Gabrielatos, C. (2003). Conditional Sentences: ELT typology and corpus evidence.
Paper given at the Annual
Meeting of the British Association for Applied Linguistics, University of Leeds, 4-6 September 2003. Conditional Sentences: ELT typology and corpus evidence Abstract This paper presents the findings of a pilot study examining the representation of the typology of conditional sentences presented in English language teaching (ELT) materials (coursebooks and grammars) in a random sample of 1,000 conditional sentences from the British National Corpus. The if-clause and main clause of the conditional sentences in the sample was annotated for the form of the main verb (particularly tense and aspect), the modal auxiliaries and other lexis expressing modality, time reference and modality. Each sentence was also annotated for the type of relation holding between the two clauses, as well as their relative time reference. ELT materials essentially use the typology in logic (real, counterfactual and hypothetical conditionals), with the addition of two more types, zero and mixed . The vast majority of ELT materials provide information about the following aspects of conditional sentences: a. The tense-aspect marking of the main verbs in the if-clause and main clause. b. The modal auxiliaries that can be used in each clause. c. The time reference of the conditional sentence (not of each clause). d. The user s attitude towards possibility. Maule (1988) examined 100 conditional sentences collected from television and found that there was a large group of sentences that could not fit in the framework of the 3 types. The study supports this finding, but also points towards the need to adapt the typology and information offered in ELT materials. The paper reports on the frequency of the five ELT types in the sample and outlines the cases that the typology does not cover. It also presents some preliminary findings regarding patterns in tense marking and modal expression on one hand, and time reference and modality on the other, briefly discusses implications for a pedagogical treatment of conditionals and proposes a tentative adaptation of the ELT typology. Reference Maule, D. 1988. Sorry, but if he comes I go : Teaching conditionals. ELT Journal 42/2. Conditional Sentences: ELT typology and corpus evidence Costas Gabrielatos, September 2003 2
Slide 1 BAAL 2003 BAAL 2003 September 4 September 4- -6, 2003 6, 2003 Conditional Sentences: Conditional Sentences: ELT typology and corpus evidence ELT typology and corpus evidence Costas Gabrielatos Costas Gabrielatos
Slide 2 Focus Focus The frequency of the types of conditional sentences The frequency of the types of conditional sentences usually presented in ELT materials (Zero, First, Second, usually presented in ELT materials (Zero, First, Second, Third and Mixed). Third and Mixed). The relative frequency of the ELT types in the sample. The relative frequency of the ELT types in the sample. The frequency of The frequency of special cases special cases in the treatment of in the treatment of conditionals in ELT materials. conditionals in ELT materials. The frequency of modality types and modal verbs/lexis in The frequency of modality types and modal verbs/lexis in the conditional sentences in the sample. the conditional sentences in the sample.
Slide 3 Ferguson, G. (2001) Ferguson, G. (2001) If you pop over there: a corpus If you pop over there: a corpus- -based study of based study of conditionals in medical discourse conditionals in medical discourse . English for Specific . English for Specific Purposes. Purposes. 20: 61 20: 61- -82. 82. Fulcher Fulcher, G. (1991) 'Conditionals Revisited , G. (1991) 'Conditionals Revisited , , ELT Journal, ELT Journal, 45/2: 164 45/2: 164- -168. 168. Maule Maule, D. (1988) '"Sorry, but if he comes, I go": Teaching conditiona , D. (1988) '"Sorry, but if he comes, I go": Teaching conditionals. ls. ELT Journal. ELT Journal. 42/2: 117 42/2: 117- -123. 123. Wang, S. (1991) Wang, S. (1991) A Corpus Study of English Conditionals A Corpus Study of English Conditionals . Unpublished MA . Unpublished MA thesis. Victoria University of Wellington. thesis. Victoria University of Wellington. Corpus Corpus- -based studies on conditional sentences in based studies on conditional sentences in English, discussing pedagogical implications English, discussing pedagogical implications
Conditional Sentences: ELT typology and corpus evidence Costas Gabrielatos, September 2003 3
Slide 4 The sample The sample Random sample of 1,000 Random sample of 1,000 if if sentences from sentences from the written sub the written sub- -corpus of the BNC. corpus of the BNC.
Slide 5 Structure of the paper Structure of the paper ELT Typology: description and approach ELT Typology: description and approach Annotation scheme Annotation scheme Findings and discussion Findings and discussion Further steps Further steps
Slide 6 ELT typology ELT typology Main Clause If-clause Meaning (Modality) Time Reference Verb Forms (tenses and modals)
Conditional Sentences: ELT typology and corpus evidence Costas Gabrielatos, September 2003 4
Slide 7 Three basic implicit assumptions Three basic implicit assumptions behind the behind the three/five types three/five types approach approach There are one There are one- -to to- -one form one form- -meaning relations. meaning relations. Modality is expressed by modal verbs only. Modality is expressed by modal verbs only. Conditional sentences express only attitude to Conditional sentences express only attitude to likelihood. likelihood.
Slide 8 Acklam, R. & Burgess, S. (2000, 2nd Ed.) Gold FCE. London: Longman. Capel, A. & W. Sharp. (2000) Objective First Certificate. Cambridge: Cambridge University Press. Capel, A. & Sharp, W. (2002) Objective Proficiency. Cambridge: Cambridge University Press. Duckworth, M. & Gude, K. (1999) Countdown to FCE. Oxford: Oxford University Press. Evans, V. & Dooley, J. (2002) Upstream Intermediate. Newbury: Express Publishing. Evans, V. & Dooley, J. (2002) Upstream CPE. Newbury: Express Publishing. Gude, K. & Duckworth, M. (2002) Masterclass CPE. Oxford: Oxford University Press. Haines, S. & Stewart, B. (2000) Landmark Upper-Intermediate. Oxford: Oxford University Press. Harris, M., Mower, D. & Sikorzynska, A. (2000) Opportunities Intermediate. London: Longman. Newbrook, J. & Wilson, J. (2001) New Gold CPE. London: Longman. May, P. 1999. Knockout First Certificate, Student s Book. Oxford: Oxford University Press. Nolasco, R. (2000) New Streetwise Upper Intermediate. Oxford: Oxford University Press. Prodromou, L. 1998. First Certificate Star, Student s Book. Heinemann. Soars, L. & Soars, J. (1998) New Headway Upper-Intermediate. Oxford: Oxford University Press. Stanton, A. & Stephens, M. (2001) Fast Track to FCE. London: Longman. Coursebooks examined
Slide 9 First conditional First conditional Possible, probable. Possible future events that depend on other future events. present or future will, can, may, could, might + infinitive Imperative Present Simple, Present Perfect, Present Progressive
Conditional Sentences: ELT typology and corpus evidence Costas Gabrielatos, September 2003 5
Slide 10 Second conditional Second conditional Less probable, less definite, impossible, unreal, imaginary, unlikely situations present or future would, could, might + infinitive Past Simple, Past Progressive
Slide 11 Third conditional Third conditional Unreal No longer possible past would, could, might, should + have + past participle Past Perfect Progressive
Slide 12 Zero conditional Zero conditional Expresses real situations. Is always true/ the case. Describes rules and situations where one event always follows the other. Expresses eternal truths. We use it to say what always happens. present or future Present Simple Imperative Present Simple, Present Perfect, Present Progressive
Conditional Sentences: ELT typology and corpus evidence Costas Gabrielatos, September 2003 6
Slide 13 Mixed conditional Mixed conditional Change in present situation would affect past situation would, could, might, should + have + past participle Past Simple Change in past situation would affect present situation Links past and present would, could, might, should + infinitive Past Perfect
Slide 14 Special cases Special cases Modals in the Modals in the if if- - clause clause will will (= insistence, willingness) (= insistence, willingness) would would (= request) (= request) should should (= politeness) (= politeness) could could are to are to Open conditions in the past Open conditions in the past (Past (Past Past) Past)
Slide 15 Annotation Annotation Conditional? Conditional? Tense and aspect marking Tense and aspect marking Time reference Time reference Modality Modality Modals Modals Level of inclusiveness of ELT typologies Level of inclusiveness of ELT typologies
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Slide 16 Not Conditional Not Conditional WHETHER He finished his beer sadly, wondered if he would have been better off, after all, among them at the club. ALTHOUGH Even in his anger and growing fear, the conditioning of his background and breeding rose, if only briefly, above his Pres distress. EVEN THOUGH I t was a 35mm affair even if a rather simplified one with a built-in flash. AS THOUGH As if in protest, George uttered a blood-curdling, lunatic-sounding cackle, and fell fractionally forward.
Slide 17 Frequency of conditional sentences Frequency of conditional sentences 85.3% 14.2% .5% Conditional Not conditional Misc excluded
Slide 18 ELT three/five types typology: ELT three/five types typology: Different levels of inclusiveness Different levels of inclusiveness
Conditional Sentences: ELT typology and corpus evidence Costas Gabrielatos, September 2003 8
Slide 19 Modal in Zero Present in First Addition of sentences with features of both Zero and First Could and might in First. Rest of Root modals in First, Second, Third and Mixed Both Epistemic and Root marking Modal lexis Perfect aspect in Zero and First types Five types, extended. Elements consistent with the existing typology. All core Epistemic modals in First, Second, Third, Mixed Imperative in Zero and First Should in Third and Mixed Progressive aspect Perfect aspect in Zero and First Five types, inclusive. Elements presented in any of the books examined. Present Simple in Zero Would in Mixed Simple tenses Five types, common. Only the elements that are common to all accounts . First type of Mixed only Will in First Would in Second and Third Simple tenses Three types, basic. As in logic. Main clause If-clause Description
Slide 20 Breakdown of conditional sentences in the sample 710.0 / 83.2% 5.0 / .6% 94.0 / 11.0% 13.0 / 1.5% 31.0 / 3.6% Sample for ELT Fixed/Idiomatic Elliptical Embedded 'even in case'
Slide 21 Even if Even if = even in case = even in case Even Even if if parents succeed in coming to terms parents succeed in coming to terms with letting their children go, their best with letting their children go, their best efforts are likely to be undermined by the efforts are likely to be undermined by the "dirty washing" gambit, or proprietorial "dirty washing" gambit, or proprietorial claims to "my room" which the child will claims to "my room" which the child will not relinquish. not relinquish.
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Slide 22 Ellipsis Ellipsis Most directors would like to keep the company's business Most directors would like to keep the company's business premises free from further encumbrances premises free from further encumbrances if if at all at all possible. possible. A SCIENTIFIC laser unit has been stolen from Telford College in Edinburgh and police have given warning the equipment could be dangerous if mishandled. Abdomen: When to seek advice Urgently, Right now! If the stool is bloody, black or tar-like.
Slide 23 Embedded Embedded IFYOU won the pools, it's a cert you'd celebrate with a slap-up party for friends -- and that's how we're winding up our great series of free contests. They themselves might suffer from the climate, but if they managed to survive and interbreed the chances are that in a few generations their offspring would have reverted to wild-type coats once again, as a result of the inevitable mixing that would occur among the stray cat colonies.
Slide 24 Idiomatic Idiomatic They were following the perimeter of the cricket ground in full view of at least twenty-two other boys, and Richard was damned if he was going to trail in Murray's wake before this audience. He's not a bad sort, for a brother if you know what I mean" And that is why I'll see Greg Martin if it's the last thing I do."
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Slide 25 78.5% 53.8% 43.6% 29.3% 14.9% 557 382 310 208 106 11 11 11 4 NA Mixed 29 29 29 19 18 Third 90 90 77 57 48 Second 119 80 41 40 First 427 133 113 87 NA Zero Extended with 0+1 Extended Inclusive Common Basic
Slide 26 Frequency (%) of ELT typology Frequency (%) of ELT typology ELT-5 Extended + 01 ELT-5 Extended ELT-5 Inclusive ELT-5 Common ELT Basic (3 types) P e r c e n t
o f
C S
i n
t h e
s a m p l e 100 80 60 40 20 0 78 54 44 29 15
Slide 27 ELT Basic: Frequency ELT Basic: Frequency 2.5% 6.8% 5.6% 85.1% Third Second First Not covered
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Slide 28 ELT ELT- -5 Inclusive: Frequency 5 Inclusive: Frequency 56.3% 1.5% 4.1% 10.8% 11.3% 15.9% Not covered Mixed Third Second First Zero
Slide 29 ELT-5 Inclusive: Distribution of types 3.5% 9.4% 24.8% 25.8% 36.5% Mixed Third Second First Zero
Slide 30 Breakdown of CS not covered by ELT-5 Inclusive 72.0 / 18.0% 153.0 / 38.2% 175.0 / 43.8% Extended-additional Other cases Zero/First blend
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Slide 31 Sentences with features of both Zero and First Sentences with features of both Zero and First "If you think I'd dream of sharing so much as a blanket with you after that you're crazy! If a Troll suffers harm his flesh will almost instantly re-grow. If Bridges is right, this still does not avoid possible legal argument over the "reasonableness" of the contract between purchaser and provider, nor over how well contracts are complied with.
Slide 32 ELT-5 Extended, with 'Zero' and 'First' collapsed: Frequency 1.6% 4.2% 11.0% 22.0% 61.3% Mixed Third Second Not covered Zero+First collapsed
Slide 33 Mood and Modality in the main clause Mood and Modality in the main clause 100% 710 0.3% 2 Present Subjunctive 1.8% 13 Question 1.8% 13 Ambiguous modality 3.0% 21 Epistemic + Root 17.3% 123 Root 24.1% 171 Statement 51.7% 367 Epistemic
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Slide 34 Epistemic modality in the main clause Epistemic modality in the main clause 100% 51.7% 367 Total Total 3.0% 1.5% 11 Probability 4.4% 2.3% 16 Combinations 5.5% 2.8% 20 Ability 37.0% 19.1% 136 Possibility 50.1% 25.9% 184 Certainty % of Epistemic % of all CS Frequency
Slide 35 Modal expressions in the main clause Modal expressions in the main clause 73.7% 523 TOTAL 0.6% 4 Central modals in that-clauses 2.2% 16 Marginal etc. modals 4.2% 30 Other modal expressions 4.5% 32 Combinations with central modals 6.8% 49 Imperative 55.1% 392 Central modals
Slide 36 Central Modals in the main clause Central Modals in the main clause 59.6% 424 55.1% 392 Total Total 1.0% 7 1.0% 7 shall 3.7% 26 3.7% 26 must 3.8% 27 3.7% 26 should 3.8% 27 2.9% 21 might 4.0% 29 4.1% 29 could 6.0% 43 5.5% 39 may 6.6% 47 6.5% 46 can 13.0% 92 11.7% 83 will 17.7% 126 16.2% 115 would Including combinations Modal + lexical verb only
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Slide 37 Co Co- -occurrence of modalities occurrence of modalities The Home Secretary will no doubt give his consent, if otherwise the decisions of junior ministers are liable to be quashed on judicial review. Conversely if the definition changed, there would probably be a corresponding change in the pupil's actions in that context. Companies potentially need to acquire information about all the environmental factors shown in the diagram, if they are to survive and prosper.
Slide 38 Root modality in main clause Root modality in main clause 100% 17.3% 123 8.2% 1.4% 10 Volition 91.8% 15.9% 113 Deontic % of Root % of all CS Frequency
Slide 39 Modal expressions in the Modal expressions in the if if- -clause clause 17.1% 122 Total 1.0% 7 Semi-auxiliaries 3.2% 23 Other expressions 4.9% 35 Modal idioms 8.0% 57 Central modals
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Slide 40 Central modals in the Central modals in the if if- -clause clause 57 Total 1 shall 1 might 1 may 2 will 3 would 3 should 5 must 15 could 26 can
Slide 41 Modal idioms in the if Modal idioms in the if- -clause clause 35 Total 1 would rather 4 have to 30 be to 7 Total 1 be willing to 1 be likely to 5 be going to Semi Semi- -auxiliaries in the if auxiliaries in the if- -clause clause
Slide 42 The three most frequent modal expressions The three most frequent modal expressions in the in the if if- -clause clause 60.2% 60.2% 10.0% 10.0% 71 71 Total Total 14.3% 14.3% 2.1% 2.1% 15 15 could could 21.3% 21.3% 3.7% 3.7% 26 26 can can 24.6% 24.6% 4.2% 4.2% 30 30 be to be to % of modals % of modals in if in if- -clause clause (N=122) (N=122) % of sample % of sample (N=710) (N=710) Frequency Frequency Modal Modal expression expression It is interesting that whereas the Third and Mixed patterns, with a frequency of 4.2% and 1.6% respectively, are presented as part of the main ELT framework, the use of be to and could in the if-clause, which have comparable, if not higher frequencies, are treated as special cases, with can not even mentioned.
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Slide 43 Past tense in Past tense in if if- -clause referring to past time clause referring to past time (32.2% of (32.2% of If If + Past tense + Past tense occurrences) occurrences) The students had no room in which to wait between lectures, but it was suggested to MRCVS that students who lodged near enough might go home if they wanted to, or more usefully spend their non-lecture time in the dissecting room or in the stables, although the Bell & Crown inn, with a good fire, was close at hand. After a decade of being made to feel that you were somehow lacking as a person if you didn't manage to cram thrice-weekly workouts into your schedule, it was high time that a good reason not to exercise emerged. "That little mistake was corrected when you got my note this morning, as you know very well!" Kate raised her eyebrows. "I received no note from you this morning, or any other time!" "Don't strain my credulity again! She couldn't help the tinge of pink that flooded her cheeks at his expression as those blue eyes studied her with contempt. "Well, if you didn't put it under my door yourself, maybe you'd better just check with Reception downstairs." I think that the high frequency of If + Past tense with past reference qualifies it to be included in the main ELT typology, rather than treated as a special case.
Slide 44 Further research Further research Analysis of sample from the spoken sub Analysis of sample from the spoken sub- - corpus of the BNC. corpus of the BNC. Examination of the distribution of ELT Examination of the distribution of ELT types according to genre. types according to genre. Examination of a larger sample of elliptical Examination of a larger sample of elliptical conditional sentences. conditional sentences.