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Page 1
411 F.2d 436
(Cite as: 411 F.2d 436)

[2] Federal Civil Procedure 170A 2470.4

United States Court of Appeals Second Circuit. 170A Federal Civil Procedure
Dr. Harold D. KLETSCHKA, Plaintiff-Appellant, 170AXVII Judgment
v. 170AXVII(C) Summary Judgment
William J. DRIVER, Individually and as Adminis- 170AXVII(C)1 In General
trator of the Veterans Administration, et al., De- 170Ak2465 Matters Affecting Right to
fendants-Appellees. Judgment
No. 418, Docket 32698. 170Ak2470.4 k. Right to Judgment
as Matter of Law. Most Cited Cases
Argued March 6, 1969. (Formerly 170Ak2470)
Decided April 22, 1969. Summary judgment may not be rendered unless
pleadings and supplementary affidavits show that
Action by Veterans' Administration doctor, who
there is no genuine issue as to any material fact and
had been ordered transferred from veterans' hospital
that moving party is entitled to judgment as matter
and whose research grant had not been renewed, for
of law. Fed.Rules Civ.Proc. rule 56(c), 28 U.S.C.A.
injunctive relief and damages for interference with
employment rights by certain federal and state offi- [3] Federal Courts 170B 92
cials. The United States District Court for the
Northern District of New York, Edmund Port, J., 170B Federal Courts
rendered summary judgment against plaintiff, and 170BII Venue
plaintiff appealed. The Court of Appeals, Lumbard, 170BII(A) In General
Chief Judge, held that the record presented fact 170Bk92 k. Different Districts in Same
questions as to whether the transfer was disciplin- State; Different Divisions in Same District. Most
ary, so as to entitle plaintiff doctor to a hearing, and Cited Cases
as to whether there had been violation of federal Venue of action by Veterans Administration doctor
rights under color of state law. against state and federal defendant, for injunctive
relief and damages on account of his transfer from
Reversed in part, affirmed in part, and remanded Veterans Administration hospital in northern New
for further proceedings. York was properly laid in Northern District of New
York. 28 U.S.C.A. § 1391(b, e).
West Headnotes
[4] Administrative Law and Procedure 15A
[1] Federal Courts 170B 802
651
170B Federal Courts
15A Administrative Law and Procedure
170BVIII Courts of Appeals
15AV Judicial Review of Administrative De-
170BVIII(K) Scope, Standards, and Extent
cisions
170BVIII(K)3 Presumptions
15AV(A) In General
170Bk802 k. Summary Judgment.
15Ak651 k. In General. Most Cited Cases
Most Cited Cases
In absence of statute explicitly precluding judicial
(Formerly 106k406.5(3))
review, extent to which agency action may be scru-
Truth of complaint must be assumed for purpose of
tinized by courts depends on assessment of need
reviewing propriety of summary judgment for de-
for, and feasibility of, review on one hand and pos-
fendants.

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sible disruption of administrative process which force, in connection with personnel decision, to that
might be occasioned by review on the other. extent action of Administration is reviewable under
Administrative Procedure Act. 5 U.S.C.A. § 701(a).
[5] Officers and Public Employees 283 72.40
[8] United States 393 39(5)
283 Officers and Public Employees
283I Appointment, Qualification, and Tenure 393 United States
283I(H) Proceedings for Removal, Suspen- 393I Government in General
sion, or Other Discipline 393k39 Compensation of Officers, Agents,
283I(H)3 Judicial Review and Employees
283k72.40 k. In General. Most Cited 393k39(5) k. Additional Compensation.
Cases Most Cited Cases
(Formerly 283k72(2)) Veterans Administration's failure to restore to doc-
Where challenged personnel decision falls short of tor upon his return from service a research grant
discharge, generally, courts should seek to discour- made before he left was a nonreviewable discre-
age arbitrary agency action by enforcing various tionary decision. 5 U.S.C.A. § 701(a); Universal
procedural rights of affected employees, yet not by Military Training and Service Act, § 9(b) (A) (i),
undertaking full substantive review of justification 50 U.S.C.A.App. § 459(b) (A) (i).
for decision.
[9] United States 393 125(30)
[6] Federal Courts 170B 927
393 United States
170B Federal Courts 393IX Actions
170BVIII Courts of Appeals 393k125 Liability and Consent of United
170BVIII(L) Determination and Disposition States to Be Sued
of Cause 393k125(28) Particular Departments, Of-
170Bk926 Affirmance ficers, or Agencies, Suits Against
170Bk927 k. Particular Cases. Most 393k125(30) k. Defense Department.
Cited Cases Most Cited Cases
(Formerly 106k406.9(4)) District court has jurisdiction to grant declaratory
Dismissal of complaint against chairman of Federal and injunctive relief if Veterans Administration em-
Civil Service Commission would be affirmed where ployee can establish that he is entitled to procedural
plaintiff, who alleged that Commission had failed protection afforded by statute requiring hearing be-
to grant him relief from transfer, cited no authority fore disciplinary action; such relief operating on in-
for review and did not include in record any papers dividuals in their official capacities would not con-
relating to Commission proceedings. travene sovereign immunity. 5 U.S.C.A. § 703; 38
U.S.C.A. § 4110.
[7] United States 393 36
[10] United States 393 125(5)
393 United States
393I Government in General 393 United States
393k36 k. Appointment or Employment and 393IX Actions
Tenure of Agents, Clerks, and Employees in Gener- 393k125 Liability and Consent of United
al. Most Cited Cases States to Be Sued
If Veterans Administration employee can point to 393k125(5) k. Mode and Sufficiency of
violation of statutory right, which courts may en- Waiver or Consent. Most Cited Cases

© 2010 Thomson Reuters. No Claim to Orig. US Gov. Works.


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(Cite as: 411 F.2d 436)

Administrative Procedure Act constitutes waiver of (Formerly 106k406.6(16))


sovereign immunity concerning those claims which Claim under statute which was not referred to in
come within its scope. 5 U.S.C.A. § 703. brief or in oral argument was deemed abandoned on
appeal.
[11] Federal Civil Procedure 170A 2484.5
[14] Conspiracy 91 7.5(1)
170A Federal Civil Procedure
170AXVII Judgment 91 Conspiracy
170AXVII(C) Summary Judgment 91I Civil Liability
170AXVII(C)2 Particular Cases 91I(A) Acts Constituting Conspiracy and Li-
170Ak2484.5 k. Armed Services, Ac- ability Therefor
tions Involving. Most Cited Cases 91k7.5 Conspiracy to Interfere with Civil
(Formerly 170Ak2481) Rights
Record in action by Veterans Administration doctor 91k7.5(1) k. In General. Most Cited
against Veterans Administration officials for relief Cases
against transfer presented genuine issue of material (Formerly 91k7.5, 78k2)
fact as to whether transfer was in fact disciplinary, Veterans Administration doctor who claimed that
so as to entitle doctor to hearing, and summary his transfer had been result of conspiracy was not
judgment was precluded. Fed.Rules Civ.Proc. rule entitled to relief under civil rights statute covering
56(c), 28 U.S.C.A.; 5 U.S.C.A. § 703; 38 U.S.C.A. conspiracies under color of state law to deprive a
§ 4110. person of equal protection of laws, where actions
taken by defendants were directed only against
[12] United States 393 36 plaintiff as individual. 42 U.S.C.A. § 1985(3).

393 United States [15] Federal Civil Procedure 170A 2484.5


393I Government in General
393k36 k. Appointment or Employment and 170A Federal Civil Procedure
Tenure of Agents, Clerks, and Employees in Gener- 170AXVII Judgment
al. Most Cited Cases 170AXVII(C) Summary Judgment
Statute conferring right to hearing before disciplin- 170AXVII(C)2 Particular Cases
ary action by Veterans Administration was intended 170Ak2484.5 k. Armed Services, Ac-
to guard against arbitrary treatment of personnel tions Involving. Most Cited Cases
without giving employee opportunity to refute (Formerly 170Ak2481)
charges; disciplinary action by any name requires Record in action by Veterans Administration doctor
for its legitimization a full hearing. 38 U.S.C.A. § who sued federal and state defendants on account
4110, 4110(d). of his transfer from one hospital to another, presen-
ted fact issue as to whether he had been deprived of
[13] Federal Courts 170B 915 his constitutional and statutory rights to a hearing,
precluding summary judgment for defendants on
170B Federal Courts
his claim under civil rights laws. Fed.Rules
170BVIII Courts of Appeals
Civ.Proc. rule 52, 28 U.S.C.A.; 42 U.S.C.A. § 1981
170BVIII(K) Scope, Standards, and Extent
et seq.
170BVIII(K)7 Waiver of Error in Appel-
late Court [16] Civil Rights 78 1325
170Bk915 k. In General. Most Cited
Cases 78 Civil Rights

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(Cite as: 411 F.2d 436)

78III Federal Remedies in General 360 States


78k1323 Color of Law 360I Political Status and Relations
78k1325 k. State or Territorial Action, or 360I(B) Federal Supremacy; Preemption
Individual or Private Action, in General. Most 360k18.25 k. Education. Most Cited
Cited Cases Cases
(Formerly 78k196.1, 78k196, 78k13.5(1), 78k3) (Formerly 360k4.12)
Informal, behind the scenes exertion of state au- Even if New York law granted medical school offi-
thority is as much within scope of civil rights stat- cials immunity from suit, this would not be binding
utes as more usual examples of formal and open ac- on federal court in civil rights action, and court
tion leading to denial of federal rights. 42 U.S.C.A. must determine whether policy of liability reflected
§ 1983. by civil rights statutes requires that local rule of im-
munity be overridden or whether local rule must be
[17] Civil Rights 78 1005 followed to avoid too great an interference with ef-
ficient operation of state government. 42 U.S.C.A.
78 Civil Rights
§ 1983.
78I Rights Protected and Discrimination Prohib-
ited in General [20] Conspiracy 91 7.5(1)
78k1002 Constitutional and Statutory Provi-
sions 91 Conspiracy
78k1005 k. Power to Enact and Validity. 91I Civil Liability
Most Cited Cases 91I(A) Acts Constituting Conspiracy and Li-
(Formerly 78k103, 78k2.1, 78k2) ability Therefor
Fourteenth Amendment gave Congress power to le- 91k7.5 Conspiracy to Interfere with Civil
gislate against state action of every kind having ef- Rights
fect of impairing federally guaranteed rights. 91k7.5(1) k. In General. Most Cited
U.S.C.A.Const. Amend. 14. Cases
(Formerly 91k7.5, 78k2)
[18] Civil Rights 78 1430 Joint conspiracy between federal and state officials
may carry same consequences under civil rights
78 Civil Rights
laws as joint action by state officials and private
78III Federal Remedies in General
persons. 42 U.S.C.A. § 1983.
78k1425 Questions of Law or Fact
78k1430 k. Employment Practices. Most [21] Civil Rights 78 1004
Cited Cases
(Formerly 78k244, 78k13.14, 78k13) 78 Civil Rights
Record in action by Veterans Administration doctor 78I Rights Protected and Discrimination Prohib-
against state medical school officials on account of ited in General
doctor's transfer from Veterans Administration hos- 78k1002 Constitutional and Statutory Provi-
pital which was operated in connection with school sions
presented fact issue as to whether alleged depriva- 78k1004 k. Purpose and Construction in
tion of federal rights had resulted from school offi- General. Most Cited Cases
cials' influence. Fed.Rules Civ.Proc. rule 52, 28 (Formerly 78k181, 78k13.1, 78k2)
U.S.C.A.; 42 U.S.C.A. § 1983; U.S.C.A.Const. Evident purpose of civil rights statute was to
Amend. 14. provide remedy when federal rights have been viol-
ated through use or misuse of power derived from
[19] States 360 18.25 state. 42 U.S.C.A. § 1983.

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[22] Civil Rights 78 1325 to state cause of action become insufficient once
opposed by motion for summary judgment suppor-
78 Civil Rights ted by affidavit. Fed.Rules Civ.Proc. rule 56(e), 28
78III Federal Remedies in General U.S.C.A.
78k1323 Color of Law
78k1325 k. State or Territorial Action, or [25] Federal Civil Procedure 170A 2484.5
Individual or Private Action, in General. Most
Cited Cases 170A Federal Civil Procedure
(Formerly 78k197, 78k13.5(2), 78k2) 170AXVII Judgment
When violation of federal rights is joint product of 170AXVII(C) Summary Judgment
exercise of state power and nonstate power, test un- 170AXVII(C)2 Particular Cases
der Fourteenth Amendment and civil rights statute 170Ak2484.5 k. Armed Services, Ac-
is whether state or its officials played significant tions Involving. Most Cited Cases
role in result. 42 U.S.C.A. § 1983; U.S.C.A.Const. (Formerly 170Ak2481)
Amend. 14. Affidavits offered by veterans' hospital doctors in
support of their motion for summary judgment and
[23] Federal Civil Procedure 170A 2484.5 plea of official immunity, were insufficient to war-
rant grant of summary judgment, where they did
170A Federal Civil Procedure not disclose exact nature of their actions and pre-
170AXVII Judgment cise scope of their official duties. Fed.Rules
170AXVII(C) Summary Judgment Civ.Proc. rule 56(e), 28 U.S.C.A.
170AXVII(C)2 Particular Cases
170Ak2484.5 k. Armed Services, Ac- [26] Officers and Public Employees 283 114
tions Involving. Most Cited Cases
(Formerly 170Ak2481) 283 Officers and Public Employees
Record in action by Veterans Administration doctor 283III Rights, Powers, Duties, and Liabilities
against Veterans Administration executives and 283k114 k. Liabilities for Official Acts. Most
veterans' hospital officers on account of claimed Cited Cases
denial of federal rights to veterans' hospital doctor Plea of official immunity cannot be sustained until
presented fact issues, precluding summary judg- court has knowledge of exact nature of defendants'
ment, as to hospital officers, but not as to Washing- actions and precise scope of their official duties.
ton officials, under civil rights statute. Fed.Rules
[27] Federal Courts 170B 15
Civ.Proc. rule 52, 28 U.S.C.A.; 42 U.S.C.A. § 1983
. 170B Federal Courts
170BI Jurisdiction and Powers in General
[24] Federal Civil Procedure 170A 2536.1
170BI(A) In General
170A Federal Civil Procedure 170Bk14 Jurisdiction of Entire Contro-
170AXVII Judgment versy; Pendent Jurisdiction
170AXVII(C) Summary Judgment 170Bk15 k. Federal Question Cases in
170AXVII(C)3 Proceedings General, Claims Pendent To. Most Cited Cases
170Ak2536 Affidavits (Formerly 106k263)
170Ak2536.1 k. In General. Most District court in action against federal and state of-
Cited Cases ficials, arising out of transfer of Veterans Adminis-
(Formerly 170Ak2536) tration doctor, should retain pendent jurisdiction
General allegations which may have been sufficient over doctor's state claims for slander and tortious

© 2010 Thomson Reuters. No Claim to Orig. US Gov. Works.


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interference with employment relation, where all cuse, New York, to one in Houston, Texas. He al-
defendants in pendent claims were before court in leges that this transfer, and certain other adminis-
at least one other federal claim, although district trative actions taken against him, were the products
court might reassess wisdom of exercising pendent of a conspiracy among the officials of the V.A. and
jurisdiction as litigation progresses. the state medical school at Syracuse and violated
his rights under the Constitution, various federal
[28] United States 393 78(13) and state statutory provisions, and state common
law. The complaint prays for declaratory and in-
393 United States
junctive relief, as well as damages against the de-
393V Liabilities
fendants.
393k78 Torts
393k78(13) k. Scope of Office or Em- The district court granted summary judgment in fa-
ployment; Line of Duty. Most Cited Cases vor of the defendants, relying on different grounds
Veterans Administration administrator, as head of for the various causes of action. The facts alleged
federal agency, was immune from liability for were found insufficient to establish the violation of
slander and tortious interference with employment any federal right, and in addition the court ruled
relation, with respect to transfer of veterans' hospit- that sovereign immunity barred several of the
al doctor, where it did not appear that his actions causes of action. No meritorious or substantial fed-
were beyond outer perimeter of his line of duty. eral claim being presented the district court de-
*439 Bernard T. King, Syracuse, N.Y. (Blitman & clined to exercise pendent jurisdiction over the state
King, Syracuse, N.Y., on the brief), for plaintiff- common law claims.
appellant.
We reverse in part and affirm in part. We hold that
Lillian Z. Cohen, New York, N.Y. (Louis J. Le- material issues of law and *440 fact, making sum-
fkowitz, Atty. Gen., of the State of New York and mary judgment inappropriate, exist with respect to
William G. O'Brien, on the brief), for defendants-ap- plaintiff's claims that he was entitled by statute and
pellees, Dr. C. Barber Mueller and Dr. Carlyle Jac- by the due process clause to a hearing prior to his
obsen. transfer, and with respect to his damage claims un-
der the Civil Rights Act, 42 U.S.C. § 1983. Unless
Stephen R. Felson, Washington, D.C., (Justin J.
these claims are dismissed upon further fact-finding
Mahoney, U.S. Atty., and Samuel T. Betts, III,
we hold that the district court should exercise pen-
Syracuse, N.Y., on the brief), for defendants-ap-
dent jurisdiction over the closely related damage
pellees, William J. Driver, Dr. H. Martin Engle, Dr.
claims founded upon state common law.
Lyndon Lee, Jr., Dr. Morris Thomas, Dr. Lloyd S.
Rogers, Dr. Herbert D. Gullick and John W. Macy, We affirm the district court's disposition of all
Jr. claims against defendant John W. Macy, Jr., Chair-
man of the United States Civil Service Commis-
Before LUMBARD, Chief Judge, and SMITH and sion, on the ground that the actions complained of
KAUFMAN, Circuit Judges. are nonreviewable, and the damage claims against
William J. Driver, Administrator of the Veterans
LUMBARD, Chief Judge: Administration, on the ground of official immunity.
We likewise affirm the grant of summary judgment
Appellant Dr. Harold D. Kletschka brought this suit with respect to those claims against defendants
in the Northern District of New York seeking relief which rest upon § 1985 of the Civil Rights Act, the
from action taken by the Veterans Administration federal and state military reemployment statutes, 50
transferring him from the V.A. hospital in Syra- U.S.C. App. § 459, N.Y.Military Law, McKinney's

© 2010 Thomson Reuters. No Claim to Orig. US Gov. Works.


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Consol.Laws, c. 36, § 242, and upon the Adminis- Service Commission, Washington.
trative Procedure Act except with respect to the
statutory claim to a hearing. The case is remanded [1] From the complaint, the truth of which we must
for further proceedings not inconsistent with this assume for these purposes, the following picture of
opinion. the conspiracy emerges. In August, 1961, plaintiff
had obtained from the V.A. a research grant of ap-
The complaint states that Dr. Kletschka com- proximately $20,000 for use in the development of
menced work at the Syracuse V.A. Hospital in a ‘Plastic Implantable Artificial Heart.’ Defendants
1959. He was appointed Assistant Professor of Sur- Rogers and Mueller attempted to gain control over
gery in 1959 at the Upstate Medical Center in Syra- this project from plaintiff, but he successfully res-
cuse, a medical school operated by New York State isted their efforts. However, he was called to milit-
in close cooperation with the V.A. hospital. ary service before he could utilize the grant. In his
Plaintiff served in these two positions until he was absence Rogers and Mueller initiated the conspir-
recalled to active military duty in October, 1961. acy against plaintiff, which was subsequently
joined by all the defendants except Macy.
It was during his military service that Dr. Kletschka
alleges the defendants began to conspire among Upon his return to Syracuse from the Armed Forces
themselves to undermine his position at the hospital in October, 1962, plaintiff discovered that his status
and the school, the conspiracy culminating in at the hospital and the school had been reduced as a
Kletschka's transfer without a hearing to the V.A. result of the defendants' efforts. Before his activa-
hospital in Houston in 1967. The cast of defend- tion he had been the Chief of the Thoracic Surgery
ants, all sued in both their individual and represent- division at the hospital, and had performed 90% Of
ative capacities, reads as follows: the hospital's thoracic operations. On his return he
was designated simply a ‘Staff Physician,’ and was
William J. Driver- Administrator of the V.A., assigned no thoracic surgery. Likewise, at the
Washington. school his former three-year term appointment,
with *441 substantial consulting and teaching re-
Dr. Lyndon Lee, Jr.- Director of Surgical Services,
sponsibilities, had been reduced to a ‘Temporary
V.A., Washington.
Appointment’ with appreciably fewer responsibilit-
Dr. Morris Thomas- Hospital Director, V.A. Hos- ies. The defendants' conspiracy also prevented
pital, Syracuse. plaintiff from using any research facilities at the
hospital or school, and in particular frustrated his
Dr. Lloyd S. Rogers- Chief, Surgical Services, V.A. attempts to have the $20,000 research grant re-
Hospital, Syracuse. stored.

Dr. Herbert D. Gullick- Assistant Chief, Surgical The United States Civil Service Commission re-
Services, V.A. Hospital, Syracuse. fused to intercede on plaintiff's behalf to reverse
these changes in status, and this ‘arbitrary and un-
Dr. C. Barber Mueller- Chairman, Department of reasonable’ refusal of the Commission, together
Surgery, State University of New York, Upstate with its refusal to block the transfer to Houston, is
Medical Center, Syracuse. the basis for the inclusion of Macy as a defendant.
But prior to the transfer plaintiff was able to gain,
Dr. Carlyle Jacobsen- President, State University of
through various federal and state administrative ap-
New York, Upstate Medical Center, Syracuse.
peals, the restoration of all elements of his premilit-
John W. Macy, Jr.- Chairman, United States Civil ary status with the exception of the research grant.
Thus while the other elements of status mentioned

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(Cite as: 411 F.2d 436)

above are relevant to proof of a conspiracy, the factory rating, ordered the plaintiff transferred to
only harm plaintiff presently suffers from is the the V.A. hospital in Houston, Texas. Driver denied
transfer itself and the continued refusal of the V.A. plaintiff's request for a hearing under 38 U.S.C. §
to restore the research grant. 4110 on the grounds that the transfer was not punit-
ive in nature, and therefore did not constitute
The next stage of the alleged conspiracy concerned ‘disciplinary action’ within the meaning of § 4110.
a periodic proficiency review, which was conducted
in May, 1966, pursuant to V.A. regulations. Plaintiff, in summary, claims that this transfer was
Plaintiff was summoned to a counselling session in the final result of a conspiracy between the federal
connection with this review and was told by de- and state defendants. In addition to depriving
fendants Rogers and Gullick that he had lost the plaintiff of his employment rights at the Syracuse
confidence of his colleagues. It was hinted to hospital and medical school the conspiracy has de-
plaintiff at this session that he would be terminated prived plaintiff of his reputation and his ability to
from the hospital. pursue his profession effectively. Finally, we are
told that subsequent to his transfer to the Houston
Dr. Kletschka claims that any loss of confidence in hospital, at which plaintiff was assigned very few
him by his colleagues was solely due to the action duties, plaintiff was transferred to the V.A. hospital
of the defendants in spreading malicious and slan- in Montgomery, Alabama. Plaintiff has accepted
derous statements concerning his professional com- these transfers under protest since had he refused he
petence. These statements were made for the pur- would have been discharged. The motives alleged
pose of damaging plaintiff's reputation and were by plaintiff for the conspiracy are the resentment of
part of the defendants' conspiracy to terminate him defendants Rogers and Mueller over plaintiff's re-
without cause from the hospital and the school. fusal in 1961 to grant them control over his heart
Plaintiff claims as evidence of the lack of cause the research project, and the desire of the defendants
fact that he has never been furnished with a copy of *442 to retaliate against plaintiff for his prosecution
any charges made against him. of various administrative appeals.

The plaintiff claims that sometime after the coun- By this prolix complaint, which seems to run afoul
selling session he, in part through the intercession of Fed.R.Civ.P. 8(a), plaintiff attempts to state six
of his congressman, was able to persuade Driver to causes of action:
order an investigation into the harassment of
plaintiff concerning his employment at Syracuse. Cause one, brought under the Administrative Pro-
During this investigation the Syracuse officials, cedure Act, § 10, complains of the illegal action of
having completed their proficiency review of the V.A. transferring plaintiff and of the refusal of
plaintiff, gave him an ‘unsatisfactory’ performance the Civil Service Commission to prevent this trans-
rating in September, 1966. Since under established fer and to restore the heart research grant. Plaintiff
V.A. policy such a rating cannot be given while an prays for declaratory and injunctive relief.
investigation is in progress the rating was later
withdrawn at Driver's direction. Similarly Driver Cause two alleges that the actions of the V.A., the
postponed the convening of a medical board, which state medical school, and the Civil Service Com-
was to have considered the possibility of separating mission have deprived plaintiff of due process with-
the plaintiff from the V.A. in the rationale of Birnbaum v. Trussell, 371 F.2d
672 (2d Cir. 1966).
After receiving the investigation report, which is
not part of the record before us, Dr. Driver on Janu- Causes three and four seek damages under the Civil
ary 18, 1967, the same day he withdrew the unsatis- Rights Act, 42 U.S.C. §§ 1983, 1985, alleging that

© 2010 Thomson Reuters. No Claim to Orig. US Gov. Works.


Page 9
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(Cite as: 411 F.2d 436)

the state and federal defendants conspired under [3] As a preliminary matter we note that venue is
color of state law to deprive plaintiff of federally properly laid in the Northern District of New York,
guaranteed rights, namely his statutory and consti- contrary to the alternative holding of the district
tutional rights to a hearing and his employment court. It was in this district that ‘the claim arose,’
rights under the Universal Military Training and within the meaning of 28 U.S.C. § 1391(b). In addi-
Service Act. 50 U.S.C.App. § 459. tion venue also seems proper under 28 U.S.C. §
1391(e). See Powelton Civic Home Owners Ass'n
Causes five and six, brought under pendent juris- v. Department of Housing and Urban Development,
diction, seek damages against several of the defend- 284 F.Supp. 809, 832-834 (E.D.Pa.1968).
ants for slander and for wrongful interference with
an employment relationship. I. Administrative Procedure Act

The affidavits submitted by several of the federal The Administrative Procedure Act provides:
defendants, and considered by the district court in
ruling on the summary judgment motion, are rather ‘A person suffering legal wrong because of agency
grudging in providing information with respect to action, or adversely affected or aggrieved by
Dr. Kletschka's difficulties at the hospital and the agency action within the meaning of a relevant stat-
school leading up to his transfer. In general they ute, is entitled to judicial review thereof.’ 5
cite the investigation report ordered by Dr. Driver U.S.C.A. § 702.
as the basis for the transfer, but the report is not in
But this right to review does not apply to agency
the record and apparently it has not been shown to
action ‘to the extent that * * * (the) action is com-
the plaintiff. Consequently there is little in the re-
mitted to agency discretion by law.’ 5 U.S.C.A. §
cord to refute the contention of plaintiff that his
701(a)(2). We hold that the propriety and wisdom
transfer was a punitive measure, designed to discip-
*443 of the V.A. decisions relating to plaintiff's
line him for unspecified transgressions, as the result
transfer and research funds are committed to
of a conspiracy. Dr. Driver, in his affidavit of May
agency discretion, with the one exception to be
9, 1967, does explain the transfer as stemming from
noted below, and hence may not be subjected to
the ‘strained’ relationships between the plaintiff
general review in the courts. We reach the same
and his colleagues, but we are told nothing concern-
conclusion with respect to plaintiff's claims against
ing the reasons for this strain nor cited any facts in-
the Civil Service Commission for its refusal to re-
dicating that the strain indeed existed.
verse the actions of the V.A.
The affidavits of the two state defendants, Mueller
[4] In the absence of a statute which explicitly pre-
and Jacobsen, are wholly uninformative concerning
cludes judicial review, and we find none here, the
the charges of the complaint. Both are content to
extent to which agency action may be scrutinized
describe their duties and rest their defense upon the
by the courts depends on an assessment of the need
doctrine of sovereign, or official, immunity.
for, and feasibility of, review on the one hand and
[2] Summary judgment may not be rendered unless the possible disruption of the administrative process
the pleadings and supplementary affidavits ‘show which might be occasioned by review on the other.
that there is no genuine issue as to any material fact See Cappadora v. Celebrezze, 356 F.2d 1, 5-6 (2d
and that the moving party is entitled to a judgment Cir. 1966); see generally Saferstein, Nonreviewab-
as a matter of law.’ Fed.R.Civ.P. 56(c). In that light ility: A Functional Analysis of ‘Committed to
we proceed to consider the myriad claims presented Agency Discretion,’ 82 Harv.L.Rev. 367 (1968).
by this suit.
[5] It would not be feasible for the courts to review

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decisions by the V.A. awarding or refusing to agency action by enforcing the various procedural
award research grants. Each such decision involves rights of affected employees, and not by undertak-
a determination by the agency with respect to the ing a full substantive review of the justification for
relative merits of the many proposed research the decision. See McTiernan v. Gronouski, 337
projects for which funds are sought. This determin- F.2d 31, 34 (2d Cir. 1964); Baum v. Zuckert, 342
ation requires considerable expertise in the scientif- F.2d 145, 147 (6th Cir. 1965); McEachern v. United
ic, medical, and technical aspects of each applica- States, 321 F.2d 31, 33 (4th Cir. 1953). The general
tion. A reviewing court would have to master con- refusal of the courts to review the merits of person-
siderable technical data before it could even at- nel decisions finds additional support in the diffi-
tempt to determine whether one application, Dr. culty of verifying or refuting the wisdom of judg-
Kletschka's for example, was so superior to the oth- ments based on partly intuitive assessments of per-
ers that its rejection by the V.A. was an abuse of sonal competence and the ability of one man to
discretion. Furthermore, even if these technical as- work in harmony with others. See Saferstein, supra,
pects were mastered it would be difficult for the at 363; cf. Capolino v. Kelly, 236 F.Supp. 955, 956
court to review the judgments of relative personal (S.D.N.Y.1964), aff'd 339 F.2d 1023 (2d Cir.) (per
competence which necessarily play a role in the curiam), cert. denied 382 U.S. 858, 86 S.Ct. 114, 15
agency determination. In this instance the final de- L.Ed.2d 96 (1965); Democratic State Comm. v. An-
cision to withdraw plaintiff's research grant was dolsek, 249 F.Supp. 1009 (D.Md.1966).
made by heart research specialists employed at the
V.A. facilities in Houston. We do not believe it [6] Plaintiff devotes no attention in his brief to his
would be practical for the district court to review claim that the refusal *444 of the Civil Service
such a decision, resting on complex and subtle eval- Commission to grant him relief is reviewable under
uations of the technical merit of plaintiff's project the A.P.A. He cites no statute giving the Commis-
and the professional competence of the plaintiff sion authority to review agency decisions concern-
himself. ing transfers or research grants, and has not in-
cluded in the record any papers relating to proceed-
The decision to transfer the plaintiff, while it did ings before the Commission. He therefore presents
not involve any considerations of scientific expert- us with no basis for reviewing this portion of the
ise beyond the competence of a court, did pur- district court's summary judgment order, and it is
portedly rest on a judgment that the strained per- affirmed. Since this claim under the A.P.A. is the
sonal relationships between plaintiff and members only basis of suit against defendant Macy, we af-
of the hospital staff were interfering with the work firm the dismissal of the complaint as to him.
at the hospital. This would appear to provide a per-
missible basis for a transfer in the absence of any [7] While we hold that the V.A. decisions chal-
statutory or regulatory provisions prohibiting the lenged by plaintiff are not reviewable on the basis
consideration of such factors. Obviously we cannot of the A.P.A. alone for abuse of discretion, we must
review the wisdom or good faith of this transfer still consider whether plaintiff can establish that the
without subjecting all such personnel decisions to a actions violated a specific statutory right. The en-
similar review. Such a course would encourage a forcement of such a right by the courts may not en-
vast quantity of litigation and deprive the V.A. ad- tail the same practical objections to judicial review
ministrator of an element of flexibility which is ne- which we find persuasive in this case given the ab-
cessary if he is to operate his department effi- sence of any guidelines for the control of the V.A.‘s
ciently. Where the challenged personnel decision discretion. Thus if plaintiff can point to the viola-
falls short of discharge we believe that, in general, tion of a statutory right, which the courts may en-
the courts should seek to discourage arbitrary force, ‘to that extent’ the action of the V.A. is re-

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viewable under the A.P.A., since the V.A. is We hold that plaintiff does state a reviewable issue
without discretion to violate the right. 5 U.S.C.A. § under 38 U.S.C. § 4110 with respect to his right to
701(a); see Saferstein, supra, at 370. a hearing before a disciplinary board prior to being
transferred. This section requires the Chief Medical
With respect to the research funds plaintiff attempts Director of the V.A. to appoint disciplinary boards
to find such a right in 50 U.S.C.App. § 459(b) for the purpose of considering charges against
(A)(i), which grants certain reemployment rights to physicians, inter alia, based upon ‘inaptitude, inef-
returning veterans who, before their service in the ficiency, or misconduct * * *.’ The board must hold
Armed Forces, were employed by the United States an evidentiary hearing at which the accused em-
government. Such a veteran, ‘if still qualified’ for ployee is entitled to be represented by counsel.
his former position, is entitled to be ‘restored to After the hearing the board may recommend to the
such position or to a position of like seniority, Administrator ‘suitable disciplinary action, which
status, and pay.’ Plaintiff claims that his $20,000 shall include reprimand, suspension without pay,
research grant was part of his ‘status' prior to his reduction in grade, and discharge * * *.’ These four
military service, and that therefore the V.A. was possible steps do not seem to exhaust *445 the con-
under a statutory obligation to restore this grant to tent of ‘suitable disciplinary action,’ and we assume
him upon his return from service. that the board could recommend a transfer as well.
While under § 4110(d) the Administrator is free to
[8] It is far from clear that this reemployment right
reject a recommendation for disciplinary action, he
may be enforced in the courts against the govern-
is not, as we read the statute, free to impose discip-
ment. Several courts have held that it may not. See
linary action which the board has not reccommen-
Insular Police Comm. v. Lopez, 160 F.2d 673 (1st
ded. Indeed V.A. regulations specifically prohibit
Cir.), cert. denied 331 U.S. 855, 67 S.Ct. 1743, 91
the use of ‘staff adjustments,’ including transfers,
L.Ed. 1863 (1947); Campbell v. Deviny, 81 F.Supp.
‘as a device to effect separation of employees when
657 (D.D.C.1949), aff'd. 90 U.S.App.D.C. 176, 194
their separation for disciplinary reasons would be
F.2d 881, cert. denied 344 U.S. 826, 73 S.Ct. 27, 97
proper.’ V.A.Dept. of Medicine & Surgery, Supple-
L.Ed. 643 (1952). There is no occasion to address
ment, MP-5 Pt. 2, P8(c), June 1, 1964.
the propriety of such a broad holding here,
however, for we do not think that this claimed right [9][10] Since it is mandatory for the Administrator
to research status ‘if still qualified’ is sufficiently to convene a board under § 4110, and for the board
specific to avoid the objections to judicial review to grant the charged employee a hearing, and since
under the A.P.A. Plaintiff's 1961 grant, assuming this right to a hearing can be enforced without in-
that it was warranted from the V.A's point of view, volving the courts in the wisdom of an agency de-
might have become unjustified in 1962 because of cision concerning its personnel, in this respect dis-
intervening advances in heart research. An inquiry ciplinary action taken by the V.A. is not
by a court into whether such a bona fide reason for ‘committed to agency discretion by law,’ and thus
the withdrawal of the grant existed would pose the is not excepted from the coverage of the Adminis-
same obstacles to effective review which we found trative Procedure Act. The district court has juris-
to be conclusive against review based on the A.P.A. diction under the A.P.A., 5 U.S.C. § 703, to grant
alone. Consequently we hold that this reemploy- declaratory and injunctive relief if plaintiff can es-
ment statute does not take the V.A. decision regard- tablish that he is entitled to the procedural protec-
ing the research grant out of the nonreviewable dis- tion afforded by § 4110. Such relief, operating on
cretionary exception in the A.P.A. these individuals in their official capacities, would
not contravene sovereign immunity. Cf. Bell v.
II. Statutory Right to a Hearing
Hood, 327 U.S. 678, 684, 66 S.Ct. 773, 90 L.Ed.

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939, 13 A.L.R.2d 383 (1946). Furthermore, the unreasonable to infer that the transfer, timed to co-
A.P.A. constitutes a waiver of sovereign immunity incide with the withdrawal of the unsatisfactory rat-
concerning those claims which come within its ing, was regarded by the V.A. as a substitute for
scope. Estrada v. Ahrens, 296 F.2d 690, 698 (5th either open disciplinary action or a discharge, both
Cir. 1961); Powelton Civic Home Owners Ass'n v. of which carry with them a statutory right to a hear-
Department of Housing and Urban Development, ing. Indeed the brief for the federal defendants
284 F.Supp. 809, 834 (E.D.Pa.1968). states that ‘the agency had little choice but to trans-
fer Dr. Kletschka from the Syracuse hospital or
[11] To bring himself within § 4110 plaintiff must bring charges and attempt to dismiss him,’ thus all
prove that his transfer to Houston was in fact dis- but admitting that the transfer was punitive in char-
ciplinary in character, i.e., based on charges of acter.
‘inaptitude, inefficiency, or misconduct.’ We hold
that a genuine issue of material fact is presented re- *446 [12] Finally, we note that the V.A. has never
specting the reasons for plaintiff's transfer, thereby given Dr. Kletschka a specification of the reasons
precluding summary judgment on this portion of for the transfer, supporting the suspicion that no
the complaint. reasons exist which the V.A. is willing to subject to
scrutiny. It was to guard against the danger of arbit-
It is plaintiff's claim that the transfer was arranged rary treatment of personnel, without a fair oppor-
by the defendants to avoid the necessity of taking tunity being given the employee to refute whatever
more direct disciplinary action under § 4110, which charges have been levied against him, that Con-
would have required that the plaintiff be given no- gress guaranteed the right to a hearing before any
tice of the charges against him and the opportunity disciplinary action could be taken. If this salutary
to appear at a hearing with a lawyer and answer the procedural safeguard can be evaded merely by or-
charges. Several facts give enough credence to this dering a transfer, with no reasons being given for
claim to defeat a summary judgment motion. The such action, then § 4110 would mean very little in-
defendants have failed to offer a convincing nondis- deed. Disciplinary action by any name requires for
ciplinary explanation for the transfer. Dr. Driver, as its legitimization a full hearing under § 4110.
noted above, attributes the transfer to the ‘strained’
relationships between Dr. Kletschka and his col- Plaintiff is entitled to introduce proof establishing
leagues, but does not explain the cause of the strain. that his transfer falls within the disciplinary classi-
In any event, on a summary judgment motion the fication, and, if he can so prove, he is entitled to ap-
truth of Dr. Driver's explanation cannot be regarded propriate declaratory and injunctive relief.
as established since it is contradicted by plaintiff
and to some extent by the facts. III. Constitutional Right to a Hearing

Several factors tend to indicate that the V.A. itself Plaintiff argues that entirely aside from § 4110 he is
regarded the transfer as disciplinary in character. It entitled to a hearing under the due process clause of
was preceded by the awarding of an the Constitution. He cites as authority Birnbaum v.
‘unsatisfactory’ rating to plaintiff. Based on this Trussell, 371 F.2d 672 (2d Cir. 1966). In that case
rating plaintiff had been summoned to appear be- the plaintiff alleged that officials of the state hospit-
fore a medical board, apparently to be convened un- al where he worked had conspired with officials of
der 38 U.S.C. § 4106(b), which would have con- a union to discharge him without a hearing, and that
sidered the possibility of separating him from the the defendants had made defamatory statements
V.A. Department of Medicine and Surgery. Both of which made it appear to the public that plaintiff had
these steps seem to involve at least implicit charges been discharged because of his enmity toward
of ‘inaptitude, inefficiency, or misconduct.’ It is not Negroes. This court held that due process requires

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that a public employee be afforded a fair hearing and § 1985 of the Civil Rights Act, 42 U.S.C. §
before being discharged under circumstances which 1981 et seq. We hold that summary judgment on
damaged his reputation and his ability to pursue his the claims under § 1985 was proper, but that the
profession effectively. 371 F.2d at 678. claims under § 1983 must be remanded for further
fact-finding.
Adoption of plaintiff's argument would involve a
considerable extension of the Birnbaum holding. [13] The fourth cause of action in the complaint
Cf. Madera v. Board of Educ., 386 F.2d 778, 784 seems to allege a violation of § 1985(1). This provi-
(2d Cir. 1967). Here plaintiff was transferred, rather sion of the 1871 Civil Rights Act, which apparently
than discharged, and whatever publicity that was has never been construed by a court, covers *447
engendered by the transfer did not involve the espe- conspiracies which attempt ‘to prevent, by force,
cially objectionable area of racial aspersions. In- intimidation, or threat, any person from accepting
deed, it is not clear that there was any publicity or holding any office * * * under the United States,
concerning plaintiff's disputes with the hospital and or from discharging any duties thereof * * *.’ Since
school officials, with the possible exception of the plaintiff makes no mention of this section in his
release of the unsatisfactory proficiency rating. In- brief, and did not refer to it at oral argument, he has
stead plaintiff seems to complain of a whispering abandoned the claim on appeal.
campaign against him by the defendants among his
Syracuse colleagues. [14] Plaintiff does rely on his claim under §
1985(3), which reaches conspiracies under color of
But while these facts distinguish our case from State law to deprive a person of ‘the equal protec-
Birnbaum they do not necessarily lead to a different tion of the laws.’ But whatever other rights plaintiff
result. A transfer to a distant location might have as may have been deprived of equal protection is not
severe an effect on the career of a professional man one of them. The actions taken by defendants were
as an outright discharge from government service. directed only against plaintiff as an individual and
And a whispering campaign such as plaintiff al- not because he was a veteran, or a member of some
leges could well damage his ability to pursue his class or race. A violation of equal protection would
profession effectively by undermining his status in be shown if the actions against plaintiff were part
the medical community. of a general pattern of discrimination, or were
based on impermissible considerations of race or
We believe that this difficult constitutional issue class, but plaintiff has not raised a genuine issue of
should be resolved only after the facts surrounding fact concerning such discrimination. See Birnbaum
the transfer and the disputes which led up to it are v. Trussell, 371 F.2d 672, 676 (2d Cir. 1966); Birn-
fully developed by the district court. The record be- baum v. Trussell, 347 F.2d 86, 90 (2d Cir. 1965).
fore us falls far short of providing a full picture of
the facts, especially because of the tactical decision [15] To maintain a cause of action under § 1983
of the defendants to rely on their official immunity plaintiff must show: 1) that he has been deprived of
defense rather than to respond in detail to the alleg- a right, privilege, or immunity secured by the Con-
ations of the complaint. Consequently we also re- stitution and laws of the United States; 2) that the
mand this portion of the summary judgment order defendants subjected plaintiff to this deprivation, or
for further hearing, expressing no view concerning ‘cause(d)’ him to be so subjected; and 3) that the
the merits of plaintiff's constitutional claim. defendants acted ‘under color of any statute, ordin-
ance, regulation, custom, or usage, of any State * *
IV. Civil Rights Act *.’ Since we have held that summary judgment was
improper on plaintiff's claims that he had been de-
Plaintiff states damage claims under both § 1983,
prived of his constitutional and statutory rights to a

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hearing it follows that he meets the first of the three ‘This Veterans Administration hospital * * * is next
above requirements as against a summary judgment door to the Medical School. It is completely integ-
motion. rated in all departments with the Medical Center * *
*. It is customary for the full-time staff at the Vet-
A. State Defendants erans Administration Hospital to carry academic
appointments in the Medical School departments,
[16][17] There seems no doubt that the actions
and to be considered*448 as equal members of the
taken by the state defendants in this case were
various Medical School departments in all re-
taken under color of state law. Their actions, by the
spects.’ Record at 148.
allegations, consisted of exerting influence upon
the federal defendants, influence they possessed by From Dr. Driver's affidavit we learn that the Dean's
virtue of the power and authority vested in them un- Committee of the school ‘assumes a general super-
der state law. Cf. United States v. Classic, 313 U.S. visory aegis over the quality of patient care and
299, 325-326, 61 S.Ct. 1031, 85 L.Ed. 1368 (1941); training programs in the Veterans Administration
Monroe v. Pape, 365 U.S. 167, 184, 81 S.Ct. 473, 5 Hospital.’ The school nominates to the V.A. Hos-
L.Ed.2d 492 (1961). This informal, behind the pital Director persons for appointment to the V.A.
scenes exertion of state authority is as much within professional staff, although the final decision con-
the scope of § 1983 as the more usual examples of cerning job applicants remains with the V.A.
formal and open action leading to the denial of fed-
eral rights. The Fourteenth Amendment gave Con- This general outline makes it clear that the chief ad-
gress the power to legislate against ‘State action of ministrators of the medical school are in a position
every kind’ having the effect of impairing federally to exert a powerful influence over the personnel
guaranteed rights, Civil Rights Cases, 109 U.S. 3, policies of the Syracuse V.A. hospital. The V.A.
11, 3 S.Ct. 18, 27 L.Ed. 835 (1883), and Congress considers its affiliation with the school crucial to its
had exercised that power in § 1983. ability to provide a high quality of medical care.
Because of this view it has granted to the state de-
[18] The informal nature of the defendants' action fendants, or so plaintiff may be able to prove, con-
here does make it more difficult for plaintiff to siderable control over the personnel of the hospital.
prove that the state defendants did ‘cause’ him to Plaintiff may also be able to prove that this control
be deprived of a federal right. It is clear that the ac- was exerted in his case, with the result that he was
tual deprivation was accomplished through the ac- transferred as a disciplinary measure without a
tions of the federal defendants. Our question is hearing in significant part because of the wishes of
whether the record provides a basis for proof that the state defendants. It is his allegation that state
the state defendants, by virtue of their influence defendant Mueller was, along with federal defend-
over the operation of the V.A. hospital, may have ant Rogers, one of the originators of the conspiracy.
played a significant role in causing the federal ac- We hold that he has presented a genuine issue of
tion, so as to raise an issue of fact. We hold that it material fact concerning whether the state defend-
does. ants ‘caused’ the V.A. to deprive plaintiff of a fed-
eral right within the meaning of § 1983.
The most striking evidence concerning the close re-
lationship between the V.A. hospital and the state We cannot uphold the defense of official immunity
medical school is a passage in a letter written by asserted by the state defendants at this time. They
defendant Rogers to plaintiff on February 16, 1959, rely principally on Barr v. Matteo, 360 U.S. 564, 79
at a time before plaintiff had accepted a position S.Ct. 1335, 3 L.Ed.2d 1434 (1964), but this case is
with the hospital: applicable only to federal officials. Furthermore,
we are cited no New York authority which would

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hold these defendants immune from suit. the same consequences under § 1983 as does joint
action by state officials and private persons. It was
[19] Even if New York law does grant defendants the evident purpose of § 1983 to provide a remedy
immunity this would not be binding on a federal when federal rights have been violated through the
court in an action brought under § 1983. Rather the use or misuse of a power derived from *449 a
court must determine under the facts presented State. Monroe v. Pape, 365 U.S. 167, 184, 81
whether the policy of liability reflected in the Act S.Ct. 473, 5 L.Ed.2d 492 (1961). When the viola-
requires that the local rule of immunity be overrid- tion is the joint product of the exercise of a State
den, or whether under the circumstances the local power and of a non-State power then the test under
rule must be followed to avoid too great an interfer- the Fourteenth Amendment and § 1983 is whether
ence with the efficient operation of state govern- the state or its officials played a ‘significant’ role in
ment. See Birnbaum v. Trussell, 347 F.2d 86, 88-89 the result. See Burton v. Wilmington Parking Au-
(2d Cir. 1965); cf. Alva Steamship Co. v. City of thority, 365 U.S. 715, 722, 81 S.Ct. 856, 6 L.Ed.2d
New York, 405 F.2d 962, 969-971 (2d Cir. 1969). 45 (1961).
See generally Note, Section 1983: A Civil Remedy
for the Protection of Federal Rights, 39 [23] The facts we have just reviewed with respect
N.Y.U.L.Rev. 838, 852-854 (1964). to the § 1983 claims against the state defendants
demonstrate that a triable issue exists with respect
B. Federal Defendants to the federal defendants as well. Plaintiff has al-
leged facts, not directly refuted by the defendants,
Plaintiff's basis for suit under § 1983 against the
which entitle him to an opportunity to prove that,
federal defendants is that in depriving plaintiff of a
paraphrasing Burton:
federal right they acted ‘under color of state law’
by virtue of their conspiracy with the state defend- ‘The State (medical center) has so far insinuated it-
ants and by virtue of the fact that their actions were self into a position of interdependence with * * *
partially the product of the influence of the state de- (the Syracuse V.A. hospital) that it must be recog-
fendants. nized as a joint participant in the challenged activ-
ity, which, on that account, cannot be considered to
[20][21][22] Several cases have held that action
have been so * * * (‘purely federal’) as to fall
technically taken by private individuals was ‘state
without the scope of the Fourteenth Amendment.'
action’ violative of the Fourteenth Amendment be-
365 U.S. at 725, 81 S.Ct. at 862.
cause of the interaction of the private actors with
state officials or policies. E.g., Burton v. Wilming- [24] However, plaintiff does not state facts suffi-
ton Parking Authority, 365 U.S. 715, 81 S.Ct. 856, cient to justify continuance of his § 1983 action
6 L.Ed.2d 45 (1961); Lombard v. Louisiana, 373 against the Washington V.A. officials. Against
U.S. 267, 83 S.Ct. 1122, 10 L.Ed.2d 338 (1963); these defendants plaintiff lodges only general
Smith v. Hampton Training School for Nurses,360 charges of conspiring with the state defendants, al-
F.2d 577, 580 (4th Cir. 1966). The Supreme Court leging no specific overt acts taken in concert with
has not resolved whether the action of federal offi- them. Such general allegations may have been suf-
cials may likewise be the subject of § 1983 suit if ficient to state a good cause in the complaint, but
there is proof of a conspiracy with state officials. they became insufficient once opposed by defend-
See Dombrowski v. Eastland, 387 U.S. 82, 84, 87 ants' motion for summary judgment supported by
S.Ct. 1425, 18 L.Ed.2d 577 (1967). affidavits. The Federal Rules specifically provide
that in such a situation:
We can see no reason why a joint conspiracy
between federal and state officials should not carry ‘* * * an adverse party may not rest upon the mere

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allegations or denials of his pleading, but his re- spiratorial action at odds with the proper discharge
sponse * * * must set forth specific facts showing of their official duties. Because of their tactical de-
that there is a genuine issue for trial.’ Fed.R.Civ.P. cision not to respond to the allegations the defend-
56(e). ants cannot say that there is not a genuine issue of
fact respecting the probability of the plaintiff's
In this light the complaint does not state enough charges against them.
facts to raise a triable issue concerning the § 1983
cause against Driver, Engle, and Lee. The sense we Since we do not have an adequate record to decide
get from the allegations is that any conspiracy was the immunity question this aspect of the suit must
hatched at the local level, and that the Washington wait resolution by the district court after hearing.
V.A. officials acted only on the advice of their
Syracuse subordinates together with the results of V. Pendent Jurisdiction
Dr. Driver's investigation. There is no indication
Finally we come to the state claims for slander and
that this investigation was under the control or in-
for tortious interference with an employment rela-
fluence of the State defendants. We therefore affirm
tionship, which are brought under the doctrine of
this portion of the summary judgment order.
pendent jurisdiction. The slander claim is limited to
[25] The three Syracuse V.A. defendants all plead defendants Rogers, Gullick, Mueller, and Lee,
their official immunity from suit as a bar to the § while the second count names all defendants save
1983 action against them. But here the generality of Macy.
their own affidavits in support of the summary
There is no real question, given our resolution of
judgment motion is insufficient to support their de-
the federal claims presented in the complaint, that
fense, for the present. All three describe in general
the district court has the power to retain pendent
terms their duties with the V.A., acknowledge cer-
jurisdiction: Three of the federal claims, on the
tain facts with respect to their actions which are not
present record, are substantial; the federal and state
in dispute, e.g., that a counselling session with Dr.
claims ‘derive from a common nucleus of operative
Kletschka took place, and conclude by stating that
fact’; and in light of the allegations of conspiracy,
whatever actions they took respecting Dr. Kletsch-
which entail difficult problems of proof, a plaintiff
ka were done as part of their official duties.
would ordinarily be expected to try both the state
[26] A plea of official immunity cannot be sus- and federal claims in one litigation if permitted to
tained until a court has knowledge of the exact do so. United Mine Workers v. Gibbs, 383 U.S.
nature of the defendants' actions and the precise 715, 725, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966).
scope of their official duties. The court can then ad-
[27] At present all federal defendants except Macy
dress the legal question of whether the govern-
remain in the suit with respect to the statutory and
ment's interest in the forthright performance of
constitutional claims to a hearing, concerning
these duties requires that the officials be held im-
which only declaratory and injunctive relief is
mune from any liability based on their actions. See
asked, and federal defendants Thomas, Rogers, and
Barr v. Matteo, 360 U.S. 564, 573-574, 79 S.Ct.
Gullick, remain in also with respect to the § 1983
1335, 3 L.Ed.2d 1434 (1960).
damage action. The state defendants remain in with
From the affidavits of these defendants we learn respect to the § 1983 action. Since all of the de-
little about the reasons for Dr. Kletschka's transfer fendants save one who are proceeded against in the
and the role of the defendants in bringing it about. pendent claims are also before the district court on
They do not directly refute plaintiff's *450 allega- at least one other claim we believe that the court
tions that the defendants engaged in malicious con- should retain its pendent jurisdiction over the

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claims at the present time.

The considerations of judicial economy may


change, however, if there is a failure of proof con-
cerning the federal claims, or as the result of pre-
trial proceedings. Consequently we leave to the dis-
cretion of the district court the reassessment of the
wisdom of exercising pendent jurisdiction as the lit-
igation progresses. See United Mine Workers v.
Gibbs, 383 U.S. 715, 727-728, 86 S.Ct. 1130, 16
L.Ed.2d 218 (1966).

[28] We believe that defendant Driver is immune as


a matter of law from a damage action under the cir-
cumstances of this case, and consequently the claim
asserted against him under pendent jurisdiction is
dismissed. Like the defendant in Barr v. Matteo,
360 U.S. 564, 79 S.Ct. 1335, 3 L.Ed.2d 1434
(1959), Dr. Driver is the head of a federal agency,
and there are no facts shown which would indicate
that his actions concerning plaintiff were taken bey-
ond the outer perimeter of his line of duty. Id. at
575, 79 S.Ct. 1335. As far as the other federal de-
fendants are concerned we repeat our conclusion
that not until it becomes clear exactly what actions
these defendants took, and what the relation of
these actions was to their official duties, will it be
possible for the district court to assess properly
their respective claims to immunity, regardless of
whether Barr or a narrower standard of immunity
governs.

The order below is reversed and the case remanded


for further proceedings not inconsistent with this
opinion.

C.A.N.Y. 1969.
Kletschka v. Driver
411 F.2d 436

END OF DOCUMENT

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