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Page 1Introduction
 Amendment 59 on Colorado’s November statewideballot, also known as the SAFE (or Savings AccountFor Education) Initiative, suffers from two majorshortcomings. One is the substantive impact thisinitiative would have on fiscal policies in the state.The second is the procedural problems the Initiative would create in designing and implementing our fis-cal policies.
The Substantive Impact Amendment59 Would Have on Fiscal Policies inColorado
 Amendment 59 would basically repeal revenue andexpenditure limits that have constrained the growthof state revenue and spending since1992. Limits on the growth of staterevenue and spending imposed by theTaxpayer’s Bill of Rights (TABOR) would be eliminated. Surplus revenueabove the TABOR limit that wouldhave been rebated to taxpayers wouldinstead be transferred into the StateEducation Fund (SEF). Those mon-eys would then be appropriated fromthe SEF to finance spending for edu-cation P-12.When the budget limitation of Colorado’s TABOR Amendment was triggered in 1997, Coloradocitizens received $3.25 billion in tax rebates overthe next three years. If Amendment 59 is passedColorado citizens would never again see a TABORrebate. To understand why tax rebates would disap-pear we need to see how Amendment 59 wouldinteract with Referendum C.When Referendum C was passed in 2005, manyColorado citizens thought it would only permitthe state to spend surplus revenueabove the TABOR limit over a five- year period. In fact, ReferendumC changed the way in which theTABOR limit is calculated. UnderReferendum C the state can spendmost of the surplus revenue indefi-nitely. If Amendment 59 is passed thestate will be able to keep and spendall of the surplus revenue.Over the five year period 2005- 2010 ReferendumC will allow the state to keep and spend $6.4 billionin surplus revenue that would have been rebatedto taxpayers under the TABOR Amendment.
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That works out to almost $6,000 per household.In the following fiscal year, FY 2010-11,Referendum C does not disappear, as many peoplethought. Even though the state will receive $1.2billion in surplus revenue above the TABOR limit,taxpayers will not receive a dime of this surplus rev-enue. Under Referendum C the new revenue limit
 Amendment 59 Gives the Education Lobbya Blank Check 
 IB-2008-C • September 2008
 By Barry W. Poulson, Americans for Prosperity Distinguished Scholar
 
 Senior Fellow, Independence Institute
 
Issue Backgrounder
13952 Denver West Parkway
Suite 400• Golden, Colorado 80401
 www.IndependenceInstitute.org
303-279-6536
 Amendment 59 would basically repeal revenue and expenditure limits that have constrained the growth of state revenue and  spending since1992. If Amendment 59 is passed the state will be able to keep and spend  all of the surplus revenue.
 
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is calculated as the sum of population growth andinflation times actual revenue in 2010, and in every year thereafter. Thus under Referendum C the newrevenue limit for 2010 will be $11.5 billion, insteadof the TABOR limit of $10.1 billion. The new rev-enue limit exceeds the actual revenue projected that year, and for every year over the forecast period.If Referendum C has eliminated surplus revenuefor the foreseeable future, one may well ask whatdifference Amendment 59 will make. At some pointin the future Colorado is again likely to experiencerapid growth in state revenue, as we did in the 1990s.Under those conditions the state could generate sur-plus revenue in excess of the new revenue limit. But,if Amendment 59 is passed, even that surplus rev-enue would be retained and spent, and no moneys would be rebated to taxpayers.Not only would Amendment 59 allow the state tokeep and spend all surplus revenue, a greater shareof that revenue would be earmarked to fund P-12education. Amendment 59 would deposit all surplusrevenue the state receives above the new revenuelimit into the State Education Fund. That money canonly be spent for P-12 education.Currently the state deposits a portion of incometax revenues into the State Education Fund. Amendment 59 would create a new savings account within the SEF. Ten percent of the income tax rev-enues currently deposited in the SEF would bedeposited into this new SEF savings account until athreshold is reached. It is estimated that the amountearmarked for this SEF savings account would beabout $46 million in 2010, and $50million in 2011. That money couldonly be spent for P-12 education. In years when state personal incomegrows less than 6 percent, the legis-lature could spend this money with asimple majority vote; in other years it would require a two-thirds vote.If Amendment 59 is passed we shouldexpect an increase in the share of the state budget allocated to P-12education at the expense of other state programs.Earmarking a greater share of state revenue for theState Education Fund will in effect mandate thatmore state revenue be spent on education. Fundingfor other state programs would continue to be sub- ject to the cap on general fund spending. In recent years the share of the state budget allocated to P-12education has increased significantly, and the pro-posed initiative would accelerate this increase. Amendment 59 would also allow the state to spendmore general fund revenues for P-12 education. Ineffect, the initiative would repeal portions of theBird-Arveschough Amendment that limit the growthin general fund spending to 6 percent per year.Under current law any general fund revenues abovethat limit can only be spent for transportation andconstruction projects. Amendment 59 would allowthe state to transfer this money, which is currentlyearmarked for transportation and constructionspending, into the State Education Fund to increasespending for P-12 education.The initiative would clearly have a negative impacton spending for transportation and capital projects.Currently most of the funding forthese programs comes from gen-eral fund revenues in excess of theBird-Arveschough cap. Allowing thelegislature to spend some of that sur-plus revenue for P-12 education willreduce the funds available for trans-portation and capital projects.To the extent that Amendment 59 would erode the revenue and spend-ing limits in place, we should expect higher levelsof state spending. The limits on total state spend-ing imposed by the TABOR Amendment wouldbe eliminated; and, the limits imposed by theBird-Arveschough Amendment on General Fundspending would be weakened. State spending couldgrow in excess of the growth in state income, as itdid before these spending limits were imposed. Inperiods of rapid economic growth, state revenueand spending could again increase at double-digitrates. This would make it more difficult to balance
 If Amendment 59 is passed we should expect anincrease in the share of the state budget allocated  to P-12 education at the expense of  other state pro
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 grams.The initiative would clearly have a negativeimpact on spend 
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ing for transpor
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 tation and capital  projects.
 
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the state budget in periods of recession and revenueshortfall. We should then expect increased pressureto raise taxes and issue more debt to finance thehigher levels of state spending. California experi-enced this outcome when the GANN Amendmentlimit was weakened to exempt spending for educa-tion K-12 from the limit.
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 Given the fact that this increased state spending would come at the expense of tax rebates, there will clearly be an expansion of thepublic sector relative to the privatesector. Unconstrained growth in thepublic sector relative to the privatesector would create a less favorablebusiness tax climate. Higher taxes would make the state less attractiveto new business investment and jobcreation.
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Currently, Colorado’s eco-nomic growth exceeds that in mostother states. If Amendment 59 passes we should expect lower rates of eco-nomic growth, comparable to that inthe 1980s when the state was growingless rapidly than other states.
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The Impact Amendment 59 Would Have on the Design andImplementation of Fiscal Policies inColorado
In addition to the substantive impact, Amendment59 would have a procedural impact on the designand implementation of fiscal policy in Colorado. Tounderstand this procedural impact we must explorethe role of initiative and referendum (I&R) inamending the Colorado Constitution, and also a bitof the legislative background that has resulted in thisproposed amendment.I&R is a specific form of the right to petition pro-tected under the First Amendment of the U.S.Constitution. As Dennis Polhill points out in hisexcellent survey, the origins of I&R can be tracedto the Progressive era in the late 19th century, whencitizens began to challenge many of the excesses of state legislatures.
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 John Shafroth, a leader of the Progressive move-ment in Colorado, promised to put I&R on theballot when he ran for Governor. Despite opposi-tion from the legislature, this measure was place onthe ballot and passed in 1910 by a 76-to-24 percentmargin. Of the 111 amendments to the ColoradoConstitution, only 42 have been the result of citizeninitiative.The original Colorado Constitution set a numberof constraints on the fiscal powers of state and localgovernments, including balanced budget provisions,debt limits, and constraints on the power to tax.Over the years a number of statutory limits werealso placed on the power of state and local govern-ments to tax and spend.
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 In 1978 Colorado was one of the first states toimpose a statutory limit on state spending growth,the Kadlichek Amendment. While that limit wasinitially effective in constraining the growth of statespending, it proved to be ineffective in the 1980s.Colorado’s experience was typical of states with stat-utory tax and spending limits: statutory limits provedto be too easy for legislatures to evade or overturn.Several attempts were made toimpose constitutional limits onstate spending beginning in the1960s. However, it was not until theTaxpayer’s Bill of Rights was enactedthrough citizen initiative in 1992 thatconstitutional limits were imposedon state and local revenue andspending in Colorado. The TABOR Amendment has proven to be themost effective tax and spending limitin the country.The experience with tax and spendinglimits in Colorado is not unique. Themost effective tax and spending limitsimposed on state and local govern-ments have been constitutional ratherthan statutory; and the most effec-tive of these, like the TABOR Amendment, haveoriginated through citizen initiative. There is a fun-
Given the fact that thisincreased state spending would  come at the expense of tax rebates, there will clearly be an expansion of the public sector rela
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 tive to the private sector.The most effective tax and spending  limits imposed  on state and local  governments have been con
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 stitutional rather than statutory; and the most effective of these, like the TABOR Amendment, have originated  through citizeninitiative.
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