Roots Institute of Financial Markets RIFM1197, NHBC Mahavir Dal Road, Panipat 132103, HaryanaPh No. 99961-55000, 99964-55055, Web:www.rifmindia.com, email: email@example.com
CFP Mock Test Investment Planning
1. Deposit Insurance and Credit Guarantee Corporation insures deposits in Banks up to the followinglimit per account. 1A Rs. 0.5 lakh.
B Rs. 1.0 lakh.
C Rs. 1.5 lakh.D No insurance is available.2. If one is a fundamental analyst, he/she would follow which one of the following approaches? 1A. Passive diversified portfolio approach
B. Quantitative Analysis (searching for undervalued securities)
C. Efficient market hypothesis-strongD. Efficient market hypothesis-weak3. Derivatives on gold related securities and government securities that are traded on the stockexchanges are regulated by _______. 1
B RBIC Department of Company AffairsD Company Law Board4. The bid-ask spread is________.1) Broker's commission 2) Dealer's gross income from a transaction 3) Larger for illiquidsecurities than for liquid ones.A 1B 2
D 1, 2 & 3.5. Priti wants to invest in XYZ Ltd's stock, however, she must wait several months till her Fixed Depositmatures. What type of option should she invest in to protect against the market value of the stockincreasing before her money becomes available?
A Buy a call option
B Buy a put optionC Write a put optionD Sell a call option6. The risk of the writer of an option is _______. 1A Market price at expiryB Purchase priceC Limited by the premium
7.MFs are allowed to participate in securities lending. 1