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LazioPICDisclosure

LazioPICDisclosure

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Published by Celeste Katz

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Published by: Celeste Katz on Jun 24, 2010
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06/24/2010

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StateofNewYork COMMISSIONONPUBLICINTEGRITY 540Broadway Albany,NY12207
AnnualStatementofFinancialDisclosure:Forcalendaryear2009
1.NAME
(Last)
Lazio
(First)(MI)
RickA.
2.(a)TITLEOFPOSITION(b)DEPARTMENT,AGENCYOROTHERGOVERNMENTALENTITY
CandidatefortheOfficeofGovernor
(c)ADDRESSOFPRESENTOFFICE
28W.44thSt.,NewYork,NY10036
(d)OFFICETELEPHONENUMBER
(212)944-5800
3.(a)MARITALSTATUS
Married
IFMARRIED,PLEASEGIVE
SPOUSE'S
FULLNAME(includingmaidennamewhereapplicable)
PatriciaLazio
(b)LISTTHENAMESOFALLUNEMANCIPATEDCHILDREN
___M911y_L(!~i~L__________
Kelsey.Lazio_
Answereachofthefollowingquestionscompletely,withrespecttocalendaryear2009,unlessanotherperiodordateisotherwise specified.Ifadditionalspaceisneeded,attachadditionalpages. Whenevera"value"or"amount"isrequiredtobereportedherein,suchvalueoramountshallbereportedasbeingwithinoneof thefollowingCategories:CategoryA-under$5,000;CategoryB-$5,000tounder$20,000;CategoryC-$20,000tounder$60,000; CategoryD-$60,000tounder$100,000;CategoryE-$100,000tounder$250,000;andCategoryF-$250,000orover.Areporting individualshallindicatetheCategorybyletteronly.Categoriesarenotsubjecttopublicinspection. Whenever"income"isrequiredtobereportedherein,theterm"income"shallmeantheaggregatenetincomebeforetaxesfromthe sourceidentified. Theterm"calendaryear"shallmeantheyearendingDecember31
st
precedingthedateoffilingoftheannualstatement.
4.
(a)Listanyoffice,trusteeship,directorship,partnership,orpositionofanynature,whethercompensatedornot,heldbythereporting individualwithanyfirm,corporation,association,partnership,orotherorganizationotherthantheStateofNewYork.Include compensatedhonorarypositions;doNOTlistmembershiporuncompensatedhonorarypositions.Ifthelistedentitywaslicensed byanystateorlocalagency,wasregulatedbyanystateregulatoryagencyorlocalagency,or,asaregularandsignificantpartof thebusinessoractivityorsaidentity,didbusinesswith,orhadmattersotherthanministerialmattersbeforeanystateorlocalagency, listthenameofanysuchagency.
o
NONE
POSITIONORGANIZATIONSTATEOR LOCALAGENCY
Mari~iiiiigJ5.h~:GfQr.::::::::::::::::::::::::::::::::]P::MQig:a.n.::ch~~:~::::::::IOri::ijrip~Id.I~~Y:~Y:::::::::::::::::::::::::::::::::::
Board.Member.Audubon..Ne..w..Yorkumcompensated). B.oard..Member
Tomorrow's
H.ope.FQu.udatiou.(unC.o'IDPe.nsate.d).
*See
attachedformore
 
PAGE2NAME: PAGE2
4.(b)Listanyoffice,trusteeship,directorship,partnership,orpositionofanynature,whethercompensatedornot,heldbythespouse orunemancipatedchildofthereportingindividual,withanyfirm,corporation,association,partnership,orotherorganizationother thantheStateofNewYorkIncludecompensatedhonorarypositions;doNOTlistmembershiporuncompensatedhonorary positions.lfthelistedentitywaslicensedbyanystateorlocalagency,wasregulatedbyanystateregulatoryagencyorlocalagency, or,asaregularandsignificantpartofthebusinessoractivityofsaidentity,didbusinesswith,orhadmattersotherthanministerial mattersbefore,anystateorlocalagency,listthenameofanysuchagency.
~ONE
POSITIONSTATEOR ORGANIZATION LOCALAGENCY
5.(a)Listthename,addressanddescriptionofanyoccupation,employment(otherthantheemploymentlistedunderItem2above), trade,businessorprofessionengagedinbythereportingindividual.Ifsuchactivitywaslicensedbyanystateorlocalagency,was regulatedbyanystateregulatoryagencyorlocalagency,or,asaregularandsignificantpartofthebusinessoractivityofsaidentity, didbusinesswith,orhadmattersotherthanministerialmattersbefore,anystateorlocalagency,listthenameofanysuchagency.
o
NONE
NAMEANDADDRESS STATEOR POSITIONOFORGANIZATIONDESCRIPTIONLOCALAGENCY
Managing..
.i.r..~c.t.o.r..,..J.P..MQrg4.n..
Chase,..
As.s.e.t..Maua.
gme..nt..Gr.o.u'p'.(Qu.JJ.n.p.a.id..
leave)
.C.~n4.~g~t~.,.~~?;t.9
..o.JQ.,..
<='.~P.:~UQ~t~.
fQr.Q9.y'~!p':9.r
.c~Q~.9.m'p'~Q~~.t~4.).
 
PAGE3NAME: PAGE3
5.(b)Ifthespouseorunemancipatedchildofthereportingindividualwasengagedinanyoccupation,employment,trade,business orprofessionwhichactivitywaslicensedbyanystateorlocalagency,wasregulatedbyanystateregulatoryagencyorlocalagency, or,asaregularandsignificantpartofthebusinessoractivityofsaidentity,didbusinesswith,orhadmattersotherthanministerial mattersbefore,anystateorlocalagency,listthename,addressanddescriptionofsuchoccupation,employment,trade,businessor professionandthenameofanysuchagency.
~ONE
NAMEANDADDRESS STATEORPOSITION OFORGANIZATION DESCRIPTION LOCALAGENCY
6.Listanyinterest,inEXCESSof$1,000heldbythereportingindividual,suchindividual'sspouseorunemancipatedchild,or partnershipofwhichanysuchpersonisamember,orcorporation,10%ormoreofthestockofwhichisownedorcontrolledbyany suchperson,whethervestedorcontingent,inanycontractmadeorexecutedbyastateorlocalagencyandincludethenameofthe entitywhichholdssuchinterestandtherelationshipofthereportingindividualorsuchindividual'sspouseorsuchchildtosuch entityandtheinterestinsuchcontract.DoNOTincludebondsandnotes.DoNOTlistanyinterestinanysuchcontractonwhich finalpaymenthasbeenmadeandallobligationsunderthecontractexceptforguaranteesandwarrantieshavebeenperformed, provided,however,thatsuchaninterestmustbelistediftherehasbeenanongoingdisputeduringthecalendaryearforwhichthis statementisfiledwithrespecttoanysuchguaranteesorwarranties.DoNOTlistanyinterestinacontractmadeorexecutedbya localagencyafterpublicnoticeandpursuanttoaprocessforcompetitivebiddingoraprocessforcompetitiverequestsforproposals.
~ONE
SELF,SPOUSE ORCHILDENTITYWHICHHELD INTERESTINCONTRACT CONTRACT~GSTATE ORLOCALAGENCY RELATIONSHIPTOENTITY ANDINTERESTINCONTRACT
VALUE/AMOUNT CATEGORIESA-UNDER$5,000 B-$5,000tounder$20,000 C-$20,000tounder$60,000 D-$60,000tounder$100,000 E-$100,000tounder$250,000 F-$250,000orover
CATEGORYOF VALUEOFCONTRACT

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