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Securities Commission | Dealing in Securities as at 31 May 2010
1
List of Capital Markets Services Licence holders for Dealing in Securities as at31 May 2010No Company
1.
A.A. Anthony Securities Sdn. Bhd.2.
Affin Investment Bank Berhad3.
Alliance Investment Bank Berhad4.
AmInvestment Bank Berhad5.
BIMB Securities Sdn Bhd6.
CIMB Investment Bank Berhad7.
CLSA Securities Malaysia Sdn. Bhd.8.
Credit Suisse Securities (Malaysia) Sdn Bhd9.
ECM Libra Investment Bank Berhad10.
FA Securities Sdn Bhd11.
Hong Leong Investment Bank Berhad12.
HwangDBS Investment Bank Berhad13.
Innosabah Securities Berhad14.
Inter-Pacific Securities Sdn Bhd15.
JF Apex Securities Berhad16.
JPMorgan Securities (Malaysia) Sdn. Bhd.17.
Jupiter Securities Sdn Bhd18.
KAF-Seagroatt & Campbell Securities Sdn Bhd19.
Kenanga Investment Bank Berhad20.
M & A Securities Sdn Bhd21.
Macquarie Capital Securities (Malaysia) Sdn Bhd22.
Malacca Securities Sdn Bhd23.
Malaysian Issuing House Sdn Bhd24.
Maybank Investment Bank Berhad25.
Mercury Securities Sdn Bhd26.
MIDF Amanah Investment Bank Berhad27.
MIDF Consultancy & Corporate Services Sdn. Bhd.28.
MIMB Investment Bank Berhad29.
Nomura Securities Malaysia Sdn. Bhd.30.
OSK Investment Bank Berhad31.
PM Securities Sdn Bhd32.
Public Investment Bank Berhad33.
RHB Investment Bank Berhad34.
SJ Securities Sdn Bhd35.
TA Securities Holdings Berhad36.
UBS Securities Malaysia Sdn Bhd
Securities Commission | Dealing in Securities as at 31 May 2010
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1.
A.A. Anthony Securities Sdn. Bhd.Shareholders
Dynamic Pearl Sdn BhdIdris bin Osman
Directors
Lim Tiong Chin Executive Director - Dealing
Abdul Rahman bin Ahmad Executive Director - Dealing
Lim Teong Khoon Executive Director - Operations
Dato’ Wong Pui Lam
Chuah Seong PhaikVijeyaratnam a/l V. Thamotharam PillayDatuk Razman Md Hashim bin Che Din Md Hashim
Company Secretary
Lim Kong Yow
Compliance Officers
Loo Chye SeongLai Tick Foo
Business Address(es)Headquarters
Address Tingkat 1, 2 & 3, Bangunan Heng Guan, 171, Jalan Burmah, 10050 Georgetown, Pulau Pinang,MALAYSIATelephone 04-229 9318Fax 04-226 8788
Cawangan Jalan Gangsa, Kawasan Perusahaan Mergong 2, Seberang Jalan Putra, Alor Setar, Kedah
Address Lot 4, 5 & 5A, Tingkat 1 Emum 55, No. 55, Jalan Gangsa, Kawasan Perusahaan Mergong 2, SeberangJalan Putra, 05150 Alor Setar, Kedah, MALAYSIATelephone 04-732 2111Fax 04-732 2777
Cawangan Jalan Perniagaan 2, Pusat Perniagaan Alma, Bukit Mertajam, Pulau Pinang
Address Aras Bawah dan 1, No. 2, Jalan Perniagaan 2, Pusat Perniagaan Alma, 14000 Bukit Mertajam, PulauPinang, MALAYSIATelephone 04-554 1388Fax 04-554 1389
Cawangan Jalan Sri Hartamas 1, Sri Hartamas, Kuala Lumpur
Address N-1-3, N-2-3, N-3-3, Plaza Damas, No. 60, Jalan Sri Hartamas 1, Sri Hartamas, 50480 Kuala Lumpur,Wilayah Persekutuan, MALAYSIATelephone 03-6201 1155Fax 03-6201 1001
Cawangan Johor Bahru, Johor
Address Levels 6 & 7, Menara MSC Cyberport, No. 5, Jalan Bukit Meldrum, 80300 Johor Bahru, Johor, MALAYSIATelephone 07-333 2000Fax 07-335 4728
Cawangan Kulai Besar, Kulai, Johor
Address No. 42-8, Main Road, Kulai Besar, 81000 Kulai, Johor, MALAYSIATelephone 07-663 6658Fax 07-663 6653
Securities Commission | Dealing in Securities as at 31 May 2010
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Cawangan Taman Johor Jaya, Johor Bahru, Johor
Address No. 70, 70-01 & 70-02, Jalan Rosmerah 2/17, Taman Johor Jaya, 81100 Johor Bahru, Johor, MALAYSIATelephone 07-351 3218Fax 07-351 3843
Cawangan Taman Nusa Bestari, Skudai, Johor
Address No. 171 (Tingkat Bawah), Jalan Bestari 1/5, Taman Nusa Bestari, 81300 Skudai, Johor, MALAYSIATelephone 07-512 1633Fax 07-512 1933
Cawangan Jalan Intan 2, Bandar Baru, Teluk Intan, Perak
Address No. 29G, Jalan Intan 2, Bandar Baru, 36000 Teluk Intan, Perak , MALAYSIATelephone 05-6216010Fax 05-6216011
2.
Affin Investment Bank BerhadShareholder
Affin Holdings Bhd
Directors
Maimoonah binte Mohamed Hussain Executive Director/Chief Executive Officer
Tunku Dato’ Jaafar Laksmana bin Tunk
u NongJiwaTan Sri Dato' Che Lodin bin Wok KamaruddinGen (R) Tan Sri Yaacob bin Mat ZainDato' Seri Raja Aman bin Raja AhmadAriffin bin AliasSeow Thiam FattStephen Charles LiKoh Thong Hau
Company Secretary
Azizah binti Shukor
Compliance Officers
Saifulizan bin BaharNoor Azlin Binti Abd AzizWong Seow WeiTeh Fui MengLee Huey ChingNizam bin Md. Amin @ Md. AmanSuganthi a/p Mayandi
Key Management
Dato' Saiful Bahri bin Zainuddin Head of Dealing
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SecuritiesOng Teng Chong Head of ResearchJohan Bin Hashim Head of Corporate Finance - EquityLow Yek Moo Head of OperationsWan Hashimah binti Ahmad Merican Head of ComplianceSaifulizan bin Bahar Head of ComplianceChua Bee Chin Head of OperationsNoraiza binti Mohd Sharif Head of Dealing- Debt Capital Markets/BondsAkbar Shah Bin Mohamed Head of Dealing - Debt Capital Markets/BondsHatini binti Mat Husin Head of Corporate Finance - Debt
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