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  • Regulatory Framework

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    Ruben Anto
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    SEBI GENESIS 9th Jul 1875 The Native Share and Stock Broker's Association formed 2nd Feb 1921 Clearing House started by Bank of India 1st May 1992 SEBI Act established. Lack of adequate instruments Inadequate financial disclosure Lack of developed secondary market Insider trading menace Price manipulation.

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    SEBI GENESIS 9th Jul 1875 The Native Share and Stock Broker's Association formed 2nd Feb 1921 Clearing House started by Bank of India 1st May 1992 SEBI Act established. Lack of adequate instruments Inadequate financial disclosure Lack of developed secondary market Insider trading menace Price manipulation.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PPTX, PDF, TXT or read online from Scribd
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    23 views5 pages

    Regulatory Framework

    Uploaded by

    Ruben Anto
    SEBI GENESIS 9th Jul 1875 The Native Share and Stock Broker's Association formed 2nd Feb 1921 Clearing House started by Bank of India 1st May 1992 SEBI Act established. Lack of adequate instruments Inadequate financial disclosure Lack of developed secondary market Insider trading menace Price manipulation.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PPTX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    of 5

    REGULATORY FRAMEWORK

    SEBI

    GENESIS

    ‡ 9th Jul 1875 The Native Share & Stock Broker's Association formed ‡ 2nd Feb 1921 Clearing House started by Bank of India ‡ 1st May 1992 SEBI Act established

    FACTORS RESPONSIBLE FOR THE INTRODUCTION OF REGULATION

    ‡ ‡ ‡ ‡ ‡

    Lack of adequate instruments Inadequate financial disclosure Lack of developed secondary market Insider trading menace Price manipulation

    FACTORS RESPONSIBLE FOR THE INTRODUCTION OF REGULATION

    ‡ ‡ ‡ ‡

    Abolition CCI Unofficial trading Uncontrolled share broking Lack of institutional support

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