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UNITED STATES
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EDITOR’S NOTE
David S. Ferriero to public attention the resources and programs of NARA, the regional
Welcome to our special Civil War issue
archives, and the presidential libraries. Accordingly, Prologue in the main
DIRECTOR of of Prologue, published to coincide with the opening of the
publishes material based, in whole or in part, on the holdings and pro-
PUBLIC AFFAIRS and National Archives exhibit, “Discovering the Civil War,” to
grams of these institutions. In keeping with the nonpartisan character of
COMMUNICATIONS commemorate the 150th anniversary of the beginning of the
NARA, Prologue will not accept articles that are politically partisan or
Susan Cooper conflict in 1861.
that deal with contemporary political issues.
Articles are selected for publication by the editor in consultation with For this issue, we wanted to provide both an overview of
EDITOR of
PUBLICATIONS experts. The editor reserves the right to make changes in articles accepted mid-19th-century America and look at specific aspects of the
James Worsham for publication and will consult the author should substantive questions war and its aftermath that are seldom explored in history books
arise. Published articles do not necessarily represent the views of NARA and articles.
MANAGING or of any other agency of the U.S. Government. The distinguished Civil War historian James McPherson pro-
EDITOR Prospective authors are encouraged to discuss their work with the editor vides overall context for us in “Out of War, a New Nation.” An
Mary C. Ryan
prior to submission. Articles may be submitted as either an e-mail attach- excerpt from a new book by historian Robert Remini captures
ment or as hard copy. The Prologue office uses MS Word but can accept any Henry Clay, architect of the Compromise of 1850, an attempt
EDITORIAL STAFF
Benjamin Guterman common word-processing format. Correspondence regarding contribu- to avert war but which only delayed it. And NARA senior cura-
Maureen MacDonald tions and all other editorial matters should be sent to the Editor, Prologue,
tor Bruce Bustard gives us a preview of the exhibit itself.
Rob Crotty National Archives and Records Administration, 700 Pennsylvania
In addition, historian Daniel
Hilary Parkinson Avenue NW, Washington, DC 20408-0001; prologue@nara.gov.
Sutherland writes about guerrilla warfare
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EDITOR Craig Symonds discusses how Lincoln,
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Constance Potter
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Administration, Prologue Subscriptions, National Archives Trust Fund, generals, dealt with his admirals.
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Rania Hassan
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Prologue: Quarterly of the National Archives and Records Administration
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JAMES WORSHAM
Prologue
from the archivist
P
government.
resident Barack Obama has charged the National
Archives and Records Administration (NARA)
with the important mission of helping him ful-
fill his promise of less secrecy and more transparency in
cantly slowed processing, since the documents in question
would need to be reviewed several different times by other
agencies or physically sent to other agencies for review.
The creation of the NDC will change this. Representatives
from agencies will work collaboratively, on site at our College
This mission for the Archives is outlined in an executive Park, Maryland, facility, accelerating the review process, re-
order the President signed on December 29, ducing the backlog, and allowing us to make
2009, in which he directed an overhaul of materials available much more quickly.
the way documents created by the federal Even after a document has passed through
government are classified and declassified. all its classification reviews, it must still be
The President’s order is consistent with his processed archivally. Documents must be
aim of “open government.” He has directed organized and arranged into series, for ex-
that all government documents be released ample by subject and date, and put in order
eventually—although some sooner than oth- to make them easy for researchers to use.
ers, depending on their sensitivity. He has In some cases, NARA archivists will create
also ordered all agencies to review the way finding aids for the documents.
they classify documents. The NDC will also seek to promote among
“Openness will strengthen our democracy agencies effective, transparent, and standard
and promote efficiency and effectiveness in processes, training, and quality assurance
government,” the President said in a memo- measures for declassifying documents. This
randum to the heads of all executive departments and agencies. will enable other agencies, as well as the NDC staff, to rec-
“Transparency promotes accountability and provides informa- ognize each other’s designation of classified information and
tion for citizens about what their government is doing.” interpret them correctly during the review process.
To oversee this initiative and to implement the changes, the In addition, the President has directed agencies to continu-
President directed the creation of the National Declassification ally review their classification and declassification guidelines
Center (NDC), which is now located within NARA. to make sure they are up to date and do not result in un-
The NDC will lead the streamlining of the declassification necessary classification or classification for longer periods
process throughout the federal government. In particular, it than necessary.
will accelerate the processing of historically valuable classified You can learn more about the NDC and its work at www.
records in which more than one agency has an interest. It will archives.gov/declassification/.
oversee the development of common declassification processes The President’s order gives the National Archives a leader-
among agencies. And it will prioritize declassification based ship role in ensuring that millions of classified records are de-
on researcher interest and the likelihood of declassification. classified and made available for the people to inspect and for
The President, in his order, adopted the principle that “no historians to mine to enrich the account of our nation’s his-
information may remain classified indefinitely,” although rec tory much sooner than otherwise would have been possible.
ords vital to national security may remain classified for long The National Archives has long embraced the mission of
periods. These records would include information concerning providing to the public as much access as possible to the
war plans, weapons of mass destruction, human intelligence records that document the rights of our citizens so they may
sources and methods, and in certain cases, diplomatic rela- exercise them fully, the actions of our federal officials so they
tions conducted with other nations. may be held accountable, and the history of our America so
Essentially, this gives NARA the opportunity to eliminate that future generations may learn from our experience.
the backlog of some 400 million pages of classified records, in- The National Declassification Center, with its goal of “re-
cluding some pertaining to military operations and World War leasing all we can, protecting what we must,” will work to
II, the Korean War, and the Vietnam War—all of which are of assist NARA in its mission and to help fulfill the President’s
great interest to historians of those periods in our history. promise of a more open government.
The 400 million pages have nearly all been reviewed by their
originating agency, but about 20 percent must be referred to
other agencies whose classified information is included in
them. In the past, this need for multiple reviews has signifi- Archivist of the United States
Features
6 Out of War, a New Nation
James M. McPherson provides the historical context for
the deadliest war in American history—why it happened
and how it changed the nation.
48
New Books Draw on Archives’ Holdings
for 75th Anniversary
Hilary Parkinson describes two new books illustrating the
breadth and variety of the records in the Archives’ custody
and the story of the National Archives Building itself.
Volume 42 Issue No.1
p.26
In every issue
2 From the Archivist
Taking the Leading Role on
p.14
Declassification
52 Genealogy Notes
Slavery and Emancipation in the
Nation’s Capital
Front cover: The Battle of Antietam, September 17, 1862, in an 1888 lithograph.
P To subscribe or view online
Inside front cover: In a document from the new Civil War exhibit at the
National Archives, a Chinese-language message from Prince Kung states that
articles, log onto Confederate ships will not be allowed to enter Chinese ports.
Back cover: A Union Defenders Certificate for Sgt. Leonard E. Hotchkiss,
www.archives.gov/publications/prologue
Company B, 30th Iowa Infantry, is part of the widow's pension file of his
mother, Hannah Hotchkiss.
I
n 1952, the chief of the Still Picture Branch at the
National Archives, Josephine Cobb, discovered a glass
plate negative taken by Mathew Brady of the speakers’
stand at Gettysburg in 1863.
Photo enlargement later proved her theory correct that
Lincoln would be on that stand, making this the first known
photograph of Lincoln at Gettsyburg.
Cobb estimated that the photo was taken around noontime,
before Edward Everett arrived, and about three hours before
Lincoln delivered his famous address.
seven, beginning with the 13th amendment Confederacy had served as Presidents of the of states became a single nation. Lincoln’s
in 1865, vastly increased national powers at United States during 49 of the 72 years— wartime speeches marked this transition.
the expense of the states. more than two-thirds of the time. Twenty- In his first inaugural address he mentioned
The first three of these postwar amend- three of the 36 Speakers of the House and 24 the “Union” 20 times but the “nation” not
ments accomplished the most radical and of the presidents pro tem of the Senate had once. In his first message to Congress on July
rapid social and political change in American been southerners. The Supreme Court always 4, 1861, Lincoln used the word Union 32
history: the abolition of slavery (13th) and had a southern majority before the Civil War; times and nation only three times. But in his
the granting of equal citizenship (14th) and 20 of the 35 justices down to 1861 had been Gettysburg Address in November 1863 he
voting rights (15th) to former slaves, all with- appointed from slave states. did not mention the Union at all, but spoke
in a period of five years. This transformation After the war, a century passed before a of the nation five times to invoke a new birth
of more than 4 million slaves into citizens resident of an ex-Confederate state was elect- of freedom and nationhood.
with equal rights became the central issue of ed President. For half a century only one of The Civil War resolved two fundamental,
the troubled 12-year Reconstruction period the Speakers of the House and no president festering problems left unresolved by the
after the Civil War, during which the promise pro tem of the Senate came from the South, American Revolution and the Constitution.
of equal rights was fulfilled for a brief time and only 5 of the 26 Supreme Court jus- The first was the question whether this new
and then largely abandoned. tices named during that half century were republic born in a world of kings, emperors,
During the past half century, however, the southerners. tyrants, and oligarchs could survive. The re-
promises of the 1860s have been revived by The United States went to war in 1861 to publican experiment launched in 1776 was a
the civil rights movement, which reached a preserve the Union; it emerged from the war fragile entity. The Founding Fathers were fear-
milestone in 2008 with the election of an in 1865 having created a nation. Before 1861 ful about prospects for its survival. They were
African American President who took the the two words “United States” were gener- painfully aware that most republics through
oath of office with his hand on the same Bible ally used as a plural noun: “the United States history had been overthrown by revolutions
that Abraham Lincoln used for that purpose are a republic.” After 1865 the United States or had collapsed into anarchy or dictatorship.
in 1861. became a singular noun. The loose union Some Americans alive in 1860 had twice seen
henry clay
and the
compromise
of 1850
Henry Clay (standing at center) argues for political compromise before the assembled Senate in 1850. Senators pictured include
Daniel Webster (seated at left with head on hand),Thomas Hart Benton (seated far left),Vice President Millard Fillmore (seated
top right), John C. Calhoun (to right of Fillmore), Salmon P. Chase (left of Clay), and Stephen A. Douglas (fourth at left of Clay).
i n 1850, the Union of American states came close to being irreparably smashed. Several sets
of demands from slave states and free states—many of which stood in direct opposition to
one another—threatened to explode into secession. Only a compromise satisfactory to both
sides could prevent catastrophe.
Had war resulted between the North and the South in 1850, rather than a decade later, it seems
likely that the more militant South would have defeated the much weaker North and made good its
separation from the Union. It is arguable that two or more independent nations would have been
formed, thus permanently dissolving what was once the United States of America.
It would require an act of Congress to cool tempers and avoid a war. It would need to be legislation
that contained something for both sides. And most especially, it would take an extraordinary legisla-
tor to forge bipartisan congressional support for what would become the Compromise of 1850.
o
By Robert V. Remini
Fortunately, there sat on the floor of the
Senate a statesman who would find the
means of concocting a solution, a political
genius of the first rank. Though he was tired,
aging, and fresh from a losing presidential
nomination bid, the legendary Henry Clay
was dedicated to preserving the Union and
realized he must return to Congress to do
what he could to keep the country whole.
As he headed south from New York and
Philadelphia to Washington, Clay was
startled to find at the Baltimore depot an
enormous crowd who had been gathered, he
said, “without preconcert or arrangement.”
Here was a crowd in of all unlikely places, a
railroad station. That was surprising. These
people had come not only to salute him and
show their affection and support but also to
impress upon him their need and hope that
he would use his considerable gifts to find
a solution to the gathering crisis facing the
country. When he tried to escape, they fol-
lowed his carriage from the depot to his hotel
in town, cheering him, waving to him, and
calling his name. They did not relent when crowds pursued him. Each day they came to Above: Senator Henry Clay of Kentucky, the “Great
he entered the hotel. Not until he appeared at his hotel, repeating the pleas he had heard Compromiser.” Opposite: Henry Clay’s proposals for
the Compromise of 1850. The Compromise averted
an open window on the second floor did they throughout his trip. Benjamin Brown French, sectional conflict for another 10 years.
slowly quiet in the hope that he would speak former clerk of the House of Representatives not seek reelection, said that Henry Clay was
to them. A few of them called out, “speak and a keen reporter of the Washington “my beau ideal of a statesman, the man for
to us.” Clay shook his head. “We are too far scene, marveled at what was happening. whom I fought all my humble life.”
apart, my friends, to do that,” he shouted to “It seems to me,” he wrote, “as if he [Clay] But Clay’s arrival at Washington and the
them. But he went on to say that he would was ‘the observed of all observers’ instead of adulation accorded him everywhere aroused
meet with them the next day and shake each the President.” At the White House the Great the jealousy and concern of the administra-
person by the hand. Compromiser was surrounded as he passed tion. President [Zachary] Taylor’s aides be-
And he kept his word. At 11 a.m. Clay through the East Room. “I could not but lieved that Clay intended to assume control
positioned himself between two parlors on think,” French continued, “that, after all, he of the Whig party and act out the role of
the first floor of the Barnum City Hotel and was the idol of the occasion. ‘Henry Clay’ is leader of the nation. And that belief did not
received the throng. First, he told them how a political war cry that will at any time and bode well for any close relationship between
delighted he was with the reception he had in any part of this Union create more sensa- the President and the Great Compromiser.
received and then he met each person indi- tion among men of all parties than any other On Monday, December 3, 1849, Clay ap-
vidually. To a very large extent the crowd left name that can be uttered. . . . He now stands, peared in the Senate for the opening of the
the hotel feeling reassured that Clay would at the age of three score years & ten, the beau 31st Congress. It was quite a moment. His
bring sanity and calmness to Washington and ideal of a patriot, a statesman, a great man!” arrival created a sensation. Other Senators
find the means to appease both North and That phrase, “beau ideal,” was repeatedly used rushed to his side to greet him, and a thun-
South, thereby ending the crisis. by others at the time. A young Representative derous ovation ricocheted around the cham-
When Clay finally reached Washington from Illinois, Abraham Lincoln, who had just ber. He was really overcome by the emotion
he checked in at the National Hotel. Again completed his first term in Congress and did expressed on his return to Congress. “Much
Note on Sources
Henry Clay’s reception in Baltimore and his
remarks to the crowd at his hotel are recorded in
The Papers of Henry Clay: Candidate, Compromiser,
Elder Statesman, January 1, 1844–June 29, 1852
(Lexington: The University Press of Kentucky,
1991), 10: 627–628. Clay’s reaction to his re-
ception in the U.S. Senate appear in a letter to
Thomas B. Stevenson, December 21, 1849, in the
Papers, 10: 635. Clay’s letter to Mary Bayard is
printed in the Papers, 10: 633.
Henry Clay was "the beau ideal of a patriot, a statesman, a great man!" Perhaps only he had the political stature Benjamin Brown French’s observations of Clay
and influence to "calm the raging elements" amid the conflicting demands from both slave and free states. appear in French, Witness to the Young Republic
(Hanover, NH: University Press of New England,
deference and consideration are shown me by able influence in national affairs. There were
1989), p. 213.
even political opponents,” Clay commented Thomas Hart Benton of Missouri, Willie P. Abraham Lincoln’s comments on Clay are re-
with a sense of pride. “I shall by a course of Mangum of North Carolina, Lewis Cass of corded in Edgar De Witt Jones, The Influence of
calmness, moderation and dignity endeavor Michigan, John Berrien of Georgia, and of Henry Clay on Abraham Lincoln (Lexington, Ky.,
1952), p. 21.
to preserve these kindly feelings.” course, the other two members of the Great
The observations of Clay at age 73 are from
But as Clay took his seat he looked old Triumvirate, Daniel Webster and John C. Benjamin Perley Poore, Perley’s Reminiscences of
and worn. He coughed a good deal, and his Calhoun. Sixty Years in the National Metropolis (Philadelphia:
cheeks were shrunken. Still, his wide mouth But there were also new members who, Hubbard Brothers, 1886), 1: 363.
was “wreathed in genial smiles,” just as in through their intelligence and leadership
years past. He was back where he belonged, would shape national affairs for the remain- Author
and not much had changed during his ab- der of the coming decade. These included Robert V. Remini is professor
sence. At the age of nearly 73, he “generally Jefferson Davis of Mississippi, Stephen A. emeritus of history at the University
kissed the prettiest girls wherever he went,” Douglas of Illinois, Salmon P. Chase of Ohio, of Illinois at Chicago and is cur-
rently historian of the U.S. House
played cards in his room, and enjoyed a large John Hale of New Hampshire, Jeremiah
of Representatives. He has written extensively about
glass of bourbon whenever he relaxed. Clemens of Alabama, and William H. Seward
President Andrew Jackson and the Jacksonian era and
As he looked around the chamber, Clay of New York, among others. has written biographies of Henry Clay, John Quincy
recognized many old friends and enemies, The more he surveyed the scene, and con- Adams, Martin van Buren, and Daniel Webster. He won
men who played a major role during the templated the heavy burden of the expecta- the National Book Award for the third volume of his
Jacksonian years and still exercised consider- tions placed upon him, the more Henry Clay study of Jackson.
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Prologue 21
and autumn of 1862 struck directly at rebel Still, I must save the government if possible.
guerrillas. Consider, too, how many veterans . . . [And] it may as well be understood, once
of the guerrilla war he depended on to imple- for all, that I shall not surrender this game
ment the new policy. First, Lincoln reassigned leaving any available card unplayed.”
John Frémont to command in West Virginia, His pragmatic approach soon touched the
a cauldron of guerrilla warfare no less roil- Deep South, too. When Union troops moved
ing than Missouri. Next, he brought Gen. into northern Alabama, they faced the inevi-
John Pope from the Western theater to com- table resistance from rebel guerrillas. When
mand a new Union Army in Virginia. Pope the Army responded by burning the town of
had taken retaliatory measures that exceeded Paint Rock, sacking Athens, Alabama, and
even Frémont’s directives in order to quash threatening to execute all saboteurs and guer-
guerrilla resistance in his Missouri district. rillas, Edwin Stanton informed the Army’s
Pope now issued even stricter orders, with commander, Gen. Ormsby M. Mitchel,
the approval of Lincoln and Secretary of War “Your spirited operations afford great satis-
Edwin Stanton, in north-central Virginia. faction to the President.” However, as details
Aimed not only at guerrillas but also at the about the Army’s mistreatment of noncom-
“evil-disposed persons” who assisted them, batants reached Washington, it became clear
Pope’s instructions allowed executions, fi- that things had gone too far. Mitchel and
nancial assessments, and the destruction and the officer responsible for sacking Athens,
confiscation of property. By then, Lincoln the Russian-born Col. John B. Turchin, were
had also brought Pope’s old department com- relieved of their commands.
mander in Missouri, Gen. Henry W. Halleck, Mitchel, whose more complex case also
to Washington as commanding general of all involved cotton speculation and failure to
Union armies. Naturally, Halleck added his secure eastern Tennessee, was simply reas-
blessing to Pope’s Virginia policy. signed to South Carolina, but Gen. Don
To endorse publicly the new direction Carlos Buell, the department commander,
announced by Pope and Halleck, Lincoln, insisted that Turchin be court-martialed. The
toward the end of July 1862, sent a warning court found Turchin guilty of allowing his
to Confederate soldiers and civilians alike. men to run riot in Athens but decided that
Anyone guilty of “aiding, countenancing, his biggest sin had been in not dealing “qui-
or abetting” the rebel cause, he said, must etly enough” with the rebels. After initially
immediately cease their rebellion or suffer recommending that he be cashiered from
“forfeitures and seizures” of their property. the Army, the court’s majority urged clem-
When Andrew Johnson, the President’s new- ency. Lincoln and Stanton concurred, and the
ly appointed military governor in Tennessee, President promoted Turchin to general.
asked permission to apply Pope’s orders in As for Buell, who had been a vocal oppo-
that state, Lincoln gave it. nent of the new retaliatory policies, he was
Of course, Lincoln was not asking for relieved of his command a few months later.
wholesale slaughter. Indeed, some politicians His removal surprised few senior officers, even
complained that the “kind hearted” President those who balked at the extreme measures of
commuted or reduced the death sentences of men like Turchin. One officer, comparing
far too many convicted guerrillas. Still, de- Buell to the Russian, declared, “Turchin’s
spite his own occasional references to tem- policy is bad enough; it may indeed be the
pering justice with mercy, Lincoln tended policy of the devil; but Buell’s policy is that
to send mixed signals to commanders in the of the amiable idiot.” Buell became the target
field, perhaps giving them wider latitude of a congressional investigation that focused
than was wise. Explaining the new rules to largely on his failure to capture Chattanooga.
Gen. John S. Phelps, the military governor His principal defense, with which even the
of Louisiana and Arkansas, Lincoln wrote, “I commission concurred, was that he had faced
am a patient man—always willing to forgive formidable opposition from Confederate cav-
on the Christian terms of repentance. . . . alry and guerrillas. Lincoln also knew that
22 Prologue
gled either to maintain or establish loyal gov-
ernments. Indeed, there had been instances
since the first year of the war of rebel guerrilla
operations in the lower Midwest, where gov-
ernors from Iowa to Ohio worried about the
stability and security of their own states.
By the summer of 1863, the Union Army
had been recruiting heavily among Southern
Unionists for some time. Initially, the
authorities scattered these men willy-nilly,
to wherever the Army needed more bod-
ies, which was usually far from home. Now,
however, some officials realized that Southern
Unionists could provide better service in
antiguerrilla units assigned to their home
regions. Imploring the President to redeploy
Tennesseans serving in Virginia in this way,
Andrew Johnson explained, “They are willing
& more anxious [than Northern volunteers]
to restore the government & at the same
time protect their wives and children against
insult, robbery, murder & inhumane op-
pression.” Even more dramatically, Johnson
recruited local Unionist guerrillas to counter
rebel bushwhackers in Tennessee. David C.
Beaty, known as “Tinker Dave,” led the dead-
liest of Johnson’s loyal guerrilla bands. Beaty’s
principal opponent was the notorious rebel
guerrilla Champ Ferguson.
While seemingly not directly involved,
Lincoln no doubt gave his blessing to Henry
Halleck’s effort in the summer of 1863 both
to legalize the punishment of rebel guerrillas
and to curb the excesses of overzealous Union
field commanders. Halleck asked German-
born Francis Lieber, a professor of political
philosophy at New York’s Columbia College,
to provide the Army with legal definitions
of the variety of guerrillas and ethical guide-
Above: Southern Unionists, who depended on the to be true. In early 1863, he complained to lines for handling them. Lieber, who had sons
Union Army to protect them, were frequently victims
Buell’s successor, Gen. William S. Rosecrans, fighting in both the Union and Confederate
of rebel guerrilla neighbors.
“In no other way does the enemy give us so armies, eventually produced two documents,
Opposite top: Gen. John Pope’s orders in Virginia
formed the basis of the first punitive policy endorsed
much trouble, at so little expense to himself, one dealing specifically with guerrillas, the
by President Lincoln. as by the raids of rapidly moving small bod- other aimed more broadly at the treatment of
Opposite middle: Gen. Henry W. Halleck endorsed ies of men.” noncombatants. Both sets of guidelines were
punitive measures against rebel guerrillas and their Not that these measures weakened rebel distributed to the Army. The latter, known
supporters, but he also tried to establish a legal basis guerrilla resistance to any appreciable degree. as the Lieber Code, became the basis for
for retaliation through the Lieber Code.
Union politicians and generals continued to worldwide legal restrictions on the conduct
Opposite bottom: John C. Frémont was among the first press for sterner measures, especially in border of warfare for a century thereafter.
Union generals to use executions and confiscation
of property to retaliate against rebel guerrillas and states, such as Missouri, Kentucky, Tennessee, The same month that Halleck issued
citizens who supported them. and West Virginia, where the Federals strug- Lieber’s code to his armies, Lincoln respond-
he Civil War wrought monumental changes in many as- on the pension rolls, plus 20,000 War of 1812 veterans
medical examination
Some veterans returned home with tem-
porary disabilities. Commissioner Joseph H.
Barrett noted that “the number of soldiers
discharged on a certificate of disability is by
no means a measure of the number that are
entitled to receive invalid pensions” since dis-
ability for military service did not necessarily
mean the soldier was disabled from civilian
employment. Army and Navy medical officers
received no definite instructions on rating the
degree of disability of soldiers and seamen
to be discharged for injuries or disease. As
a result, in a study of 300 veterans consecu-
tively examined by William M. Chamberlain,
M.D., 10 percent had no current disability,
and the remaining 90 percent had disability
ranging from one-fourth to total, averaging
about two-thirds disabled.
While the 1862 act did not expressly define
disabled, the pension office continued to fol-
low the express language of the act of April 10,
1806 (2 Stat. 376) and the office’s established
precedents that disability was measured by the
veteran’s capacity “for procuring a subsistence
by manual labor”—not by whether he could
perform the particular kind of employment
he had before military service.
ports will make the point that the Civil War was in a real strong pre-war relationships among Northern and Southern
sense, a global war. military leaders. A “word cloud”—a visual depiction of a
Finally, exciting interactive experiences will attempt to document’s content—will be the entry into an exploration
bring the Civil War into the 21st century. Visitors will of an intriguing list of men who served as substitutes for
use a social media–like device that will demonstrate the others drafted into the Union Army. Visitors will also be
Opposite: The U.S. Navy used the threat of the draft and the possibility of prize money to encourage men to enlist. Above: Union sailors pose on
the deck of a monitor. Below: The Corps d’Afrique, at Port Hudson, Louisiana, ca. 1864.
“I have the honor to tender the
by trevor k. plante
M any southern-born U.S. Army officers waited until their native states voted to secede from the Union before tendering
their resignations. In some cases northern-born officers resigned their commissions and went south and southern-born
officers stayed true to the Union. The most famous cases are fellow Virginians Winfield Scott and George H. Thomas,
who both remained with the Union, and John C. Pemberton, who although born in Philadelphia, joined the Confederacy.
In June of 1860 the U.S. Army had approximately 1,080 officers and 14,926 enlisted men. Of the 1,080 active Army officers,
286 resigned or were dismissed to enter Confederate service in 1861. Approximately 26 enlisted men violated their oaths and went
south. There were 824 West Point graduates on the active list of Army officers. Of that number, 184 West Point graduates were
among the 286 officers who offered their services to the Confederacy.
In December of 1860 there were 1,554 officers serving in the U.S. Navy. In 1861, 373 of these officers resigned. Of that number
157 were dismissed from the Navy. Approximately 311 became commissioned or warrant officers in the C.S. Navy. In early 1861,
the United States Marine Corps had 1,775, men, including 63 officers. Nineteen of these officers tendered their resignations to
join the Confederate States Marine Corps.
Several years ago, while on a vault tour at the National Archives Building in Washington, D.C., the daughter of the Vice President
of the United States asked, after being shown Robert E. Lee’s resignation from the U.S. Army, why we chose to keep just that one.
We responded that we have hundreds of resignations from officers of the Army, Navy, Marine Corps, and those of cadets at West
Point and Annapolis.
What follows are several examples of some of these resignations, some from famous officers, and some not. Many went on to
become famous while fighting for the Confederacy.
Additional letters of resignation are featured in the new exhibit “Discovering the Civil War,” at the National Archives in
Washington, D.C., starting April 30, 2010.
42 Prologue
resignation . . .” Col. Robert E. Lee, U.S. Army
Probably the most famous resignation
from the U.S. Army in the holdings of
the National Archives is that of Robert
E. Lee. Recently promoted to colonel
of the First U.S. Cavalry, Lee resigned
soon after the state of Virginia voted to
secede from the Union.
On April 20, 1861, Lee wrote two letters,
both from his home in Arlington,Virginia.
One letter was his resignation from the Army addressed to Secretary
of War Simon Cameron, in which Lee simply wrote, “I have the honor
to tender the resignation of my commission as Colonel of the 1st Regt
of Cavalry.” There was no reason given, and no explanation provided.
The second letter was addressed to Gen. Winfield Scott, commander-
in-chief of the Army. This letter was lengthier than the previous
correspondence, for Lee had a lifelong relationship with General Scott,
one he did not share with the secretary of war. After informing Scott
that he was tendering his resignation from “a service to which I have
devoted all the best years of my life and all the ability I possessed,” he
let his feelings for the aging general be known: “To no one, General,
have I been as much indebted as to yourself for uniform kindness and
consideration, and it has always been my ardent desire to meet your
approbation. I shall carry to the grave the most grateful recollections
of your kind consideration, and your name and fame will always be
dear to me.”
The most quoted line from his letter followed next: “Save in defence of
my native State, I never desire again to draw my sword.” Lee went on
to become famous as the leader of the Army of Northern Virginia, held
in high esteem, not only during the American Civil War, but throughout
military history.
Commander Raphael
Semmes, U.S. Navy
Raphael Semmes, born in Charles County,
Maryland, in 1809, joined the Navy as a
midshipman in 1826 and rose to the rank
of commander in September of 1855.
Semmes submitted his resignation to
Secretary of the Navy Isaac Toucey
on February 15, 1861. After beginning
the letter respectfully tendering his
resignation, Semmes explains, “In severing my connection with the
government of the United States, and with the Department over which
you preside, I pray you to accept my thanks, for the kindness which has
characterized your official deportment towards me.”
After resigning his commission, Semmes joined the Confederate navy
and was commissioned a commander on March 26, 1861. He was later
promoted to captain and rear admiral. He commanded the C.S.S Sumter
from 1861 to 1862 and C.S.S. Alabama from 1862 to 1864. He is most
renowned for the famous duel between the Alabama and the U.S.S.
Kearsage off Cherbourg, France, on June 19, 1864. He later assumed
command of the James River Squadron and the Semmes naval brigade.
He was paroled at Greensboro, North Carolina, April 28, 1865.
Prologue 43
Cadet John A. West, U.S. Military Academy
John A.West began his quest of becoming a cadet at West Point by writing to
Georgia Congressman Alexander H. Stephens in February of 1856. Stephens
passed on the young man’s letter to Secretary of War Jefferson Davis.
With a later recommendation from Congressman John Hill, representing
the Seventh District of Georgia, West inked his name on his confirmation
in Madison, Georgia, on February 9, 1858. He was granted his father’s
permission and soon became a cadet at the U.S. Military Academy.
On January 19, 1861, the state of Georgia seceded from the Union. On
February 22, Cadet West’s father, William L. West, writing from Madison,
Georgia, granted permission for his son to resign. Cadet West resigned
three days later.
Before West’s resignation made its way to the secretary of war’s desk,
the superintendant at West Point pointed out that the name of J. A.
West appeared in a newspaper amongst a list of officers appointed by
the governor of Georgia to man the first two regiments from that state.
However, the superintendant could not determine if the John A. West at
the academy was the same person being appointed a second lieutenant in
one of the Georgia regiments. “In this case I find the name of J.A. West, as
having been appointed a Second Lieutenant by the Governor of Georgia. I
have no means to ascertaining Cadet J. A. West to be the same person and
only recommend the acceptance of his resignation.” The name appeared on
a list in the U.S. Herald dated February 24 (referenced as from the “Federal
Union Extra”). His resignation was accepted by the secretary of war on
March 7, 1861.
Author
Trevor K. Plante is a reference archivist in the Textual
Archives Services Division at the National Archives and
Records Administration who specializes in 19th– and early
20th–century military records. He is an active lecturer at the
National Archives and a frequent contributor to Prologue.
75 th Anniversary
by Hilary Parkinson
One of the hundreds of images in Records of Our National Life documents the historic joining of the tracks for the first transcontinental railroad,
Promontory, Utah Territory, May 10, 1869.
O
f the hundreds of documents and artifacts span- by MacDonald and the Foundation’s publications and re-
ning the life and breadth of the United States search manager Christina Gehring, along with editors Anne-
in the new book Records of Our National Life, Catherine Fallen and Kevin Osborn of Research & Design,
Maureen MacDonald’s favorite is the death mask. Ltd. The National Archives has textual records that include
“I wanted the death mask of Walter Gresham,” said the Constitution and Confederate currency; maps, charts,
MacDonald, who was the NARA project manager on and architectural drawings that range from World War I
the book, produced recently by the Foundation for the reconnaissance notes to maps of Iwo Jima; still photographs
National Archives. “He was the first person to be laid out including both portraits and battlefields by Mathew Brady;
in the East Room of the White House—there were con- and artifacts like the contents of Eleanor Roosevelt’s wallet.
dolences from all over the world. And this is someone that But how to choose which records would represent historic
the 21st century has no knowledge of.” Secretary of State moments and places?
Walter Q. Gresham died in office in 1895 and received a When Thora Colot was hired as executive director of the
military funeral. His plaster death mask, a letter of condo- Foundation for the National Archives in 2002, she began
lence, and a telegram regarding his death can be seen on looking for what she called “the great all-inclusive book that
page 120 of the new book. It’s a piece of history forgotten represented the National Archives.” The last such book had
by the public but held in safekeeping by the Archives. been created for the 50th anniversary in 1984, but it was
It’s an unusual choice, but it’s not the only one made out of print. When the Foundation staff started planning for
O
n October 6, 1862, in the nation’s capital, two fami- eral records that relate to slavery and emancipation in the
lies appeared before a federally appointed board District of Columbia, Maryland, and Virginia before and
of commissioners that administered all business during the Civil War era. These records contain personal
relating to the April 16 Emancipation Act that abolished information such as names, ages, physical descriptions, and
slavery in the District of Columbia.1 Alice Addison, the places of residence, as well as collateral information casually
head of a formerly enslaved African American family, was provided in recorded testimonies. As shown in the Addison
accompanied by her two adult daughters, Rachel and Mary family’s case, information concerning the daughter’s
Ann, along with Mary Ann’s three children, George, Alice, enslaved father—including details concerning his residence
and James. The other family, their former white owners, was in Montgomery County and the full name of his owner—
headed by Teresa Soffell, a widow. Her three sons, Richard, is found in their testimony explaining their flight.
John, and James, and her two daughters, Mary and Ann Slavery existed in the nation’s capital from the very
Young, accompanied her. A mutual desire to officially regis- beginning of the city’s history in 1790, when Congress
Above left: African Am
ericans celebrated the ter the Addison family’s new status as freed persons prompt- created the federal territory from lands formerly held by
passage of the D.C. ed their joint appearance. The Soffells hoped to gain the the slave states of Virginia and Maryland. Because of its ad-
Emancipation Act of financial compensation promised by Congress to all former vantageous location between these two states, Washington
April 16, 1862. Fed-
eral court documents slaveholders in the District who had remained loyal to the became a center of the domestic slave trade in the 19th cen-
concerning that newly Union; the Addisons simply desired the comfort and secu- tury and was home of one of the most active slave depots
granted freedom teach rity of having an official record certifying their freedom. in the nation. The rapid expansion of cotton as the primary
us much about the lives
of African Americans The Soffells had missed the July 15, 1862, compensa- cash crop for states throughout the Deep South generated a
in that era. Above right: tion deadline mandated under the terms of the April 16 renewed demand for slave labor. Planters and slave dealers
A slave coffle in Wash- act.2 The Soffells explained to the commissioners that they in the declining tobacco-centered Chesapeake region of
ington, D.C., ca. 1862,
possibly marching to failed to petition by the deadline because the Addisons Maryland and Virginia sought to capitalize on this demand
auction. Antislavery ac- were no longer residing on their property at the time the by selling their surplus labor in a burgeoning domestic slave
tivists argued that such
act went into effect.3 The Addisons had fled the city three market. As one historian notes, “Washington offered deal-
scenes in the nation’s
capital disgraced the days earlier on April 13, fearing that President Abraham ers a convenient transportation nexus between the Upper
nation as a whole and Lincoln and the federal government planned to forcibly and Lower South, as the city connected to southern mar-
its ideals. Opposite: In a
deport them—along with all other ex-slaves—to Africa. kets via waterways, overland roads, and later rail.”5
document with the cir-
cuit court, Alice Addi- The report noted that the Addisons had fled to their fa- Within the District of Columbia, slave dealers housed
son and her family filed ther’s residence (the father of the two adult daughters) the slaves in crowded pens and prisons as they waited to
for freedom under the
who lived in Montgomery County, Maryland, and was sell them. “Slave-coffles,” long lines of shackled blacks
Emancipation Act, and
their masters, the Sof- a slave owned by a Harry Cook. The Addisons remained marching from one site to another, gradually generated
fells, filed for compen- there until September 28, 1862, when they returned to controversy throughout the nation. As Washington became
sation. The document
Washington, D.C.4 the focus of abolitionism in the decades before the Civil
provides the names
and ages of the Addi- This glimpse into the lives of two Washington area fami- War, antislavery activists argued that such scenes in the na-
son family members. lies—former slaves and slaveholders—is preserved in fed- tion’s capital disgraced the nation as a whole and its ideals.
54 Prologue
act of July 12, another 161 individuals submitted claims, foundry, and has been employed in that capacity by the
including formerly enslaved African Americans who were Government, at one dollar and twenty five cents per-day.”8
authorized to do so if their owners had failed to claim
by the deadline of the first act. The board’s records are Emancipation Papers, Manumission Papers,
found among the Records of the Accounting Officers of the Affidavits of Freedom, and Case Papers
Department of the Treasury (Record Group 217). Relating to Fugitive Slave, 1851–1863
The petitions include the names of the slaveholders,
The records of the U.S. Circuit Court for the District
the names of the slaves, physical descriptions of each slave,
of Columbia (in Record Group 21) contain the bulk of
and the monetary value for the each claimed slave. The
documents relating to both free blacks and enslaved blacks
slaveholders often gave very detailed descriptions of their
who resided in Washington, D.C., and surrounding coun-
slaves, apparently hoping to reap a greater compensation
ties during the antebellum and Civil War eras. The circuit
for highly prized slaves. Eliza W. Ringgold estimated that
court records include
her slave, Perry Goodwin—who was a gift from her de-
• manumission papers for blacks who were voluntarily
ceased sister—was worth $1,500 and described him as a
freed by their owners during the decade before the
“portly, fine looking dark mulatto, about 5 ft. 9 inches”
1862 act,
who was “healthy, of good address, a very intelligent young
• emancipation papers for those freed as a result of the
man, an upholster by trade . . . a good rough carpenter,
1862 act, and
and very handy at any kind or work” with no infirmities
• affidavits or certificates of freedom (the official records
or defects either “morally, mentally, or bodily.”
of proof certifying the status of free blacks).
In the petition submitted by slaveholder Clark Mills,
These files reveal information about free and enslaved
Philip Reid—distinguished as the slave who crafted the
individuals from a variety of backgrounds who were part
“Statue of Freedom” for the U.S. Capitol—is also valued at
of the everyday life and culture of the region.
$1,500 and is described as a 42-year-old man of “mulatto
Philip Meredith’s emancipation petition documents that
color, short in stature, in good health, not prepossessing
the 30-year-old African American claimed to be the former
in appearance, but smart in mind, a good work man in a
slave of “General Robert Lee of Virginia, late of Arlington
Heights.” Meredith stated that General Lee had hired him
out from his estate in Virginia to work for a third party in
Washington City. Meredith apparently submitted his own
schedule according to the terms of the supplementary act of
July 12. Since his owner, Robert E. Lee, had not petitioned
for compensation and Meredith was hired out, working
and residing in the District of Columbia at the time of
emancipation, the supplementary act qualified him to file
for freedom.9
The records of Thomas Sumerville, a free African
American from St. Mary’s County, Maryland, show that
Sumerville successfully purchased and freed his enslaved
family, which included his wife and three small children.
His proof of ownership, which documented the purchase
of his family from the original owner, Mary Watts, states:
Know all men . . . that I Mary Watts of St. Mary’s
County and State of Maryland for . . . the sum of sev-
en hundred dollars current money . . . paid by Thomas
Somerville F.B. [free black] . . . do grant bargain and
An arrest warrant
for the fugitive slave
sell unto [him] . . . Maria aged twenty six years, one
Mary Ann Williams Negro child named Sarah Ann aged six, one negro
ordered her cap- child named Thomas Randolph aged three years, and
ture and return to
Mary Massey of Al-
one other negro child named Mary Ellen aged one
exandria,Virginia. year . . . 26 December, 1849.
Prologue 55
The file includes Thomas Sumerville’s deed of manumis-
sion for his wife, who was officially freed by him several
years later, stating:
To all whom it may concern, Be it known that I,
Thomas Sumerville . . . do hereby release from slav-
ery, liberate, manumit, and set free my wife Maria
being of age thirty four years and able to work and
gain a sufficient livelihood. . . . I do declare [her] . . .
discharged from all manner of service or servitude to
me my executors or administrators forever.
The case of the Sumerville family shows how free and
enslaved blacks were often linked by familial bonds. It also
shows how free blacks would sometimes purchase enslaved
loved ones to grant their freedom.10
Alfred Pope, a notable figure in Washington’s African
American history, was originally owned by South Carolina
congressman Col. John Carter. Pope first appeared in pub- him the renewed evidence of his freedom in the proper A woman being
held in a Washing-
lic records as a participant in “the Pearl Affair.” In April form? very respectfully, Jno Marbury.12
ton, D.C., prison.
1848, 77 slaves—including 38 men and boys, 26 women As part of the Compromise of 1850, the act of September District of Colum-
and girls, and 13 small children or infants—embarked 18, 1850 (9 Stat. 462) provided that claimants to fugitive bia court records
contain many pe-
on a schooner, the Pearl, and sailed up the Potomac with slaves could recover their slaves, either by applying to fed-
titions for habeas
hopes of making it to the North. A militia on a steamboat eral judges and commissioners for warrants to arrest the corpus by Africans
overtook the Pearl at the mouth of the Chesapeake. The fugitives or by arresting the slaves and taking them before Americans wait-
ing to prove their
majority of the slaves’ owners sold the captured fugitives the judges or commissioners to establish ownership. The
freedom.
to states in the Deep South; a few, Pope among them, es- fugitive slave case records are organized by date and con-
caped that fate. Later as a free man, Pope became a highly tain warrants for arrest and documentation of proof of
successful businessman, a landowner, a community leader ownership.
in Georgetown, and a leading member of the black com- The file of Mary Ann Williams, a fugitive and accused
munity in Washington.11 runaway, contains the warrant for her arrest.
Pope’s file contains a letter written by a white witness, Whereas Mary Massey of . . . Alexandria, State of
John Marbury, the executor of his deceased owner’s will. Virginia hath applied to the Circuit Court for the ren-
Pope submitted the letter to the circuit court to confirm dition to her of a certain black negro woman named
that he was indeed free and to explain how he had lost Mary Ann Williams . . . You are hereby commanded
earlier documents proving his freedom. forth with . . . to arrest her . . . she being found in
The bearer, Alfred Pope, a coloured man, who will your bailiwick, and her safety keep, so that you have
hand you this note was a servant of the late Colonel her body before the Circuit Court of the District of
Jno Carter of this town. . . . By Colonel Carters will Columbia, . . . immediately.
Alfred was set free, & is now, with my consent as Upon the capture of Mary Ann Williams, she was deliv-
Executor, in the enjoyments of his freedom. . . . Alfred ered back to her owner, Mary Massey:
caused this necessary certificate of his freedom to be the said Mary Ann Williams being brought into Court
entered on record in your office & had in his posses- by the Marshal on a warrant issued by the Court in
sion a certified copy. About a week since . . . his dwell- these premises, her identity having been proved by
ing house . . . took fire in the night & was destroyed Rudolph Massey—it is thus . . . ordered . . . that the
with all his furniture. . . . Alfred wishes to leave the Marshal . . . deliver her[e] the said Mary Ann Williams
District in search of employment and wants to obtain to the said Mary Massey; and . . . Mary Massey is au-
a copy from the record of the evidence of his being a thorized . . . to transport the said Mary Ann Williams
freed man. I would accompany him to your office to to the State of Virginia from where she escaped.
offer in person my testimony to the aforegoing facts For those fugitives who successfully eluded capture,
but I am very unwell & unable to do so—will you be there would be no record other than the initial warrant
so kind as to render him the service he needs, by giving for arrest.13
Notes
1
The D.C. Emancipation Act was signed into law by President Slavery Documents in the District of Columbia 1792–1822: Bills of
Abraham Lincoln on April 16, 1862. It granted the immediate Sale, Certificates of Freedom, Certificates of Slavery, Emancipations,
emancipation of slaves, compensation to loyal Unionist slavehold- & Manumissions, 3 volumes (Baltimore: Gateway/Otterbay Press,
ers of up to $300 for each slave, and voluntary colonization of 2007); and Jerry M. Hynson, District of Columbia Runaway and
former slaves to colonies outside of the United States. Fugitive Slave Cases, 1848–1863 (Westminister, MD: Willow Bend
2
The April 16 Emancipation Act required that owners claim- Books, 1999).
ing compensation for their freed slaves file schedules for the slaves 8
Records of the Board of Commissioners for the Emancipation of
by July 15, 1862. A supplementary act of July 12, 1862 (12 Stat. Slaves in the District of Columbia, 1862–1863 (National Archives
538) permitted submission of schedules by slaves whose owners Microfilm Publication M520, roll 6); Petition Nos. 29 and 741;
had neglected to file, and it gave freedom to slaves whose owners Records of the Accounting Officers of the Department of the
lived outside of the District of Columbia if the slave had been Treasury, Record Group (RG) 217; National Archives and Records
employed with the owner’s consent in the District any time after Administration.
April 16, 1862. 9
Records of the U.S. District Court for the District of Columbia
3
The April 16 act stipulated that emancipation and compensa- Relating to Slaves, 1851–1863 (National Archives Microfilm
tion applied only to slaves working and slaveholders residing in Publication M433, roll 1); Records of District Courts of the United
the District of Columbia as of that date. Since the Addisons had States, RG 21.
fled three days before the act went into effect, there apparently was 10
Ibid., roll 3. The deed of manumission for his wife Maria has
some initial uncertainty among the Soffells on whether they could his surname as “Sumerville,” but he is listed in the 1860 census as
lawfully claim the Addisons. “Sommerville.” Eighth Census of the United States, 1860 (National
4
Records of the U.S. District Court for the District of Columbia Archives Microfilm Publication M653, roll 104); Records of the
Relating to Slaves, 1851–1863, section 1 (National Archives Bureau of the Census, RG 29.
Microfilm Publication M433), roll 1. 11
Russell, “Underground Railroad Activists,” Washington
The proposition that the freed African American population History, 13: 32–35. Recent scholarship suggests that Alfred Pope
should be somewhere outside of the United States, such as Africa, was actually his owner’s (Congressman John Carter) nephew. If so,
the Caribbean, or Latin America, was a very popular idea during this relationship potentially explains the leniency of his owner, who
this period. It was the subject of debate and was entertained by simply accepted Pope back unto his estate and manumitted Pope
President Lincoln. when he died under the terms of his will. See Mary Kay Ricks,
5
Mary Beth Corrigan, “Imaginary Cruelties?: A History of the Escape on the Pearl: The Heroic Bid for Freedom on the Underground
Slave Trade in Washington, D.C.,” Washington History: Magazine Railroad (New York: HarperCollins, 2007), 109, 353.
of the Historical Society of Washington, D.C., 13 (Fall/Winter 12
Records of the U.S. District Court for the District of Columbia
2001–2002): 5. Relating to Slaves, 1851–1863, M433, roll 1.
6
Ibid., pp. 5–6; Hilary Russell, “Underground Railroad 13
Ibid., roll 3.
Activists in Washington, D.C.,” Washington History, 13 (Fall/ 14
Habeas Corpus Case Records, 1820–1863, of the U.S. District
Winter 2001–2002). Court for the District of Columbia (National Archives Microfilm
7
See Dorothy S. Provine, District of Columbia Free Negro Publication M434, roll 2), RG 21.
Registers, 1821–1861 (Westminster, MD: Heritage Books, 1996); 15
Ibid.
Provine, Compensated Emancipation in the District of Columbia: 16
Ibid.
Petitions under the Act of April 16, 1862, 2 volumes (Westminster, 17
Ibid.
MD: Heritage Books, 2008); Helen Hoban Rogers, Freedom & 18
Ibid., roll 1.
The Civil War is not usually considered in terms of its naval engagements, but Abraham Lincoln was
a wartime President who used the resources at his disposal, including the Navy.
In Lincoln and His Admirals, Craig L. Symonds details the development of the relationship between
Lincoln and his naval officers, Lincoln’s growing interest in how the Navy could be used in concert with
the Army during the war, and the technological advances that the Navy began to use during this time.
Symonds is the author of 12 other books focusing on military and naval history. He is professor emeritus
Craig L. Symonds
at the United States Naval Academy, where he taught naval history and Civil War history for 30 years. His
books have won the Barondess Lincoln Prize, the Daniel and Marilyn Laney Prize, the S.A. Cunningham
Award, the Theodore and Franklin D. Roosevelt Prize, and the John Lyman Book Award three times. In
2009 he shared the $50,000 Lincoln Prize with James M. McPherson.
You’ve written several books on the Civil War—what drew you Academy has the complete microfilm set, and I not only used it
to write about Lincoln and his admirals? myself, I also sent midshipmen to read the original documents. They
At some point, every Civil War scholar (or student) needs to come would come back to me and say, “Professor, did you know you can
to grips with Lincoln. To me, using the prism of the Navy to do so read the actual letters they sent to each other?”
was a natural choice. Back in 1952, T. Harry Williams published As for making new finds during this project, one thing that both
a thoughtful book entitled Lincoln and His Generals. Since then, a surprised and enchanted me was the revelation of the relationship be-
number of excellent writers have investigated Lincoln as commander- tween Lincoln and Navy lieutenant Henry A. Wise. Lincoln saw that
in-chief, but no one had dealt with his management of the Navy. he would have to act as the adjudicator between the Army and the Navy
Given that there have been some 16,000 books on Lincoln, and during their turf battles in the Western Theater, and he used young
none on Lincoln’s relationship with the Navy, it seemed a logical Lieutenant Wise as a go-between. Wise’s letter books in the National
topic to pursue. Archives, which are not microfilmed, reveal an interesting relationship
in which Wise received telegraph messages at the Washington Navy Yard
Historians seem to focus on the actions of the Army, and there from Cairo, Illinois, then rode over to the White House to read them
are few books about the role of the Navy during the Civil War. to Lincoln. Lincoln dictated his reply, and Wise went back to the Navy
Why do you think this area has been neglected by researchers? Yard to tell the on-scene commanders what to do. Without those letters,
Well, in all fairness, the Civil War was primarily a land war. The the degree of Lincoln’s hands-on involvement would be unclear. I am
Navy’s role was not insignificant, but neither was it decisive. In greatly indebted to Rick Peuser at the National Archives, who helped
exploring questions like: How did the North win? (or how did the me with this collection and others.
South lose?), the answer lies in the land war.
On the other hand, the Navy did help determine both the trajec- One of the themes of your book is Lincoln’s development as com-
tory and the length of the war. Within the last decade or so, a number mander-in-chief. In addition to a steep learning curve in military
of scholars have turned to the naval war, including Michael Bennett, tactics, Lincoln also had to learn to manage the military officers.
Ari Hoogenboom, Ivan Musicant, William H. Roberts, Stephen Which do you think was more challenging for him?
Taaffe, and Spencer Tucker. My own book, The Civil War at Sea, came The officers. Lincoln did have a steep learning curve with regard
out in November 2009. So if the naval war has been neglected, we to things military—he had no significant military experience. As
are making up for it now. he had with other things in his life (literature, the law, speechmak-
ing), he taught himself as much about strategy and tactics as he
The National Archives has many letters and telegrams from naval could. Not because he sought to become a strategist or tactician,
officers in Record Group 45. Were you familiar with these docu- but in order to understand what it was his advisers and generals
ments before starting the book? Did you make any unexpected were telling him.
discoveries in this record group? In the end, his strategic views were more instinctive than a
I taught naval history at the Naval Academy for more than 30 product of study, and the same is true of his management of those
years, and so I was very familiar with Record Group 45. The Naval high-ranking officers who were supposed to apply that strategy. His
Through April 15. Exhibit: “1920s: The Golden April 14–15. Sixth Annual Genealogy Fair. April 16. “Passenger Arrival and Naturalization
Age.” NARA–Southeast Region. 770-968- National Archives Building. 202-357-5000. Records.” NARA–Pacific Region. $15 fee. Call
2100. to register, 650-238-3488.
Chicago, Illinois
May 27. Workshop: Maritime Records in the May 14. “Part One–Military Records in the
National Archives at Atlanta. NARA–South- May 8. “Discover Historical Military Records National Archives, Revolutionary War to the
east Region. 770-968-2100. for Genealogical Research.” NARA–Great Civil War.” NARA–Pacific Region. $15 fee.
Lakes Region. 773-948-9001. Call to register, 650-238-3488.
New York, New York
Kansas City, Missouri June 18. “Part Two–Military Records in the
Continuing exhibit: “New York: An American National Archives, Spanish American War to
Capital.” Federal Hall National Memorial. April 10, 23. Indian Study Group: “Beginning Viet Nam.” NARA–Pacific Region. $15 fee.
NARA–Northeast Region. Call 866-840-1752 Indian Genealogy.” NARA–Central Plains Call to register, 650-238-3488.
for more information. Region. 816-268-8000.
Seattle, Washington
April 15, May 20, June 17: Family History Game May 8, 28. Indian Study Group: “Trail of Tears.”
Show at Ellis Island Museum, NY. NARA– NARA–Central Plains Region. 816-268-8000. May 13, June 10. “Brick Wall Genealogy
Northeast Region. 866-840-1752. Discussion Group.” NARA–Pacific Alaska
June 12, 25. Indian Study Group: “Where to
Region. 206-336-5115.
April 16, May 21. New York’s National Trea- Find Indian Records.” NARA–Central Plains
sures at Federal Hall National Memorial. Region. 816-268-8000.
Waltham, Massachusetts
NARA–Northeast Region. 866-840-1752.
New York, New York April 21. Genealogy for Kids. NARA–
Philadelphia, Pennsylvania Northeast Region. 866-406-2379.
May 11. Lecture: “Finding Family: Preserving
April 10. Workshop: “Community Dialogue” in Your Family Treasures.” NARA–Northeast May 4. “Records Related to Military Service in
conjunction with the Afro-American Museum Region. 866-840-1752. the 18th, 19th, & 20th Centuries.” NARA–
of Philadelphia’s “Audacious Freedom” exhibit. Northeast Region. 866-406-2379.
June 8. Lecture: “Finding Family: Memories,
NARA–Mid Atlantic Region. 215-606-0112. Memoirs, and Family History: An Overview.” June 1. “Finding Your Ancestors in Maritime
NARA–Northeast Region. 866-840-1752. Records.” NARA–Northeast Region. 866-
Seattle, Washington
406-2379.
Continuing exhibit: “Faces in the Pacific Philadelphia, Pennsylvania
Northwest.” NARA–Pacific Alaska Region. May 7, June 4. First Friday Open House.
206-336-5115. NARA–Mid Atlantic Region. 215-606-0100.
Simi Valley, California Pittsfield, Massachusetts
Continuing exhibit. “Inside the White House.” April 8. “Researching Polish Ancestors.” NARA–
Reagan Library. 800-410-8354. Northeast Region. Call to register. 413-236-3600.
May 8. Annual Colonial America Experience. April 16. “Using Federal Census Records.”
Reagan Library. 800-410-8354. NARA–Northeast Region. Call to register.
413-236-3600.
West Branch, Iowa
April 23. “Using Military Records at the
Continuing exhibit: “Exploring Hoover’s Attic: National Archives.” NARA–Northeast Region.
Treasures, Keepsakes and Surprises.” Hoover Call to register. 413-236-3600.
Library. 319-643-5301.
April 30. “Finding Italian Ancestors–Parts
May 31. Civil War Remembrance Day. Hoover 1 and 2.” Northeast Region. Call to register.
Library. 319-643-5301. 413-236-3600.
Yorba Linda, California June 8. “Beginning Your Genealogy Research.
Northeast Region. Call to register. 413-236-3600.
Continuing exhibit: “School House to White
House.” Nixon Library. 714-983-9120. June 12. “Research in Ireland. Northeast
Region.” Call to register. 413-236-3600.
June 15. “Using Federal Census Records.” North-
Events Prologue 63
News & Notices
Choose from photographs by Ansel Adams and Dorothea Lange, drawings of lighthouses
and early sailing ships, and rare WW I and II posters. Also featured are unusual patent
drawings, colorful watercolor sketches of 19th-century landscapes of the American West,
and images from the World Wars and Vietnam.
Order a print, custom framed or unframed, in a variety of sizes, or gift items such as mugs,
T-shirts, greeting cards, mouse pads, and puzzles that feature the image of your choice.
Check back often as exciting new collections are made available.
Visit us at gallery.pictopia.com/archives
Publications
Citing Records in the National Archives of retire to Norfolk, Virginia, for repairs. Cumberland returned
the United States to Mexico to assist settlers fleeing a major Mayan insurrec-
Citing Records (General Information Leaflet No. 17) is a tion (known as the Caste War of Yucatán). The Cumberland
valuable guide for the researcher in government documents, made two additional cruises to the Mediterranean between
providing examples on how to cite National Archives rec 1849 and 1855 to uphold American neutrality. From 1857
ords in a variety of formats: textual, nontextual, microform, to 1859 she cruised as flagship of the African Squadron,
and electronic. It also provides guidelines for citing records patrolling for the suppression of the slave trade. Cumberland
from affiliated archives. This revised edition contains exam- became flagship of the Home Squadron in 1860 and made a
ples for citing digitized documents available on the agency’s return trip to Vera Cruz, Mexico. With the American Civil
web site as well as for additional categories of nontextual War, Cumberland sailed back to Hampton Roads and served
records, such as aerial photographs. For a free copy, contact with the North Atlantic Blockading Squadron, engaging
the Research Support Staff (NWCC1), 700 Pennsylvania in several minor actions, and as part of the 1861 Hatteras
Avenue, NW, Washington, DC, 20408; telephone 202-357- Expedition that captured the forts along the North Carolina
5400, 1-866-325-7208. coast. On March 8, 1862—the first day of the Battle of
Hampton Roads—Cumberland lay at anchor in Hampton
Microfilm Publications Roads, when the Confederate ironclad Virginia steamed
Microfilm publications are produced by the National up the Elizabeth River and rammed and sunk Cumberland,
Archives and Records Administration to make records which lost 121 men, including two officers. The engagement
holdings more widely available for research. Current proj- between the two ships is considered to be a turning point
ects include the filming of records related to Nazi-looted in the history of naval affairs as it showed the advantage of
Holocaust-era assets and military service records of the steam-powered armored ships over sail-powered wooden
United States Colored Troops (Civil War). A description of hulled ships.
a recent publication is provided below. A descriptive pam- The columnar sheets used in these logs contain detailed
phlet (DP) is available where indicated. meteorological and hydrographic data and instrument read-
ings indicating the position of the ship. There are also spaces
Logbooks of the USS Cumberland, October 1843–September that were used for recording general drills and exercises,
1859 (M2134, RG 24, 4 rolls) ocean temperature and other information about the surface
This microfilm series reproduces the logbooks of the USS of the ocean, and hydrographic and meteorological remarks.
Cumberland, active from 1842 to 1862. The logbooks for The remarks sheet contains whatever narrative account or
the periods before October 4, 1863, and after September 8, information was considered important; it describes actions
1959, are not extant. The Cumberland is best known for its engaged in and lists those wounded or killed in action. In
destruction on March 8, 1862, in the Battle of Hampton addition, logbooks often contain lists of enlisted men and
Roads by the Confederate ironclad Virginia. However, it notes on the condition and movements of the ship, the
served in various missions before then. quantity of stores, and disciplinary actions taken.
The Cumberland and her sister ships had a fully armed
spar deck, along with guns on the gun deck, resulting in a Other Recent Microfilm Publications
heavily armed, 50-gun warship. She was launched May 24, Soundex Index to Supplemental Manifests of Alien Passengers
1842, at the Boston Navy Yard, Boston, Massachusetts. and Crew Members Who Arrived on Vessels at New York, New
The ship’s first mission was in the Mediterranean, in- York, 1887–1921, Who Were Inspected for Admission, 1915–
cluding Port Mahon, Genoa, Naples, Toulon, Jaffa, 1921 (A3485, RG 85, 1 roll)
and Alexandria. Cumberland was flagship of the Home Manifests of Alien Arrivals at Ambrose, Antler, Carbury,
Squadron from February to December 1846. During the Fortuna, Noonan, Northgate, Portal, Sherwood, and Westhope,
Mexican-American War, she oversaw the blockade of the North Dakota, January 1921–December 1952 (A3560, RG
eastern Mexican coast, and participated in several attacks on 85, 1 roll)
Mexican ports before running aground, which caused her to Manifests of Alien Arrivals by Airplane at Houston, Texas,
Publications Prologue 69
the foundation for the National Archives
Top left: Historian and Pulitzer Prize–winning author Annette Gordon-Reed accepts her Records of Achievement Award during the Foundation’s
2009 Gala. Top right: Annette Gordon-Reed (center) enjoys the Gala with her husband, Robert Reed (left), and Acting Archivist of the United
States Adrienne Thomas (right), along with Foundation President Ken Lore (back row, left), Foundation Executive Director Thora Colot (center),
and Sean McCormack (right) of The Boeing Company, which sponsored the event for the fifth year. Above left: Foundation Board member Cokie
Roberts (left) was joined at the Gala by her niece, Charlotte Davidson (right). Above right: Maureen Cragin of The Boeing Company attended the
Gala with husband, Charlie Cragin.
Foundation Prologue 71
pieces of history
A
SEAL
of
GUILT
I
n the spring of 1860, the enterpris-
ing and opportunistic George W. L.
Bickley embarked on a tour of the
southern United States to recruit mem-
bers for his secret society, the Knights of
the Golden Circle. Bickley had formed
the KGC in the mid-1850s to extend
Southern interests (i.e., slavery) to a “Golden
Circle” of territories that included Mexico,
Central America, parts of South America, and
the Caribbean. He visited several cities in March
1860, signing up recruits and gathering money to
invade Mexico. In early April, however, disgruntled
“Knights” in New Orleans denounced Bickley as a fraud
and imposter.
Bickley continued to solicit support and funds for his
schemes but changed his focus after the election of 1860
brought Abraham Lincoln to the White House. Instead of
colonizing Mexico, the KGC would defend Southern rights Bickley never realized his grand dreams, but enough
against Yankee interference. men joined units of the Knights of the Golden Circle that
the threat to the Union seemed imminent in the minds of
some Northerners. Claims of tens of thousands of mem-
bers in Midwestern states—notably Indiana, Illinois, and
Ohio—stirred fears of conspiracies against the Republican
government.
The die for the seal of the Knights of the Golden Circle
came into the hands of the U.S. Army when Bickley was ar-
rested in Tennessee in July 1863. Although he tried to tell the
arresting officers that he had no connection with the KGC,
the contents of his trunk proved otherwise. Along with this
seal the Army found several other documents relating to
the Knights, including a copy of the Rules, Regulations and
Principles of the Knights of the Golden Circle; a calling card for
“Gen. Geo. Bickley” bearing the Confederate flag and the
letters “K.G.C.”; and another card that listed the secret signs
of recognition known by Knights. P
Above: Metal die for the seal of the Knights of the Golden Circle.
Right: Card listing the KGC's secret signs of recognition.
Spring 2010
N ational A rchives and R ecords A dministr ation
National Archives and Records Administration NARA–Southeast Region NARA-Pacific Region (Riverside)
700 Pennsylvania Avenue, NW 4712 Southpark Boulevard 23123 Cajalco Road
Washington, DC 20408-0001 Ellenwood, GA 30294-3595 Perris, CA 92570-7298
202-357-5400 404-736-2820 951-956-2054
E-mail: inquire@nara.gov E-mail: laguna.archives@nara.gov
NARA–Great Lakes Region (Chicago)
National Archives and Records Administration 7358 South Pulaski Road NARA–Pacific Region (Riverside)
8601 Adelphi Road Chicago, IL 60629-5898 23123 Cajalco Road
College Park, MD 20740-6001 773-948-9001 Perris, CA 92572-7298
301-837-2000 951-956-2000
E-mail: inquire@nara.gov NARA–Great Lakes Region (Dayton)
3150 Springboro Road NARA–Pacific Region (San Francisco)
NARA–Northeast Region (Boston) Dayton, OH 45439-1883 1000 Commodore Drive
380 Trapelo Road 937-425-0600 San Bruno, CA 94066-2350
Waltham, MA 02452-6399 650-238-3500
866-406-2379 NARA–Central Plains Region (Kansas City)
400 West Pershing Road NARA–Pacific Alaska Region (Seattle)
NARA–Northeast Region (Pittsfield) Kansas City, MO 64108-4306 6125 Sand Point Way, NE
10 Conte Drive 816-268-8000 Seattle, WA 98115-7999
Pittsfield, MA 01201-8230 206-336-5115
413-236-3600 NARA–Central Plains Region (Lee’s Summit)
200 Space Center Drive NARA–Pacific Alaska Region (Anchorage)
NARA–Northeast Region (New York City) Lee’s Summit, MO 64064-1182 654 West Third Avenue
201 Varick Street, 12th Floor 816-288-8100 Anchorage, AK 99501-2145
New York, NY 10014-4811 907-261-7800
212-401-1620 NARA–Central Plains Region (Lenexa)
17501 West 98th Street, Ste. 31-50 NARA–National Personnel Records Center
NARA–Mid Atlantic Region (Center City Philadelphia) Lenexa, KS 66219-1735 (Civilian Personnel Records)
900 Market Street 913-825-7800 111 Winnebago Street
Philadelphia, PA 19107-4292 St. Louis, MO 63118-4199
215-606-0100 NARA–Southwest Region 314-801-9250
501 West Felix Street
NARA–Mid Atlantic Region (Northeast Philadelphia) P.O. Box 6216 NARA–National Personnel Records Center
14700 Townsend Road Fort Worth, TX 76115-0216 (Military Personnel Records)
Philadelphia, PA 19154-1096 817-831-5620 9700 Page Avenue
215-305-2000 St. Louis, MO 63132-5100
NARA–Rocky Mountain Region 314-801-0800
NARA–Southeast Region Denver Federal Center, Building 48
5780 Jonesboro Road P.O. Box 25307 Washington National Records Center
Morrow, GA 30260-3806 Denver, CO 80225-0307 4205 Suitland Road
770-968-2100 303-407-5700 Suitland, MD 20746-8001
301-778-1600
Presidential Libraries
Herbert Hoover Library Lyndon Baines Johnson Library Jimmy Carter Library
210 Parkside Drive 2313 Red River Street 441 Freedom Parkway
P.O. Box 488 Austin, TX 78705-5702 Atlanta, GA 30307-1498
West Branch, IA 52358-0488 512-721-0200 404-865-7100
319-643-5301 www.lbjlib.utexas.edu www.jimmycarterlibrary.org
www.hoover.archives.gov
Richard Nixon Library Ronald Reagan Library
Franklin D. Roosevelt Library 18001 Yorba Linda Boulevard 40 Presidential Drive
4079 Albany Post Road Yorba Linda, CA 92886-3903 Simi Valley, CA 93065-0600
Hyde Park, NY 12538-1999 714-983-9120 805-577-4000/ 800-410-8354
845-486-7770 / 800-337-8474 www.nixonlibrary.gov www.reagan.utexas.edu
www.fdrlibrary.marist.edu
Richard Nixon Library–College Park George Bush Library
Harry S. Truman Library 8601 Adelphi Road 1000 George Bush Drive
500 West U.S. Highway 24 College Park, MD 20740-6001 College Station, TX 77845-3906
Independence, MO 64050-1798 301-837-3290 979-691-4000
816-268-8200 / 800-833-1225 bushlibrary.tamu.edu
www.trumanlibrary.org Gerald R. Ford Library
1000 Beal Avenue William J. Clinton Library
Dwight D. Eisenhower Library Ann Arbor, MI 48109-2114 1200 President Clinton Avenue
200 Southeast Fourth Street 734-205-0555 Little Rock, AR 72201-1749
Abilene, KS 67410-2900 www.fordlibrarymuseum.gov 501-374-4242
785-263-6700 / 877-746-4453 www.clintonlibrary.gov
www.eisenhower.archives.gov Gerald R. Ford Museum
303 Pearl Street, NW George W. Bush Library
John F. Kennedy Library Grand Rapids, MI 49504-5353 1725 Lakepointe Drive
Columbia Point 616-254-0400 Lewisville, TX 75057
Boston, MA 02125-3398 972-353-0545
617-514-1600 / 866-JFK-1960 www.georgewbushlibrary.gov
www.jfklibrary.org
Prologue Spring 2010