Life SettlementsTask Force
Staff Report to theUnited States Securities and Exchange CommissionJuly 22, 2010
This is a report by the Staff of the U.S. Securities and Exchange Commission. TheCommission has expressed no view regarding the analysis, findings, or conclusionscontained herein.
Table of Contents
The Securities Exchange Act of 1934 ............................................................. 24
The Commission Should Consider Recommending to Congress that It Amend theDefinition of Security under the Federal Securities Laws to Include LifeSettlements ............................................................................................................ 39
The Commission Should Instruct the Staff to Continue to Monitor that LegalStandards of Conduct Are Being Met by Brokers and Providers ......................... 42
ii
The Commission Should Instruct the Staff to Monitor for the Development of aLife Settlement Securitization Market .................................................................. 42
The Commission Should Encourage Congress and State Legislators to Consider More Significant and Consistent Regulation of Life Expectancy Underwriters ..... 43
The Commission Should Instruct the Staff to Consider Issuing an Investor BulletinRegarding Investments in Life Settlements ........................................................... 43
iii
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