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Prologue Spring 2010 Vol. 42 No.

Q U A R T E R LY o f t h e N AT I O N A L A R C H I V E S a n d R E C O R D S A D M I N I S T R AT I O N

ARCHIVIST of the
UNITED STATES
Editorial Policy. Prologue is published quarterly by the National Archives
and Records Administration (NARA). Its primary purpose is to bring
EDITOR’S NOTE
David S. Ferriero to public attention the resources and programs of NARA, the regional
Welcome to our special Civil War issue
archives, and the presidential libraries. Accordingly, Prologue in the main
DIRECTOR of of Prologue, published to coincide with the opening of the
publishes material based, in whole or in part, on the holdings and pro-
PUBLIC AFFAIRS and National Archives exhibit, “Discovering the Civil War,” to
grams of these institutions. In keeping with the nonpartisan character of
COMMUNICATIONS commemorate the 150th anniversary of the beginning of the
NARA, Prologue will not accept articles that are politically partisan or
Susan Cooper conflict in 1861.
that deal with contemporary political issues.
Articles are selected for publication by the editor in consultation with For this issue, we wanted to provide both an overview of
EDITOR of
PUBLICATIONS experts. The editor reserves the right to make changes in articles accepted mid-19th-century America and look at specific aspects of the
James Worsham for publication and will consult the author should substantive questions war and its aftermath that are seldom explored in history books
arise. Published articles do not necessarily represent the views of NARA and articles.
MANAGING or of any other agency of the U.S. Gov­­ernment. The distinguished Civil War historian James McPherson pro-
EDITOR Prospective authors are encouraged to discuss their work with the editor vides overall context for us in “Out of War, a New Nation.” An
Mary C. Ryan
prior to submission. Articles may be submitted as either an e-mail attach- excerpt from a new book by historian Robert Remini captures
ment or as hard copy. The Prologue office uses MS Word but can accept any Henry Clay, architect of the Compromise of 1850, an attempt
EDITORIAL STAFF
Benjamin Guterman common word-processing format. Correspondence regarding contribu- to avert war but which only delayed it. And NARA senior cura-
Maureen MacDonald tions and all other editorial matters should be sent to the Editor, Prologue,
tor Bruce Bustard gives us a preview of the exhibit itself.
Rob Crotty National Archives and Records Administration, 700 Pennsylvania
In addition, historian Daniel
Hilary Parkinson Avenue NW, Washington, DC 20408-0001; prologue@nara.gov.
Sutherland writes about guerrilla warfare
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EDITOR Craig Symonds discusses how Lincoln,
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Constance Potter
to $50). Send a check or money order to National Archives and Records famous for his relationships with his
Administration, Prologue Subscriptions, National Archives Trust Fund, generals, dealt with his admirals.
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Rania Hassan
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JAMES WORSHAM

Prologue 
from the archivist

taking the leading role on


declassification
by david s. ferriero

P
government.
resident Barack Obama has charged the National
Archives and Records Administration (NARA)
with the important mission of helping him ful-
fill his promise of less secrecy and more transparency in
cantly slowed processing, since the documents in question
would need to be reviewed several different times by other
agencies or physically sent to other agencies for review.
The creation of the NDC will change this. Representatives
from agencies will work collaboratively, on site at our College
This mission for the Archives is outlined in an executive Park, Maryland, facility, accelerating the review process, re-
order the President signed on December 29, ducing the backlog, and allowing us to make
2009, in which he directed an overhaul of materials available much more quickly.
the way documents created by the federal Even after a document has passed through
government are classified and declassified. all its classification reviews, it must still be
The President’s order is consistent with his processed archivally. Documents must be
aim of “open government.” He has directed organized and arranged into series, for ex-
that all government documents be released ample by subject and date, and put in order
eventually—although some sooner than oth- to make them easy for researchers to use.
ers, depending on their sensitivity. He has In some cases, NARA archivists will create
also ordered all agencies to review the way finding aids for the documents.
they classify documents. The NDC will also seek to promote among
“Openness will strengthen our democracy agencies effective, transparent, and standard
and promote efficiency and effectiveness in processes, training, and quality assurance
government,” the President said in a memo- measures for declassifying documents. This
randum to the heads of all executive departments and agencies. will enable other agencies, as well as the NDC staff, to rec-
“Transparency promotes accountability and provides informa- ognize each other’s designation of classified information and
tion for citizens about what their government is doing.” interpret them correctly during the review process.
To oversee this initiative and to implement the changes, the In addition, the President has directed agencies to continu-
President directed the creation of the National Declassification ally review their classification and declassification guidelines
Center (NDC), which is now located within NARA. to make sure they are up to date and do not result in un-
The NDC will lead the streamlining of the declassification necessary classification or classification for longer periods
process throughout the federal government. In particular, it than necessary.
will accelerate the processing of historically valuable classified You can learn more about the NDC and its work at www.
records in which more than one agency has an interest. It will archives.gov/declassification/.
oversee the development of common declassification processes The President’s order gives the National Archives a leader-
among agencies. And it will prioritize declassification based ship role in ensuring that millions of classified records are de-
on researcher interest and the likelihood of declassification. classified and made available for the people to inspect and for
The President, in his order, adopted the principle that “no historians to mine to enrich the account of our nation’s his-
information may remain classified indefinitely,” although rec­ tory much sooner than otherwise would have been possible.
ords vital to national security may remain classified for long The National Archives has long embraced the mission of
periods. These records would include information concerning providing to the public as much access as possible to the
war plans, weapons of mass destruction, human intelligence records that document the rights of our citizens so they may
sources and methods, and in certain cases, diplomatic rela- exercise them fully, the actions of our federal officials so they
tions conducted with other nations. may be held accountable, and the history of our America so
Essentially, this gives NARA the opportunity to eliminate that future generations may learn from our experience.
the backlog of some 400 million pages of classified records, in- The National Declassification Center, with its goal of “re-
cluding some pertaining to military operations and World War leasing all we can, protecting what we must,” will work to
II, the Korean War, and the Vietnam War—all of which are of assist NARA in its mission and to help fulfill the President’s
great interest to historians of those periods in our history. promise of a more open government.
The 400 million pages have nearly all been reviewed by their
originating agency, but about 20 percent must be referred to
other agencies whose classified information is included in
them. In the past, this need for multiple reviews has signifi- Archivist of the United States

 Prologue Spring 2010


contents

Volume 42 Issue No.1

Features
6 Out of War, a New Nation
James M. McPherson provides the historical context for ​
the deadliest war in American history—why it happened
and how it changed the nation.

14 At the Edge of the Precipice


Robert V. Remini shares an excerpt from his new book
about how Henry Clay sought to prevent war with
the Compromise of 1850.

20 Abraham Lincoln and the Guerrillas


Daniel E. Sutherland examines how Lincoln dealt
with unconventional warfare waged by both Unionists
and Confederates.

26 “A Reasonable Degree of Promptitude”



Claire Prechtel-Kluskens reviews how the pension
office handled the unprecedented growth in its caseload
during and after the Civil War.

36 Discovering the Civil War


Bruce Bustard introduces a new exhibit that takes a
fresh look at the conflict through little-known stories,
seldom-seen documents, and unusual perspectives.

42 “I have the honor to tender the


resignation . . .”
Trevor K. Plante presents a selection of letters from
p.36 Southern officers resigning their commissions in the
U.S. military as states seceded from the Union.

48
New Books Draw on Archives’ Holdings
for 75th Anniversary
Hilary Parkinson describes two new books illustrating the
breadth and variety of the records in the Archives’ custody
and the story of the National Archives Building itself.
Volume 42 Issue No.1

p.26

In every issue
2 From the Archivist
Taking the Leading Role on

p.14
Declassification

52 Genealogy Notes
Slavery and Emancipation in the
Nation’s Capital

60 Authors on the Record


The Civil War on the High Seas

62 Events / News & Notices /


Publications

70 Foundation for the Archives


Supporting the Civil War exhibit
and honoring Annette Gordon-
Online
Reed at the gala. Prologue has published many articles on the
events leading up to the Civil War, the war itself,
72 Pieces of History and the aftermath. To read some of them, go to
A Seal of Guilt www.archives.gov/publications/prologue/2010/spring.

Front cover: The Battle of Antietam, September 17, 1862, in an 1888 lithograph.
P To subscribe or view online
Inside front cover: In a document from the new Civil War exhibit at the
National Archives, a Chinese-language message from Prince Kung states that
articles, log onto Confederate ships will not be allowed to enter Chinese ports.
Back cover: A Union Defenders Certificate for Sgt. Leonard E. Hotchkiss,
www.archives.gov/publications/prologue
Company B, 30th Iowa Infantry, is part of the widow's pension file of his
mother, Hannah Hotchkiss.

 Prologue Spring 2010


Marking Time

I
n 1952, the chief of the Still Picture Branch at the
National Archives, Josephine Cobb, discovered a glass
plate negative taken by Mathew Brady of the speakers’
stand at Gettysburg in 1863.
Photo enlargement later proved her theory correct that
Lincoln would be on that stand, making this the first known
photograph of Lincoln at Gettsyburg.
Cobb estimated that the photo was taken around noontime,
before Edward Everett arrived, and about three hours before
Lincoln delivered his famous address.

For more Civil War discoveries see …


p.20: The Civil War’s Guerrilla Front
p.42: “I have the honor to
tender the resignation . . .”
p.52 : Slavery in the Nation’s Capital
Out of War,
a New Nation
By James M. McPherson

The Battle of Gettysburg, possibly Pickett’s charge,


in an 1870 engraving. Over 620,000 soldiers died in
the Civil War, a conflict unmatched in the Western
world for its ferocity and destruction.
T he Civil War had a greater impact on American
society and the polity than any other event in the
country’s history.
It was also the most traumatic experience endured by
any generation of Americans.
At least 620,000 soldiers lost their lives in the war, 2
percent of the American population in 1861. If the same
percentage of Americans were to be killed in a war fought
today, the number of American war dead would exceed
6 million. The number of casualties suffered in a single
day at the battle of Antietam on September 17, 1862, was
four times the number of Americans killed and wound-
ed at the Normandy beaches on D day, June 6, 1944.
More Americans were killed in action that September
day near Sharpsburg, Maryland, than died in combat in
all the other wars fought by the United States in the 19th
century combined.
How could such a conflict happen? Slaves picking cotton on a Mississippi plantation,
undated. The issue of whether slavery could expand
Why did Americans fight each other with into the territories became an increasingly bitter
a ferocity unmatched in the Western world debate and source of sectional tensions after 1848.
during the century between the end of the California as a free state, divided the remain-
Napoleonic Wars in 1815 and the beginning der of the Mexican cession into the territo-
of World War I in 1914? ries of New Mexico and Utah, and left to
The origins of the American Civil War lay their residents the question whether or not
in the outcome of another war fought 15 they would have slavery. (Both territories
years earlier: the Mexican-American War. The did legalize slavery, but few slaves were taken
question whether slavery could expand into there.) At the same time, Congress abolished
the 700,000 square miles of former Mexican the slave trade in the District of Columbia,
territory acquired by the United States in ending the shameful practice of buying and
1848 polarized Americans and embittered selling human beings in the shadow of the
political debate for the next dozen years. Capitol.
In the House of Representatives, northern But the Compromise of 1850 compensated
congressmen pushed through the Wilmot the South with a tough new fugitive slave law
Proviso specifying that slavery should be ex- that empowered Federal marshals, backed by
cluded in all territories won from Mexico. the Army if necessary, to recover slaves who
In the Senate, southern strength defeated had escaped into free states.
this proviso. South Carolina Senator John These measures postponed but did not pre-
C. Calhoun introduced instead a series of vent a final showdown. The fugitive slave law this region at latitude 36˚ 30', with slavery
resolutions affirming that slaveholders had angered many northerners who were com- permitted south of that line and prohibited
the constitutional right to take their slave pelled to watch black people—some of whom north of it.
property into any United States territory had lived in their communities for years—re- Considered by northerners to be an invio-
they wished. turned in chains to slavery. Southern anxiety lable compact, the Missouri Compromise
These opposing views set the terms of grew as settlers poured into northern territo- had lasted 34 years. But in 1854 southerners
conflict for the next decade. When 80,000 ries that were sure to join the Union as free broke it by forcing Stephen A. Douglas of
Forty-Niners poured into California after states, thereby tipping the sectional balance Illinois, chairman of the Senate Committee
the discovery of gold there in 1848, they or- of power against the South in Congress and on Territories, to agree to the repeal of the
ganized a state government and petitioned the Electoral College. ban on slavery north of 36˚ 30' as the price of
Congress for admission to the Union as the In an effort to bring more slave states into southern support for the formal organization
31st state. Because California’s new constitu- the Union, southerners agitated for the pur- of Kansas and Nebraska territories.
tion banned slavery, this request met fierce chase of Cuba from Spain and the acquisition Douglas anticipated that his capitulation
resistance from southerners. They uttered of additional territory in Central America. to southern pressure would “raise a hell of
threats of secession if they were denied their Private armies of “filibusters,” composed a storm” in the North. The storm was so
“right’ to take slaves into California and the mainly of southerners, even tried to invade powerful that it swept away many northern
other territories acquired from Mexico. The Cuba and Nicaragua to overthrow their gov- Democrats and gave rise to the Republican
controversy in Congress grew so heated that ernments and bring these regions into the party, which pledged to keep slavery out of
Senator Henry S. Foote of Mississippi flour- United States as slave states. Kansas and all other territories.
ished a loaded revolver during a debate, and The events that did most to divide North An eloquent leader of this new party was
his colleague Jefferson Davis challenged an and South were the Kansas-Nebraska Act an Illinois lawyer named Abraham Lincoln,
Illinois congressman to a duel. In 1850 the of 1854 and the subsequent guerrilla war who believed that “there can be no moral
nation seemed held together by a thread, with between pro- and anti-slavery partisans in right in the enslaving of one man by another.”
war between free and slave states an alarming Kansas territory. The region that became Lincoln and other Republicans recognized
possibility. the territories of Kansas and Nebraska was that the United States Constitution protected
Cooler heads finally prevailed, however. part of the Louisiana Purchase, acquired by slavery in the states where it already existed.
The Compromise of 1850 averted a violent the United States from France in 1803. In But they intended to prevent its further ex-
confrontation. This series of laws admitted 1820 the Missouri Compromise had divided pansion as the first step toward bringing it

 Prologue Spring 2010


Northern congressmen pushed through the Wilmot states. Proslavery forces had little prospect of Union itself. Lincoln and most of the north-
Proviso specifying that slavery should be excluded
in all territories won from Mexico. Southerners
winning any future national elections. The ern people refused to accept the constitution-
defeated it in the Senate, arguing that slaveholders prospects for long-term survival of slavery al legitimacy of secession. “The central idea
had the constitutional right to take their slave appeared dim. To forestall anticipated anti- pervading this struggle,” Lincoln declared in
property into any United States territory.
slavery actions by the incoming Lincoln May 1861, “is the necessity that is upon us,
eventually to an end. administration, seven slave states seceded of proving that popular government is not
The United States, said Lincoln at the during the winter of 1860–61. an absurdity. We must settle this question
beginning of his famous campaign against Before Lincoln took office on March 4, now, whether in a free government the mi-
Douglas in 1858 for election to the Senate, 1861, delegates from those seven states had nority have the right to break up the gov-
was a house divided between slavery and met at Montgomery, Alabama, adopted a ernment whenever they choose.” Four years
freedom. “‘A house divided against itself Constitution for the Confederate States of later, looking back over the bloody chasm
cannot stand,’” he declared. “I believe this America, and formed a new government with of war, Lincoln said in his second inaugural
government cannot endure, permanently half Jefferson Davis as president. As they seceded, address that one side in the controversy of
slave and half free.” By preventing the fur- these states seized most forts, arsenals, and 1861 “would make war rather than let the
ther expansion of slavery, Lincoln hoped to other Federal property within their bor- nation survive; the other would accept war
“place it where the public mind shall rest in ders—with the significant exception of Fort rather than let it perish. And the war came.”
the belief that it is in the course of ultimate Sumter in the harbor of Charleston, South The articles that follow focus on key as-
extinction.” Carolina. pects of the four-year conflict that not only
Lincoln lost the senatorial election in When Lincoln took his oath to “preserve, preserved the nation, but also transformed it.
1858. But two years later, running against protect, and defend” the United States and its The old decentralized republic in which the
a Democratic party split into northern and Constitution, the “united” states had already federal government had few direct contacts
southern factions, Lincoln won the presiden- ceased to exist. When Confederate militia with the average citizen except through the
cy by carrying every northern state. It was fired on Fort Sumter six weeks later, thereby post office became a nation that taxed people
the first time in more than a generation that inaugurating civil war, four more slave states directly, created an internal revenue bureau to
the South had lost effective control of the seceded. collect the taxes, drafted men into the Army,
national government. Southerners saw the Secession and war transformed the imme- increased the powers of federal courts, created
handwriting on the wall. A growing major- diate issue of the long sectional conflict from a national currency and a national banking
ity of the American population lived in free the future of slavery to the survival of the system, and confiscated 3 billion dollars of

Out of War, a New Nation Prologue 


personal property by emancipating the 4 mil- The Civil War tipped the sectional balance During heated debate over the Compromise of 1850,
Senator Henry S. Foote of Mississippi threatened
lion slaves. Eleven of the first 12 amendments of power in favor of the North. From the Senator Thomas Hart Benton (an opponent of the
to the Constitution had limited the powers adoption of the Constitution in 1789 until measure) with a loaded revolver. Benton opened his
of the national government; six of the next 1861, slaveholders from states that joined the opened his vest and shouted “Let the assassin fire!”

seven, beginning with the 13th amendment Confederacy had served as Presidents of the of states became a single nation. Lincoln’s
in 1865, vastly increased national powers at United States during 49 of the 72 years— wartime speeches marked this transition.
the expense of the states. more than two-thirds of the time. Twenty- In his first inaugural address he mentioned
The first three of these postwar amend- three of the 36 Speakers of the House and 24 the “Union” 20 times but the “nation” not
ments accomplished the most radical and of the presidents pro tem of the Senate had once. In his first message to Congress on July
rapid social and political change in American been southerners. The Supreme Court always 4, 1861, Lincoln used the word Union 32
history: the abolition of slavery (13th) and had a southern majority before the Civil War; times and nation only three times. But in his
the granting of equal citizenship (14th) and 20 of the 35 justices down to 1861 had been Gettysburg Address in November 1863 he
voting rights (15th) to former slaves, all with- appointed from slave states. did not mention the Union at all, but spoke
in a period of five years. This transformation After the war, a century passed before a of the nation five times to invoke a new birth
of more than 4 million slaves into citizens resident of an ex-Confederate state was elect- of freedom and nationhood.
with equal rights became the central issue of ed President. For half a century only one of The Civil War resolved two fundamental,
the troubled 12-year Reconstruction period the Speakers of the House and no president festering problems left unresolved by the
after the Civil War, during which the promise pro tem of the Senate came from the South, American Revolution and the Constitution.
of equal rights was fulfilled for a brief time and only 5 of the 26 Supreme Court jus- The first was the question whether this new
and then largely abandoned. tices named during that half century were republic born in a world of kings, emperors,
During the past half century, however, the southerners. tyrants, and oligarchs could survive. The re-
promises of the 1860s have been revived by The United States went to war in 1861 to publican experiment launched in 1776 was a
the civil rights movement, which reached a preserve the Union; it emerged from the war fragile entity. The Founding Fathers were fear-
milestone in 2008 with the election of an in 1865 having created a nation. Before 1861 ful about prospects for its survival. They were
African American President who took the the two words “United States” were gener- painfully aware that most republics through
oath of office with his hand on the same Bible ally used as a plural noun: “the United States history had been overthrown by revolutions
that Abraham Lincoln used for that purpose are a republic.” After 1865 the United States or had collapsed into anarchy or dictatorship.
in 1861. became a singular noun. The loose union Some Americans alive in 1860 had twice seen

10 Prologue Spring 2010


Above: The interior of Fort Sumter on April 17, 1861. The bombardment of the Below:  John Brown and his antislavery partisans took vengeance against proslavery
fort days before by the Confederacy effectively started the Civil War. guerrillas in the bloody civil war in the Kansas territory in 1856.
French republics succumb to the forces of re- had put it in 1854, “the monstrous injustice”
action. The same fate, they feared, could await of slavery deprived “our republican example
them. That was why Lincoln at Gettysburg of its just influence in the world—enables
described the war as the great “testing” wheth- the enemies of free institutions, with plau-
er a “government of the people, by the people, sibility, to taunt us as hypocrites.” With the
for the people” would survive or “perish from 13th amendment, that monstrous injustice,
the earth.” It did not perish. Northern victory at least, came to an end.
preserved the nation created in 1776. Since Before 1861 two socioeconomic and cul-
1865 no disaffected state or region has seri- tural systems had competed for dominance
ously tried to secede. That question appears within the body politic of the United States:
to have been settled. an agricultural society based on slavery ver-
At Gettysburg, Lincoln spoke also of a “new sus an entrepreneurial capitalist society based
birth of freedom.” He was referring to the oth- on free labor. Although in retrospect the tri-
er problem left unresolved by the Revolution umph of free-labor capitalism seems to have
of 1776—slavery. The Civil War settled that been inevitable, that was by no means clear
issue as well. Antebellum Americans had been for most of the antebellum era.
fond of boasting that their “land of liberty” Not only did the institutions and ideol-
was a “beacon light of freedom” to the op- ogy of the rural, agricultural, plantation
pressed peoples of other lands. But as Lincoln South with its rigorous system of racial caste

12 Prologue Spring 2010


Above: The 13th Amendment completed the work of of the North. It is quite possible that if the be measured short of two or three genera-
the Emancipation Proclamation by abolishing slavery
in the United States. In doing so, it asserted the
Confederacy had prevailed in the 1860s, the tions.” Five generations have passed, and we
power of the national government over the states. United States might never have emerged as are still measuring the consequences of that
Above left: The destruction of Richmond, Virginia, the world’s largest economy and foremost cataclysm. P
1865. The devastating conflict resolved the struggle democracy by the late 19th century.
between an agricultural society based on slavery
versus an entrepreneurial capitalist society based on The institutions and ideology of a planta-
free labor, and laid the basis for the emergence of the tion society and a slave system that had domi-
United States as an economic and political power in
nated half of the country before 1861 went
the late 19th century.
down with a great crash in 1865 and were
Left: President Abraham Lincoln recognized the
fundamental historical importance of the war as first replaced by the institutions and ideology of Author
a “testing” of the survival of the Union and second free-labor entrepreneurial capitalism. For James M. McPherson, professor
as a “new birth of freedom” in which slavery was
better or worse, the flames of the Civil War emeritus of history at Princeton
abolished.
forged the framework of modern America. University, is one of the nation’s fore-
most Civil War historians. His book
and slave labor dominate the United States Mark Twain remarked on this process in
Battle Cry of Freedom: The Civil War Era won the Pulitzer
government during most of that time, but 1873. The “cataclysm” of the Civil War, he
Prize for history in 1989. Two other Civil War–related
the territory of the slave states also consid- wrote, “uprooted institutions that were cen- books, For Cause and Comrades and Tried by War, have
erably exceeded that of the free states and turies old, changed the politics of a people, won the prestigious Lincoln Prize. In 2008, McPherson
the southern drive for further territorial ex- and wrought so profoundly upon the entire received the Records of Achievement Award from the
pansion seemed more aggressive than that national character that the influence cannot Foundation for the National Archives.

Out of War, a New Nation Prologue 13


At the edge
of the precipice

henry clay
and the
compromise
of 1850

Henry Clay (standing at center) argues for political compromise before the assembled Senate in 1850. Senators pictured include
Daniel Webster (seated at left with head on hand),Thomas Hart Benton (seated far left),Vice President Millard Fillmore (seated
top right), John C. Calhoun (to right of Fillmore), Salmon P. Chase (left of Clay), and Stephen A. Douglas (fourth at left of Clay).
i n 1850, the Union of American states came close to being irreparably smashed. Several sets
of demands from slave states and free states—many of which stood in direct opposition to
one another—threatened to explode into secession. Only a compromise satisfactory to both
sides could prevent catastrophe.
Had war resulted between the North and the South in 1850, rather than a decade later, it seems
likely that the more militant South would have defeated the much weaker North and made good its
separation from the Union. It is arguable that two or more independent nations would have been
formed, thus permanently dissolving what was once the United States of America.
It would require an act of Congress to cool tempers and avoid a war. It would need to be legislation
that contained something for both sides. And most especially, it would take an extraordinary legisla-
tor to forge bipartisan congressional support for what would become the Compromise of 1850.

o
By Robert V. Remini
Fortunately, there sat on the floor of the
Senate a statesman who would find the
means of concocting a solution, a political
genius of the first rank. Though he was tired,
aging, and fresh from a losing presidential
nomination bid, the legendary Henry Clay
was dedicated to preserving the Union and
realized he must return to Congress to do
what he could to keep the country whole.
As he headed south from New York and
Philadelphia to Washington, Clay was
startled to find at the Baltimore depot an
enormous crowd who had been gathered, he
said, “without preconcert or arrangement.”
Here was a crowd in of all unlikely places, a
railroad station. That was surprising. These
people had come not only to salute him and
show their affection and support but also to
impress upon him their need and hope that
he would use his considerable gifts to find
a solution to the gathering crisis facing the
country. When he tried to escape, they fol-
lowed his carriage from the depot to his hotel
in town, cheering him, waving to him, and
calling his name. They did not relent when crowds pursued him. Each day they came to Above: Senator Henry Clay of Kentucky, the “Great
he entered the hotel. Not until he appeared at his hotel, repeating the pleas he had heard Compromiser.” Opposite: Henry Clay’s proposals for
the Compromise of 1850. The Compromise averted
an open window on the second floor did they throughout his trip. Benjamin Brown French, sectional conflict for another 10 years.
slowly quiet in the hope that he would speak former clerk of the House of Representatives not seek reelection, said that Henry Clay was
to them. A few of them called out, “speak and a keen reporter of the Washington “my beau ideal of a statesman, the man for
to us.” Clay shook his head. “We are too far scene, marveled at what was happening. whom I fought all my humble life.”
apart, my friends, to do that,” he shouted to “It seems to me,” he wrote, “as if he [Clay] But Clay’s arrival at Washington and the
them. But he went on to say that he would was ‘the observed of all observers’ instead of adulation accorded him everywhere aroused
meet with them the next day and shake each the President.” At the White House the Great the jealousy and concern of the administra-
person by the hand. Compromiser was surrounded as he passed tion. President [Zachary] Taylor’s aides be-
And he kept his word. At 11 a.m. Clay through the East Room. “I could not but lieved that Clay intended to assume control
positioned himself between two parlors on think,” French continued, “that, after all, he of the Whig party and act out the role of
the first floor of the Barnum City Hotel and was the idol of the occasion. ‘Henry Clay’ is leader of the nation. And that belief did not
received the throng. First, he told them how a political war cry that will at any time and bode well for any close relationship between
delighted he was with the reception he had in any part of this Union create more sensa- the President and the Great Compromiser.
received and then he met each person indi- tion among men of all parties than any other On Monday, December 3, 1849, Clay ap-
vidually. To a very large extent the crowd left name that can be uttered. . . . He now stands, peared in the Senate for the opening of the
the hotel feeling reassured that Clay would at the age of three score years & ten, the beau 31st Congress. It was quite a moment. His
bring sanity and calmness to Washington and ideal of a patriot, a statesman, a great man!” arrival created a sensation. Other Senators
find the means to appease both North and That phrase, “beau ideal,” was repeatedly used rushed to his side to greet him, and a thun-
South, thereby ending the crisis. by others at the time. A young Representative derous ovation ricocheted around the cham-
When Clay finally reached Washington from Illinois, Abraham Lincoln, who had just ber. He was really overcome by the emotion
he checked in at the National Hotel. Again completed his first term in Congress and did expressed on his return to Congress. “Much

At the Edge of the Precipice Prologue 17


worried. “Upon the whole,” he told Mary S.
Bayard, a Philadelphia friend, “there is a very
uncomfortable state of things here both for
the Whig party, and I fear for the Country.
From both parties, or rather from individuals
of both parties, strong expressions are made
to me of hopes that I may be able to calm
the raging elements. I wish I could, but fear
I cannot, realize their hopes.” P

From At The Edge of the Precipice: Henry Clay and the


Compromise of 1850 by Robert V. Remini. Excerpted
by arrangement with Basic Books, a member of the
Perseus Books Group. Copyright ©2010.

Note on Sources
Henry Clay’s reception in Baltimore and his
remarks to the crowd at his hotel are recorded in
The Papers of Henry Clay: Candidate, Compromiser,
Elder Statesman, January 1, 1844–June 29, 1852
(Lexington: The University Press of Kentucky,
1991), 10: 627–628. Clay’s reaction to his re-
ception in the U.S. Senate appear in a letter to
Thomas B. Stevenson, December 21, 1849, in the
Papers, 10: 635. Clay’s letter to Mary Bayard is
printed in the Papers, 10: 633.
Henry Clay was "the beau ideal of a patriot, a statesman, a great man!" Perhaps only he had the political stature Benjamin Brown French’s observations of Clay
and influence to "calm the raging elements" amid the conflicting demands from both slave and free states. appear in French, Witness to the Young Republic
(Hanover, NH: University Press of New England,
deference and consideration are shown me by able influence in national affairs. There were
1989), p. 213.
even political opponents,” Clay commented Thomas Hart Benton of Missouri, Willie P. Abraham Lincoln’s comments on Clay are re-
with a sense of pride. “I shall by a course of Mangum of North Carolina, Lewis Cass of corded in Edgar De Witt Jones, The Influence of
calmness, moderation and dignity endeavor Michigan, John Berrien of Georgia, and of Henry Clay on Abraham Lincoln (Lexington, Ky.,
1952), p. 21.
to preserve these kindly feelings.” course, the other two members of the Great
The observations of Clay at age 73 are from
But as Clay took his seat he looked old Triumvirate, Daniel Webster and John C. Benjamin Perley Poore, Perley’s Reminiscences of
and worn. He coughed a good deal, and his Calhoun. Sixty Years in the National Metropolis (Philadelphia:
cheeks were shrunken. Still, his wide mouth But there were also new members who, Hubbard Brothers, 1886), 1: 363.

was “wreathed in genial smiles,” just as in through their intelligence and leadership
years past. He was back where he belonged, would shape national affairs for the remain- Author
and not much had changed during his ab- der of the coming decade. These included Robert V. Remini is professor
sence. At the age of nearly 73, he “generally Jefferson Davis of Mississippi, Stephen A. emeritus of history at the University

kissed the prettiest girls wherever he went,” Douglas of Illinois, Salmon P. Chase of Ohio, of Illinois at Chicago and is cur-
rently historian of the U.S. House
played cards in his room, and enjoyed a large John Hale of New Hampshire, Jeremiah
of Representatives. He has written extensively about
glass of bourbon whenever he relaxed. Clemens of Alabama, and William H. Seward
President Andrew Jackson and the Jacksonian era and
As he looked around the chamber, Clay of New York, among others. has written biographies of Henry Clay, John Quincy
recognized many old friends and enemies, The more he surveyed the scene, and con- Adams, Martin van Buren, and Daniel Webster. He won
men who played a major role during the templated the heavy burden of the expecta- the National Book Award for the third volume of his
Jacksonian years and still exercised consider- tions placed upon him, the more Henry Clay study of Jackson.

18 Prologue Spring 2010


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Abraham Lincoln
and the Guerrillas
By Daniel E. Sutherland

M uch has been written about Abraham Lincoln as a


wartime commander-in-chief. All of these analyses,
however, deal with Lincoln’s handling of the conventional
political and economic control of their communities. The
third guerrilla contest had even less to do with military oper-
ations. Rather, it was simple outlawry, sometimes engaged in
war, with armies, navies, grand strategies, and incompetent by “legitimate” guerrillas, but more often pursued by bands
generals. No scholar has considered the evolution of the of deserters, draft dodgers, and thugs who held loyalty to
President’s response to the irregular war. Not that this is no side. Taken together, the three guerrilla conflicts created
strange, for scholars, until relatively recently, have treated utter chaos in many parts of the South and went a long way
the entire guerrilla conflict as little more than a “side show” toward crippling Confederate resources and morale.
of the larger war. Lincoln did not have to deal directly with the outlawry, a
That will no longer do. problem he gladly left to Jefferson Davis. Even so, legitimate
A growing body of literature, most of it concentrating on rebel guerrillas posed mounting dangers to his army and
particular communities or regions of the wartime South, Southern Unionists. Like nearly all political and military
have demonstrated the pervasive nature of the guerrilla war. leaders on both sides, Lincoln was surprised by the scope
It is time to put Lincoln in the mix. and ferocity of this guerrilla upheaval. Also like many politi-
First, to put things in perspective, it must be explained cal leaders, he was slow to understand the consequences of
that far more guerrillas fought in far more places and with an unchecked guerrilla war. As this realization grew, Lincoln
far graver consequences than students of the Civil War have either endorsed measures or took independent actions that
supposed. Not just Confederates either, which is the general protected the Union Army and his Southern supporters
impression. The results were three distinct yet intercon- against rebel guerrillas.
nected guerrilla contests. One was a military affair, with Although he did not appreciate it at the time, the first
rebel guerrillas confronting and harassing the Union Army. week of the war showed Lincoln what havoc even relatively
The second was a purely civilian affair, if “civilian” may
be applied to bands of armed men who engaged in arson,
torture, terror, and murder. These bands were composed of
Southern neighbors who had taken rival sides, Unionists
and Confederates, and who battled each other to maintain
small numbers of irregular fighters could cause. Five days in Missouri, [but] not between the soldiers, & in many of
after the surrender of Fort Sumter, what authorities called the Counties there will be ugly neighborhood feuds, which
a Baltimore “mob” attacked a Massachusetts regiment as it may long outlast the general war.” The senior Bates surely
marched through the city en route to Washington, D.C. The passed on to Lincoln this insightful analysis of the dangers
so-called mob might just as easily have been labeled “urban that awaited many parts of the South. The attorney general
guerrillas.” They threw stones and fired guns at the troops. may even have said something along the lines of his warn-
The soldiers returned fire, the results being a total, for both ing to Missouri’s new pro-Union provisional governor: “If
sides, of 16 dead and 85 wounded, the first casualties of the things be allowed to go on in Missouri as they are now, we
war. The regiment, which had been summoned by Lincoln shall soon have a social war all over the State.”
to help defend his capital city, made it to Washington the Nonetheless, Lincoln remained slower to see the depths
next day, but the countryside between Lincoln’s domain of the situation in the far-off Trans-Mississippi than he had
and Baltimore burst into guerrilla activity. The rebels cut been in his own back yard. Even when Union field com-
telegraph lines, ripped up railroad tracks, and stole the live- manders attested to the dangers facing loyal citizens and
stock of Southern Unionists. When Lincoln sent troops U.S. troops, he was reluctant to endorse punitive measures.
to restore order, guerrillas attacked Federal patrols, tried In August 1861, the President balked at Gen. John C.
to poison the Army’s provisions, entered Union camps as Frémont’s decision to court-martial, execute, and confiscate
spies, and plotted to kidnap public officials who aided the the property of anyone taking up arms against the United
invaders. Lincoln eventually suspended habeas corpus in States in Missouri. Lincoln foresaw—correctly, as it turned
the state and arrested disloyal citizens, including members out—the potential for an endless cycle of retaliation and
of the state legislature. counter-retaliation. By contrast, Missouri Unionists rejoiced
Lincoln might easily have taken this to be an isolated inci- at Frémont’s order. A second son of Edward Bates declared,
dent had not one of the most ferocious of the guerrilla wars “They [the rebels] should be summarily shot by thousands.”
then broken out in Missouri. In July 1861, Julian Bates, a Lincoln let Frémont’s order stand but replaced him a few
son of Lincoln’s attorney general, Edward Bates, reported to months later with Gen. David Hunter. More than that, the
his father from their home state, “There will be hard fighting President told Hunter that the guerrilla threat in Missouri
was all but over. “Doubtless local uprisings will for a time
continue to occur,” he told the new department command-
er, “but these can be met by detachments and local forces of
our own, and will ere long tire of themselves.”
Not until the summer of 1862 did Lincoln understand
the extent of the guerrilla menace, not only in Missouri but
across the entire Upper South. The result was a substantial
shift in Union military policy. Lincoln abandoned his con-
servative, conciliatory approach, based on the assumption
that the presence of Union troops in overwhelming num-
bers would be enough to turn Southerners against the rebel
government, to adopt the sort of drastic measures Frémont
had employed. The shift in policy was not inspired entirely
by the guerrilla war. Also pushing Lincoln in this direction
was the rising tide of public criticism of his conduct of the
conventional war, especially in light of the futility of military
operations in the East. With midterm elections due that
autumn, he simply had to change public perceptions. Still,
effective guerrilla resistance to the Army and the intimida-
tion of the Unionists, whom Lincoln had counted on to
lead Southern opposition to the Davis government, clearly
influenced his thinking.
Consider how many of Lincoln’s actions in the summer
Opposite: Taking rebel crops and livestock proved to be one of the
milder forms of confiscation by the Union Army.
Left: As the rebel guerrilla threat grew, Abraham Lincoln had to deal
with a type of warfare he had not anticipated.

Prologue 21
and autumn of 1862 struck directly at rebel Still, I must save the government if possible.
guerrillas. Consider, too, how many veterans . . . [And] it may as well be understood, once
of the guerrilla war he depended on to imple- for all, that I shall not surrender this game
ment the new policy. First, Lincoln reassigned leaving any available card unplayed.”
John Frémont to command in West Virginia, His pragmatic approach soon touched the
a cauldron of guerrilla warfare no less roil- Deep South, too. When Union troops moved
ing than Missouri. Next, he brought Gen. into northern Alabama, they faced the inevi-
John Pope from the Western theater to com- table resistance from rebel guerrillas. When
mand a new Union Army in Virginia. Pope the Army responded by burning the town of
had taken retaliatory measures that exceeded Paint Rock, sacking Athens, Alabama, and
even Frémont’s directives in order to quash threatening to execute all saboteurs and guer-
guerrilla resistance in his Missouri district. rillas, Edwin Stanton informed the Army’s
Pope now issued even stricter orders, with commander, Gen. Ormsby M. Mitchel,
the approval of Lincoln and Secretary of War “Your spirited operations afford great satis-
Edwin Stanton, in north-central Virginia. faction to the President.” However, as details
Aimed not only at guerrillas but also at the about the Army’s mistreatment of noncom-
“evil-disposed persons” who assisted them, batants reached Washington, it became clear
Pope’s instructions allowed executions, fi- that things had gone too far. Mitchel and
nancial assessments, and the destruction and the officer responsible for sacking Athens,
confiscation of property. By then, Lincoln the Russian-born Col. John B. Turchin, were
had also brought Pope’s old department com- relieved of their commands.
mander in Missouri, Gen. Henry W. Halleck, Mitchel, whose more complex case also
to Washington as commanding general of all involved cotton speculation and failure to
Union armies. Naturally, Halleck added his secure eastern Tennessee, was simply reas-
blessing to Pope’s Virginia policy. signed to South Carolina, but Gen. Don
To endorse publicly the new direction Carlos Buell, the department commander,
announced by Pope and Halleck, Lincoln, insisted that Turchin be court-martialed. The
toward the end of July 1862, sent a warning court found Turchin guilty of allowing his
to Confederate soldiers and civilians alike. men to run riot in Athens but decided that
Anyone guilty of “aiding, countenancing, his biggest sin had been in not dealing “qui-
or abetting” the rebel cause, he said, must etly enough” with the rebels. After initially
immediately cease their rebellion or suffer recommending that he be cashiered from
“forfeitures and seizures” of their property. the Army, the court’s majority urged clem-
When Andrew Johnson, the President’s new- ency. Lincoln and Stanton concurred, and the
ly appointed military governor in Tennessee, President promoted Turchin to general.
asked permission to apply Pope’s orders in As for Buell, who had been a vocal oppo-
that state, Lincoln gave it. nent of the new retaliatory policies, he was
Of course, Lincoln was not asking for relieved of his command a few months later.
wholesale slaughter. Indeed, some politicians His removal surprised few senior officers, even
complained that the “kind hearted” President those who balked at the extreme measures of
commuted or reduced the death sentences of men like Turchin. One officer, comparing
far too many convicted guerrillas. Still, de- Buell to the Russian, declared, “Turchin’s
spite his own occasional references to tem- policy is bad enough; it may indeed be the
pering justice with mercy, Lincoln tended policy of the devil; but Buell’s policy is that
to send mixed signals to commanders in the of the amiable idiot.” Buell became the target
field, perhaps giving them wider latitude of a congressional investigation that focused
than was wise. Explaining the new rules to largely on his failure to capture Chattanooga.
Gen. John S. Phelps, the military governor His principal defense, with which even the
of Louisiana and Arkansas, Lincoln wrote, “I commission concurred, was that he had faced
am a patient man—always willing to forgive formidable opposition from Confederate cav-
on the Christian terms of repentance. . . . alry and guerrillas. Lincoln also knew that

22 Prologue
gled either to maintain or establish loyal gov-
ernments. Indeed, there had been instances
since the first year of the war of rebel guerrilla
operations in the lower Midwest, where gov-
ernors from Iowa to Ohio worried about the
stability and security of their own states.
By the summer of 1863, the Union Army
had been recruiting heavily among Southern
Unionists for some time. Initially, the
authorities scattered these men willy-nilly,
to wherever the Army needed more bod-
ies, which was usually far from home. Now,
however, some officials realized that Southern
Unionists could provide better service in
antiguerrilla units assigned to their home
regions. Imploring the President to redeploy
Tennesseans serving in Virginia in this way,
Andrew Johnson explained, “They are willing
& more anxious [than Northern volunteers]
to restore the government & at the same
time protect their wives and children against
insult, robbery, murder & inhumane op-
pression.” Even more dramatically, Johnson
recruited local Unionist guerrillas to counter
rebel bushwhackers in Tennessee. David C.
Beaty, known as “Tinker Dave,” led the dead-
liest of Johnson’s loyal guerrilla bands. Beaty’s
principal opponent was the notorious rebel
guerrilla Champ Ferguson.
While seemingly not directly involved,
Lincoln no doubt gave his blessing to Henry
Halleck’s effort in the summer of 1863 both
to legalize the punishment of rebel guerrillas
and to curb the excesses of overzealous Union
field commanders. Halleck asked German-
born Francis Lieber, a professor of political
philosophy at New York’s Columbia College,
to provide the Army with legal definitions
of the variety of guerrillas and ethical guide-
Above: Southern Unionists, who depended on the to be true. In early 1863, he complained to lines for handling them. Lieber, who had sons
Union Army to protect them, were frequently victims
Buell’s successor, Gen. William S. Rosecrans, fighting in both the Union and Confederate
of rebel guerrilla neighbors.
“In no other way does the enemy give us so armies, eventually produced two documents,
Opposite top: Gen. John Pope’s orders in Virginia
formed the basis of the first punitive policy endorsed
much trouble, at so little expense to himself, one dealing specifically with guerrillas, the
by President Lincoln. as by the raids of rapidly moving small bod- other aimed more broadly at the treatment of
Opposite middle: Gen. Henry W. Halleck endorsed ies of men.” noncombatants. Both sets of guidelines were
punitive measures against rebel guerrillas and their Not that these measures weakened rebel distributed to the Army. The latter, known
supporters, but he also tried to establish a legal basis guerrilla resistance to any appreciable degree. as the Lieber Code, became the basis for
for retaliation through the Lieber Code.
Union politicians and generals continued to worldwide legal restrictions on the conduct
Opposite bottom: John C. Frémont was among the first press for sterner measures, especially in border of warfare for a century thereafter.
Union generals to use executions and confiscation
of property to retaliate against rebel guerrillas and states, such as Missouri, Kentucky, Tennessee, The same month that Halleck issued
citizens who supported them. and West Virginia, where the Federals strug- Lieber’s code to his armies, Lincoln respond-

Abraham Lincoln and the Guerrillas Prologue 23


ed to a crisis in the Trans-Mississippi by in Kentucky. Such notorious characters as white Southerners rallied to oppose the con-
endorsing the most repressive U.S. military Jerome Clark (or “Sue Munday”) and Henry gressional Reconstruction policy, paramilitary
measure of the war against Southern civilians. C. Magruder continued to plague the state. organizations like the Ku Klux Klan oper-
At dawn on August 21, 1863, William C. However, Burbridge did reduce the anarchy ated against the Army and former Unionists,
Quantrill, the war’s most notorious guerrilla substantially, enough to provide an illusion of whose ranks now included ex-slaves. How
chieftain, led a raid on Lawrence, Kansas. By peace and security. In doing so, he had asked Abraham Lincoln would have reacted to that
mid-morning, his hardened band had burned the President for the power to impose eco- guerrilla war remains an open question. P
and looted most of the town and murdered nomic sanctions against guerrillas and their
at least 150 men and boys. Gen. Thomas supporters. Lincoln not only granted his re-
Ewing, Jr., the Union commander respon- quest, essentially transferring that prerogative
sible for the security of the Kansas-Missouri from the civil government to the Army, but
border, retaliated by expelling nearly all civil- he also urged Burbridge to act “promptly and
Note on Sources
ians—loyal as well as disloyal—from three energetically” to arrest all “aiders and abettors
The archival sources for this article are a com-
Missouri counties and part of a fourth. The of rebellion and treason,” regardless of “rank
bination of personal writings (mostly letters and
order uprooted thousands of people from the or sex.” In addition, Lincoln suspended ha- diaries) by military and civilian participants in the
heart of Quantrill’s domain and produced beas corpus in the state, imposed martial law, guerrilla war and governmental records. Essential
untold hardship, but Northern military and suspended the amnesty program in Kentucky, collections in the National Archives include court-
political leaders thought it necessary. Gen. and granted permission to arm employees martial and civilian commission transcripts in
John Schofield, Ewing’s department com- of the Louisville and Nashville Railroad, the the Records of the Office of the Judge Advocate
General (Record Group [RG] 153); correspon-
mander, approved the drastic policy, as did state’s main artery, with repeating rifles to
dence to and from the U.S. and C.S. war depart-
Halleck, Stanton, and Lincoln. ward off guerrilla attacks. Mindful of the po-
ments (Records of the Office of the Secretary of
Lincoln’s climactic confrontation with the litical dimension of all this, he also sent the War [RG 107] and War Department Collection of
guerrilla war came in the summer of 1864. Army’s judge advocate general, Joseph Holt, Confederate Records [RG 109], respectively); cor-
Believing he could not possibly be reelected a Kentucky native and close political ally, to respondence, affidavits, and reports in the Union
that autumn if rapid strides were not made monitor the situation. provost marshal records (RG 109, and Records
toward defeating the Confederacy, the That same month, July 1864, Lincoln of United States Army Continental Commands,
1821–1920 [RG 393]); and additional Union
President kept a particular eye on the success signed one of the few pieces of U.S. congres-
Army records (RG 393). The governor and adju-
of his armies against rebel irregulars. No state sional legislation to deal with the guerrilla tant-general papers in the southern and midwest-
caused more concern than his own home of war. The Shenandoah Valley had been an- ern states are invaluable for understanding local
Kentucky. Besides having known little respite other key military target in the summer be- concerns.
from guerrilla action, the Bluegrass State had fore the election, but events there had gone The most important published government
served as a springboard for guerrilla raids into badly for the Federals. Confederate general documents, as for any Civil War topic, are the
U.S. War Department, War of the Rebellion: A
Illinois, Indiana, and Ohio. In the summer Jubal A. Early, supported by rebel guerrillas
Compilation of the Official Records of the Union
of 1864, Gen. William T. Sherman, about leaders John S. Mosby and John H. McNeill,
and Confederate Armies, 128 vols. (Washington,
whom much could be said in telling the wid- had completely flummoxed Union general DC: Government Printing Office, 1880–1901),
er story of the guerrilla war, demanded that David Hunter, to the extent even of slip- and U.S. Navy Department, Official Records of the
Gen. Stephen B. Burbridge, the department ping past Hunter’s army and threatening Union and Confederate Navies in the War of the
commander in Kentucky, remedy the situa- Washington, D.C. Anticipating the arrival Rebellion, 35 vols. (Washington, DC: Government
tion. Concerned primarily about the security of untold barbarian hordes, Congress quickly Printing Office, 1894–1927). For a complete bib-
liography and the full story of the guerrilla war,
of his supply lines as he drove toward Atlanta, passed and Lincoln signed “An act to provide
see Daniel E. Sutherland, A Savage Conflict: The
Sherman ordered Burbridge to take drastic for the more speedy Punishment of Guerrilla Decisive Role of Guerrillas in the American Civil
steps to eliminate the “anarchy” in Kentucky. Marauders.” War (Chapel Hill: University of North Carolina
Outlining a plan of action for the overly cau- Lincoln won reelection in 1864, but when Press, 2009).
tious general, who was a native of the state, he died five months later, the war all but over,
Sherman reminded him that guerrillas were the guerrilla conflict had still not spent itself. Author
“not soldiers but wild beasts unknown to the The Union Army continued to track down, Daniel E. Sutherland is professor of
usages of war.” Burbridge must arrest any capture, and occasionally accept the surrender history at the University of Arkansas
man or woman suspected of encouraging or of rebel irregulars into October 1865. Indeed, at Fayetteville. He is the author or
harboring guerrillas, Sherman insisted. an argument could be made that a guerrilla editor of 13 books about 19th-
Burbridge did as he was told, and to won- war against the United States continued in century U.S. history, most recently A Savage Conflict: The
derful effect. He did not end the guerrilla war parts of the South for another 12 years. As Decisive Role of Guerrillas in the American Civil War.

24 Prologue Spring 2010


Above: The height of rebel guerrilla violence came with the raid on Lawrence, Kansas, by William C. Quantrill. Below: Union supply lines, especially railroads, were an
important target of rebel guerrillas.
“A Reasonable Degree
of Promptitude”
civil war pension application processing,
1861–1885
By Claire Prechtel-Kluskens

he Civil War wrought monumental changes in many as- on the pension rolls, plus 20,000 War of 1812 veterans

T pects of American life, in both the North and the South,


that affect the nation’s social, economic, and political
character to this day.
and widows.
Researchers recognize the immense value of Civil War
pension files for genealogical and historical research, but few
The war not only strengthened the federal government, are aware of the issues that faced the pension office. The best
it also made it bigger. One example is the veterans’ pension sources of information are the annual reports of the com-
system, which grew from a small government program to missioner of pensions, which were included by the secretary
one that for the first time affected hundreds of thousands of the interior in his annual report to Congress.
of families. In 1860, the pension office had a stable workload. At the
Before the rebellion, the cumulative number of persons end of the fiscal year, June 30, 1860, 11,284 pensioners on
placed on the pension rolls had been relatively small— the rolls received an aggregate of just over $1 million a year.
25,000 Revolutionary and post-Revolutionary veterans Since the workload had not changed much since the previ-
and widows. Twenty years after the war’s end there were ous year, Commissioner George C. Whiting concluded on
nearly 325,000 veterans, widows, and other dependents November 16, 1860, “I am still of the opinion heretofore

26 Prologue Spring 2010


civil war pension laws
Called “the most liberal pension law ever enacted by this
government” to that time, the pension act of July 14, 1862
(12 Stat. 566), increased pension rates and provided po-
tential eligibility for pensions to every person in military
or naval service since March 4, 1861, their widows and
orphans, and for dependent orphan sisters. Indeed, some
people feared the law would result in “an extravagant, if
not insupportable, annual burden,” even though it was “cer-
tainly no more liberal than simple justice demands toward
the armed defenders of the country in this day of trial.”
By November 15, 1862, 10,804 applications “on account
of the present war” had been received, but only 685 had
been granted because the pension process relied upon the
Adjutant General’s Office and the Navy Department to
confirm details of death or disability for each application.
Under pressure from veterans, Congress repeatedly modi-
fied pension laws to liberalize eligibility and increase pay-
ment rates. Between passage of an act of March 3, 1873 (17
Stat. 566), and June 30, 1874, the pension office reevaluated
30,000 claims of widows and children. An act of March 3,
1883, resulted in nearly 16,000 applications for increased
payments by June 30, 1883. The system was complex; in
Above: James Heaton Baker served as commissioner of pensions 1873, there were 88 different rates for Army pensions and
from 1871 to 1875 during the Grant administration. He had served 58 for Navy pensions. In 1882, there were 117 different
as colonel of the 10th Minnesota Infantry in the Civil War and then
grades of pensions.
as provost marshal general in Missouri. He was brevetted brigadier
general on March 13, 1865, for “faithful and meritorious services.” Minor variations in statutory language led to problems
Opposite: Gen. William T. Sherman (center front) poses with other of interpretation. The act of July 14, 1862, provided an $8
veterans, ca. 1884. Veterans’ groups were a potent political force that a month pension to private soldiers for “total disability”
repeatedly lobbied Congress to liberalize pension laws and awards.
for the performance of manual labor, while the act of June
expressed that the clerical force of the office may soon be 6, 1866, provided a pension of $20 a month (increased to
somewhat reduced.” By 1865, 2,688,523 men served under $24 a month by the act of June 8, 1872) for a disability
Union orders, and the pension office grew accordingly. The incapacitating for the performance of “any manual labor.”
pension office workforce of 72 in 1859 would mushroom to In 1874 Commissioner J. H. Baker explained that the words
1,500 in 1885. Annual pension payment costs of $1 million “total disability” in the 1862 act “have been construed by
annually in 1860 ballooned to $36 million in 1885. this Office to mean a total disability for the performance
The outbreak of armed hostilities on April 12, 1861, of manual labor requiring severe and continuous exertion”
resulted in suspension of payments to pensioners living in while the words “any manual labor” in the 1866 and 1872
insurrectionary states, although some remained on the rolls acts “have been construed to include also the lighter kinds of
by transferring their names to pension payment agencies labor which require education and skill.” Baker believed that
in loyal states. Under an act of July 17, 1862, all persons this construction was “in accordance with the intention of
prosecuting claims with the government had to swear an their framers; but, as it is difficult to draw a line of distinc-
oath of allegiance; this law was still in effect in 1874 when tion between the two kinds of labor, there is to some extent
Commissioner J. H. Baker suggested its repeal. The pension a conflict between the acts referred to, which renders their
office suspended payments to those about whom “credible execution difficult, and the decision of the Office thereunder
and responsible information going to prove their active par- unsatisfactory to claimants.”
ticipation or avowed sympathy with the southern insurrec- Another conundrum was the prohibition against pension
tion” had been received. payments to “any person who in any manner aided or abet-

“A Reasonable Degree of Promptitude” Prologue 27


ted the rebellion.” Some former Confederates
had subsequently joined the U.S. Army or
Navy but now found themselves unable to
obtain a pension for injuries received or dis-
ease contracted during their post–Civil War
military service. Also, volunteer officers and
privates received different pensions based on
rank as well as on disability, even though both
had “been drawn from and returned to the
same walks of civil life.” Commissioner W.
W. Dudley in 1882 suggested that men who
deserted after incurring a disability should
not forfeit their right to a pension, which
was not granted for meritorious service, but
as “payment for loss of physical ability to earn
a livelihood.” Although fewer in number,
claims related to veterans who were Native
American, imprisoned, insane, or residing in
a National Military Home also posed special
problems of various kinds.

medical examination
Some veterans returned home with tem-
porary disabilities. Commissioner Joseph H.
Barrett noted that “the number of soldiers
discharged on a certificate of disability is by
no means a measure of the number that are
entitled to receive invalid pensions” since dis-
ability for military service did not necessarily
mean the soldier was disabled from civilian
employment. Army and Navy medical officers
received no definite instructions on rating the
degree of disability of soldiers and seamen
to be discharged for injuries or disease. As
a result, in a study of 300 veterans consecu-
tively examined by William M. Chamberlain,
M.D., 10 percent had no current disability,
and the remaining 90 percent had disability
ranging from one-fourth to total, averaging
about two-thirds disabled.
While the 1862 act did not expressly define
disabled, the pension office continued to fol-
low the express language of the act of April 10,
1806 (2 Stat. 376) and the office’s established
precedents that disability was measured by the
veteran’s capacity “for procuring a subsistence
by manual labor”—not by whether he could
perform the particular kind of employment
he had before military service.

28 Prologue Spring 2010


Most disabled pensioners were required to submit
to periodic examinations by physicians chosen by the
pension office. The doctors recorded their findings
and opinions on the front and back sides of this form,
the Surgeon’s Certificate.
Loss of limb or its extremity was always
rated as a total disability, but other types
proved more complex and troublesome to
rate. Was the disability permanent or tem-
porary? Incurable or treatable? An organic
or functional disease? “Superinduced” by
military service or “partly constitutional”?
An unavoidable result of climate, exposure,
or battle, or from carelessness or self-neglect?
(If from carelessness or self-neglect, disabil-
ity was not pensionable.) These complex
questions vexed the commissioner of pen-
sions, who at least three times requested that
Congress consider appointing a commission
of surgeons to prepare a scale of disabilities or
authorize the bureau to have its own supervis-
ing surgeon to wrestle with these details. He
eventually got his wish.
To ensure that veterans receiving pensions
remained entitled to them, the act of July 14,
1862, required invalids to submit to physical
examination every two years with a physician
chosen by the commissioner of pensions. An
act of July 4, 1864 (13 Stat. 387), authorized
special examinations of enrolled pensioners,
“as justice might seem to require,” resulting in
annual or semiannual examinations of some
pensioners “in cases of manifestly temporary
and variable disability.” Congress left the
number and locations of these civilian phy-
sicians to the discretion of the commissioner,
and 172 civilian doctors were appointed by
November 15, 1862, in those places “where
the convenience of applicants seemed to re-
quire such an officer.” As the number of vet-
erans needing examination grew, so did the
number of physicians appointed, from 172
in 1862 to 1,578 in 1877. Totally disabled
veterans were not required to go to biennial
examinations.
Ensuring that competent and scrupulous
physicians and surgeons did examinations
was an important concern. In most coun-
ties, a single physician conducted the ex-
amination; in larger cities, boards of three or

“A Reasonable Degree of Promptitude” Prologue 29


more physicians were established, with the Chronic disease and permanent physical injuries
troubled veterans for the rest of their lives. Here,
requirement that at least two of them jointly
William McQuown, who had served in Co. E, 67
conduct the examination. In 1882–1883, Pennsylvania Infantry, and Co. G, 1st Veterans Reserve
the pension office changed the system so Corps, exhibits his deformed right arm and elbow in
a photograph taken October 31, 1889. He acquired
that a board “of three first-class physicians varicose veins in the Confederates’ Libby Prison
and surgeons” jointly conducted all exami- (Richmond), and in July 1864 his arm was broken
nations. Although the cost of paying three and right elbow knocked out of its socket when
he was thrown from a train that lurched forward
doctors $2 each was greater than paying a unexpectedly.
single examining doctor, the more accurate dealt with these “intricate medical problems
results saved the government money. Boards [that] are multiform and perplexing” and
were geographically established so that no performed work “astonishing in quality and
claimant was required “to travel over 40 miles quantity.”
to reach one by rail,” an important concern Two alternative systems were proposed but
since roads were unpaved. not enacted. One idea was a system of physi-
These examinations could sometimes re- cians employed “at an ample salary to enable
sult in reductions in pension payments or them to devote their entire attention to the
complete removal from the pension rolls. duties” of examining claimants and writing
In 1865, George S. Jones, M.D., and A. B. examination certificates to the satisfaction
Bancroft, M.D., examined 407 pensioners of the pension office. A second idea was to
on the Boston pension roll whose payments require examinations only when necessary,
totaled $29,596 annually. After their ex- which Commissioner J. A. Bentley proposed
aminations, four pensioners were dropped, after experiencing the difficulties of the first
“a few” received increases, and determina- biennial examination of his tenure (1877),
tions of decreased disability in many others since it was clear that the survivors of the
resulted in savings of $6,520 annually (about war, whose average age was 41, would not,
22 percent). due to their “advanced years,” experience less more than two months before a final deci-
By 1871, the commissioner established a disability than they now had. sion. Some cases languished due to “the in-
Medical Division “of competent surgeons” attention of applicants or their attorneys to
within the pension office to “rigidly inspect legal formalities essential requirements distinctly made known
all returned [examination] certificates and As early as 1862, some people were un- to them” or because the pension office was
to correct and adjust all medical questions.” der “erroneous impressions” that there were waiting for other government departments to
Efforts to ensure that physicians knew what “serious obstacles, and the interposition of provide necessary record evidence of service,
was required resulted in “increased care in needless and burdensome formalities, in the death, or disability. In 1871 Commissioner
conducting the examinations and in the prosecution of a just claim for a pension.” On Barrett noted the “general policy” was “lib-
construction of the certificates of examina- the contrary, the commissioner believed that eral construction” of the “manifest letter and
tion” so that, in 1873, only 5 percent had any claimant of ordinary intelligence spirit” of the pension laws without any “un-
to be returned for correction or greater de- and education can on applying directly reasonable or unwarrantable” requirements
tail, down from 40 percent two years earlier. to this office for forms and instructions yet “exacting a rigid compliance with such
But it remained a constant struggle to get suited to the particular case, establish his rules and regulations as are deemed essential
medical examinations—arguably the most claim, and secure its prompt adminis- to guard against the admission of fraudulent
important part of the claims adjudication tration, without any other aid than that or improper claims.”
process—properly done and documented. which will readily be given him by the Then, as now, claimants wanted swift ac-
Doctors were predisposed to favor claim- magistrate before whom his declaration tion on their claims. Despite the “reasonable
ants to maintain community favor, and the is to be executed. Nothing is required degree of promptitude” with which the pen-
judgment calls were getting harder. By 1876, of the claimant which is not necessary sion office dealt with claims, “one of the prin-
claims had mutated from being for “disability and, in most instances, conveniently cipal sources of complaint” was the “failure
contracted in the service” to questions “of obtainable. to answer promptly letters of inquiry.” It was
sequels to disabilities incurred in service.” In In 1863, he noted that decisions on claims a perception problem because “the greater
1883, a 22-person “Medical Department” with complete evidence would not be delayed number of claimants for pension are persons

30 Prologue Spring 2010


Beginning in 1881, Special Examiners investigating questionable claims gave the pension applicant a written service became more difficult due to “death
notice, such as this one to John W. Moore, that testimony would be taken regarding those claims.
and removal of witnesses by whom the facts . . .
who have but little idea of the extent of the day) responding to inquiries. (Postage was 3 could have been proved, [and] the difficulty
operations of the Government, and conse- cents per 1/2 ounce to U.S. addresses.) Even of obtaining evidence in support of claims.”
quently, the time necessarily consumed in with all this activity, some claims lingered Commissioner Baker noted that “a large pro-
attending to their demands appears to them unresolved for years due to difficulties in portion of cases presented in recent years re-
unreasonable delay.” During the fiscal year obtaining evidence. Of the 1,651 pension main unestablished” because, “although dis-
ended June 30, 1875, the bureau received applications filed before July 1862, fewer ability arising from obscure disease may have
24,494 pension claims, 51,000 reports from than half—721—were approved before July had its origin in the service, yet there being
the War Department about soldiers’ service 1865; another 126 were approved during no medical or other record of its existence . . .
and hospital treatment, 15,600 communica- 1866–1875; and another 204 were approved as they were not under medical treatment for
tions from other government departments, during 1876–1885. (The remaining 600 had the same for a considerable period after the
and 81,000 pieces of additional evidence been disapproved, abandoned, or remained date of discharge.” Moreover, “the difficulty
from other sources. The pension office used pending.) of rendering a just decision” was complicated
nearly $23,000 in postage (almost $74 a Over time, proving disability from military by “habits of applicants since the date of dis-

“A Reasonable Degree of Promptitude” Prologue 31


charge [that] are productive of disease.” ness in the middle of personal travel.
The pension office could allow a widow’s The work of the “special service,” as it was
pension based on evidence of cohabitation often called, saved money. In 1873, for in-
but, ironically, could not legally terminate stance, focus on “cases of suspected fraud,
a widow’s pension because of cohabitation. where pension has already been allowed,”
Because marriage records had been created resulted in “direct saving to the Treasury . . .
haphazardly in many places, or not at all, pen- many times greater than the sum expended in
sion office custom was “to accept evidence of maintaining it” in addition to indirect savings
cohabitation and general recognition as hus- through deterrence of other potential offend-
band and wife, as sufficient proof of marriage ers. In 1874, 411 pensioners were dropped
to entitle to pension in cases where it is clearly whose claims had “had been established
shown that more satisfactory proof cannot through intentional violations of law” at an
be furnished.” The pension files are replete annual savings of $41,525. Other special
with affidavits of persons who may not have agents were assigned to investigate pending
witnessed the marriage ceremony but who claims; in 1874, those agents recommended
could testify that John Doe and Mary Doe rejecting 133 claims that probably would
held themselves out as being husband and have been allowed, saving $61,660. In 1878,
Widows used a variety of evidence to prove their
wife and were so accepted in the community. Commissioner Bentley bemoaned his lack of lawful marriage to a deceased veteran, including
On the flip side, since remarriage meant the authority “to go out and hunt for fraud” since records from the files of local governments or
loss of a widow’s pension, some “widows, in he was statutorily limited to investigate “only churches, testimony of witnesses, or family records.
This certified copy of the marriage record held by the
increasing numbers, cohabit without marriage as suspicion attaches . . . in the usual routine Jefferson County Court (Kentucky) was submitted
. . . for fear of losing their pensions thereby,” of the office.” by the widow Anna Moore to prove her marriage to
veteran John W. Moore.
while others “openly live in prostitution for On July 15, 1881, the Pension Office
the same object.” Thus the government was changed the manner of conducting special ers in July 1889 and concluded that Mercy’s
placed in “in the strange attitude of offering a examinations. Before that date, special ex- husband, Giles, who was still living, “has
premium upon immorality, of which it should aminers obtained evidence without claimants been in comfortable circumstances all his life
be relieved.” In the 1870s this “condition of being notified or present to hear testimony and the idea of the claimant [Mercy] being
lewdness destructive of good morals” was still by others. Under the new quasi-judicial sys- dependent on the soldier [Harrison] is not
rampant, but the pension office remained le- tem, examiners worked their cases “from the entertained seriously in their neighborhood.”
gally powerless to end a pension by declaring ground up” as claimants were notified of a Even after the death of another son, Lewis,
the cohabitation a remarriage. hearing scheduled at their own home and in 1873, “they were not cramped even then.”
given opportunity to testify and to present The pension application was denied.
special investigations witnesses on their behalf. Testimony was re- John W. Moore, a pensioner based on a
When government gives away money, corded in the form of a narrative affidavit hernia caused by military service, later re-
some people hope to benefit by fraudulent made under oath. The new system was “con- quested an increase due to foot problems.
means. Pension office policy was “to detect, ducive to the establishment of a good feeling To determine the merit of this additional
in advance, any intended frauds, so far as between claimants and the Pension Office.” claim, three separate special examiners went
possible,” and to promptly prosecute those During the 1883 fiscal year, 240 special ex- to Indiana (Moore’s home), Kentucky (his
who committed fraud despite its vigilance. aminers completed 6,290 investigations. original home), and Nebraska (where one
Commissioner Christopher C. Cox acknowl- Two cases investigated by special examiners comrade-in-arms lived) to take testimony
edged in 1868 that “impositions are daily show the breadth of their work. On, May 3, regarding whether Moore had developed
practiced upon this bureau” despite its best 1880, 75-year-old Mercy Ives of Denmark corns and bunions on his feet during mili-
efforts at detection. Clerks investigated cases Township, Ashtabula County, Ohio, finally tary service near Vicksburg, Mississippi. The
of reported fraud, a “much sought for” assign- applied for a mother’s pension. Her claim that Nebraska special examiner, H. J. Brown,
ment, for it was “customary to intrust this she had been dependent upon son Harrison concluded there was no merit to the claim
work to those who while on leave of absence P. Ives rang hollow due to the 15 years that and that it should be denied “without further
desire to defray the expenses of the journey by had passed between his wartime death and expense to the Government.”
some official occupation in via.” Thus clerks her application. Special Examiner Joseph M. In 1871, Commissioner Baker suggested
conducted compensated government busi- McCoy took testimony from Mercy and oth- that he be authorized to publish a list of pen-

32 Prologue Spring 2010


sioners so that each “would have to confront Despite the “urgency” originally declared in only upon the highest testimonials” from
his neighbors and the public as to his right 1862, the system remained in place for de- members of Congress and others. But once
to a pension” since invariably “suggestions cades. The number of agencies was reduced they left home, family, and friends and began
leading to the detection of fraudulent pen- from 58 to 18 in 1877. living in Washington, D.C., they discovered
sions” reached Washington from neighbors pension office that “they are accumulating nothing, but
in “the vicinity of the pensioner’s residence.” employees and buildings are actually worse off than those associates
This list was finally published in five volumes By 1866, pension office employees were left at home to pursue private vocations.”
as the List of Pensioners on the Roll, January already busy enough to be considered over- In 1871, Commissioner Baker noted that
1, 1883 (Washington: Government Printing worked and underpaid. Pension office clerks the workload had been “largely increased by
Office, 1883). held positions “eagerly sought, and secured new legislation, repeated modification of old
acts, necessary changes in the ruling resulting
payment
“A simpler system is urgently demanded,”
noted Commissioner Barrett in 1862. Under
the existing system a pensioner obtained his
semiannual payment from the designated
pension agent; there were 58 by 1871. If the
pensioner could not travel to the agent, he
could designate an attorney-in-fact to collect
the pension for him. This designee could be
a relative but more often was an enterprising
person who charged a fee for the service. In
1865 the commissioner again found himself
lamenting the exorbitant charge of $2 to $5
charged by intermediaries for their services,
“who, availing themselves of the ignorance
of the pensioner” create the impression that
“their services are indispensable to their
clients” despite the reality that free blanks,
“furnished, without expense, to all pensioners
who desire them,” could be “readily made out
by any intelligent person who can read and
write, requiring only the expense of fees for
administering the oaths required.” The pen-
sion office solved part of the problem in 1865
by requiring those who lived near payment
agencies to present themselves in person, but
the overall system required improvement.
Commissioner Barrett’s November 1864
report concluded that “there is apparently
general satisfaction with the present orga-
nization for the disbursement of pensions.”
In each file, an action sheet records the pertinent
facts and current status of the case file for efficient
handling the next time. This action sheet shows that
John W. Moore’s original pension declaration was
made on April 28, 1879, and that his current claim for
right inguinal hernia was recommended for admission
at $4 per month by pension examiner C. W.  Keyes
on April 8, 1882, approved by reviewer M. S. Roberts
on April 19, 1882, and approved by medical referee
John W. Rawlins on April 25, 1882.

“A Reasonable Degree of Promptitude”


therefrom, and . . . many of the claims now Pension clerks at work in the Pension Office Building ca. 1900. Each trifolded bundle is one pension claim.
pending are old and difficult, requiring more By 1885, the Pension Office employed 1,500 persons, including many women. Hiring decisions gave preference
to veterans and their widows and children.
time and care to establish or reject.” Over
the years, pension commissioners repeatedly
Number of U.S. Military Pensioners, 1861–1885
asked Congress for modest increases in staff
and increased pay rates, especially for key Year Army Invalids Navy Invalids Widows Etc.* Total
“clerks” (division heads) to place them on par 1861 4,723 427 2,766 7,916
with those performing similar duties at other 1862 3,878 421 1,968 6,267
agencies. Hiring decisions gave preference to 1863 7,248 544 5,397 13,189
veterans and to their widows and children. 1864 22,767 712 26,226 49,705
At the end of the fiscal year, June 30, 1881, 1865 35,041 839 48,989 84,869
there were 784 pension office employees an- 1866 54,620 1,032 70,138 125,790
nually earning $931,350. Congress chose to 1867 70,802 1,054 82,621 154,477
1868 74,682 1,175 92,797 168,654
appropriate only $794,630 for salaries for
1869 81,579 1,280 105,104 187,963
the fiscal year beginning July 1, 1881, which
1870 86,187 1,334 111,165 198,686
“made necessary a very large reduction of the
1871 91,290 1,377 114,101 206,768
force, already too small to keep up with the
1872 95,405 1,449 115,248 212,102
increasing annual influx of cases.” The reduc-
1873 99,804 1,430 113,858 215,092
tions in force, including the loss of “many ef-
1874 102,457 1,551 109,301 213,309
ficient men,” plus reductions in salary, “were
1875 105,478 1,636 106,669 213,783
soon and disastrously felt in the work of the
1876 108,390 1,643 102,911 212,944
office.”
1877 114,199 1,722 98,772 214,693
On July 2, 1881, President Garfield was
1878 119,461 1,781 88,624 209,866
assassinated. His long fluctuation between
1879 125,150 1,844 82,946 209,940
life and death, his funeral, and the inevitable
1880 132,924 2,060 80,616 215,600
distractions of a new presidential adminis-
1881 153,025 2,187 78,691 233,903
tration cost “the whole force” two months
1882 173,138 2,361 78,403 253,902
of work. Finally, about November 1, the
1883 198,643 2,468 76,280 277,391
reduced staff returned to its previously ef-
1884 218,956 2,616 77,774 299,346
ficient pace of work. The reduction was tem-
1885 241,456 2,745 80,767 324,968
porary; the staff grew to 1,500 employees by
June 30, 1885. * Includes dependent minor children under age 16, fathers, mothers, and sisters.

34 Prologue Spring 2010


Note on Sources
This article uses the generic term “pension office”
to describe the government agency that handled
veterans’ claims. The official agency name changed
many times, and has been called the Department of
Veterans Affairs since March 15, 1989.
Quotations in this article are mainly taken from
the annual reports of the commissioners of pen-
sions. The year mentioned in text matches the year
of the annual report. These reports were published
in the U.S. Congressional Serial Set. Statistical
data in annual reports pertain to the fiscal year
ending June 30. However, since they were fre-
Designed by Quartermaster General Montgomery C. Meigs and constructed during 1882–1887 with over 15 quently written several months into the new fiscal
million red bricks, the Pension Building was at one time the largest brick building in the world. Its impressive year (October or November), the commissioner’s
Great Hall houses massive Corinthian columns that are among the tallest interior columns in the world. commentary frequently includes information
In 1868, working conditions were rather Streets, NW. By December 1885, the entire about the new fiscal year.
pitiful. The rooms in which clerks worked workforce and all its voluminous records were Statistics on the size of the pension office work-
were too crowded to efficiently conduct gov- housed under one roof for the first time in force are from the Official Register of the United States,
Containing a List of Officers and Employés in the Civil,
ernment business and unsanitary enough to years. By September 3, 1887, $886 million Military, and Naval Service for the appropriate year.
be blamed, in part, for “a number of deaths had been spent on this magnificent build- The numbers of pensioners given in the first para-
from typhoid fever [that] have occurred in ing, which today serves as the home of the graph understate the total number who had received
pensions to 1885, since some pensioners had been
the department within a few months.” In National Building Museum.
dropped from the rolls for various reasons. There were
1875, Commissioner H. M. Atkinson noted Military forces begin to stand down at the also many “dead” files, which claimants had aban-
he had the same objections to the continued cessation of armed hostilities, but a war’s ef- doned. More claimants were yet to come; in 1882,
use of Seaton House and other nearby build- fects do not end until the last veteran enters there were still 1 million living Union Civil War veter-
ans for whom no pension file had yet been created.
ings as his predecessors. Pending claims files the bivouac of the dead. Instead, war’s end
Complete rosters of the civilian doctors who con-
were stored on the ground floor in the hope signals the ramping up of civilian services for ducted medical examinations for the pension office
that they could be extracted in case of fire. veterans. After the Civil War, the pension of- are provided in the 1863 to 1870 and 1872 to 1875
reports. The 1870 report included facsimiles of the
But files of approved claims had to remain fice expanded to handle the unprecedented
forms and instructions given to them.
elsewhere in the building. “In the event of 4,000-percent growth in its caseload from The two cases of denied claims cited are docu-
destruction of the building by fire, but a small 1861 to 1885. It devised better policies and mented in Report by Special Examiner Joseph M.
portion, if any, of them could probably be procedures by which to fairly evaluate the McCoy, July 21, 1889, in Harrison P. Ives (mother,
Mercy Ives), private, Co. E, 39th Ohio Infantry;
removed,” judged Commissioner Atkinson. complex and evolving medical claims of
Civil War Pension File MO 264599; and Report
He soberly concluded that the “destruction Union veterans as well as the marriage claims by Special Examiner H. J. Brown, Nov. 5, 1886, in
of the valuable records of the Bureau would of widows and the relationship and depen- John W. Moore (widow Anna Moore), Private, Co.
be equally disastrous to the Government” as dency claims of other family members. The I, 19th Kentucky Infantry; Civil War Pension File
WC 708353, both in Records of the Department of
it would be to claimants. Congress was again requirement to submit adequate evidence and Veterans Affairs, Record Group 15, National Archives
“urged to provide for a building better adapt- records to prove claims was not insisted upon Building, Washington, DC.
ed for the purposes of a public office.” to glorify the bureaucratic process, but to at- For another examination of the pension office
during this period, see John William Oliver, History of
By September 15, 1876, thanks to Congress, tempt to ensure that taxpayers’ dollars were
the Civil War Military Pensions, 1861–1885 (Bulletin
the pension office was able to lease “a better not fraudulently or wastefully expended. P of the University of Wisconsin No. 844) (Madison,
building for an office.” However, accom- WI: 1917).
modations at the “Old Kirkwood House” at
12th Street, NW, and Pennsylvania Avenue, Author
and the “Eagle Building” at 13th Street, NW, Claire Prechtel-Kluskens is a proj-
and Pennsylvania Avenue, were still crowded ects archivist in the Research Support
and not fireproof. Site work for a new pen- Branch of the National Archives
sion building finally began on November 2, and Records Administration in
1882, covering the entire block bounded by Washington, D.C. She specializes in records of high
Fourth and Fifth Streets, NW, and F and G genealogical value and writes and lectures frequently.

“A Reasonable Degree of Promptitude” Prologue 35


Discovering the Civil War
A New Exhibit from the National Archives
By Bruce Bustard
By Bruce Bustard
I
t ended almost 150 years ago, but Americans still
discuss, debate, and disagree about the Civil War. No
one alive today lived during this momentous con-
flict. Time and myth have filtered our views of the war.
So how do we know what happened?
Very often, we find answers and stories in records left by
the participants themselves. Much of this evidence—let-
ters, orders, maps, telegrams, photographs, and broad-
sides—is preserved in the National Archives.
“Discovering the Civil War,” a new exhibit that will
open April 30 at the National Archives in Washington,
D.C., takes a fresh look at the conflict through little-
known stories, seldom-seen documents, and unusual
perspectives. The exhibit invites visitors to consider and
ask questions about the evidence found in the records,
listen to a wide variety of voices from the Civil War era,
and make up their own minds about the struggle that tore
apart these United States.
The exhibit’s title, “Discovering the Civil War,” reflects
a belief that Civil War stories are constantly being uncov-
ered and reexamined and that, more often than not, the
records in the National Archives are at the center of these
new questions and answers.
The new exhibit will feature original and facsimile Civil
War documents in what will be the most extensive display
ever assembled from the National Archives’ incomparable
Civil War holdings, and it will invite people of all ages to
explore records usually seen only by historians. Displayed
alongside famous milestone documents such as Robert E.
Lee’s resignation from the U.S. Army and telegrams be-
tween President Lincoln and his generals will be hundreds
of less well-known ones, such as the unratified 1861 ver-
sion of the 13th amendment, a message from a Southern
governor rejecting Lincoln’s call for troops to put down
the rebellion, and the Constitution of the Confederacy.
“Discovering the Civil War” is also about re-discovering
a familiar subject. It attempts—in the words of historian
Edward L. Ayres—to “make the Civil War strange again”
for both the buff and novice. Included in the exhibit will
be unique discovery documents such as a hand-altered
federal court record in which a “foreign born” citizen
from New York petitions for Confederate citizenship.
Across the top of the page, the word “United” is crossed
out and “Confederate States of America is written in.
Above: President Lincoln was well over the age to be eligible for the Civil War draft, but he
sponsored a soldier, 19-year-old J. Summerfield Staples from Pennsylvania, through a program Also included will be patent drawings for a variety of de­
known as “representative recruits.” Staples has come to be known as Lincoln’s “substitute.” vices ranging from tents to weapons to artificial limbs. A
Opposite, top: Civilians from both sides became refugees when they were forced to leave their
homes behind in the wake of the war. Opposite, bottom: In 1862 Louis Joubert patented this
Chinese-language message from Prince Kung stating that
multipurpose device that could serve as a tent, knapsack, or litter. Confederate ships will not be allowed to enter Chinese

Discovering the Civil War Prologue 37


Top: When the Civil War began, Raphael Semmes was an officer in the
U.S. Navy. He resigned and offered his services to the Confederacy,
where he commanded the Confederate raiders CSS Florida and CSS
Alabama. Late in the war, Semmes was appointed a brigadier general
in the Provisional Army of the Confederate States. Above: In 1861,
Benjamin Bennett, “a native of New York” living in the South, suddenly
found himself an alien. He went to the District Court of Alabama
to change his legal status. On this form he declared his intention to
become a Confederate citizen and to “renounce . . . all allegiance and
fidelity to . . . the government of the United States.” Left This drummer
was one of thousands of young boys who served in the Union Army.

ports will make the point that the Civil War was in a real strong pre-war relationships among Northern and Southern
sense, a global war. military leaders. A “word cloud”—a visual depiction of a
Finally, exciting interactive experiences will attempt to document’s content—will be the entry into an exploration
bring the Civil War into the 21st century. Visitors will of an intriguing list of men who served as substitutes for
use a social media–like device that will demonstrate the others drafted into the Union Army. Visitors will also be

38 Prologue Spring 2010


This impassioned 1861 broadside was issued in Augusta County, Virginia, by
Michael G. Harman—a wealthy hotel owner, planter, and slaveholder. He was also
quartermaster and chief recruiter for western Virginia. Many volunteers from
Augusta County formed the 52nd Virginia Infantry, which participated in several
battles including Seven Days and Cold Harbor in Virginia and Gettysburg.

Discovering the Civil War Prologue 39


40 Prologue Spring 2010
able to follow the story of Confederate raider Alabama and November 10, 2010. After its Washington venue closes on
its sinking by the USS Kearsarge while they create a graphic April 17, 2011, the two parts of “Discovering the Civil War”
novel depicting this story. The discovery continues beyond will be combined and travel to up to eight additional venues
the walls of the exhibit with a downloadable web-based app around the country beginning in June 2011. P
to use a secret code from the Civil War.
In Washington, D.C., “Discovering the Civil War” will be Author
shown in two parts. Part one: “Beginnings,” will run from Bruce Bustard is senior curator in the Center for the
April 30, 2010, through September 6, 2010, in the Lawrence National Archives Experience at the National Archives
F. O’Brien Gallery in the National Archives Building. Part in Washington, D.C. He was the lead researcher and
two: “Consequences,” will open in the O’Brien Gallery on writer for “Discovering the Civil War.”

Opposite: The U.S. Navy used the threat of the draft and the possibility of prize money to encourage men to enlist. Above: Union sailors pose on
the deck of a monitor.  Below: The Corps d’Afrique, at Port Hudson, Louisiana, ca. 1864.
“I have the honor to tender the
by trevor k. plante

M any southern-born U.S. Army officers waited until their native states voted to secede from the Union before tendering
their resignations. In some cases northern-born officers resigned their commissions and went south and southern-born
officers stayed true to the Union. The most famous cases are fellow Virginians Winfield Scott and George H. Thomas,
who both remained with the Union, and John C. Pemberton, who although born in Philadelphia, joined the Confederacy.
In June of 1860 the U.S. Army had approximately 1,080 officers and 14,926 enlisted men. Of the 1,080 active Army officers,
286 resigned or were dismissed to enter Confederate service in 1861. Approximately 26 enlisted men violated their oaths and went
south. There were 824 West Point graduates on the active list of Army officers. Of that number, 184 West Point graduates were
among the 286 officers who offered their services to the Confederacy.
In December of 1860 there were 1,554 officers serving in the U.S. Navy. In 1861, 373 of these officers resigned. Of that number
157 were dismissed from the Navy. Approximately 311 became commissioned or warrant officers in the C.S. Navy. In early 1861,
the United States Marine Corps had 1,775, men, including 63 officers. Nineteen of these officers tendered their resignations to
join the Confederate States Marine Corps.
Several years ago, while on a vault tour at the National Archives Building in Washington, D.C., the daughter of the Vice President
of the United States asked, after being shown Robert E. Lee’s resignation from the U.S. Army, why we chose to keep just that one.
We responded that we have hundreds of resignations from officers of the Army, Navy, Marine Corps, and those of cadets at West
Point and Annapolis.
What follows are several examples of some of these resignations, some from famous officers, and some not. Many went on to
become famous while fighting for the Confederacy.
Additional letters of resignation are featured in the new exhibit “Discovering the Civil War,” at the National Archives in
Washington, D.C., starting April 30, 2010.

Capt. P.G.T. Beauregard,


U.S. Army
Pierre Gustave Toutant Beauregard was born
in Saint Bernard Parish, Louisiana, on May 28,
1818. He graduated second in his class at
West Point in 1838. During the Mexican War,
he served as an engineer officer on the staff of
Gen. Winfield Scott and was honored several
times for gallantry.
Beauregard was assigned as the Superintendant
of the U.S. Military Academy at West Point on January 23, 1861, and then
relieved a few days later on January 28. He wrote to the adjutant general
from New Orleans on February 9, 1861,“having ascertained positively on my
arrival here that Louisiana, my native State, has withdrawn from the Union
and resumed her State Sovereignty I tender to the President of the United
States my resignation from the Army to take effect on the 1st [proximo] or
sooner if practicable.” His resignation was accepted on February 20, 1861.
He was commissioned a brigadier general in the Confederate army on March
1, 1861.The following month, while commanding forces at Charleston, South
Carolina, he ordered the bombardment of Fort Sumter, thus starting the
American Civil War. He was promoted to full general following the battle
of Bull Run (First Manassas). Throughout the Civil War, Beauregard clashed
with his superiors. His Confederate career was highlighted by strong perfor-
mances at the Battle of Shiloh following the death of Albert Sidney Johnston
and during Ulysses S. Grant’s advance on Petersburg,Virginia, in June of 1864.
He was paroled at Greensboro, North Carolina, on May 2, 1865.

42 Prologue
resignation . . .” Col. Robert E. Lee, U.S. Army
Probably the most famous resignation
from the U.S. Army in the holdings of
the National Archives is that of Robert
E. Lee. Recently promoted to colonel
of the First U.S. Cavalry, Lee resigned
soon after the state of Virginia voted to
secede from the Union.
On April 20, 1861, Lee wrote two letters,
both from his home in Arlington,Virginia.
One letter was his resignation from the Army addressed to Secretary
of War Simon Cameron, in which Lee simply wrote, “I have the honor
to tender the resignation of my commission as Colonel of the 1st Regt
of Cavalry.” There was no reason given, and no explanation provided.
The second letter was addressed to Gen. Winfield Scott, commander-
in-chief of the Army. This letter was lengthier than the previous
correspondence, for Lee had a lifelong relationship with General Scott,
one he did not share with the secretary of war. After informing Scott
that he was tendering his resignation from “a service to which I have
devoted all the best years of my life and all the ability I possessed,” he
let his feelings for the aging general be known: “To no one, General,
have I been as much indebted as to yourself for uniform kindness and
consideration, and it has always been my ardent desire to meet your
approbation. I shall carry to the grave the most grateful recollections
of your kind consideration, and your name and fame will always be
dear to me.”
The most quoted line from his letter followed next: “Save in defence of
my native State, I never desire again to draw my sword.” Lee went on
to become famous as the leader of the Army of Northern Virginia, held
in high esteem, not only during the American Civil War, but throughout
military history.

Commander Raphael
Semmes, U.S. Navy
Raphael Semmes, born in Charles County,
Maryland, in 1809, joined the Navy as a
midshipman in 1826 and rose to the rank
of commander in September of 1855.
Semmes submitted his resignation to
Secretary of the Navy Isaac Toucey
on February 15, 1861. After beginning
the letter respectfully tendering his
resignation, Semmes explains, “In severing my connection with the
government of the United States, and with the Department over which
you preside, I pray you to accept my thanks, for the kindness which has
characterized your official deportment towards me.”
After resigning his commission, Semmes joined the Confederate navy
and was commissioned a commander on March 26, 1861. He was later
promoted to captain and rear admiral. He commanded the C.S.S Sumter
from 1861 to 1862 and C.S.S. Alabama from 1862 to 1864. He is most
renowned for the famous duel between the Alabama and the U.S.S.
Kearsage off Cherbourg, France, on June 19, 1864. He later assumed
command of the James River Squadron and the Semmes naval brigade.
He was paroled at Greensboro, North Carolina,  April 28, 1865.

Prologue 43
Cadet John A. West, U.S. Military Academy
John A.West began his quest of becoming a cadet at West Point by writing to
Georgia Congressman Alexander H. Stephens in February of 1856. Stephens
passed on the young man’s letter to Secretary of War Jefferson Davis.
With a later recommendation from Congressman John Hill, representing
the Seventh District of Georgia, West inked his name on his confirmation
in Madison, Georgia, on February 9, 1858. He was granted his father’s
permission and soon became a cadet at the U.S. Military Academy.
On January 19, 1861, the state of Georgia seceded from the Union. On
February 22, Cadet West’s father, William L. West, writing from Madison,
Georgia, granted permission for his son to resign. Cadet West resigned
three days later.
Before West’s resignation made its way to the secretary of war’s desk,
the superintendant at West Point pointed out that the name of J. A.
West appeared in a newspaper amongst a list of officers appointed by
the governor of Georgia to man the first two regiments from that state.
However, the superintendant could not determine if the John A. West at
the academy was the same person being appointed a second lieutenant in
one of the Georgia regiments. “In this case I find the name of J.A. West, as
having been appointed a Second Lieutenant by the Governor of Georgia. I
have no means to ascertaining Cadet J. A. West to be the same person and
only recommend the acceptance of his resignation.” The name appeared on
a list in the U.S. Herald dated February 24 (referenced as from the “Federal
Union Extra”). His resignation was accepted by the secretary of war on
March 7, 1861.

Brig. Gen. Joseph E. Johnston,


U.S. Army
Joseph E. Johnston was born on February 3,
1807, near Farmville, Virginia. He was a class-
mate of Robert E. Lee at West Point, before
graduating in 1829. He was commissioned in
the U.S. Army and served in the Seminole and
Mexican Wars and rose through the ranks un-
til being appointed quartermaster general with
the rank of brigadier general on June 28, 1860.
Like many U.S.Army officers from the state of Virginia, Johnston did not offer
his resignation until after his native state voted to secede from the Union on
April 17, 1861. Johnston resigned five days later, on April 22. “With feelings
of deep regret, I respectfully tender the resignation of my commission in the
Army of the United States.” He does not provide a reason for his resignation
other than to state, “The feelings which impel me to this act are, I believe,
understood by the Hon. Secretary of War.”
The following month, Johnston was commissioned a brigadier general in the
regular army of the Confederacy and placed in charge of Harpers Ferry. He
was instrumental in the battle of First Manassas, and his performance led to
promotion to full general on August 31, 1861, and command of the Army
of Northern Virginia. He would hold this command until he was wounded
during the Peninsula Campaign at the Battle of Seven Pines on May 31, 1862,
Robert E. Lee then assumed that command.
After recuperating from his wounds, he returned to the Confederate army,
where he held a variety of departmental and army commands for the
remainder of the war. He surrendered his Army of Tennessee on April 26,
1865, in Greensboro, North Carolina.

44 Prologue Spring 2010


First Lt. Ambrose Powell Hill,
U.S. Army
Ambrose Powell Hill was born in Culpeper,
Virginia, on November 9, 1825. He graduated
from West Point in 1847 and served in the
First U.S. Artillery.
Unlike many officers who hailed from Virginia,
Hill chose to resign his commission before the
state voted to secede from the Union in April.
Writing to the adjutant general from Washing-
ton, D.C., on February 26, 1861, Hill wrote, “I have the honor to request that
the date of the acceptance of the resignation of my commission as an officer
in the U.S. Army may be changed from the 31st to the 1st March 1861.” Back
in the early part of October 1860, Hill requested a six-month leave of ab-
sence along with permission to resign his commission at the expiration of his
leave. Hill took offense to the response from the adjutant general concerning
his request. The adjutant general wanted a resignation showing the effective
date immediately, presumably believing Hill was trying to do both in his initial
correspondence. Hill was hurt, for he planned on submitting a separate res-
ignation letter at the end of his leave. In his response to the adjutant dated
October 12, 1860, Hill stated “[I] hereby tender the resignation of my com-
mission as a First Lieutenant in the 1st Regt. of Artillery, United States Army,
to take effect on the 31st day of March 1861.” Later in the letter he states,
“I must again repeat that I have been deeply wounded by this unusual course
upon the part of the Dept, as I do not feel conscious of having deserved it.”
Hill soon joined the Confederacy as colonel of the 13th Virginia Infantry. He
was appointed brigadier general on February 26, 1862, and after a strong
performance during the Peninsula Campaign, was promoted to major general
in May of 1862. After conflicts arose between him and his commanding
officer, Maj. Gen. James Longstreet, Hill was placed under Stonewall Jackson’s
command. His troops soon became known as the “Light Division,” serving
ably at Cedar Mountain and saving the day for Lee’s army at Sharpsburg.
After the mortal wounding of Stonewall Jackson at Chancellorsville, Hill
temporarily took over command of the corps before being wounded and
passing the command on to J.E.B. Stuart. He was promoted to lieutenant
general from May 24, 1863, and placed in charge of the Army of Northern
Virginia’s newly formed Third Corps. He led his corps at the battle of
Gettysburg and during the overland campaign the following year. He spent
the remainder of 1864 and the spring of 1865 with Lee’s army in the lines of
Petersburg, where he was killed by a Union straggler on April 2, 1865.

Acting Midshipman Dabney M. Scales,


U.S. Naval Academy
With secession looming in early 1861, Southern parents started contacting
their sons at the U.S. Naval Academy in Annapolis. As each state seceded,
the demand for their sons to resign increased. While some left the decision
squarely in their sons’ hands, others expressed their wishes in no uncertain
terms. Because midshipmen needed a parent or guardian’s permission to resign,
many of these communications were submitted along with their resignations.
One father, communicating directly to the superintendant from Marshall
County, Mississippi, wrote on January 28, 1861, “The relation in which
Mississippi now places herself with the Federal Government of the U.S.
would seem to impose upon her executive chief the propriety at least, if
not his duty, of asking her sons at the Naval Academy at Annapolis and the
cadets she may have at West Point to resign their positions in each school
and return to their State allegiance . . . therefore give my son Dabney M.
Scales my consent that he should resign immediately. . . . And may God, and
His goodness, Wisdom & Mercy, so govern the destiny of my boy, that he
may never have cause to regret his allegiance to the Stars & Stripes now
severed by the secession of his State.” His son submitted his resignation on
February 13, 1861, stating, “The separation of my state [Mississippi] from
the Federal Union, in my opinion, makes it my duty, to forward to you my
resignation as an acting midshipman in the U.S. Navy.”

“I have the honor to tender the resignation . . .” Prologue 45


Capt. George E. Pickett, U.S. Army
George E. Pickett was born in Richmond,
Virginia, on January 28, 1825. He graduated last
in his class from West Point in 1846. He was
commissioned in the U.S. Army and served in
several infantry regiments. He was cited twice
for gallantry in the Mexican War and was
later promoted to captain. He served in Texas
and in Washington Territory, where he gained
some notoriety for his part in the “Pig War” of
1859 involving the British and San Juan Island.
Writing to the adjutant general from Camp Pickett, San Juan Island,
Washington Territory, on June 20, 1861, Pickett stated, “I have the honor
to transmit through the [Head Quarters] of the Dept. of the Pacific my
Resignation as a Captain in the 9th Infy.”
Pickett entered the Confederate army as a colonel. By the fall of 1862, he had
risen to the rank of major general and was in command of a division in the
Army of Northern Virginia. He participated in the battle of Fredericksburg,
Virginia, and is most well known for the charge at Gettysburg that bears his
name. The charge took place the third day of the battle, on July 3, 1863, in
which his division took part in the large assault on the Union front.
Pickett went on to various commands and by war’s end was put in charge
of the Confederate right flank at Petersburg, Virginia. Pickett failed to hold
the flank when a larger force of Union cavalry and infantry attacked his
position at Five Forks on April 1, 1865. Pickett was at a shad bake with other
Confederate officers when the attack began. Robert E. Lee relieved Pickett
of his command during the retreat toward Appomattox.

Captain J.E.B. Stuart, U.S. Army


James Ewell Brown Stuart was born in Patrick
County, Virginia, on February 6, 1833, and
graduated from West Point in 1854. He served
in the First U.S. Cavalry and was with Robert
E. Lee at the capture of John Brown at Harpers
Ferry, Virginia, in October of 1859. He quickly
rose through the ranks and was promoted
to captain on April 22, 1861. Ironically, this
last promotion was made possible by the
departure of several Army officers above him
who had resigned to join the Confederacy.
The state of Virginia voted to secede from the Union in April. The following
month, Stuart wrote from Cairo, Illinois, to the adjutant general on May
3, 1861: “From a sense of duty to my native state (Va), I hereby resign my
position as an officer in the Army of the United States.”
He soon joined the Confederacy as colonel of the First Virginia Cavalry. He
fought in the battle of First Manassas and was later promoted to brigadier
general. During the Peninsula Campaign the following year, Lee ordered a
reconnaissance of McClellan’s right flank. Stuart proceeded to ride entirely
around McClellan’s entire army, a feat that gained him much attention and
fame. Stuart, a daring cavalry commander, was soon promoted to major
general and served as the commander of the Cavalry Division, and later
Cavalry Corps, of the Army of Northern Virginia. Besides his daring raids
and ride around McClellan, Stuart is most known for his failure to provide
Robert E. Lee proper intelligence during the Gettysburg campaign in 1863.
He arrived at Gettysburg after the battle had already commenced. The
following year, he was mortally wounded at Yellow Tavern on May 11, 1864,
while confronting Sheridan’s cavalry force outside Richmond. He died the
following day.

46 Prologue Spring 2010


Maj. James Longstreet, U.S. Army
James Longstreet was born in South Carolina
on January 8, 1821. He graduated from
West Point in 1842 and served in the Indian
campaigns and the war with Mexico. He
rose through the ranks, and at the time of
his resignation in 1861, he was a major and
paymaster.
Writing to the paymaster general from
Albuquerque, New Mexico, on May 9, 1861,
Longstreet simply states, “I have the honor to tender my resignation as
a Major and Paymaster in the Army of the United States.” Longstreet’s
resignation was received in the adjutant general’s office on June 1 and was
accepted the same day.
He was appointed a brigadier general in the Confederate army on June 17,
1861. He was promoted to the rank of major general on October 7, 1861,
and to lieutenant general on October 9, 1862. He served in the eastern
theater and participated in First Manassas, the Peninsula Campaign, and the
battles of Second Manassas, Sharpsburg, Fredericksburg, and Gettysburg. He
then went west to participate in the Battle of Chickamauga in September
of 1863. He returned to the eastern theater in time to participate in the
Battle of the Wilderness, where he was wounded on May 6, 1864. He was
part of Lee’s Army of Northern Virginia that surrendered at Appomattox
Court House, April 9, 1865. Robert E. Lee referred to his capable corps
commander as “my old war horse.”

First Lt. John R.F. Tattnall, USMC


John Rogers Fenwick Tattnall, the son of Flag Officer Josiah Tattnall, was born
in 1829. He was commissioned a second lieutenant, U.S. Marine Corps, on
November 3, 1847, and was promoted to first lieutenant on February 22,
1857.
At the start of the Civil War, Tattnall was serving with the African Squadron
on board the San Jacinto. He submitted his resignation to Capt. Charles
Wilkes on October 7, 1861, requesting the commanding officer of the vessel
to receive it and forward to the Navy Department. Wilkes refused. He tried
again on November 3, and Wilkes again refused.
On November 19, in a letter addressed to Secretary of the Navy Gideon
Welles, he summed up his attempts to resign. On November 22, 1861,Welles
handled the matter quickly, in a letter to the commandant of the New York
Navy Yard: “transmitted herewith is the dismissal of First Lieutenant J.R.F.
Tatnall, U.S. Marine Corps. You will send this officer under a guard, to Fort
Warren in the Harbor of Boston there to be delivered to the Commandant
of that Post, as a Prisoner.”
On November 27, 1861, Tattnall was sent to Fort Warren as a prisoner.
He was exchanged on January 10, 1862, and released from Fort Warren
on January 13, 1862. He was then commissioned as a captain in the C.S.
Marine Corps later that month. He served at various times during the war
in the Confederate Provisional Army and an Alabama infantry regiment
before returning to the C.S. Marine Corps. He organized Company E of
the Marine Corps, and his company was later surrendered on April 28,
1865, at Greensboro, North Carolina, as part of Gen. Joseph E. Johnston’s
command.

Author
Trevor K. Plante is a reference archivist in the Textual
Archives Services Division at the National Archives and
Records Administration who specializes in 19th– and early
20th–century military records. He is an active lecturer at the
National Archives and a frequent contributor to Prologue.

“I have the honor to tender the resignation . . .” Prologue 47


Ne w Book s Dr aw on

Archives’ Holdings for

75 th Anniversary
by Hilary Parkinson

One of the hundreds of images in Records of Our National Life documents the historic joining of the tracks for the first transcontinental railroad,
Promontory, Utah Territory, May 10, 1869.

O
f the hundreds of documents and artifacts span- by MacDonald and the Foundation’s publications and re-
ning the life and breadth of the United States search manager Christina Gehring, along with editors Anne-
in the new book Records of Our National Life, Catherine Fallen and Kevin Osborn of Research & Design,
Maureen MacDonald’s favorite is the death mask. Ltd. The National Archives has textual records that include
“I wanted the death mask of Walter Gresham,” said the Constitution and Confederate currency; maps, charts,
MacDonald, who was the NARA project manager on and architectural drawings that range from World War I
the book, produced recently by the Foundation for the reconnaissance notes to maps of Iwo Jima; still photographs
National Archives. “He was the first person to be laid out including both portraits and battlefields by Mathew Brady;
in the East Room of the White House—there were con- and artifacts like the contents of Eleanor Roosevelt’s wallet.
dolences from all over the world. And this is someone that But how to choose which records would represent historic
the 21st century has no knowledge of.” Secretary of State moments and places?
Walter Q. Gresham died in office in 1895 and received a When Thora Colot was hired as executive director of the
military funeral. His plaster death mask, a letter of condo- Foundation for the National Archives in 2002, she began
lence, and a telegram regarding his death can be seen on looking for what she called “the great all-inclusive book that
page 120 of the new book. It’s a piece of history forgotten represented the National Archives.” The last such book had
by the public but held in safekeeping by the Archives. been created for the 50th anniversary in 1984, but it was
It’s an unusual choice, but it’s not the only one made out of print. When the Foundation staff started planning for

48 Prologue Spring 2010


the 75th anniversary of the Archives in 2009, MacDonald noted that there were some who helped research and write the text. The
they decided to create a new book. guidelines. Every President for which the digital laboratory put aside time to scan docu-
This book, which would eventually become Archives has a presidential library—13 in ments and images. Objects like the death mask
Records of Our National Life, was envisioned total—has at least one full-page spread. and fragile documents had to be carefully
as a large coffee-table book, with photographs Twenty-two regional facilities had to be in- handled when they were taken out to be pho-
of the records. “Kevin and Anne-Catherine’s cluded, along with the Federal Register. And tographed. “It was a huge task for them, and
design concept was to fill the book with the a variety of still, moving, cartographic, and they were just wonderful,” said MacDonald.
imagery of the records themselves,” Colot said. aerial images, even a born-digital record for Even those who work at the Archives may
In the final layout, the records dominate the 9/11, had to be represented. be surprised by the content of the book.
book. The records are reproduced so clearly It was easy to become overwhelmed. The “Working at the Archives, you sometimes get
that even older documents, like John Adams’s first draft was 450 pages of material rather the feeling you can’t be surprised anymore,”
letter regarding his meeting with George III, than the targeted (and final) 300. said Gehring, “and then you discover great
can be read. Text explaining the history and It was a collaborative effort to complete the stories that haven’t been told.”
significance of the records was placed sepa- book, with MacDonald and Gehring work- Gehring was also the project manager on
rately at the back. “They wanted the records ing with Fallen and Osborn, as well as with The National Archives Building: Temple of
to speak for themselves, be the predominant National Archives staff and Foundation staff, American History, another 2009 book pub-
image, and tell the story,” she said. including senior editor Patty Reinert Mason, lished by the Foundation.

New Books Draw on Archives’ Holdings for 75th Anniversary Prologue 49


For author Mason, the challenge was not Archives at College Park, Maryland, for very generous with their time and research,
to choose from billions of records to tell the maps and architectural drawings. A former which gave me a starting point,” she said.
story of a nation but how to tell the story of reporter, she normally prefers writing, but Senior curator Bruce Bustard gave Mason
the building that was meant to hold those this time she enjoyed digging through the access to his files from an earlier exhibit on
records—a story that included architect John boxes for research. She also visited the ar- the building, and staff archivist Rick Blondo
Russell Pope and President Franklin Delano chives at the National Gallery of Art, another provided a tour of the building that took
Roosevelt. building that Pope designed. The file on Pope them up through a crawlspace to look down
“There’s never really been a book specifi- had “interesting tidbits that helped pull the into the Rotunda.
cally about the National Archives Building,” story together,” said Mason. By the end of the The book features unusual views inside and
says Mason. “It was Thora’s idea to produce project, she felt she knew Pope’s work. “One outside the building, captured by architec-
a small book you could walk around the of the things I find impressive about John tural photographer Carol M. Highsmith as
building with—part guidebook, part treasure Russell Pope was how he could conceive of a well as by Colin Winterbottom, who took
hunt—so visitors could refer to it while at the building in its entirety down to the landscap- pictures from scaffolding while the building
building and then take home to read and keep ing and the pediments,” she said. “It really was being cleaned in 2008. These new images
as a high-quality souvenir of their visit.” turned out to be what he envisioned.” offer a different perspective of the building:
Mason spent several months research- Staff at the National Archives helped meet the only other images from this angle were
ing and writing. She went to the National Mason’s vision of the book. “Everyone was taken during the original construction.

50 Prologue Spring 2010


The building’s sculptural detail inspired Records of Our National Life is available in hardcover ($60) and softcover ($45).The
the unusual cover as well. The book is National Archives Building: Temple of American History is available in softcover only
small, and the entire front cover is a close- ($18.95). Both can be purchased online at http://estore.archives.gov.
up—from a Winterbottom photograph—of To receive a catalog of the Foundation’s most recent titles about the National Archives,
a face embossed into heavy paper. It’s the contact Christina Gehring at 202-357-5279.
face of Destiny, the main figure seated in
the middle of the Pennsylvania Avenue by the Archives, and that comes through in sual that I was trying to convey in the text,”
pediment. their work.” said Mason. On one set of pages, an image
“We chose Destiny because of the intensity The designers chose a font called Joanna, a of toppled records is mirrored on opposite
on his face,” said designer Lance Rutter, of typeface by Eric Gill from 1930, the year Pope page by a quote about the need for a Federal
the Chicago firm Legendre+Rutter. was hired to design the National Archives archives: the topsy-turvy letters reflect the
Rutter and partner Yann Legendre were Building. The script is from an open source haphazard state of the records.
recruited by the Foundation to design the typeface called “Declaration Script” and is “It’s a beautiful and meaningful book,” says
book after they produced similar projects for based on the handwriting in the Declaration Gehring. “We hope people will use it to ex-
the French National Archives. “We felt they of Independence. plore the building while they are here and to
were the perfect design team for this proj- “They knew how to make something vi- learn more about the Archives itself.” P
ect,” Colot said. “They were really inspired

New Books Draw on Archives’ Holdings for 75th Anniversary Prologue 51


genealogy NOTES

Slavery and Emancipation


in the Nation’s Capital
Using Federal Records to Explore the Lives of African American Ancestors
By Damani Davis

O
n October 6, 1862, in the nation’s capital, two fami- eral records that relate to slavery and emancipation in the
lies appeared before a federally appointed board District of Columbia, Maryland, and Virginia before and
of commissioners that administered all business during the Civil War era. These records contain personal
relating to the April 16 Emancipation Act that abolished information such as names, ages, physical descriptions, and
slavery in the District of Columbia.1 Alice Addison, the places of residence, as well as collateral information casually
head of a formerly enslaved African American family, was provided in recorded testimonies. As shown in the Addison
accompanied by her two adult daughters, Rachel and Mary family’s case, information concerning the daughter’s
Ann, along with Mary Ann’s three children, George, Alice, enslaved father—including details concerning his residence
and James. The other family, their former white owners, was in Montgomery County and the full name of his owner—
headed by Teresa Soffell, a widow. Her three sons, Richard, is found in their testimony explaining their flight.
John, and James, and her two daughters, Mary and Ann Slavery existed in the nation’s capital from the very
Young, accompanied her. A mutual desire to officially regis- beginning of the city’s history in 1790, when Congress
Above left: African Am­
ericans celebrated the ter the Addison family’s new status as freed persons prompt- created the federal territory from lands formerly held by
passage of the D.C. ed their joint appearance. The Soffells hoped to gain the the slave states of Virginia and Maryland. Because of its ad-
Emancipation Act of financial compensation promised by Congress to all former vantageous location between these two states, Washington
April 16, 1862. Fed-
eral court documents slaveholders in the District who had remained loyal to the became a center of the domestic slave trade in the 19th cen-
concerning that newly Union; the Addisons simply desired the comfort and secu- tury and was home of one of the most active slave depots
granted freedom teach rity of having an official record certifying their freedom. in the nation. The rapid expansion of cotton as the primary
us much about the lives
of African Americans The Soffells had missed the July 15, 1862, compensa- cash crop for states throughout the Deep South generated a
in that era. Above right: tion deadline mandated under the terms of the April 16 renewed demand for slave labor. Planters and slave dealers
A slave coffle in Wash- act.2 The Soffells explained to the commissioners that they in the declining tobacco-centered Chesapeake region of
ington, D.C., ca. 1862,
possibly marching to failed to petition by the deadline because the Addisons Maryland and Virginia sought to capitalize on this demand
auction. Antislavery ac- were no longer residing on their property at the time the by selling their surplus labor in a burgeoning domestic slave
tivists argued that such
act went into effect.3 The Addisons had fled the city three market. As one historian notes, “Washington offered deal-
scenes in the nation’s
capital disgraced the days earlier on April 13, fearing that President Abraham ers a convenient transportation nexus between the Upper
nation as a whole and Lincoln and the federal government planned to forcibly and Lower South, as the city connected to southern mar-
its ideals. Opposite: In a
deport them—along with all other ex-slaves—to Africa. kets via waterways, overland roads, and later rail.”5
document with the cir-
cuit court, Alice Addi- The report noted that the Addisons had fled to their fa- Within the District of Columbia, slave dealers housed
son and her family filed ther’s residence (the father of the two adult daughters) the slaves in crowded pens and prisons as they waited to
for freedom under the
who lived in Montgomery County, Maryland, and was sell them. “Slave-coffles,” long lines of shackled blacks
Emancipation Act, and
their masters, the Sof- a slave owned by a Harry Cook. The Addisons remained marching from one site to another, gradually generated
fells, filed for compen- there until September 28, 1862, when they returned to controversy throughout the nation. As Washington became
sation. The document
Washington, D.C.4 the focus of abolitionism in the decades before the Civil
provides the names
and ages of the Addi- This glimpse into the lives of two Washington area fami- War, antislavery activists argued that such scenes in the na-
son family members. lies—former slaves and slaveholders—is preserved in fed- tion’s capital disgraced the nation as a whole and its ideals.

Slavery and Emancipation in the Nation’s Capital Prologue 53


The Compromise of 1850 abolished active slave trading slave (act of July 12, 1862). Several series of records relating
within the boundaries of the District, but the trade con- to slavery and emancipation in the District of Columbia
tinued to flourish in Maryland and Virginia. As tensions have been published on microfilm and reproduced on re-
increased nationally in the years leading up to the Civil search web sites such as Ancestry.com and Footnote.com.
War, slavery in the nation’s capital continued to be a subject Records of the Board of Commissioners for the Emancipation
of special focus, activism, and compromise.6 of Slaves in the District of Columbia, 1862–1863 (National
The numbers of slaves gradually declined in the District Archives Microfilm Publication M520) relates directly to
throughout the early 19th century—from approximately the management and dispensation of the emancipation acts
6,400 slaves in 1820 to 3,100 by 1860. Throughout the of April 16 and July 12, 1862. Records of the U.S. District
1800s, many owners voluntarily manumitted their slaves. Court for the District of Columbia Relating to Slaves, 1851–
Of the city’s black population in 1800, those who were 1863 (M433), and Habeas Corpus Case Records, 1820–
enslaved outnumbered those who were free by four to one; 1863, of the U.S. District Court for the District of Columbia
however, by 1860 the number of free blacks actually ex- (M434), contain records relevant to the broader history and
ceeded the number of slaves by three to one. social presence of slavery in the District of Columbia.7
In the years leading up to D.C. emancipation, the typi-
The D.C. Emancipa-
cal slave in Washington worked in some form of domestic The Board of Commissioners tion Act of April 16,
service, and female slaves outnumbered males. On the sur- for the Emancipation of Slaves, 1862–1863 1862, originally pro-
vided for immediate
face, the nature of the institution seemed relatively benign
These records relate to the board of commissioners that emancipation, com-
compared to the harsher forms of plantation slavery in pensation to loyal
administered the D.C. emancipation and document com- Unionist masters of
parts of the rural south, and most blacks in the District
pensation petitions by slaveholders, pursuant to the acts up to $300 for each
were free. Despite appearances, all African Americans in
of April 16 and July 12, 1862. For the first act of April slave, and voluntary
Washington—both enslaved and free—lived in a state of colonization of for-
16, a total of 966 petitioners submitted schedules claim- mer slaves outside
constant vulnerability. Those who were enslaved feared
ing and describing 3,100 slaves. Under the supplementary the United States.
being sold further south and separated from family and
loved ones. Free blacks were required to always have on
their person a copy of their “certificate of freedom,” and
the burden of proving their status was on them. Without
proof of status, free blacks could be jailed at anytime. Even
if they subsequently proved their status, detained blacks
still were responsible for paying for the cost of their stay. If
they failed to prove their free status in sufficient time, they
risked being sold further south into slavery.
Slavery remained legal in the District until April 16,
1862, when President Abraham Lincoln signed into law an
act abolishing slavery in the District of Columbia (12 Stat.
376). The D.C. Emancipation Act originally provided for
immediate emancipation, compensation to loyal Unionist
masters of up to $300 for each slave, and voluntary colo-
nization of former slaves outside the United States. The act
required owners claiming compensation to file schedules
listing and describing each slave by July 15, 1862. A sup-
plementary act of July 12, 1862 (12 Stat. 538) permitted
the submission of schedules by slaves whose owners lived
outside of the District of Columbia if the slave had been
employed with the owner’s consent in the District any time
after April 16, 1862. The emancipation records consist of
the schedules and supporting documentation submitted as
a result of these two acts.
The records are organized generally by the last name of
slave owner (act of April 16, 1862) or by the last name of

54 Prologue
act of July 12, another 161 individuals submitted claims, foundry, and has been employed in that capacity by the
including formerly enslaved African Americans who were Government, at one dollar and twenty five cents per-day.”8
authorized to do so if their owners had failed to claim
by the deadline of the first act. The board’s records are Emancipation Papers, Manumission Papers,
found among the Records of the Accounting Officers of the Affidavits of Freedom, and Case Papers
Department of the Treasury (Record Group 217). Relating to Fugitive Slave, 1851–1863
The petitions include the names of the slaveholders,
The records of the U.S. Circuit Court for the District
the names of the slaves, physical descriptions of each slave,
of Columbia (in Record Group 21) contain the bulk of
and the monetary value for the each claimed slave. The
documents relating to both free blacks and enslaved blacks
slaveholders often gave very detailed descriptions of their
who resided in Washington, D.C., and surrounding coun-
slaves, apparently hoping to reap a greater compensation
ties during the antebellum and Civil War eras. The circuit
for highly prized slaves. Eliza W. Ringgold estimated that
court records include
her slave, Perry Goodwin—who was a gift from her de-
• manumission papers for blacks who were voluntarily
ceased sister—was worth $1,500 and described him as a
freed by their owners during the decade before the
“portly, fine looking dark mulatto, about 5 ft. 9 inches”
1862 act,
who was “healthy, of good address, a very intelligent young
• emancipation papers for those freed as a result of the
man, an upholster by trade . . . a good rough carpenter,
1862 act, and
and very handy at any kind or work” with no infirmities
• affidavits or certificates of freedom (the official records
or defects either “morally, mentally, or bodily.”
of proof certifying the status of free blacks).
In the petition submitted by slaveholder Clark Mills,
These files reveal information about free and enslaved
Philip Reid—distinguished as the slave who crafted the
individuals from a variety of backgrounds who were part
“Statue of Freedom” for the U.S. Capitol—is also valued at
of the everyday life and culture of the region.
$1,500 and is described as a 42-year-old man of “mulatto
Philip Meredith’s emancipation petition documents that
color, short in stature, in good health, not prepossessing
the 30-year-old African American claimed to be the former
in appearance, but smart in mind, a good work man in a
slave of “General Robert Lee of Virginia, late of Arlington
Heights.” Meredith stated that General Lee had hired him
out from his estate in Virginia to work for a third party in
Washington City. Meredith apparently submitted his own
schedule according to the terms of the supplementary act of
July 12. Since his owner, Robert E. Lee, had not petitioned
for compensation and Meredith was hired out, working
and residing in the District of Columbia at the time of
emancipation, the supplementary act qualified him to file
for freedom.9
The records of Thomas Sumerville, a free African
American from St. Mary’s County, Maryland, show that
Sumerville successfully purchased and freed his enslaved
family, which included his wife and three small children.
His proof of ownership, which documented the purchase
of his family from the original owner, Mary Watts, states:
Know all men . . . that I Mary Watts of St. Mary’s
County and State of Maryland for . . . the sum of sev-
en hundred dollars current money . . . paid by Thomas
Somerville F.B. [free black] . . . do grant bargain and
An arrest warrant
for the fugitive slave
sell unto [him] . . . Maria aged twenty six years, one
Mary Ann Williams Negro child named Sarah Ann aged six, one negro
ordered her cap- child named Thomas Randolph aged three years, and
ture and return to
Mary Massey of Al-
one other negro child named Mary Ellen aged one
exandria,Virginia. year . . . 26 December, 1849.

Prologue 55
The file includes Thomas Sumerville’s deed of manumis-
sion for his wife, who was officially freed by him several
years later, stating:
To all whom it may concern, Be it known that I,
Thomas Sumerville . . . do hereby release from slav-
ery, liberate, manumit, and set free my wife Maria
being of age thirty four years and able to work and
gain a sufficient livelihood. . . . I do declare [her] . . .
discharged from all manner of service or servitude to
me my executors or administrators forever.
The case of the Sumerville family shows how free and
enslaved blacks were often linked by familial bonds. It also
shows how free blacks would sometimes purchase enslaved
loved ones to grant their freedom.10
Alfred Pope, a notable figure in Washington’s African
American history, was originally owned by South Carolina
congressman Col. John Carter. Pope first appeared in pub- him the renewed evidence of his freedom in the proper A woman being
held in a Washing-
lic records as a participant in “the Pearl Affair.” In April form? very respectfully, Jno Marbury.12
ton, D.C., prison.
1848, 77 slaves—including 38 men and boys, 26 women As part of the Compromise of 1850, the act of September District of Colum-
and girls, and 13 small children or infants—embarked 18, 1850 (9 Stat. 462) provided that claimants to fugitive bia court records
contain many pe-
on a schooner, the Pearl, and sailed up the Potomac with slaves could recover their slaves, either by applying to fed-
titions for habeas
hopes of making it to the North. A militia on a steamboat eral judges and commissioners for warrants to arrest the corpus by Africans
overtook the Pearl at the mouth of the Chesapeake. The fugitives or by arresting the slaves and taking them before Americans wait-
ing to prove their
majority of the slaves’ owners sold the captured fugitives the judges or commissioners to establish ownership. The
freedom.
to states in the Deep South; a few, Pope among them, es- fugitive slave case records are organized by date and con-
caped that fate. Later as a free man, Pope became a highly tain warrants for arrest and documentation of proof of
successful businessman, a landowner, a community leader ownership.
in Georgetown, and a leading member of the black com- The file of Mary Ann Williams, a fugitive and accused
munity in Washington.11 runaway, contains the warrant for her arrest.
Pope’s file contains a letter written by a white witness, Whereas Mary Massey of . . . Alexandria, State of
John Marbury, the executor of his deceased owner’s will. Virginia hath applied to the Circuit Court for the ren-
Pope submitted the letter to the circuit court to confirm dition to her of a certain black negro woman named
that he was indeed free and to explain how he had lost Mary Ann Williams . . . You are hereby commanded
earlier documents proving his freedom. forth with . . . to arrest her . . . she being found in
The bearer, Alfred Pope, a coloured man, who will your bailiwick, and her safety keep, so that you have
hand you this note was a servant of the late Colonel her body before the Circuit Court of the District of
Jno Carter of this town. . . . By Colonel Carters will Columbia, . . . immediately.
Alfred was set free, & is now, with my consent as Upon the capture of Mary Ann Williams, she was deliv-
Executor, in the enjoyments of his freedom. . . . Alfred ered back to her owner, Mary Massey:
caused this necessary certificate of his freedom to be the said Mary Ann Williams being brought into Court
entered on record in your office & had in his posses- by the Marshal on a warrant issued by the Court in
sion a certified copy. About a week since . . . his dwell- these premises, her identity having been proved by
ing house . . . took fire in the night & was destroyed Rudolph Massey—it is thus . . . ordered . . . that the
with all his furniture. . . . Alfred wishes to leave the Marshal . . . deliver her[e] the said Mary Ann Williams
District in search of employment and wants to obtain to the said Mary Massey; and . . . Mary Massey is au-
a copy from the record of the evidence of his being a thorized . . . to transport the said Mary Ann Williams
freed man. I would accompany him to your office to to the State of Virginia from where she escaped.
offer in person my testimony to the aforegoing facts For those fugitives who successfully eluded capture,
but I am very unwell & unable to do so—will you be there would be no record other than the initial warrant
so kind as to render him the service he needs, by giving for arrest.13

56 Prologue Spring 2010


habeas corpus petition charging that “his child Lucy Brown
. . . about 11 years, is unlawfully detained and restrained
of her liberty” by the same Benjamin Hunt; and that Lucy
had “not been bound out or indentured” to Hunt “who
is in no wise entitled to detain her.” John Brown asserted
that he was the “natural guardian and protector” of the said
child. On November 10, 1862, the circuit court ordered
that “Lucy Brown be remanded to the custody and control
of her father, the said John Brown, and the said Benjamin
F. Hunt no longer detain or restrain her.”14
Elizabeth Contee, “a free colored woman residing in
Washington, D.C.,” petitioned for habeas corpus for her
detained brother, “a colored boy aged about 7 years named
Basil Barnes.” Elizabeth insisted that she was Basil’s nearest
legal relative and stated that he had been “fed and nour-
ished by her, and all his wants provided for” until July 28,
1850, “when one William A. Mulloy came to her residence
and forcibly took” him from her premises to some place
unknown. Elizabeth further claimed that Basil was free and
born of a free woman—their mother, Rachel Barnes—who
was “now dead long previous to the act complained of.”
Elizabeth provided to the court proof of her status—her
free papers and those of her deceased mother. Elizabeth also
Emeline Brown, Habeas Corpus Case Records, 1820–1863
a “free colored gave information on Basil’s father, “John Olliday” [sic], who
woman,” petitioned A “writ of habeas corpus” is a court order instructing was a slave owned by a “Mrs. Lyell or Lyells, residing in
the court in March
those accused of detaining another individual unjustly to the neighborhood of Georgetown.” A white witness named
1862 for return of
her daughter Lucy bring the detainee before the court, usually to explain the Oswald B. Clarke testified in support of Elizabeth, claiming
Brown, who was reason for the detention. Many of the habeas corpus re- that he “saw Mulloy take the child.” Detailing the incident,
“unjustly and ille-
gally detained and
cords issued by the U.S. Circuit Court for the District of Clarke revealed in his recorded testimony that
held” against her Columbia concern African American detainees accused of he saw William A. Mulloy, on the afternoon of friday
will in the custody being runaway slaves. The records in each file may include the 26th of July last, take from the yard, of Elizabeth
of Benjamin F. Hunt
of Georgetown. petitions for habeas corpus, writs of habeas corpus, manu- Contee a free colored woman . . . a colored boy aged
mission papers, statements of freedom, and other papers about seven or eight years. Said Mulloy was on horse-
needed for the proceedings of each case. back accompanied by a man on foot. Said Mulloy
On March 22, 1862, Emeline Brown, described as a placed the boy on the horse behind him. The boy was
“free colored woman,” submitted a habeas corpus peti- evidently taken off forcibly. And said deponent further
tion. Her case highlights the reality that even free blacks declares that the boy was taken in spite of the entreat-
faced the danger of being subjected to involuntary servi- ies and protestations of said Elizabeth Contee.15
tude. Brown petitioned for the recovery of her daughter On August 8, 1850, the court ordered Mulloy to appear
Lucy Brown, who was “unjustly and illegally detained and with Basil before the court for a hearing, but there is no
held” against her will in the custody of Benjamin F. Hunt record of the final outcome.
of Georgetown. Emeline explained that, about a year or African Americans submitted petitions for habeas cor-
two earlier, “her husband John Brown, the father of said pus not only against white detainers but also against other
Lucy, and a slave for life belonging to Richard Pettit Esq. African Americans. Robert Nelson, a free black “minor
of Georgetown,” had hired out Lucy to Benjamin Hunt. of about 17 years” was in a legal apprenticeship arrange-
Emeline contended, however, that Hunt had severely mal- ment with another free black named Alfred Jones. Robert
treated Lucy and that she now desired the return of her sued Jones for an annulment of the contract with the help
child. Several months later, the records show that Lucy’s and support of his friend Edward Woodlond, another free
father, John Brown—now emancipated and described as a black. The official petition states:
“free man of color of Georgetown”—submitted a second Robert Nelson (a free boy of color) . . . is now held

Slavery and Emancipation in the Nation’s Capital Prologue 57


and confined in the possession of one Alfred Jones (a
free man of color). . . . Alfred Jones claims the right .
. . by virtue of a certain deed of indenture executed by
his [Nelson’s] mother (Patsey Nelson, since deceased).
. . . [Of said indenture] your petitioner alleges is defec-
tive . . . having been executed while the orphan’s court
. . . was in session . . . and [yet had] never been . . .
filed among the records of the orphan’s court. [And
claims further that] Alfred Jones has treated [him]
with harshness and cruelty, often beating him, cuffing
him in the most cruel and improper manner—that he
has failed to supply him with proper food and cloth-
ing—that he has failed to send him to school and
church—and to teach him any trade—and that he
has failed in all respects to give him proper training
or make proper provisions for him.16
The records in this file show that the court required
Alfred Jones to release Robert Nelson so that he could plead
his case. Again, there is no record of the final outcome.
Granville Williams, a recently freed African American
from Christiansburg, Virginia, was arrested as a “runaway
slave” while passing through Washington, D.C. Granville
petitioned for habeas corpus after being detained for sev-
eral months in a D.C. jail. When notified of Granville’s
incarceration, R. D. Montague, a white witness and as- eling by train from Virginia to Ohio. He was first arrested Henry Lansdale’s let-
­­­ter to the court re-
sociate from his hometown, testified on Granville’s behalf, while passing through Richmond and again while passing
veals that he finally
confirming that he was indeed a free man. Montague’s through Washington, D.C. In Washington, Harris spent agreed to release
testimony coincidentally reveals biographical information nearly a year in jail. His petition for habeas corpus states, his young “trouble-
some” slave John
on Granville and an interesting family history. “Paten Harris respectfully represents to your honors that
Hawkins from prison
Dear Sir, I have just received your note . . . and has- he has been for the last eleven months and is now illegally only after the boy’s
ten to inform you that the boy Granville Williams is held in confinement in the jail of Washington County as a uncle agreed to pay
“the expense of tak-
free. he is the son of Solomon Williams who formerly runaway slave.” Edward H. Moselly, the executor of Harris’s
ing him out of jail &c,
resided here but left several years ago with a view of former owner, eventually sent a detailed letter to the court also to secure me
going to Liberia. as it was understood, this boy . . . was verifying that Paten was indeed free, and in doing so, he moneys I had paid
them for the Boy.”
at that time an indentured apprentice to Mr. Floyd revealed much information concerning his family history.
Smith; and several of us endeavored to procure his I was the [executor] of Ann H.W. Harris who died in
release by Mr. Smith, who refused to let him off, in 1832 . . . and by will directed that after all her just
fear that he might accompany his father and family to debts were paid, her slaves should be liberated. I suc-
Liberia. Mr. Smith was a Tanner, & having sold out, ceeded by keeping together and hiring them out for
transferred the remainder of his time to Mr. George several years in paying off all her debts and four or
Keister of Blacksburg. His whole story is correct, and five years ago in setting them all free—this boy Paten
if I thought that there would be any doubt about his went off with the rest and until last spring I supposed
release, I would furnish any amount of testimony in he was in Ohio but some time in April . . . I received
favour of his freedom. a note from him informing me he was confined in jail
The judge ordered Granville released on July 25, 1855, in Richmond. I immediately went down and had him
stating that, “Upon an examination of this case . . . I am set at liberty, carried him to the Railroad depot, and
satisfied that Granville Williams is a free man and do order put him in the care of one of [the] clerks to be sent on
him to be discharged from custody.”17 to Washington the next morning. I paid his passage
A similar case is that of Paten Harris, a free black who and gave him some money to pay his expenses on the
was arrested twice and jailed as a runaway slave while trav- way. I also gave him a deed of Manumission. I believe

58 Prologue Spring 2010


I had the certificate of General Lambert the Mayor The stories recounted above illustrate the diverse infor-
of Richmond attached to it—Edwin Clarke a clerk mation that can be gleaned from federal records relating to
on the Richmond & Petersburg Rail Road gave him slavery and emancipation in the District of Columbia. They
certificates [to travel through] Washington without show how the political and cultural upheaval of the Civil
interruption: Now if he has preserved these the proof War era affected the lives of slaveholders, slaves, and free
will be irresistible that he is the same boy and will I blacks. The abundant personal and historical information
think be set at liberty at once—but to test his identity contained in these records make them a valuable resource
ask him the names of his fellow servants set free by his for genealogical and scholarly researchers. P
mistress—There was Tom[,] Stephen[,] Davy[,] Ned
(I believe Paten’s brother), Antony, Betty (I believe the Author
mother of Paten[,] Ned & Matilda) and Ginny. I do Damani Davis is an archivist in NARA’s Research
not recollect any marks that Paten has. he is about 25 Support Branch, Customer Services Division,
or 6 years old, complexion black and about five feet Washington, D.C. He has lectured at local and regional
8 or 9 inches high.18 conferences on African American history and geneal-
Paten Harris was set free in May 1843 after being ar- ogy. Davis is a graduate of Coppin State College in Baltimore and received
rested in June of 1842. his M.A. in history at the Ohio State University in Columbus, Ohio.

Notes
1
The D.C. Emancipation Act was signed into law by President Slavery Documents in the District of Columbia 1792–1822: Bills of
Abraham Lincoln on April 16, 1862. It granted the immediate Sale, Certificates of Freedom, Certificates of Slavery, Emancipations,
emancipation of slaves, compensation to loyal Unionist slavehold- & Manumissions, 3 volumes (Baltimore: Gateway/Otterbay Press,
ers of up to $300 for each slave, and voluntary colonization of 2007); and Jerry M. Hynson, District of Columbia Runaway and
former slaves to colonies outside of the United States. Fugitive Slave Cases, 1848–1863 (Westminister, MD: Willow Bend
2
The April 16 Emancipation Act required that owners claim- Books, 1999).
ing compensation for their freed slaves file schedules for the slaves 8
Records of the Board of Commissioners for the Emancipation of
by July 15, 1862. A supplementary act of July 12, 1862 (12 Stat. Slaves in the District of Columbia, 1862–1863 (National Archives
538) permitted submission of schedules by slaves whose owners Microfilm Publication M520, roll 6); Petition Nos. 29 and 741;
had neglected to file, and it gave freedom to slaves whose owners Records of the Accounting Officers of the Department of the
lived outside of the District of Columbia if the slave had been Treasury, Record Group (RG) 217; National Archives and Records
employed with the owner’s consent in the District any time after Administration.
April 16, 1862. 9
Records of the U.S. District Court for the District of Columbia
3
The April 16 act stipulated that emancipation and compensa- Relating to Slaves, 1851–1863 (National Archives Microfilm
tion applied only to slaves working and slaveholders residing in Publication M433, roll 1); Records of District Courts of the United
the District of Columbia as of that date. Since the Addisons had States, RG 21.
fled three days before the act went into effect, there apparently was 10
Ibid., roll 3. The deed of manumission for his wife Maria has
some initial uncertainty among the Soffells on whether they could his surname as “Sumerville,” but he is listed in the 1860 census as
lawfully claim the Addisons. “Sommerville.” Eighth Census of the United States, 1860 (National
4
Records of the U.S. District Court for the District of Columbia Archives Microfilm Publication M653, roll 104); Records of the
Relating to Slaves, 1851–1863, section 1 (National Archives Bureau of the Census, RG 29.
Microfilm Publication M433), roll 1. 11
Russell, “Underground Railroad Activists,” Washington
The proposition that the freed African American population History, 13: 32–35. Recent scholarship suggests that Alfred Pope
should be somewhere outside of the United States, such as Africa, was actually his owner’s (Congressman John Carter) nephew. If so,
the Caribbean, or Latin America, was a very popular idea during this relationship potentially explains the leniency of his owner, who
this period. It was the subject of debate and was entertained by simply accepted Pope back unto his estate and manumitted Pope
President Lincoln. when he died under the terms of his will. See Mary Kay Ricks,
5
Mary Beth Corrigan, “Imaginary Cruelties?: A History of the Escape on the Pearl: The Heroic Bid for Freedom on the Underground
Slave Trade in Washington, D.C.,” Washington History: Magazine Railroad (New York: HarperCollins, 2007), 109, 353.
of the Historical Society of Washington, D.C., 13 (Fall/Winter 12
Records of the U.S. District Court for the District of Columbia
2001–2002): 5. Relating to Slaves, 1851–1863, M433, roll 1.
6
Ibid., pp. 5–6; Hilary Russell, “Underground Railroad 13
Ibid., roll 3.
Activists in Washington, D.C.,” Washington History, 13 (Fall/ 14
Habeas Corpus Case Records, 1820–1863, of the U.S. District
Winter 2001–2002). Court for the District of Columbia (National Archives Microfilm
7
See Dorothy S. Provine, District of Columbia Free Negro Publication M434, roll 2), RG 21.
Registers, 1821–1861 (Westminster, MD: Heritage Books, 1996); 15
Ibid.
Provine, Compensated Emancipation in the District of Columbia: 16
Ibid.
Petitions under the Act of April 16, 1862, 2 volumes (Westminster, 17
Ibid.
MD: Heritage Books, 2008); Helen Hoban Rogers, Freedom & 18
Ibid., roll 1.

Slavery and Emancipation in the Nation’s Capital Prologue 59


AUTHORS ON THE RECORD

The Civil War on the High Seas


by hilary parkinson

The Civil War is not usually considered in terms of its naval engagements, but Abraham Lincoln was
a wartime President who used the resources at his disposal, including the Navy.
In Lincoln and His Admirals, Craig L. Symonds details the development of the relationship between
Lincoln and his naval officers, Lincoln’s growing interest in how the Navy could be used in concert with
the Army during the war, and the technological advances that the Navy began to use during this time.
Symonds is the author of 12 other books focusing on military and naval history. He is professor emeritus
Craig L. Symonds

at the United States Naval Academy, where he taught naval history and Civil War history for 30 years. His
books have won the Barondess Lincoln Prize, the Daniel and Marilyn Laney Prize, the S.A. Cunningham
Award, the Theodore and Franklin D. Roosevelt Prize, and the John Lyman Book Award three times. In
2009 he shared the $50,000 Lincoln Prize with James M. McPherson.

You’ve written several books on the Civil War—what drew you Academy has the complete microfilm set, and I not only used it
to write about Lincoln and his admirals? myself, I also sent midshipmen to read the original documents. They
At some point, every Civil War scholar (or student) needs to come would come back to me and say, “Professor, did you know you can
to grips with Lincoln. To me, using the prism of the Navy to do so read the actual letters they sent to each other?”
was a natural choice. Back in 1952, T. Harry Williams published As for making new finds during this project, one thing that both
a thoughtful book entitled Lincoln and His Generals. Since then, a surprised and enchanted me was the revelation of the relationship be-
number of excellent writers have investigated Lincoln as commander- tween Lincoln and Navy lieutenant Henry A. Wise. Lincoln saw that
in-chief, but no one had dealt with his management of the Navy. he would have to act as the adjudicator between the Army and the Navy
Given that there have been some 16,000 books on Lincoln, and during their turf battles in the Western Theater, and he used young
none on Lincoln’s relationship with the Navy, it seemed a logical Lieutenant Wise as a go-between. Wise’s letter books in the National
topic to pursue. Archives, which are not microfilmed, reveal an interesting relationship
in which Wise received telegraph messages at the Washington Navy Yard
Historians seem to focus on the actions of the Army, and there from Cairo, Illinois, then rode over to the White House to read them
are few books about the role of the Navy during the Civil War. to Lincoln. Lincoln dictated his reply, and Wise went back to the Navy
Why do you think this area has been neglected by researchers? Yard to tell the on-scene commanders what to do. Without those letters,
Well, in all fairness, the Civil War was primarily a land war. The the degree of Lincoln’s hands-on involvement would be unclear. I am
Navy’s role was not insignificant, but neither was it decisive. In greatly indebted to Rick Peuser at the National Archives, who helped
exploring questions like: How did the North win? (or how did the me with this collection and others.
South lose?), the answer lies in the land war.
On the other hand, the Navy did help determine both the trajec- One of the themes of your book is Lincoln’s development as com-
tory and the length of the war. Within the last decade or so, a number mander-in-chief. In addition to a steep learning curve in military
of scholars have turned to the naval war, including Michael Bennett, tactics, Lincoln also had to learn to manage the military officers.
Ari Hoogenboom, Ivan Musicant, William H. Roberts, Stephen Which do you think was more challenging for him?
Taaffe, and Spencer Tucker. My own book, The Civil War at Sea, came The officers. Lincoln did have a steep learning curve with regard
out in November 2009. So if the naval war has been neglected, we to things military—he had no significant military experience. As
are making up for it now. he had with other things in his life (literature, the law, speechmak-
ing), he taught himself as much about strategy and tactics as he
The National Archives has many letters and telegrams from naval could. Not because he sought to become a strategist or tactician,
officers in Record Group 45. Were you familiar with these docu- but in order to understand what it was his advisers and generals
ments before starting the book? Did you make any unexpected were telling him.
discoveries in this record group? In the end, his strategic views were more instinctive than a
I taught naval history at the Naval Academy for more than 30 product of study, and the same is true of his management of those
years, and so I was very familiar with Record Group 45. The Naval high-ranking officers who were supposed to apply that strategy. His

60 Prologue Spring 2010


greatest frustration was getting the officers Not really, because I knew that the war
to appreciate the need for cooperation on extended into virtually every corner of the
a continental scale: to ensure that armies globe: the Caribbean, the Indian Ocean, the
moved in conformance with an overall plan South China Sea, and the northern Pacific.
rather than with regard only to their own lo- There is a Civil War monument in Alaska!
gistical and tactical perceptions, or to get the One curious example of the long reach of
Army and Navy to work together. The phrase the Civil War is the visit of the Confederate
was not in use then, but managing generals raider Shenandoah to Melbourne, Australia.
(and admirals, too) was rather like herding The Confederate cause was glamorized there,
cats. Only Lincoln’s famous patience allowed and scores of local men sought to enlist in
him to survive it. the Confederate Navy. That would have
been a violation of the Foreign Enlistment
What was Lincoln’s management style like Act, however, so they hid out on board. Very
with Secretary of the Navy Gideon Welles likely the Shenandoah’s commander was
and his assistant Gustavus V. Fox? Did it complicit in this stowing away, for it is hard
change over the span of the war? to see how he could have been unaware of it.
Lincoln did not know Welles when he Still, once the Shenandoah was back at sea,
appointed him secretary of the Navy, an scores of men came crawling out of the ship’s
appointment made mainly for political hollow iron bowsprit to offer their service.
and geographic balance in the cabinet. But
Lincoln came to appreciate Welles’s earnestness and loyalty. Welles The Navy also saw the development and use of new technology in
had little subtlety or nuance: he tended to say just what he thought the fleet. Did Lincoln hinder or advance this naval technology,
in plain language, and this made him enemies in the press and even and do you think these advancements would have been made
within the cabinet. But Lincoln appreciated his candor, and Welles without the pressures of the Civil War?
was one of only two men (Seward being the other) who remained Many of the most important technological developments that we
in the cabinet throughout Lincoln’s presidency. As for Fox, Lincoln associate with the Civil War were already well under way before the
liked him at once. Fox briefed Lincoln on a plan to resupply Fort first shot was fired at Fort Sumter: steam propulsion, the screw pro-
Sumter in the first week of his presidency, and Lincoln put him in peller, heavy rifled guns, exploding ordnance shells—all these were
charge of the effort. Even though it failed, Lincoln was impressed already in place. The Civil War proved a testing ground and a proving
throughout by Fox’s energy and professionalism, and he created the ground for them, but they were coming even without the war. Other
post of assistant secretary of the Navy for Fox. changes, especially mines (called torpedoes at the time), armored
warships, and submarines, probably would not have emerged
Lincoln seems to have been frustrated on several occasions by the until later without the pressure of the Civil War. As for Lincoln, he was
reluctance of naval officers to be more aggressive in their cam- very interested in new technology. He actively supported the ironclad
paigns. Why were the admirals so reluctant to engage—was it ships, and particularly Ericsson’s rotating armored turret, as well as
personality, leadership, or tradition? other inventions. He regularly visited the Washington Navy Yard in
Probably tradition. In the antebellum Navy, a ship commander’s order to witness, or even participate in, the testing of some new device.
first responsibility was to his vessel. If he ran it aground or damaged
it in bad weather, he could be sure that a court-martial would There were several diplomatic hiccups due to actions on the water.
result, and the outcome of that might be disgrace and dismissal. Did any of these incidents truly pose a threat that Lincoln might
Moreover, for half a millennium, ships fighting against forts was a have to simultaneously go to war with a European power?
fool’s mission: forts always won (for one thing, they couldn’t sink). So Yes and no. To be sure, several of these incidents, most notably
when Welles or Fox urged a squadron commander to attack a fort, the Trent affair in the winter of 1861, did pose a real threat—the
or at least to run past it, there was instinctive reluctance by many English were genuinely prepared to go to war—but Lincoln knew
officers to make the attempt. A few did it, and did so willingly— that the United States simply could not survive a war with both the
Farragut damning the torpedoes comes to mind—but they were the Confederacy and a European power at the same time. So while the
exception. threat was real, Lincoln’s determination to avoid it made it unlikely
that it would have happened. He compromised when he had to (as
The naval campaign took place in rivers, harbors, and even the in the Trent affair), paid off complaining neutrals whose ships were
waters of the Caribbean. Were there any places where naval seized by over-eager blockaders, and all in all, he did what he had to
action occurred that surprised you while researching this book? do to fight only one war at a time.

The Civil War on the High Seas Prologue 61


Events

Washington, D.C. Atlanta, Georgia Hyde Park, New York


For up-to-date event information, consult May 17. Author lecture: Anya Kamenetz, “DIY April 11. Lecture: Mel Marmer, “Baseball and the
NARA’s Calendar of Events. The free Calen- U: Edupunks, Edupreneurs, and the Coming Presidency.” Roosevelt Library. 845-486-7745.
dar is available from National Archives and Transformation of Higher Education.” Carter
Records Administration, Calendar of Events Library. 404-865-7100. April 15. Author lecture: Robert Klara, FDR’s
(NPAC, Room G-1), 700 Pennsylvania Avenue, Funeral Train. Roosevelt Library. 845-486-7745.
NW, Washington, DC 20408, or on the web at Austin, Texas Through May 31. Exhibit: “Treasures of a Pres-
www.archives.gov/calendar/. Opening May 15. Exhibit: “Walter Cronkite: ident: FDR and the Sea” at the South Street
Opening April 30. Exhibit: “Discovering the Eyewitness to History.” Co-sponsored with Seaport Museum, New York, NY. Roosevelt
Civil War.” National Archives Building. 202- Briscoe Center for American History, Univer- Library. 845-486-7745.
357-5000. sity of Texas. 512-721-0200.
Through March 31: “Action, and Action Now!
Permanent exhibit: “The Public Vaults.” National FDR’s First 100 Days.” Roosevelt Library.
Boston, Massachusetts
Archives Building. 202-357-5000. 845-486-7745.
Continuing exhibit: “The Making of a Presi-
dent.” Kennedy Library. 866-JFK-1960. May 28. USO Show: An evening of World
Abilene, Kansas War II–era entertainment. Roosevelt Library.
Opening May 7. Exhibit: “Winning West 845-486-7745.
May 7–8. Exhibit: V-E Day Commemoration:
Virginia: JFK’s Primary Campaign.” Kennedy
Russian-language version of Germany’s Un- May 29–30. Bivouac: Living History Encamp­
Library. 866-JFK-1960.
conditional Surrender Document. Eisenhower ment. Roosevelt Library. 845-486-7745.
Library. 785-263-6700.
Chicago, Illinois June 19. Seventh Annual Roosevelt Reading
Opening May 24. Exhibit: “Eisenhower and the April 10. Teacher Workshop: “War-production Festival. Roosevelt Library. 845-486-7745.
Righteous Cause: The Liberation of Europe.” Factory to Shopping Mall: Tales, Tests, and
Eisenhower Library. 785-263-6700. Trails of the WWII Homefront.” NARA–Great Independence, Missouri
Through May 30. Exhibit: “The Working White Lakes Region. 773-948-9001. Continuing exhibit: “Memories of Korea.”
House: 200 Years of Tradition and Memories.” Continuing Exhibit: “James B. Parsons: More Truman Library. 800-833-1225.
Eisenhower Library. 785-263-6700. Than a Judge.” NARA–Great Lakes Region. Ongoing exhibit: “Harry S. Truman: His Life
June 1. Presentation: Prof. Harry Reicher on The 773-948-9001. and Times.” Truman Library. 800-833-1225.
Holocaust. Eisenhower Library. 785-263-6700.
College Station, Texas
Kansas City, Missouri
June 7–11. Holocaust Teacher Workshop.
Eisenhower Library. 785-263-6700. Continuing exhibit. “����������������������
The Culture of Wine.”
Through May 15. Exhibit: “Mapping Missouri.”
Bush Library. 979-691-4000.
NARA–Central Plains Region. 816-268-8000.
Continuing exhibit: “The White House Gar-
den.” Eisenhower Library. 785-263-6700. April 24. Chilean Winemaker Weekend. Bush
Through June 10.s Exhibit: “Deadly Medicine:
Library. 979-691-4000.
Creating the Master Race” NARA–Central
Anchorage, Alaska June 10. George and Barbara Bush’s Birthday Plains Region. 816-268-8000.
Through May 1. Exhibit: “Pribilof Islands His- Celebration! Bush Library. 979-691-4000.
April 14. “Selling Murder: The Killing Films
torical Photographs,” National Archives im- April 21. Storytellers Guild: “Peter Rabbit” of the Third Reich.” Roundtable and Film.
ages from the 1910s and 1920s. Alaska Heritage and “Musical Storytelling.” Bush Library. NARA–Central Plains Region. 816-268-8000.
Center. 907-261-7800. 979-691-4000.
April 21. Deadly Medicine Academic Round-
Ann Arbor, Michigan May 13. Storytellers Guild: “El Vaquero.” Bush table: “Confronting Complicity: Professionals
Library. 979-691-4000. in the Third Reich.” NARA–Central Plains
Continuing exhibit: “Economy in Crisis.” Ford Region. 816-268-8000.
Library. 734-205-0555. May 18. Storytellers Guild: “Texas History.”
Bush Library. 979-691-4000. April 28. Author lecture: Leonard Zeskind,
“Racial Science in the United States Today:
May 20. Issue Forum: Wine expert Bear Dal- What I Learned While Writing Blood and
ton. Bush Library. 979-691-4000. Politics.” NARA–Central Plains Region. 816-
268-8000.
Grand Rapids, Michigan
May 12. Lecture: Dr. William Meinecke, “The
Through June 13. Exhibit: “America and the
Doctors’ Trial at Nuremberg: Medicine in the
Cold War.” Ford Museum. 616-254-0400.
Third Reich.” NARA–Central Plains Region.
April 24. Panel discussion: “Behind the Lens: 816-268-8000.
Five White House Photographers from Ford to
May 26. Lecture: Dr. Glenn McGee, “Eugenics
Obama.” Ford Museum. 616-254-0400.
in Germany and the United States.” NARA–
Central Plains Region. 816-268-8000.
Judge James B. Parsons, the first African American
appointed to the federal judiciary, speaks at Abraham June 2. Lecture: Dr. Harry Reicher, “Medical
Lincoln's tomb in Springfield, Illinois, ca. 1962, in an Ethics and Nazi Ideology.” NARA–Central
image on exhibit at the Chicago regional archives. Plains Region. 816-268-8000.
Spring 2010
The Luke Lee family image, ca. 1892–1900, from the east Region. Call to register. 413-236-3600.
Chinese Exclusion Act files, is part of an exhibit at the
Seattle regional archives. June 22. “Using Military Records at the
Little Rock, Arkansas Genealogy Events National Archives.” Northeast Region. Call to
register. 413-236-3600.
Continuing exhibit. “A Great and Enduring Washington, D.C.
Gift”: President Clinton and the Oklahoma City June 23. ”Researching German Ancestors.” North-
Memorial. Clinton Library. 501-374-4242. Genealogy workshops are conducted through- east Region. Call to register. 413-236-3600.
out the year. For up-to-date information, con-
Morrow, Georgia sult the monthly Calendar of Events. San Bruno, California

Through April 15. Exhibit: “1920s: The Golden April 14–15. Sixth Annual Genealogy Fair. April 16. “Passenger Arrival and Naturalization
Age.” NARA–Southeast Region. 770-968- National Archives Building. 202-357-5000. Records.” NARA–Pacific Region. $15 fee. Call
2100. to register, 650-238-3488.
Chicago, Illinois
May 27. Workshop: Maritime Records in the May 14. “Part One–Military Records in the
National Archives at Atlanta. NARA–South- May 8. “Discover Historical Military Records National Archives, Revolutionary War to the
east Region. 770-968-2100. for Genealogical Research.” NARA–Great Civil War.” NARA–Pacific Region. $15 fee.
Lakes Region. 773-948-9001. Call to register, 650-238-3488.
New York, New York
Kansas City, Missouri June 18. “Part Two–Military Records in the
Continuing exhibit: “New York: An American National Archives, Spanish American War to
Capital.” Federal Hall National Memorial. April 10, 23. Indian Study Group: “Beginning Viet Nam.” NARA–Pacific Region. $15 fee.
NARA–Northeast Region. Call 866-840-1752 Indian Genealogy.” NARA–Central Plains Call to register, 650-238-3488.
for more information. Region. 816-268-8000.
Seattle, Washington
April 15, May 20, June 17: Family History Game May 8, 28. Indian Study Group: “Trail of Tears.”
Show at Ellis Island Museum, NY. NARA– NARA–Central Plains Region. 816-268-8000. May 13, June 10. “Brick Wall Genealogy
Northeast Region. 866-840-1752. Discussion Group.” NARA–Pacific Alaska
June 12, 25. Indian Study Group: “Where to
Region. 206-336-5115.
April 16, May 21. New York’s National Trea- Find Indian Records.” NARA–Central Plains
sures at Federal Hall National Memorial. Region. 816-268-8000.
Waltham, Massachusetts
NARA–Northeast Region. 866-840-1752.
New York, New York April 21. Genealogy for Kids. NARA–
Philadelphia, Pennsylvania Northeast Region. 866-406-2379.
May 11. Lecture: “Finding Family: Preserving
April 10. Workshop: “Community Dialogue” in Your Family Treasures.” NARA–Northeast May 4. “Records Related to Military Service in
conjunction with the Afro-American Museum Region. 866-840-1752. the 18th, 19th, & 20th Centuries.” NARA–
of Philadelphia’s “Audacious Freedom” exhibit. Northeast Region. 866-406-2379.
June 8. Lecture: “Finding Family: Memories,
NARA–Mid Atlantic Region. 215-606-0112. Memoirs, and Family History: An Overview.” June 1. “Finding Your Ancestors in Maritime
NARA–Northeast Region. 866-840-1752. Rec­ords.” NARA–Northeast Region. 866-
Seattle, Washington
406-2379.
Continuing exhibit: “Faces in the Pacific Philadelphia, Pennsylvania
Northwest.” NARA–Pacific Alaska Region. May 7, June 4. First Friday Open House.
206-336-5115. NARA–Mid Atlantic Region. 215-606-0100.
Simi Valley, California Pittsfield, Massachusetts
Continuing exhibit. “Inside the White House.” April 8. “Researching Polish Ancestors.” NARA–
Reagan Library. 800-410-8354. Northeast Region. Call to register. 413-236-3600.
May 8. Annual Colonial America Experience. April 16. “Using Federal Census Records.”
Reagan Library. 800-410-8354. NARA–Northeast Region. Call to register.
413-236-3600.
West Branch, Iowa
April 23. “Using Military Records at the
Continuing exhibit: “Exploring Hoover’s Attic: National Archives.” NARA–Northeast Region.
Treasures, Keepsakes and Surprises.” Hoover Call to register. 413-236-3600.
Library. 319-643-5301.
April 30. “Finding Italian Ancestors–Parts
May 31. Civil War Remembrance Day. Hoover 1 and 2.” Northeast Region. Call to register.
Library. 319-643-5301. 413-236-3600.
Yorba Linda, California June 8. “Beginning Your Genealogy Research.
Northeast Region. Call to register. 413-236-3600.
Continuing exhibit: “School House to White
House.” Nixon Library. 714-983-9120. June 12. “Research in Ireland. Northeast
Region.” Call to register. 413-236-3600.
June 15. “Using Federal Census Records.” North-
Events Prologue 63
News & Notices

President, Congress Provide $470M


For National Archives in FY 2010
The National Archives and Records Administration
(NARA) is operating under a budget for the current fiscal
year of $469,870,000, an increase of 2.31 percent over
last year’s $459,277,000. The funding was approved by
Congress and the President in December.
For operating expenses for FY 2010, NARA received
$339,770,000, an increase of $9,470,000 from last year’s
appropriation to cover the costs of inflationary increases in
rent, energy, security, and staff costs for NARA facilities
at 44 locations.
There is also funding for 12 new entry-level archivists
who will enter NARA’s Archivist Development Program,
as well as for personnel for the new Office of Government
Information Services and the new Controlled Unclassified
David S. Ferriero, right, takes the oath of office as 10th Archivist of
Information Office.
the United States from Associate Justice Stephen Breyer of the U.S.
For continued development of the Electronic Records Supreme Court in a ceremonial swearing-in on January 13, 2010. He
Archives (ERA), Congress appropriated $85,500,000, up was officially sworn in on November 13, 2009. To view a webcast
of the ceremony or read the text of the Archivist’s remarks, go to
from last year’s appropriation of $67,008,000. www.archives.gov/about/speeches/2010/1-13-2010.html.
For repairs and restorations at NARA-owned facilities,
the lawmakers appropriated $27,500,000. This includes laboratory to support instruction in electronic records man-
$17,500,000 as the last installment for repairs and renova- agement, and the University of Denver will undertake a
tions at the Roosevelt Presidential Library in Hyde Park, two-year project to develop and test open-source records
New York, the oldest of the 13 presidential libraries admin- managements software called Liaison. Seven digitization
istered by NARA. projects were recommended, including the Historic African
The National Historical Publications and Records American Education Collections in Atlanta; New York’s
Commission (NHPRC), the grant-making arm of the Colonial Council Records, 1664–1781; and case files of
Archives, will receive $13,000,000, of which $4,500,000 the Missouri Supreme Court, 1821–1865.
is set aside for providing online access to the papers of the Mount Holyoke College, the Museum of Fine Arts,
Founding Fathers. Houston, and the Hawaii State Archives received funding
to establish electronic records programs, and Michigan
NHPRC Awards $2.9 Million in Grants State University will begin Spartan Archive to manage
For Documentary Editing, Digitizing the university’s institutional memory through electronic
The National Historical Publications and Records records management archives.
Commission (NHPRC) in December awarded 32 grants
totaling $2.9 million for projects in 20 states and the Nixon Presidential Textual Materials
District of Columbia. Moving to Library in California
Grants totaling $1.6 million were made to 11 publishing The final release of textual documents from the Nixon
projects from the U.S. colonial and early national periods, administration was held at the National Archives in College
and three additional publishing projects received commis- Park, Maryland, in January. This spring, the bulk of the
sion endorsement. A grant to the Wisconsin Historical Nixon materials will move to their permanent home at the
Foundation will support the 39th annual Institute for Nixon Presidential Library in Yorba Linda, California, and
Editing of Historical Documents, which provides train- future textual releases will be made there.
ing for new documentary editors. “It is fitting that at this last documents opening here,
The Graduate School of Library and Information Science we are able to release a significant briefing that President
at Simmons College received a grant to develop a virtual Nixon gave the bipartisan congressional leadership in July

64 Prologue Spring 2010


1969 where he begins preparing them for the opening to on Photography in Washington Building
China,” said Nixon Library Director Tim Naftali, “and The National Archives is now banning all photography
it is also fitting that this last opening includes additional by the public in all exhibition areas in the National Archives
significant Watergate-related materials.” Building in Washington, D.C., because of concern that the
Nixon Library openings of the White House tapes, which Charters of Freedom and other original documents on dis-
will remain in College Park after the other materials leave, play were at risk from exposure to flash photography.
will continue in College Park. The original documents displayed in the Rotunda—es-
The January opening consisted of approximately 280,000 pecially the Declaration of Independence, the Constitution,
pages of materials, 12 hours of formerly restricted audio re- and the Bill of Rights—are fragile and subject to fading
cordings, and about 7,000 images of the Oliver F. Atkins from light. For 30 years, NARA has had prominent signs
personal photographic collection. The Atkins collection— stating that flash photography was prohibited in the exhi-
photographs from his career before he became chief White bition area, and security guards constantly reminded the
House photographer in 1969—was a gift from Dale Adler, visiting public of the policy.
Atkins’s daughter, and her husband, Leonard Adler. However, Archives staff estimated that the documents
were subjected to approximately 50,000 flashes a year.
Archives Releases New Datasets, Invites While enforcement of this policy was always a National
Public Comment on Open Government Plan Archives priority, new cameras with automatic flash have
NARA has added three new high-value datasets to the made the policy almost impossible to enforce. When light
Data.gov web site and has developed an Open Government is necessary in the Rotunda for special events, the Charters
Plan, focusing on transparency, participation, and collabo- are shielded by high quality facsimiles that prevent light
ration improvements in accordance with an executive order penetration into the display cases.
from President Barack Obama. Visitors who want an image of the Charters of Freedom or
The Open Government Directive of December 2009 other original documents on display in the exhibition areas
was issued to promote new lines of communication and may download them at no cost from www.archives.gov, visit
cooperation between the federal government and the the Resource Room adjacent to the exhibition areas for a
American people. The directive is available at www.white- free color copy, or visit the Archives Shop on the lower level
house.gov/open/documents/open-government-directive. of the building.
“The Open Government initiative is central to the core
mission of the Archives. Making information as widely NARA Joins the Flickr Commons;
available as possible and encouraging public input and par- Images to be Shared More Widely
ticipation contributes to a strong democracy. The Archives The National Archives and Records Administration is
is excited about this program and intends to be among the now a member of the Flickr Commons, a web site for cul-
leaders in supporting the Open Government Directive,” tural institutions to share their photograph collections with
said Archivist David S. Ferriero. the public.
The initial plan is to be published on April 7 and In the Commons, the National Archives joins the New
will be open to continuing public feedback. For more York Public Library, the Smithsonian, the Library of
about what the Archives is doing on this initiative, go to Congress and many other archives, libraries, and muse-
www.archives.gov/open. ums worldwide.
The first milestone of the Open Government Directive The Archives’ initial photo set contains more than
was met on January 22 with the release of new datasets 200 photographs of the American West by renowned
on Data.gov. Each major government agency has up- American photographer Ansel Adams. The photographs,
loaded at least three datasets in this initial action. The taken between 1941 and 1942 as part of a Department
National Archives released the 2007–2009 Code of Federal of the Interior mural project, feature the Grand Canyon,
Regulations and two datasets from its Archival Research Yellowstone, and Glacier and Zion national parks in ad-
Catalog. This is the first time this material is available as dition to Death Valley, Saguero, and Canyon de Chelly
raw data in XML format. national monuments.
The Ansel Adams photographs join a larger selection of
National Archives Announces New Ban

News & Notices Prologue 65


more than 3,000 National Archives images that are part Each year a different adventurer will be featured, beginning
of our Flickr photostream. See these images at www.flickr. with Matthew Henson—a pioneering African American
com/commons/. explorer who reached the North Pole with Peary.
The Arctic and Antarctic were considered the last great
Jeopardy! Comes to the National Archives, frontiers in the late 19th and early 20th centuries. Explorers
Tapes a Double-Jeopardy Category from various nations, including the United States, mounted
The popular long-running television show Jeopardy! in- expeditions to penetrate the polar regions, taking along
cluded a “Double Jeopardy” question category dedicated surveyors, scientists, artists, and even explorers’ relatives.
to the National Archives in a recent episode, with host Expedition equipment, artwork, journals, and photo-
Alex Trebek present in the National Archives Building graphs bring these historic and death-defying journeys to
to pose the “answers” to the “questions” from that day’s life. The displayed items include skis and poles belong-
contestants. ing to a member of Richard E. Byrd’s second Antarctic
Jeopardy! producers worked with Archives staff to develop expedition, sketches by Russell Williams Porter, entries
clues and answers, and Trebek and the show’s “Clue Crew” from Peary’s diary, and a toy belonging to Peary’s daughter
spent a day shooting scenes and video clues in the National Marie, known as the “Snow Baby.”
Archives Building in Washington, D.C.
If you want to test your knowledge of American his-
tory, stop right now, and go to the YouTube channel at
http://tiny.cc/Jeopardy446. Picture Credits
For $200 – Q: “In 1940, in a letter to the President, this
Front cover, pp. 6–7, 10, 18, 26, 53, 56, Library of Congress; Inside
then-14-year old future world leader asked FDR for a $10 front, General Records of the Department of State, RG 59; Back
dollar bill. Yet he doesn’t cash the checks we send him for cover, pp. 28–33, Records of the Department of Veterans Affairs,
Guantanamo.” A: “Who is Fidel Castro?” RG 15; p. 5, 111-B-4975; p. 8, Dolph Briscoe Center for American
History, The University of Texas at Austin; p. 9, Records of the U.S.
For $400 – Q: “American history might have been House of Representatives, RG 233; p. 11 (top), 121-BA-914A; p. 11
very different if this future country had agreed to the of- (bottom), 79-CWC-3F-10; p. 12 (top), 165-C-777; p. 12 (bottom),
fer of statehood contained in Article 11 of the Articles of 111-B-3658; pp. 13, 16, Records of the U.S. Senate, RG 46; pp.
14–15, U.S. Senate Collection, Center for Legislative Archives; p.
Confederation.” A: “What is Canada?” 17, 111-B-4201; p. 20, Frank Leslie’s Illustrated Newspaper, author’s
For $600 – Q: “No one knows how it got there, but collection; p. 21, 111-B-3656; p. 22 (top), 111-B-3569; p. 22
there is a handprint in the lower left hand corner of this (center), 111-B-681; p. 22 (bottom), 111-B-3756; p. 23, Thrilling
Adventures of Daniel Ellis (1867), author’s collection; p. 25 (top &
important national document, just beneath the concluding bottom), Harper’s Weekly, author’s collection; p. 27, 15-PC-6; p.
words ‘and our sacred honor.’” A: “What is the Declaration 34, 15-M-49; p. 35, author’s collection; p. 36 (top), 200-CC-306;
of Independence?” p. 36 (bottom), Records of the Patent and Trademark Office, RG
241; p. 37, Records of the Adjutant General’s Office, 1780’s–1917,
For $800 – Q: “One of the Archives’ treasures is a 1912 RG 94; p. 38 (left), 165-JT-302; p. 38 (right), 39, War Department
wax cylinder recording, like this one, of this American Collection of Confederate Records, RG 109; p. 40, Naval Records
President talking about his Progressive Party’s movement Collection of the Office of Naval Records and Library, RG 45; p.
41 (top), 111-B-246; p. 41 (bottom), 165-JT-433B; p. 42 (left),
for social and industrial justice.” A: “Who is Theodore
111-B-5622; pp. 42 (right), 43 (left), 44 (right), 45 (left), 46 (right),
Roosevelt?” 47 (left), Records of United States Army Continental Commands,
For $1,000 – Q: “The Constitution was signed by rep- 1821–1920, RG 393; p. 43 (top right), 111-BA-1186; p. 43 (bot-
tom right), Naval Historical Center; p. 44 (left), 111-B-1782; p. 45
resentatives of each of the 13 colonies except for this one,
(right), 64-M-103; p. 46 (top left), 111-BA-1191; p. 46 (bottom
which opposed increasing Federal power. Because it was left), 64-M-9; p. 47 (right), 111-B-2028; p. 48, 30-N-36-2994; pp.
the last to ratify, it is now our 13th state.” A: “What is 49–51, Foundation for the National Archives; pp. 52, 55, 57, 58,
Records of U.S. District Courts of the United States, RG 21; p. 54,
Rhode Island?”
General Records of the U.S. Government, RG 11; p. 60, Craig L.
Symonds; p. 61, Oxford University Press; p. 62, NARA–Great Lakes
Polar Exploration Artifacts on Display Region (Chicago); p. 63, NARA–Pacific Alaska Region (Seattle); p.
at National Archives Building 64, photo by Earl McDonald; p. 69 (left), Product Development
Branch; p. 69 (right) Records of the Bureau of Naval Personnel, RG
The Public Vaults has added a spectacular display of 24; p. 71, photos by McArthur Newell; p. 72, Records of the Office
items from polar expeditions–including the first successful of the Judge Advocate General (Army), RG 153.
attempt to reach the North Pole in 1909 by Robert Peary.

66 Prologue Spring 2010


Picture
this!
Over a thousand striking
images in the holdings of the
National Archives are now available to purchase.

Choose from photographs by Ansel Adams and Dorothea Lange, drawings of lighthouses
and early sailing ships, and rare WW I and II posters. Also featured are unusual patent
drawings, colorful watercolor sketches of 19th-century landscapes of the American West,
and images from the World Wars and Vietnam.

Order a print, custom framed or unframed, in a variety of sizes, or gift items such as mugs,
T-shirts, greeting cards, mouse pads, and puzzles that feature the image of your choice.
Check back often as exciting new collections are made available.

Visit us at gallery.pictopia.com/archives
Publications

Citing Records in the National Archives of retire to Norfolk, Virginia, for repairs. Cumberland returned
the United States to Mexico to assist settlers fleeing a major Mayan insurrec-
Citing Records (General Information Leaflet No. 17) is a tion (known as the Caste War of Yucatán). The Cumberland
valuable guide for the researcher in government documents, made two additional cruises to the Mediterranean between
providing examples on how to cite National Archives rec­ 1849 and 1855 to uphold American neutrality. From 1857
ords in a variety of formats: textual, nontextual, microform, to 1859 she cruised as flagship of the African Squadron,
and electronic. It also provides guidelines for citing records patrolling for the suppression of the slave trade. Cumberland
from affiliated archives. This revised edition contains exam- became flagship of the Home Squadron in 1860 and made a
ples for citing digitized documents available on the agency’s return trip to Vera Cruz, Mexico. With the American Civil
web site as well as for additional categories of nontextual War, Cumberland sailed back to Hampton Roads and served
records, such as aerial photographs. For a free copy, contact with the North Atlantic Blockading Squadron, engaging
the Research Support Staff (NWCC1), 700 Pennsylvania in several minor actions, and as part of the 1861 Hatteras
Avenue, NW, Washington, DC, 20408; telephone 202-357- Expedition that captured the forts along the North Carolina
5400, 1-866-325-7208. coast. On March 8, 1862—the first day of the Battle of
Hampton Roads—Cumberland lay at anchor in Hampton
Microfilm Publications Roads, when the Confederate ironclad Virginia steamed
Microfilm publications are produced by the National up the Elizabeth River and rammed and sunk Cumberland,
Archives and Records Administration to make records which lost 121 men, including two officers. The engagement
holdings more widely available for research. Current proj- between the two ships is considered to be a turning point
ects include the filming of records related to Nazi-looted in the history of naval affairs as it showed the advantage of
Holocaust-era assets and military service records of the steam-powered armored ships over sail-powered wooden
United States Colored Troops (Civil War). A description of hulled ships.
a recent publication is provided below. A descriptive pam- The columnar sheets used in these logs contain detailed
phlet (DP) is available where indicated. meteorological and hydrographic data and instrument read-
ings indicating the position of the ship. There are also spaces
Logbooks of the USS Cumberland, October 1843–September that were used for recording general drills and exercises,
1859 (M2134, RG 24, 4 rolls) ocean temperature and other information about the surface
This microfilm series reproduces the logbooks of the USS of the ocean, and hydrographic and meteorological remarks.
Cumberland, active from 1842 to 1862. The logbooks for The remarks sheet contains whatever narrative account or
the periods before October 4, 1863, and after September 8, information was considered important; it describes actions
1959, are not extant. The Cumberland is best known for its engaged in and lists those wounded or killed in action. In
destruction on March 8, 1862, in the Battle of Hampton addition, logbooks often contain lists of enlisted men and
Roads by the Confederate ironclad Virginia. However, it notes on the condition and movements of the ship, the
served in various missions before then. quantity of stores, and disciplinary actions taken.
The Cumberland and her sister ships had a fully armed
spar deck, along with guns on the gun deck, resulting in a Other Recent Microfilm Publications
heavily armed, 50-gun warship. She was launched May 24, Soundex Index to Supplemental Manifests of Alien Passengers
1842, at the Boston Navy Yard, Boston, Massachusetts. and Crew Members Who Arrived on Vessels at New York, New
The ship’s first mission was in the Mediterranean, in- York, 1887–1921, Who Were Inspected for Admission, 1915–
cluding Port Mahon, Genoa, Naples, Toulon, Jaffa, 1921 (A3485, RG 85, 1 roll)
and Alexandria. Cumberland was flagship of the Home Manifests of Alien Arrivals at Ambrose, Antler, Carbury,
Squadron from February to December 1846. During the Fortuna, Noonan, Northgate, Portal, Sherwood, and Westhope,
Mexican-American War, she oversaw the blockade of the North Dakota, January 1921–December 1952 (A3560, RG
eastern Mexican coast, and participated in several attacks on 85, 1 roll)
Mexican ports before running aground, which caused her to Manifests of Alien Arrivals by Airplane at Houston, Texas,

68 Prologue Spring 2010


Above: The revised edition of Citing Records.
Right: A page from the logbook of the USS
Cumberland for July 17, 1858, records the
onboard visit of the American Consul at
Funchal Bay, Madeira.

December 1946–April 1954 (A4025, RG 85, 1 roll) 


Records Regarding Intelligence and Financial Investigations For descriptions of the contents of National Archives
of the Financial Intelligence Group, OMGUS, 1945–1949 microfilm publications, visit the Order Online web page at
(M1925, RG 260, 9 rolls, DP) www.archives.gov. Consult the roll list or table of contents
OSS Washington Secret Intelligence/Special Funds Records, for the series before ordering specific rolls.
1942–1946 (M1934, RG 226, 24 rolls, DP) Publications can be purchased for $85 per microfilm roll
Indexes to Naturalization Records for the U.S. District or $125 per CD-ROM through Order Online or by submit-
Court, 1906–1991, and the U.S. Circuit Court, 1906–1911, ting an order form (available on www.archives.gov/research/
Rhode Island (M2084, RG 21, 23 rolls) order) to National Archives Trust Fund, Cashier (NAT),
World War II Draft Cards (Fourth Registration) for the State Form 72 Order, 8601 Adelphi Road, College Park, MD
of Wisconsin (M2126, RG 147, 118 rolls) 20740-6001. Make checks payable to the National Archives
General Claims Against Russia, 1807–1881 (M2132, RG Trust Fund. VISA, MasterCard, Discover, and American
76, 1 roll) Express are also accepted. Provide the account number, ex-
Correspondence of the Superintendent of Vicksburg National piration date, and cardholder signature. Telephone: 1-800-
Cemetery, 1879–1880 (M2133, RG 79, 1 roll) 234-8861; fax: 301-837-0483.

Publications Prologue 69
the foundation for the National Archives

Foundation Proud to Foundation Develops


Collaborate With Great New Products to Accompany
Civil War Exhibit Team “Discovering the Civil War”
From the beginning, one of the top priorities of the Foundation Exhibit
has been to introduce new audiences to the National Archives
and its important work. The Archives Shop is dedicated to developing exciting
We have done this by supporting the National Archives new collections of quality products and publications related
Experience in Washington, D.C., as well as educational initiatives to the National Archives and its holdings, exhibits, and
and traveling exhibits around the country. Through our outreach programs.
and web-based initiatives, we also have been able to promote the Premiering this spring are several new items developed
Archives around the globe. by the Foundation’s staff and based on the “Discovering the
This spring, we take our commitment further, partnering with Civil War” exhibit. They include stationery products and
the wonderful archivists, conservators, curators, designers, and
prints as well as a Civil War postcard book containing im-
exhibit specialists at the National Archives as well as a team of
outside exhibit designers and interactive technology experts to ages of maps—some never before published—from the vast
present “Discovering the Civil War.” collection of the National Archives’ cartographic archives.
Thanks to the commitment of the Foundation’s Board, as well Also available this spring is a line of jewelry, created ex-
as contributions from generous corporate and individual donors, clusively for the Archives Shop, featuring original red tape
the Archives’ latest exhibit will take visitors on a journey through once used to bind Civil War–era government documents.
a war we thought we knew, but 150 years later are still discover- Use of this type of binding gave rise to the popular expres-
ing. This ongoing discovery, like this world-class exhibit—is a sion “cutting through the red tape.”
celebration of the very essence of the National Archives as a place
In addition, the second in the shop’s annual Document
where citizens of our democracy gain access to and interpret for
themselves the original records of their government. Ornament Series will be available during the exhibit. It fea-
The stars of our exhibit team are the dedi- tures a depiction of one of the most important documents
cated employees of the National Archives of the Civil War era: the rarely displayed Emancipation
who interact with and help preserve these re- Proclamation, which has been preserved and is held in trust
cords every day. We are so proud of our part- for the American people by the National Archives.
nership with NARA, allowing our executive Also available in the shop this year will be an exhibit
director, Thora Colot, and the Foundation’s catalog to accompany “Discovering the Civil War” as well as
staff to work closely with Marvin Pinkert,
several Civil War books. They include Drew Gilpin Faust’s
director of the Center for the National
Archives Experience, as well as Chris Rudy Smith, head of NAE’s national bestseller This Republic of Suffering: Death and the
exhibits team, and Bruce Bustard, senior curator for “Discovering American Civil War, a finalist for the National Book Award,
the Civil War.” We are also pleased to bring to the team the and Robert Roper’s Now the Drum of War: Walt Whitman
expertise of two Washington, D.C.–based firms, Jackson Brady and his Brothers in the Civil War. Also available in the shop
Design Group and Cortina Productions. is A People at War: Civilians and Soldiers in America’s Civil
Together, the Foundation, the exhibits team at the National War, 1854–1877, by Scott Nelson and Carol Sheriff.
Archives Experience, and our talented design partners have pro- Members of the Foundation for the National Archives
duced a superb exhibit that will educate the public in a new way
and volunteers at the National Archives receive a discount
not only about the Civil War but also about the importance of
the National Archives and the treasures to be found here. on all merchandise in the Archives Shop. All proceeds sup-
This unique exhibit will teach us not just about the politics and port the educational initiatives of the National Archives.
the battles of the Civil War but about our fellow Americans—the For telephone orders or inquiries, please contact the
roles they played in the war and how they were affected by the Archives Shop at 202-357-5271.
war. We hope those who experience the exhibit in Washington
and in cities around the country will discover a personal connec- The Foundation for the National Archives supports the National
tion with their nation’s history and will be inspired to investigate Archives and Records Administration in developing programs,
further by tapping the vast collection of government records held projects, and materials that tell the story of America through the
by the National Archives. holdings in NARA.
For more information on how you can help others experience
the National Archives, contact the Foundation at 202-357-5946,
KEN LORE or write to us at foundationmembers@nara.gov.
President, Foundation for the National Archives To learn more about the Foundation, visit www.archives.gov/nae.

70 Prologue Spring 2010


Foundation Gala Honors Annette Gordon-Reed

Top left: Historian and Pulitzer Prize–winning author Annette Gordon-Reed accepts her Records of Achievement Award during the Foundation’s
2009 Gala. Top right: Annette Gordon-Reed (center) enjoys the Gala with her husband, Robert Reed (left), and Acting Archivist of the United
States Adrienne Thomas (right), along with Foundation President Ken Lore (back row, left), Foundation Executive Director Thora Colot (center),
and Sean McCormack (right) of The Boeing Company, which sponsored the event for the fifth year. Above left: Foundation Board member Cokie
Roberts (left) was joined at the Gala by her niece, Charlotte Davidson (right). Above right: Maureen Cragin of The Boeing Company attended the
Gala with husband, Charlie Cragin.

AT&T Supports “Discovering the Civil War”


A $100,000 contribution from AT&T in support of teach critical thinking and research techniques to students,
“Discovering the Civil War” will enhance the strong educa- as these skills are critical to success, not only in school and
tional components of the exhibit through the development in the workforce, but also in life.”
of public programming, online content, publications, and With the help of state-of-the-art interactive technology
outreach materials. designed to engage learners of all ages and backgrounds, the
AT&T’s contribution will help to educate millions about educational components of the exhibit will increase access to
the untold stories of the real people who shaped the future and understanding of the historical documents and artifacts
of our country during this critical period, as well as expand in “Discovering the Civil War,” encouraging visitors to use
the exhibit’s reach by attracting new and diverse audiences primary source records to learn from firsthand accounts of
from throughout the greater Washington, D.C., region and our nation’s history.
nationwide. “We are grateful to AT&T for its leadership as we embark
“We are pleased to partner with the Foundation for the on our largest and most ambitious traveling exhibit to date,”
National Archives to share the often-overlooked stories of said Ken Lore, president of the Foundation for the National
everyday men and women from vastly different backgrounds Archives. “We thank AT&T for sharing our commitment
whose lives were dramatically altered by the Civil War,” said to civics education and innovative learning techniques and
Laura Sanford, assistant vice president AT&T Corporate our belief in the power of original records to bring history
Contributions. “AT&T also applauds the exhibit’s goal to to life for visitors of all ages.”

Foundation Prologue 71
pieces of history

A
SEAL
of
GUILT
I
n the spring of 1860, the enterpris-
ing and opportunistic George W. L.
Bickley embarked on a tour of the
southern United States to recruit mem-
bers for his secret society, the Knights of
the Golden Circle. Bickley had formed
the KGC in the mid-1850s to extend
Southern interests (i.e., slavery) to a “Golden
Circle” of territories that included Mexico,
Central America, parts of South America, and
the Caribbean. He visited several cities in March
1860, signing up recruits and gathering money to
invade Mexico. In early April, however, disgruntled
“Knights” in New Orleans denounced Bickley as a fraud
and imposter.
Bickley continued to solicit support and funds for his
schemes but changed his focus after the election of 1860
brought Abraham Lincoln to the White House. Instead of
colonizing Mexico, the KGC would defend Southern rights Bickley never realized his grand dreams, but enough
against Yankee interference. men joined units of the Knights of the Golden Circle that
the threat to the Union seemed imminent in the minds of
some Northerners. Claims of tens of thousands of mem-
bers in Midwestern states—notably Indiana, Illinois, and
Ohio—stirred fears of conspiracies against the Republican
government.
The die for the seal of the Knights of the Golden Circle
came into the hands of the U.S. Army when Bickley was ar-
rested in Tennessee in July 1863. Although he tried to tell the
arresting officers that he had no connection with the KGC,
the contents of his trunk proved otherwise. Along with this
seal the Army found several other documents relating to
the Knights, including a copy of the Rules, Regulations and
Principles of the Knights of the Golden Circle; a calling card for
“Gen. Geo. Bickley” bearing the Confederate flag and the
letters “K.G.C.”; and another card that listed the secret signs
of recognition known by Knights. P

Above: Metal die for the seal of the Knights of the Golden Circle.
Right: Card listing the KGC's secret signs of recognition.

Spring 2010
N ational A rchives and R ecords A dministr ation
National Archives and Records Administration NARA–Southeast Region NARA-Pacific Region (Riverside)
700 Pennsylvania Avenue, NW 4712 Southpark Boulevard 23123 Cajalco Road
Washington, DC 20408-0001 Ellenwood, GA 30294-3595 Perris, CA 92570-7298
202-357-5400 404-736-2820 951-956-2054
E-mail: inquire@nara.gov E-mail: laguna.archives@nara.gov
NARA–Great Lakes Region (Chicago)
National Archives and Records Administration 7358 South Pulaski Road NARA–Pacific Region (Riverside)
8601 Adelphi Road Chicago, IL 60629-5898 23123 Cajalco Road
College Park, MD 20740-6001 773-948-9001 Perris, CA 92572-7298
301-837-2000 951-956-2000
E-mail: inquire@nara.gov NARA–Great Lakes Region (Dayton)
3150 Springboro Road NARA–Pacific Region (San Francisco)
NARA–Northeast Region (Boston) Dayton, OH 45439-1883 1000 Commodore Drive
380 Trapelo Road 937-425-0600 San Bruno, CA 94066-2350
Waltham, MA 02452-6399 650-238-3500
866-406-2379 NARA–Central Plains Region (Kansas City)
400 West Pershing Road NARA–Pacific Alaska Region (Seattle)
NARA–Northeast Region (Pittsfield) Kansas City, MO 64108-4306 6125 Sand Point Way, NE
10 Conte Drive 816-268-8000 Seattle, WA 98115-7999
Pittsfield, MA 01201-8230 206-336-5115
413-236-3600 NARA–Central Plains Region (Lee’s Summit)
200 Space Center Drive NARA–Pacific Alaska Region (Anchorage)
NARA–Northeast Region (New York City) Lee’s Summit, MO 64064-1182 654 West Third Avenue
201 Varick Street, 12th Floor 816-288-8100 Anchorage, AK 99501-2145
New York, NY 10014-4811 907-261-7800
212-401-1620 NARA–Central Plains Region (Lenexa)
17501 West 98th Street, Ste. 31-50 NARA–National Personnel Records Center
NARA–Mid Atlantic Region (Center City Philadelphia) Lenexa, KS 66219-1735 (Civilian Personnel Records)
900 Market Street 913-825-7800 111 Winnebago Street
Philadelphia, PA 19107-4292 St. Louis, MO 63118-4199
215-606-0100 NARA–Southwest Region 314-801-9250
501 West Felix Street
NARA–Mid Atlantic Region (Northeast Philadelphia) P.O. Box 6216 NARA–National Personnel Records Center
14700 Townsend Road Fort Worth, TX 76115-0216 (Military Personnel Records)
Philadelphia, PA 19154-1096 817-831-5620 9700 Page Avenue
215-305-2000 St. Louis, MO 63132-5100
NARA–Rocky Mountain Region 314-801-0800
NARA–Southeast Region Denver Federal Center, Building 48
5780 Jonesboro Road P.O. Box 25307 Washington National Records Center
Morrow, GA 30260-3806 Denver, CO 80225-0307 4205 Suitland Road
770-968-2100 303-407-5700 Suitland, MD 20746-8001
301-778-1600

Presidential Libraries
Herbert Hoover Library Lyndon Baines Johnson Library Jimmy Carter Library
210 Parkside Drive 2313 Red River Street 441 Freedom Parkway
P.O. Box 488 Austin, TX 78705-5702 Atlanta, GA 30307-1498
West Branch, IA 52358-0488 512-721-0200 404-865-7100
319-643-5301 www.lbjlib.utexas.edu www.jimmycarterlibrary.org
www.hoover.archives.gov
Richard Nixon Library Ronald Reagan Library
Franklin D. Roosevelt Library 18001 Yorba Linda Boulevard 40 Presidential Drive
4079 Albany Post Road Yorba Linda, CA 92886-3903 Simi Valley, CA 93065-0600
Hyde Park, NY 12538-1999 714-983-9120 805-577-4000/ 800-410-8354
845-486-7770 / 800-337-8474 www.nixonlibrary.gov www.reagan.utexas.edu
www.fdrlibrary.marist.edu
Richard Nixon Library–College Park George Bush Library
Harry S. Truman Library 8601 Adelphi Road 1000 George Bush Drive
500 West U.S. Highway 24 College Park, MD 20740-6001 College Station, TX 77845-3906
Independence, MO 64050-1798 301-837-3290 979-691-4000
816-268-8200 / 800-833-1225 bushlibrary.tamu.edu
www.trumanlibrary.org Gerald R. Ford Library
1000 Beal Avenue William J. Clinton Library
Dwight D. Eisenhower Library Ann Arbor, MI 48109-2114 1200 President Clinton Avenue
200 Southeast Fourth Street 734-205-0555 Little Rock, AR 72201-1749
Abilene, KS 67410-2900 www.fordlibrarymuseum.gov 501-374-4242
785-263-6700 / 877-746-4453 www.clintonlibrary.gov
www.eisenhower.archives.gov Gerald R. Ford Museum
303 Pearl Street, NW George W. Bush Library
John F. Kennedy Library Grand Rapids, MI 49504-5353 1725 Lakepointe Drive
Columbia Point 616-254-0400 Lewisville, TX 75057
Boston, MA 02125-3398 972-353-0545
617-514-1600 / 866-JFK-1960 www.georgewbushlibrary.gov
www.jfklibrary.org
Prologue Spring 2010

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