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Anxiety Disorders 22 (2008) 211–221

Emotion regulation and anxiety disorders§


Ananda Amstadter *
Auburn University, United States
Received 21 November 2006; received in revised form 5 February 2007; accepted 19 February 2007

Abstract
Recent attention has been given to the role of emotion regulation in the development and maintenance of psychopathology.
Gross [Gross, J. J., & John, O. P. (1998). Mapping the domain of expressivity: multimethod evidence for a hierarchical model.
Journal of Personality and Social Psychology, 74, 170–191] provided a framework from which to understand emotion regulation
processes, and it is within this framework that the literature on emotion regulation/dysregulation in the anxiety disorder population
is reviewed, with a focus on possible deficiencies that lead to or maintain the disorders. The present paper aims to: (1) briefly
introduce emotion regulation strategies of suppression and reappraisal; (2) summarize the empirical studies of emotion regulation
within anxiety disorders; (3) discuss the neurobiological markers of emotion regulation within these disorders; (4) provide future
directions for research; and (5) summarize possible treatment implications resulting from this important area of research.
# 2007 Elsevier Ltd. All rights reserved.

Keywords: Anxiety disorders; Emotion regulation; Emotion suppression; Emotion reappraisal

1. Emotions and emotion regulation 1993), and a decision making function (Oatley &
Johnson-Laird, 1987), among others. While emotions
Emotions have been studied with great interest from can be adaptive in many ways, emotions can also be
the inception of the field of psychology including such maladaptive; delineating between the two is a key goal
notables as James, Freud and Darwin (Gross, 1998). of affective science, a rapidly growing field. As a result
Such attention has been given for good reason; there is of growth, researchers have begun to define key
no doubt that emotions serve numerous functions, such constructs used across studies. Affect, emotion, and
as an evolutionary function (Tooby & Cosmides, 1990), mood are no longer terms used interchangeably; they
a social and communicative function (e.g., Ekman, are now differentiated conceptually and empirically.
This newly agreed upon nomenclature allows for
literature synthesis, enhancing further understanding
§
of affective science. Affect refers to the superordinate
This manuscript was written in partial fulfillment of the author’s
doctoral qualifying exam at Auburn University. The author would like
class for all valenced conditions (Rottenberg & Gross,
to give thanks to her committee, Drs. Laura Vernon, Dudley McGlynn, 2003). Emotions, a subtype of affect, are flexible
Adrian Thomas, and Christopher Correia, for their helpful comments response sequences elicited by internal or external
and guidance in the preparation of this manuscript. events appraised as relevant to an organism’s well-being
* Correspondence address: National Crime Victims Research and (Gross, 1998). Emotions are multidimensional, con-
Treatment Center, Medical University of South Carolina, 165 Cannon
Street, 3rd Floor, Charleston, SC 29425, United States.
sisting of experiential, behavioral, and physiological
Tel.: +1 843 792 8352; fax: +1 843 792 3388. components (Lang, 1994). For example, the emotion of
E-mail address: amstadt@musc.edu. fear may include feelings of uneasiness, escape

0887-6185/$ – see front matter # 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.janxdis.2007.02.004
212 A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221

attempts, and a racing heart. Moods refer to a accompanying regulatory processes; in other words,
combination of affective responses that last for a longer emotion regulation is an inherent aspect of emotional
period of time compared to emotions, which are response tendencies. This intrinsic connection between
relatively transient (Rottenberg & Gross, 2003). emotion generation and regulation creates a blurry
Individuals differ in emotion specific behavior boundary as to when one ends and the other begins.
(Davidson, 1998). Various emotional components While some argue that emotion generation and
(i.e., experiential, behavioral, physiological) may not regulation are inextricably entwined (e.g., Thompson,
be the same within the same individual. For example, 1994), developments in methodology appear otherwise
one may have a low tolerance for anger and therefore (Rottenberg & Gross, 2003).
subjectively report experiencing high levels, whereas As there is an emotion generation process, meaning
physiologically, they may not appear angry (i.e., no that emotions develop over time rather than appearing
increase in heart rate). This implicates the need for in full-force, there are many opportunities for mod-
multimodal assessment of emotion, such as use of self- ification (Gross, 1998). A broad distinction can be made
report, physiological measures, and objective beha- between antecedent-focused and response-focused
vioral measures such as facial coding. Davidson regulation strategies. Antecedent-focused strategies
reported that individuals differ on certain components occur early on in the emotion generation process,
of emotional responding including threshold for before the emotion has been fully generated. Typically,
emotion elicitation, amplitude of emotional response, the early intervention of antecedent-focused strategies
rise time to peak, and recovery time. These aspects allow for alteration of the emotional trajectory,
compose what Davidson refers to as affective chrono- influencing both the experience and subsequent
metry, which he views as intrinsic to the understanding expression of the emotion. The most commonly studied
of psychopathology. Another variable of which indivi- antecedent-focused strategy is termed reappraisal,
duals differ is that of acceptance of emotions. Self- which refers to alteration of the way one thinks about
judgment of emotions may deem them appropriate or a situation to alter its emotional impact. Conversely,
excessive, acceptable or intolerable, comprehensible or response-focused emotion regulation strategies occur
nonsensical. later in the emotion generation process, and thereby
Increased attention in affective science has also led allow fewer opportunities for intervention. As the
to findings that further the understanding of emotions, emotion is fully generated, response-focused strategies
rendering many previously held views erroneous. For tend to focus on alteration of the expressional
example, emotions were previously believed to be component of the emotion, rather than the experiential
independent and automatic, similar to fixed action and physiological components. In comparison to
patterns (Solomon, 1976), and are now thought to be antecedent-focused strategies, response-focused strate-
flexible and controllable. In fact, many methods of gies are less likely to modulate the experiential
exertion of control over emotions have been demon- component of emotion (Gross & John, 2003).
strated (Gross, 1998). The most well received definition Response-focused strategies may have undesired and
of the term emotion regulation refers to methods of unintended effects on the physiological and experiential
influence relating to the experience and expression of components of the emotion. Suppression, the most
emotions, as well as the times in which emotions occur frequently investigated response-focused strategy,
(Rottenberg & Gross, 2003). An important aspect of this refers to attempts to ignore the emotion that has
definition of emotion regulation is that it occurs within developed and avoid its expression.
the individual; other definitions, especially those within Various emotion regulation strategies differentially
the developmental literature posit that emotion regula- effect the three components of emotion, some more
tion can include extrinsic forces, including other efficaciously than others (Lazarus & Opton, 1966). For
people’s effects on one’s regulation (e.g., Thompson, example, participants were exposed to an evocative
1994). Empirical research has demonstrated that film: one group was instructed to mask the experience of
emotion regulation techniques may be employed emotion (i.e., suppress) and one group received no such
automatically or purposely, and further can be instructions. While participants in the suppression
conscious or unconscious (Gross, 1998). Rather than group were able to effectively hide their emotional
a strict dichotomy, it may be more correct to experience, subjective and physiological measures
conceptualize a continuum from conscious and purpo- indicated they were experiencing negative emotions
seful to unconscious and automatic. Davidson (1998) at a higher degree than participants not using
asserted that emotions are rarely generated without suppression (Gross & Levenson, 1997). Suppression
A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221 213

and reappraisal were directly compared using an problem-solving thoughts are triggered (Barlow, 1991).
upsetting film clip (Gross, 1998). Participants were Yet, anxiety can also consume attentional resources and
either instructed to use suppression to act in an lead to feelings of helplessness and withdrawal. Anxiety
unemotional fashion, or to use reappraisal to change disorders, while being a diverse set of phenotypes, are
the way they thought about the film in order to alters its alike in that they all involve excessive negative affect
emotional impact. Both suppression and reappraisal typically in the form of fear and anxiety. Davidson’s
successfully decreased the expressional component of (1998) concept of affective chronometry is related in
emotion, but only reappraisal lowered the experiential that the emotions in anxiety disorders are not
component. maladaptive in and of themselves. It is the timing
Emotion regulation, in its many forms, is pervasive and intensity of negative emotions within these
applying to all aspects of life from an early age. In fact, disorders that appears to be problematic (Kring &
there is evidence that infants can learn to exert control Werner, 2004). Therefore it is no surprise that emotion
over their emotions through behaviors such as approach, regulation deficiencies are likely associated with these
avoidance, or attention deployment (Rothbart & Ahadi, disorders. What is surprising is that although there is a
1994). Further, emotion regulation is part of the plethora of research on emotion regulation in non-
socialization process. For example, children are taught clinical populations, research in clinical populations is
to exhibit joy and surprise when opening gifts in the scarce.
presence of others, despite their true reactions. This Individuals differ in the extent to which they accept
degree of social appropriateness continues later in life their emotions (Gross & John, 1995, 1998). These
too; when asked how they are doing most adults despite appraisals are related to psychopathology in two
their true state will smile and report that they are fine important ways (Gross & Munoz, 1995). First, they
(Gross, 1998). As emotion regulation is so much a part contribute to the extent to which emotions are deemed
of everyday life, it is not surprising that disturbances in to be aversive. Perception of certain emotions as
emotions and regulation thereof can result in despon- aversive is further associated with other disorder related
dency or even psychopathology. In fact, review of the behavior such as avoidance and social withdrawal.
Diagnostic and Statistical Manual of Mental Disorders, Second, appraisal of emotions is related to subsequent
fourth edition ([DSM-IV]; American Psychiatric Asso- regulation attempts. If an emotion is considered to be
ciation [APA], 1994) reveals that over 50% of Axis I aversive or undesirable it is more likely to be the target
disorders and 100% of Axis II disorders implicate of regulation than is an emotion deemed nonaversive or
emotion regulation deficiencies (Gross & Levenson, desirable. Moreover, regulation strategies may not
1997). Moreover, within some disorders, specific always be efficacious, and they may even produce
criteria refer to emotion regulation impediments (Kring undesirable effects (Gross & John, 2003). In other
& Werner, 2004). Two examples can be taken from words, if an emotion is deemed aversive and the
anxiety disorders; in Posttraumatic Stress Disorder individual engages in emotional suppression, for
(PTSD) ‘‘efforts to avoid feelings’’ is a criteria, and example, it is likely that the experience of the emotion
‘‘difficulty controlling worry’’ is a criteria for General- may increase rather than decrease. It should be noted
ized Anxiety Disorder (GAD). that overall valence of the emotion does not necessarily
determine its level of acceptance. All individuals may
2. Anxiety disorders not consider negative emotions such as sadness, fear, or
anger unacceptable.
Anxiety disorders are the most prevalent classes of In individuals with anxiety disorders certain emo-
mental disorders (Kessler et al., 1994). According to tional states may be more aversive than others. For
Barlow (1991), anxiety disorders are essentially example, a well-accepted model of panic disorder is
ailments of emotion. Thayer and Lane (2000) also built around the tenant of these individuals having a
posited a definition of anxiety disorders that directly ‘‘fear of fear’’ (Barlow, 2000). Therefore, the emotion
implicates emotion. They asserted that anxiety dis- of fear is deemed unacceptable and negative evaluations
orders represent a failure to either elect an adaptive are made. Following, regulation strategies may be
response or to inhibit a maladaptive response given a employed to avoid the possible elicitation of fear, or
situation. Anxiety is a state of diffuse arousal following once fear is generated emotion regulation strategies
the perception of a real or imagined threat. This may be attempted to squelch it. Further, judgments
fundamentally experiential, future-oriented, self-focus- anxiety disordered individuals make regarding their
ing emotion at times can be adaptive, as anticipatory internal states, including emotions, thoughts, and
214 A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221

physical sensations may serve to confirm misinterpreta- activity, facial reactivity, and self-report. The PTSD
tions of standard autonomic arousal, thereby furthering group exhibited higher heart rate throughout the
disproportionate attempts at regulation (Barlow). In experiment than non-PTSD group. There was no group
comparison to healthy controls, individuals with an difference to neutral or negative stimuli following the
affective disorder report less acceptance of their negative prime, but the PTSD group exhibited less
emotions, less emotional clarity, and more attempts facial response to positive stimuli. The authors
at emotion regulation (Campbell-Sills, Barlow, Brown, suggested that the higher heart rate in those with PTSD
& Hofmann, 2005). in response to both types of stimuli represented an
automatic preparation for threat, but in fact, it could
3. Evidence of emotion regulation disturbances have represented suppression attempts. It has been
in anxiety disorders demonstrated that suppression increases physiological
reactivity (Gross & Levenson, 1997). Further, those
3.1. Specific emotion regulation strategies with PTSD have been found to use suppression to
attempt to control emotional experiences. Taken
3.1.1. Suppression together, it can be conjectured that those with PTSD
By far the most oft-studied regulation technique may have been using suppression thereby accounting
within clinical populations is suppression, which is for their higher reports of emotion and higher heart
conceptualized as an avoidance strategy. Results from rates. Future studies should investigate this possibility.
experimental investigations not only speak to the Campbell-Sills et al. (2005) compared spontaneous
maladaptive nature of suppression, but also provide emotion regulation in a group with a mood or anxiety
evidence of its relation to anxiety disorders. Lynch, disorder to a nonclinical sample. Questionnaire data
Robins, Morse, and Krause (2001), through structural indicated that the clinical group was less accepting of
equation modeling in a clinical sample, found that their emotions, and used suppression more often, than
suppression attempts mediated the relationship between did the nonclinical group. Participants were shown a
intensity of negative affect and psychological distress. negative emotion eliciting film and their unprompted
Suppression has been studied in many anxiety emotion regulation strategies were assessed, as was
disorders, including PTSD. In a sample of Vietnam resulting emotional arousal, distress, and physiological
veterans with and without PTSD emotional suppression arousal. Clinical participants used suppression more
questions were embedded into a structured interview of than nonclinical participants during the film and
symptomotology (Roemer, Litz, Orsillo, & Wagner, subsequently displayed a higher heart rate. The groups
2001). Those with PTSD were found to utilize did not differ on reported emotional arousal or distress,
suppression more often and with more effort than were but the clinical participants deemed their emotions as
those without PTSD. Furthermore, regularity of less acceptable. Campbell-Sills et al. (2005) also
suppression use was related to severity of PTSD examined intentional emotion regulation within the
symptoms. Interestingly, PTSD participants reported clinical sample. In this study half of the participants
suppressing both positive and negative emotions more were instructed to suppress their emotions while the
so than did non-PTSD participants. As suppression of other half were instructed to accept their emotions.
positive emotion not only decreases the expression Results indicated that the suppression group faired
component, but also decreases the experiential compo- worse than the acceptance group in terms of subjective
nent (Gross & John, 2003), suppression in this distress; furthermore, the suppression group displayed
population may dampen positive emotion experiences an elevated heart rate that persisted after the film was
thereby contributing to the increased risk of develop- over, in comparison to the acceptance group.
ment of depressive symptoms associated with this Biological challenge paradigms have also been
disorder (APA, 1994). It appears that PTSD partici- utilized to induce anxiety in order to study the effects
pants’ attempts at emotion regulation were ironically of suppression. Nonclinical participants, classified as
furthering their symptoms. high or low emotional avoiders, were exposed to four
In another Vietnam veteran study, individuals with trials of inhalation of 20% carbon dioxide-enriched air
and without PTSD were primed with a negative or (Feldner, Zvolensky, Eifert, & Spira, 2003). Participants
neutral video and subsequently exposed to slide images were randomly assigned to one of two experimental
categorized as positive, neutral, or negative (Litz, conditions, a suppression group (i.e., instructed to
Orsillo, Kaloupek, & Weathers, 2000). Emotional suppress feelings of panic and bodily sensations) or an
reaction to the slides were assessed via autonomic observation group (i.e., instructed to notice feelings and
A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221 215

bodily sensations). A group difference was found in more suppression attempts because they have greater
despite experimental condition in that high avoiders levels of negative emotion to attempt to regulate. In this
reported more distress and anxiety than did low model, suppression attempts may be in part increasing
avoiders. High avoiders also reported more anxiety in symptoms, but suppression attempts are not the original
the suppression condition than did low avoiders. No cause of the emotions or symptoms. Alternatively,
main effect for condition was found, yet an interaction suppression attempts have been conjectured to be
between group and condition was significant suggesting causal. Disproportionate attempts to regulate emotions
that high avoiders experienced more averse effects from may lead to unintended increases in the very emotions
suppression than did low suppressors. intended to be regulated (Gross & Levenson, 1997). In
Also using a carbon dioxide challenge, Levitt, individuals with anxiety disorders, this may effect may
Brown, Orsillo, and Barlow (2004) compared the effects be heightened. For example, Craske, Miller, Rotunda,
of two emotion regulation strategies. Panic disorder and Barlow (1990) found that in a treatment seeking
participants were exposed to one of three 10-min tapes population, the level of reported agoraphobic avoidance
describing suppression, acceptance, or a neutral after the first panic attack predicted the development of
narrative. A 15-min carbon dioxide challenge was then subsequent anxiety disorders. Specifically, high avoi-
undertaken. Those in the suppression group reported ders were more likely to develop anxiety disorders than
more anxiety than did those in the acceptance group. were low avoiders. Barlow, Allen, and Choate (2004)
Further, those in the acceptance group were more suggested this finding is related to regulation attempts in
willing to participate in a second challenge than were that high avoiders ineffectually apply regulation
participants in the other groups. Surprisingly, the strategies. Mennin, Heimberg, Turk, and Fresco
suppression group did not differ from the control (2002) have posited an emotion regulation model of
group. Given that individuals differ in the extent to GAD congruent with Craske et al.’s findings. They
which they attempt to avoid emotions (Hayes, Stroshal, proposed that individuals with GAD not only have
& Wilson, 1999), this may affect how they employ emotion generative processes more intense than most,
different regulation techniques (Gross & John, 2003). but also have deficiencies in altering their emotional
Individuals with anxiety disorders, such as those experience. They posited that intense regulatory efforts
participants with Panic Disorder in Levitt et al.’s study, are instigated, typically worry or suppression, leading to
are likely to be high in avoidance. Not surprisingly, opposite of intended results (i.e., increases in anxiety
individuals with greater tendencies to avoid emotions rather than decreases in anxiety). Empirical support for
have been found to attempt to employ emotion the model was found (Mennin, 2004).
regulation techniques falling under the avoidance Mixed data exists regarding the usefulness of
category, such as suppression, to a greater degree than treatment techniques that promote suppression of
those low in trait avoidance (Hayes et al., 1999). In other emotion. Schmidt et al. (2000) conducted a dismantling
words, anxiety disordered participants in this study who study of a treatment for panic disorder and found that
were assigned to the neutral condition may have not only did the addition of breathing retaining aimed at
naturally using avoidance techniques, such as suppres- avoidance of emotion not add to the efficacy of the
sion; however, this is an empirical question. Therefore, treatment, it was associated with worse outcome than
future studies should control for differences in one’s exposure and cognitive restructuring alone. Further-
trait tendency to avoid emotions or include a validity more, Barlow et al. (2004) concluded that distraction
check to ensure that the neutral condition was in fact techniques employed by those with anxiety disorders
devoid of regulation attempts. It cannot be ascertained are not effective and have counterproductive effects.
from the data that those in the neutral condition were not Alternatively there are studies that suggest such
in fact attempting to use suppression, which may techniques are beneficial. For example, breathing
explain the lack of group difference between the neutral retaining is part of the Stress Innoculation Training
and suppression groups. (SIT; Meichenbaum, 1974), which has been effectively
There is not conclusive data regarding the causal role used with rape victims with PTSD (e.g., Veronen &
of suppression may play in the development of anxiety Kilpatrick, 1983). Thought stopping, another derivative
disorders; however, a larger wealth of data exists that of suppression, is also a component of numerous
lends itself to the conclusion that suppression may therapies for anxiety disorders. A key distinction
maintain symptoms. Generally, two models have been between these disparate findings may lie in the intention
posited regarding the development of symptoms. First, in which a technique is employed in treatment and how
it is possible that anxiety disordered individuals engage the client is educated as to how and when to use the
216 A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221

skills. For example, techniques such as breathing 3.1.3. Additional strategies


retaining may be beneficial to individuals with anxiety While most experimental and cognitive studies on
disorders if they are taught to use this skill as a relaxation anxiety disorders were not conducted with the specific
technique rather than an avoidance or distraction goal of addressing emotion regulation processes,
technique. Clearly, there are many unknowns in this findings yielded from these literatures are relevant to
literature suggesting areas of future work. the discussion of emotion regulation. A replicated
In short, there is theoretical (e.g., Barlow et al., 2004; finding across anxiety disorders is that individuals with
Mennin et al., 2003), experimental (e.g., Campbell-Sills an anxiety disorder, in comparison to healthy controls,
et al., 2005; Craske et al., 1990; Feldner et al., 2003; are more likely to rate negative outcomes as possible
Lynch et al., 2001; Roemer et al., 2001), and clinical (Mathews & MacLeod, 1994). This possibly suggests a
(e.g., Schmidt et al., 2000) evidence generally deficiency in cognitive change strategies, a form of
suggesting the maladaptive nature of suppression, antecedent-focused emotion regulation. This represents
specifically in an anxiety disordered population. an empirical question in need of attention. Another line
Suppression, while theoretically employed in efforts of research that likely implicates an emotion regulation
to decrease emotional experiencing, appears to para- deficiency in this population is attentional biases to
doxically increase symptoms of anxiety and distress. threat stimuli (Kring & Werner, 2004). It has been
demonstrated through a number of methodologies that
3.1.2. Reappraisal those with anxiety disorders often display biases in
In an undergraduate sample with claustrophobia, regards threatening stimuli more so than do nonclinical
Kamphuis and Telch (2000) investigated the incre- individuals. This has been found in disorders such as
mental validity of adding antecedent threat reappraisal PTSD and Specific Phobias (e.g., Bryant & Harvey,
to exposure trials. Participants in the reappraisal group 1995). One form of emotion regulation is attentional
prior to entering the testing chamber were instructed to deployment. It is possible that those with an anxiety
identify a core fear and find evidence for disconfirming disorder cannot utilize this strategy effectively and
that fear, prior to elicitation of negative emotion. therefore exhibit attentional biases.
Results indicated that if antecedent-focused reappraisal
occurs prior to elicitation of negative affect associated 4. Neurobiological markers of emotion
with the specific fear that the subsequent negative regulation
emotion is less intense, as measured by subjective units
of distress, and further, that exposure is more effective. 4.1. Vagal tone
Those in the reappraisal group had higher end state
functioning than did those who received exposure alone. Gross (1998) defines attentional deployment as a
Moreover, this study yielded clinically significant form of antecedent-focused emotion regulation in
results in that more participants in the reappraisal which aspects of the situation are focused on over
group following the exposure trials would not have met others to regulate emotional impact. As individuals with
study criteria, as compared to those who only received anxiety disorders are thought to be hypervigilant to
exposure. While the utilization of reappraisal may threat cues (Barlow, 1991) this regulation strategy is
appear to be a cognitive rather than an emotion likely implicated. Further, it is possible that inflexibility
regulation technique, the subtle difference lies in that in use of this strategy can contribute to anxiety
the antecedent reappraisal occurred before the partici- disorders. It has been suggested that the autonomic
pant entered the emotion-evoking situation. Further, nervous system is involved is regulation of emotion
this technique had subsequent beneficial effects on the (Thayer, Friedman, Borkovec, Johnsen, & Molina,
generated emotion suggesting it was in fact regulated. 2000). Theoretically, since cardiac vagal tone, as
Additionally, in a biological challenge study of measured by heart rate variability, quantifies the
suppression, reappraisal was accidentally investigated effectiveness of central–peripheral neural feedback
(Feldner et al., 2003). Participants were instructed to systems, it can serve as an index of emotion regulation
either suppress or observe the effects of the carbon ability in the sense that it represents physiological
dioxide. During the manipulation check it was flexibility. This flexibility, signified by high vagal tone,
discovered that most participants in the observation can allow the individual to better selectively attend to
group, who faired better in the challenge, actually aspects of situations, and also enables adaptable
employed reappraisal. The beneficial effects of this responses (Thayer & Lane, 2000). Conversely, low
technique are promising and warrant systematic study. vagal tone is related to poor regulation. These findings
A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221 217

afford a dependent variable, vagal tone, by which the Another methodology for studying the neurological
autonomic nervous system substrates of emotion substrates of emotion deficits in forms of psycho-
regulation can be studied. pathology is to use healthy controls as a basis for
In a review of vagal tone studies in a panic disorder comparison. Davidson, Marshall, Tomarken, and
population, Friednam and Thayer (1998) reported that Henriques (1997) conducted a study in which social
lower vagal tone was related to not only the cardiac phobic individuals with a public-speaking fear and
symptoms of panic attacks but also related to poor healthy controls were told they were required to give a
attentional control away from threat cues. In Gross’s speech, and exposed to an audio-recorded message that
(1998) terms, attentional deployment is deemed a mode counted-down the time until they were to perform.
of emotion regulation. Therefore, those with panic Brain activity was recorded via electroencephalogram
disorder are lacking in application of this technique, measures and findings revealed that in comparison to
thereby possibly contributing to their disorder. their resting baseline, during the anticipation phase
Thayer and Lane (2000) stated this pattern of low social phobics displayed an increase in right-sided
vagal tone is apparent in GAD. In a study of worry, a activation in the prefrontal and parietal regions.
cardinal symptom of GAD, baseline phase measures and Moreover, this pattern of activation was not found in
worry phase measures of vagal tone were collected for a the control group, indicating that right-sided activation
GAD group and a healthy control group (Thayer, is related to anxiety. Self-report of anxiety and heart
Friedman, & Borkovec, 1996). GAD participants had rate were also collected. Social phobics reported
lower vagal tone across both phases of the study than did increased anxiety during anticipation in comparison
the control group. Further, vagal tone during the worry to baseline, whereas controls did not. Further, heart rate
phase was lower than it was during the baseline phase in elevations mirrored self-reported anxiety in social
both groups, suggesting that worry, a cardinal symptom phobics, and a group difference was found in that social
of GAD served to deplete physiological regulating phobics had a higher heart rate than controls in both the
resources. The authors reported that these results imply a baseline and anticipation phases.
regulating deficiency in those with GAD that is furthered An additional line of research involves the amygdala
by worry, a key symptom of the disorder. Not only is and the associated interconnections that mediate
vagal tone a potential measure of emotion regulation, it physiologic and behavioral effects of emotions. In
may be a marker of treatment success. In comparison to terms of anxiety and depression, nonspecific results
pre-treatment, individuals with GAD had increased vagal have been found in regards to activation of the
tone after a course of cognitive-behavioral treatment (as amygdala, meaning that activation may be a common
cited in Barlow et al., 2004). constituent in both disorders (Davidson, 1998). In other
words, it is possible that activation of the amygdala is
4.2. Neural substrates related to emotion elicitation in general. It appears that
the interactions between the amygdala and the cortical
Davidson (1998) posited that nearly all types of systems, most notably the prefrontal cortices, are
affective disorders involve an aberration in emotional implicated in modulation of emotion. Examination of
processes that will be apparent at the biological level. the structural connections between the amygdala and
He theorized that these abnormalities are specific to the cortical areas suggests the amygdala is positioned to
disorder. Scientific advances, such as noninvasive impart influence over the prefrontal cortical output,
functional neuroimaging, have afforded the ability to whereas the prefrontal cortical connections to the
investigate the neural mechanisms involved in auto- amygdala are for the most part inhibitory (Hariri et al.,
matic and strategic processing of emotional stimuli 2003). Specifically, the amygdala possesses projections
(Hariri, Mattay, Tessitore, Fera, & Weinberger, 2003). terminating in the feedback layers of the prefrontal
Although these investigations are in their infancy, cortex. Beauregard, Levesque, and Bourgouin (2001)
findings from numerous methodologies can be taken provided evidence via functional neuroimaging that the
together to make tentative conclusions regarding neural right prefrontal cortical regions play a key role in
aspects of emotion generation and regulation. transforming emotional input from the amygdala.
Brain lesions have afforded rich data on the association Furthermore, since the cortical systems show differ-
between brain operation and emotion. For example, entiation between depression and anxiety, it could be
depression is associated with lesions in the left frontal inferred that such systems are related to modulation of
region, and in contrast, anxiety is associated with lesions the nonspecific negative affect generated in the
in the right frontal region (as cited in Davidson, 1998). amygdala (Davidson, 1998).
218 A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221

Hariri et al. (2003) examined this possibility in a conclusions of such studies are likely incomplete.
group of healthy controls via exposure to threatening Therefore, assessment of individual differences in
pictorial images and functional neuroimaging. Two emotion experience, intensity, threshold, and so forth
types of trials were conducted. The first entailed the should be given to control for these variables.
participant matching the target image to one of two Furthermore, assuming an emotion has been regulated
comparison images. This was used to evoke an implicates that it differs from its unregulated form.
amygdala response alone, as cognitive processing of Without knowing the course of the unregulated
the image was not necessary. Results for these trials emotion, assuming regulation is premature. Much like
indicated a bilateral amygdala response, and little to no baseline measures are routinely collected in studies
cortical activity. The second trial type was labeling, in utilizing physiological measures, baseline accounts of
which the participant was to say if the target image was unregulated emotion need to be part of regulation
a natural threat (e.g., snake) or an artificial threat (e.g., studies. Future research would benefit from the use of
gun). This condition was intended to evoke cognitive longitudinal designs to examine developing trends in
processing of the threatening stimuli. Results yielded the relationships among symptoms and emotion
from these trials indicated an attenuation of amygdala regulation strategy implementation, as well as the
response and subsequent activation in the right effects of treatment. It would be helpful to examine the
prefrontal cortex and anterior cingulate cortex. These choice of emotion regulation strategy and frequency of
results suggest that the prefrontal cortical regions are use in response to general stressors and disorder specific
involved in regulation of amygdala-generated emotion stressors, and the unfolding impact of such use.
during conscious evaluation of threat-evoking stimuli. Additionally, future work should investigate possible
Of note is that this data came from a sample of healthy moderators of emotion regulation strategy use among
controls, not a clinical sample. Therefore, general- clinical samples. Emotion regulation strategies may be
ization of these results to an anxiety disorder population useful in some situations and harmful in others, and
is not warranted. The authors did posit that deficiencies identification of variables that account for this is
or defects in the functioning of the implicated brain needed. It is unlikely that an emotion regulation strategy
regions may contribute to emotional disorders. In sum, is inherently flawed, and therefore data that reveals the
these results are promising and deserve empirical factors that lead to the success or failure of a strategy is
attention in a clinical sample. warranted. Despite these difficulties, the research in this
Collectively, affective neuroscience has afforded area is promising and has clinical implications.
promising findings in terms of emotion and psycho-
pathology in general. As these lines of research are in 6. Treatment implications
the early stages, and because of the difficulty in
distinguishing emotion generation from regulation, it is Within the last 50 years there has been a focus on the
unclear as to whether the neural substrates of anxiety behavioral and cognitive components of emotional
disorders known to date reflect an irregularity in disorders, and while this focus has led to knowledge that
emotion generation, regulation, or both. Further enhanced treatments of these ailments, it may have led
investigation is needed to elucidate these findings. to other important processes, such as emotion regula-
tion, being overlooked. It has been established that,
5. Shortcomings and future directions for ‘‘people not only have emotions, they also handle
emotion regulation research them.’’ (Frijda, 1986, p. 401), and the means by which
they handle them is becoming a focus of treatments.
While many have already concluded that anxiety Although the scientific understanding of the role of
disorders in part reflect deficiencies in emotion emotion regulation in psychopathology is still under
regulation processes (e.g., Barlow et al., 2004), this development, current empirically supported therapies
may be premature. There is a relative lack of published have already employed techniques based on the tenant
empirical studies in this area. Further there are that psychological discomfort can be alleviated by
methodological confounds found in some of the work. altering the way individuals handle their emotions (e.g.,
Studies often use outcome variables such as differences Linehan, 1993).
in intensity of emotion measured via self-report or facial The acceptance- and mindfulness-oriented therapies
expression as evidence of emotion regulation processes. have directly addressed emotion regulation. At first
Without taking into account individual differences in glance, acceptance appears to be the antithesis of
affective chronometry, which is seldom done, the regulation. The theoretical basis of many of these
A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221 219

acceptance based therapies such as Dialectical Behavior Furthermore, research findings from healthy controls
Therapy (DBT; Linehan, 1993) and Acceptance and may have implications for treatment as well. For
Commitment Therapy (ACT; Hayes et al., 1999) is that example, it has been demonstrated that when negative
there is a tendency in forms of psychopathology to emotion eliciting stimuli are presented, those who are
avoid emotional experiences by counterproductive instructed to engage in antecedent emotion regulation
attempts at over-regulation. As emotion regulation by altering their appraisals of threat and negativity
may be automatic or purposeful (Gross, 1998), these respond with salutary effects (Gross, 1998). In short,
avoidance attempts may be so entrenched within one’s regulation attempts before the emotion is fully elicited
behavioral repertoire that they go unnoticed. Mind- led to decreased subjective experience of negative
fulness, by definition, is becoming an ‘‘observer’’ of emotion. Incorporation of this finding into treatment
one’s emotions and thoughts (Linehan). It is key that may be beneficial.
observation occurs without attempts of modification of
emotions or thoughts, this is termed radical acceptance. 7. Summary and conclusion
Radical acceptance of internal events dissuades against
maladaptive attempts of regulation and allows for more In conclusion, despite the inherent relationship
flexible responses. Mennin (2004) also implemented between anxiety disorders and emotion deficits, there
acceptance of emotions into his therapy for GAD. DBT is a relative lack of studies examining emotion
additionally utilized the concept of modifying action regulation within clinical samples of anxiety disorders.
tendencies in the technique termed ‘‘opposite to With the exclusion of suppression and reappraisal,
emotion.’’ This skill requires the conscious recognition specific strategies have not been investigated. There is
of an action tendency and subsequent conscious adequate evidence of the maladaptive nature of
decision to act in a direction opposite to that the suppression use (e.g., Campbell-Sills et al., 2005;
original emotion suggests. Lynch et al., 2001; Roemer et al., 2001), and limited
Implementation of emotion regulatory framework in evidence of the beneficial effects of reappraisal (e.g.,
treatment has also been done by Barlow et al. (2004). Feldner et al., 2003; Kamphuis & Telch, 2000). Further,
They suggested a unified treatment for emotional tentative inferences can be made from studies not
disorders that has three elements, all of which can be attempting to directly study emotion regulation. For
conceptualized through an emotion regulation frame- example, the use of attentional deployment may be a
work. The first component is alteration of antecedent skill deficit in those with anxiety disorders (e.g., Bryant
reappraisals, which maps nicely onto Gross’s (1998) & Harvey, 1995). Biological psychology has afforded
reappraisal technique. The second component is outcome measures that index emotion regulation, such
prevention of emotional avoidance. As suppression is as vagal tone. Findings using this methodology suggest
a technique aimed at avoidance, this aspect of the those with anxiety disorders have lower vagal tone (e.g.,
treatment entails encouraging decreased use of a Thayer et al., 2000), implicating less flexibility in
maladaptive strategy. The last component is facilitating attentional selection and responding to situations
action tendencies not associated with the emotion of adaptively. There is also preliminary evidence that
concern, which seems very similar to the opposite to increases in vagal tone pre- to post-treatment may be a
emotion skill in DBT. These three treatment compo- marker of successful treatment outcome (as cited in
nents are all aimed at either decreasing use of Barlow et al., 2004). Lesion studies implicate the right
maladaptive strategies or increasing use of adaptive cortical regions in anxiety disorders (e.g., Davidson,
strategies. 1998). Activation of the amygdala appears to be
Specific findings, though it is premature to make associated with automatic emotion generation and the
definitive statements, have clinical implications. For prefrontal cortical regions are implicated in the
example, emotional numbing within PTSD may not regulation of generated emotion (e.g., Beauregard
necessarily implicate encouragement of emotional et al., 2001; Hariri et al., 2003). Lastly, implementation
experiencing as a whole, as negative emotions are of emotion regulation skills in a therapeutic context
experienced. Rather, positive emotional experiencing appears promising (e.g., Hayes et al., 1999; Linehan,
seems to be the deficit deserving of clinical attention. 1993). Collectively, these findings underscore the
Additionally, reappraisal in addition to exposure was likelihood of emotion regulation playing a key role
efficacious for fear reduction in those with a specific in etiology and maintenance of anxiety disorders,
phobia (Kamphuis & Telch, 2000), suggesting the although more research is needed to elucidate the
utility of this technique. specifics.
220 A. Amstadter / Journal of Anxiety Disorders 22 (2008) 211–221

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