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Table Of Contents

At Best
At-the-Money Option
Auction
Auditor
Aunt Jane/Aunt Agatha
Authorized Assistants
Authorized Capital
Automatic Reinvestment
Average Annual Growth Rate - AAGR
Averaging
Baby Bond (U.S)
Back office
Backwardation/Ulta Badla/Undha Badla
Badla
Badla Charge/ Contango
Badliwalas
Bail out of issue
Balance Sheet
Balanced fund
Bancassurance
Band Ke Bhao
Bankers acceptance
Bank investment contract
Banker to an issue
Basis
Basis Point
Basis Risk
Basis of Allotment
Bear
Bear Hug
Bear Market
Bear Trap
Bearer Securities/Bearer Bonds
Behavioral economics
Bellweather
Bench Mark
Benchmark index
Beneficial owner
Benefit cost ratio
Beta
Bid
Bid Spread
Bid - Ask spread
Bilateral netting
Black-Scholes model
Blank Transfer
Block Trading
Blow Out
Blue Chip
Blue Sky Laws (U.S)
Boiler Room (U.S)
Bond
Bond Trust
Bonus Shares
Book building process
Book Closure
Book Runner
Book Value
Boom
Breadth of the Market
Break
Break Even Point
Broad based Fund (sub account)
Broker
Brokerage
Broker dealer
Bubble
Bucket Shop (U.S)
Bucketing
Bull
Bull Market
Bulldog Bond
Buoyancy
Business Day
Butterfly spread
Buy back
Buyer’s Comparison Memo/Objection Statement
Buying - In
Buy on margin
CEDEL
Calendar spread
Call Money
Call option
Capital Asset Pricing Model (CAPM)
Capital Gain Distribution
Carry Over Margin
Cash List
Cash Market
Cash Settlement
Cats and Dogs (U.S)
CDSC (Contingent deferred sales charge)
Central Listing Authority
Certificate of Deposit
Chalu Upla
Chartist analysis
Cheapest to Deliver Issue
Chinese walls
Churning
Circuit Breaker
Circular trading
Clean Float
Clearing
Clearing House
Clearing member
Close-out-netting
Closing Out
Close-ended Fund
Closing Price
Coercive Tender Offer
Collar Agreement
Collateralised Mortgage Obligation (CMO)
Collective Investment Management Company
Collective investment scheme (CIS)
Commercial Paper
Common stock
Competitive Bid
Composite issues
Compulsory delisting
Confirmation process
Constituent Subsidiary General Ledger (SGL) account
Continuous disclosure
Continuous net settlement
Contract Month
Contract Note
Control of management
Controlling interest
Convergence
Conversion Price
Conversion Ratio
Convertible Bond
Corners
Corporate Governance
Corporate raiders
Corporate restructuring
Correction
Counter party risk
Coupon
Coupon Rate
Cover
Covered call option writing
Covered put option writing
Covered warrant
Credit rating
Credit rating agency
Credit Risk
Cross collateralization
Cross hedging
Cross margining
Cross-Rate (U.S)
Cum
Cumulative Convertible Preference Shares
Cumulative Preference Shares
Current Asset
Current Liability
Current Ratio
Current Yield
Custodian
Custody risk
Dabba trading
Daily Margin
Daisy chain
Dalal Street
Dawn Raid (U.S.)
Day Order
Day Trader
Dealer
Debentures
Debenture Trustee
Deferred Futures
Deferred net settlement
Defined Benefit Plan
Defined Contribution Plan
Delisting exchange
Delisting of securities
Delivery
Delivery Notice (U.S.)
Delivery Order
Delivery Price
Dematerialise
Demutualization
Depository
Depository participant (DP)
Depreciation
Depth of Market
Deregulation
Derivative Market
Derivative
Direct Quotation
Dirty Float
Dirty Price
Disclosure
Discount
Disintermediation
Distribution
Distribution Analysis
Distribution Dates
Distribution Period
Diversification
Dividend
Dividend Cover
Dividend Notification
Dividend Payable
Don’t Fight The Tape (U.S)
Dotcom Stocks
Downside risk
Dumping
Dutch Auction
EDGAR
EDIFAR
Effective Sale (U.S)
Electronic fund transfer (EFT)
Employee Stock Option
Employee Stock Purchase Scheme (ESPS)
Emerging Markets
Entry Fee
Equity
Equity premium
Equity Trust
Escrow account
Eurobond
Euroequities
European Option
EVA
Ex
Excess Spread Policy (U.S.)
Exchange
Exchange Rate Risk
Exchange-traded derivative
Exchange traded funds (ETF)
External Commercial Borrowings
Ex-Dividend Date
Ex-Right Date
Exit Fees
Expected Return
Extrinsic Value
Face Value
Family of Funds
Feeder Fund
Fill or Kill (Fok) Order
Financial crisis
Firewall
Firm allotment
First in/First out
Five against bond spread
Fixed Asset
Fixed Liability
Flip-Over
Flip-in poison pill plan
Flip-in
Flip-over Poison Pill Plan
Float
Floating rate coupon
Floating Stock
Floor
Floor price
Flow back
Foreign Exchange Rate
Foreign institutional investor
Fortune 500 (U.S.)
Forward Contract
Forward rate agreement:
Free cash flow
Free-rider Paradox
Front Running
Fund of funds
Fungible securities
Futures Contract
Galla
Garage (U.S)
Gilt Edged
Gilt fund
GLOBEX
Global Depository Receipts
Golden Handcuffs (U.S)
Golden Parachute (U.S.)
Golden Share
Good Delivery
Goodwill
Grave dancer
Greenmail
Green shoe option
Grey Knight
Gross
Gross spread
Growth Fund
Guaranteed Coupon (GTD)
Gun Jumping (U.S.)
Haircut
Hammering The Market
Hand Delivery
Hedge
Hedge Funds
Hedge Ratio
Herfindahl-Hirschman (HH) Index
Horizontal spread
Hostile Bid
Hot Issue
Hot Money
Hybrid
Hypothecation
Implied Volatility
Income Distribution
Independent directors
Indexed asset
Index Fund
Index futures
Index option contracts
Index Trusts
Indian Depository Receipt
Initial margin
Initial Public Offering (IPO)
Inside Quote (U.S.)
Insider
Insider trading
Institutional Investors
Institutionalization
Interdelivery spread
In-the-Money
Intangible Assets
Interest rate agreement
Interest rate cap
Interest rate differential
Interest rate forward contracts
Interest rate futures
Interest rate hedges
Interest rate swap
Interest Rate Risk
Interim Dividend
Internal Rate of Return (IRR)
Investment banker
Investment Company
Investment Objective
Investment Profit
ISIN
ISO 15022
Issuer
Jitney
Jobber
Jobbers Spread
Jumbo Bonds (U.S)
Junk Bond
Kerb Dealings/Khangi Bhao
Kapli
Killer Bees (U.S.)
Kiting
Kiss Principle (U.S)
Lagging indicators
Lame Duck
LIBOR - London Interbank Offer Rate
Last In First Out - LIFO
Law of one price
Lay Off
Leading indicators
Lead Manager
Legal risk
Letter of offer
Leverage
Leveraged Buyout
Liabilities
Limit Order
Line Business
Liquidation
Liquidity Adjustment Facility (LAF)
Liquid Assets
Liquidity Risk
Listed Company
Listing
Listing Agreement
Load
Load fund
Locked or Crossed Quotations (U.S)
Lock in Trade
Long Position
Loss on Security Provisions
LP (Liquidity Premium)
MIT
Maintenance Margin
Management Charge/Fees
Manipulation of financial markets
Maple Leaf
Margin
Markdown
Marked to market basis
Market capitalization
Market Maker
Market Model
Market Price
Marketable Lot
Marking Up Prices
Mark to market margin (MTM)
Markup
Matched Transaction
Maturity (Date)
Maturity Value
Merchant Banker
Merger
MIBOR
Microcap fraud
Money laundering
Money Market
Money market mutual funds
Mortgage backed securities
Mortgage Trust
Moral Hazard
Moving Average
Multilateral netting
Mutual Funds /Unit Trusts
NASDAQ (U.S.)
Naked Option
Narrowing the Spread
National best bid and offer
Negotiated Dealing System (NDS)
Net Dividend
Net Liquid Assets
Netting
Net Working Capital
Net worth
New Issue
Net Asset Value (NAV)
Net Option Value
Net Realizable Value
Noise trading
No-action Letter
Non deliverable swap
Non Discriminatory Poison Pill
No load fund
Odd Lot
Off Balance Sheet Risk
Offer Document
Offer For Sale
Offer period
Offer Price
Ombudsman
Open ended scheme
Open interest
Open market operation
Open Order
Opening Price
Operating Income
Operational risk
Option
Option premium
Option Seller
Option spread
Optional Redemption
Order book
Original Plan Poison Pill
OTC (Over the Counter)
Out of the money option
Overtrading
Ownership Flip-in Plan
Paid in Capital
Paid up Capital
Paper Profits/Paper Loss
Par Value
Pari Passu
Partial Tender Offer
Participating Preference Shares
Partly Paid
Pay In/Pay Out
Payment netting
Penny Stocks (U.S.)
Persons acting in concert (PAC)
Pig
Pink Sheets
Placing Power
Plain vanilla transactions
Players
Poison Pill (U.S.)
Poison Put
Ponzi Scheme
Pooling
Pools
Poop and scoop
Portfolio
Portfolio investment
Portfolio manager
Portfolio Turnover
Position limit
Position netting
Position trading
Preferred Stock / Preference Shares
Preferential allotment
Premium
Price Band
Price discovery
Price Earning Ratio
Price rigging
Price sensitive information
Prime Rate
Profit Taking
Programme Trading
Proprietary Fund (sub account)
Prospectus
Proxy
Proxy Battle
Public Announcement
Public Issue
Public Securities Trust
Puffing advertisement
Pump and dump
Put-Call Parity Relationship
Put Option
Quotation (U.S)
Radar Alter (U.S)
Random Walk Theory
Real Time Gross Settlement (RTGS)
Record Date
Red Herring
Redemption Price
Registered Bonds
Registrar to an issue
Regulation T/Regulation U (U.S)
Regulatory arbitrage
Rematerialisation
Repurchase Agreement (repo)
Repurchase price
Reverse book building
Reverse repo
Rigged Market
Rights Issue/ Rights Shares
Rolling settlement
Ruling Price
Run
SEC (U.S.)
SIPC (Pronounced ‘Si-Pick’) (U.S.)
Safe Harbor (U.S.)
Samurai Bonds
Saturday Night Special (U.S.)
Sauda Book
Scorched Earth Policy (U.S.)
Screen based trading
Sector fund
Secondary Market
Securities Lending Scheme
Securitization
SEDAR
Self clearing member
Selling Short
Sensitive Index
Settlement Date
Settlement Period
Settlement risk (principal risk)
Share transfer agent
Shark Repellent (U.S.)
Shelf Registration (U.S.)
Short Covering
Short position
Short squeeze
Single stock derivatives
Sleeping Beauty (U.S.)
Small firm effect
Special Delivery
Specified Shares
Spin off
Split
Spoofing
Spot Delivery Contract
Stag
Stagflation
Stagnation
Staggered Board (U.S.)
Stakeholder
Stamp Duty
Standard Price
Stock dividend
Stock Index Future
Stock lending
Stop Loss Order (or) Stop Order
Stock exchange
Stock option
Stock splits
Straddle
Straight through processing (STP)
Strike Price
Subaccount
Sub broker
Subscribed Capital
Swap
Swap buyback
Swap reversal
Swaption
Sweat equity
Society for Worldwide Interbank Financial Telecommunications (SWIFT)
Switching
Synchronized or Pre-arranged trading
Systemic risk
Takeover panel
Taligating
Target Company
Technical Position
Tender Offer
Thin markets
Tombstone
Tracking error
Tracking Stock
Vertical spread
Vesting
Volatility
Volume of Trading
Voluntary delisting
Voting Rights
Warrant
Wash sales
White Knight (U.S.)
Window Dressing
Winner’s Curse
Wolf
Worst case scenario loss
Writer
X Dividend
Yankee Bond (U.S.)
Yield to maturity (YTM)
Yuppie Scam (U.S.)
Zero Coupon Bond
Zero coupon yield curve
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Banking_and_Financial_Terms

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Published by Ashish Sharma

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Published by: Ashish Sharma on Feb 05, 2011
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