Tri phiu: khng quy nh.
c/ CP ngy giao dch u tin:
- Gi khi im: khng quy nh.
- Bin dao ng gi: 30%
- Cch thc t lnh CP ngy giao dch u tin ging nh CP
ang nim yt (khng c thc hin giao dch l l).
HNG DN GIAO DCH
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4. Nguyn tc
khp lnh
- u tin v gi: Lnh mua c mc gi cao hn (hoc lnh bn c mc gi thp hn) c u tin thc hin trc.
- u tin v thi gian: lnh mua/bn c cng mc gi, lnh no nhp vo h thng giao dch trc c u tin thc hin trc.
- Nu cc lnh i ng cng tha mn nhau v gi th gi khp s l gi ca lnh c nhp vo h thng trc.
5. Gi tham
chiu (TC)
Gi TC l mc gi ng ca ca CP/CCQ trong ngy giao dch gn nht trc .
6. Bin
giao ng gi
a/ CP/CCQ: 7%
Gi trn = Gi tham chiu + 7%
Gi sn = Gi tham chiu 7%
b/ Tri phiu: khng quy nh.
c/ CP/CCQ ngy giao dch u tin:
- CP/CCQ phi c mc gi khi im do t chc t vn xc nh
lm gi tham chiu.
- Bin dao ng gi: ti thiu 20%
- Cch thc t lnh CP/CCQ ngy giao dch u tin ging nh
CP/CCQ ang nim yt.
a/ C phiu: 10%
Gi trn = Gi tham chiu + 10%
Gi sn = Gi tham chiu 10%
b/ Tri phiu: khng quy nh.
c/ CP ngy giao dch u tin:
- Gi khi im: khng quy nh.
- Bin dao ng gi: 30%
- Cch thc t lnh CP ngy giao dch u tin ging nh CP
ang nim yt (khng c thc hin giao dch l l).
HNG DN GIAO DCH
3
4. Nguyn tc
khp lnh
- u tin v gi: Lnh mua c mc gi cao hn (hoc lnh bn c mc gi thp hn) c u tin thc hin trc.
- u tin v thi gian: lnh mua/bn c cng mc gi, lnh no nhp vo h thng giao dch trc c u tin thc hin trc.
- Nu cc lnh i ng cng tha mn nhau v gi th gi khp s l gi ca lnh c nhp vo h thng trc.
5. Gi tham
chiu (TC)
Gi TC l mc gi ng ca ca CP/CCQ trong ngy giao dch gn nht trc .
6. Bin
giao ng gi
a/ CP/CCQ: 7%
Gi trn = Gi tham chiu + 7%
Gi sn = Gi tham chiu 7%
b/ Tri phiu: khng quy nh.
c/ CP/CCQ ngy giao dch u tin:
- CP/CCQ phi c mc gi khi im do t chc t vn xc nh
lm gi tham chiu.
- Bin dao ng gi: ti thiu 20%
- Cch thc t lnh CP/CCQ ngy giao dch u tin ging nh
CP/CCQ ang nim yt.
a/ C phiu: 10%
Gi trn = Gi tham chiu + 10%
Gi sn = Gi tham chiu 10%
b/ Tri phiu: khng quy nh.
c/ CP ngy giao dch u tin:
- Gi khi im: khng quy nh.
- Bin dao ng gi: 30%
- Cch thc t lnh CP ngy giao dch u tin ging nh CP
ang nim yt (khng c thc hin giao dch l l).
HNG DN GIAO DCH
4
7. n v giao
dch & Gi tr
giao dch
a/ CP/CCQ
c giao dch theo l: 1 l = 10 CP/CCQ
- L chn: bi s ca 10, t 10 19.990
p dng cho GD khp lnh.
- L l: cha 1 l: 1-9 CP/CCQ
KH ch c th bn cho cty CK.
- L ln: SL 20.000
p dng cho GD tha thun.
b/ Tri phiu: Khng quy nh.
a/ C phiu
c giao dch theo l: 1 l = 100 CP
- L chn: bi s ca 100, t 100 99.900
p dng cho GD khp lnh, Lnh c SL 5000 CP c
th GD tha thun.
- L l: cha 1 l: 1-99 CP
c thc hin theo phng thc KLLT v phng
thc GD tha thun.
Bn cho CTCK
b/ Tri phiu
- Khp lnh lin tc: t 10 tr ng mnh gi.
- GD tha thun: t 100 tr ng mnh gi.
8. Quy nh
hy sa
* Khng c php sa lnh.
* Khng c hy lnh t trong cng phin khp lnh nh
k.
* Ch c php sa gi v/hoc khi lng i vi lnh L.O
* Cm sa/hy trong 5 pht cui phin khp lnh nh k
(14h40-14h45).
9. Bc gi
a/ CP/CCQ
- Th gi 49.900 ng: 100 ng.
- Th gi t 50.000 99.500 ng: 500 ng.
- Th gi 100.000 ng: 1000 ng.
b/ Tri phiu: Khng quy nh.
a/ C phiu
Bc gi: 100 ng cho mi th gi.
b/ Tri phiu: Khng quy nh.
HNG DN GIAO DCH
4
7. n v giao
dch & Gi tr
giao dch
a/ CP/CCQ
c giao dch theo l: 1 l = 10 CP/CCQ
- L chn: bi s ca 10, t 10 19.990
p dng cho GD khp lnh.
- L l: cha 1 l: 1-9 CP/CCQ
KH ch c th bn cho cty CK.
- L ln: SL 20.000
p dng cho GD tha thun.
b/ Tri phiu: Khng quy nh.
a/ C phiu
c giao dch theo l: 1 l = 100 CP
- L chn: bi s ca 100, t 100 99.900
p dng cho GD khp lnh, Lnh c SL 5000 CP c
th GD tha thun.
- L l: cha 1 l: 1-99 CP
c thc hin theo phng thc KLLT v phng
thc GD tha thun.
Bn cho CTCK
b/ Tri phiu
- Khp lnh lin tc: t 10 tr ng mnh gi.
- GD tha thun: t 100 tr ng mnh gi.
8. Quy nh
hy sa
* Khng c php sa lnh.
* Khng c hy lnh t trong cng phin khp lnh nh
k.
* Ch c php sa gi v/hoc khi lng i vi lnh L.O
* Cm sa/hy trong 5 pht cui phin khp lnh nh k
(14h40-14h45).
9. Bc gi
a/ CP/CCQ
- Th gi 49.900 ng: 100 ng.
- Th gi t 50.000 99.500 ng: 500 ng.
- Th gi 100.000 ng: 1000 ng.
b/ Tri phiu: Khng quy nh.
a/ C phiu
Bc gi: 100 ng cho mi th gi.
b/ Tri phiu: Khng quy nh.
HNG DN GIAO DCH
4
7. n v giao
dch & Gi tr
giao dch
a/ CP/CCQ
c giao dch theo l: 1 l = 10 CP/CCQ
- L chn: bi s ca 10, t 10 19.990
p dng cho GD khp lnh.
- L l: cha 1 l: 1-9 CP/CCQ
KH ch c th bn cho cty CK.
- L ln: SL 20.000
p dng cho GD tha thun.
b/ Tri phiu: Khng quy nh.
a/ C phiu
c giao dch theo l: 1 l = 100 CP
- L chn: bi s ca 100, t 100 99.900
p dng cho GD khp lnh, Lnh c SL 5000 CP c
th GD tha thun.
- L l: cha 1 l: 1-99 CP
c thc hin theo phng thc KLLT v phng
thc GD tha thun.
Bn cho CTCK
b/ Tri phiu
- Khp lnh lin tc: t 10 tr ng mnh gi.
- GD tha thun: t 100 tr ng mnh gi.
8. Quy nh
hy sa
* Khng c php sa lnh.
* Khng c hy lnh t trong cng phin khp lnh nh
k.
* Ch c php sa gi v/hoc khi lng i vi lnh L.O
* Cm sa/hy trong 5 pht cui phin khp lnh nh k
(14h40-14h45).
9. Bc gi
a/ CP/CCQ
- Th gi 49.900 ng: 100 ng.
- Th gi t 50.000 99.500 ng: 500 ng.
- Th gi 100.000 ng: 1000 ng.
b/ Tri phiu: Khng quy nh.
a/ C phiu
Bc gi: 100 ng cho mi th gi.
b/ Tri phiu: Khng quy nh.
HNG DN GIAO DCH
5
10. Thi hn
thanh ton
- C phiu & CCQ: T+3
- Tri phiu: T+1
- C phiu: T+3
- Tri phiu: T+1
11. Phng
thc nhn
lnh
- Giao dch trc tip ti sn.
- Giao dch qua in thoi Call Center 1900 1885 - Nhn phm 1
- Giao dch trc tuyn: http://www.tvsi.com.vn
12. Quy nh
chung
- Nh u t c m nhiu ti khon GDCK, nhng ti mi cng ty chng khon ch c m 1 TK duy nht.
- Nh u t c th cng mua v bn 1 loi c phiu, chng ch qu trong cng ngy. Tuy nhin, lnh giao dch ngc chiu ch
c thc hin sau khi lnh trc khp ton b hoc hu phn cha khp.
- Nh u t phi m bo c chng khon khi t lnh bn v tin khi t lnh mua.
- Nh u t nc ngoi ch c th mua ti a l 49% trn tng s lng CP/CCQ c nim yt, v ti a 30% trn tng s
lng c phiu ngn hng c nim yt.
HNG DN GIAO DCH
5
10. Thi hn
thanh ton
- C phiu & CCQ: T+3
- Tri phiu: T+1
- C phiu: T+3
- Tri phiu: T+1
11. Phng
thc nhn
lnh
- Giao dch trc tip ti sn.
- Giao dch qua in thoi Call Center 1900 1885 - Nhn phm 1
- Giao dch trc tuyn: http://www.tvsi.com.vn
12. Quy nh
chung
- Nh u t c m nhiu ti khon GDCK, nhng ti mi cng ty chng khon ch c m 1 TK duy nht.
- Nh u t c th cng mua v bn 1 loi c phiu, chng ch qu trong cng ngy. Tuy nhin, lnh giao dch ngc chiu ch
c thc hin sau khi lnh trc khp ton b hoc hu phn cha khp.
- Nh u t phi m bo c chng khon khi t lnh bn v tin khi t lnh mua.
- Nh u t nc ngoi ch c th mua ti a l 49% trn tng s lng CP/CCQ c nim yt, v ti a 30% trn tng s
lng c phiu ngn hng c nim yt.
HNG DN GIAO DCH
5
10. Thi hn
thanh ton
- C phiu & CCQ: T+3
- Tri phiu: T+1
- C phiu: T+3
- Tri phiu: T+1
11. Phng
thc nhn
lnh
- Giao dch trc tip ti sn.
- Giao dch qua in thoi Call Center 1900 1885 - Nhn phm 1
- Giao dch trc tuyn: http://www.tvsi.com.vn
12. Quy nh
chung
- Nh u t c m nhiu ti khon GDCK, nhng ti mi cng ty chng khon ch c m 1 TK duy nht.
- Nh u t c th cng mua v bn 1 loi c phiu, chng ch qu trong cng ngy. Tuy nhin, lnh giao dch ngc chiu ch
c thc hin sau khi lnh trc khp ton b hoc hu phn cha khp.
- Nh u t phi m bo c chng khon khi t lnh bn v tin khi t lnh mua.
- Nh u t nc ngoi ch c th mua ti a l 49% trn tng s lng CP/CCQ c nim yt, v ti a 30% trn tng s
lng c phiu ngn hng c nim yt.

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