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The n e w e ng l a n d j o u r na l of m e dic i n e

original article

Age, Neuropathology, and Dementia


George M. Savva, Ph.D., Stephen B. Wharton, F.R.C.Path., Paul G. Ince, M.D.,
Gillian Forster, B.Sc., Fiona E. Matthews, Ph.D., and Carol Brayne, M.D.,
for the Medical Research Council Cognitive Function and Ageing Study

A bs t r ac t

Background
From the Department of Public Health Research in Alzheimers disease is focused mainly on younger old persons, whereas
and Primary Care, Institute of Public studies involving very old persons report attenuated relationships between the path-
Health, University of Cambridge, Cam-
bridge (G.M.S., C.B.); the Academic Unit ological features of Alzheimers disease and dementia.
of Pathology, University of Sheffield, Shef-
field (S.B.W., P.G.I., G.F.); and the Medi- Methods
cal Research Council Biostatistics Unit,
Institute of Public Health, Cambridge We assessed 456 brains donated to the population-based Medical Research Council
(F.E.M.) all in the United Kingdom. Cognitive Function and Ageing Study from persons 69 to 103 years of age at death.
Address reprint requests to Dr. Wharton We used a standard neuropathological protocol that included measures of the path-
at the Academic Unit of Pathology, Uni-
versity of Sheffield, Medical School, ological features of Alzheimers disease, cerebral atrophy, and cerebrovascular dis-
Beech Hill Rd., Sheffield S10 2RX, United ease. Neuropathological variables were dichotomized to represent no burden or a
Kingdom, or at s.wharton@sheffield.ac.uk. mild burden of pathological lesions as compared with a moderate or severe burden.
Drs. Savva and Wharton contributed Logistic regression was used to estimate the effect of age on the relationship be-
equally to this article. tween neuropathological features and dementia.
N Engl J Med 2009;360:2302-09.
Copyright 2009 Massachusetts Medical Society.
Results
The difference in the prevalence of moderate and severe Alzheimers-type patho-
logical changes between persons with and those without dementia decreased with
increasing age. The association between neocortical neuritic plaques and dementia
was strong at 75 years of age (odds ratio, 8.63; 95% confidence interval [CI], 3.81
to 19.60) and reduced at 95 years of age (odds ratio, 2.48; 95% CI, 0.92 to 4.14), and
similar attenuations with advancing age were observed in the association between
other pathological changes related to Alzheimers disease and dementia in all brain
areas. In contrast, neocortical cerebral atrophy maintained a relationship with age
in persons with dementia at both 75 years of age (odds ratio, 5.11; 95% CI, 1.94 to
13.46) and 95 years of age (odds ratio, 6.10; 95% CI, 2.80 to 13.28) and thus distin-
guished the cohort with dementia from the cohort without dementia.

Conclusions
The association between the pathological features of Alzheimers disease and de-
mentia is stronger in younger old persons than in older old persons. Age must be
taken into account when assessing the likely effect of interventions against demen-
tia on the population.

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Age, Neuropathology, and Dementia

D
uring the 20th century, interest tures of dementia and the clinical manifestation
in the dementias focused on specific dis- of dementia in a population-based cohort of the
orders defined by criteria that were devel- elderly.
oped for patients who had onset of dementia be-
fore the age of 65 years, which had come to be Me thods
considered by many as pathologically distinct from
late-onset dementia.1 In the second half of that Population selection and interview phases
century, the distinction between early-onset and The Medical Research Council Cognitive Function
late-onset dementias was challenged by the real- and Ageing Study (CFAS) is a multicenter, prospec-
ization that the hallmarks of Alzheimers disease tive, population-based study of older people in
in older persons were indistinguishable from those the United Kingdom. The study design and data
in younger persons with Alzheimers disease.2 on the prevalence and incidence of dementia have
Population epidemiologic studies of dementia have been previously reported and have been used in
revealed a relentless rise in the incidence of de- the development of international and national poli-
mentia into old age,3 and clinically diagnosed cies on dementia.5,8,10,14,15 The population base
Alzheimers disease is considered to be the major used was derived from lists of primary care phy-
subtype of dementia.4 The role of Alzheimers dis- sicians in specific geographic areas that included
ease in very old persons has become less clear since institutions that cared for elderly people. In five
the contribution of vascular and other pathologi- urban and rural centers in England and Wales,
cal changes has been recognized.5,6 random samples of approximately 2500 persons
Research in dementia is driven by the expecta- aged 64 years or older underwent a screening in-
tion that understanding the genetic and molecu- terview that included the MiniMental State Exam-
lar findings underlying clinical subtypes of de- ination (MMSE)16 and the Geriatric Mental State
mentia will result in major prevention strategies Automated Geriatric Examination for Computer
for the whole population.7 The greatest demo- Assisted Taxonomy (GMS-AGECAT)17 items related
graphic change is the increasing number of per- to organic disorders. The response rate was 82%.
sons over 85 years of age, in whom most cases Detailed assessment was conducted in a subsam-
of dementia will occur.8 It is therefore important ple of approximately 20% of subjects stratified
to know whether research findings in younger old according to the MMSE and the AGECAT organic-
persons, often in tertiary research settings, are ity scores. The screening and assessment process
relevant to older old persons in the population. was repeated after 2 years, and a further 20% of
Only a small number of brain-donation programs those not previously included were added to the
are linked to longitudinal, population-based stud- assessment group. This assessment group was fol-
ies of aging.9 Programs that have included persons lowed up again 6 years after baseline, and the en-
in the oldest age groups consistently show that tire remaining cohort was assessed 10 years after
these persons have mixed neuropathological fea- baseline. Additional interviews at 1, 3, and 8 years
tures10,11 and that those who die in their 80s and were conducted in samples of the assessment
90s may have pathological features of Alzheimers group. In a sixth center, 5200 people underwent
disease without a diagnosis of dementia during similar assessments at baseline, 1 or 2 years, 3 or
life.12 Current diagnostic criteria that seek to de- 4 years, 5 or 6 years, 8 years, and 10 years.
fine Alzheimers disease, vascular dementia, and Those who took part in assessment interviews
Lewy body dementia may not apply as well to the were asked whether they and their families were
oldest old as to the younger old, in whom they willing to consider brain donation after the re-
were generated. spondents death. The analysis presented here was
The relationship between underlying biology based on 456 brains donated up to July 2004 (data
and clinical phenotype in the oldest old merits set version 3.1).
further examination, because current diagnosis,
treatment, and management are predominantly Diagnosis of dementia
shaped by research based on the younger old.13 Dementia status at death was determined on the
Here we explore the effect of age on the relation- basis of all information available for each respon-
ship between the classic neuropathological fea- dent. This information was based on interviews

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The n e w e ng l a n d j o u r na l of m e dic i n e

during the last years of life, including the full Logistic regression was used to model the effect
GMS-AGECAT diagnostic algorithm17 that was of age on the relationship between neuropatho-
equivalent to that in the Diagnostic and Statistical logical lesions and dementia. Each dichotomized
Manual of Mental Disorders, third edition, revised pathological indicator was considered as an out-
(DSM-III-R), interviews with informants after the come, and the effects of age and dementia and their
respondents death when this was possible, and interaction were included in the model. Age at
death certification. Dementia was diagnosed be- death was modeled as a continuous variable to
fore death in 243 of the 456 respondents, and 183 estimate the association between pathology and
were determined not to have dementia. Sufficient dementia at different ages and to test for interac-
information for a diagnosis of dementia was not tions. For analysis of the relationship between the
available for an additional 30 respondents, who prevalence of lesions and dementia at death, the
were excluded from the analysis. The approach to subjects were divided into five age groups: under
the diagnosis of dementia in the CFAS is described 80, 80 to 84, 85 to 89, 90 to 94, and over 94 years
in the Supplementary Appendix, available with the of age.
full text of this article at NEJM.org. Sensitivity analyses were conducted for the ef-
fects of potential confounders. These analyses in-
Neuropathological assessment cluded sex, level of education, social class, time
Assessment by neuropathologists who were un- since last interview, and center, as well as the in-
aware of all clinical data was conducted accord- teraction of each of these with dementia. Further
ing to a modified Consortium to Establish a Reg- analyses included only those participants who
istry for Alzheimers Disease (CERAD) protocol received an assessment 1 year before death and
(www.cfas.ac.uk).10,18 Neuropathological lesions excluded all those with prevalent dementia at
of Alzheimers disease, diffuse plaques, neuritic baseline.
plaques, and neurofibrillary tangles in the ento-
rhinal, hippocampal, frontal, temporal, parietal, R e sult s
and occipital cortexes were classified into four
categories (none, mild, moderate, and severe). Cor- Sample Characteristics
tical atrophy was assessed macroscopically in each The sex, age, and dementia status of the members
brain area, without knowledge of microscopical of the cohort at death are given in Table 1. More
findings, and classified as absent, mild, moderate, than 63% of donors were 85 years of age or older
or severe. Lewy bodies and hemorrhages, region- at death; 59% were women. Among those who had
al infarcts (>1 cm in diameter), and small-vessel not received a diagnosis of dementia, there was no
disease (severe arteriosclerosis, lacunes, microin- significant association between age and MMSE
farcts, or severe white-matter attenuation) were score at the most recent assessment before death.
scored according to the CERAD protocol. Some Among those who died with dementia, the MMSE
subjects had more than one of the vascular path- score was lower (indicating poorer function) in the
ological changes that were assessed. Inter-rater older groups. The time since the last interview
reliability for cerebral atrophy, tangles, plaques, was similar in all age groups. Among those who
Lewy bodies, and amyloid angiopathy was validated died without dementia, the causes of death were
among contributing pathologists at the begin- similar in those who had an autopsy and those who
ning of the study by circulating photographs of did not (the cause of death was cancer in 23% and
macroscopic findings and slides of microscopi- 24% of respondents, respectively, and cardiovas-
cal findings.10 cular disease in 45% and 44%).

Statistical Analysis Age and Alzheimers diseasetype


Variables were dichotomized so that moderate and pathological lesions
severe scores were considered to represent a sig- The distribution of each pathological lesion accord-
nificant burden of pathological lesions, as com- ing to age group and dementia status is shown in
pared with no score and mild scores, which rep- Table 1 in the Supplementary Appendix. The mod-
resented no burden or a low burden. In accordance eled and observed prevalence rates of pathologi-
with the CERAD protocol, maximum neocortical cal changes are shown in Figure 1. Among persons
scores for each lesion and for atrophy were used. without dementia, the prevalence of moderate or

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Age, Neuropathology, and Dementia

Table 1. Characteristics of the Respondents According to Age at Death.

<80 Yr 8084 Yr 8589 Yr 9094 Yr 95 Yr Total


Characteristic (N=89) (N=79) (N=125) (N=104) (N=59) (N=456)
Sex (no.)
Male 48 35 57 34 14 188
Female 41 44 68 70 45 268
Dementia status (no.)
Dementia 25 40 70 63 45 243
No dementia 57 35 44 35 12 183
Unknown 7 4 11 6 2 30
Median MMSE score at last interview*
Dementia 9 11 5 4 9 7
No dementia 26 26 23 24 24 25
Mean interval between last interview
and death (yr)
Dementia 1.4 2.0 1.7 1.5 1.4 1.4
No dementia 1.4 1.4 1.4 1.5 1.6 1.6

* MiniMental State Examination (MMSE) scores range from 0 to 30, with higher scores indicating better cognitive
function.

severe neuritic plaques and of neurofibrillary tan- less strongly associated with dementia than were
gles in each area increased with increasing age at neuritic plaques at the age of 75 years, but by the
death. The prevalence of these pathological chang- age of 95 years these two neuropathological chang-
es in those who died with dementia either remained es showed a similar association with dementia.
constant or tended to decline with age. Conse- Adjustment for demographic factors and inclu-
quently, the difference in the burden of pathologi- sion only of participants who received a diagnosis
cal lesions between persons who died with and of dementia close to death did not alter our find-
those who died without dementia was less in those ings (see Table 2 in the Supplementary Appendix).
who died at older ages. In contrast, the prevalence
of cortical atrophy was higher at all ages among Vascular pathological features and Lewy
those who died with dementia than among those bodies
who died without dementia. Small-vessel disease, infarcts, and the presence of
The association between pathological lesions more than one vascular pathological change were
and dementia, as estimated by our regression associated with dementia in the younger old. These
model, was compared in persons who died at 75 associations were less pronounced in the older old,
years of age and in those who died at 95 years of but the effect of age on the association was not
age (Table 2). These ages were selected in the significant. Lewy bodies were identified in 24 per-
model for comparison between younger and older sons, 21 of whom were diagnosed with demen-
persons. Atrophy of the hippocampus and the tia, with no evidence of an association with age.
neocortex was strongly associated with dementia
at all ages. Neuritic plaques and neurofibrillary Discussion
tangles were strongly associated with dementia
at 75 years of age, but the association was less This cohort-based study has sufficient power to
strong at 95 years. This difference between the model the pathological changes associated with
younger old and the older old was observed for dementia across the age range from 70 to 100 years.
both the hippocampus and the neocortex, al- Using a careful definition of dementia status be-
though the effect was less striking for neocorti- fore death, we found that the relationship between
cal neurofibrillary tangles. Diffuse plaques were the clinical manifestations of dementia and un-

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The n e w e ng l a n d j o u r na l of m e dic i n e

A Hippocampus
Atrophy Neuritic Plaques Tangles
100 100 100 With dementia

With dementia
Prevalence (%) 80 80 80

With dementia
60 60 60

40 40 40

Without dementia
20 20 20
Without
dementia Without dementia
0 0 0
0 70 80 90 100 0 70 80 90 100 0 70 80 90 100
Age at Death (yr) Age at Death (yr) Age at Death (yr)

B Neocortex
Atrophy Neuritic Plaques Tangles
100 100 100

With dementia
80 80 80
With dementia
With dementia
Prevalence (%)

60 60 60

40 40 40

20 20 20
Without
Without
Without dementia dementia
dementia
0 0 0
0 70 80 90 100 0 70 80 90 100 0 70 80 90 100
Age at Death (yr) Age at Death (yr) Age at Death (yr)

Figure 1. Modeled and Observed Prevalence of Moderate or Severe Pathological Lesions According to Age.
Persons who died with dementia (yellow)
ICM
AUTHOR: Savva (Wharton)
are compared RETAKE
with those who died 1st dementia (blue). Filled sym-
without
FIGURE: 1 of 1 2nd
REG F of moderate or severe pathological lesions, and I bars show the 95% confi-
bols represent the observed prevalence
3rd
dence intervals. The solid and broken
CASElines represent modeled prevalence values.
Revised
EMail Line 4-C SIZE
ARTIST: ts H/T H/T
Enon 33p9
Combo
derlying neuropathological findings varies with was high, and all follow-up activity was assessed
AUTHOR, PLEASE NOTE: 22
age within this population-based Figure
cohort
has of
beenbrain
redrawn for potential
and type has beenbias
reset.due to attrition. The response
donors. Our study confirms earlier reports of con- rate among those who agreed to brain donation
Please check carefully.

siderable overlap in the burden of neuropathologi- was high, considering the sensitive nature of this
JOB: 36019 ISSUE: 05-07-09
cal features of Alzheimers disease between groups work, and has been scrutinized to exclude bias.10
of the oldest old persons with dementia and those The selection of persons to be interviewed for
without dementia.10,19,20 In those dying without assessment of dementia, from whom the donor
dementia, we confirm that the burden of Alzhei cohort was derived, was weighted toward the cog-
mers-type disease in the population increases with nitively impaired, but no further bias in the do-
increasing age at death.12,21 In contrast, cortical nation process has been detected. Abrupt termi-
atrophy remains strongly associated with demen- nal decline could potentially affect our findings,
tia in all age groups. but the diagnostic method makes it unlikely that
The use of the primary care system registry of this would have led to an inaccurate diagnosis of
the United Kingdom ensured that the entire popu- dementia. The 30 respondents for whom the di-
lation in the areas chosen, including persons liv- agnosis of dementia was doubtful were excluded
ing in institutions, served as the basis for selec- from the analysis. The method for diagnosing de-
tion of the sample. The response rate at baseline mentia has been validated and is used widely in

2306 n engl j med 360;22 nejm.org may 28, 2009


Age, Neuropathology, and Dementia

Table 2. Odds Ratios for the Association between Neuropathological Features and Dementia at Death, Modeled
at the Ages of 75 and 95 Years.*

Variable 75 Yr of Age 95 Yr of Age P Value


odds ratio (95% CI)
Tangles
Hippocampus 8.61 (3.6620.27) 2.11 (1.054.25) 0.03
Neocortex 35.16 (8.16153.31) 7.04 (2.4022.87) 0.14
Entorhinal cortex 4.72 (1.9711.30) 2.94 (1.376.29) 0.48
Neuritic plaques
Hippocampus 10.19 (4.2824.25) 1.42 (0.712.82) 0.002
Neocortex 8.63 (3.8119.60) 2.48 (0.924.14) 0.04
Entorhinal cortex 7.18 (2.9917.25) 2.28 (1.114.67) 0.08
Diffuse plaques
Hippocampus 2.36 (1.105.10) 2.12 (1.084.16) 0.86
Neocortex 2.67 (1.245.74) 1.83 (0.953.48) 0.42
Entorhinal cortex 2.91 (1.147.45) 1.19 (0.562.53) 0.20
Cortical atrophy
Hippocampus 7.96 (2.6723.68) 4.22 (1.809.91) 0.43
Neocortex 5.11 (1.9413.46) 6.10 (2.8013.28) 0.81
Vascular pathology
More than one vascular pathological 2.36 (1.095.11) 1.56 (0.803.04) 0.48
change
Infarcts 2.87 (1.296.40) 1.09 (0.532.26) 0.12
Hemorrhage 0.87 (0.154.93) 0.73 (0.153.57) 0.90
Lacunes 1.41 (0.583.46) 1.99 (0.884.51) 0.62
Small-vessel disease 2.69 (1.156.31) 1.79 (0.893.61) 0.52

* All pathological measures were recorded in accordance with the protocol of the Consortium to Establish a Registry for
Alzheimers Disease. The model is based on the presence of moderate or severe neurofibrillary tangles, neuritic
plaques, diffuse plaques, and cortical atrophy. Vascular lesions are classified as present or absent rather than graded
according to severity. The odds ratios were generated from a series of logistic-regression models; the dependent (out-
come) variable for each model was a neuropathological variable, and the independent variables were dementia, age,
and the interaction between age and dementia.
P values represent the significance of the effect of age at death on the association between neuropathological features
and dementia in the model.

different settings.23,24 The assessment of demen- convergence of neuropathological profiles at older


tia from informant reports was based on the ages in persons with and those without demen-
DSM-III-R, an approach supported by the previous tia, since the MMSE scores of those who died with
validation studies performed with the use of the and those who died without dementia appear to
GMS-AGECAT instrument. diverge slightly with increasing age. None of the
If our findings were artifacts due to misclas- sensitivity analyses led to different conclusions,
sification of persons with regard to dementia sta- a result suggesting that neither demographic
tus, such misclassification would have to be dif- factors nor the study design can explain our
ferentially associated with age. It could be argued findings.
that extremely old persons might receive a diag- The neuropathological assessment was based
nosis of dementia because of a greater prevalence on a modified CERAD protocol. We retained this
of impairments, including vision and hearing, but basic assessment during the whole study to gen-
the interviews take these possibilities into account. erate consistent data. The CERAD assessment re-
The severity of dementia also does not explain the lied on hematoxylin and eosin or ubiquitin stain-

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The n e w e ng l a n d j o u r na l of m e dic i n e

ing to identify Lewy bodies; therefore, although Atrophy reflects both Alzheimers-type pathologi-
our findings are robust, they need further con- cal changes and other factors, such as loss of
firmation with current techniques of staining. neurons, axodendritic pruning, and reduced syn-
Among those persons who died with demen- aptic density, that occur in the course of normal
tia, the distribution of Alzheimers-type patho- aging and are a correlate of dementia.31 Perhaps
logical features remained roughly constant with if life span were sufficiently prolonged in some
increasing age, and consequently there was a de- persons, aging changes in the brain, such as syn-
cline in the association between the burden of aptic loss, could result in dementia without sub-
Alzheimers-type pathological features and demen- stantial Alzheimers-type pathological changes.32
tia. With increasing age, there is a decrease in the Mixed pathologic factors are common in the
ability to predict dementia on the basis of the bur- older brain and contribute to dementia and cog-
den of neuritic plaques in the hippocampus and nitive impairment.11,33,34 Coexisting pathological
neocortex and of neurofibrillary tangles in the changes, often vascular, may lower the burden of
hippocampus. Neuropathological validation of the Alzheimers-type pathological features that are re-
diagnosis of Alzheimers disease, based on con- quired to produce dementia and thus are poten-
firmation of the presence of these changes, has tial confounders in an analysis of interactions be-
a different meaning in the oldest old, because tween Alzheimers-type pathological changes and
that same burden of pathological features may age. However, a recent analysis of a smaller cohort,
frequently be found in persons of the same age which was not representative of a population and
who do not have dementia. The association be- which excluded those with any vascular disease
tween neocortical neurofibrillary tangles and de- in the brain, also showed an attenuated associa-
mentia during life remains strong at all ages, al- tion between Alzheimers-type pathological fea-
though the association is somewhat attenuated at tures and dementia in the oldest persons.35 To
increased ages. Previous studies support the idea date, there is no protocol that has been widely
of a convergence of Alzheimers-type pathological validated and made operational that can score the
features in people with and in those without de- diversity of vascular pathology encountered in the
mentia at very advanced ages: older persons with aging brain. Without such a protocol, analysis of
dementia have fewer Alzheimers-type pathologi- the interaction between Alzheimers-type and vas-
cal features at death than do younger persons with cular pathological features remains limited.
dementia,25 indexes of cholinergic innervations The exponential relationship between age and
converge between persons with and those with- the prevalence of dementia, combined with the
out dementia at advanced ages,26,27 and the rela- increasing number of people surviving into old
tionship between Alzheimers-type pathological age, is driving the prevalence of dementia upward
features and dementia is clearest in the younger in the oldest old age groups. The CFAS, as a pop-
old.28,29 ulation-based study, can examine the implications
These results suggest that additional factors of this increase. The study shows that the rela-
determine the clinical expression of dementia in tionship between neuropathological indexes and
the oldest old. Hypothetically, these might include dementia changes with age and that this change
varying tolerance to neuropathological lesions; needs to be taken into account in models of de-
varying speed of lesion development, allowing mentia. Current disease-based classifications are
compensatory processes; and interaction with co- based on discrete entities, such as Alzheimers
existing illnesses. Neuronal and synaptic loss may disease, vascular dementia, or mixed dementia.
represent an integral final common pathway me- Our and other findings suggest this is a simpli-
diating the effects of such factors. We found that fication and that the pathological basis of demen-
cortical atrophy increases with age and continues tia should be considered as an interaction among
to differentiate persons with dementia from those pathological changes, compensatory mechanisms,
without dementia in all age groups, a finding and underlying synaptic dysfunction. Cognitive
echoing much earlier observations.30 Atrophy, a dysfunction in later life is a life-span issue and is
feature commonly seen on neuroimaging, emerges affected by genetic, developmental, and lifestyle
as a robust marker of the accumulation of patho- factors, accumulated neural insults, innate and
logical lesions and the failure of compensatory acquired cerebral reserve and compensatory mech-
mechanisms, both of which lead to dementia. anisms, and age-related decline. The diverse in-

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Age, Neuropathology, and Dementia

terplay of these factors must account for the varia- effective in the oldest old. Age cannot be neglected
tion in cognitive outcome that is observed among if the effect of dementia on the population is to
individual persons for particular pathological be addressed and the most effective strategies are
changes in the brain that are associated with age. to be developed.
This holistic view offers the opportunity to explore Supported by a grant (G9901400) from the Medical Research
Council, United Kingdom.
diverse factors that underlie dementia and sug- No potential conflict of interest relevant to this article was
gests that therapeutic interventions based solely reported.
We thank the respondents, their families, and their family
on studies in younger cohorts in the context of physicians for all their help in the study and particularly for
the classic view of Alzheimers disease will be less agreement to participate in the brain-donation program.

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