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EXECUTIVE SUMMARY

T o d a y ' s V i s i o n : T o m o r r o w ' s R e a l i t y

American Dental Association


Health Policy Resources Center
The Future of Dentistry report was developed by a large group of individuals,
selected for participation because of their knowledge, expertise and commitment
to the welfare of the dental profession and the public it serves. Throughout the
preparation of this report, the creative effort was conducted with great independence.
The ideas expressed herein are not necessarily those of, nor endorsed by,
the American Dental Association.

Future of Dentistry––Executive Summary


©2002 American Dental Association

ISBN: 0-910074-29-1

Printed by the American Dental Association


Cover and book design by Absolute Graphics Inc., Chicago, IL

Suggested Citation

American Dental Association. Future of Dentistry––Executive Summary. Chicago: American Dental Association,
Health Policy Resources Center; 2002.

ii
Contents
FOREWORD........................................................................................................................................... v
THE ROLE AND RESPONSIBILITIES OF THE DENTAL PROFESSION...............................................1
KEY TRENDS........................................................................................................................................... 2
Disease and Health Trends ..............................................................................................................2
Demographic Trends........................................................................................................................2
Economic Trends..............................................................................................................................3
Science and Technology Trends.........................................................................................................3
Advancing Determinants of Health..................................................................................................3
Increasing Globalization...................................................................................................................4
VISION, GUIDING PRINCIPLES AND RECOMMENDATIONS............................................................4
VISION STATEMENT...............................................................................................................................4
GUIDING PRINCIPLES ............................................................................................................................4
BROAD RECOMMENDATIONS.............................................................................................................5
Oral Health Partnerships..................................................................................................................5
Oral Health Promotion.................................................................................................................... 5
Research and Education Capabilities................................................................................................6
Dental Workforce.............................................................................................................................6
Financial Resources for the Dental Profession...................................................................................7
Collaboration Between Dental Practice, Education and Research.....................................................7
Collaborative Marketing and Public Relations.................................................................................7
RECOMMENDATIONS FOR CLINICAL DENTAL PRACTICE AND MANAGEMENT........................8
Dental Workforce.............................................................................................................................9
Workforce Model.............................................................................................................................9
Workforce Balance and Diversity...................................................................................................10
Workforce Mobility........................................................................................................................10
Public Awareness............................................................................................................................10
Risk-Based Dental Care..................................................................................................................11
Evidence-Based Clinical Practice and Science Transfer....................................................................11
Diagnostic Codes............................................................................................................................12
Technology Transfer....................................................................................................................... 12
Dental Laboratory Technician Training and Program Accreditation...............................................12
RECOMMENDATIONS FOR FINANCING OF DENTAL SERVICES....................................................13
Employer-Based Dental Benefits.....................................................................................................13
Innovation in Dental Financing Arrangements................................................................................14
RECOMMENDATIONS FOR ACCESS TO CARE.................................................................................15
The Disadvantaged.........................................................................................................................15
Long-Term Unemployed.................................................................................................................15
The Working Poor.......................................................................................................................... 16
The Disadvantaged in Geographically Isolated Areas......................................................................16
Special Needs Populations and Individuals with Disabilities...........................................................16
The Elderly.....................................................................................................................................17
RECOMMENDATIONS FOR LICENSURE AND REGULATION OF DENTAL PROFESSIONALS......17
National Board Examinations and Continuing Competency............................................................17
Patient-Based Licensure Examinations ...........................................................................................18
RECOMMENDATIONS FOR DENTAL EDUCATION.........................................................................19
Financial Support for High Quality Dental Education....................................................................19
Cost Reduction .............................................................................................................................. 20
Off-Site Clinics...............................................................................................................................20
Cultural Competency......................................................................................................................20
Curriculum Development...............................................................................................................21

FUTURE OF DENTISTRY iii


Contents

Integrating Oral Health Education into Other Health Curriculum.................................................21


Clinical Training Opportunities......................................................................................................21
Faculty Development .....................................................................................................................22
Centers for Research Excellence.....................................................................................................22
Maintenance and Enhancement of Educational Facilities...............................................................22
Allied Dental Personnel Training....................................................................................................23
Continuing Education Opportunities .............................................................................................23
RECOMMENDATIONS FOR DENTAL AND CRANIOFACIAL RESEARCH.......................................23
Overall Funding of Research..........................................................................................................24
Opportunities for Research ............................................................................................................24
Treatment Paradigms .....................................................................................................................24
Changing Populations ....................................................................................................................24
Use of Biomaterials ........................................................................................................................25
Disease-Specific Examples..............................................................................................................25
Dental Caries ....................................................................................................................25
Links Between Oral and Systemic Disease.........................................................................25
Oral Cancer .....................................................................................................................26
Research Workforce ......................................................................................................................26
Funding for Clinical Research and for Research Facilities...............................................................26
Centers for Research Excellence.....................................................................................................26
Research Facilities..........................................................................................................................27
Science and Technology Transfer....................................................................................................27
RECOMMENDATIONS FOR GLOBAL ORAL HEALTH......................................................................27
International Collaboration ...........................................................................................................28
Promoting Disease Prevention through Information Sharing..........................................................28
International Workforce.................................................................................................................29
Globalization of Dental Products...................................................................................................29
International Health Promotion and Education..............................................................................29

iv FUTURE OF DENTISTRY
Foreword
Today's Vision: Tomorrow's Reality
Looking to the future and predicting what the oral health needs of our citizens will be, and how to address
them, are formidable tasks. It is equally difficult to discern the problems that will confront our profession.
The 2001 Future of Dentistry report attempts to create a vision of the challenges that are likely to emerge in
the coming years. The report is based upon reasonable evaluation and interpretation of current information
and observable trends.

This project, while commissioned by the American Dental Association, is not a policy document of the
organization. It has been designed to reach out to all parties interested in the betterment of health through-
out the world and, more specifically, to those who are able to contribute to improving the delivery of dental
care in order to achieve the optimal oral health of the public.

The many who contributed to this report––giving enormously of their time and expertise––hope that
future generations will look back on it as a landmark document. It represents their commitment to excellence
and an understanding that the profession and its partners must set aside parochial agendas to fulfill their social
responsibility. The authors want the report to be read and believe firmly that all who do so will develop a bet-
ter understanding of the issues facing the dental profession in its pursuit of excellence in serving the public.

The 2001 Future of Dentistry Report is intended to be a practical guide for the profession's next genera-
tion. It is meant to stimulate thoughts and actions that will move the dental profession forward into the new
century. In order for it to have the lasting impact, the report must become a living document that can be
amended and redesigned as circumstances evolve.

The report's central theme is one of global cooperation. The modern world is a much smaller place than
our parents knew. Our children will live in an even smaller world. It is clear that in this complex and ever-
changing world, isolation is not a viable option. This is a clarion call for dentistry's international commu-
nity to come together in a coordinated effort to improve the world's oral health.

Plans for the future must take into account that advances in the diagnosis and treatment of oral disease
are being made throughout the world. Sophisticated informational technology will be emerging to benefit
both the public and dental professionals. Cooperative efforts will no longer require that individuals be in the
same room. Instead, interaction can occur almost instantly among persons separated by continents.

However, science and technology cannot solve all problems. Political will, social responsibility and the
willingness to set aside cultural differences are also necessary. The dental profession has a bright and excit-
ing future that can be achieved only by a commitment to think creatively, eliminate barriers, and forge new
alliances.

As a healing profession, we must have but one over-riding vision. All people, whatever their status, what-
ever their age, wherever they live, should have access to good oral healthcare. That is our call to action.
That is our challenge. Let us rededicate ourselves to this vision and become faithful stewards of the
commitment to make today's vision tomorrow's reality.

Leslie W. Seldin, D.D.S.


Chairman, Oversight Committee
Future of Dentistry Project

FUTURE OF DENTISTRY v
vi FUTURE OF DENTISTRY
Executive Summary

What affects the United States and its people remanding to dentistry's leaders and organizations
affects the dental profession. Dentistry's future abil- the task of developing and implementing specific
ity to promote the oral health of the nation will activities. No organization can do this alone.
depend on its capacity to integrate new, better tech- Success will require collaboration, a will to break
nologies into practice, to respond to changing con- down barriers of isolation and pooling of resources
sumer needs, to assure a sufficient supply of well- for a common good. Such coalitions must cross all
trained dental educators and dental students, to boundaries and involve groups both inside and out-
maintain a strong research focus and, all the while, side the profession.
to address the needs of those people who do not The trends and issues identified by the expert pan-
have easy access to dental care. els will not come as a surprise to most, and the rec-
The national visibility for oral health has never ommendations will not require radical changes in
been greater. This visibility is seen in recent nation- direction. A roadmap to the future is presented that
al and state legislation, federal reports and the will benefit the profession and the public it serves.
media. The United States Surgeon General gave What new turns may appear as the route is traveled
national and international visibility to oral health cannot be predicted. Most important is that the
and its relationship to general health and well being journey be undertaken, and that the direction trav-
in: "Oral Health in America: A Report of the eled be determined by a dental profession which
Surgeon General," published in May 2000. acknowledges its responsibilities and enthusiastical-
The report's findings highlight oral health's rela- ly strives to reach its goals.
tionship to general health. It provides an assessment
of the status of oral health in America, how oral THE ROLE AND RESPONSIBILITIES OF THE
health is promoted and what needs to be done. The DENTAL PROFESSION
report finds, for example, that oral diseases and dis-
orders affect health and well being throughout life. Dentistry is part of the broad spectrum of health
These diseases and disorders are complex, often are services that addresses the needs of the general
not self-limiting, compromise daily functions such as population. Its mission is to guard the oral health
eating, speaking, swallowing, and school and work of the public. The dental profession defines its role
performance. The report notes that the mouth mir- as fostering "the improvement of the health of the
rors general health and well being, providing a diag- public" and promoting "the art and science of
nostic window to other, less visible parts of the body. dentistry."
Changes in the nation's demographic profile, new Dentistry is known and celebrated for its high eth-
technologies, evolving disease patterns, growing ical standards and an awareness of its social respon-
government and media influences, marketplace sibilities and public trust. Whatever actions the pro-
changes, the globalization of health care––all these fession takes in response to future challenges, that
and other factors affect dentistry just as they influ- trust must be preserved. To do so, the profession must
ence other parts of society. find ways to provide care for those in need, regardless
The goal of the 2001 Future of Dentistry report of their financial wherewithal or the challenges they
is to help the dental profession cope with inevitable present. Most Americans receive good oral health
change, both at home and on the world stage. The care; some do not. Those thought of as underserved
findings and recommendations it contains were pre- include the indigent and special needs populations.
pared by experts who came together in a mutual With the free-enterprise system as its foundation,
desire to improve oral health by improving oral the U.S. economy has permitted dentists and allied
health care. The report addresses all issues that touch personnel to seek and receive fair compensation for
the profession––no matter how sensitive they may their services. Decades of economic analysis show
be––and insists that all parochial views be set aside. that dentistry has fairly controlled its fee structures,
The report suggests actions in general terms, ensuring that periodic increases are in line with

FUTURE OF DENTISTRY 1
Executive Summary

inflation and accepted rates for professional servic- periodontal diseases, are more difficult to track
es. Moreover, dentists provide substantial amounts because of variations in the way these diseases have
of free care to the poor. been measured. Overall oral cancer rates are declin-
Dentistry can be proud of its accomplishments. ing, but certain site-specific oral cancers are actually
This nation's oral health care system––encompassing on the rise. The incidence of tongue cancers among
education, research and development, clinical practice young males is climbing, while lip cancers are declin-
and more––is widely regarded as the very best in the ing. The five-year survival rate for oral cancers has
world. It is hoped that, as the global community remained the same for the past 25 years.
grows closer together, the highest standards of oral There also are wide variations in oral diseases and
health care will be made available to the entire world conditions among racial and ethnic groups, between
population. As a guide to the decades ahead, this poor and more affluent populations, between males
Future of Dentistry report is intended to help maintain and females, young and old, generally healthier
those standards and to ensure continued growth and Americans and those with medical conditions and dis-
improvement for years to come. abilities. The incidence of tooth loss, for instance,
varies by race/ethnicity as well as income levels. Males
KEY TRENDS are more than twice as likely as women to develop oral
and pharyngeal cancers. The rate of oral cancers in
As a first step in forecasting dentistry's African American males is 39.6% higher
future for the next 5 to 15 years, it is than in White males, and the five-year
helpful to examine key oral health, cancer survival rate for African
demographic, economic, scientif- Americans of both sexes is just
ic, financial and industry-spe- 34% vs. 56% for Whites.
cific trends. Dentistry is known and The aging of the population,
celebrated for its high ethical increases in the numbers of
Disease and Health Trends standards and an awareness of people with disabilities, and a
its social responsibilities and public rapidly changing race/ ethnic
The health of the nation, trust. . . .the profession must find profile will require a dental
including oral health, will ways to provide care for those in workforce that is confident
continue to improve in the need, regardless of their financial and competent to address
coming decades. Greater aware- wherewithal or the challenges both routine and uncommon
ness of the health effects of they present. oral problems. Dental profes-
lifestyle behaviors, such as tobac- sionals must be equipped to man-
co and alcohol use, the value of age the oral health effects of co-mor-
physical exercise, basic hygiene and the bidities and medications, interacting
role of diet, has contributed to a generally more often with other health care providers,
healthier population with increased life expectancy. social service agencies and institutionalized patients.
Infant mortality rates in the United States, however,
still lag behind those of other developed countries. Demographic Trends
Like general health, oral health has improved
dramatically in recent decades. The percentage of The world population increases by roughly a billion
children and adolescents aged 5 to 17 years who people each decade. Today, there are about 281 mil-
have never experienced dental caries in their perma- lion people in the United States; by the year 2050, that
nent teeth continues to increase. Likewise, adult figure is expected to reach approximately 400 million.
Americans aged 18 to 34 years have less decay and At the same time that America is seeing an aging
fewer fillings in their permanent teeth than ever of its population, it is also becoming more racially
before. What's more, the percentage of people who and ethnically diverse. Such demographic changes
have lost all their teeth has declined substantially in are expected to alter disease patterns as well as cul-
the last 30 years. In 1971-74, 45.6% of adults aged tural attitudes and expectations about health care
65-74 were edentulous. In 1988-94, just 28.6% of and lifestyle behaviors. As a corollary, health care
Americans in this age group were edentulous. delivery systems and the services they provide will
Trends for other oral health conditions, such as also change.

2 FUTURE OF DENTISTRY
Executive Summary

Economic Trends with such conditions as dental caries, oral candidiasis


and periodontal diseases. Genetically engineered ani-
Like all other elements of society, the dental sector mals and foods have become a reality, and it is now
is influenced by the overall performance of the econo- possible to mimic nature by applying biomimetics to
my. The supply and demand for dental care determine design and fabricate new drugs, tissues and organs.
the amount and types of dental services provided, as With these developments come critical ethical, legal
well as the geographic distribution of dentists, the and social questions that must be addressed.
average income levels of dental professionals, the Miniaturization and nanotechnology provide addi-
financial strength of dental practices and the number tional tools contributing to improved health care
of applicants to and graduates from dental schools. and communication. These technologies have
The robust economy of the past two decades has tremendous potential, particularly in connection with
greatly benefited the dental profession. Between optical laser systems and computer-assisted informat-
1970 and 1996, real gross domestic product (GDP) ics. Information technology is revolutionizing the
doubled, representing an annual real growth rate of teaching and delivery of health care through virtual-
2.7 percent. Through most of the 1990s, unemploy- reality systems, telemedicine and teledentistry.
ment, interest rates and inflation have remained low The Internet makes global communications pos-
compared to earlier decades, and prices today are sible, increasing access to information around the
rising at an annual rate of slightly more world, breaking down national and other
than 2 percent. The last genuine eco- barriers and accelerating the speed
nomic contraction occurred in 1991, of communication. Among other
and even that downturn was brief effects, these new technologies are
and mild. The ensuing decade improving efficiency in patient
has been one of uninterrupted scheduling, referrals and record
prosperity and steady growth. keeping. New technologies
Dental markets have ad- Like all other elements of society, also are changing traditional
justed to supply-side forces by the dental sector is influenced methods of disseminating
reducing the number of new by the overall performance information through scientific
graduates and to demand-side of the economy. journals, books and other
forces by changing the mix of documents. Increasing num-
services provided in response bers of Americans are using the
to changing disease patterns. Internet to seek health informa-
Overall, fee increases have been tion and make health care choices.
moderate, and a smaller propor- The frenetic pace of this activity
tion of overall economic resources has an important downside: some of
have been used to provide dental care. As the materials disseminated in this way are
a result, an increasing number of Americans have bound to be of questionable value and accuracy.
access to needed treatment. The decades ahead will witness advances in sci-
ence and technology as yet unforeseen. Dentistry
Science and Technology Trends will benefit from these advances and must be inti-
mately involved in their progression.
The rate of scientific and technological advancement
has accelerated in recent years, a trend that will con- Advancing Determinants of Health
tinue into the next decade and beyond. Through
research, dentistry has improved its understanding of Over the past 50 years, a growing understanding
the causes and sequelae of diseases and conditions and of the many factors that affect health has spawned
their interrelationships. The social, biological, and various public health initiatives in the United States and
physical sciences have evolved and begun to merge, other nations. Underlying these initiatives is the premise
fostering an improved understanding of human health. that the biomedical approach to disease cannot solve all
Through sophisticated biotechnology research, sci- health problems.
ence is mapping the human genome and gaining These initiatives spring from evolving models that
knowledge of the organisms and microbes associated spotlight factors affecting human health: lifestyle choic-

FUTURE OF DENTISTRY 3
Executive Summary

es and personal skills, social and community influ- grams positions it to play a leading role in future
ences, living and working conditions, the organization public health initiatives.
and provision of health care services, socioeconomic,
cultural and environmental conditions. Increasing Globalization
In the United States, the national
"Healthy People" initiative has All the trends described thus far
entered its third decade of point to one incontestable fact:
emphasizing health promotion health care is a global concern
and disease prevention. Oral that breaks down national
health objectives have been Dentistry’s record of health boundaries. Microbes can be
part of this effort (now promotion through private practice transported around the world
referred to as "Healthy and community-based prevention in a matter of hours. Health
People 2010) since 1979. programs positions it to play care information can be
Those objectives include a leading role in future public transmitted from one corner
reducing the incidence of health initiatives. of the globe to another in
oral disease across all popula- seconds. New and useful sci-
tion groups, promoting disease entific findings and technolo-
prevention measures like fluo- gies can arise anywhere in the
rides and sealants and improving world. Dentistry is a resident of
the means of delivering care. that global community and a vital
The emphasis is on promoting health, participant on the world stage.
rather than preventing disease––an approach To guide the development of policy recom-
expected to gain momentum in the years ahead. mendations, members of the Future of Dentistry
Dentistry's record of health promotion through pri- project adopted the following statement of vision
vate practice and community-based prevention pro- and guiding principles.

VISION, GUIDING PRINCIPLES AND RECOMMENDATIONS

VISION STATEMENT: 3. A strong educational system is critical to the


future of dentistry.
Improved health and quality of life for all through
optimal oral health. 4. An aggressive approach to health promotion, disease
prevention, and access to appropriate care will improve
GUIDING PRINCIPLES: oral health and quality of life.

1. Improving the health of the public in a socially 5. Closer collaboration among all health professions
responsible and culturally competent manner is the will contribute to achieving dentistry's primary goal
primary goal of the dental profession and will of improving the health of the public.
remain dentistry's central focus.
6. The dental profession must develop a global per-
2. The profession must continue its commitment to spective and an action plan to fulfill its responsibil-
the adoption of appropriate science-based practices so ity as part of the world community.
essential to the future of dentistry.

4 FUTURE OF DENTISTRY
The dental profession must establish a rapid, flexible tional areas emphasized in this report. The dental
and effective response system for predicted and profession should now be ready to take a leadership
unknown changes in health care delivery, education role for the nation's oral health, building upon the
and research in the future. Dentistry has numerous base it has established.
accomplishments resulting in the improved health of The following recommendations are intended to
the public, but more needs to be done. The answers encourage professional organizations and other
and the challenges are at the interface of the tradi- groups to support existing and new programs.

BROAD RECOMMENDATIONS

These recommendations transcend the area-specific components of dentistry based on emerging trends and
issues and provide a guide for the coming 5 to 15 years. opportunities. This will align them with the common
goal of improving oral health.
ORAL HEALTH PARTNERSHIPS
ORAL HEALTH PROMOTION
The success of the future of the dental profession
relies on its ability to be responsive and proactive in Through office-based, home-based and communi-
meeting the public's oral and general health needs, ty-based efforts many of the health needs of the pub-
to effectively incorporate new technologies and lic are being addressed. The dental profession must
knowledge into practice, and to assume a leadership continue and expand that commitment. It should
role in the globalization movement. maintain a constant focus on oral health promotion
National and international partnerships and which will require increased resources for such efforts
alliances will be needed to address the many issues in the coming 5 to 15 years. All programs and efforts
raised in each of the subject areas. Clear and direct must include formal evaluations so that best practices
avenues of communication must be established. can be identified and promulgated.
Achievable goals, and the necessary resources for their
accomplishment, must be identified. These goals must Broad Recommendation-2: Aggressively address the
embrace the objectives of each organization and group. oral health needs of the public.

Broad Recommendation-1: Establish and support Strategy


partnerships and alliances among dental, other
health care professional, and public health organi- ◆ Promote and accelerate known and effective den-
zations, as well as business and social service tal caries preventive measures, such as communi-
groups, in order to address common goals to ty water fluoridation and sealants.
improve oral health.
◆ Undertake educational efforts aimed at the pre-
Strategy vention of life-threatening diseases, such as oral cancer.

◆ Establish regular forums to meet with groups ◆ Develop and implement programs targeted to spe-
representing patients and families. By listening to the cial needs populations.
needs and experiences of these groups the profession
will be better positioned to identify priorities and take ◆ Highlight the inter-relationship between oral and
action on activities that will make a difference to the general health, and the role that common risk fac-
health of the nation and the world. tors play in contributing to both.

◆ Establish and expand mechanisms for ongoing ◆ Enhance financing and reimbursement pro-
interaction among dentists, allied dental person- grams for oral health services, especially for low-
nel, educators, researchers, manufacturers, and income populations and for individuals with
third party payers. These modalities should be special needs.
used to strategically position and reposition all

FUTURE OF DENTISTRY 5
Executive Summary

◆ Develop and maintain databases that monitor be developed and implemented.


and help predict the public's oral health needs,
disease and life-style behavior patterns. Standardized ◆ Develop new approaches to facilitate the transfer of
and systematic population-based approaches to nation- emerging scientific knowledge into clinical practice.
al and global data collection and analyses are essential Oral health science and technology transfer centers
to effective planning and program implementation. could be established to promote the effective and accel-
erated transfer and adoption of research findings into
RESEARCH AND EDUCATION CAPABILITIES practice.

Dentistry's research and educational institutions are DENTAL WORKFORCE


national resources that provide and improve health care
and health promotion for Americans. Perpetuating Having a responsive, competent and "elastic"
these resources and ensuring their capacity to train dental workforce is key to meeting the needs of the
future generations of practitioners and to provide the public. The rapidly changing environment and
life-long learning opportunities for practitioners is criti- emerging science and technology base continually
cal. In addition, these resources play a lead role in place new demands on the existing and developing
maintaining and catalyzing needed international workforce. The numbers and types of personnel
collaborations in research and education. needed to address oral health improve-
ment and their ability to meet the
Broad Recommendation-3: Strength- needs of the public are but a few
en and expand dentistry's research of the many issues.
and education capabilities.
The issue of local problems
Strategy being best addressed and
Dentistry’s research and educational solved with local solutions
◆ Augment resources for the institutions are national resources should be the mindset that
dental research and education that provide and improve health care tempers consideration of
infrastructure, giving priority and health promotion for Americans. solutions. This includes, but
to those aspects which war- is not limited to, states rights
rant immediate attention and issues in licensure, use of
resources. Funding for rapidly allied dental personnel, work-
emerging clinical research oppor- force, and access and financing
tunities is insufficient. Facilities need of dental care for the underserved.
to be refurbished, replaced and modern- Other than in the area of research
ized. New technologies, such as informa- where obvious limitations in resources
tion technology and research equipment, need to be make this impractical, this basic concept should
developed and adopted. Research and educational prove to be most efficient.
workforce issues need to be addressed. Collaborations
among institutions should be encouraged. Broad Recommendation-4: Ensure the development of
a responsive, competent, diverse, and "elastic" workforce.
◆ Enhance the visibility and prominence of dental
schools at academic health centers. Dental schools Strategy
are the institutions where the majority of dental
research is conducted and are critical members of ◆ Expand efforts to recruit into and retain individ-
their academic health centers. They should become uals in dental profession careers. Ideally, the dental
more prominent through their education, communi- workforce should reflect the ethnic and cultural
ty service and research functions. diversity of the general population.

◆ Strengthen the interaction between research and ◆ Develop and implement methods to rapidly and
education. Effective ways to accelerate the transfer effectively address the distribution and mobility of
of science findings into the dental curriculum should the dental workforce.

6 FUTURE OF DENTISTRY
Executive Summary

◆ Increase the availability and use of allied dental require close collaboration between dental practition-
personnel, under appropriate supervision by dentists. ers, educators and researchers. While interactions do
This approach is a quick and cost-effective way to occur between these groups, they have usually occurred
increase the "elasticity" of the dental workforce. on an ad hoc basis. In the future, it would be helpful if
these interactions occurred on a continuous basis with-
◆ Establish and expand efforts to recruit and maintain in a formal organization. The individuals participating
an adequate dental research and education workforce. in this effort should meet on a scheduled basis to discuss
issues of common concern. The cooperation would in-
FINANCIAL RESOURCES FOR THE DENTAL clude the development, implementation and oversight
PROFESSION of activities that address issues that could be best solved
by its collective actions.
Adequate funding is necessary to meet the many
needs facing the dental profession's ability to address Broad Recommendation-6: Establish a formal organ-
the public's needs. Underserved populations are re- ization with membership consisting of the American
stricted from needed access and desired care as a result Dental Association representing dental practice, the
of inadequate funding for programs, facilities and American Dental Education Association representing
services. In addition, the dental schools are hard dental education, and the National Institute of
pressed to find adequate funds to modern- Dental and Craniofacial Research and the
ize facilities that have fallen into disre- American Association of Dental Re-
pair. There is a shortage of faculty search representing research.
members in the educational insti-
tutions and researchers who are Strategy
so vital to the advancement of
dental science. ◆ Establish formal coopera-
Student debt is a genuine The issue of local problems being tive efforts to meet the re-
problem for future dentists, best addressed and solved with local source and funding needs
hampering their ability to solutions should be the mindset that of those requiring oral
follow their desired profes- tempers consideration of solutions. health services and those
sional path in order to find responsible for offering these
sources to satisfy their finan- services.
cial needs. These and other
important aspects of dentistry are COLLABORATIVE MARKETING
dependent on few dollars made AND PUBLIC RELATIONS
available and the competition for those
funds tends to fractionate the profession. Too often important issues in dentistry
are presented to the public as controversies, if not
Broad Recommendation-5: Develop strategies to address exposès. Examples would include amalgam safety,
the fiscal needs of the practice, education and research sec- waterline quality and general anesthesia. However,
tors of dentistry to ensure their viability and vitality. the profession has developed a progressive agenda
to deliver services of ever-increasing quality. This
Strategy agenda should be presented to the public through
the media in ways that target and captivate the
◆ Assess the financial needs of the dental profession so that interest of consumers by virtue of their importance
a reasoned and structured approach to optimal use of finan- and innovation. An example would be an oral can-
cial resources could be adopted. This would, in the end, cer awareness campaign.
advance the best interests of the oral health of the public.
Broad Recommendation-7: Utilizing the combined
COLLABORATION BETWEEN DENTAL PRACTICE, resources of the dental profession and dental indus-
EDUCATION AND RESEARCH try, emphasis should be placed on the development
of highly targeted, collaborative marketing and pub-
The dental profession will face challenges that will lic relations initiatives.

FUTURE OF DENTISTRY 7
Executive Summary

Strategy leverage both funds and impact of these kinds of


activities.
◆ Develop a cooperative effort between various
sectors of the dental profession and relevant
business sectors to plan marketing and public rela- The recommendations that follow are based on
tion initiatives. Cooperation such as this will the findings from the six subject areas explored.

RECOMMENDATIONS FOR CLINICAL DENTAL PRACTICE AND MANAGEMENT

Clinical practice includes, but is not limited to, oral disease patterns and treatment options, it can be
those oral health services provided by dentists in the expected that future clinical practice will incorporate
dental office and those community-based programs more diagnostic-based data into treatment plans along
such as community water fluoridation, oral cancer with prognosis for dental treatment. As risk assessment
screening and sealant programs. Clinical care is strategies improve, high-risk individuals may require
influenced by the demographics of the popu- more frequent recall appointments than those at
lation, patterns of dental disease, and lower risk. Treatment plan presentation
the expectations of both patients will continue to educate patients about
and providers. Demographically, their oral diagnoses, treatment
the United States population is options, risks and prognosis for
growing older, and more eth- various oral conditions.
nically and culturally diverse. The guiding vision of the
Advances in technology Future of Dentistry is that
are quickly transforming the . . .the dominant dental delivery every individual who needs
dental workplace. New modes will continue to be solo oral health care will access
information management practices and small group practices. that care from oral health
technologies and advanced care providers who are edu-
diagnostic and treatment cated and skilled in the current
tools are improving diagnosis, best practices using the latest
patient care and patient care and most appropriate technolo-
management. A major challenge gy. A key pathway toward achiev-
for dental practice managers will be ing this objective is the development
to achieve a coordinated, systematic, of suitable facilities and personnel.
and secure approach to the integration and Many factors will affect the required num-
application of information technology. Computers ber of dentists. Aging and demographic changes in the
will serve as decision-support tools in planning dentist workforce need to be carefully evaluated on a
treatments that require the integration of multiple continuing basis. Dentists’ productivity should be mon-
disciplines and types of clinical information. itored. The availability of allied dental personnel is
Computers will aid dentists in the assessment of a critical. Demand for dental services also plays an im-
patient’s health status over time. Diagnostic codes portant role in workforce requirements. Given an un-
will provide a basis for assessing treatment efficacy certain future, flexibility is a desirable strategy for
when measured against established parameters and workforce policy. Regional issues do exist and may
will assist in assessing outcome data for patients and become more pronounced in the future.
dental practices. Despite these technical advance- Strategies to assure available facilities and personnel
ments, the dominant dental delivery modes will con- should begin with a comprehensive and ongoing
tinue to be solo practices and small group practices. assessment of the dental professional workforce.
The dental profession’s success in reducing caries, Current dental workforce models should be contin-
periodontitis, and tooth loss has dramatically ually evaluated, updated, and refined so that the
improved the oral health status of the United States most accurate predictions possible are available for
population. Given the improvement in the oral health the number, type and distribution requirements of
of children and adults, and increasing knowledge of dental personnel.

8 FUTURE OF DENTISTRY
Executive Summary

DENTAL WORKFORCE dental offices are difficult to fill, sometimes remaining


vacant for extended periods of time.
To assure that dental services are available to all
who need them, it is imperative to establish the ade- Clinical Practice Recommendation-1: Continued
quacy of the dental workforce. The workforce dif- comprehensive studies should be conducted to
fers across the country and within specific commu- assess the capacity of the dental workforce address-
nities. Factors that must be considered when evalu- ing all of the possible factors and variables that
ating the adequacy of the workforce in any geo- affect the ability to provide adequate services to the
graphic area include the socioeconomic status, race/ public. The status of the workforce should be re-
ethnicity, disability or handicapped status, and dis- assessed periodically.
ease patterns of the population. Other factors that
impact the capacity of the dental workforce are pro- Clinical Practice Recommendation-2: The dental
ductivity, efficiency, extent of duties of allied personnel, profession must continually evaluate its data require-
new technology and techniques, and emerging research ments and collect needed data in sufficient quantity,
that alters the manner of diagnosis and treatment. frequency and detail to form the basis for a rational
Continued study of dental workforce adequacy is assessment of workforce requirements.
essential. Studies should assess the number of dental
care providers available to treat the public Clinical Practice Recommendation-3: Due
and should provide an in-depth analysis to regional workforce imbalances, a
of the need for dental care as well as consortium of appropriate leaders
the demand for dental care. It and other policymakers should
should address the capabilities and be convened to develop a plan
duties of the various members of to address these issues.
the dental team and establish
whether alterations must be Given the widely varying Clinical Practice Recommend-
made to assure that the public workforce conditions among states, ation-4: Individual states or
can be adequately served. one overall national policy is not regions should develop work-
The national supply of den- likely to satisfy every force plans that address their
tal services will increase sub- state’s needs. specific needs.
stantially due to enhanced den-
tal productivity. There is poten- WORKFORCE MODEL
tial to increase dental output
through more efficient use of allied With the data collected from these
dental personnel. These factors indicate workforce assessments, valid evalua-
that an increase in the aggregate number of tions of the future needs of the ever-changing
dentists may not be necessary. Nevertheless, the population will be possible. It is imperative to develop
nation must be ready to act if circumstances change. a workforce model that portrays the emerging pattern
Existing regional workforce imbalances may become of the need for dental services. Creative methods must
more pronounced in the future. Given the widely be developed to assure an "elastic" workforce that
varying workforce conditions among states, one adjusts to the changes in a timely and effective manner.
overall national policy is not likely to satisfy every Factors that might be considered in the model
state's needs. Each state should address its workforce could include geographic distribution of dental
issues based on its specific circumstances. health care providers, the approved duties of allied
Flexibility is a desirable strategy for workforce personnel and incentive programs that attract prac-
policy. If more dental capacity is needed, an attrac- titioners to underserved areas.
tive workforce option is to adjust the number of
allied dental personnel. This is a cost-effective Clinical Practice Recommendation-5: Workforce
means to generate additional dental services. models should continually be evaluated and
However, dental hygienists and dental assistants are changed, refined and strengthened, as necessary to
not available in sufficient numbers in some regions forecast the future dental care needs and demands
of the country. Open positions for dental hygienists in of the public.

FUTURE OF DENTISTRY 9
Executive Summary

WORKFORCE BALANCE AND DIVERSITY force. Improved workforce mobility would facili-
tate adjustments to satisfy regional requirements.
The dental profession must develop a balanced
workforce. A balanced workforce is one that is suf- Clinical Practice Recommendation-7: The dental
ficient in number and educationally and culturally profession should support licensure by credentials
prepared for the many roles required to satisfy the for dentists and dental hygienists.
needs of the public. The workforce must also be
balanced in its capacity to address health promotion The increasing demand for preventive den-
and disease prevention as well as diagnosis and tal services requires greater use of personnel from
treatment for the public it serves. the allied dental team. There are regional shortages
Today's dental workforce is not representative of of dental hygienists that increase the difficulty of
the ethnic composition of the population. Further- fulfilling staffing needs. The lack of mobility of den-
more, enrollment in dental schools and participation tal hygienists created by state licensure processes is
in the allied dental fields from minority populations is another factor contributing to the staffing shortfall
far below what is desirable in trying to achieve bal- for dental hygienists. Varying levels of duties allow-
ance with the present and future ethnic distribution of able in states cause discrepancies in training, ability
the public. It is imperative that efforts be made to and compensation. This, in turn, inhibits geograph-
increase the participation of the growing minority ic mobility.
groups into the dental profession. To encourage potential applicants to enter the
Programs to address this issue should include, but profession, and to retain qualified hygienists,
not be limited to, outreach programs in the K-12 authorized duties should be commensurate in all
educational environments, community outreach venues and the ability to move from one state to
efforts, public education programs, mentorship asso- another should be possible. In addition, the duties
ciations, scholarships and other incentive programs. allowed for dental assistants should be uniform
Alliances with organizations outside the dental pro- among all states, allowing well-trained and experi-
fession would foster a team effort that extends to enced individuals to provide services in areas to
every level of the social structure. which they move.

Clinical Practice Recommendation-6: The dental Clinical Practice Recommendation-8: Workforce


profession, through collaboration among all levels studies should be undertaken to identify the opti-
of organized dentistry, governmental agencies and mum number and distribution of allied dental per-
educational institutions, should devise a program of sonnel.
recruitment to encourage the youth of minority pop-
ulations to enter an educational track that would Clinical Practice Recommendation-9: The dental
lead to joining the dental workforce. profession should establish as a goal the standardi-
zation of approved duties for allied personnel with-
WORKFORCE MOBILITY in the United States.

The social responsibility that the dental profes- PUBLIC AWARENESS


sion assumes demands that it help ensure an ade-
quate workforce. States have traditionally retained The public must understand the importance of
the responsibility assuring the best interests of their oral health in order to appreciate and take advantage
citizens regarding health services. This has translat- of the services available. Education efforts must be
ed into assessing competency and deciding the stan- made to ensure that every individual is aware of the
dards required by health professionals to practice necessity of visiting a dental practitioner on a regu-
within the various states. This is an important prin- lar basis. Optimal oral health care can be achieved
ciple and needs to be maintained, while continuing only by a cooperative effort of all interested parties,
to meet the needs of a mobile citizenry. It is impor- including the public, the government, private industry,
tant to note also that need and demand for dental and health care providers. Alliances should be forged
services are sometimes unsatisfied in certain geo- to structure and fund this effort.
graphic areas because of a scarcity of dental work-

10 FUTURE OF DENTISTRY
Executive Summary

Clinical Practice Recommendation-10: An alliance cervical cancer. The dental profession must make sure
should be formed comprised of the dental profes- that every individual knows the importance of a regu-
sion, organized dentistry, government health agen- lar oral cancer examination and is encouraged to
cies and dental industry to develop and fund a receive one on an annual basis.
"National Health Awareness Campaign" focusing The public should be educated about the importance
on increasing the awareness of the public and poli- of oral examinations by qualified health professionals
cymakers of the importance of oral health. and other pertinent information, which will heighten the
awareness of the risks of developing oral or pharyngeal
Clinical Practice Recommendation-11: Lobbying cancer as well as the benefits of regular screening.
activities should be organized that include the partici-
pation of all levels of society to convince legislators that Clinical Practice Recommendation-13: The dental
oral health is a major part of general health and that profession should conduct intensive public service
increased funding is necessary to support efforts to information and education efforts to reduce the death
achieve the goal of optimum oral health for all. rate due to oral cancer through early diagnosis.

Low-income children often suffer from dental neg- RISK-BASED DENTAL CARE
lect and pain. This can cause decreased nutrition,
inattention in school, and lost school days. Given the changing oral disease pat-
Studies show a 60% decrease in dental terns and treatment options, future
decay in communities with fluori- clinical practice may be expected
dated water. It is unacceptable to to incorporate more diagnostic-
spend tax dollars for dental care based data into treatment
but neglect the obvious savings plans. Research and experi-
of water fluoridation. ence suggest that each patient
. . .oral cancer now accounts for
The dental profession must presents different risk factors
approximately 3% of all cancer
make a greater effort to con- and that patient recall and
deaths in the United States,
vince the public and policy- evaluation should be based
a number which exceeds that of
makers about the efficacy and on their susceptibility to var-
melanoma and cervical cancer.
cost effectiveness of fluorida- ious oral diseases. Scientific
tion. It must be shown that studies to support or deny the
prevention is our greatest cost effectiveness of risk-based den-
containment device. It must be tal care, that is, treatment pat-
illustrated that communities without terns based on risk assessment
fluoridated water continue to exist strategies, are not available and should
today, affecting our lower socioeconomic be developed.
groups more severely than other groups with greater
access to care and prevention. The public and policy- Clinical Practice Recommendation-14: A compre-
makers must also be convinced that fluoridation will hensive study should be undertaken to assess the
protect the entire community. efficacy of risk-based dental care.

Clinical Practice Recommendation-12: The dental EVIDENCE-BASED CLINICAL PRACTICE AND


profession, together with all interested parties, should in- SCIENCE TRANSFER
crease efforts to convince the public as well as local, state
and national policymakers that fluoridation of water Evidence-based dentistry is a concept for which
supplies is a safe and cost-effective way to protect oral health professionals have developed renewed inter-
health. est. The study of the appropriate uses of this process
in assisting dentists and patients to arrive at the best
With over 30,000 new cases and over 7,800 deaths decisions needs renewed commitment. The poten-
reported annually, oral cancer now accounts for tial of this approach along with possible misuses
approximately 3% of all cancer deaths in the United need to be understood by dental practitioners, edu-
States, a number which exceeds that of melanoma and cators, researchers, and policymakers.

FUTURE OF DENTISTRY
11
Executive Summary

The current meaning of evidence-based dentistry Research databases derived from clinical settings, if prop-
and its interpretation by practitioners, patients and erly designed and implemented, will allow for more
policymakers are not the same. Confusion exists immediate understanding of efficacious clinical diagnos-
and there is a barrier to the use and application of tic and treatment applications. Scientific evidence, based
evidence-based practice reviews. Creation and adop- on outcomes data, would broaden the base of knowledge
tion of uniform diagnostic codes on which to base evi- for clinical practice, research and education.
dence-based therapies will help eliminate the current With these tools, clinical practitioners can then
misapplications of evidence-based clinical practice. employ diagnostic and therapeutic services objec-
Understanding the dimensions of evidence-based tively, while preserving the ability to utilize sound
practice and contributing to development of the professional judgment. The dental profession must
needed science and scientific study designs to establish sound scientific application for outcomes,
enhance the knowledge-base will allow the practice based on accurate diagnostic protocols.
of dentistry to evolve more rapidly. Enhanced under-
standing of, and communication regarding, evidence- Clinical Practice Recommendation-17: An appro-
based dentistry will help reduce the considerable priate system of diagnostic codes should be developed
uncertainty that currently exists regarding its defini- and integrated into the daily practice of dentistry.
tion and role in the modern practice of dentistry.
Evidence-based practice involves the incorpora- A network of practitioners, assembled by the appro-
tion of such new knowledge into practices. However priate professional organizations and connected by
evidence-based practice also involves expertise on the electronic communication, could provide a large
part of the clinician interacting with patients to deter- source of data on procedures and outcomes. Clinical
mine their needs and demands. The interface and bal- practitioners, to enhance their ability to monitor clin-
ance among the current science, practitioner compe- ical and procedural protocols, should be able to access
tence and the patient should to be maintained. unbiased and reliable information easily.

Clinical Practice Recommendation-15: Dental practi- Clinical Practice Recommendation-18: The dental
tioners, educators, researchers and policymakers should profession should strive to develop the leading
develop a common definition of evidence-based practice. repository of the most accurate dental diagnostic
and therapeutic databases.
Clinical Practice Recommendation-16: The dental
profession, in concert with all other interested parties, TECHNOLOGY TRANSFER
should identify ways in which to integrate science
from systematic research, practitioner expertise, and Clinical practitioners must apply the most appropri-
patient choice to ensure the appropriate application ate technology to patient care. New diagnostic and
of the latest knowledge into the delivery of care. treatment methodologies are available that would
improve care, but are not swiftly implemented because
DIAGNOSTIC CODES of cost or concern about the ease of integration into
dental practice. Lack of familiarity makes many prac-
With scientific advances, methods and approaches titioners hesitant to use new technologies.
to evaluation, diagnosis, and treatment planning will
change. Likewise, implementation of preventive inter- Clinical Practice Recommendation-19: A consortium
ventions as well as definitive therapy will evolve. of representatives of dental practice, research, education,
Outcomes assessments can help guide the introduction and the dental product industry should be established to
and evaluation of new methods. Moreover, appropri- ensure the rapid transfer of information regarding new
ate diagnostic codes in conjunction with clinical judg- modalities of oral health care to private practitioners.
ment of practicing dentists and the treatment goals of
patients can assist dentists and their patients in arriving DENTAL LABORATORY TECHNICIAN TRAINING
at the most appropriate treatment choices. AND PROGRAM ACCREDITATION
However, outcomes assessments in dentistry are likely
to remain incomplete in accuracy and scope until more Prosthetic services will continue to be a large part of den-
broadly based diagnostic protocols are implemented. tal practice. Given longer life expectancy and the inevi-

12 FUTURE OF DENTISTRY
Executive Summary

table loss of teeth by the older population, it is imperative nicians and accrediting programs are decreasing. A
that the resources for providing the needed restorations shortage of qualified dental technicians will create a
are made available. Dental laboratory technicians typi- risk situation in the areas of access and quality of
cally fabricate the prostheses under a dentist's direction. care, especially for the financially disadvantaged
The dentist must remain the repository of laboratory populations.
skill and knowledge. The laboratory industry should not
become the authority on laboratory procedures. Abdi- Clinical Practice Recommendation-20: A study should
cation of the dentist's role in the laboratory phase due to be undertaken to address the adequacy of the number of
educational cost/convenience must not create a vacuum dental laboratory technicians and to develop a strategy
of knowledge in the profession. Dental school curriculums for attracting qualified individuals into that profession.
must maintain sufficient focus and resources to continue
to prepare dentists to provide prosthodontic/restorative Clinical Practice Recommendation-21: The dental
therapies that continue to constitute the majority of the profession should develop strategies to maintain the
service component of a general dental practice. dentist as a knowledgeable director of laboratory
There are no national standards for dental tech- procedures to insure the safety of the patient.

RECOMMENDATIONS FOR FINANCING OF DENTAL SERVICES

Total dental expenditures in 2000 were about $60 47% of the total, with government-financed care
billion. The increase in real dental expenditures has accounting for 4%, and other private funds accounting
been slightly less than the rate of growth in the real for the remaining 2%.
Gross Domestic Product (GDP) over this period. Enrollment in employer-based dental prepayment is
The major drivers of dental expenditures are the about 105 million people and has increased slowly in
general wealth of the population, employer and the past 10 years with the expanding economy. As part
public contributions to dental prepayment premi- of the general shifts in the financing of dental care,
ums, the perceived need for and value of dental serv- membership in indemnity plans is declining and enroll-
ices, and oral health status. ment in Preferred Provider Organizations (PPO) is
An important factor related to the demand for den- increasing. However, Dental Health Maintenance Or-
tal services, and thus access, is the availability, extent ganization (Dental HMO) plan membership is not
and character of third party financing for services. growing at the same rate as PPOs. To date, capitated
Individuals who value dental services are willing, under managed care has had relatively little impact on dental
certain conditions, to have prepayment plans pur- expenditures in most geographic areas of the country.
chased on their behalf by their employers. Employers Public financing of services for economically disadvan-
as the purchasers of prepayment plans shape the taged populations is a small percentage of total expen-
demand for dental prepayment. They seek to provide ditures and that percentage has remained fairly con-
employees with desired benefits while at the same time stant over the last 30 years.
attempting to control the costs of fringe benefits for
their companies. EMPLOYER-BASED DENTAL BENEFITS
Four basic sources of funds to pay for dental care
are employer-based prepayment plans, direct patient Major changes in employer funding of dental bene-
payment, public prepayment, and free from the fits are expected. Higher medical costs and competi-
provider (e.g., charitable) services. Through the 1970s tive pressures will lead to more defined contribution
and the 1980s, employer-based private prepayment programs, more voluntary programs, greater employee
grew rapidly. By the early 1990s more than 40% of all cost sharing, and optional coverage for retirees.
Americans were covered by some form of private den- These changes will impact the use of dental services
tal prepayment. Direct patient payments, as a propor- and the mix of services. Third party payments are sim-
tion of total financing, has declined. Today, self-pay ply a means of helping fund dental care. They must
and private prepayment account for nearly equal never inappropriately influence the dentist's diagnosis
amounts of payment for dental care, each at about and treatment recommendations.

FUTURE OF DENTISTRY 13
Executive Summary

Financing Recommendation-1: The dental benefits INNOVATION IN DENTAL FINANCING


industry should explore a market-oriented solution ARRANGEMENTS
to financing dental services which would include tax
deferred dental/medical savings accounts and direct Patients are experiencing greater limitations, restric-
reimbursement plans. tions, exclusions, larger co-payments, static maxi-
mums, and administrative problems which are con-
Financing Recommendation-2: Financing of dental tributing to their growing frustration. If these factors
services should be structured so it will not inappro- continue and are not corrected, they will lead to
priately interfere with the professional judgment of growing dissatisfaction on the part of patients; some
the dentist or create unwarranted intrusion into the may be unwilling to continue their dental insurance
decisions reached jointly by dentists and patients plans. Changes in technology, disease patterns and
regarding appropriate and best treatment options. demographics may stimulate development of new
dental benefit programs that would have different
Radical changes in the health care delivery system reimbursement methods, incentives and covered ben-
have often left patients in positions where they feel efits. These changes could impact the types of servic-
defenseless in their attempts to receive quality care. es provided. Innovative dental insurance programs
In many cases this can be directly traced to should be developed to respond to these changes.
unwarranted intrusion by third parties
into the doctor/patient relationship. Financing Recommendation-5: The
To remedy this situation national dental profession should encour-
legislators have sought to initiate age the dental benefits industry
actions that would give Ameri- to streamline procedures, re-
cans access to responsible care. duce administrative burden
Organized dentistry has been and policy limitations, and
a pacesetter in the struggle to To date, capitated managed care provide greater flexibility
ensure that patients have the has had relatively little impact on for covered individuals in
right to choose health dental expenditures in most their reimbursement for
providers within a plan; have geographic areas of the country. dental services.
the option of joining a point-
of-service-plan outside the net- Dentists are reporting increas-
work; be assured of prompt ing frustration in dealing with
care; have access to care within dental benefits companies. A
reasonable distances from their growing number of dentists are dis-
home; and have the ability to pursue tancing themselves from dental insur-
legal action against negligent health plans. ance companies proclaiming themselves to
be "insurance free." Bureaucratic and administrative
Financing Recommendation-3: The professional problems, excessive and time consuming paperwork
dental communities must continue their support of and telephone activity, "lost" submitted forms and radi-
national legislation that will protect patients from ographs, interference with treatment, fee restrictions
health plans that place bottom-line profit ahead of and payment delays are among the reasons cited. It is
quality and access to care. Even after passage of difficult to determine how significant the “insurance
such legislation, the profession must remain vigilant free” trend will become, but it appears to be gaining
in ensuring that the intent of the legislation is not acceptability and momentum. If the dissatisfaction
undermined. becomes more widespread, it will negatively impact the
value of dental insurance in the future.
Financing Recommendation-4: The dental profes-
sion should develop an active campaign to educate Financing Recommendation-6: The dental profes-
employers and employees regarding dental benefits sion should commence constructive dialogue with
choices so they can become better health care con- third party carriers to develop a user-friendly atti-
sumers. This campaign should include dentists as tude and more efficient administrative procedures in
members of the educational team. their dealings with providers and purchasers.

14 FUTURE OF DENTISTRY
Executive Summary

Third party carriers have been slow to respond to efficacious diagnostic and treatment modalities.
new techniques and options for dental treatment
with regard to including them as reimbursable pro- Financing Recommendation-7: The dental benefits
cedures in their plans. This is burdensome to both industry should shorten its response time for includ-
practitioners and patients. Carriers need to respond ing scientifically accepted new diagnostic and
quickly to changing science and technology with treatment options as reimbursable procedures in
updated coverage that includes the more recent and their plans.

RECOMMENDATIONS FOR ACCESS TO CARE

The guiding vision for the dental profession is working poor, those who fall between 100
that all Americans will be able to receive the den- to 200% of the federal poverty level, and their
tal care they need, regardless of their financial, family members. In 1996, this group consisted
geographic, health status, or other special circum- of 53 million people, or 20% of the population.
stances. The dental profession is eager and willing Within both of these groups are found a dispro-
to assist in securing access for all portionate number of African Americans,
Americans. However, providing access Hispanics, Native Americans, and re-
to dental care for all requires the cent immigrants.
cooperation of every segment of
society, including policymak- LONG-TERM UNEMPLOYED
ers, the dental profession,
and the general population. For the long-term unem-
Most dentists provide free ployed, adequate public
or discounted care to peo- The dental profession is eager financing is essential but
ple who otherwise could and willing to assist in securing currently, in most states,
not afford it. But charity access for all Americans. nonexistent. One exception
alone is not enough. We as is the Michigan's Healthy
a society––policymakers, the Kids Dental Program where
dental profession, communi- funding does accommodate
ty leaders and the public–– market level reimbursement
must summon the political will and administration of the pro-
to break down financial and other gram is handled privately. This has
barriers that diminish access to care. resulted in improved access to care for
The large majority of Americans can and covered children.
do access dental services, and the private delivery New programs should be developed which
system provides high quality dental care for those would address the demand for services from this
who avail themselves of it. However, for the segment of the population. It is essential that the
numerous individuals who face barriers to care, reimbursement fees for these services not fall
commitment must be made to develop new and below prevailing market rates and thus, in the
innovative approaches to facilitate access. long term, should be indexed to assure that goal.
In order to accommodate the anticipated increase
THE DISADVANTAGED in demand, these programs may have to be intro-
duced incrementally, with initial limited resources
There are two large groups of people with low targeted to children. Administration should be
incomes. One group consists of those with redesigned to be comparable to employer-based
incomes below the federal poverty level, and their dental prepayments plans. Non-economic barriers
family members. In 1996, this group consisted to care for this population should be addressed
of 38 million people, or 14% of the U.S. popula- such as cultural diversity, language, education and
tion. Many of this group are the long-term transportation needs.
unemployed. The second group consists of the

FUTURE OF DENTISTRY 15
Executive Summary

Access Recommendation-1: Public funding should be Access Recommendation-3: Effective incentives


expanded to provide resources that would cover basic should be offered to attract dentists to underserved
dental services for the long-term unemployed. In order areas. These could include loan forgiveness, tax cred-
to assure participation by providers and improve its or adequate reimbursement rates.
access, dentists should be reimbursed at market rates
for their services. Administration should be managed A program similar in design to the National
utilizing the same procedures and systems as employer- Health Service Corps would be beneficial in pro-
based dental prepayment plans. viding increased workforce to underserved areas.
Eligibility for this program should not be limited
THE WORKING POOR to new dental graduates. Older dentists and those
in semi-retirement may provide an important pool
The working poor are defined as those people of personnel to address this issue. Long term fund-
who are employed in low-wage positions (i.e., 100- ing at adequate levels is essential to the success of
200% of the poverty level) in economic sectors this type of program.
where there is a lack of affordable private prepay-
ment programs. Programs to address the needs of Access Recommendation-4: The National Health
this population could include some level of financial Service Corps program should be expanded
participation by the individual employee. to help provide dental care in the underserved
Public funding could provide the individual with areas.
a stipend to subsidize the purchase of either a tradi-
tional prepayment plan or dental savings account. SPECIAL NEEDS POPULATIONS AND
The federal or state governments could address the INDIVIDUALS WITH DISABILITIES
necessity to spread the risk by the creation of pools.
The administration of the program could be con- Access for special needs populations and indi-
tracted to the private sector. viduals with disabilities is difficult because of the
This type of structure would empower the disad- special needs of these individuals and the complex
vantaged to make choices regarding dental care in a management of their care. Many of these patients
manner similar to the rest of the population. By are homebound, institutionalized or unable to
bypassing the employer and going directly to the cooperate with care in a traditional dental setting.
individual, the difficulties of providing employer- Furthermore, health providers require special skills
based prepayment for this segment of the market is and educational background to effectively manage
avoided. Individual employee contributions could some of these individuals' health problems.
be withheld from wages. Financing for the care of this group of people will
require reimbursement rates at levels that will
Access Recommendation-2: New programs, subsi- attract providers to undertake the additional train-
dized in part by public funding, should be developed ing necessary to manage these patients. In addi-
in which individual employees could purchase tion, educational programs to train providers with
insurance plans directly from risk pools if their the necessary specialized skills should be developed
employers do not provide it. and widely implemented.

THE DISADVANTAGED IN GEOGRAPHICALLY Access Recommendation-5: A publicly funded or


ISOLATED AREAS subsidized dental program should be developed for
people with disabilities, recognizing their special
Adequate availability of dental care is a problem needs.
for the poor in inner cities and rural areas.
Financing care for the long-term unemployed and Access Recommendation-6: Outreach programs
the working poor are essential first steps to address at the state and local levels, which might include
access. Additional efforts are needed to increase the establishment of specialty dental clinics,
availability of care for those groups in geographically should be developed to meet the needs of
isolated areas. The dental profession should encour- patients unable to receive care in traditional
age dentists to provide services in these locales. dental offices.

16 FUTURE OF DENTISTRY
Executive Summary

THE ELDERLY this lack of coverage, supplemented by the growing


economic resources and improved oral health of the
Utilization and access among the elderly have elderly, will meet many of the access needs of this
increased resulting in much improved oral health. population.
This trend is likely to continue. Although many of
the elderly can budget for dental care without den- Access Recommendation -7: Tax-deferred dental/
tal prepayment, others might access care to a greater medical savings accounts should be established
degree if prepayment were available. There is evi- in which the balances accrue over time and can be
dence that employers are reducing retirement-based used by the elderly as needed during their
prepayment coverage for their former employees. retirement.
The development of a market-oriented solution to

RECOMMENDATIONS FOR LICENSURE AND REGULATION OF DENTAL PROFESSIONALS

Issues of licensure and regulation of dental prac- issues. Meeting the requirements of these rules has
tice are the responsibility of individual states. These dramatically increased the overhead costs of dental
issues also continue to be very important to dental care practices and could influence the choice of den-
professionals. Although the health and welfare of tal materials used in restorative dentistry. Laws,
the public is the underlying goal of both profession- such as the Americans with Disabilities Act, do not
al licensure and regulation of dental practices, these primarily target the health professions, but have
activities can restrict the dentist's freedom to prac- profound implications for health care delivery.
tice how and where they wish. Federal and state activities are likely to increase in
While progress continues to be made in reducing the near future in the area of access to care for
the impact of overly restrictive licensure regulations, Medicare, Medicaid, and SCHIP beneficiaries.
standardized requirements that cut across all state Federal activity is also likely to occur in the area of
boundaries are still in the formulation and discus- the workplace environment. New proposals being
sion stage. Changing disease patterns will influence considered could increase the cost of delivering care,
the content and design of licensure examinations. thereby increasing consumer costs and, ultimately,
Competency and continuing education requirements decreasing access to oral health care.
will further evolve, generating continued debate
about their necessity and application. NATIONAL BOARD EXAMINATIONS AND
Licensing issues are not confined to the practicing CONTINUING COMPETENCY
dentist. Geographic imbalances in the dental work-
force are creating a changing environment in the National board and regional clinical licensing
marketplace as it relates to competition among examinations are anticipated to reflect more accu-
states to attract an adequate number of dental rately the change in dental disease patterns and clin-
health personnel. Irrespective of many traditional ical practice patterns. Limits on resources and time
barriers to freedom of movement of practitioners, will necessitate less emphasis on, or elimination of,
many states may alter licensure requirements to some traditional educational themes within dental
ensure a more adequate dental workforce. schools. The balance between development of cog-
Possible changes in expanded functions for dental nitive and clinical skills will change and continue to
assistants and hygienists may affect licensure, regula- be a source of controversy and debate. This debate
tory, and certification requirements. Accordingly, will intensify as it relates to measurement of initial
non-dentist clinician demands for unsupervised prac- and continuing competency.
tice raises the potential of fragmentation of care to the
detriment of the quality of care received by the public. Licensure and Regulation Recommendation-1:
Regulations have increasingly affected the dental National board examinations, as well as regional
health care system. Federal, state and local govern- clinical licensing examinations, should evolve to
ments continue to promulgate regulations related to reflect more accurately the change in dental disease
the safety of the dental office and environmental patterns and clinical practice patterns.

FUTURE OF DENTISTRY 17
Executive Summary

Licensure and Regulation Recommendation-2: The and/or where they did not train, it is especially diffi-
dental profession should support a study to address cult to find patients exhibiting the appropriate case-
the issues of continuing competency. mix required by the examination administered at
that location. In order to prepare their students for ini-
PATIENT-BASED LICENSURE EXAMINATIONS tial examinations, regional differences in examination
content require dental schools to vary their curricula in
Patient-based licensure examinations present a ways not indicated by dental science.
myriad of ethical and procedural problems. Within
the past few years, several dental professional organ- Licensure and Regulation Recommendation-5: The
izations have called for elimination of licensure exam- dental profession should establish as a goal the
inations that involve delivery of care to patients. equivalence or unity of all examining bodies.
Simulation technology or post-treatment case review
has been successfully incorporated into competency The knowledge and clinical skills between gener-
examinations for many other professions. al dentists and ADA-recognized specialists are sub-
stantially different. As dental specialists continue
Licensure and Regulation Recommendation-3: The their education and practice, their clinical skills
profession should strive for approaches aimed at become further removed from their original training
evaluating the clinical competency of a dental prac- as general dentists. In many areas, additional exam-
titioner by simulated methods or post-treatment inations are required for a specialty license. The
case review. requirement that previously licensed specialists be
re-examined as a general dentist when relocating is
Licensed dentists have undergone extensive edu- an unnecessary burden that does not protect the
cation and training to prepare them to diagnose and public nor improve patient care. Such a require-
treat oral diseases. It is essential that the primary ment requires specialists to practice outside the
care provider possess this broad knowledge and scope of their specialty in order to retrain them-
extensive preparation. Movements to permit the selves for a general dentistry examination.
independent practice of limited areas of dentistry,
such as denture and preventive services, risk frag- Licensure and Regulation Recommendation-6: The
menting preventive, diagnostic and therapeutic dental profession should encourage all licensing
roles. This fragmentation will mean that dentists' boards to develop guidelines and procedures that
judgments will sometimes be replaced with the judg- allow for the examination of educationally-qualified
ment of individuals with insufficient training to the specialists in their respective areas of expertise with-
detriment of the quality of care received by patients. out requiring concurrent examination for a general
dentistry license.
Licensure and Regulation Recommendation-4: In
order to assure the quality of care for patients, the The dental profession has supported the freedom
dental profession should maintain the role of den- of movement of dentists within the U.S. This is an
tists as the ultimate authority for the diagnosis of, important principal of personal and professional
treatment planning for and delivery of care for oral freedom. More importantly, without such potential
disease. mobility, addressing regional and local workforce
imbalances are more difficult.
Currently, individuals undertaking initial compe-
tency examinations face a wide variety of require- Licensure and Regulation Recommendation-7: The
ments in various states and regions of the country. dental profession should intensify efforts to achiev-
First and foremost, the standard of care for dentistry ing licensure by credentials in all states.
is the same for all regions of the U.S. and should be
applied universally for all patients. In addition, In recent years regulatory activity has had a pro-
regional differences in examinations make it diffi- found effect on the manner in which dentistry is
cult for individuals to prepare for the various practiced. Whereas some of this regulatory activity
requirements. Also, for individuals taking the has been appropriate and welcome, much of it has
examination at a location where they do not reside been justly criticized as being insufficiently substan-

18 FUTURE OF DENTISTRY
Executive Summary

tiated by scientific data. Any regulations pertaining Licensure and Regulation Recommenda-
to dental practice must be based on valid sci- tion-9: The dental profession must
entific principles. Regulations will only remain proactive in advocating sci-
be beneficial if they add safety and entifically valid solutions to
value to the services provided and if identified hazards.
compliance does not require un-
reasonable burden. The dental Licensure and Regulation
profession must remain a leader Recommendation-10:
in developing and influencing Any regulations pertaining to The ADA's Division of Go-
legislative and regulatory activ- dental practice must be based on vernment Affairs and Con-
ity affecting dentistry. valid scientific principles. stituent Dental Societies
must remain vigilant and
Licensure and Regulation Re- vigorous in ensuring that
commendation-8: The profes- the voice of dentistry is
sion must continue to be vigilant heeded in regulatory discus-
and proactive in identifying and sions.
researching potential hazards that
might impact the safety of patients, the
dental workforce, and the environment.

RECOMMENDATIONS FOR DENTAL EDUCATION

Education is expected to undergo dramatic changes the diversity of the dental workforce. Upon gradu-
in the next 15 years. The cost of dental education, ation, large educational debt may be a factor in
probably the highest of all the major academic offer- career choice, forcing many of these young practi-
ings, threatens to price dentistry out of the educa- tioners to place undue emphasis on monetary priorities
tion marketplace. during the formative phase of their careers. For some,
Greater integration of the dental school into the sur- this means forgoing a career in dental education.
rounding academic community will help to sustain
support but will not prevent cash-starved health sci- FINANCIAL SUPPORT FOR HIGH QUALITY
ence centers from looking at their dental schools as a DENTAL EDUCATION
potential financial resource for its medical programs.
All of this is taking place at a time when expansion The provision of quality dental service for all
of oral and craniofacial science, changes in disease pat- Americans must be considered a national goal. Critical
terns, advances in dental materials, coupled with tech- to obtaining that goal is the education of a high-quali-
nologic advances are competing with the traditional ele- ty, diverse cadre of dental practitioners.
ments of dental education for curriculum time.
Compounding these issues is the recent reduction in Education Recommendation-1: The provision of sus-
dental school applicants, the lack of progress in increas- tained federal/state funding to support dental student
ing the diversity of dental school students and faculties, training, either in the form of scholarships or direct unre-
and an inadequate pool of qualified faculty members. stricted block grants, should be a high priority issue.
Reduced government support and increased regula-
tory requirements have contributed to the escalating Education Recommendation-2: Creative financing
educational cost. This eliminates large segments of and partnership with various communities of inter-
the college population from considering dental est should be developed to increase the diversity of
school as a career. This is even more evident among the dental workforce.
certain minority groups who are enrolling in other
career programs with shorter training periods and Education Recommendation-3: Programs should
higher rates of return. A continuation of this trend be developed to educate dental students and young
promises to negatively impact attempts to increase graduates in debt and financial management.

FUTURE OF DENTISTRY 19
Executive Summary

Government leaders have suggested that reductions in Innovative techniques, such as placing curriculum
federal and state support of educational institutions, such on a DVD, clinical simulation, and virtual reality
as dental schools, should be made up by the private sector warrant further evaluation as means of reducing
including corporations, faith-based organizations, founda- instructional costs.
tions and individuals. In this regard, dentists have proven
to be charitable individuals by virtue of providing large Education Recommendation-6: Dental educators
amounts of free care to the poor. However, they generally should seek to use new technology and scientific
have not focused their charitable giving on their dental edu- advances which have the potential to reduce the cost
cational institutions. Since corporations and foundations of instruction.
frequently assess alumni support as a measure of the wor-
thiness of the institution, an increase in support by dentists OFF-SITE CLINICS
for their alma mater would likely be highly leveraged.
Such support would make the dental educational system Maintaining a fixed clinical site, owned and oper-
less dependent on tuition and clinic income, and would ated by the dental school, is exceedingly costly. The
medical model of sending students to hospitals and
likely lead to the graduation of dentists in less debt, as well
as the development of a dental educational system which clinics for third and fourth year training experiences
is in greater resonance with the issues that confront cli- has resulted in significant cost reductions relative
nicians in private practice. to corresponding dental school-based
training. Off-site training opportuni-
Education Recommendation-4: ties for dental students that are
Dentists should be encouraged to educationally sound and provide
provide significantly increased access to care for the under-
financial support for their edu- served should be encouraged.
cational institutions. They Attempts to increase the
should also suggest to grate- dental school's clinical in-
The cost of dental education
ful patients as well as to come through establish-
threatens to price dentistry out of
other philanthropic individ- ment or expansion of clinic
the education marketplace.
uals among their friends, activities outside of the
that they consider a gift to school's primary location
the local dental school. could put the school in direct
competition with its practicing
COST REDUCTION community. When dental schools
have established clinics staffed by
Non-tuition revenue sources for the clinical faculty in affluent neighbor-
education industry have been pushed to lim- hoods, the local professional response has
its. Thus, additional costs must be absorbed by tuition not been supportive.
increases that add to high student debt. State contribu-
tions to health education centers are often controlled by Education Recommendation-7: Any plans for a
medical administrations that, with their own budget dental school to expand its clinical activities outside
pressures, are becoming increasingly reluctant to share the school's primary location should be discussed
their declining funds. To address the potential of with local practitioners, alumni and local compo-
reduced or insufficient funding, dental schools should nents of organized dentistry.
seek ways to provide education at reduced cost without
compromising quality. Education Recommendation-8: Research should be
conducted on the cost effectiveness of off-site train-
Education Recommendation-5: Dental schools should ing opportunities.
explore regionalization in dental education in which
dental schools collaborate to reduce costs and enhance CULTURAL COMPETENCY
quality in dental education. Dental schools should
examine the cost effectiveness of sharing teaching facul- The dental profession should reflect the diversity
ty through electronic distance learning. of the population and have the cultural understand-

20 FUTURE OF DENTISTRY
Executive Summary

ing and skills needed to provide services to a grow- INTEGRATING ORAL HEALTH EDUCATION INTO
ing and diverse patient population. Dental schools OTHER HEALTH CURRICULUM
have a responsibility to recruit and retain under-rep-
resented minority students and faculty and for train- Oral health is an integral part of total health. A
ing students to be culturally competent in dealing closer collaboration between dentistry and the other
with various populations. health care disciplines is imperative to assure that
the public is best served.
Education Recommendation-9: Dental schools All health care professions should convene to dis-
should develop programs in which students, residents cuss how best to incorporate oral health content
and faculty provide care for members of the under- into their curricula and practices. To do this, the
served populations in community clinics and practices. dental profession should be prepared to consider those
aspects of the respective health care professions that
Education Recommendation-10: Dental education could be incorporated into dental education and prac-
curriculum should include training in cultural com- tice. This effort will require the cooperation of health
petency, as well as the necessary knowledge and teaching institutions and universities.
skills to deal with diverse populations.
Education Recommendation-14: A formal dialogue
CURRICULUM DEVELOPMENT among all health care professions should be
established to develop a plan for greater coopera-
The explosive growth in dental knowledge will tion and integration of knowledge in medical and
challenge dental educators to provide programs that dental predoctoral education, hospital settings,
enable the new graduate to deliver quality dental continuing education programs, and research
care to the public within the traditional curriculum facilities.
length. The dental education curriculum should be-
come more relevant to the practice of modern den- Education Recommendation-15: An inter-discipli-
tistry. Areas which should receive greater emphasis nary structure between dental and medical schools
include: special needs populations; applied pharma- should be established to promote close cooperation
cology, including pain management; business between health teaching institutions and universities.
management; esthetic dental techniques; implant
prosthodontic therapy; and increased knowledge of CLINICAL TRAINING OPPORTUNITIES
systemic disease. This would better prepare dentists
to treat patients with complex medical problems. The practice of dentistry has become increasingly
The skills necessary to evaluate the safety, efficacy, complex. New clinical and technologic information
and cost effectiveness of new treatments also should competes for time in the overcrowded dental curricu-
become an integral part of the curriculum. lums with traditional clinical skills. While there is gen-
eral consensus that an additional year of education and
Education Recommendation-11: Dental schools clinical training would enhance the ability of tomor-
should undertake a comprehensive evaluation of under- row's dentists to treat patients with complex needs, the
graduate curricula to assure that that the appropriate cost associated with additional clinical training, cou-
and modern scientific and clinical content is included. pled with its subsequent impact on student debt, has
put a damper on its adoption. Developing sufficient
Education Recommendation-12: Dental researchers numbers of programs that allow all students to partic-
(especially clinical researchers) should become more ipate would further enhance the students' clinical and
integrated in the foundation of curriculum and, diagnostic abilities. Postgraduate Year One (PGY-1)
when possible, in clinical activities. students could receive their initial licensure following
graduation from dental school.
Education Recommendation-13: The education com-
munity should enhance undergraduate exposure to the Education Recommendation-16: When economi-
ethics of dental practice while also providing cultural cally and logistically feasible, a PGY-1 year should
competency that provides information and training on be a requirement for all dental graduates.
delivering care to all segments of the population.

FUTURE OF DENTISTRY 21
Executive Summary

Education Recommendation-17: In order to make All components of the dental care system are
PGY-1 economically feasible, the dental profession dependent on the training of sufficient number of
should develop lobbying efforts directed to increas- specialized clinicians, practitioner consultants, den-
ing the funding support for additional General tal researchers and educators.
Practice Residency and Advanced Education in
General Dentistry programs. This funding should be Education Recommendation-21: Federal programs
sufficient to offer all future dental graduates the that underwrite research and specialty training need
opportunity for further clinical training. to be enhanced with sufficient funds allocated to
dental applicants.
FACULTY DEVELOPMENT
Education Recommendation-22: Specialty organi-
The growing number of faculty vacancies, espe- zations should be encouraged to continue efforts
cially in the clinical specialty areas, appears to be dedicated to funding teaching scholarships and fel-
related to the significant disparity in income lowships.
available through the private dental practice and
that associated with faculty positions. The many Education Recommendation-23: Dental educators
full-time vacancies for faculty, reported to should be encouraged to test alternative, less faculty-
number between 300 and 400, could make it dif- dependent models for educating dental students.
ficult to maintain high dental education accredi-
tation standards. The long term ramifications of a CENTERS FOR RESEARCH EXCELLENCE
continuing problem in this area include reduction in
new knowledge and techniques, diminished quality Dental schools must be supportive of the devel-
of teaching and care, and greater dependence on opment of new knowledge and its incorporation
dental graduates from non-accredited schools. into practice. The success of the future of dentistry
Using distance learning combined with structured depends upon the dental schools' expansion of
hands-on training, a significant number of practi- scholarly activities. The conduct of and resources
tioners could be trained as faculty clinicians within for these activities will increasingly rely on multi-
a short period of time. disciplinary and multi-institutional collaborations.
Competition for scarce research dollars, which can
Education Recommendation-18: The dental pro- enhance faculty productivity and offset portions of
fession should design and implement a formal edu- educational salary commitments, is expected to
cation program to train existing dental practitioners increase. It is unlikely that all dental schools will be
to become members of the dental faculty. able to successfully compete for the funds necessary
to develop and maintain a sophisticated research
Education Recommendation-19: The dental pro- program. The mission of these research mega-cen-
fession should develop educational tracks with spe- ters would focus on developing the research capa-
cial degrees or certification for students interested in bilities of faculty members of a research consortium.
research, education, or public health futures. Both on-site and off-site research involvement
Specialized curricula should be developed to train would be offered.
these individuals for work in those areas.
Education Recommendation-24: The dental pro-
Education Recommendation-20: The dental pro- fession should support the establishment of centers
fession should seek actions to extend debt forgive- for research excellence that provide research train-
ness programs to dental graduates who are willing ing and opportunities for organized research for
to make a commitment to academic dentistry. dental faculty within a defined geographic area.

Insufficient numbers of specialty-trained faculty MAINTENANCE AND ENHANCEMENT OF


could lead to a shortage of specialists in the distant EDUCATIONAL FACILITIES
future. Affordable, high quality, postdoctoral train-
ing opportunities for the development of dental spe- Many of dental education's physical facilities re-
cialists are essential to the viability of the profession. quire major renovation. Many students are not using

22 FUTURE OF DENTISTRY
Executive Summary

state-of-the-art equipment. With schools unable to sonnel, which employ both traditional and innovative
set aside funds for deferred maintenance, the finan- educational programs, needs to be encouraged. This
cial resources needed to purchase new technologies could be accomplished through the combined efforts of
to enhance student learning are unavailable. national, state, and local dental societies, working with
various allied communities of interest.
Education Recommendation-25: The dental pro-
fession should develop lobbying efforts directed Education Recommendation-28: Credit against
towards the development of new assistance pro- educational debt should be sought for dental team
grams for the improvement of the physical facilities members who work with dentists in designated
of dental schools. underserved locales.

ALLIED DENTAL PERSONNEL TRAINING Education Recommendation-29: Continuing edu-


cation programs, designed to provide upward
Training opportunities for some members of the mobility for dental team members, need to be devel-
dental team are not sufficient. There are shortages oped and offered.
of all dental allied personnel. If the dental team is
to function in the most efficient manner, a sufficient CONTINUING EDUCATION OPPORTUNITIES
number of competent team members should be
available. In addition, dental practitioners need to Opportunities for high quality, relevant, continu-
provide a stimulating work environment with suffi- ing education appear to be one of the top-ranked
cient reward systems to acknowledge performance issues among practitioners. The change in disease
excellence by dental team members. Continuing patterns and case mix necessitate that high quality,
education opportunities, supported financially by hands-on programs are offered to these individuals.
dental practices, may provide the incentives for Reasonable cost and flexibility of offerings need to
existing team members to stay in practice. be basic tenets of any system. Suitable reward sys-
tems are important for continuing education partic-
Education Recommendation-26: Well-funded, inno- ipants. Whenever possible, rewards should be inte-
vative recruitment programs to identify and enroll grated with continuing competency initiatives.
quality candidates for dental hygiene, dental assist-
ing, and laboratory technology education should be Education Recommendation-30: The dental pro-
developed. fession should continue its efforts to ensure quality
control, educational counseling, and appropriate
Education Recommendation-27: The development recognition for achievement.
of additional training programs for allied dental per-

RECOMMENDATIONS FOR DENTAL AND CRANIOFACIAL RESEARCH

The dental profession and the public have con- studies, to optimize lifestyle behaviors leading to
tributed to and benefited from many advances in enhanced oral health, will also be important. With
understanding the causes, progression, diagnosis, the changing demographics there is a need also to
prevention and management of dental diseases and study the complex diseases and conditions of the
conditions. Public health issues, changing demo- elderly and special needs populations and to contin-
graphics and diseases, science and technology will ue to investigate interventions to reduce and elimi-
continue to drive research opportunities. nate health disparities and improve quality of life.
Dentistry will benefit from a range of studies In addition, the development of better and new ani-
including: (1) biomaterials and tissue engineering; mal models for oral diseases and conditions, the
(2) chemotherapeutic preventive agents and thera- design and conduct of well-controlled clinical trials,
pies; (3) the relationship between oral and systemic and the availability of sufficient resources to support
conditions; and (4) gene therapy, gene therapeutics research will be needed. Continued research on the
and pharmacogenomics. Behavioral intervention fundamental mechanisms of oral disease and on the

FUTURE OF DENTISTRY 23
Executive Summary

promotion of oral health will continue to drive change nition of genetic, environmental and microbial risk
in dental practice, education, and perhaps change the factors for oral disease that will lead to development
entire role of dentistry in the health care system. of a profile for patients at risk for advanced disease.

OVERALL FUNDING OF RESEARCH Research Recommendation-3: Additional studies


should be undertaken to develop new approaches to
Maintenance of the visibility, funding and support the non-invasive diagnosis and genetic assessments
of dental research is critical to the profession's of patients at risk for caries, periodontal diseases,
science base. Although there are many funding oral cancer, craniofacial anomalies and other oral
streams, federal support is critical to basic research, conditions. Clearly accepted criteria for the diagno-
clinical and epidemiologic studies and health services sis of oral diseases should be developed.
research. Currently the proportion of federal funds
for biomedical and behavioral oral health research TREATMENT PARADIGMS
remains below that of the proportion of dental expen-
ditures as a percent of total health expenditures. A major opportunity for the profession rests in
the increasing number of techniques to manage oral
Research Recommendation-1: diseases through non-surgical approaches.
Professional organizations, and patient The challenge is in achieving the appro-
advocate groups should form a coali- priate balance between surgical and
tion to support the long-term chemotherapeutic management of
maintenance of National Insti- oral diseases. This balance will
tute of Dental and Cranio- ultimately be determined by
facial Research (NIDCR) as a the most efficacious interven-
separate institute within the tions that emerge from
National Institutes of Health Maintenance of the research. Examples include
(NIH). visibility, funding and support of positive findings from stud-
dental research is critical to the ies of the treatment of
OPPORTUNITIES FOR profession’s science base. early dental caries lesions
RESEARCH with chemotherapeutic agents
containing antimicrobials, flu-
The mapping of the human orides and/or sealants, thus
genome creates exciting opportu- eliminating or limiting the need
nities for dentistry, medicine, and for restorative care. Also, several
humankind. This resource will allow new drugs recently approved by the
us to build upon the areas with which den- Food and Drug Administration (FDA) for
tistry has experience such as, anthropology, evolu- management of periodontal diseases could alter
tion theory, and forensics. It will permit the profes- treatments that have traditionally relied on surgery,
sion to advance scientific knowledge in biometrics, mechanical therapy and plaque control.
tissue engineering, risk assessment, and diagnostics.
The dental profession should take the lead in Research Recommendation-4: Controlled clinical
encouraging research, training researchers and trials must be conducted to assure the safety, effica-
developing new knowledge using the human cy and appropriateness of new and emerging
genome. approaches to the treatment of oral diseases.

Research Recommendation-2: The dental profession CHANGING POPULATIONS


should be an active member of the National Health
Profession Coalition for the Human Genome. While the rapidly changing demographics of the
population is unquestioned, the effect of these changes
Research on pathogenesis, prevention, etiology, on oral diseases and health is not well understood. The
diagnosis, and treatment is necessary for all oral dis- questions that need to be addressed include: How long
eases. Future research will form an improved defi- patients will maintain their teeth? Will they experience

24 FUTURE OF DENTISTRY
Executive Summary

more, less or different oral diseases? What are the inter- research and the ultimate adoption of research find-
actions of oral diseases with other conditions? And ings, a closer relationship is needed between science
what are the effects of these issues on dental service and clinical disciplines that could address the unique
requirements? Predisposing factors and demographic aspects of oral diseases and conditions. In addition,
trends known today can be used to predict the possible the profession must be prepared to understand the
future incidence, prevalence and sequelae of diseases emerging science disciplines and to apply new diag-
and conditions and their impact on health care delivery, nostic and therapeutic approaches effectively and
education and research. appropriately to patient care and community health.

Research Recommendation-5: Federal agencies, the Research Recommendation-7: The scope of clinical
insurance industry, private foundations and the den- research should be expanded to incorporate tissue
tal profession should establish partnerships to fund engineering and biomimetic approaches.
the development of systems that can model future
oral diseases or conditions in the context of rapidly DISEASE-SPECIFIC EXAMPLES
changing demographics, increased co-morbidities
associated with aging, and enhanced understanding Dental Caries
of complex oral diseases.
Dental caries, although a preventable disease, con-
USE OF BIOMATERIALS tinues to be a highly prevalent disease. Caries is declin-
ing overall but remains a problem for millions of citi-
Many dental services involve reparative and re- zens. New thinking is needed in the community and
placement therapies using biomaterials to replace public health dental sectors to address the major caries
diseased tissue and to restore function. Until we problems that occur in underserved populations.
reach a state where all diseases can be actively pre-
vented, the need for improved rehabilitative thera- Research Recommendation-8: Health promotion
pies remains. Ideally these materials and appliances activities should be undertaken to educate the pub-
should be compatible with the host, and they should lic of the continued presence of dental caries and the
be durable, long-lasting, functional and esthetic. need to engage in preventive and diagnostic regi-
The interrelationship between biomaterials and mens to assure optimum oral health.
bioappliances with host tissues and immune
response warrants continued study. An example of Links Between Oral and Systemic Disease
this issue is the long-term host acceptance of
implants. These therapies must demonstrate pre- The mouth has been called the mirror of the body,
dictable longevity with minimum iatrogenic effects. reflecting signs and symptoms of health and disease.
A specific emphasis should be placed on applying Recent research reveals findings that relate oral
emerging approaches derived from biomimetics, infections to systemic conditions. Specifically,
nanotechnology and other investigations to the emerging evidence indicates that chronic oral infec-
restoration of oral, dental and craniofacial tissues. tions such as periodontal diseases may contribute to
the risk for pre-term birth, diabetes, stroke and car-
Research Recommendation-6: The research com- diovascular disease.
munity should establish as a goal the refinement and
improvement of biomaterials and bioappliances Research Recommendation-9: If it is demonstrated
with the aim of increasing their efficacy and longevi- that oral infections are related to one or more systemic
ty and minimizing their iatrogenic effects. diseases, coalitions within the health professions should
encourage national and international clinical trials to
The future of oral health care and product devel- establish optimal dental treatment protocols.
opment will require a closer relationship among engi-
neering, materials sciences, biology and genetics. This Research Recommendation-10: If clinical trials
is witnessed by the development of guided tissue confirm the existence of links between oral and sys-
regeneration and the emergence of oral-based diag- temic diseases, health promotion activities will need
nostic tests, among others. To foster the necessary to be targeted to high-risk groups.

FUTURE OF DENTISTRY 25
Executive Summary

Oral Cancer Research Recommendation-14: Together with non-


profit organizations and industry, the dental profes-
In 2000, an estimated 30,200 Americans devel- sion should consider creating and supporting fel-
oped oral and pharyngeal cancers and 7,800 died lowship programs for research.
from these cancers. Tongue cancer incidence and
mortality are increasing, especially among young FUNDING FOR CLINICAL RESEARCH AND FOR
White males. Oral cancer in young adults appears to RESEARCH FACILITIES
be associated with the risk factor of tobacco smoking,
drinking alcohol and low consumption of fruits and The opportunities and needs for dental clinical
vegetables. In addition, the incidence and mortality research, specifically clinical and community trials,
from various oral cancers are related to ethnicity and are extensive. Basic sciences continue to con-
gender. African American males have a 20% higher tribute to a rapidly expanding knowledge base that
incidence rate of oral and pharyngeal cancers than is ripe for clinical research and development.
White males and their mortality rate is twice as high. Severe limitations in the funding for dental clinical
research; however, diminish opportunities to
Research Recommendation-11: The research commu- enhance oral health services and care through
nity should establish as a priority goal the identifica- patient-oriented research. There is a serious
tion of patients at risk for oral cancers. need to increase the resources to per-
form clinical research and science
RESEARCH WORKFORCE transfer so that new findings
make their way from the scien-
There are insufficient numbers tist, to the clinician, for the
of appropriately trained indi- ultimate benefit of the
viduals in dental research to patient. Federal and private
conduct the planned agenda. Without an adequate policymakers understand
This is especially true in clini- research workforce, the these opportunities exist.
cal research, on which there is opportunities for advancement The contributions of clini-
less emphasis in federal train- in scientific knowledge cal research to improved
ing programs. The allure of will be severely oral health of the public
lucrative private practice seems diminished. must be clearly described to
to draw students away from con- policymakers and other com-
sidering these career avenues. munities of interest.
Loan forgiveness at the national, state
or dental school level in exchange for Research Recommendation-15: The
teaching may help students to enter careers in dental profession, in concert with federal
research. The profession should monitor the need for agencies and the private sector, should work for
researchers and the number of training positions neces- enhanced resources for clinical research.
sary in order to assure that adequate numbers of quali-
fied researchers are available. Without an adequate Research Recommendation-16: Building upon the
research workforce, the opportunities for advancement ADA's Research Agenda for the Practicing Dentist, the
in scientific knowledge will be severely diminished. dental profession should convene a clinical research
consortium to develop and oversee the implementation
Research Recommendation-12: The dental profes- of this agenda.
sion should educate legislators about the need for
economic support for individuals who wish to fol- CENTERS FOR RESEARCH EXCELLENCE
low a career track into research.
Centers for research excellence that can provide
Research Recommendation-13: Professional organ- research training and opportunities for dental faculty
izations should develop mechanisms to provide need to be established. The mission of these research
financial support for research projects and/or training mega-centers would focus on developing the research
for dental school faculty in their fields of interest. capabilities of faculty members.

26 FUTURE OF DENTISTRY
Executive Summary

Research Recommendation-17: The dental profes- are in a unique position to create such regionally
sion should support the development of oral health placed centers.
research centers of excellence that would facilitate
collaborative and clinical research. Research Recommendation-19: A plan to ensure
the effective and accelerated transfer of research
RESEARCH FACILITIES findings and new technology into practice and into
the dental curriculum should be established.
Many research facilities have not been modernized
for decades. As a result, some investigators are using The promotion of oral health is everyone's
less than state-of-the-art equipment. Without the nec- responsibility. Many individuals and organiza-
essary technological infrastructure to conduct com- tions are not aware of the current potential for
plex and cutting-edge investigations, the research per- these activities and what roles they must play to
sonnel will be unable to provide the critical advance- realize these prospects. Creating an effective sci-
ments that will lead to the improvement of dental ence transfer system will be necessary if dentistry
care and the oral health of the public. is to be in the forefront of health promotion. The
increased understanding of the etiology, pathogen-
Research Recommendation-18: To improve esis and management of dental, oral and
the research capabilities of dental craniofacial diseases and conditions
schools, funding programs for clearly emphasizes the need to
enhancement and modernization involve all members of the health
of their facilities should be professions, the public, and
developed and promoted. policymakers. In order to
make further gains in the oral
SCIENCE AND health of the public, all health
TECHNOLOGY TRANSFER The timely transfer of care disciplines must discuss
research findings into dental how best to incorporate oral
The rapidly expanding practice is a priority. health content into their cur-
knowledge base requires the ricula, practices and policy.
practicing dental profession Similarly, dialogue must take
and dental students to be fully place regarding those aspects of
informed and prepared to use the respective health care profes-
technologies emerging from basic sions that in turn should be incor-
science. The timely transfer of porated into dental education and
research findings into dental practice is a practice.
priority. The creation of centers that would
aid in providing state-of-the-science information to Research Recommendation-20: The dental profes-
practitioners and dental allied personnel is desirable. sion should take the lead in convening all members
This could be accomplished by the development of of the health care community in developing a plan
regionally placed “Oral Health Technology Centers.” to incorporate appropriate oral and systemic health
Dental societies, dental schools, dental public health care concepts into the respective curricula.
organizations and representatives of the private sector

RECOMMENDATIONS FOR GLOBAL ORAL HEALTH

Global oral health practices and concepts thematical- As dentistry acts locally, its future demands that it
ly address research, education, health care delivery, must think and act globally. The future of dentistry will
product development, approval and distribution, and favor a philosophy that joins dentistry in the United
health promotion. Distance no longer is an impedi- States with the global dental community. This approach
ment to collaborations. Language also is becoming will encompass the training and education of dentists
less of a barrier. and allied dental personnel, systems of dental health

FUTURE OF DENTISTRY 27
Executive Summary

care delivery, and a movement toward best practices for Global Health Recommendation-3: The American
clinical practice, teaching and research. dental profession should work to restore and per-
petuate the presence and effectiveness of oral health
INTERNATIONAL COLLABORATION programs at the WHO.

As globalization advances rapidly in this new cen- PROMOTING DISEASE PREVENTION THROUGH
tury, crosscutting issues emerge that demand a INFORMATION SHARING
worldwide collaborative approach to solving health
problems. The leadership of the American dental Success in preventing and controlling oral disease
profession is essential to establish and reinforce the in the United States is dependent upon an ability to
importance and relevance of oral health to total share knowledge and expertise with others around
health. Dentistry must be fully involved in interna- the world. Also, there is a unique opportunity to
tional organizations and activities for research, edu- promote health on a global scale by addressing
cation and clinical practice. This involvement re- those risk factors that have a direct effect on oral as
quires a commitment to learning from other coun- well as general health. When countries work
tries and cultures and creates a mandate for leader- together, each may be able to realize greater benefits
ship with sensitivity. for the health of their citizens.

Global Health Recommendation-1: Global Health Recommendation-4:


The American dental profession The dental profession should
should be an active partner and emphasize the importance of
leader in the global environ- addressing global oral health
ment. and general health issues to
its members and to other
The United States will health professions.
As dentistry acts locally,
benefit from dentistry's
its future demands that it must
global involvement. As the Dentistry must play an
think and act globally.
demographics of this coun- active role in promoting
try continue to change and health through active partic-
reflect multiple cultures from ipation in controlling the
around the world, answers to global spread of risk factors
many of the disease manage- such as tobacco use, and diet
ment, disease prevention and fads among others. This will
health promotion questions will be require dentistry to be part of multi-
found through collaborations with other national initiatives and to be involved with
countries. the public and their representatives.

Global Health Recommendation-2: International Global Health Recommendation-5: National and


collaborative networks should be established to global health policies, particularly those promoting
facilitate funding and implementing of research, primary preventive strategies, should be developed.
education and practice-related activities.
The experiences and programs of each country
Positioning oral health as a fundamental priori- provide the basis for global resources that can be
ty along with other health issues throughout the used to improve the practice of dentistry, facilitate
world is a challenge that must be undertaken. The research, and monitor disease. Each country has
World Health Organization (WHO) is critical to unique approaches to care delivery, payment sys-
providing central guidance for efforts in the devel- tems, education, and intervention strategies that
oping world as well as for information sharing affect oral and general health and lessons can be
and partnerships across countries of every socio- learned from each other.
economic group. Microbial infections can rapidly be spread around
the world. Emerging and re-emerging infections and

28 FUTURE OF DENTISTRY
Executive Summary

conditions, such dental caries, oral manifestations of Global Health Recommendation-9: The internation-
HIV infection and oral cancers, mandate the need for al dental community should foster research training
surveillance as well as ways in which to address emerg- for investigators from developing countries.
ing problems. Monitoring the determinants of oral
diseases, and of oral health and disease status on a GLOBALIZATION OF DENTAL PRODUCTS
global level, is critical for the assessment of the effec-
tiveness of delivery systems, service provision and for Access to the Internet is rapidly affecting the dis-
directing research and education programs. By moni- tribution of and access to dental products by the
toring and studying infections and conditions world- dental manufacturer, the dental distributor, the den-
wide, the United States will be better prepared to man- tal laboratory, and the dentist. Many manufactur-
age these infections and conditions domestically. ers who have sold through distributors are now cre-
ating websites and are selling products to dentists
Global Health Recommendation-6: The internation- and laboratories through the Internet. With the
al dental profession should work to establish and globalization of the production and distribution of
maintain a strong global data bank that would cap- dental products comes the need to assure that these
ture information which helps to prevent the spread of products are safe, efficacious and comply with
diseases and promote the best clinical practices. appropriate safety records and regulations. It is
important that the global dental community work
INTERNATIONAL WORKFORCE together to see that the identification process of
products is very clear and in compliance with local
Having a dental workforce prepared for interna- laws and regulations.
tional collaborations in each country also is critical
to global health. These collaborations require indi- Global Health Recommendation-10: International
viduals who can effectively address emerging issues standards for dental products and equipment should
and support the movement toward best practices be fostered.
and health promotion. All aspects of dentistry must
be addressed––research, education and practice. Global Health Recommendation-11: The interna-
Fortunately, technologies are now available for effi- tional dental community should support the emerg-
cient communication and timely transfer and stor- ing development of standards for dental education
age of information and data. An investment in the and clinical practice.
training of personnel who could work with global
resources and databases is needed. INTERNATIONAL HEALTH PROMOTION AND
EDUCATION
Global Health Recommendation-7: The interna-
tional dental community should ensure that there The global dental profession presently provides
are sufficient individuals trained in epidemiology, considerable international volunteer patient care.
dental informatics, and health services research. These activities should provide educational bene-
fits for local practitioners, a process critical to sus-
In order to strengthen linkages among all investiga- tain the health of the involved community. An
tors so that future collaborative research initiatives will important benefit of strengthening the educational
be facilitated, it is desirable to provide training for component of volunteer efforts is that it will
researchers and educators from various countries. In enhance the perception of the importance of oral
addition, it will be necessary to broaden the education health among the general populations of those
of U.S. scientists to prepare them for the challenges of countries.
conducting international collaborative science.
Global Health Recommendation-12: The global
Global Health Recommendation-8: The interna- dental community should foster the expansion of
tional dental community should foster the develop- international volunteer activities to include educa-
ment of exchange programs and fellowships to ensure tional components for local practitioners and pop-
that basic principles of ethics, competencies, and sen- ulations.
sitivity to cultural differences are maintained.

FUTURE OF DENTISTRY 29
Executive Summary

OVERSIGHT COMMITTEE MEMBERS


Leslie W. Seldin DDS (Chair)
Private Practice, New York, NY

Michael C. Alfano DMD, PhD


Dean, New York University College of Dentistry,
New York, NY

Stanley M. Bergman CPA


Chairman, CEO and President
Henry Schein Inc., Melville, NY

Myron J. Bromberg DDS


Private Practice, Reseda, CA

D. Gregory Chadwick DDS, MS


President-Elect, American Dental Association,
Chicago, IL

Thomas A. Dzuryachko
CEO and President, United Concordia,
Harrisburg, PA

Howard B. Fine DMD


2nd District Trustee, American Dental
Association, Rochester, NY

Kimberly A. Harms DDS


Private Practice, Farmington, MN

Cynthia E. Hodge DMD, MPH


Private Practice, Nashville, TN

Carlos M. Interian DDS


Private Practice, Miami Springs, FL

Marjorie K. Jeffcoat DMD


Rosen Professor and Chair, Department of
Periodontics, University of Alabama
School of Dentistry, Birmingham, AL

Kenneth L. Kalkwarf DDS, MS


Dean, University of Texas Health Science
Center at San Antonio,
San Antonio, TX

Roger L. Kiesling DDS


Private Practice, Helena, MT

Dushanka V. Kleinman DDS, MScD


Deputy Director, National Institute of Dental and
Craniofacial Research, National Institutes of Health,
DHHS, Bethesda, MD

Thomas J. McGarry Jr. DDS


Private Practice, Oklahoma City, OK

Lawrence H. Meskin DDS


Editor, Journal of the American Dental
Association, Denver, CO

30 FUTURE OF DENTISTRY

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