Professional Documents
Culture Documents
1
“Rhetoric and Semiotics,” in A Semiotic Landscape, ed., Seymour Chatman, Um-
berto Eco, and Jean-Marie Klinkenberg (The Hague: Mouton, 1979), 103–12 (p. 103).
Rhetorica, Vol. XXIV, Issue 3, pp. 303–323, ISSN 0734-8584, electronic ISSN 1533-
8541. ©2006 by The International Society for the History of Rhetoric. All rights re-
served. Please direct all requests for permission to photocopy or reproduce article
content through the University of California Press’s Rights and Permissions website,
at www.ucpress.edu/journals/rights.htm.
303
304 RHETORICA
2
“Rhetoric and Semiotics,” 102–103.
3
“Rhetoric and Semiotics,” 112. Chatman’s skepticism, if not hostility, toward
rhetoric is remarkable considering that for many years he taught in the Rhetoric
Department at the University of California, Berkeley.
Splendor and Misery 305
4
For discussion of the place of rhetoric in Peirce’s work see John R. Lyne,
“Rhetoric and Semiotic in C. S. Peirce,” Quarterly Journal of Speech (1980): 155–168
and James Jakób Liszka, A General Introduction to the Semeiotic of Charles Sanders Peirce
(Bloomington: Indiana University Press, 1996), chap. 4, “Universal Rhetoric,” 78–108.
5
Other names might be added to this list. Certainly many writers discuss
rhetoric from what might be called a semiotic perspective. However, I am specifically
concerned with those writers who trace rhetoric’s demise historically and attribute
that demise at least in part to the figures of speech. Thus Paul de Man is absent
because in “Semiology and Rhetoric,” Diacritics (Fall 1973): 27–33, he does not offer
an extended historical analysis of rhetoric’s decline in the manner of those cited
above. However, de Man does share with other semioticians the view that rhetoric is
“the study of tropes and of figures” (28). Jacques Derrida, in “White Mythology,” also
deals with some of the issues addressed in this paper: “White Mythology: Metaphor
in the Text of Philosophy,” New Literary History 6 (1974): 5–76, especially “The Flowers
of Rhetoric: The Heliotrope,” 46–60.
6
R. Barthes, The Semiotic Challenge, trans. R. Howard (New York: Hill and Wang,
1988).
7
Semiotic Challenge, 11.
306 RHETORICA
8
Semiotic Challenge, 12.
9
Semiotic Challenge, 11.
10
Semiotic Challenge, 11.
11
Semiotic Challenge, 15.
12
Semiotic Challenge, 43.
13
Semiotic Challenge, 43.
14
Semiotic Challenge, 43.
15
Semiotic Challenge, 45.
16
T. Todorov, Theories of the Symbol, trans. C. Porter (Ithaca: Cornell University
Press, 1982); French original, Théories du symbole (Paris 1977).
Splendor and Misery 307
the ancients and first of the moderns.”17 Todorov then sees a period of
“misery” emerging from the crisis of the Roman Republic. After the
collapse of the Republic rhetoric passes from instrumental to orna-
mental, from functional to beautiful.18 This second period is rather
long, to say the least, extending from Quintilian in the first century
to Pierre Fontanier in the nineteenth. Rhetoric, says Todorov, “is a
discipline in which such shortcuts are possible and even legitimate,
so slow is its evolution.”19 This second period is not a happy one for
rhetoric: “Between Quintilian and Fontanier, fortune does not smile
on one single rhetorician—and this longest period in the history of
rhetoric—lasting nearly 1800 years—turns out to be . . . a period of
slow decadence and degradation, suffocation and bad conscience.”20
Of course, says Todorov, “history indeed does not stop with Fontanier
. . . only the history of rhetoric stops there.”21 Rhetoric, says Todorov,
did not survive the nineteenth century, “but, before it disappeared, it
produced—through a final effort more powerful than any that had
gone before it, as if to try to stave off imminent extinction—a body of
reflections whose quality is unmatched.”22
This “swan song” of rhetoric began early in the eighteenth
century, with Des Tropes (1730) of César Chesneau Dumarsais and
ended, a century or so later, with the work of Pierre Fontanier,
whom Todorov regards as “the last rhetorician.”23 While Fontanier
might not have been, in Todorov’s estimation, the one to kill off
rhetoric, his work represents the culmination of rhetoric’s degen-
eration. Fontanier’s predecessor, Dumarsais, created a catalogue of
tropes that proved to be a popular, influential, and enduring work.24
17
Theories of the Symbol, 65.
18
Todorov is here repeating the common claim that rhetoric suffered a decline
after the collapse of the Roman Republic. For an alternative view see Jeffrey Walker,
Rhetoric and Poetics in Antiquity (Oxford: Oxford University Press, 2000), especially
part II, “‘Rhetoric’ in Later Antiquity: A Short Revisionist History,” 45–135. Walker
argues that “although there certainly were changes in the sociopolitical conditions
and rhetorical practices, there was no ‘decline of rhetoric’ in any meaningful sense
either in the Hellenistic or the Roman period” (ix).
19
Theories of the Symbol, 69.
20
Theories of the Symbol, 70.
21
Theories of the Symbol, 79.
22
Theories of the Symbol, 84.
23
Des Tropes ou des différents sens. Figure et vingt autres articles de l’Encyclopedie, suivis
de L’Abrégé des Tropes de l’abbé Ducros, ed. Françoise Douay-Soublin (Paris: Flammarion,
1988).
24
For editions and abridgements of Des Tropes, see “Oeuvres de Dumarsais” in
Des Tropes, ed. Douay-Soublin, 413–14. An assessment of Dumarsais’ place in early
308 RHETORICA
Barthes says that “for the eighteenth century, the most famous treatise
(and moreover the most intelligent) is that of Dumarsais.”25 Fontanier,
as Dumarsais’ successor, used the latter’s Tropes as a point of depar-
ture for his own works. Thus Fontanier’s first work was Les Tropes
de Dumarsais, avec un commentaire raisonné (1818) followed by Manuel
classique pour l’etude des tropes (1821) and Traité general des figures du
discours autres que les tropes (1827).26 The latter work, like Dumarsais’
Tropes, became a standard textbook on rhetoric in France.
Todorov, who earlier praised the efforts of Dumarsais, Fontanier,
and others as “reflections of unmatched quality,”27 concludes his re-
view of their work by asserting that every page, taken by itself, reeks
of mediocrity. We are dealing with an elderly gentleman (rhetoric): he
never dares to stray very far from the ideal of his youth (exemplified
by Cicero and Quintilian—although they were elderly gentlemen
themselves, in their way); he does not notice the transformations
of the world around him (Fontanier came after Romanticism, in its
German manifestation at least). And yet there is something splendid
about this old age; the old man has forgotten nothing of the two-
thousand-year history of his life. Better still, in a debate animated
by many voices, notions, definitions, and relations are refined and
crystallized as never before. Here then is the paradox: this sequence
of lusterless pages, when taken as a whole, produces a dazzling
impression indeed.28
The eighteenth century witnessed the culmination of rhetoric’s
second crisis in which, “at a single stroke” rhetoric was “acquitted,
liberated, and put to death.”29 So rhetoric has died again, a bit earlier
than in Barthes’ account, and for a different reason. For Todorov the
cause of rhetoric’s ultimate death is romanticism: romanticism “sup-
30
Theories of the Symbol, 80.
31
Theories of the Symbol, 79.
32
Figures of Literary Discourse, trans. A. Sheridan (New York: Columbia University
Press, 1982), 104.
33
Figures of Literary Discourse, 114.
34
Gérard Genette, “Introduction: La rhétorique des figures,” in Fontanier, Les
figures du discourse, cited in n. 26 above, p. 13.
35
Figures of Literary Discourse, 103–104.
310 RHETORICA
36
P. Ricoeur, The Rule of Metaphor, trans. R. Czerny (Toronto: University of Toronto
Press, 1977), 28.
37
Rule of Metaphor, 12.
38
Rule of Metaphor, 10–11.
39
Rule of Metaphor, 48–51.
40
Rule of Metaphor, 44.
41
Rule of Metaphor, 45.
42
Rule of Metaphor, 45.
Splendor and Misery 311
Group Mu
43
The six authors explain that “we have chosen as our symbol the first letter of
the Greek word designating the most prestigious of metaboles.” Group Mu (J. Dubois,
F. Edeline, J.-M. Klinkenberg, P. Minguet, F. Pire, H. Trinon), A General Rhetoric, trans.
P. Burell and E. Slotkin (Baltimore: Johns Hopkins University Press, 1981), xix.
44
A General Rhetoric, “Translators’ Preface,” xiv.
312 RHETORICA
and the others, Group Mu does not simply proclaim the end of
rhetoric, they propose a specific replacement for the “old” rhetoric.
An examination, therefore, of their attempt to bring “elocutio into
the range of modern linguistics” provides a singular test of the
significance of the “semiotic challenge” to rhetoric.
Despite the translators’ claims for the novelty of Group Mu’s
project, A General Rhetoric’s figurative and taxonomic emphasis in-
vites comparisons with the elocutio of classical rhetoric. Perhaps
mindful of their apparent similarity with the rhetorical tradition,
Group Mu, like Barthes and Todorov, emphasize the historical dis-
continuity between their approach and that of traditional rhetori-
cians. At least in France, says Group Mu, “rhetoric was dead in
thought if not in practice.”45 So dead was rhetoric that a dozen or so
years before the publication of A General Rhetoric “anyone claiming
that rhetoric would again become a major discipline would have
been laughed at.”46 This is because rhetoric was “never a very coher-
ent discipline”; historically it degenerated into a “sclerotic tradition”
which eventually “gave up the ghost.”47 But Group Mu believes that
rhetoric, despite its unfortunate decline, deserves resuscitation by
semioticians. After all, as the translators note, rhetoric was once “an
important and respected discipline.”48 At the time Group Mu began
to conceive of A General Rhetoric, the discipline of rhetoric was show-
ing at least some signs of its former vitality. “Today,” says Group
Mu, “rhetoric appears not only as a science of the future but also a
timely science within the scope of structuralism, new criticism, and
semiology.”49
Group Mu credits the revival of rhetoric to Barthes and Todorov,
as well as Roman Jacobson and Chaim Perelman. But despite the re-
emergence of rhetoric within a structuralist and semiotic context,
Group Mu makes it clear that they would not restore all of the
rhetorical tradition: “no one thinks seriously of bringing her back
with all the old debris. We must avoid the bric-a-brac.” Group Mu
agrees with Genette’s claim that “classical rhetoricians had ‘a mania
for naming.”’ In Group Mu’s view the “endless nomenclatures” of
the figures, while perhaps not “the underlying cause,” has been “the
evident sign of rhetoric’s demise.”50 Group Mu concedes that despite
45
A General Rhetoric, 1.
46
A General Rhetoric, 1.
47
A General Rhetoric, 4, 5.
48
A General Rhetoric, “Translator’s Preface,” xiii.
49
A General Rhetoric, 1.
50
A General Rhetoric, 2.
Splendor and Misery 313
its demise many of its old duties survived and were co-opted by the
field of “stylistics.” Stylistics, unlike the old rhetoric, is not concerned
with learning to write or crafting a persuasive message, but rather
is intent upon discovering “how and why a text is a text.”51 Thus the
study of rhetoric becomes an effort to discover literary meaning. For
Group Mu “literature is first of all a singular use of language. It is, in
fact, the theory of this usage that will constitute the first objective
of general, and perhaps generalizable, rhetoric.”52 Thus rhetoric is,
not surprisingly, rooted in language. More specifically, rhetoric is “a
set of operations made on language necessarily dependent on certain
characteristics of language. We shall see that all rhetorical operations
rest on a fundamental property of linear discourse—that discourse
can be decomposed into smaller and smaller units.”53
In Group Mu’s analysis these figures are, for the most part, the fa-
miliar ones of classical rhetoric. The figures, or “metaboles” as Group
Mu calls them, are classified into four different “fields”: metaplasm,
metataxis, metaseme, and metalogism. Metaplasms are figures that
act on sounds or graphic aspects of language. Metataxes are fig-
ures that act on the structure of the sentence. Metasemes are figures
that replace one seme, or unit of meaning, with another. And, fi-
nally, metalogisms are figures of thought that modify the logical
value of sentences. Each “metabole,” or figure, is also categorized
into one of four different linguistic operations: suppression, addi-
tion, suppression-addition, and permutation. The various traditional
figures are classified within the intersections of these four fields and
four operations. For example, metaplasm includes aphaeresis and
apocope; metataxis includes zeugma and parataxis; metaseme in-
cludes synecdoche and antonomasia; metalogism includes litotes and
hyperbole.
Up to this point in the analysis Group Mu has been content
to say that figures “act upon” or “modify” language in some way.
But if they are to meet their goal of rigorous linguistic analysis,
they recognize that they must go beyond such vague terms and
explain just how figures function. To do so, Group Mu offers several
“operating concepts” including the crucial concept of “deviation.”
Group Mu defines figures as “significant alterations,” or deviations,
from a linguistic norm: “the first stage of rhetoric consists in an
author’s creating deviations, the second stage consists in a reader’s
51
A General Rhetoric, 96.
52
A General Rhetoric, 7.
53
A General Rhetoric, 25.
314 RHETORICA
54
A General Rhetoric, 34.
55
R. Barthes, Writing Degree Zero, trans. A. Lavers and C. Smith (New York: Hill
and Wang, 1968). Despite the title of this work, Barthes discusses “degree zero” only
on pp. 4–5 and 76–78. For Barthes, in contrast to Group Mu, degree zero is not a
linguistic norm but rather a deliberate technique: an “attempt towards disengaging
literary language” which results in “a style of absence which is almost an ideal
absence of style” (76–77).
56
A General Rhetoric, 30.
57
A General Rhetoric, 30.
58
A General Rhetoric, 37.
Splendor and Misery 315
59
A General Rhetoric, 36.
60
Rule of Metaphor, cited above n. 36, p. 136.
61
Rule of Metaphor, 138.
62
Institutio oratoria, 9.1.14 (trans. H. E. Butler).
63
Institutio oratoria, 9.1.11.
64
George Puttenham, The Arte of English Poesie (Menston, England: Scolar Press,
1968), 132–33.
316 RHETORICA
65
Hugh Blair, Lectures on Rhetoric and Belles Lettres, ed. Harold F. Harding (Car-
bondale: Southern Illinois University Press), vol. 1, 272–73.
66
Lectures on Rhetoric and Belles Lettres, 273–74. Perhaps anticipating Genette,
Todorov, and others, Blair recommends Dumarsais as “one of the most sensible and
instructive writers” on figurative language (pp. 272–73, note).
67
Jonathan Culler, The Pursuit of Signs, augmented ed. (Ithaca: Cornell University
Press, 2001), 23.
68
Semiotic Challenge, cited above n. 6, p. 47.
69
Theories of the Symbol, cited above n. 16, p. 107.
Splendor and Misery 317
70
Winfried Nöth, Handbook of Semiotics (Bloomington: Indiana University Press,
1990), 341. See Quintilian, Institutio oratoria, 1.5.37–42.
71
A General Rhetoric, cited above n. 43, p. 75. This statement refers to the operation
of suppression-addition within the “field” of “metataxes.”
72
Institutio oratoria, 1.5.40–41.
73
In the twentieth century Roman Jakobson derived a system of tropes from
language “disturbance” aphasia. Jakobson and Morris Halle, Fundamentals of Language
(The Hague: Mouton, 1956), 76, claim that the varieties of aphasia “oscillate” between
two polar types: metaphor and metonymy. According to Jacobson and Halle “the
development of a discourse may take place along two different semantic lines: one
topic may lead to another either through their similarity or through their contiguity.”
That is, discourse develops either metaphorically of metonymically. Their reduction
of tropes to two archetypal forms was widely influential. The reduction of the tropes
to a few prototypical forms had been proposed at various times by rhetoricians. In
the early eighteenth century Giambatista Vico advocated four fundamental tropes:
metaphor, metonymy, synecdoche, and irony. See Michael Mooney, Vico in the Tradition
of Rhetoric (Princeton: Princeton University Press, 1985), 79–80. In 1945 Kenneth
Burke, A Grammar of Motives (Berkeley: University of California Press, 1969), 503–
17, proposed “Four Master Tropes.” These were once again metaphor, metonymy,
synecdoche, and irony (although Burke makes no mention of Vico).
318 RHETORICA
74
9.1.2–3.
75
9.1.3–4.
76
9.1.7–10.
Splendor and Misery 319
77
It is interesting to note that Group Mu’s more recent work has focused on visual
rhetoric and is far less dependent on classical rhetoric than is A General Rhetoric. See
Groupe Mu. Traité du signe visuel: Pour une rhétorique de l’image (Paris: Seuil, 1992).
78
Theories of the Symbol, cited above n. 16, p. 108.
79
G. Kennedy, Classical Rhetoric and its Christian and Secular Tradition from Ancient
to Modern Times, 2nd ed. (Chapel Hill: University of North Carolina Press, 1999), 276.
320 RHETORICA
place to the figures (or ‘turns’), but does not eliminate all the rest
(that is, considerations regarding the construction of discourse in
general).”80 Similarly, Genette notes that his claim that rhetoric in
France is “above all a rhetoric of elocutio” has been challenged by
Ánton Kibédi Varga’s Rhétorique et litérature. Varga’s entire book, says
Genette, demonstrates “the interest shown by certain seventeenth-
and eighteenth-century rhetoricians in the techniques of argument
and composition.”81 Genette attributes the difference in interpreta-
tion to “relative emphasis and proportion” given to various rhetori-
cians. However, says Genette, that part of French rhetoric devoted
to elocutio, “even when it was not the largest, was already at that time
the most vivid, the most original in relation to ancient models and
therefore the most productive.”82
Genette recognizes, as do others discussed here, that classical
rhetoric encompassed much more than the figures. But virtually all
argue, nevertheless, that the figures represent “the most productive”
part of the rhetorical tradition. Ricoeur acknowledges that Greek
rhetoric was “broader, more dramatic, than a theory of figures.”83
Barthes, in particular, shows great familiarity with the breadth of
classical rhetoric, describing in considerable detail what he calls “the
network,” “the rhetorical machine,” that is, the apparatus of the
ancient art.84 Barthes knows that elocutio is more than tropes: “The
arguments found and broadly distributed in the parts of discourse
remain to be ‘put into words’: this is the function of this third part
of the techne rhetorike known as lexis or elocutio, to which we are
accustomed to pejoratively reducing rhetoric because of the interest
the Moderns have taken in the figures of rhetoric, a part (but only
a part) of Elocutio.”85 And yet when Group Mu offers an alternative to
80
Theories of the Symbol, 107. It should be noted that Todorov does claim that
Condillac is the sole representative of this tradition of “discourse in general” al-
though “he is linked to certain manifestations of rhetorical thought at the end of the
seventeenth century, most notably in the Logique ou l’art de penser, by Antoine Arnauld
and Pierre Nicole, and in the Rhétorique ou l’art de parler by Bernard Lamy.”
81
Figures of Literary Discourse, cited above n. 32, p. 104, n. 7. See Ánton Kibédi
Varga, Rhétorique et litérature. Études de structures classiques (Paris: Didier, 1970).
82
Figures of Literary Discourse, 104.
83
Rule of Metaphor, cited above n. 36, p. 12.
84
Semiotic Challenge, cited above n. 6, pp. 51, 47.
85
Semiotic Challenge, 83. It should be noted that not all semioticians analyze
classical rhetoric exclusively from a figurative perspective. An alternative analysis
is presented by Giovanni Manetti, Theories of the Sign in Classical Antiquity, trans. C.
Richardson (Bloomington: Indiana University Press, 1993). Manetti maintains that
“the consideration of signs rests at the heart of inventio, that is, when proofs must
Splendor and Misery 321
be ‘found’ to convince the court of the guilt or innocence of the accused” (140). Thus
Mannetti concentrates his analysis of both Greek and Roman rhetoric on invention
and says very little about the figures. Although semiotics is usually defined as “the
science of signs,” Manetti is one of the few semioticians explicitly to examine signs in
the context of classical rhetoric.
86
The Semiotic Challenge, 46.
87
Pursuit of Signs, cited above n. 67, p. x.
88
Pursuit of Signs, ix.
89
Pursuit of Signs, ix.
322 RHETORICA
90
U. Eco, A Theory of Semiotics (Bloomington: Indiana University Press, 1976), 6.
91
Pursuit of Signs, x.
92
Pursuit of Signs, xiv. Of course, not everyone would agree with Culler’s as-
sessment. In the Encyclopedia of Semiotics, (Oxford: Oxford University Press, 1998), ix,
editor Paul Bouissac declares that “semiotics remains a credible blueprint for bridg-
ing the gaps between disciplines and across cultures, most likely because of its own
intellectual diversity and pluridisciplinary history, as well as its remarkable capacity
for critical reflexivity.” Although this encyclopedia includes an entry for the “Rhetoric
of the Image,” it does not include traditional rhetoric within the realm of semiotics. In
contrast, an earlier encyclopedic work, Nöth’s Handbook of Semiotics, cited above n.
70, classifies rhetoric as a subdiscipline of “text semiotics,” itself a major branch of the
field of semiotics.
93
Despite the resurgence of interest in rhetoric in the late twentieth century re-
ports of its death continue to appear. A relatively recent example is John Bender and
David Wellbery, eds., The Ends of Rhetoric (Stanford: Stanford University Press, 1990).
In the preface the editors present “The End of Rhetoric: A Historical Sketch” in which
they conclude that the classical rhetorical tradition “effectively ceased” (6). However,
they contend that rhetoric has returned as something called “rhetoricality,” a “gen-
eralized rhetoric that penetrates to the deepest levels of human experience” (25). This
rhetoricality is apparent in many modern disciplines including “Rhetoric and Modern
Linguistics” (29–31). Their examples of rhetoricality in linguistics includes Group Mu,
in whose work “the inherited taxonomies of rhetorical theory are respected in their
specificity,” but “the displacement of tradition is nonetheless perceptible” (30).
94
Rule of Metaphor, cited above n. 36, pp. 10–11.
Splendor and Misery 323
95
Brian Vickers has charted many of the conflicts between rhetoric and philos-
ophy in In Defence of Rhetoric (Oxford: Oxford University Press, 1988), esp. “Territorial
Disputes: Philosophy versus Rhetoric,” 148–213. Vickers does not include semiotics
among the territorial disputants but he does take to task both Roman Jakobson and
Paul de Man for what he regards as their serious misunderstandings of the tropes
(pp. 442–69).
96
Semiotic Challenge, cited above n. 6, p. 92.
97
Semiotic Challenge, 93.