Professional Documents
Culture Documents
49
50 / The Dynamics of Bureaucracy
Competition and Productivity / 51
superior explained, "In each month, we look at the production, and
lize job openings before anybody else could. An interviewer could
the average becomes the standard." Consequently, interviewers
maximize his placements by sending a marginally qualified client
were indirectly compared, and direct comparisons were, in fact,
to a job, lest the opening beused by another interviewer before he
also made. The fiction that records were not used for comparative
could find a fully qualified client, or by keeping job orders on his
purposes was designed to discourage competitive efforts to monopo
desk, thus preventing others from discovering them in the file. These
lize job openings by hiding them from others, since this type of
and less legitimate devices were used, because performance rec
competition, as distinguished from that which prevailed in the feder
ords made interviewers so anxious to make many placements that
al agency, interfered with operations. An examination of the extent
they were willing to employ illicit means to do so. One interviewer
of such competition and its effects is the subject of this chapter.
gave the following account of illegitimate competitive practices: 2
Competitive Monopolization of Job Openings When you take an order, instead of putting it in the box,
you leave it on your desk. There was so much hiding of orders
under the blotter that we used to ask, "Do you have anything
There were seven interviewers in Section A and five in Section
under your rug?" when we looked for an order. You might
B. 1 Within each section, every interviewer had the same duties. leave an order you took on the desk, or you might leave it
The operating procedures of the two sections were similar, but on the desk after you made no referral. . . . Or you might
take an order only partially; you write the firm's name, and
not identical. Requests for workers were received over the tele a few things; the others you remember. And you leave it on
phone throughout the day. Employers previously served by a cer the pad lof order blanksl. You keep on doing this, and all
these orders are not in ffle box. You can do some wrong filling
tain interviewer sometimes asked for him by name. In all other out. For instance, for a rather low-salary job, you fill out
cases telephone operators distributed requests for workers in a "experience required." Nobody can make a placement on that
except you, because you know that experience isn't required.
given occupation among all interviewers in the appropriate section. Or, if there are several o~enings [on one orderl, you put
The order forms on which job openings were described were the order into "referrals ([file category for filted job openings]
after you made one placement. You're supposed to put it into
arbitrarily (alphabetically) classified and deposited in five boxes "referrals," but stand it up, so that the others can see it. If
you don't, you have a better chance of making the next place
in Section A and in two boxes in Section B. The file boxes of Sec
ment than somebody else. And time and again you see four,
tion A were located on the desks of five interviewers, who were five openings on one order filled by the same person. [Exami
responsible for keeping them in order. An interviewer in this nation of files revealed one case where eight out of nine open
ings on one order had been filled by the same interviewer.]
section found some orders more conveniently accessible than others,
but he had the right to use, and did use, the orders in any of the The tendency to monopolize job openings forced interviewers
boxes in his section. The two boxes in Section B were moved from to watch one another's movements, not only if they wanted to hide
orders, but also in order to prevent others from doing so. Incidents
desk to desk as needed.
like the follOwing were frequent: Mrs. Adams had an order in her
The cards of clients waiting to be interviewed in each section
hand, while another one was lying on her desk. Miss Akers, who
were arranged in order of their arrival. Whenever a member of a
had gone through the file box, looked at the order on the desk over
section completed an interview, he called the next client in line
Mrs. Adams' shoulder. When Mrs. Adams started to explain defen
to his desk. After ascertaining the applicant's qualifications, he
sively, "I'm just trying-," Miss Akers interrupted her, "I'm just
searched the files for a suitable job. The scarcity bf job openings
looking at it."
was the major obstacle to making many placements.
A former member of Section A described the atmosphere there
Evaluation on the basis of statistical criteria of performance
in these words:
induced interviewers to compete with one another for outstanding
placement records. This competition took the form of trying to uti- They are so competitive, an order never stays in the box.
Most of the time, they leave the order on their desk. and fill it
52 I The Dynamics of Bureaucracy
right away. Or what happens is that you write an order, and Competition and Productivity / 53
Ratio of
Akers 71
.70
4.9 .97
Ambros 69
3.2 .71 101
18 .26
The major opportunity for competitive monopolization of job orders Atzenbergi 106
1.8 .45
65
43 .41
presented itself when they were received over the telephone. The
Auble 10
2.9 .61
87
extent to which an interviewer used the orders he had received from Babcock
16
7
.44
Beers 58
2.2 .53
46
Bing 51
1.6 .71
62
15 .29
which shows that he did not make them available to his colleagues, Borden 17
7 1.5 .75
65
Bush .41
2.1
provides an index of competitiveness. Obviously. this index does 43
19
.42
.55 48 d
2.1 .97
84
not reflect all forms of competition in Department X. but it does Section A 392
170
.43
Section B 185
3.0 .59 590
measure the most prevalent one and has the further crucial ad 67 0.36 1.8 0.67 289
This index of competitiveness was based on the analysis of all show that some were much more successful than others in inducing
job openings filled during the first half of April. The first two employers, or telephone operators, to channel requests for workers
columns in Table 2 show the number of these job openings each ing record
note 6.) which did not involve competitive interaCtion. (See foot
interviewer had received over the telephone, and the number of
referrals he had made to the openings he himself had received (not b. Competitiveness index (col. 4): The proportion of job openings
all the referrals he had made). The proportion of openings used by received to which the recipient made a referral (col. 3), times the
the recipient for referring his own clients is indicated in column vided by the expected frequency of referrals made by the recipient of
the number
April, 1949. of openings in the section per interviewer. Base period:
ceeds 1.0.
The members of Section A were more competitive than those When they introduced statistics. I realized how fast I
of Section B. Column 4 also reveals that the variation between worked. I even wanted to drop lower. I didn't mind working
fast as long as it didn't show. but when it showed up like
individuals in the first group was greater. Since placement pro that on the record, I wanted to work less. But you know what
cedures in the two sections differed only in respect to the arrange happened? Some of the others started to compete with each
other. and produced more than I did. Then I thought to m1self.
ment of file boxes, this factor may have been responsible for these "Since I can do it. itls silly to let them get ahead of me.' 11m
only human. So. I worked as fast as before.
differences.
The permanent location of the boxes with job orders on the When statistical records made the superior performance of
desks of most interviewers in Section A indeed provided occasions this interviewer public knowledge, she decided to work less. quite
for hoarding orders which did not exist in Section B, where boxes possibly in response to pressures the others had brought to bear
were constantly moved around. On the average, an interviewer in upon her. At the same time, the other members of Section A. while
Section A used nearly twice as many job openings from his "own" complaining about the unfair production standards she set. improved
box than each of his co-workers did. However, the orders in his their own performance. Consequently, this interviewer. just like the
box were not necessarily the ones he had received over the tele others. felt constrained by colleagues to work fast and compete for
phone. The monopolization of job orders in the interviewer I s box, an outstanding performance record. One or two individuals in Sec
most of which had been received by other interviewers. is not tion B. on the other hand. were also accused of having competitive
reflected in the competitiveness index, which takes into account tendencies, but their colleagues successfully discouraged the ex
only monopolization by the recipient. The different arrangement pression of such tendencies in monopolistic practices. It is in
of boxes did not affect the measure of competitiveness used. and this sense that the competition of one group and the co-operation
therefore cannot explain the observed difference between the two of the other were social factors. calling for expianation in socio
3 logical rather than psychological terms, as Durkheim has long
sections.
As a matter of fact. an interviewer in Section B who had former .
smce emp h aSlze
. d •4
ly worked in Section A thought that the stationary boxes in his old
section made monopolization of job 9rders by the recipient techni Structural Differences between Sections
cally more difficult: Competitive monopolization of jobs had the purpose -of maxi
1 think that it would be even easier to hide an order here. mizing placements. How well did it accomplish this purpose? The
The boxes move around so much. you can have an order on
your desk because you didn't get around to putting it in the last column in Table 2 shows how many placements each interview
l
box. But there, when an order belongs to another box. it s er had made during April; this is divided by a constant for each
much more difficult to explain why you didnlt carry it l there
immediately. Why does it happen more there. since it s easier section. controlling for the different number of job openings avail
here? I'd say that different personalities are the main factor. able. to provide a comparable index of productivity. Comparison
Most officials attributed the great competitiveness of Section between columns 4 and 5 shows that competitiveness was related
A to the personality characteristics of some of its members. their to productivity in Section A, but not in Section B. The Pearsonian
ambition, eagerness to please superiors. or competitive spirit. correlation coefficient between these two factors is +.92 for
"There is usually one individual who starts it. who becomes a pace Section A, but -.20 for Section B. 5 The more competitive inter
setter. Once it has started. it is too late." The others. so interview viewer in Section A made more placements; the more competitive
interviewer in Section B did not.
ers claimed. have to follow suit. However. the account the most
56 I The Dynamics of Bureaucracy Competition and Productivity / 57
This startling difference helps to explain why the members of visors had differed. second, only one group had had an opportunity
Section A were more competitive. Since monopolizing jobs was an to develop a professional code of employment interviewing. Third,
effective way to improve one's placement record only in this group. great differences in job security had existed between the two sec
its members had more incentive than those of Section B to engage tions when statistical records had been introduced.
in such competitive practices. 6 Of course. this does not yet answer Supervisor Astor relied heavily on performance records in
the question why the two factors were related in one section and evaluating the interviewers in Section A: "And here. in the pro
not in the other. duction figures. is the answer to the question: How good are you?
Co-operative norms had developed in Section B which discouraged Here you see exactly how good the work you did was." Interviewers
competitive practices by making them ineffective. as many comments often mentioned the pressure this created: "[Especially] around
illustrate: rating time. you get this competition. You don't care whether the
The advantage of [Section B over Section A] is that we best per.son gets the job. but you try to make the placement your
never cover up orders. We always work together. That proves self. Of course. there are some who are strong. who don't do it. I
one point-the only people who can make the job hard for you
are those who work with you. I can tell right away when somebody admire them. But it's difficult to be that strong."
tries to cover up. . . . If the supervisor doesn't catch it. I do. Supervisor Bohman. who had been transferred to this depart
And I won't go to the supervisor to tell on the guy. but talk to him
directly. ment less than a year before these observations were made, sur
They might use co-operation. telling each other about all prised his subordinates when he rated them for the first time:
the jobs they have and so forth. to counteract the use of statisticS.
I mean. through co-operation you might equalize the placements When the rating period came around, and we saw that
various interviewers make. and counteract the statistics. which [Supervisor BOhman] doesn't use statistics too much, and
tend to make people egocentric. making everyone work for him lD spite of statistics gave pretty good ratings-judging the
self. trying to make as many placements as he can by himself. entire person and giving good ratings-we became less anxious
about the statistics. Another experience like that, and we
We did many things~ We co-operated in making notations might forget all about placement credit.
of applicants who were deadheads. who would not take jobs when (Did the other section have a different experience?) Yes;
sent out. Second. we checked each other's placements. so that there they were told that placement is important. Before,
statistics were nearly evenly divided. Also. if one got a job. the two units were pretty much alike. Maybe, this one was
everyone else knew about it. If I saw an applicant at another desk, a little less competitive, but not much.
and had an order for which he might qualify, I would bring the
order over the;re. Every applicant became your applicant. Since their ratings were not primarily based on performance
Although these co-operative practices did not equalize productivity, records, members of Section B were less anxious about productivity,
they did make competitive monopolization of jobs ineffective as an and this encouraged the development and persistence of co-operative
instrument for improving it. When a new interviewer manifested com norms.
petitive tendencies, he was penalized by being excluded from the net Utlimately. therefore. the extent to which production records
work of reciprocal information. For example. he was not told about the served as the basis for ratings were a crucial factor in determining
job orders received by others. Any advantage of hoarding jobs was at whether the members of a section worked competitively or co-oper
least neutralized by the lack of co-operation it provoked. Competitive atively. but it was not the only factor. The methods of supervision and
practices in this situation made an interviewer unpopular and failed to evaluation employed 7 were not independent of the social situation
improve his productivity and therefore were infrequent. in which .the supervisor operated. To be sure. Mr. Bohman's person
Different historical experiences that had influenced the development alityand past experience were partly responsible for his more lenient
of these two group structures were responsible for the emergence of and less productivity-oriented rating practice. But it was also influ
co-operative norms in one. but not in the other. Three contrasting con enced by his position as a new supervisor of this groupS and by the
ditions could be discovered. First, the rating practices of the two super- professional code that prevailed among its members.
Competition and Productivity / 59
58 I The Dynamics of Bureaucracy
The least competitive interviewers in any of the sections in shown. However, the existence of this group code would have made
Department X were persons identified with reference groups that it difficult for the supervisor to judge perfomance mainly on the
supplied them with professional standards of correct interviewing. basis of production figures. To have done so would have stamped
such as a former social worker and a prospective clinical psychol him as ignorant of the most important requirments of correct em
ogist. Their orientation induced these officials to strive in their ployment service.
operations for other goals besides maximum productivity. Since No opportunity for the development of a common professional
competitive practices did not aid in the attainment of these goals, code had existed in Section A. Its members had not received their
interviewers with such professional standards had little incentive induction training together, nor had they been trained at the time
when intensive interviewing of returning veterans had been empha
for engaging in them.
A similar orientation had emerged in the formative period of sized. Since competition prevailed in this group, the individual
Section B. Three of its present members had joined the section whose professional standards made him reluctant to compete either
upon being discharged from the Army after the last war, when became a deviant whose productivity suffered or mOdified his stand
large numbers of returning veterans needed occupational advice. ards and started to compete in order to produce more.
Counseling and intensive interviewing had therefore been stressed Finally, most members of Section A had been appointed to tempo
at the time when they, together, received their training under a rary civil service positions during the last war. They were on
supervisor who was especially interested in these phases of oper probation pending permanent appointments when production records
ations. One of them described this period in the following words: were originally introduced and even afterward remained subject
to layoffs due to reductions in staff. Their insecurity led them to
When I first came here, in May, 1946, we had a very nice
bunch. It was like an all-day consultation; we discussed place strive to impress superiors with outstanding performance. In con
ments with each other all day long. At that time, the veterans trast, all but one of the members of Section B were veterans, whose
came back, and there was a lot of emphasis on counseling.
Nobody asked "you how many placements you made, then. The employment could not be terminated except for cause. They could
emphasis was on quality, and we consulted with each other more easily afford to co-operate with one another in disregard of
all day. official production records, since, as one envious colleague put it,
In this situation, the group devel.oped a professional code of "they felt that nothing could happen to them, because they were
own. It was considered most important to help each client find veterans and had superseniority."
job that interested him and to give him all the occupational advice Differences in these three conditions-employment security,
he needed; quick interviews were unacceptable, since they could not opportunity for the development of a common professional orienta
meet these objectives. This code condemned the goal"of maximizing tion, and evaluation practice of the supervisor-gave rise to two
! productivity as interfering with proper service to clients. In effect, dissimilar social structures. Opposite criteria determined the net
\ this transformed competitive practices from the state of being work of relationships in the two groups. While productivity was nega
~ illegitimate means for desirable ends into illegitimate means for tively valued in Section B, it became a central value for the mem
! worthless ends. If such practices did occur, they were more vigorously bers of Section A, as this statement by one of them illustrates:
opposed, because the code provided moral justification for co-opera
Right now, since we have statistics, the emphasis is on
tive norms. Competitive practices were disapproved not merely be production and results. Before, people took pride in the
cause they made the work of other interviewers more difficult but placements they made. They went to the supervisor and told her
what an employer had said, how satisfied he was with the
because they led to defective service to clients. Nevertheless, co placement, and so forth. Now, they don't feel so strongly about
operation was contingent on the absence of acute anxiety over ratings that any more. I know it myself. I don't feel elated any more
when employers tell me they like a worker especially, but I
and thus on the evaluation practice of the supervisor, as will be feel elated when I make a placement.
Competition and Productivity / 61
60 I The Dyna mic s of Bureaucracy
In accordance with these values. outstanding productivity be Social Cohesion and Productivity
came a sign of high status in Section A, but one of low status in The group much concerned with productivity was less produc
Section B. When a member of Section B explained why she con tive than the group unconcerned with it. 10 Table 2 shows that 59
sidered a certain colleague the best interviewer in her section, she per cent of the job openings received in Section A were filled. in
actually inverted official performance standards: "Herbert has contrast to 67 per cent of those in Section B. 11 Another paradox
more patience; also, he made fewer placements G.i£] , which I implicit in these data is that the more competitive interviewers in
thought was to his credit. The person who does the better job very Section A made more placements, but the group whose members
often has fewer placements. It usually works out that way." The were more competitive made fewer placements. Why were com
most productive interviewer in this section was least respected petitiveness and productivity related directly for individuals, but
and least popular. In Section A, on the other hand. competitive ex inversely for groups ?12
celling did not make an interviewer unpopular, as one of its mem Anxious concern with productivity induced interviewers in
bers explained: "Eve told me that in [another department] the Section A to concentrate blindly upon this goal at the expense of
person who is highest on production records is very unpopular; other considerations. In their eagerness to make many placements,
1I
they don't like it. That's not true here. On the contrary. the they often disregarded official rules and ignored whether their
most competitive and most productive member of Section A was actions injured their interpersonal relationships with colleagues.
considered the best interviewer by her colleagues and was most The prevalence of such competitive behavior, which only the group
9 index measures, weakened social cohesion. and this in turn reduced
popular with them.
The interviewers in both sections disliked to work in a com operating efficiency. 13
petitive atmosphere. However, the different values and especially The extent to which the members of a work group spend their
the related differences in relative positions made it possible in lunch and rest periods with one another can be considered an index
one group. but impossible in the other. effectively to curb com of social cohesion. Officials who enjoy their contacts in the office
petitive practices. Occasionally. a member of Section A tried to tend to avail themselves of these opportunities for informal get
discourage them. One said: "If I see that an interviewer keeps togethers and thereby strengthen their social ties. Conversely, if
orders on her desk, I take them and put them in the box. . . . Of strained relations between colleagues develop at work. officials will
course. you don't make friends that way. II Since most members of not seek one another's company in their free time, and thus they
this section, including the most popular ones, were competitive. fail to cement their interpersonal relationships.
antagonizing them would have threatened an interviewer's own None of the interviewers in Department X joined another mem
standing in the group. This deterred interviewers from discourag ber of the department for lunch. 'This is in sharp contrast to the
ing competitive practices. even though they disliked them, with the custom of lunching together that prevailed in the federal agency to
result that such practices prevailed. be discussed in Part II. Although a lunch schedule limited the choice
Antagonizing a deviant, on the other hand, does not endanger of partners in the state agency (and not in the federal agency). there
the status of an individual. Since a competitive striver was an un can be little doubt that the strained relations between competing inter
popular deviant in Section B, its members could use sanctions viewers were primarily responsible for their lack of contact at noon.
freely to combat competitive practices. This enforced the co-opera Most interviewers explained that they preferred to eat alone, since
tive norms of the group and made monopolization of jobs an ineffec they had to talk all day in the office. A few in Section A added that
tive method of operation. In this section. therefore, competitiveness they often joined a friend from the outside for lunch, which shows
was not related to productivity, and it was considerably less preva that they did not really wish to be alone, but only wanted to escape
lent than in Section A.
Competition and Productivity / 63
62 / The Dynamics of Bureaucracy
from co-workers. Moreover, some interviewers reported that they perform well. The members of this section. therefore, had to en
used to lunch with colleagues in the past, that is, before the intro deavor to conciliate colleagues whom their competitive practices
duction of statistical records had engendered competitive relation had alienated. Often, an interviewer paid another a compliment
about her work or her apparel shortly after having interfered with
ships.
Rest-period engagements, however, indicate that one group was her operations. Joking and relaxing for a minute together also re
more cohesive than the other. All but one of the five members of stored more cordial relationships. The most competitive inter
Section B usually spent their rest periods together,14 whereas none viewer was in the habit of taking time out "to fool around" with her
of the seven interviewers of Section A did so regularly, and only co-workers and was proud of making more placements than any
two occasionally. Moreover. the interviewers of Section B spent body else "nevertheless." Actually, this compensating friendliness,
more of their free time in the company of members of other de which made her popular despite her competitiveness, helped her
partments than did those of Section A. The less competitive group to be so productive.
was more cohesive, and its members were better integrated members Only those members of Section A who made special efforts to
mend their interpersonal relationships were able to make many place
of the division.
Social cohesion enhanced operating efficiency, first, by facili ments, but this was not necessary in the cohesive Section B. At
tating co-operation and. second, by reducing status anxiety. Although least, this seems to be suggested by the finding that the frequency
the interviewers in each section often co-operated with one another of private contacts was also related to productivity in Section A
in many ways, those in the less cohesive group did so less readily. (rank correlation +.84). but not in Section B (+.13). In the cohesive
Greater efforts were required in Section A to elicit the co-opera section, where operating practices did not disadvantage colleagues,
tion of colleagues. as a comparison of the interaction patterns of interviewers did not have to devote time and energy to solicit and
encourage co-operation. since it was not extended reluctantly. Their
the two groups shows.
All social contacts which any member of Department X had in the spontaneous co-operation improved operating efficiency in Section B.
office were observed for 24 hours (the busiest hours in one week). Social cohesion also lessened the status anxiety generated by
resulting in 2.625 recorded interactions. They were classified either evaluation on the basis of production records. Such anxiety is most
as official contacts, those directly concerned with a specific job or acute for the individual who does not feel integrated in his work group
client, or private ones, which included all other interactions. The and therefore seeks to derive social recognition through excelling
frequency of an interviewer's official contacts was related to his in his tasks and from approval of superiors. Friendly relations
producti vity in Section A (rank correlation +.98) but not in Section with co-workers made the standing of the individual in the cohesive
B (+.08). This suggests that only the interviewers who kept, as one group independent of his productivity, especially since fast work
of them put it, "hopping around all the time" to retrieve job open was disapproved as a sign of superficial service. The consequent
ings that others kept on their desks were able to make many place reduction of anxiety in the cohesive group which was antiproductivity
ments in the competitive section. In the cohesive group, on the other oriented actually raised its productivity.
hand, the co-operation needed in the placement process occurred Fluctuations in productivity illustrate the dysfunctions of status
as a matter of course and not only in response to special requests. anxiety. Section B had not always operated more effiCiently than
This social effort was not required there for high productivity. Section A. Its productivity had been lower during the two months
The productive interviewer in Section A hoarded jobs and also preceding the last rating. but had abruptly increased then, while
prevented others from doing so by asking them for the job orders that of Section A had declined, as Table 3 shows.
they had received over the telephone. Both these practices antago The two groups found themselves in different situations before
nized his co-workers, whose co-operation he needed if he was to and after they were rated. The members of Section A were familiar
Competition and Productivity I 65
64 I The Dynamics of Bureaucracy
significance as a status symbol in the work group. Their lesser
TABLE 3
anxiety. as well as their greater co-operativeness. enabled the
members of the cohesive group to perform their tasks more effi
PRODUCTIVITY BEFORE AND AFTER