Professional Documents
Culture Documents
No. ______________________
Petitioners
v.
Respondent.
Submitted by:
Shane Youtz
YOUTZ & VALDEZ, P.C.
900 Gold Avenue S.W.
Albuquerque, NM 87102
(505) 244-1200 Telephone
Counsel for Petitioners
i
TABLE OF CONTENTS
Page
Parties 2
Relief Sought 3
Facts 3
Statutory Background 6
Legal Argument 7
B. The Board, not the Governor, retains the exclusive right to hire 19
an Executive Director.
Certificate of Service 23
ii
TABLE OF AUTHORITIES
Page
Chumasero v. Potts 18
2 Mont. 242 (1875)
Middleton v. Low 18
30 Cal. 596 (1866)
iii
State ex rel. White v. Dickerson 17
33 Nev. 540 (1910)
U.S. Cases
Marbury v. Madison 10
5 U.S. 137 (1803)
Other Authorities
N. M. Const., Art. V, §4 3, 7
iv
COME NOW Petitioners, by and through their counsel of record, Youtz &
Valdez, P.C. (Shane C. Youtz), pursuant to N.M. Const. art. VI, §3, and petition
follows:
Grounds upon which jurisdiction of the Supreme Court is based: This petition
is filed in this Court pursuant to art. VI, §3, NM Const. and Rule 12-504 NMRA
2006. The Petition is necessarily and properly filed in this Court in the first
regards actions, as described below, taken by the Governor of the State of New
Mexico.
Court: Within the last forty-five days, Governor Susana Martinez has terminated
the Executive Director and the members of the New Mexico Public Employee
Labor Relations Board (“PELRB”). The Governor‟s actions have eliminated the
Act (“PEBA”) and exceed the scope of her appointment and removal powers under
Article V,§ 5 of the New Mexico Constitution, given the Supreme Court‟s analysis
NMSC-017, 134 N.M. 59, 73 P.3d 197. The ongoing interruption of the functions
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of the quasi-judicial Labor Board creates immediate strife for thousands of public
Parties: Petitioners are labor unions and/or umbrella labor organizations who,
Section 4(l) of PEBA) representing at least 10,000 public sector employees in the
at least 6,000 public sector employees in the State of New Mexico. The New
PEBA) representing at least 15,000 public sector employees in the State of New
organization (as defined in Section 4(l) of PEBA) representing at least 300 public
Plumbers and Pipefitters, Local Union No. 412, is a labor organization (as defined
in Section 4(1) of PEBA) representing at least thirty public sector employees in the
2
State of New Mexico. (Attached hereto as Exhibit 1 is a more thorough
of the State of New Mexico to “take care that the laws be faithfully executed.”
reappoint the current PELRB members (specifically John Boyd and Duff
the Governor from interfering in the Board‟s decision to hire an Executive Director
of the PELRB.
There exists no plain, speedy or adequate remedy in the ordinary course of law.
The grounds upon which this application is made, and the facts and law
Facts
1. The Governor of the State of New Mexico appoints members of the PELRB as
follows: “The Governor of the State of New Mexico shall appoint one member
member jointly recommended by the other two. NMSA 1978 § 10-7E-8 (2003).
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2. John Boyd was designated as labor‟s recommendation and was originally
his current term expires on June 30, 2012. (Mr. Dominguez‟ letter of
other two appointees.” Mr. Westbrook‟s term appears to have expired on June
30, 2010. It does not appear that Mr. Westbrook was reappointed, but at no time
did the other two Board members revoke his joint recommendation. Mr.
March 1, 2011.
Relations Director, Pam Gentry. The Governor‟s office has interviewed persons
to replace Ms. Gentry as the Executive Director but has not, to date, attempted
6. On February 28, 2011, AFSCME filed an emergency motion with the PELRB,
seeking an order that it hire an Executive Director consistent with its authority
extended by the Legislature under section 9(E) of the Act authorizing the Board
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to hire personnel “as it deems necessary to assist it in carrying out its functions.”
termination of the Board and that, in any event, its recommendation for labor‟s
replacement was John Boyd. The Governor, through her representative Eugene
Moser, refused to appoint John Boyd and instructed the Unions that she would
over 120 local Unions (the vast majority of the public sector labor organizations
in New Mexico), of labor‟s demand that Mr. Boyd and Mr. Westbrook be
My clients do not agree that you were statutorily authorized to terminate Mr.
Boyd and insist upon his immediate reinstatement for the remainder of his
term;
10. As of the filing of this Petition, the Governor has maintained her refusal to
reinstate/appoint John Boyd to the Labor Board; the Board currently has no
enforce PEBA.
before the Board, for which all pending hearings have been cancelled. Several
other Unions have matters pending before the Board, for which all pending
Statutory Background
PEBA guarantees the rights of public sector employees to: 1.) organize and
engage in other concerted activity, and; 2.) bargain collectively with their
order that it may enforce these guarantees, the PELRB promulgates rules, and
6
The choice of appointments to the PELRB are made by Unions and
employers in the State of New Mexico – not the Governor, who has only
ministerial appointment power for this particular board. PEBA directs the
the two identified appointees. PEBA provides the Governor with no role or
discretionary authority in determining who the appointees shall be. NMSA (1978)
§ 10-7E-8 (2003).
The Legislature has also provided the PELRB, not the Governor, with
Legal Argument
The Governor of New Mexico swears an oath upon entering office and is
required by the New Mexico Constitution to “take care that the laws be faithfully
N.M. Const. art. VI, §3, which gives the Supreme Court original jurisdiction. This
Court has stated that such a writ, while an extraordinary remedy, is necessary and
proper “when issues of sufficient public importance are presented which involve a
legal and not a factual determination.” State ex rel. Bird v. Apodaca, 91 N.M. 279,
282, 573 P.2d 213, 216 (1977). In those circumstances, this Court “will not
hesitate to accept the responsibility of rendering a just and speedy disposition.” Id.
The Governor, as chief executive, has the power to appoint as well as the
power to remove those appointed by her, but those powers are not unlimited. The
power to nominate and appoint is subject to the consent of the state Senate, and the
Governor “may remove any officer appointed by [her] unless otherwise provided
removal are further restricted by the New Mexico Constitution‟s recognition of the
separation of powers. The Constitution sets out three “distinct departments,” and
“no person … charged with the exercise of powers properly belonging to one of
these departments, shall exercise any powers properly belonging to either of the
N.M. Const. art. III, § 1. This Court has recognized its own responsibility that it
“must give effect to Article III, Section 1, and will not be reluctant to intervene
where one branch of government unduly encroaches or interferes with the authority
8
of another branch.” State ex rel. Taylor v. Johnson, 1998-NMSC-015, ¶ 23, 125
N.M. 343, 961 P.2d 768. An infringement of separation of powers occurs “when
the action by one branch prevents another branch from accomplishing its
The New Mexico Legislature enacted the Public Employee Bargaining Act
in 2003 to “guarantee public employees the right to organize and bargain” and
ensure “the orderly operation and functioning of the state and its political
subdivisions.” NMSA (1978) § 10-7E-2 (2003). The statute created the Public
Employee Labor Relations Board to not only promulgate rules and establish
that include issuing subpoenas and rendering decisions brought before it in the
statute also empowers the board to “hire personnel or contract with third parties as
it deems necessary to assist it in carrying out its functions.” NMSA (1978) § 10-
7E-9(E) (2003).
delineated in PEBA:
restricted in two respects: First, the Governor must appoint; she may not refuse to
has no role in choosing the appointments; she may only appoint those persons who
As far back as Marbury v. Madison, 5 U.S. 137 (1803), the United States
Supreme Court recognized that certain acts of the executive branch are strictly
ministerial and do not allow for executive discretion: “[W]hen the legislature
to perform certain acts; when the rights of individuals are dependent on the
performance of those acts; he is so far the officer of the law; is amenable to the
laws for his conduct; and cannot at his discretion sport away the vested rights of
others.” Id. at 166. (emphasis added.) The U.S. Supreme Court has also asserted
that the “illimitable power of removal is not possessed by the President” in certain
situations. Humphrey's Executor v. United States, 295 U.S. 602, 629 (1935). The
10
court recognized quasi-judicial and quasi-legislative positions created by Congress
and stated:
three general departments of government entirely free from the control or coercive
influence, direct or indirect, of either of the others.” Id. The court rejected the
operation legislative and judicial powers, and as an agency of the legislative and
acknowledged that the separation of the three branches need not be “airtight” to the
425, 443 (1977). However, the Supreme Court must step in “where the potential
11
for disruption is present.” Id. As explained below, the potential for disruption is
clear and present as regards the PELRB, given that its primary relevant duty is to
determine whether the Governor has violated the guarantees provided by PEBA.1
017, ¶ 7, 134 N.M. 59, 73 P.3d 197, petitioner made a separation of powers
argument, but the facts in that case lacked the crucial element present in this
V, Section 5 powers. In PEBA, the legislature made explicit its desire that the
reason. The Governor‟s ability to exercise power over this legislatively created
board must be viewed in the context of the function of the Board, which is to
prevent violations of rights held by public sector labor unions to “organize and
bargain collectively,” NMSA 1978 § 10-7E-2 (2003), with, among others, the
Board. The Board‟s functions include the duty to determine whether the Governor
1
The Governor of the State of New Mexico is the State‟s signatory on all
collective bargaining agreements between AFSCME and the State of New
Mexico. (Rodriguez Aff.) Attached to the Petition for Writ, as Exhibit 9, is
a true and correct copy of the cover page and signature page of the current
collective bargaining agreement between AFSCME and the State of New
Mexico.
12
has committed prohibited practices by, for example, refusing to bargain
Governor with the power of removal, in this instance, provides the Governor with
the ability to circumvent PEBA by removing members who make findings contrary
provides her with abilities to control public sector bargaining in a manner which is
not unlimited and may not be automatically inferred from a statute that confers no
such authority. “The Governor seems to argue that removal power is implied
because the appointing authorities can fill a position if it becomes vacant „for any
removal in the context of Governor Richardson‟s removal of six lay members from
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under Article V, Section 5. A deeply divided court rejected petitioner‟s claim,
finding that the Governor‟s appointment and removal of members was not an
performance of its functions. Id. at ¶¶ 12-13. The court also noted that the
an ongoing investigation.” Id. at ¶ 15. However, this Court warned, “an attempt to
control the judiciary” would raise separation of powers concerns and “would be a
different matter.” Id. at ¶ 16. Two justices in dissent warned of protecting the
Governor abusing that power and making wholesale changes on a board to “either
halt or instigate an investigation,” and declared that such a turn of events “would
members, and she cannot acquire that power by implication. The Governor‟s role
with regard to the PELRB is clearly and explicitly ministerial. The Governor‟s
Article V, § 5 powers for the PELRB are not substantive; they cannot be read to
provide her with removal powers which contradict her appointment powers and
Specifically, granting the Governor unlimited removal power over the Union‟s
recommended designee and the jointly recommended designee would allow the
her liking. The Governor would effectively gain the discretionary power of
limitations in PEBA on the Governor‟s power of appointment do not just limit the
any actual appointment powers extended to the Governor. The Governor may not
refuse to staff the Board; she is statutorily compelled to appoint members to the
either the labor appointee or the neutral appointee; she may only appoint those
ministerial act, the Governor may act only as the legal conduit for a process of
points out, “are primarily investigative and quasi-judicial” and the Board is not
the Legislature “as a means of carrying into operation legislative and judicial
board members would give her the power to quash complaints brought by workers
against her and her agents. Such a statutory interpretation of PEBA leads to an
absurd result and would confer on the Governor the ability to unduly influence
the power given to third parties to control who will serve on the Board. Because
the Legislature explicitly precluded the right of the Governor to choose who may
serve on the Board, she may not take an action which infringes upon the rights of
those who do have the statutory right to determine who may serve on the Board.
Consequently, Respondent may not terminate the labor designee, John Boyd,
16
because labor has at no time revoked its recommendation of Mr. Boyd. Similarly,
the Governor may not terminate the neutral designee, Duff Westbrook, because his
recommendation was secured by the joint agreement of the other two Board
members, and that recommendation has not been revoked.2 Mr. Boyd and Mr.
Westbrook are still statutorily authorized to transact the business of the PELRB
and must be allowed to continue to do so “to protect the public interest” and to
ensure “the orderly operation and functioning of the state and its political
The notion that certain functions of the executive branch may be clearly
ministerial and allow no discretion on the part of the chief executive is an accepted
legal premise. See Bowers v. Pennsylvania Labor Relations Bd., 402 Pa.
542 (1961) (Governor may not remove a member of the state Labor Relations
Board); State ex rel. White v. Dickerson, 33 Nev. 540, 560 (1910) (acceptance of
bonds: “The statute merely directs [the Governor] to perform a ministerial act, and
the legislature could have directed equally as well that bonds as a gift to the state
2
It may be argued that the same limitation on the Governor‟s appointment power
applies to the member recommended by public sector employers, Mr. Martin
Dominguez; but Petitioners concede that the Governor, as the Employer of the
State of New Mexico is certainly one of the third parties with the right to
recommend the employer designee. Petitioners are, however, unaware of any facts
suggesting that the Governor consulted with any other public employers before
terminating Mr. Dominguez.
17
should be accepted by the state treasurer or other officer or person”) ; Gray v.
State, 72 Ind. 567 (1880) (redeeming of bonds); Middleton v. Low, 30 Cal. 596
(1866) (no discretion in the duty to sign a patent for land); Chumasero v. Potts, 2
inconsistent with New Mexico case law emphasizing that the appearance of
minimum, a fair and impartial tribunal requires that the trier of fact be disinterested
and free from any form of bias and predisposition regarding the outcome of the
case. In addition, our system of justice requires that the appearance of complete
Veterinary Medicine v. Riegger, 2007-NMSC-044, ¶ 30, 142 N.M. 248, 164 P.3d
adjudicators will serve with honesty and integrity, the presumption is trumped
when there is a possibility that a hearing officer will be biased or, more
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significantly, when there is a possibility that future litigants before the
administrative board will objectively believe that the hearing officer is biased.
based on constitutional due process rights, this Court has recognized that any bias
found to violate due process rights would also render a decision by a local labor
PEBA. Las Cruces Professional Fire Fighters v. City of Las Cruces, 1997-
NMCA-031, ¶ 22, 123 N.M. 239, 938 P.2d 1384 (decided under the original
enactment of the PEBA (PEBA I)). The lack of an appearance of fairness is just as
critical in the analysis as actual impartiality. Granting the Governor with the
effective power to control appointments to the Labor Board destroys the delicate
balance of fairness created by the legislature in PEBA. It not only lacks the
appearance of fairness, but in fact provides the Governor with the ability to tilt the
B. The Board, not the Governor, retains the exclusive right to hire an
Executive Director.
Director for the PELRB to carry out its most basic and essential functions. Part 2
of the Board‟s regulations require the existence of an Executive Director for the
for approval of a local board. These three tasks alone represent the majority of the
The Public Employees Bargaining Act explicitly directs the Labor Board to
hire personnel “as it deems necessary to assist it in carrying out its functions.”
NMSA 1978 § 10-7E-9(E) (2003). The Labor Board performs a voluntary and
honorable service without remuneration and cannot practically satisfy the purpose
of PEBA without the assistance of an Executive Director. The Labor Board meets,
at most, once per month, and since its inception has delegated the processing of
hearing officer). Practical considerations are not the only impediment to operating
the Board to carry out its functions, the Board has a statutory duty to immediately
The Governor has attempted to usurp the Board‟s authority as regards the
terminated the Public Employee Labor Relations Director, Pam Gentry. The
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Governor‟s office has interviewed persons to replace Ms. Gentry as the Executive
Director but has not, to date, attempted to hire a replacement. The Governor‟s
attempt to usurp the Board‟s personnel decisions suffers from precisely the same
The legal notion of allowing a legislatively created Board to have the power
General: “In your third question, you ask whether the Legislature would have the
power to place appointment in someone other than the Governor and restrict the
Governor‟s removal power. It is our conclusion that the Legislature may do so.”
1958 N.M. AG Opinion No. 58-10. With its clear delineation of the appointment
one, and it has limited her powers to remove those members. The statute also
prohibits the Governor from interfering with the statutory authority given to this
Wherefore, the Board is still legally operational. Board members Boyd and
Westbrook must be reinstated and should have their authority restored to hire an
Executive Director to carry out the essential functions of a Board tasked with
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guaranteeing the basic rights of workers and ensuring the continued promotion of
Board members Boyd and Westbrook and to recognize the Board‟s authority to
I hereby certify that the body of the foregoing Petition is 5,131 words
_____________________
Shane C. Youtz
900 Gold Ave. S.W.
Albuquerque, NM 87102
(505) 244-1200
(505) 244-9700 Fax
Attorney for Petitioners
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CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on this 16th day of March, 2011, a true and
correct copy of the foregoing VERIFIED PETITION FOR WRIT OF
MANDAMUS/PROHIBITION was hand-delivered to the following:
Shane Youtz
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