Welcome to Scribd. Sign in or start your free trial to enjoy unlimited e-books, audiobooks & documents.Find out more
Download
Standard view
Full view
of .
Look up keyword or section
Like this
2Activity

Table Of Contents

CHAPTER 1 SURVEILLANCE IN STOCK EXCHANGES
1.1 IMPORTANCE OF SURVEILLANCE
1.2 MARKET SURVEILLANCE MECHANISM
2.1 RETURN AND RISK
2.1.1 Return and Risk of a Single Asset
2.1.2 Calculation of Beta (ß)
2.1.3 Relationship between Return and Risk
2.1.4 Return and Risk of a portfolio
2.2 FUNDAMENTAL ANALYSIS
2.2.1 Valuation of a Stock
2.3 FINANCIAL STATEMENT ANALYSIS
2.3.1 Balance Sheet
2.3.2 Profit and Loss Account
2.3.3 Ratio Analysis
2.5.1 Net Income Approach
2.5.2 Net Operating Income Approach
2.5.3 Traditional Approach
2.5.4 Modigliani and Miller Approach
2.6 CAPITAL BUDGETING
2.6.1 Net Present Value
2.6.2 Benefit-Cost Ratio
2.6.3 Internal Rate of Return
2.6.4 Payback Period
2.6.5 Accounting Rate of Return
2.7 TIME VALUE OF MONEY
2.7.1 Future Value of a Single Cash Flow
2.7.2 Future Value of an Annuity
2.7.3 Present Value of a Single Cash Flow
2.7.4 Present Value of an Annuity
2.8 Market Index
2.8.1 Understanding the index number
2.8.2 Understanding S&P CNX NIFTY
2.8.3 India Index Services & Products Ltd. (IISL)
Rules and Regulations
3.1 SECURITIES CONTRACTS (REGULATION) ACT, 1956
3.2 SECURITIES CONTRACTS (REGULATION) RULES, 1957
3.3 SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992
3.4 SEBI (STOCK BROKERS & SUB-BROKERS) RULES, 1992
3.5 SEBI (STOCK BROKERS & SUB-BROKERS) REGULATIONS, 1992
3.7 SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
3.10 CORPORATE GOVERNANCE
3.11 INVESTIGATION
3.12 CODE OF ETHICS
CHAPTER 4 SURVEILLANCE OF MARKET ACTIVITY
4.1 INTRODUCTION
4.2 SURVEILLANCE ACTIVITIES
4.2.1 Online Surveillance
4.2.2 Off-line Surveillance
4.2.3 Rumour Verification
5.1 INTRODUCTION
5.2 RISK CONTAINMENT MEASURES
5.2.1 Settlement Guarantee Mechanism
5.2.3 Margins
5.2.4 Inspection of Books and Investigation
5.2.5 Penal Charges
5.2.6 On-line Monitoring
6.1 PROCESSING OF ALERTS
6.2 UNIQUE CLIENT CODE AND THE REQUIREMENTS
6.3 PREVENTION OF MONEY LAUNDERING ACT, 2002 (PMLA)
6.4 PMLA: OBLIGATIONS OF INTERMEDIARIES
0 of .
Results for:
No results containing your search query
P. 1
14.NCFM-surveillance-Module

14.NCFM-surveillance-Module

Ratings: (0)|Views: 4|Likes:
Published by catwalktoiim

More info:

Published by: catwalktoiim on Jan 18, 2011
Copyright:Attribution Non-commercial

Availability:

Read on Scribd mobile: iPhone, iPad and Android.
download as PDF, TXT or read online from Scribd
See more
See less

03/17/2012

pdf

text

original

You're Reading a Free Preview
Pages 4 to 31 are not shown in this preview.
You're Reading a Free Preview
Pages 35 to 46 are not shown in this preview.
You're Reading a Free Preview
Pages 50 to 52 are not shown in this preview.
You're Reading a Free Preview
Pages 56 to 149 are not shown in this preview.

You're Reading a Free Preview

Download
scribd
/*********** DO NOT ALTER ANYTHING BELOW THIS LINE ! ************/ var s_code=s.t();if(s_code)document.write(s_code)//-->